Senior Risk Specialist Resume Samples

4.5 (96 votes) for Senior Risk Specialist Resume Samples

The Guide To Resume Tailoring

Guide the recruiter to the conclusion that you are the best candidate for the senior risk specialist job. It’s actually very simple. Tailor your resume by picking relevant responsibilities from the examples below and then add your accomplishments. This way, you can position yourself in the best way to get hired.

Craft your perfect resume by picking job responsibilities written by professional recruiters

Pick from the thousands of curated job responsibilities used by the leading companies

Tailor your resume & cover letter with wording that best fits for each job you apply

Resume Builder

Create a Resume in Minutes with Professional Resume Templates

Resume Builder
CHOOSE THE BEST TEMPLATE - Choose from 15 Leading Templates. No need to think about design details.
USE PRE-WRITTEN BULLET POINTS - Select from thousands of pre-written bullet points.
SAVE YOUR DOCUMENTS IN PDF FILES - Instantly download in PDF format or share a custom link.

Resume Builder

Create a Resume in Minutes with Professional Resume Templates

Create a Resume in Minutes
GG
G Green
Gardner
Green
8537 Feil Shore
New York
NY
+1 (555) 720 6288
8537 Feil Shore
New York
NY
Phone
p +1 (555) 720 6288
Experience Experience
San Francisco, CA
Senior Risk Specialist
San Francisco, CA
Schmeler, Runolfsson and Collier
San Francisco, CA
Senior Risk Specialist
  • Coordinate the return to work and leave of absence programs relative to work related injuries
  • Interact with Federal Reserve System staff to affect influence via workgroups, affinity groups, and/or policy development
  • Nationwide claim management activities inclusive of and not limited to reporting and return to work (pre-injury and alternate duty)
  • Evaluating the existing compliance program and working with Risk Managers to enhance and modify the program
  • Perform ongoing monitoring of BSA/AML risks for assigned entities
  • Corporate Operational Risk Management
  • Partnering with risk managers to ensure testing and audit program is thorough and focused on the high risk areas
Dallas, TX
Afs-project Controls Senior Risk Specialist
Dallas, TX
Pacocha, Gulgowski and Hudson
Dallas, TX
Afs-project Controls Senior Risk Specialist
  • Foster an atmosphere of trust and teamwork with internal and external clients, create a collaborative work environment
  • Implement methods to improve service delivery across the value chain and train the Project Controls team in relevant aspects of Risk Management
  • Assist leadership in implementing project controls strategies and collaborate to develop standards and guides
  • Confer with Control Account Managers (CAMs) and other staff to evaluate uncertainty of cost estimates and schedule activity durations (ESUA)
  • Lead risk workshops and other activities to identify significant risks faced by the project
  • Operate as a Risk Management Subject Matter Expert (SME), exporting best practices to other parts of the organization
  • Ensure compliance with MOX Services policies, guidelines, procedures and processes
present
San Francisco, CA
Risk Specialist / Senior Risk Specialist
San Francisco, CA
McClure, Bode and Gorczany
present
San Francisco, CA
Risk Specialist / Senior Risk Specialist
present
  • Monitor and evaluate developments impacting WFC’s operational risk profile through in-depth analysis of internal risk management reports and interaction with WFC management
  • Analyze and report on key operational risk metrics that support an overall assessment of WFC’s level of operational risk and risk management practices across WFC’s enterprise IT environment
  • Assist in the development of supervisory strategies, the Supervisory Plan, as well as the Report of Inspection
  • Lead and participate in on-site and off-site target reviews and examinations, continuous monitoring activities, and cover processes that manage related operational risks
  • Communicate effectively with Federal Reserve staff and management on IT-related topics associated with all types of enterprise operational risks through periodic and ad hoc written and oral briefings
  • Exploring opportunities to create new tests and develop automated testing to include key performance indicators
  • Manage additional tasks as delegated by the Manager
Education Education
Bachelor’s Degree in Computer Science
Bachelor’s Degree in Computer Science
Northeastern University
Bachelor’s Degree in Computer Science
Skills Skills
  • Strong interpersonal skills, ability to build relationships with peers and support unit, ability to work effectively in a complex environment
  • Highly-motivated and detail-oriented individual with superior analytical, organizational and critical thinking skills
  • Excellent business writing skills. Ability to calibrate message for various levels of management
  • Strong communication skills and ability to explain sophisticated risk concepts to diverse stakeholders
  • Solid knowledge of the Bank’s Policies and Procedures in relation to Risk
  • Strong analytical skills to solve very complex problems
  • Risk minded professional with 5-8 years in operations control, risk management or audit/regulatory experience
  • Knowledge of SEC, FINRA and Federal Reserve rules related to broker dealer operations
  • Strong PC skills
  • Proficiency in English (written and spoken)
Create a Resume in Minutes

