Senior Risk Manager Resume Samples

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M Schumm

Maximus

Schumm

689 Bauch Estate

Detroit

+1 (555) 650 5311

689 Bauch Estate

Detroit

Phone

p +1 (555) 650 5311

Experience Experience

Dallas, TX

Senior Risk Manager

Dallas, TX

Gutkowski, Hackett and Hilll

Dallas, TX

Senior Risk Manager

Manage the development of models that forecast the firm’s risk-weighted assets of consumer exposures for internal budget and regulatory stress-test purposes
Develop and manage automated ongoing monitoring and tracking of capital model performance. Analyze monitoring results and communicate recommended action plans to capital modeling team leads and senior risk managers
Respond to ad-hoc analytic requests related to capital models and forecast
Strengthen the team’s subject-matter expertise on risk management, capital modeling and regulatory rule interpretation
Partner with other team members to drive efficiency in data, modeling and analytical approaches, all with a strict model governance mindset
Partner with line of business senior managers to develop capital solutions that are consistent with risk management strategies and best practices
Develop best in class data for merchant sharing, work cross functionally across different fraud types to understand merchant influences

Chicago, IL

Credit Portfolio Senior Risk Manager

Chicago, IL

Howe Group

Chicago, IL

Credit Portfolio Senior Risk Manager

Work with regional and global risk for CCAR stress loss model development ( Unsecured)
Continuously work on improvement of controls and monitoring mechanism for operational risk
Manage and coach a high-performing team of 4-6 analysts
Work with Risk Technology and Reengineering teams on defining technology enhancements and process improvements towards greater efficiency
Implement disciplined approach to testing and execution, and develop robust tracking and performance monitoring capabilities
Track progress on all initiatives and provide regular updates to senior management
Effective cross-functional project, resource, and stakeholder management; effectively engage with internal audit and external regulators

present

Philadelphia, PA

Credit & Portfolio Senior Risk Manager

Philadelphia, PA

Schaefer and Sons

present

Philadelphia, PA

Credit & Portfolio Senior Risk Manager

present

In partnership with the Business, identify risks (both tangible and conceptual), with a focus on Product and Credit risks, but also other risks such as Fiduciary, Franchise and Regulatory risk. This includes proactively identifying and assessing risks and controls, addressing significant issues, interfacing with other internal control and support functions, and guiding the Products on the best course of action and corrective action plans. Identification and mitigation of emerging risks is critical
Partner, lead and/or participate in risk and control projects initiated by the Business/IBC/other Risk organizations to improve the risk and control environment
Working in partnership with other Risk and Control functions, to ensure that any failed controls or risks identified through any means are escalated in a timely manner and continue to work with management to challenge status-quo and to drive action that will reduce material risks
Participate in MCA independent risk challenges in partnership with Operational Risk Management (ORM)
Contribute to internal risk and control preparedness, working with the Business and in business Control functions, as well as Operational Risk Management (ORM) and Operations Control to ensure the control environment is robust
Building and maintaining strong working relationships with the Business (first line of defence) and with other Risk and Control functions (including Compliance, Legal and Internal Audit) to effectively influence changes that will improve the risk and control environment
Serve as an Independent advisor on risk matters related to and impacting the legacy Securities and Fund Services, products/business (Issuer Services, Direct Custody and Clearing, and Custody and Fund Services)

Education Education

Bachelor’s Degree in Finance

Towson University

Bachelor’s Degree in Finance

Skills Skills

Strong attention to detail, ability to produce a polished, high quality, accurate product; tireless work ethic with ability to work well under pressure
Strong skills in organizing and rationalizing large amounts of information, including impeccable accuracy and attention to detail
Strong analytical and problem-solving skills coupled with thoroughness and attention to detail is highly desired
Excellent conceptual skills, with an ability to quickly understand concepts and translate them into meaningful information
Ability to manage multiple priorities and tasks, escalate or voice concerns or questions and exhibit strong people skills
Strong organizational skills, with the ability to work in a fast paced environment and manage multiple deadlines and priorities
Ability to bring a positive outlook whilst articulating and presenting necessary changes that will enhance the robustness, safety and sustainability of ASOS
Strong ability to analyze and synthesize many risk data points and help the business to prioritize mitigation
Strong ability to effectively communicate with all levels of the organization
Organization – ability to maintain accurate and detailed records, files, etc

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AM Pb-senior Risk Manager Brazil Resume Examples & Samples

Knowledge and familiarity with local market
Either Market Risk or Credit Risk experience a must
Ability to act on own initiative and fulfil objectives with minimum supervision
Team working skills
Good organizational skills – sense of urgency, meeting deadlines
Verbal and written communication and presentation skills – demonstrate the potential to develop the ability to present the risk exposure and the appropriate risk management to clients, internal groups and regulators
Analytical skills and the ability to understand complex issues
Desirable certifications: CFA, FRM or CAIA; highly regarded if working for one of these certifications, especially CFA
Fluent Portuguese and English

Senior Risk Manager Resume Examples & Samples

Partner with line of business senior managers to develop capital solutions that are consistent with risk management strategies and best practices
5 years SAS programming experience. SAS Certification preferred
5 years experience utilizing SQL in a relational database environment such as DB2, Oracle, or Teradata
7 years in the financial services industry
A Bachelor’s Degree in a technical or quantitative field such as Computer Science, Engineering, Information Technology, Statistics, Business, Finance, or Mathematics. An advanced degree is preferred
Must be able to make contributions to the group’s knowledge base by proposing new and creative ways for approaching problems and projects
Chase LOB data experience a plus

Senior Risk Manager Resume Examples & Samples

Develop best in class data for merchant sharing, work cross functionally across different fraud types to understand merchant influences
Identify business opportunity by performing well thought analysis – pulling data, ensuring data integrity, synthesizing and communicating findings to senior management
Bachelor's and / or Master's degree (OR related work experience) in a quantitative discipline preferred with 7+ years in a top tier financial services organization
Must be a team player; Excellent relationship management skills
Strong communication and interpersonal skills with ability to interact with individuals across departments / functions and with senior-level executives

Senior Risk Manager, WM Asia Resume Examples & Samples

Oversee significant risks arising from RBC WM Asia’s private banking and brokerage businesses and their operations and provide independent and objective risk management support to the country and counterparty risk management for WM Asia businesses if relevant
Maintain an effective enterprise-wide risk management process through working in partnership with stakeholders and ensure continuous improvement in risk management process
Play a critical role in the Bank’s GRM structure/model/mandate and hold a focus in proactive risk management of WM North Asia’s general business including but not limited to its credit/lending business and related credit/client/counterparty exposures
Uphold GRM risk mandate and provide needed risk advice/opinion/support for the business as well as conduct critical risk assessments for new business, products, initiatives/programs as deemed relevant and necessary by the Asia business
Consider all risks which the Bank or business may be exposed to including reputational, operational, product, legal and regulatory (AML), market, credit and counterparty risks
Monitor risk levels including RBC's risk profile against risk appetite and regularly report and escalate to senior management on major risks assumed or faced, or emerging risks
Track and monitor major market events which have impact(s) on the Asia portfolio and exposures
Provide GRM risk input and consent in the review and analysis of new product approvals (NBC) including relevant Loan-to-Value ratios to various products/collateral classes. Likewise to accord due GRM risk opinion in PEP committee and any other relevant forums/committees
Work with GRM and business in driving and developing relevant risk policies, products, projects and processes to meet changing market competition without comprising risk position of the Bank
Manage the private banking and brokerage credit portfolio with an aim for minimal loan provisions/losses and a "satisfactory" audit rating in local credit portfolio and processes/controls
Work closely with business, Credit Sales and Credit Admin and Control teams (in both Singapore and Hong Kong) in ensuring full and accurate review, identification and management of all account irregularities in the daily credit business
Provide active advice/support and oversee the Credit (Sales) unit, Private Bankers and Investment Advisors on credit structures as well as credit policies and products related matters
Work collectively with the GRM team in Asia and Toronto to review and put in place necessary Credit Risk processes and policies as well as conduct relevant risk training for North Asia to ensure alignment of local policies to the Enterprise and WM Global policies
Work closely with the Credit Admin and Credit Control function to ensure the credit documentation and legal risks remain acceptable
Attend or represent the GRM function in selected core forums and committees where deemed relevant and necessary

Senior Risk Manager Resume Examples & Samples

Manage Credit Line Increase programs
Work with cross functional teams including Execution, Modeling, Operation, Business Engineering, Marketing, Finance and Legal
Ensure the successful launch of all new strategies and achieve growth
Conduct complex analytics using SAS to ensure the strategy design gives optimized benefit both financially and operationally
Ensure compliance monitoring is in place, including processes for managing operational risk, in accordance with Company and regulatory standards
Bachelor's degree in a quantitative discipline Math, Finance, Statistics, Economics or equivalent work/training is required advanced degree is preferred
Minimum of 7 years of related analytical experience
Strong analytical, technical and statistical skills are must. Strong knowledge of SAS, SQL, Excel and other analytic tools required
Credit Risk experience required Recruiter: Jamie Bernard

Senior Risk Manager Resume Examples & Samples

Influences portfolio quality through strategic assessment and portfolio management
Approves/Recommends/Amends Risk Strategies & Transaction Requests, meeting agreed timelines
Identifies Risk issues and takes proactive action i.e. within designated portfolio by segment. Keeps up-to-date on economic trends throughout the region
Reviews/develops/monitors through Watch Lists and other communication, bank strategy and its execution for sub standard risk accounts within Assigned Portfolio (greater than US$20MM)
For RAF preparation, visits clients to gain comprehensive understanding of business leading to detailed and accurate RAFs
Stays abreast of Credit Administration & Compliance Trends (Expired Credits, breaches Out of Order situations) on assigned portfolio through enquiry of business partners, recommends course of action on specific accounts and assists business partners with action to correct any unsatisfactory situations
Influences Pricing of Credit to meet target fees/spreads/returns
Represents Bank and Risk Management in marketplace and with clients
Leads/Participates in RM Projects, task forces, committees, special assignments
Stays abreast of all related credit policy
Develops and delivers training programs for senior commercial account managers and merchant bankers across region, to raise level of commercial lending expertise, providing coaching and counselling as required
Identifies and refers Lending & Non-lending opportunities
Adheres to RBCFG Compliance requirements (Code of Conduct, Customer & Employee Privacy Codes, local Regulatory requirements). Ensures client information, both electronic and paper based, is kept confidential and protected at all times
Strong Risk assessment & analysis skills relating to Corporate & high end commercial credit

Rohq-credit Portfolio Senior Risk Manager Resume Examples & Samples

Establish strategic direction, credit evaluation quality, and execution standards for the team in line with regional risk priorities
Manage timely processing of transaction approvals, annual reviews, classified credit reports, and portfolio reviews etc., ensuring high quality insightful credit evaluation/content
Coach and mentor unit heads and team leaders to deliver high quality results and provide guidance on soft skills (e.g. influencing, negotiating, managing conflicts)
Manage equitable allocation of workload across industry and geography. The position requires close coordination of workflow requirements with in-country risk teams and Country Risk Managers that are geographically remote from the analyst team
Coordinate completion of periodic portfolio reports for Country Risk Managers and Senior Risk Management. Manage execution of stress tests and other special projects/needs as defined by Senior Risk Management
Effectively coordinate with country risk managers and business units as well as industry, product and risk counterparts regionally and globally in accomplishing the abovementioned tasks. Coordinate with COEs and Staffers in other regions with a continuous process improvement mind set to identify efficiencies and share/adopt best practices
Develop and harness effective relationships with Corporate Bank Heads, Country Risk Managers and Product Specialists as APAC Head
Manage formal performance review process for team, including setting and monitoring performance against goals and providing regular feedback. Identify developmental opportunities to provide staff growth
Complete compensation recommendations. Work with senior management and Country Risk Managers to make appropriate recommendations for staff based upon performance and contribution
Develop w/team leads individual and team training plans for each Analyst, which include formal (class) and informal (in-house) delivery methods via partnering with Regional Risk, Training & Development, Business and Product where appropriate. Build and sustain team morale
Play a leading role identification and recruitment of talent from internal and external sources, including local campus recruitment efforts
Accommodate routine needs of Analysts including coordination of compliance and personal leave, managing team expenses within budget, ensuring information sources remain current/relevant, and that technology needs are identified and escalated as appropriate
Solid fundamental credit analysis skills required, as well as product experience sufficient to evaluate and prioritize demands of differing complexity/specialization from Business partners
Ability to manage execution by providing hands-on coaching and development of Analysts, as well as strong desire to help create a high performance winning team
Strong technical skills with the ability to provide big picture concepts to analysts
Solid time management skills and can multitask and prioritize the team’s workload effectively
Solid understanding of Accounting and Corporate Finance fundamentals and ability to teach these concepts to analysts
Existing knowledge of Citi’s systems and credit policies preferred
Prior people management experience required, experience managing managers preferred
Ability to navigate the Citi network and work effectively with our partners around the organization
Ability to identify process inefficiencies and pro-actively address them with practical solutions. Prior experience on such efficiency initiatives will be an added plus
Proficient in Microsoft Excel, Word and PowerPoint and financial modeling experience
Educated to post-graduate degree standard or equivalent