15 Senior Risk Specialist resume templates

1

Senior Risk Specialist Resume Examples & Samples

  • Risk minded professional with 5-8 years in operations control, risk management or audit/regulatory experience
  • Team leadership to reduce audit issues
  • Multi-tasking, results oriented individual with ability to identify dependencies and leverage multiple sources of information
  • Comfortable with balancing multiple, competing priorities and changes in scope/direction
  • Capable of operating independently with minimal oversight
  • Strong interpersonal skills, ability to build relationships with peers and support unit, ability to work effectively in a complex environment
  • Knowledge of SEC, FINRA and Federal Reserve rules related to broker dealer operations
  • FINRA Series 99 or other license
2

Risk Specialist, Senior Risk Specialist Resume Examples & Samples

  • Experience with data preferred. Base SAS-specific and logic- experience a plus
  • Must be able to perform research and present conclusions effectively to audiences
  • Bachelor’s degree or higher in business, finance, or economics
  • CFA a plus
  • Regulatory experience in consumer banking a plus
  • Process management experiences a plus
3

Senior Risk Specialist Resume Examples & Samples

  • When communicating, requesting information from individuals outside immediate work group, provide clarity regarding expectations and authorities,
  • Understand, articulate and follow policy and regulatory requirements
  • Make compliance with regulatory requirements a top priority
  • Corporate Audit Department
  • T&O Global Information Technology Risk Management
  • T&O Technology Business Units (e.g. P&C Canada, Corporate, Capital Markets)
  • T&O Operational Risk Officers (ORO’s)
  • T&O Compliance
  • Possesses a university degree/college diploma in related discipline(s) or equivalent work experience, and/or 8 to 10 years of experience in an IT environment, preferably with knowledge of Audit and Risk Management
  • Solid understanding of project management processes, documentation, audit and signoff authorities
  • Advanced presentation, written and oral communications skills
  • Advanced analysis and problem solving skills
  • Is a team player who is self-motivated and goal-oriented
  • Well-developed influence and relationship management skills, working collaboratively with cross functional groups
4

Senior Risk Specialist Resume Examples & Samples

  • Supporting the business line risk managers to asses (test/audit) key operational and regulatory controls
  • Contributing to production of the operational risk dashboards and reports to support senior leadership team, as well as developing and enhancing the compliance risk and control self-assessment (RCSA) process
  • Keeping the risk manager apprised of testing progress, overall themes, and findings
  • Evaluating the existing compliance program and working with Risk Managers to enhance and modify the program
  • Partnering with risk managers to ensure testing and audit program is thorough and focused on the high risk areas
  • Assisting and participating in line of business walkthroughs, process mapping, and assessments
  • 3 or more years of audit, compliance, or risk experience
  • Strong knowledge of regulatory compliance requirements and risk management principles
  • Strong knowledge of financial services industry
  • Excellent analytical &interpersonal skills
5

Senior Risk Specialist Resume Examples & Samples

  • Execute independent self-testing and assessment of Consumer Banking control inventories of higher complexity
  • Perform assessment of controls related to GLBA, AML and additional regulatory requirements
  • Coordinate and maintain the documentation needed to complete business unit specific testing
  • Provide a superior customer experience to Consumer Banking Risk colleagues and business line colleagues to successfully build professional and collaborative working relationships
  • Gain understanding of regulations and processes that pertain to Consumer Banking business units
  • Serve as resource for department Specialists and assist in new colleague training as needed
  • Support the development, implementation and maintenance of business line inventories of controls and tests
  • Manage additional tasks as delegated by the Manager
  • Proven track record in successfully finding solutions and identifying underlying issues
  • Highly-motivated and detail-oriented individual with superior analytical, organizational and critical thinking skills
  • Ability to work independently on several projects at once
  • Proficiency in GRC preferred
6