Credit Portfolio Senior Risk Manager Resume Examples & Samples

Lead critical initiatives for the retail services business, representing risk management in the areas of emerging risk
Work with the Global AML team to implement the Citi KYC & AML monitoring requirements for Retail Services business
Partner with the Global AML team, Retail Services and Brands team to conduct a gap analysis to the new global policy and ensure proper roll out of the new policies and standards
Understand the upcoming regulatory & policy changes, and work with cross functional teams to plan for the change
Work with Policy & Strategy Execution team, Control Oversight team as well as the Policy Governance to ensure appropriate to understand issues arising from QA/QC processes, and participate in the issue resolution
Continuously work on improvement of controls and monitoring mechanism for operational risk
Understand how strategies addressing the emerging Risk are affecting the customer experience and work with various policy teams to maximize the loss mitigation without adversely impacting the customer experience and profitability
In depth knowledge of credit policies of entire credit card life cycle in terms of products, acquisition channels, various ECM processes, and customer touch points, collections and Fraud
Expert knowledge of financial concepts, P&L and ability to identify profitability drivers
Strong skills in reviewing credit processes, participated in audit reviews
Highly proficient in Excel/pivot tables and PowerPoint
Good understanding of data structure, systems and platforms
Detail oriented, diligent in auditing and mindful of compliance/risk controls Specialized knowledge and understanding of Credit Card systems and platforms
An in-depth understanding of P&L models that forecast Experience or in depth understanding of underwriting criteria especially as it relates to Retailers of mass merchandise in the United States
Ability to identify trends in the Credit Cards business and have prior exposure to interacting with auditors and regulators. Leadership Competencies
Takes personal responsibility to lead by example. Understands and appreciates diverse backgrounds. Demonstrates strong ethics
Thinks strategically and articulates concepts clearly. Ability to see the "big picture" without losing attention to details
Proven record of experience in participating in and successfully influencing complex processes, cross-functional or geographically diverse initiatives
Ability to manage multiple priorities and tasks and work with partners / resources in different regions
Superior problem solving ability. Manages through ambiguous circumstances by planning and taking action. Makes decisions in a timely manner
Strong attention to detail and willingness to "roll up sleeves"
Contributes to a positive work environment
Shares knowledge and supports diversity

Credit Portfolio Senior Risk Manager Resume Examples & Samples

Experience managing staff at various levels (Junior to senior analysts)
Experience in consumer lending business and/or risk management. Credit card experience is preferred but not required
Ability to understand & work with complex data to formulate strategies that can be put into action by management. This requires strong analytical, communication, integrative thinking and project management skills
The position also requires the ability to work with all levels within the organization to drive projects to completion

Credit & Portfolio Senior Risk Manager Resume Examples & Samples

Manage FIRM’s analytics team to maximize their effectiveness in supporting each industry group with quantitative guidance
Regularly produce, verify and distribute standardized analytical results (examples are Risk Capital and Regulatory Capital measurements)
Provide guidance to monitoring analysts on quantitative aspect of risk measurement
Active involvement as stakeholders in projects to improve the accuracy of analytical tools
Overseeing and ensuring the integrity of the risk measurement data
Hold regular meetings with Finance, Business and Risk to present and gather feedback on proposed enhancements to risk measurement methods
Interaction with senior management to produce ad-hoc analyses upon request
Proactively train, promote and develop the careers of analysts on the team
Good understanding of product characteristics, pricing methods and hedging techniques for traded products
Similar understanding of corporate/investment banking products and its associated risks
Knowledge of credit processes and its infrastructure
A postgraduate degree in a quantitative or financial discipline. CFA or CAIA will be an advantage
Good computing skills is essential, especially in advanced spreadsheet and PowerPoint usage
Some programming experience (knowledge of SQL or similar query language) is an advantage
Spreadsheet modeling experience is essential
Good attention to detail and strong analytical skills
Ability to lead meetings involving diverse group of professionals is critical
Good issue-spotting skills and willingness to take initiative to address them

Hedge Funds Credit Portfolio Senior Risk Manager Resume Examples & Samples

Approving credit facilities, specific transactions and exceptions within delegated credit authority
Streamlining processes and changing firm-wide policies and procedures to be more reflective of current market conditions
Advanced working knowledge of Microsoft Excel, PowerPoint, Word and Access
Motivated and confident to drive change
Education: Bachelor degree required; additional degrees/designations which may include MBA, or MS desirable

Senior Risk Manager Alternative Funds Resume Examples & Samples

Expert role with respect to AIF structures with a preliminary focus on FoHF, Real Estat and private equity (direct and indirect investments). Role might be extended to other asset types at a later stage
Provide risk management oversight for Fund Management Companies with focus on AIF
Review and analyze AIF portfolios from a risk management perspective, identify and resolve risk and control issues
Prepare and review cash flow, profitability and return on investment analysis. Calculate and maintain performance data on investments held
Assess operational risks of specific transactions, organization and investment process; perform due diligence on third parties
Prepare regular reports to regulator; head of risk management and senior management of the company
Constantly improve risk management process related to AIF investments; devise policies and processes
Perform secondary due diligence of AIF transactions in cooperation with other departments and external partners
Good understanding of investment structures, regulatory wise as well as investment wise
Excellent quantitative skills, problem solver mentality and the ability to make well reasoned business decision. Ability to work independently and to complete projects with remote oversight
Excellent organization, project management and people skills, the ability to communicate and organize himself in a multinational functional organized organization
5-7 year experience in the field of AI investments (direct and indirect) either in portfolio management or risk management
5-7 year experience in the field of AI investments (direct and indirect) either in portfolio management or risk management Good understanding of investment structures, regulatory wise as well as investment wise
Good knowledge of market information systems (Bloomberg, Reuters AI specific)
University degree in Finance or Mathematics/applied science with post graduate studies in Finance

Senior Risk Manager Resume Examples & Samples

Manage the Reporting Team to ensure proper support of the risk teams and governance on program requirements
Lead the strategic vision for delivery of risk information across
Business Banking
Coordinate across Finance/Accounting, Operations and Risk to understand the overlaps in data needs and ensure consistency of data
Work across other Wholesale lines of business to identify best practices and to ensure accuracy in reporting
Document all required Retail vs. Wholesale reporting needs and ensure duplicate reporting does not exist across the multiple reporting environments
Drive a strong control environment as it relates to the aggregation of data, reconciliation to source systems and documentation of adjustments
Assist with creation and implementation of the operating model to support ongoing report development and generation
Drive the requirements of the BCBS initiative across Business Banking
Assist with creation of data requirements, data mapping, data aggregation, data reconciliation and testing as needed for reporting
Coordinate with other BCBS activities and other technology initiatives which impact the reporting team (i.e., ICDW migration, Data Management, etc)
10+ years of relevant industry experience leading/managing support teams
Knowledge of the regulatory reporting requirements of the firm
Excellent written and oral communication skills - as well as strong influencing and relationship management skills
Must be a confident leader -- possessing a strength of personality and intellect to gain the respect of demanding business heads and senior management team
Must have a collaborative and participative management style
Strong analytical skills; detail oriented with an aptitude for documentation
Comfortable working on cross functional teams, building strong partnerships and influencing skills
Adept at navigating within a large organization

Credit Portfolio Senior Risk Manager Resume Examples & Samples

Credit due diligence on all counterparties in the portfolio, including conference calls and client meetings, which will involve some travel to the countries covered in the portfolio
Directing the annual credit reviews on a portfolio of banks and public sector relationships, as well as undertaking portfolio reviews, classified credit reviews, exposure analysis, product and counterparty stress testing
Approving credit facilities, specific transactions and exceptions within delegated credit authority and communicating with the sales force on a daily basis
Reviewing bespoke transactions and new products
Working closely with banking, product, in business risk partners and all support areas across the globe including market risk, risk analytics, legal, operations
Negotiating the credit-related terms in loan documents as well as ISDAs, MRAs, and other capital markets documentation. Complete ad-hoc projects and reports as required, such as the preparation of portfolio data for internal and external audits, regulators and senior management
7+ years of previous work experience in a related field
Breadth of knowledge across loans and Capital Markets trading and lending products, particularly in derivatives, structured and other complex products traded by sophisticated financial counterparties
Knowledge of treasury, cash management, and clearing products and services
Strong grasp of current technologies including counterparty stress testing and SNL, as well as a robust internal systems knowledge (PST, LER, OLE, SNT, RMA, CAW, Optima, CAT, CitiRisk, Rapid, RWA calculator) is highly beneficial
Advanced working knowledge of Microsoft Excel, PowerPoint, and Word
Highly effectively communication skills, used to partner with other groups and present findings and suggestions to senior risk management
Ability to multi-task, work independently and display initiative
Solid knowledge of Citi Risk Policies and procedures, as well as regulatory developments, challenges and trends impacting the banking industry, etc
European languages are a benefit. Qualifications: Bachelor degree required; additional degrees/designations which may include MBA or MS, is desirable

Senior Risk Manager Resume Examples & Samples

Effectively collaborate with risk partner teams to identify and evaluate business risks, internal controls that mitigate risks, and related opportunities for risk management
Consult with business units to develop solutions to business problems, create, and oversee short and long-range planning to satisfy business objectives
Develop risk management framework materials, guidelines, and procedures that will set the standard for adherence to risk management requirements
Ensure and monitor adherence to Risk Policies, the Corporate Risk Guidelines, and the GCC Risk Framework, at a product-specific level
Develop ad-hoc reporting in response to realized or alleged concerns related to legal or regulatory policies and procedures
Evaluate the strengths and weaknesses of existing controls and provide business direction on risk mitigation within the risk appetite of the Business
Develop well-organized presentation materials and deliver concise updates to program teams and executive management
Liaison with functional partners in Audit, Compliance, Legal and Finance
Bachelor's degree in a discipline related to risk management, business, finance; MBA preferred
10+ years relevant experience in risk management, controls management, audit, compliance or similar discipline
Familiarity with consumer credit operations; specifically, lending operations and business lending is a plus
Excellent written and verbal communication and presentation skills for all levels, including senior management
Recent and thorough knowledge and understanding of applicable Consumer Credit laws and regulations
Exceptional knowledge of standard applications including, but not limited to: SharePoint, Word, PowerPoint, Excel, and MS Project

Senior Risk Manager Resume Examples & Samples

Accountable for end to end performance for overdrawn customers within Retail collections
Create thoughtful analytics to address business issues and be able to independently generate forward-looking solutions
4-6 plus years of risk management or financial services experience
Independent decision making skills

Credit Portfolio Senior Risk Manager Resume Examples & Samples

Management of the Balance transfer policy - ranging from policy optimization to setting the strategic direction
Program management including program approval, loss estimation, MIS and analytics
Manage a team of approximately 4-6 analysts
Communicate policy changes and test recommendations, program approvals, MIS and performance trends with key stakeholders, senior management and external regulators
Coordinate and collaborate with Decision Management and Marketing to ensure flawless execution of policy
10 + Years of relevant financial services risk management or comparable strategy analytics experience
Full knowledge of the credit card life cycle and complete understanding of the credit card P&L
Demonstrated success in managing risk policy teams, developing talent and creating a strong environment for risk culture
Strong analytical skills with hands on experience driving credit strategy
An effective communicator with the ability to interact with all levels of management and to external audiences

IRM Banking Book Portfolio Senior Risk Manager Resume Examples & Samples

7-10 years on Corporate Banking Experience
Experience in LATAM (Desired not needed)
Proficiency in English, Spanish and Portuguese

Senior Risk Manager Resume Examples & Samples

Graduate degree from a reputable international university. Post graduate qualification preferred but not necessary
At least 7-10 years of relevant experience in risk management at a top tier financial institution or similar investment banking environment
Sound knowledge of financial products including complex derivatives essential
Well developed knowledge of commercial banking operations and transaction or legal documentation required
Excellent communication and presentation skills in English. Fluency in other Asian languages advantageous
Strong interest and awareness of financial markets and risk necessary
Proven ability to interact confidently with senior management
Past experience in dealing with external stakeholders e.g. local regulators and auditors etc. highly valuable