Senior Risk Specialist Business Banking Resume Examples & Samples

  • Knowledge of Business Banking products and operations; regulatory requirements; and key processes, controls and exposure areas a plus
  • Ability to calibrate message for various levels of management
  • Skill in process flow mapping complex business activities
  • Professional Certifications
7

Senior Risk Specialist Resume Examples & Samples

  • Provide expert advice and recommendations to line supervisors, Policy, HMT, EBA and other internal and external stakeholders
  • Be required to develop bespoke methods of analysis and to develop the methodology and modelling required for such analysis
  • Analyse the impact of structured finance techniques on firms' capital profiles, including the review of firms' risk-weighted asset (RWA) management through Significant Risk Transfer (SRT) and reviews of firms' Large Exposures to connected counterparties relating to structured finance and to covered bonds
  • Analyse the impact of structured finance techniques on firms' liquidity profiles, such as maturity transformation structures and the impact of securitisation funding on liquidity buffers
  • An understanding of the UK financial sector and possess strong structured finance experience, preferably gained at a leading investment bank or asset manager. It would be preferred to have at least 5 years direct structured finance experience
  • A degree or professional qualification in a highly numerate discipline, such as physics or engineering, MBA in finance or CFA or FRM qualification will be preferred
  • Be a primary contact for the Structured Finance team with Supervision and with Policy for firm-specific and cross-firm workstreams relating to securitisations and to covered bonds
  • The opportunity to make a significant contribution to the development and implementation of enhanced analytics capability in the organisation
  • The ability to work in an intellectually stimulating environment, in a well-regarded and high-profile Division that makes significant contributions to the delivery of the organisations objectives
  • Insight into a wide range of risk management practices followed by financial institutions doing business in the UK
8

Senior Risk Specialist Resume Examples & Samples

  • Intermediate knowledge of internal controls and risk assessment
  • Knowledge of loan operations; regulatory requirements; and key processes, controls and exposure areas a plus
  • Experience delivering under tight deadlines while maintaining quality standards
  • Excellent business writing skills. Ability to calibrate message for various levels of management
  • 3+ years experience experience gained from working in financial services industry
  • Experience in Internal Audit, Compliance, or Risk Management
9

Senior Risk Specialist Resume Examples & Samples

  • Through partnership with the Risk Managers, execute the control monitoring program for multiple complex lines of business and/or products. Work within established timelines to deliver control self testing and key risk indicator monitoring, which are critical to determining control environment effectiveness. Assess material controls, monitor and evaluate proper escalation procedures are in place to ensure compliance with key rules and regulations. Input control monitoring results into the system of record. Keep the Risk Manager apprised of testing progress, provide an opinion on control effectiveness results including analysis of themes and findings
  • Aggregate the outputs of control monitoring results for management’s use. Deliver analysis on the aggregated results that summarizes key issues and recommended actions. Assist with presenting results of testing and analysis to business line management
  • Participate in the Risk and Control Self Assessment (RCSA) process, creation and validation of process maps which reflect key business line processes and related controls. Based on RCSA output, partner with subject matter experts to create new tests, refresh existing tests, retire tests and develop key risk indicators (KRIs) based on areas of material risks
  • Support exam management through delivery of control monitoring documentation and related analysis. In instances where issues have been identified, conduct testing and determine if enhanced controls are effective to support issue closure
  • Role will act as a technical expert in support of one or more critical business processes. As part, will be the primary point of contact for the topic and responsible for providing knowledge, expertise, and support to the front line units. Responsible for supporting other business line related activities
  • Knowledge of Home Mortgage products and operations; regulatory requirements; and key processes, controls and exposure areas a plus
  • Knowledgeable with MS Word, MS Excel, PowerPoint and Visio
10

Senior Risk Specialist Resume Examples & Samples

  • Determine reporting and compensability of work related incidents
  • Record and report claims to the applicable insurance broker or carrier
  • Nationwide claim management activities inclusive of and not limited to reporting and return to work (pre-injury and alternate duty)
  • OSHA record keeping
  • Claim analysis, tracking and trending
  • Assist in the investigation of claims by obtaining, gathering, and reviewing evidentiary documentation
  • Coordinate the return to work and leave of absence programs relative to work related injuries
  • Compile insurance renewals including market submissions, coverage applications and renewal specifications
  • Maintain a variety of confidential and non-confidential records and files
  • Obtain and consolidate risk management data
  • Coordinate certificate of insurance requirements, issuance and tracking
  • Review and provide guidance for insurance language and indemnification provisions in proposed contracts
  • Manage insurance documentation requirements
  • 5+ years Workers’ Compensation claims experience-national experience preferred
  • Detail oriented, conscientious and systematic with a high level of accuracy
  • Advanced computer skills and knowledge required
  • Resourceful and proactive with strong initiative and sense of ownership
11

Senior Risk Specialist Resume Examples & Samples

  • Bachelor's Degree and 15+ years’ work experience, or Master's Degree and 10+ years’ work experience, or Doctorate and 8+ years’ work experience or their equivalents
  • Comprehensive knowledge of national initiatives and priorities concerning risk and resilience of critical infrastructure
  • Extensive knowledge of analytic methodologies and ability to develop strategies to fill identified gaps and deficiencies
  • Comprehensive skill in the application of operational management strategies, both strategic and tactical, including project management, team engagement, and process efficiencies
  • Considerable skill in producing effective written and oral communications, specifically in communicating technical material to upper levels of management
  • Strong communication and sponsor interaction skills
12

Senior Risk Specialist, Cybersecurity Resume Examples & Samples

  • Previous IT audit experience conducting third party risk assessments
  • Certified Information Systems Auditor (CISA)
  • Employment Type:Full Time
13

Senior Risk Specialist Resume Examples & Samples

  • Refining and embedding the Group's risk appetite framework and driving the embedding of the risk appetite locally
  • Enabling the team to timely and efficiently manage the production of every product, in particular the regulatory reports like the Own Risk and Solvency Assessment for Zurich Insurance Group and Zurich Insurance Company and the new public risk and solvency disclosures
  • Developing and implementing compliant and pragmatic solutions, on your own or within a team, to allow Zurich to meet regulatory requirements on an ongoing basis
  • Business partnering with (sub-)functional teams in Finance, Strategy or Audit
  • Contributing to running risk assessments (Total Risk Profile) at functional level to provide the transparency supporting disciplined risk taking
  • Contributing to internal risk reporting to Zurich’s executive management and its board of directors
  • Remaining on top of external industry and regulatory developments in relation to prudential regulation
  • Master’s degree in finance, business administration, economics or similar, with focus on insurance or risk management or you have taken a path giving you equivalent professional experience
  • Successful engagement with teams to help them move to the next level of quality
  • Disciplined planning and execution of projects/programs
  • Ability to negotiate win-win solutions and not take no for an answer
  • Ability to build bridges between business and risk management
  • Strong communication skills and ability to explain sophisticated risk concepts to diverse stakeholders
  • Strong analytical skills to solve very complex problems
  • A naturally curious personality with a true passion for regulatory and risk management issues
  • Solid understanding of Zurich’s risk management and governance framework
  • Proficiency in English (written and spoken)
14