Senior Risk Manager Resume Examples & Samples

Provides reporting and analysis on operational risks
Develops and administers operational risk assessment processes
Reviews and comprehends internal loss reporting to monitor risk management activities associated with significant losses
Reviews and comprehends external loss data reporting, and understand its applicability to business lines
Takes initiative to communicate emerging or changing risk and related control enhancements
Understands business lines’ scenario analysis information- creating workshop materials and conducting workshops for relevant parties
Works with business lines to comprehend, develop, and perform Key Risk Indicators’ reporting
Maintains awareness of key process changes, system changes, organization or governance structure, and key outsourcing arrangements/Vendor exposure and how they impact operational risk management
Maintains awareness of changes in the Business Line’s basic financial information such as revenue, income, projected growth, including mergers and acquisitions
Collaborates on and leads special projects as needed
Undergraduate degree in business or business- related discipline required
Minimum ten years’ operational risk management/ internal audit experience within a highly regulated industry and a large, dynamic corporation
Excellent communication skills, both written and verbal, with extensive experience documenting operational risk management findings and building relationships cross-functionally
Strong skills in organizing and rationalizing large amounts of information, including impeccable accuracy and attention to detail
Banking/ Financial Services experience strongly preferred
CPA, CIA or additional credentialing or education relevant to position

Svp-hedge Funds Credit & Portfolio Senior Risk Manager Resume Examples & Samples

Interacting with Hedge Fund clients, trading desks, operations and legal
Formal credit training with experience in a global institution
Bachelor degree required; additional degrees/designations which may include MBA, or MS desirable

Senior Risk Manager Resume Examples & Samples

Work in partnership with CRO Change and IT to provide business sponsor direction to any programmes of work impacting Scenarios & IA infrastructure and ensure successful implementation
Define Scenarios & IA target business processes as part of ongoing change programmes and ensure strategy implemented is aligned to overall CRO / F2B strategy
Develop strong partnerships with key stakeholders involved in ongoing Scenarios & IA programmes
Attend as key Scenarios & IA representative key governance forums
Escalate to Scenarios & IA management any key risks / issues / dependencies which could impact the successful delivery of related programmes
Work closely with other team members responsible for the prioritization of Scenarios & IA demand and ongoing F2B governance
University Graduate with good honors degree
A degree in Finance/Accountancy is a plus but not mandatory
Relevant work experience in Financial Institutions
Project management experience - preferably wit system implementation background - would be advantageous
Good communication and stakeholder management skills
Experience in leading large cross-functional strategic initiative
System implementation and business process reengineering experience
Risk experience preferred, ideally in Stress Testing
Good financial markets knowledge, e.g. products, markets

Senior Risk Manager Resume Examples & Samples

Risk & Control
Advise on operational risk impacts, required controls and improvement opportunities
Advise on major new or changed requirements for internal/ external policies and regulations
Make decisions in responding to inquiries of high risk and/or complexity, in performing cost/ business/ situational analysis, and in preparing reports and presentations from end-to-end
Work independently to accomplish activities within the scope of the job that provide input to support decision-making. In many cases, rely on others’ input to fulfill accountabilities
Monitor compliance requirements. Ensure adherence to directives, P&Ps and regulatory/ government requirements
Monitor the quality of documentation and identified controls; monitor the resolution of deficiencies and weaknesses
Report to senior management and/or executives on findings of monitoring and tracking activity
Escalate potential regulatory breaches to senior manager
Escalate highly complex issues for resolution
Collect, or be provided with, information to enable required end-to-end monitoring and tracking to be conducted and to escalate if analysis suggests further action is required
Interpret and advise on proposed initiatives, risk implications and P&Ps
Act as SME in an advisory capacity to executives and senior management on risk reporting; recommend improvements
Interpret and advise on proposed initiatives, implications and steps, and resolve problems
Provide effective challenge to stakeholders, including senior management
10+ years of experience in operational risk management, financial planning & strategy processes within the financial services industry
5+ years of experience working with financial products in the front line is preferred
Knowledge and understanding of BMO’s Initiative Assessment and Approval Process (IAAP)
Solid knowledge of standard desktop applications used by the business unit
Expert knowledge and understanding of the designated LOB unit’s key products and services, processes, controls and organization
Expert understanding of operational risk and related control frameworks and practices from end-to-end
Expert understanding of the designated LOB unit’s end-to-end risk and regulatory requirements
Solid understanding of system design, databases and business intelligence techniques
Expert understanding of end-to-end risks inherent in areas of expertise
Strong leadership, strategic & planning ability
Programming skills in SharePoint and Access database
Expert analytical and problem-solving skills, with expert ability to analyze a risk exposures
Excellent conceptual skills, with an ability to quickly understand concepts and translate them into meaningful information (incl presentation & communication skills to effectively execute change)
Advanced planning skills (re finance, resource, strategy, business)
Advanced stakeholder relationship management skills
Advanced report-writing skills, with ability to create and organize varying forms of business information while developing it into cohesive, meaningful, professional reports and presentations

Senior Risk Manager Resume Examples & Samples

Minimum 7 years of relevant experience in Secured Lending Products with proven track record in team management
Self-initiative, good communication, interpersonal skills and ability to motivate others, strong sense of compliance awareness
Sound knowledge in MS Word/Excel/PowerPoint
Managing analytic tools and experience to deal with regulator or auditor is a definite advantage

Senior Risk Manager Resume Examples & Samples

Accountable for the development, documentation, maintenance and oversight of operations governance risk models, risk control frameworks and programs for large-size Technology and Operations (T&O) or enterprise-wide portfolios of high
Identify, create, distribute and enable the adoption of risk knowledge (e.g., regulation, best practices, case studies, risk
Contribute to knowledge repositories (e.g., libraries, documentation and support materials) ensuring completeness,
Represent area of expertise on large scale, enterprise projects and initiatives to provide context, information and analysis on proposed changes. Initiatives may include the development and implementation of new/ revised products, new systems or enhancements, new/ revised processes in support of internal efficiencies and industry regulatory changes
Represent the operational risk discipline during change impact analysis and assessment, technology and business requirements-gathering, business case development, solution development, review and sign-off, implementation planning and support, issue escalation and management, sustainment and change acceptance, leadership updates and recommendations, using advanced knowledge of operational risk function and processes
10+ years’ experience in risk with either an operations and or technology background within the financial services

Credit & Portfolio Senior Risk Manager Resume Examples & Samples

Provide oversight and lead initiatives to enhance coverage of Stress testing framework. Drive related process, policy and system enhancements
Review modelled stressed impact of financial markets and market factors affecting credit risk exposure of ICG trading businesses. Communicate effectively with risk managers, risk analytics and other teams on the results of stress testing and exposure highlights
Play a key role in CCAR efforts with a particular focus on the bi-annual SFT stress testing. Help respond to various related Ad-Hoc Regulatory requests
As part of the CCAR process, provide oversight to CCAR based system projects/initiatives to improve coverage and completeness of Stress testing and Risk-based capital processes
Assist in understanding stress and exposure calculations as well as aggregations performed by Risk Architecture, Risk Analytics and Technology
Form a close partnership across stakeholders in technology, Front Office, and risk management teams to assist in responding to regulatory requests
Provide ad-hoc support to management inquiries with respect to credit risk exposure numbers. Diagnose problems and recommend solutions / fixes
Work with various systems and databases, data & transaction models
Strong analytical skills and solid understanding of business and economic statistics
Good knowledge of capital market, products and risk measurement techniques. Alternatively, broad understanding of finance, treasury and capital may be sufficient
Excellent communication and interpersonal skills to communicate with clients and management, both verbally and written
Ability to build analytical tools will be a plus
Ability to lead meetings involving diverse group of professionals
Exceptional ability to multi-task and lead projects with short timelines
Strong computing skills is essential, especially in advanced spreadsheet and
PowerPoint usage
Solid understanding of data analysis and data mining or a track record that demonstrates high aptitude to learn these skills
Knowledge of the project and development lifecycle as well as project management concepts and controls
Enthusiastic, self-motivated

Senior Risk Manager Resume Examples & Samples

10+ years of experience working in a Credit or Market Risk function; 10+ years of experience working in a Trading function with at least 2 years of trading experience
MBA, Master's Degree or equivalent with emphasis in Finance, Economics or Quantitative discipline
In depth knowledge of fixed income products and markets, including: government and agency bonds and derivatives; corporate bonds and credit default swaps; MBS securities and Derivatives; Municipal bonds and derivatives; and, RMBS, CMBS and ABS

Credit Portfolio Senior Risk Manager Resume Examples & Samples

Excellent professional presentation skills
Strong analytical, written and oral communication skills
Proficient in MS Office (Word, Excel and PowerPoint); SAS programming knowledge is preferred
People managing skill
Creative Problem Solver
Ability to work at senior levels and build constructive and effective relationships with peer
Bachelor or higher degree in business, economics, finance or any other related subject
5-10 years relevant work experience

Senior Risk Manager Resume Examples & Samples

Become a subject matter expert on model risk management processes and provide leadership and guidance on regulatory, governance and technical requirements to the business segments. Support consistency of data validation practices across TDBG
Maintain an awareness of the state-of-the-art methodologies in the global financial sector. Evaluate new academic research and best industry practices in the areas of model risk management, risk measurement and capital allocation
Review and update the current Model Risk appetite statement and develop quantitative statements and Key Risk Indicators with respect to model risk
Define and maintain model risk governance structure and escalation process
Maintain Model Risk Framework, Model Risk policy and all associated model risk management procedures to reflect changes in industry practices, regulatory requirements and expectations
Produce comprehensive reports on the performance of the models for internal (e.g. board level reporting) and external use, highlighting the outcome of the validation results for each model and outlining recommendations for approval or further improvements
Provide qualitative support to ensure that models are compliant with the Bank’s internal policies and are in line with industry practices, and meet regulatory requirements. Develop techniques to identify/recommend improvements to models. Identify the need to implement new models or enhance existing models as industry standards evolve and regulatory requirement change
Demonstrate governance, control and risk management behaviours in alignment with TD policies and practices
Establish and maintain strong relationships and effective communication channels with Model Validation business partners and all stakeholders across risk management, corporate and technology partners to support the collaborative efforts and ensure successful delivery of shared initiatives
Develop and maintain working relationships with the model developers/owners to keep abreast of the business activities, and stay well informed of new models in the pipeline. Communicate with internal developers and external vendors to ensure models reflect industry best practices, meet the specifications and requirements of TDBG businesses and are implemented correctly

Senior Risk Manager Resume Examples & Samples

Manage model monitoring process across TDBG, including regular review of model limitations and performance breach management
Lead model inventory management efforts, including enhancements of existing functionality and reporting. Provide regular updates to key stakeholders on status of existing inventory and new risk identification
Establish and lead Annual Review process for existing models
Lead efforts to develop model risk management Road To Strong program with maturity assessment within TDBG

Credit & Portfolio Senior Risk Manager Resume Examples & Samples

Oversee the production of reports relative to credit risk that are distributed to Regulators in addition to Senior Management (examples are Portfolio Management, Classification and Regulatory reports)
Interact with senior management to produce ad-hoc analysis upon request
Overseeing and ensuring the integrity of the risk data across multiple industries globally; maintain and continuously improve data quality
Prepare presentations for regulators and risk seniors
Undertake analysis/investigation where required to ensure exposures are properly reported – run queries from various credit systems, in order to fully investigate any issues
Acquire and maintain effective knowledge of ICG Credit Policies and Procedures, regulatory requirements, and any other applicable policies and procedures and be able to interpret and apply as necessary
Work closely with Citi organization counterparts to ensure all internal/external audit and regulatory deliverables are tracked and completed
Able to develop and maintain effective relationship with colleagues in the Global FIRM teams, other areas of Risk Management, other support functions, and with Product Sales and Desk Heads
Demonstrate good time management skill, the ability to multi-task and prioritize effectively in a very demanding and dynamic work environment
Display a proactive approach to problem solving and the ability to meet tight deadlines. Self-motivated – able to set and adhere to own priorities/timeframes
Solid computer skills; ability to effectively utilize the various credit, risk and product systems appropriate to the area of specialization
Strong oral and written communication skills; ability to effectively interact with people at all levels within the organization
Strong knowledge of banking and capital market products, or working towards a strong knowledge, dependent upon level/experience
Ability to lead meetings involving diverse group of professionals is a strong plus