Afs-project Controls Senior Risk Specialist Resume Examples & Samples

  • Foster an atmosphere of trust and teamwork with internal and external clients, create a collaborative work environment
  • Operate as a Risk Management Subject Matter Expert (SME), exporting best practices to other parts of the organization
  • Implement methods to improve service delivery across the value chain and train the Project Controls team in relevant aspects of Risk Management
  • Ensure compliance with MOX Services policies, guidelines, procedures and processes
  • Apply contract requirements to the implementation of Risk Management
  • Lead risk workshops and other activities to identify significant risks faced by the project
  • Confer with Control Account Managers (CAMs) and other staff to evaluate uncertainty of cost estimates and schedule activity durations (ESUA)
  • Assist leadership in implementing project controls strategies and collaborate to develop standards and guides
  • Monitor to ensure standards/guides are followed along with resource planning, recruiting, mentoring and evaluations
  • Manage the collection of risk/uncertainty information and prepare applicable reports to management and the client
  • Prepare Monte Carlo and other analyses to compile and present probability-based summarizations of risks and uncertainties
  • Monitor the required periodic updates of individual risks and encourage risk owners to maintain current assessments of risks and to report on risk response plan actions
  • Produce clear presentations to a wide spectrum of audiences
  • Facilitate key risk management discussions with the Project Management Team and advise senior project management regarding risk aspects of project decisions and projections, including regular monthly risk meetings
  • Monitor variance reports and other periodic project progress information for indications of changes in risks or new risks
  • BS/BA Degree in Business, Engineering or equivalent education or related experience in lieu of degree, plus 10 to 15 years of related work experience. An advanced degree (MBA) or PMP Certification may substitute for 1-2 years of related work experience
  • Minimum 5 years’ experience in the Project Controls sub-disciplines
  • Good written and verbal skills including the ability to comprehend and convey detailed financial data
  • Good business and/or technical expertise in a related capacity
  • Good PC-based application skills such as MS Office (Word, Excel, Power-Point)
  • Ability to change priorities quickly, confront issues directly and work well as part of a team
  • Previous Cost Control management program experience
  • Prior Scheduling Program experience (Primavera)
  • Prior Project Risk Management experience
  • Prior experience within the nuclear industry
15

Senior Risk Specialist Resume Examples & Samples

  • Bachelor's degree in business, finance, accounting, or related field, with professional certifications and/or advanced degree desirable
  • Minimum of five years of bank, regulatory, and/or industry experience, including operations, audit, model risk management, and DFAST
  • An examiner commission from a federal or state bank supervisor is desired but not required
  • Experience in working with senior management at financial institutions, Reserve Bank, Federal Reserve System, and other regulators is preferred
  • Equivalent education and/or experience may be substituted
16

Senior Risk Specialist Resume Examples & Samples

  • Analyze and assess the inherent BSA/AML risk levels and risk management practices of assigned entities
  • Perform ongoing monitoring of BSA/AML risks for assigned entities
  • Coordinate, participate in, and lead, BSA/AML risk inspections/examinations
  • As needed, assist on other inspections/examinations or reviews of other entities supervised by the Federal Reserve System
  • In concert with the EIC/CPC, establish appropriate relationships with bank management responsible for managing BSA/AML risk exposures
  • Contribute to the establishment of appropriate information flows of BSA/AML risk reports from assigned entities to be used to monitor various aspects of BSA/AML risk on an ongoing basis
  • Communicate regularly with senior management of assigned entities and representatives of the regulatory agencies through verbal and written briefings
  • Interact with Federal Reserve System staff to affect influence via workgroups, affinity groups, and/or policy development
  • Maintain technical expertise and apply/transfer knowledge of regulatory guidance and industry issues through timely and efficient communication. May provide specialized training and expertise to other examiners
  • Participate in Department and System activities
  • Perform job responsibilities under routine supervision
  • Perform other duties as assigned or requested
  • College degree in accounting, business, finance, or related field
  • Minimum of five years of bank regulatory or private industry experience and a well-developed understanding of supervisory practices and concerns involving BSA/AML activities
  • Association of Anti-Money Laundering Specialists designation
  • An examiner’s commission is not required, but preferred
17

Senior Risk Specialist Resume Examples & Samples

  • Leads or participates in supervisory events of financial institutions, including inspection/examination activities that assess capital, asset quality, management, earnings, liquidity, and model risk. Analyzes and evaluates the entity’s policies, procedures and controls affiliated with risk areas. Confers with entity and other Federal Reserve personnel to gather information and resolve any issues that arise during the examination. Recommends regulatory ratings/assessments for the area of risk specialty. Leads meetings with entity officials, and Reserve Bank management to discuss issues, findings and recommendations
  • Leads post-supervisory event activities including the completion or supervision of work papers (and work paper review), the examination report, vetting document, letter of findings and/or internal memoranda. Ensures written documents that summarize and communicate the findings to the entity board and management, the Board of Governors and other regulatory agencies comply with System and district standards, policies and procedures
  • Conducts or supervises the analysis of responses to remediate issues identified during a supervisory event. Monitors entity between supervisory events for new issues and significant changes in risk profile, recommending actions to be taken where appropriate
  • Ensures expertise is maintained by participating in system and industry conferences, discussions and training. Ensures that Reserve Bank management and appropriate business lines affected by the risk area are aware of the risks and changes in the risk and how such changes affect all business lines and entities supervised
  • Bachelor’s degree in finance, accounting or related field
  • Minimum seven years of banking or related capital markets experience is preferred
  • Regulatory experience is preferred
  • An examiner commission from a federal or state bank supervisory agency is preferred
  • Equivalent education and/or experience may be substituted for any of the above requirements
18

Senior Risk Specialist Resume Examples & Samples

  • Leads or participates in supervisory events of financial institutions, including inspection/examination activities that assess capital, asset quality, management, earnings, model risk management, and Dodd-Frank Act Stress Testing. Analyzes and evaluates the entity’s policies, procedures and controls affiliated with risk areas. Confers with entity and other Federal Reserve personnel to gather information and resolve any issues that arise during the examination. Recommends regulatory ratings/assessments for the area of risk specialty. Leads meetings with entity officials, and Reserve Bank management to discuss issues, findings and recommendations
  • Bachelor’s degree in finance, accounting, or related field
  • Minimum five years of banking or related capital markets experience is preferred
19

Risk Specialist / Senior Risk Specialist Resume Examples & Samples

  • Maintain an advanced level of expertise in IT operations, IT risk management, IT internal audit, and regulatory developments in these areas of focus, including a strong understanding of current industry trends and practices, effective risk measurement and management practices, and emerging concerns that may impact WFC’s operational risk profile
  • Monitor and evaluate developments impacting WFC’s operational risk profile through in-depth analysis of internal risk management reports and interaction with WFC management
  • Develop a thorough understanding of current industry trends, effective risk management practices, and emerging IT and market concerns that may impact WFC’s operational risk profile
  • Analyze and report on key operational risk metrics that support an overall assessment of WFC’s level of operational risk and risk management practices across WFC’s enterprise IT environment
  • Assist in the development of supervisory strategies, the Supervisory Plan, as well as the Report of Inspection
  • Establish inclusive and collaborative working relationships with key functional constituents (e.g., OCC and FDIC) as a means of developing a thorough understanding of the risk profile at WFC and the effectiveness of operational risk management
  • Lead and participate in on-site and off-site target reviews and examinations, continuous monitoring activities, and cover processes that manage related operational risks
  • Communicate effectively with Federal Reserve staff and management on IT-related topics associated with all types of enterprise operational risks through periodic and ad hoc written and oral briefings
20

Senior Risk Specialist Cybersecurity Resume Examples & Samples

  • 1 year's experience in investigations, audits, or assessments, evidence handling, and document collection and retention consistent with judicial best practices
  • 1 year's experience with risk frameworks (for example, COBIT, ISO 27005)
  • Certified Information Systems Security Professional (CISSP), Certified Information Systems Auditor (CISA), and/or related certifications
21

Senior Risk Specialist Resume Examples & Samples

  • 1 year's experience in investigations, audits, or assessments, evidence handling, and document collection and retention consistent with best practices
  • 1 year's experience with current and emerging technologies (for example, mobile, cloud, federation, network, cryptography, firewalls, security technologies, intrusion detection and/or prevention devices, penetration testing, architecture)
  • 1 year's experience with payment card industry data security (PCI), International Organization for Standardization (ISO), Health Insurance Portability and Accountability Act (HIPPA), and/or Sarbanes-Oxley Act (SOX) compliance and/or reporting process
  • 1 year's experience with risk frameworks (for example, COBIT, ISO 27001)
  • Certified Information Systems Auditor (CISA), Certified Information Systems Security Professional (CISSP), and/or related certifications