Senior Risk Manager, Bloomberg Tradebook Resume Examples & Samples

Bachelors degree with a proven track record of academic success
Recognized risk certification (i.e. PRM or FRM) preferred
Extensive previous experience in enterprise risk, corporate governance, regulatory and operational risk, information and security risk, gained with a financial institution; multi-asset brokerage experience highly preferred
Strong understanding of fundamentals of risk management, control assessment and/or control testing activities
Knowledge of APAC financial markets a must; global awareness preferred
In depth understanding of the APAC regulatory landscape a must
Proven track record of direct dealing with primary APAC regulators/industry groups (i.e. MAS, FSA, HKMA, ASIC) a must
Basic knowledge of risk management software systems a must; RSA Archer knowledge preferred
Proven critical and problem solving skills
Proven ability to communicate effectively (both written and verbal)
A team player with strong cross-group collaboration and relationship management skills
Ability to multi-task, work fast and well under pressure with a track record of meeting task deliverables on time
Demonstrated proactive work ethic and entrepreneurial problem solving
Ability to quickly prioritize according to business needs and changing goals
Demonstrated organizational, technical and administrative skills

Senior Risk Manager Resume Examples & Samples

Define and agree the strategy and approach for risk reporting across all risk types for EMEA
Promote best practice for the design, analysis and use of risk reporting
Start to define minimum standards and templates for LE and regional risk reporting including core risk metrics
Drive meaningful reporting of risk data by LE e.g. by resolving the LE tagging issues
Define the 'rules of the road' for risk reporting to regulators ensuring common format and approach
Develop, coordinate and provide risk reporting related training
Assess all local regulation and regulatory action on risk reporting matters, determine and communicate the
Collaborate with management on formulating and developing risk reporting to drive better execution of strategy and decision-making with regards to risk issues
Outstanding interpersonal, communication and presentation skills
Ability to gain confidence of senior management and challenge the status quo, as appropriate
Superior problem solving and analytical skills
Conceptual and strategic/forward thinker. Ability to foresee changes in the business (both internal and exogenous) and associate those changes to future business impact and risks
Knowledge of risk management, economic issues and regulatory environment
Strong knowledge of Excel/Access essential
Able to translate and explain complex issues simplistically
Direct relevant work experience, including extensive Risk reporting experience

SVP, Ccar Senior Risk Manager Resume Examples & Samples

Partner with Finance to complete CCAR results and eview documentation as part of the business review and effective challenge process
Work with the model development team to ensure macro-economic metrics reconcile with the overall economic scenario
Coordinate with Central CCAR to advance efforts to better coordinate business reviews and increased integration of credit risk and PPNR results
Establish and continually update standardized business and submission documentation
Partner with Risk organization to understand sources of data and continue to improve the process of defining, extracting and utilizing data
Drive centralized CCAR reporting requirements
Strong understanding of risk management and key regulatory activities (CCAR)
Ability to develop partnerships across multiple business and functional areas
Bachelor's degree in Economics, Mathematics, Engineering, Statistics, or a relative quantitative discipline. Masters degree, preferred

SVP, Credit Portfolio Senior Risk Manager Resume Examples & Samples

The successful candidate is expected to take responsibility for analyzing and managing a portfolio of customers and related risk exposures for clients, including
Ability to analyze risk-reward propositions and produce advanced level analysis; and
3-7 years experience with US and Canadian regulated funds, pension funds, and unregulated funds such as private equity or off shore non hedge funds, and asset management companies
Ability to successfully propose and negotiate terms and covenants
Undergraduate degree required with Business, Finance or Economics: MBA desirable
Candidate should have good experience within general credit risk
Familiarity with Citi Risk and other policies helpful

Senior Risk Manager for Alternative Investments Resume Examples & Samples

Good knowledge of financial markets and financial instruments, ideally quantitative skills
Fluent in English, German skills are an advantage
Basic Programming skills are an advantage (e.g. in R, Matlab, Visual Basic)
MS Offices good knowledge
Experience in Riskmetrics, Barra, Bloomberg or similar systems as advantage

Senior Risk Manager Resume Examples & Samples

Formulates/defines strategies and specifications for fraud software applications
Analyzes and evaluates existing or proposed system parameters
Monitor and analyze fraud parameters to reduce fraud loss and promote FPRs within industry best practices
Prepares charts and diagrams to assist in problem analysis and submits recommendations for solution
Reviews progress and evaluates results Reporting fraud loss and operational metric reporting to the departments and management
Administer fraud detection systems and manage deployment of additional Fraud detection mechanisms
Manage team of Fraud Analysts to include providing guidance on decisions and assisting in managing workload
Assist with and Responsible for guidance in researching and analyzing IT related issues on customer accounts alongside Online fraud team
Using multiple research techniques to resolve issues in order to reconcile and summarize fraud losses which can include communication with other departments and management regarding problem resolution
Monitors fraud prevention systems, architecture and ensures appropriate steps are taken to reduce potential future losses including team training on system related anomalies. Works closely with other areas that manage and monitor bank wide systems which may directly impact or integrate with fraud systems
Will be required to attend/present and defend as necessary ITRF&S position on fraud and decisions for strategy changes/adjustments as well as present summaries of significant incidents
Will be required to attend meetings and/or participate in any projects that directly impact Online monitoring, systems and ITRF&S interest

Svp-credit & Portfolio Senior Risk Manager Resume Examples & Samples

The position supports the legacy SFS businesses, in particular Issuer Services and Direct Custody and Clearing
Independent Risk Management (second line of defence) for ISSS engages with the Business to ensure it is well controlled and in compliance with risk and control related policies and procedures. The role consists of identifying risks, with a focus on Product and Credit risks, but also other risks such as Franchise and Regulatory risk. This includes proactively identifying and assessing risks and controls, evaluating, and advising on significant issues, interfacing with other internal control and support functions, and advising the Products on the best course of action and corrective action plans. Identification and mitigation of emerging risks is critical
The role covers multiple legal vehicles and often complex processes
The individual must possess the desire and energy to advance in the risk management field and be career-minded as opposed to just “filling a job position”
Strong written and oral communications skill
Self-starter and able to execute and close out an issue in a timely manner; time management skills
Professional presence and attitude. Presentation skills
Strong team player with a positive “can-do” attitudeIdentify and advise on tangible or conceptual issues/risks and assess those risks to determine impact; individual is required to work with the Business on resolution of significant risks (e.g., determine what policies or procedures, laws or regulations apply and to then be able to advise the Business on the actions required to close the issue)
Provide internal risk and control preparedness and support – working with the Business and In Business Control functions, as well as Operational Risk Management (ORM) and Operations Control to ensure the risk and /control environment is robust
Assist the Business with preparation for formal audits/exams and deliverables, participate in status meetings conducted during formal audits/exams, and advise the Business on responses, protocol, and actions to be taken during a formal review
Strong Team player with a positive "can-do" attitude
Interface with internal audit examiners, Legal and Compliance and other support functions to ensure end to end risk coverage
Advise Business on any new product offering and participate in pre NPACs and NPAC Committee meetings
Advise business on any relevant product risks during deal review process for pipeline transactions
Perform/participate in peer reviews on key risk areas of the business and support the Business/In Business Control to put appropriate and timely CAPS in place
Partner, lead and/or participate in risk and control projects initiated by the Business/IBC/other Risk organizations to improve the risk and control environment
Provide risk input for risk/control decks (MBRs, BRCCs, etc.)
Strive for excellence in ensuring no gaps in risk identification and coverage due to organizational change, both within the Businesses the team supports and within other Risk and Control functions
BA/BS required; MBA a plus
3–5 Years’ Experience in Issuer and/or Securities Services products/front-office with exposure to Operations
Legal training and background a plus
Compliance and/or Internal Audit experience a plus
Understanding of Regulations impacting the legacy SFS businesses an advantage. Preferred Qualifications

Senior Risk Manager Resume Examples & Samples

Experience in managing IT Risk programs and/or teams
15+ years of work experience in IT with prior program management responsibilities
Team development and management experience
Strong ability to develop of executive materials and presentations for senior management and regulatory reviews
Detailed focused and strong organizational skills
Strong agent for change
Ability to facilitate new processes and standards that could impact working environment / culture
Ability to work within an open, consensus based organization

Senior Risk Manager Resume Examples & Samples

Provide pragmatic advice to clients who are looking to drive value from their investment in risk management
Deliver risk framework reviews, design improvement strategies and deliver implementation support to some of Australia’s largest and most complex companies and public sector agencies
Manage relationships with executive stakeholders in commercial and government settings
Support project risk management in major change and capital development initiatives
Lead and manage a team of enthusiastic and talented professionals
Team leadership and management
Demonstrated experience in delivering risk management and/or consulting services
Leading facilitation and presentation skills for groups of various sizes and seniority

Senior Risk Manager Resume Examples & Samples

4-7 years Relevant LOB experience in a financial services environment Required
4-7 years Management or leadership position Required
7-10 years In a project management role. Prior responsibility for risk and compliance issues in the relevant LOB within a banking environment. Requires thorough knowledge of the LOB's products, policies and procedures and must have the ability to use sound judgment. Proven experience working in a highly matrixed environment with multiple accountabilities. Excellent knowledge of existing and pending regulatory requirements within the banking environment with specific focus on the relevant LOB products and operations

Am-senior Risk Manager Resume Examples & Samples

Five to fifteen years of experience in the financial industry in an investment capacity
Experience as an investor, ideally in non-equity investment strategies
A deep understanding of risk issues across asset classes and hedge fund strategies
A strong command and applied experience with a broad set of risk management and statistical concepts is necessary, but not sufficient for success
Confidence and poise to interview hedge fund managers and maintain strong ongoing relationships inside and outside the firm

BSA / AML Senior Risk Manager Resume Examples & Samples

Leads activities to ensure BB&T Corporation remains in compliance with all applicable BSA/AML regulations by establishing and following appropriate risk-based, enterprise-wide BSA/AML policies and procedures and by providing and managing the resources necessary to accurately identify and mitigate money laundering and terrorist financing risks
Identifies, analyzes and assesses policies, procedures and processes in bank lines of business and affiliated companies to make timely and accurate recommendations to comply with complex and technical laws, regulations, rules and industry practices as applicable
Manages multiple departments and initiatives within the BSA/AML group. Develops and manages implementation of the long-term vision and direction of assigned BSA/AML departments
Ensures all applicable Suspicious Activity Reports (SARs) are filed with the Financial Crimes Enforcement Network (“FinCEN”) and ensure 90 day reviews and filings are completed within documented guidelines
Serves as the point-of-contact and manage all internal and external departmental BSA/AML audits and examinations within each area of expertise, while ensuring no violations of law or repeat findings from previous audits or examinations occur
Provides direction for administration and development of the software solutions and systems within each area of expertise while working with the end-users to identify and recommend enhancements and solutions, as well as continually evaluating alternative systems and methodologies
Maintains strong knowledge of all applicable current and proposed BSA/AML laws and regulations. Monitors and interprets current and future industry trends and BSA/AML regulations within each area of expertise. Applies a risk based perspective to incorporate this knowledge into policies, procedures, and processes
Cultivates and maintains an effective relationship with the vendors and suppliers who work closely with the departments within each area of expertise. Negotiates with these vendors in the course of enhancing or developing technical solutions to comply with on going and future compliance requirements
Manages all process improvements, documentation and merger/conversion activities in support of BSA/AML laws and regulations
Manages all internal control processes to ensure appropriate access and privileges are assigned to BSA/AML personnel regarding the systems and applications managed and owned by the departments within each area of expertise
Attends BSA/AML training to stay abreast of the BSA/AML rules and regulations as deemed appropriate by management. Provides direction and leadership for the development of training programs within each area of expertise
Leads and mentors employees to achieve their fullest potential and prepare those employees for the next level of responsibility and achievement. Makes recommendations for employment (recruiting and hiring), career development, performance evaluations, salary changes, promotions, transfers and terminations within established policies and guidelines
Plans, develops and manages multiple departmental and project budgets while optimizing service and cost to the business unit
Bachelor's degree in business or related field or equivalent education and related training
Eight or more years of managerial, banking or financial industry experience, with at least 2-3 years in a BSA/AML leadership role
Thorough understanding of process, project and production management principles
Thorough working knowledge of BSA/AML reporting requirements and regulations within each area of expertise, including but not limited to, money laundering and terrorist financing detection
Ability to communicate effectively, both verbally and in writing, with Executive Management, Senior Leadership, Line of Business Executives, and external entities, e.g. senior federal examiners
Strong work prioritization and time management skills; strong planning and coordination skills
Results driven and goal oriented
Strong conceptual and problem solving abilities
Ability to provide constructive feedback through leadership, motivation, and persuasion; ability to influence others without direct authority
Excellent analytical and problem solving skills and ability to make sound and rational decisions with limited supervision
Proven team building skills
Thorough working knowledge of information technology and operational methodologies and practices
Ability to stay abreast of and interpret industry trends and apply where necessary
Ability to work in a high stress, fast paced, and rapidly changing environment, with time-critical situations
Proficiency with personal computers as well as pertinent mainframe systems and software packages to include: Outlook, Word, Excel, Project, Internet, and BSA/AML software
Ability to learn all internal applications necessary to perform the requirements of this position
Ability to travel as required, occasionally overnight
Master's degree in business or other related field, or a graduate of BB&T or other widely recognized banking school
Ten or more years of bank and compliance experience, including five years dealing with BSA/AML laws and regulations
Knowledge of project management and problem management processes
Certified Regulatory Compliance Manager (CRCM) or Certified Anti-Money Laundering Specialist (CAMS)

Operational Senior Risk Manager Resume Examples & Samples

Other Consumer North America ORM Business/Function Coverage teams, including ORM Technology and Third Party Management, to ensure consistency in oversight execution as well as transfer of lessons learnt
ORM Foundation team who leverage the ORM Coverage teams for expertise and escalation of issues
ORM Governance, Audit and Regulatory Relations team to ensure effective business management and regulatory interactions
Risk Specialists from IR and Control functions to leverage expertise and solicit their participation in risk reviews
Franchise Risk Architecture Reporting team to support business risk profiling and reporting
Bachelor’s Degree / Master’s degree in Business, Engineering, Science, or related field
Work experience of 12+ years in the financial services industry with knowledge and experience in operational risk and/or internal controls
Good understanding of Consumer Retail products and services – lending, liability and investments
Strong understanding of Retail Banking and Credit Card Operations and infrastructure requirements including technology-related processes and the risks to business from technology
Ability to work collaboratively within and across functions and Lines of Defense
Strong communication, presentation and interpersonal skills
Good working knowledge of MS Office applications necessary for executing job responsibilities

Senior Risk Manager Resume Examples & Samples

Review reports illustrating risk parameters and metrics associated with business lines. Develop and enhance risk measurement policies, procedures and metrics. Enhance risk reporting with new ideas gathered from research, best practices, and knowledge. Initiate and/or conduct Risk Assessments across business
At least 7+ years as Operations Specialist or Compliance/Risk Mitigation
Knowledge and understanding of compliant risk mitigation program
Understanding of regulatory environment as it applies to clearing broker dealer risk
Sound judgment / prudence in risk assessment and escalations
Broker Dealer background
Experience working in a Lean environment

Credit & Portfolio Senior Risk Manager Resume Examples & Samples

Establish and maintain control mechanisms to ensure timely deliverables at the desired quality level
Coordinate or perform process management on key ongoing risk management initiatives within the group particularly for those with reporting, technology or systemic topics
Maintain close relationship with the stakeholder teams in Business and within Risk to partner on cross functional initiatives and manage and deliver to expectations
Manage Risk-related topics and obtain necessary approvals in accordance to Policy frameworks
Generate and contribute ideas and manage initiatives for potential risk mitigation strategies
Work closely with PMG manager and bankers in their daily functions and overseeing the specific activities of the Analyst team including analysis of the ICG portfolio data
Project and process Management with an understanding of control environments
Reporting experience in a quantitative function such as Risk and Finance with Financial Services experience is a plus
Strong analytical and quantitative capabilities and the ability to synthesize volume of information from multiple sources on a timely basis and coordinate projects accordingly
Understanding of risk management principles
Ability to proactively think about current and potential risk issues and how best to apply to Citi’s sizable credit portfolio
Ability to work in a demanding and entrepreneurial environment, exhibiting a high degree of flexibility and ability to multi-task, seeking guidance where necessary
Strong inter-personal skills, confidence to interact with senior internal management and a wide range of internal departments and lead junior team members on projects
Strong technical skills including Excel and PowerPoint
Undergraduate degree required, MBA preferred

Senior Risk Manager Resume Examples & Samples

Bachelor Degree in Business, Accounting or similar
Minimum of 8 years professional experience in Compliance, Internal Audit, Internal Control, or SOX functions in Banking, Financial Institutions, Broker Dealer, consulting / audit firms activities related to banking activities is preferred
Strong organization and time management skills; ability to deal with conflicting deadlines
Professional work ethics
Self-motivation skills; ability to work independently
Computer skills: advanced Excel, PowerPoint presentations, Word, Acrobat
Excellent communication skills (oral, listening, and written presentation skills)
Ability to build consensus and work in a team environment
English mandatory; Spanish language skills desired
Product knowledge of derivatives, FX transactions, etc is recommended
Experience in dealing with Regulators (FRB, FINRA, SEC, (FTC) is welcomed
Understanding of the current regulatory and legal framework, including internal control main functions (SOX, Operational Risk, Volker, Dodd Frank Act) and Reg W, K, and R; desired skill
Knowledge of external database tools, including Bloomberg, Reuters is preferred
Licenses are welcome for any compliance, regulatory, internal audit or operational risk charter

Senior Risk Manager Resume Examples & Samples

10-12 years of risk management experience in Liquidity Risk & Operational Risk
Must have Equities / Prime Brokerage product knowledge
Broadly connects across internal stakeholders such as Global LOB Risk team, Enterprise Risk, Compliance and Audit to drive execution
Broad communication, negotiation and influencing skills to drive execution; navigates the matrix
Can anticipate future consequences and trends

Credit Portfolio Senior Risk Manager Resume Examples & Samples

Interact with CAPRM Management team to understand and identify technology needs
Evaluate, Prioritize initiatives and coordinate solutions development with partner organizations within Citi to its successful completion
Participate in key deliverables of planned initiatives representing and ensuring group’s objective
Hold regular meetings with stakeholders to present and gather feedback on proposed enhancements to risk measurement methods
Work with Risk Technology and Reengineering teams on defining technology enhancements and process improvements towards greater efficiency
Produce proposal documentation for enhancement of existing tools or additional tools, as need arise
Prepare forecast and participate and budgeting process to effectively manage group’s requirements for system solutions
Provide directions on risk technology projects, understanding risk policies and procedures and recommending process re-engineering technology solutions
Acquire and maintain effective knowledge of Risk Policies and Procedures and be able to interpret and apply as necessary
Track progress on all initiatives and provide regular updates to senior management
Strong financial market knowledge of capital markets, banking products and risk management
Ability to effectively utilize the various credit, risk and product systems appropriate to the area
Ability to work with multi-discipline groups within large financial organization like Citi to achieve the successful and timely completion of the projects
Strong written and verbal communication skills; ability to effectively interact with people at all levels within the organization
Postgraduate level education, with an excellent academic record in Economics, Finance or Business management field. Masters or higher degree is preferred
15+ years of experience in Risk, including risk processes
Knowledge of risk management, capital markets, banking products and financial systems
Successful track record of global systems initiatives participating in all phases of project life-cycle
Experience in Project Management involving interacting with multi-discipline groups within large financial organization
Knowledge of current technologies

Senior Risk Manager Resume Examples & Samples

Analyze the firms operational risk exposure to the major FMU counterparties for payments, clearing and settlement of all transactions
Help to design and author the firms risk policies for dealing with these FMU’s
Be part of the firms risk management and risk oversight of all payments, clearing and settlement operations
Work with senior business heads to create and establish the firms comprehensive Payments Risk Infrastructure policies
Represent the Bank domestically and internationally on all payments, clearing and settlement risk issues

Senior Risk Manager Resume Examples & Samples

FORECASTING
SITING
ARCHITECTURE
ENGINEERING
PROCUREMENT
BUILDING
RUNNING
REFRESHING
This role will work tightly with a peer Sr. Risk Manager in MCIO, peers in the Enterprise Risk Management group and various other business partners and clients. This highly influential position reports to the Sr. Director, Safety and Risk
Monitor assigned activities, processes, operations, and associated risk exposures to identify, analyze (assess and quantify) worldwide operational risks related to Data Center Advanced Development, Site Selection Due Diligence, Design and Engineering, Construction, Pre-Acceptance Turnover, and Fully Operational Phases of the Risk Management Program, to determine potential impact to people and processes, the Division, and Microsoft Corporation
Communicate risk identification and analysis findings, and make appropriate recommendations for alternatives to processes, risk mitigation strategies, risk acceptance, and risk transfer solutions that will control or reduce cost of risk
Conduct ongoing risk assessments and risk quantification of business practices and processes to establish and provide proactive risk management services. Communicate to management and assist in focusing appropriate knowledge and resources to revise practices/processes, as appropriate
Support management directly and in concert with Legal counsel on contractual risk matters, including drafting and communication of appropriate contractual standards for identified risk areas, negotiations of contract provisions, and consulting when contractual issues arise for risk-related sections of contracts, including insurance requirements, indemnification and limitations of liability
Assist in the risk analysis to determine appropriate risk control and loss prevention programs and coordinate and support related risk financing recommendation efforts
With respect to assigned areas of responsibility, assist with the design, development and maintenance of risk management information systems (RMIS, MS Reports, RISKS, contractual risk, and general department websites) by supplying claims and loss data, insurance program information, and other information as requested by information project managers
Manage assigned risk assessment and quantification projects and present results to management, as necessary
Provide the organization with training and technical consulting support on risk analysis assessment and quantification related issues
Interact frequently with other risk managers throughout Microsoft to remain current on issues
Keep current on new developments, methods and products that may be effectively utilized in the global risk management program
Communicate with peers, upstream organizations, and client organizations
Gain an intimate knowledge of the business, its processes and the industry
Use his/her business and risk perspective to identify and assess the businesses risks and use that assessment to inform and influence business decisions
Assist in the selection and tailoring of risk control approaches, methods and tools to support service offerings or industry projects
Collaborate to identify opportunities, and influence others to move toward meeting business objectives with speed and agility, as an agent of change
Establish risk mitigation goals/metrics/dashboards/scorecards to track/communicate/drive progress
Work with leaders, staff and vendors at all levels and in multiple cultures to implement effective solutions
Drive a standardized and harmonized approach across MCIO to maximize efficiency and effectiveness
BA/BS in a risk management/business related field
At least 10 years of experience working in large, complex businesses in a risk management role, with a proven track record of delivering results
Experience in operational risk management, construction risk management, risk quantification, risk assessment and general risk management
Claims/loss handling and contracts review experience
Strong understanding of a broad range of risk transfer methods
Strong analytical, problem solving and decision-making skills
Competency in risk management methodology and adept at its application in the technology sector
Strong networking and interpersonal skills, and the ability to build positive working relationships
Ability to prioritize and execute multiple projects with different timelines/deadlines
Ability to collaborate and perform well within a high-performing team environment
Strong communication skills with high articulation ability, including executive messaging
Proven experience in driving change through influence; and
Excellent demonstrated project management skills, including the ability to lead teams, produce and maintain timelines, create dashboards, track metrics, and assemble project information into clearly written reports that document findings, actions and progress
Professional certifications/credentials, such as ARM, CRIS, CRM, CPCU, etc. preferred

Credit Portfolio Senior Risk Manager Resume Examples & Samples

Interfacing with IA, US Regulators, Management, and a broad range of project contributors in Risk Management and other parts of the organization and for Risk Appetite and Risk Governance related work streams
Becoming a subject matter expert on the Heightened Standards and helping keep the direction of different businesses, legal entities, and functions in synch
Tracking progress on regulatory and other deliverables, anticipating issues, and escalating concerns to CBNA CRO
Building an advanced level of understanding of regulatory requirements and industry practices
Risk Committee and Board meetings’ coordination and documentation including preparation and review of presentation material
Significantly expand their organizational network
Develop a broad understanding of Citi’s overarching risk management framework
Leave a lasting mark on the organization
Bachelor’s degree or relevant experience required
5+ years of experience in project management related roles (Ideally Risk Management related)
Excellent organizational, communication, and interpersonal skills
A proven track record of project execution

Senior Risk Manager Resume Examples & Samples

The successful Senior Risk Analyst will be responsible for delivering key elements of the international risk and control program, in line with Company Policy. Primary responsibility will be the design of clear and robust programs where required, and ongoing monitoring of compliance, risk identification and issue resolution. This will include acting as a key contact point for senior managers in international markets
The successful Senior Risk Analyst will also be responsible for delivering assigned projects and change initiatives within this dynamic environment, in particular relating to regulatory change
Lead and coordinate policy implementation and regulatory change activities globally, including completion of detailed gap analysis, remediation planning and program reporting
Use expert knowledge of international markets activities and regulation to support robust risk and compliance self-assessments across these geographies, leveraging knowledge of local policies and issue management activity
5% Travel including International
Bachelor's Degree in finance, business or related field or equivalent experience
7 to 10 years' experience within risk management, preferably in a global organization
Expert understanding of applicable laws, regulations, financial services, and regulatory trends related to Payment Services' international activities
Advanced analytical, communication and influencing skills

Senior Risk Manager Resume Examples & Samples

The successful Senior Risk Manager will be responsible for delivering key elements of the international risk and control program, in line with Company Policy
Primary responsibility will be the design of clear and robust programs where required, and ongoing monitoring of compliance, risk identification and issue resolution. This will include acting as a key contact point for senior managers in international markets
The successful Senior Risk Manager will also be responsible for delivering assigned projects and change initiatives within this dynamic environment, in particular relating to regulatory change
Bachelor’s Degree in finance, business or related field or equivalent experience
7 to 10 years’ experience within risk management, preferably in a global organization
Expert understanding of applicable laws, regulations, financial services, and regulatory trends related to Payment Services’ international activities
Advanced proficiency in MS applications (Excel, Power Point, Word); Working knowledge of Archer preferred

Senior Risk Manager Resume Examples & Samples

Perform key analysis and MIS to drive performance results in product lifecycle strategy effectiveness
Standardized and ad hoc Product MIS: Risk-Return, Strategy Performance, Delinquencies, Losses, Recoveries
Will participate in the execution of the following
Bachelor’s Degree in a quantitative field
5 or more years of relevant experience in credit analysis and/or risk management
In addition to core competencies in credit risk , a thorough understanding of some or all of the following would be an asset: Credit lifecycle within a commercial/consumer bank, Credit risk management infrastructures, Quantitative methods and tools supporting credit risk measurement, Economic capital and risk-adjusted performance measurement, Competitive and regulatory drivers for credit risk management, Integration of economic capital into performance measurement frameworks, Current industry and regulatory issues (Basel II), Knowledge of credit and market risk software (e.g. KMV, Credit Manager, Risk Manager), MS Project, VB, C/C++
Expertise using SAS, SPSS and other analytics software
Must have a working knowledge of the Bank’s consumer loan products
Prior experience working with large implementation projects would be beneficial for the candidate
Must have solid organizational skills, with the ability to handle complex projects in a multi-tasking environment and meet deadlines with quality results
Must possess strong written and verbal communication skills for report writing, business requirement proposals, client interaction, and methodology documentation
Must demonstrated knowledge of credit risk measurement and management
Strong analytical and problem-solving skills coupled with thoroughness and attention to detail is highly desired
Must be able to work independently and proactively and take initiative in solving problems quickly
Candidates need to have a desire and ability to work closely with the data and technology specialists on project assignments
Experience with statistical modeling platforms such as SAS applied to large data sets is desirable

Recreational Lending Senior Risk Manager Resume Examples & Samples

Co-Chair of the Recreational Lending Risk Committee
Responsible for managing the bank’s risk framework for Recreational Lending
Provide leadership, supervision, and support to the Recreational Lending credit team, insuring the achievement of the Bank’s goal for quality, profitability, and growth
Responsible for hiring, promoting, mentoring, and evaluation of direct reports
Provide coaching and mentoring on risk assessment, credit underwriting, loan structuring, and relationship management to the DSOs
Participate as a member of Recreational Lending’s senior leadership team in the development of department’s strategies, policies, procedures, and new products
Co-approve or decline loans within assigned authority. Prepare and present comprehensive recommendations to higher authority regarding loans in excess of lending authority
Responsible for recommending and administering loan authority for Recreational Lending
Co-approve pricing changes in partnership with the Recreational Lending Manager and Retail Credit Administration
Co-approve policy and procedure changes in partnership with the Recreational Lending Manager and Retail Credit Administration
Responsible for oversight of the Dealer/Broker selection and review process
Review and reporting of established Compliance and quality assurance monitoring
Responsible for providing strategic direction to both the BB&T Loan Services and BB&T Special Assets utilizing industry resources and expertise
Monitor peer and industry developments related to lending, compliance and risk management and make recommendations for enhancements to Recreational Lending’s credit policies and procedures
Bachelor’s degree in business-related field, or equivalent education and related training
Ten years of relevant experience in recreational lending, specifically indirect and/or direct lending and/or marketing (primarily Marine and RV) or equivalent experience managing lending and/or marketing in a specialized lending environment
Good knowledge of bank systems/operations
Strong leadership and management skills
Master’s degree in business-related field or graduate of outside banking management school
Graduate of BB&T Leadership Development Program
Strong understanding of IRM/business development capabilities (e.g. Wealth Management)
Good knowledge of bank systems/operations supporting Dealer Finance Department

Senior Risk Manager Resume Examples & Samples

Assuring the timely production of risk reports for different stakeholders
Leadership and mentoring role over junior risk managers
Calculation and reporting risk numbers, participation in projects related to changes in regulatory environment in fund industry and potential deployments
Perform day to day risk controls as per risk management concept, manage escalation and remedial action processes
Supporting Senior Risk Manager in set up new risk management processes and reports
Creating ad hoc risk reports and analysis
Applying risk management analysis tools and approaches on specific aspects of a problem using MS software or expert tools
Represent Analytics team in internal working groups where appropriate, manage smaller projects
Maintaining and regularly update various databases and analytical tools and standard report, act as interfaces to internal and external providers of the above (VaR engine; Bloomberg applications)
Ability to communicate effectively with stakeholders within the organisation
Analytical talent, very good understanding of financial instruments and investment funds, including derivatives and alternative investments
Good understanding of risk management approaches and their use in portfolio management
Good implementation skills, ability to provide for ad hoc solutions
Sound data management skills
Experienced user of MS Software
Programming skills (VBA and SQL)
Minimum 3 years’ experience in the financial industry (preferably fund industry)
University degree in Economics, Finance or equivalent post graduate studies
CFA, PRM, FRM or similar education as an additional asset

Senior Risk Manager Resume Examples & Samples

Responsible for RST analysis at Credit Suisse Group level
Solid understanding of investment banking products / risks, additional private banking experience preferred
Successfully develop / enhance scenario methodology for understanding key risks
Ability to present complex issues to senior management in a simple way

Credit & Portfolio Senior Risk Manager Resume Examples & Samples

Industry Expert and Advisor, Senior Credit Officer, various management responsibilities
Analyse and approve counterparty credit limits for trading, transactional and financing
Develop and continually improve risk management framework and processes
Advise businesses and clients on transaction structures and negotiate credit terms e.g. ISDA & CSA
Knowledge/Experience:The individual we are seeking will have 8+ years’ experience in the majority or all of the below key areas
Risk management; credit analysis and approval, Credit Officer in current or previous job; experience with funds
Product knowledge; in particular, knowledge of traded products such as derivatives, preferably also transactional and banking services such as custody and lending. In addition, a good understanding of the risks associated with these products, such as VaR, clearing, settlement, liquidity
Industry knowledge; Managed funds market, key players and forces for change; technical understanding of fund management process, types of funds, legislation, regulation and regulators
Projects; process re-engineering, end-to-end management of projects
Analytical – financial analysis, assessment
Minimum of Bachelor’s Degree
Minimum of 5 years’ experience directly with funds and/or asset management companies

Senior Risk Manager Resume Examples & Samples

Ensure high quality, accessible information for staff, managers and executives
Advise and counsel executives and senior management on risk reporting, exposures, programs and plans
10+ years experience in risk governance within the financial services industry
Expert knowledge and understanding of the theories and concepts of risk governance
Excellent conceptual skills, with an ability to quickly understand concepts and translate them into meaningful information

Senior Risk Manager Resume Examples & Samples

Minimum 10 years of risk management experience preferably in Mortgage lending products with proven track record in team management
Experience in stress testing and solid data analysis skills
Self-initiative, good communication, interpersonal skills and ability to motivate others, strong sense of control and compliance awareness
Independent and ability to proactively manage evolving challenges is a must
Sound knowledge in MS word / Excel / Power Point, SAS programming is a plus

Credit & Portfolio Senior Risk Manager Resume Examples & Samples

Serve as an Independent advisor on risk matters related to and impacting the legacy Securities and Fund Services products/business in particular Issuer Services
In partnership with the Business, identify risks (both tangible and conceptual), with a focus on Product and Credit risks, but also other risks such as Fiduciary, Franchise and Regulatory risk. This includes proactively identifying and assessing risks and controls, addressing significant issues, interfacing with other internal control and support functions, and guiding the Products on the best course of action and corrective action plans. Identification and mitigation of emerging risks is critical
Remain cognizant of Business and industry trends that present business opportunities and be able to support the Business in moving forward with new business in controlled environment
Building and maintaining strong working relationships with the Business (first line of defence) and with other Risk and Control functions (including Compliance, Legal and Internal Audit) to effectively influence changes that will improve the risk and control environment
To challenge the current risk and governance structure with a view to making it robust and accountable
Review client contracts and question/challenge same if deemed to put the Business and/or Citi at risk
Contribute to internal risk and control preparedness, working with the Business and in business Control functions, as well as Operational Risk Management (ORM) and Operations Control to ensure the control environment is robust
Working in partnership with other Risk and Control functions, to ensure that any failed controls or risks identified through any means are escalated in a timely manner and continue to work with management to challenge status-quo and to drive action that will reduce material risks
Interface with internal audit examiners, Legal and Compliance, and other support functions to ensure end-to-end risk coverage of the Business
Partner with Business on new product offerings and participate in pre NPACs and NPAC Committee meetings
Review and address any relevant product and credit risks during Deal Review process for pipeline transactions
Influence the Business/In Business Control and Supervision to put appropriate and timely CAPS in place as and when appropriate, and to close them out on a timely basis
Support the Business with preparation for formal audits/exams and deliverables, participate in status meetings conducted during formal audits/exams, and assist the Business with responses, protocol, and actions to be taken during a formal review
Provide risk input for risk/control decks (MBRs, BRCCs, etc)
Participate in MCA independent risk challenges in partnership with Operational Risk Management (ORM)
Provide support in cooperation with the Global Product Risk Manager for the fiduciary businesses and legal vehicles in NAM by participating in various Fiduciary Committees and providing ongoing “credible challenge” to Business MCA ratings, during MCA ARAs, during Deal Reviews and NPACs
Risk management; Fiduciary risk experience a plus; Exposure to Operations a plus; Other Control function experience a plus (Legal, Compliance and/or Internal Audit)
Knowledge; Of regulations impacting Issuer Services and Securities Services businesses an advantage
BA/BS required (MBA or JD a plus)
3+ years’ experience in Issuer Services and /or Securities Services products/front office
Excellent problem-solving abilities; strong analytical skills - both quantitative and qualitative
Strong written and oral communications skills, including presentation skills
Strong team player with a positive “can-do” attitude
Results oriented and tenacious
Thorough ability to provide risk versus reward analysis is imperative
Professional presence and attitude. Candidate should feel comfortable interacting with individuals at all levels of the organization and have an ability to influence others
Ability to lead or participate in cross-functional project teams
Ability to collaborate with others and build effective relationships with the Business and other Control Function and Operations partners is critical

Credit & Portfolio Senior Risk Manager Resume Examples & Samples

Serve as an Independent advisor on risk matters related to and impacting the legacy Securities and Fund Services, products/business (Issuer Services, Direct Custody and Clearing, and Custody and Fund Services)
Provide EMEA support in cooperation with the Global Product Risk Manager for the fiduciary businesses and legal vehicles in EMEA by participating in various Fiduciary Committees and providing ongoing “credible challenge” to Business MCA ratings, during MCA ARAs, during Deal Reviews and NPACs
BA/BS required (MBA a plus)
Extensive years of experience in Issuer and /or Securities Services products/front office

Senior Risk Manager CE Resume Examples & Samples

Be an effective risk partner to the designated business and coordinate all risk activities, including prudential risk. Provide risk insight and help the business to fully understand their risk profile
Drive the business to develop and maintain a proactive and open risk culture
Proactively challenge existing practices and recommend risk solutions in consideration of good customer journeys and outcomes
Identify, assess, manage and report emerging risks. Lead risk assessment and scenario planning exercises and ensure that these are carried out on a regular basis, are insightful, forward-looking and actionable
Embed Group-wide risk management frameworks and systems within the business. Drive continuous improvement and excellence
Support the business in prioritisation decisions
For Prudential Risk (FHLUX), coordinate ICAAP risk inputs, produce ICAAP documentation and oversee computation of capital and stress testing. Consider use of capital/stress test outputs and embed within management structures and business activities
Act as a solid and experienced contact person on risk management to the Luxembourg regulation authority “CSSF”
Business partnering - Wide and proven experience operating within a senior risk management role in the financial services industry, preferably in one of the Luxembourg-domiciled businesses
Risk Agility and adapting quickly to events or crises including strong analytical and problem solving skills
Connecting-the-dots to view risk holistically, understand the linkage between risk types and manage them together
Regulatory preparedness through sound knowledge of the financial services and asset management industries with a particular emphasis in relation on European and Luxembourg risk regulations
Very strong business English and fluently in French
Dedicated to maintaining high quality standards of excellence, integrity and client satisfaction
Problem Analysis - attention to detail
Stakeholder and Customer Management – ensuring delivery of excellence
Influencing and negotiation

Senior Risk Manager Resume Examples & Samples

Develop statistical models and scorecards for credit underwriting, loan pricing, backend review process, and collections
Establish and maintain an efficient infrastructure for model development, documentation, implementation, and validation
Provide analytical support to credit strategy team for new product/strategies development
Work closely with Model Risk Governance and Legal department, make sure model development and validation are documented adequately; all models are complied with regulation requirements
Work closely with technology teams to ensure new scores/strategies are implemented accurately and as designed
Perform various ad-hoc analyses relating to credit risk management
Evaluate new alternative data sources and modeling methodologies

Senior Risk Manager Resume Examples & Samples

Participate in further developing a high quality global insurance & risk management function which also consider local US insurance and risk management needs
Be part of GIRM in insurance related topics on a global and local scale
Participate in and lead insurance projects and insurance programs, local and global
Support independently local Takeda subsidiaries in insurance related queries
Develop and maintain sound insurance reporting procedures and systems locally including collection and maintenance of underwriting information needed for e.g. renewal of global insurances
Provide claims management handling/support on a global and local basis
Responsible and accountable for renewals of local insurance programs dealing with complex negotiations with (international) insurance companies and brokers on the terms and conditions
Define the scope of work for the insurance brokers who will assist you in order to acquire the most optimal solution for US risks in alignment with Takeda’s global insurance programs
Maintains relationships with insurance brokers, industry consultants, and insurers to develop, implement, maintain and update local risk management policies, procedures and programs to meet the company’s changing environment
Support the business and local management on contractual risk reviews and determine appropriate types and level of insurance
Responsible for US local insurance budget
Responsible for the identification and assessment of risks to Takeda’s property, personnel, and ongoing business activities in the US
Responsible for overseeing the collection and review of underwriting information and preparation of professional submissions for local commercial insurance renewals
Responsible for reviewing all local insurance policies for accuracy, recommending appropriate loss retention levels (deductibles, self-insurance levels, etc.) and negotiating insurance coverages, provisions, and premiums in the local insurance markets
Overall management of the company’s certificate of insurance program, including issuance and receipt of required certificates
Support other departments in the development and implementation of a disaster recovery and business continuity plans
Responsible for the oversight and evaluation of the US driver fleet safety program
Participate in developing and evaluating the financial impact of risks that cannot be eliminated and select the most efficient method of protection; determine a financial strategy for insuring or retaining these risks
Oversee the proper handling and settlement of US non-products claims
Support Legal Department in handling and settlement of other US claims
Perform claim audits with TPA/broker to validate reserving practices; perform claim reviews to develop claim closure strategies and obtain refunds for amounts improperly incurred by insurers within SIRs and deductibles
Minimum 6 years of working experience in a similar role or a professional background in the insurance/broking environment with an excellent understanding of business insurance lines
Experience in international working environment
Experience with global insurance programs
MBA, CPCU, or ARM or other IIA course work
Broad management skills; capable of interfacing with all levels of personnel at operating units and corporate staff
Team Orientation – ability to work effectively on teams and to work closely with internal and external partners
Must have very good analytical skills and significant verbal and written communications abilities
Process team skills and the ability to succeed in a rapidly growing Global company
Management – ability to set priorities, develops workflow processes, and manages staff (1)
People Development – ability to assess strengths and weaknesses of staff members and provide necessary support and suggestions for improvements
Finance –understanding of the concepts of cash management, financial analysis methods, and tools to prepare forecasts and perform analyses
Risk Management – understands the concepts of insurance and risk mitigation
Communication – ability to communicate ideas and data both verbally and written in a persuasive and appropriate manner
Organization – ability to maintain accurate and detailed records, files, etc
Computer Skills – can proficiently use various types of hardware an software
Problem Solving – ability to identify problems associated with and application and provide specific solutions that resolve the problem
Negotiation – ability to explore positions and alternatives to reach outcomes that gain acceptance for all involved parties
Analytical Skills – ability to analyze a wide variety of data in order to make informed decisions
Attention to Detail – ability to thoroughly analyze and identify key data points which impact the establishment and maintenance of new and existing accounts
Minimum 3 years of corporate risk manager experience
Knowledge of contracts, local and global insurance set-ups
Industry Knowledge –understanding of the pharmaceutical industry would be an asset

Senior Risk Manager Resume Examples & Samples

Understanding risk models used for RWA calculations
Preferably 2-3 years of risk management related experience
Risk management related certificates are desirable

Senior Risk Manager Resume Examples & Samples

Develop and lead companywide multi-faceted campaigns focused on reducing Microsoft’s top risks
Facilitate post decision execution of approved remediation plans
Measuring, reporting, and tracking status of remediation plans
Ensure post-campaign compliance with goals
10+ years experience in Information Security or Risk Management
10+ years experience in project management
Proven track-record influencing without authority, resolving conflict, and measuring results
Executive presence and ability to work across teams to drive key messages
An understanding of Microsoft IT and/or Microsoft is a plus

Senior Risk Manager Resume Examples & Samples

Be an effective risk partner to the designated business and coordinate all risk activities, with particular focus on Liquidity, Market and Counterparty risks. Work closely with the Investment Risk function. Provide risk insight and help the business to fully understand their risk profile
Proactively challenge existing practices and recommend risk solutions carried out on behalf of the UK FISL legal entity, in consideration of good customer journeys and outcomes
Embed Group-wide risk management frameworks and systems within the business with a particular focus on Liquidity and Counterparty risks. Drive continuous improvement and excellence
Provide leadership when major incident and events occur and ensure that appropriate escalation takes place and mitigation activities are actioned
Carry out risk-based reviews and provide assurance to the business that current processes are operating as intended and in line with risk appetite. Where control weaknesses or adverse customer journeys are identified recommend mitigation actions
Consider use of capital outputs and embed within management structures and business activities
Wide and proven experience operating within a senior risk management role within Financial Services industry, preferably in one of the designated businesses
Excellent at providing innovative ideas and comfortable working under pressure
Outstanding communication and negotiation skills

Senior Risk Manager, Emerging Regulations Resume Examples & Samples

Establishes credibility and maintains strong working relationships with groups involved with security and compliance matters (InfoSec, Legal, Business Development, Internal Audit, Fraud, Physical Security, Developer Community, Networking, Systems, etc.)
Analysis of historical data to identify trends and insights
Minimum 6-years of information security, compliance, audit, risk management or related client service or consulting experience
Technical knowledge and familiarity with relevant security compliance standards
Experience in analyzing large data sets
Related security control and compliance experience in various frameworks including: PCI DSS, PCI PA-DSS, PCI PTS, GLBA, ISO, NIST, etc

Payments, Senior Risk Manager Resume Examples & Samples

Work with Amazon business, risk, compliance, technical, legal, tax, and finance partners to identify root causes of issues and initiate solutions
Communicate plans, results, and next steps concisely and effectively across the organization
Perform operational deep dives on compliance-related processes and systems
Prepare business reviews for management team regarding project progress and roadblocks
Measure and analyze existing systems for opportunities to innovate and improve by providing additional benefits to customers and reducing potential risks
Align multiple stakeholders on appropriate solutions
Plan and manage multi-team projects
Analyze data for metrics and decision support
Drive results by exercising judgment using available information
Create and maintain the overall project roadmap, managing prioritization and tradeoffs against customer experience
Excellent leadership and communication skills (verbal and written). You will prepare reports and present to senior level management. You will interact with various levels of employees to collect and communicate information
Ability to manage and analyze data
7+ years of relevant experience
Word, Excel, SharePoint, and Visio experience
Ability to multitask in a fast-paced, technical environment
Demonstrated ability to understand and discuss technical concepts, schedule tradeoffs, and new ideas with technical employees
Advanced degree, i.e., JD, MBA, Information Systems
Excellent oral and written communication skills with the ability to influence others internally and externally
Knowledge in accounting, finance, and IRS regulations is a plus

Senior Risk Manager, Treasurey Solutions Resume Examples & Samples

10 or more years of risk experience including leadership or management in the financial services industry
Ability to multi-task and function independently in a fast-paced, dynamic environment
In depth knowledge of regulatory compliance requirements and risk management principles
Knowledge of products including liquidity, payment, receivable and deposit products and expertise in such products preferred
Ability to travel within the New England area with home base in MA or RI locations with the ability to work from home as appropriate

Capital Markets Senior Risk Manager Resume Examples & Samples

Owning the continued development, implementation, execution and maintenance of an end to end risk assessment for the respective products to drive a strong front line risk management program
Assisting business line and divisional managers in driving a risk management culture at all levels of the organization through effective operational, enterprise and regulatory risk management
Working with business lines to ensure exam readiness and acting as the lead for internal and external exams for products / functions under review.　
Leading teams on risk and product related initiatives to meet corporate, divisional, and business line objectives
Providing risk and regulatory expertise / solutions on complex risk and compliance issues within business units.　 Identifying, assessing, implementing and communicating regulatory issuances; as well as reviewing policies and procedures for adequacy and accuracy
Advanced knowledge of internal controls and risk assessment methodologies
Knowledge of products including debt capital markets, primarily bank and institutional loan markets, CLOs and corporate advisory
Knowledge of Broker/Dealer operations and the regulatory environment within
Knowledge of Equity Capital Markets preferred

Senior Risk Manager Resume Examples & Samples

Strong knowledge of Consumer Lending products, operations, regulatory requirements; as well as key processes, controls and exposure areas
MBA Perferred
Professional Certifications preferred Certified Internal Auditor, Certified Regulatory Compliance Manager, Certified Fraud Examiner, Chartered Financial Analyst, Certified Public Accountant
Experience in an organization that is under strong regulatory oversight and scrutiny

Senior Risk Manager Resume Examples & Samples

At least 10 years banking and credit working experience
Ability to work under pressure and work independently
Sound knowledge of credit processes, internal and external policy and regulatory requirement

SVP Credit & Portfolio Senior Risk Manager Resume Examples & Samples

Set the vision and agenda for next generation of risk management tools
Develop quantitative risk framework and associated risk analytics to optimize underwriting policies
Influence business partners and leadership with analytically driven recommendations to drive continual improvement of risk management practices
Lead quantitative analytics and statistical analyses to design tests, identify existing and emerging risks, detect trends, derive business and predictive insights, validate hypothesis, measure outcomes, interpret results and analyze scenarios to develop optimal quantitative solutions
Strong project management skills; ability to lead multiple projects simultaneously, multitask and deliver projects within planned timelines
3+ years managing staff (direct or indirect)
Experience with analytical or data manipulation tools (e.g. SAS, SQL, R, SPSS)
Excellent communicator; ability to engage and inspire team forward
In-depth knowledge of the Cards business P&Ls and risk management concepts and practices a plus

SVP Credit & Portfolio Senior Risk Manager Resume Examples & Samples

Set the long term vision and agenda for the program
Ownership of developing and managing MIS and analytic routines to measure and monitor program performance, interpret trends and explain key drivers
Lead quantitative analytics and statistical analyses to design tests, identify high risk pockets and emerging risks, validate hypothesis, interpret results/outcomes and derive business and predictive insights
Continue to evolve the policy and lead the development of next generation CLD strategy
Influence leadership team with analytically driven recommendations to improve policy
Manage appropriate controls for the program, including internal and external audits and policy governance tasks
Effectively collaborate with partners in Execution, Credit Operations and Risk Infrastructure, Data Management, Compliance and Legal to ensure flawless and timely execution of robust, compliant policies
Manage team of analysts

Senior Risk Manager Resume Examples & Samples

Supporting all activities to drive data quality excellence across the company, likely to include
For key reports completion of SIPOCCs and mapping of all supporting data flows to point of originating system/ data entry, capturing existing controls, identifying control weaknesses, recommending remediation activities and monitoring/reporting on business progress against agreed remediation actions
Supporting data lineage efforts for agreed critical data elements
Work with the business to define data quality rules and tolerances for key business elements and critical data elements
Supporting the business and IT in completion of data quality analysis
Supporting the local Chief Data Manager on all aspects of establishing appropriate Data Quality governance forums, policies, processes, procedures and general data quality training and awareness
Implementation and ongoing development and delivery SLOD Risk Frameworks and supporting policies and procedures
Assist the FLOD with the implementation of the Risk Frameworks and supporting policies and procedures
Facilitate regulation or legislation driven reviews
Produce detailed, accurate and meaningful reporting for inclusion in materials provided to management and committees to support the execution of their governance and decision making duties

Senior Risk Manager Resume Examples & Samples

Anticipate and/or interpret the impacts of business changes and/or regulatory changes on controls and effective operational risk management; recommend mitigating actions, as necessary
Lead and/or represent ORM, as SME, on key risk projects, deep dives and game plans to drive continuous improvement in operational risk management. This involves analyzing problems and generating creative solutions by collaborating with the team, providing leadership, as well as managing projects, as required
Act as SME to translate laws, regulations, standards and policies into practical methodologies and approaches that can be implemented for multiple and/or larger initiatives/ projects of a more complex nature and/or the introduction of new/revised processes and systems, including process redesign to compliment the change management/ product support strategy for the business unit, adhering to and maintaining established standards and practices
Provide coaching and/or training sessions to executives and senior management in area(s) of expertise, and provide feedback on gaps and opportunities
Build and maintain relationships with industry contacts (internal and external), regulatory officials and external consultants for the purpose of enhancing business effectiveness within the scope of accountability
10+ years’ experience in risk governance within the financial services industry
CISA, CISSP or other related professional security certification required

Senior Risk Manager Resume Examples & Samples

The sucesful Operational Risk professional will be required to build and maintain effective relationships across the Bank and its parent companies
Develop and implement an effective framework to align HR Risk and Compliance activities, including active relationship building and maintenance with key stakeholders
Oversee and influence HR Risk and Compliance activity and program requirements across the company, tracking progress and monitoring activity across various European locations
Support audit, exam and enterprise quality assurance exercises for Human Resources
Provide Risk and Compliance monitoring and reporting support to the HR team, performing analysis on data to provide summary and insights. Deliver strong and effective presentations to multiple levels of stakeholders
Manage the updates to HR Policies including Fitness & Probity Policy and processes
Manage and maintain program documentation to comply with enterprise risk and compliance policy that is specific to EU HR
Management of HR vendors as per the Third Party Risk Management process
Ensure HR processes are documented in accordance with Enterprise and regulatory requirement
Manage and deliver work requests and provide appropriate responses and updates on progress to the team and other stakeholders
HR lead on projects to implement and embed the Bank's HR and enterprise risk framework

Senior Risk Manager Dangerous Goods Resume Examples & Samples

Bachelor’s degree (BA/BS) in engineering, transportation, chemistry, material science, mathematics, environmental studies, safety or other related field preferred
Minimum 3 years of relevant work experience in program management, process improvement or related field
Ability to obtain and maintain hazardous materials certification
Must be able to use Excel, Word and other common desktop software applications. Must also be comfortable learning web applications and proprietary software
Ability to work under time pressure and meet performance goals
Strong interpersonal and leadership skills
Familiarity with DOT, ADR, CLP, GHS and the Fire and Defense Laws
Previous experience with influencing, consultation/advisement and improving remote operations
Knowledge of scripting languages is preferred but not essential for success

Senior Risk Manager Resume Examples & Samples

Manage and analyze large, complex data sets using statistical tools and techniques
Conduct econometric and statistical analysis of times series and panel data sets
Working with the implementation team to document requirements and ensure models are accurately implemented in production systems
Provide analytical and research support for the development and maintenance of assigned models
Generate data extracts and reports for use in statistical analysis
Bachelor’s Degree in Quantitative field required
Master’s/Advanced Degree in Quantitative field or MBA with quantitative focus; PhD preferred
4 to 6 years in a directly related quantitative analytics
Alternative: Combination of education and experience (years /description) With an appropriate Masters Degree 2 or more years directly related experience or PhD with 1 or more years of experience
Strong quantitative skills in such areas as econometrics, statistics, hazard modeling, and time series analysis
Strong knowledge of bank products, processes and business practices
Experience working with large data sets. SAS experience desirable
Familiarity with leading risk management practices and applicable regulatory guidance

Senior Risk Manager Resume Examples & Samples

Lead the development of the backend compliance system to automated classification with complete accuracy
Define creative, high quality, regulatory rule roadmaps based on team strategy and vision
Manage prioritization and trade-offs among customer experience, performance, operational support load and technical/architectural design
Work with development and sourcing teams to assess additional/ alternative technical solutions collaborating to define long-term, scalable, customer architecture needs
Create buy-in for the product vision both internally and with key external partners
Work closely with engineering teams and program management to deliver products to market
Proactively identify and resolve strategic issues that may impair the team’s ability to meet strategic, financial, and technical goals
Define key metrics and manage the inclusion of tracking required for production analysis
Bachelor’s degree, preferably in a quantitative science or technical discipline, such as Chemistry, Statistics, Mathematics, or Environmental Science, or significant professional experience in related disciplines
6+ years’ experience in a Dangerous Goods compliance role
4+ years’ experience in direct report people management including development and performance
Experienced in data analysis, problem solving, negotiations and project management
Demonstrated customer focus and experience releasing products and programs to market
Must possess excellent business judgment, strong written and oral communication skills, and a practical, common sense approach to getting things done
Bachelor’s degree in Science, Engineering, Mathematics, Supply Chain/Operations or similar discipline; MBA preferred
The right candidate thrives in a high energy environment where tactical and strategic activities are expected to be driven in parallel
The ability to use both formal and informal influencing skills across Amazon's cross-matrix organization is critical to the success of this role
Experience developing Dangerous Goods Classification Systems

Senior Risk Manager Resume Examples & Samples

Benchmarking current workflows
Working cross functionally with business, technical, and legal teams, as well as, external customers to understand and improve existing processes
Project planning, from conception to delivery
Regular communications with senior management on roadmaps, program updates, risks and change management
Obtaining and maintaining hazardous materials certification
Optimizing data flow processes
Bachelor’s degree in Business, Engineering, Computer Science, Supply Chain/Operations, Chemistry or similar discipline
Experience with data analysis, problem solving and project management
5+ years operations, retail and/or project management experience
Master’s degree in Business, Engineering, Computer Science, Supply Chain/Operations, Chemistry or similar discipline
Experience with Six Sigma/ Lean or Project Management. Black Belt or PMP certification desired

Senior Risk Manager Resume Examples & Samples

Prior experience with retail Loss Forecasting preferred
Multiple retail product exposure
5 to 8 years of relevant product experience
Creative analytic problem-solving skills that call upon a wide range of methods and information
Outstanding technical skills including Word, Power Point, spreadsheets, and analytic tools such as SAS
Exceptional written and presentation abilities
Bachelor’s Degree required (STEM, Finance, Economics)

VP-senior Risk Manager, Traded Risk Resume Examples & Samples

To provide a Business Intelligence service, in the Americas, providing research and analytical reporting to senior management in North and Latin America
To promote and expand the service through cultivation of professional links with internal and external agencies, particularly those which deal with due diligence activities
Ensure full BIU integration into bank’s ongoing KYC / EDD procedures through attendance at relevant committees and engaging with key internal stakeholders
Demonstrate detailed knowledge of Latin American business and political / security risk issues, backed up by language and extensive in region commercial skills
Monitor provision of BI advice to ensure that business proceeds effectively while managing reputational risk appropriately
Ensuring implementation of BI function in compliance with US regulatory and statutory requirement
Ensure compliance, operational risk controls in accordance with HSBC or regulatory standards and policies; and optimize relations with regulators by addressing any issues
Good understanding of risk associated with clearing activity, margining requirements and clearing member default at CCP
Good knowledge of vanilla and complex derivative markets products
Good understanding of other areas e.g. Credit, Finance, Accounting, Operational, Legal, etc
Detailed understanding of a major bank balance sheet and operating framework
Exposure to demanding operational environments necessary to gain insight into effective risk management applications
Ability to exert influence at various levels of the organization and establish effective relationships
Effective communication and interpersonal skills
Solid leadership and management skills

Senior Risk Manager Resume Examples & Samples

Overseeing all material enterprise risk across the entity
Identifying and overseeing investment and portfolio reviews - evaluate new credit applications, review and align established customers credit lines. Monitor, jointly with other departments (Sales – AMO) major changes in the product portfolio understanding obsolescence process influencing corporate risk
Implement / establish entity-wide risk policies, including those for risk, portfolio monitoring, , capital allocation and portfolio level analytics as appropriate. Ensure compliance with such Policies and local regulatory requirements and identify the risk Process breaks
Recommending portfolio level risk limits (Risk Appetite), monitoring exceptions to those limits, escalating exceptions to the Risk Committee, and implementing remedial actions as appropriate
Responsible for the Operational Risk framework/reporting for the entity and implementing the GE operational risk system within the Italian platform
Attend customers’ locations (visits) to review financial statements/opportunities as required
Manage client data in operating system, ensuring correct groupings as per contract and appropriate trade codes
Ensure appropriate, accurate and timely Regulatory Risk Reporting, working with French CRO to validate data reported for Italian entities to the French Regulator
Provide coaching to different departments on risk processes
Actively participate in risk management related projects
Actively cooperate with compliance department acting as first line of defense in preventing fraud and keeping the portfolio safe and secure
Site leader responsibilities, being senior leader on site and handling regulatory visits and Business Continuity Planning and Disaster Recovery activities
Degree in Finance/ Economics or equivalent and/or significant directly related experience
Proven all round Risk Management knowledge - detailed understanding of financial analysis and other factors influencing corporate risk
Country / Sector Analysis - high level understanding of economic and political factors influencing corporate risk
Ability to work and decide independently
Team work skills
Ability to work in intense, highly time critical environment
Knowledge of Healthcare industry and its dynamics

SVP, Credit & Portfolio Senior Risk Manager Resume Examples & Samples

5+ years relevant experience required (e.g. statistical modeling, model management), or 4+ years’ experience with Master’s Degree or PhD
Demonstrated aptitude/ preference for working in teams and building relationships
Must be able to present financial and accounting concepts and methodologies to external auditors and senior management
Advanced usage of Excel required, desire to learn or knowledge of SAS/SQL
Previous people management experience

Senior Risk Manager, Client Asset Risk Resume Examples & Samples

Manage the EMEA Client Assets Risk team. This includes providing technical advice on the application of financial services regulation to relevant business lines (including CASS, CAP, IMR, CAR, UCITS V and MiFID II) and execute the Client Money and Custody Assets Risk Plan for EMEA in conjunction with the in-country Risk teams; Surveillance may be included subject to resolution of the surveillance model to be utilised across Client Money and Custody Assets Risk Team in EMEA
Design the EMEA Client Money and Custody Assets Risk Plan (including BAU and ad-hoc reviews across EMEA)
Risk Ambassador for the Global Asset Securities Protection Program within EMEA. Responsible of training for all Risk Business partners, track training progress, design training materials in cooperation with other stakeholders, provide training in conjunction with other areas, and ensure GAS awareness implementation within the several Business lines and Legal Entities across EMEA
Act as the Risk Management CASS responsible individual for the UK regulated entities while supporting the client money and custody assets’ accountable and responsible individuals throughout EMEA
Work with business lines and business partner functions to help them deal with the impact of regulatory change and to help them develop and implement policies and procedures to accommodate regulatory change
Manage and oversee the control process validation to help ensure compliance with relevant regulations
Support the businesses in managing BNY Mellon’s relationship with relevant regulators across EMEA, including overseeing the provision of information to the regulators and responding to reports issued by regulators
Provide EMEA Client Assets Regulatory Risk specific direction and support to Senior Risk Managers, Business Management and Operations Team Leaders
Provide direction and support to EMEA Legal Entities and locations outside the EMEA in regards to EMEA Client Assets considerations
Ensure representation of Risk issues and provide appropriate challenge at relevant internal/external stakeholders including, but not limited to EMEA Risk Committee
Subject to adequate staffing oversee the EMEA Risk group’s involvement in business led projects, ensuring timely and robust input and challenge by group members
Alongside respective regional Risk heads manage staff within the EMEA Risk Group, and seek to deepen the skills base of the team and raise their profile
In conjunction with Compliance, provide on-going advice and direction around the EMEA client asset framework adopted by the Business/Operations and the impact of changes to processes
Drive the development of and ensure establishment of client money and custody assets regulatory Risk metrics by regulator, Business and Operations and Legal Entities as appropriate
Educate the larger Risk Management team in understanding the changing face of the Client Money and Custody Assets regulation and the impacts these changes have on the various business lines
Challenge Business/Operations Management to ensure appropriate remediation action has been taken where issues have been identified
Provide reporting and escalation of client asset Risk issues including to the various Client asset Governance Committees and to Senior Governance Committee within the region, as appropriate
Act as the primary risk management representative in all EMEA client asset related matters including projects to ensure that any changes to operating models are fully assessed from a risk perspective
Attend internal senior management committees to provide input and commentary specific to client asset risk issues / challenges, as appropriate
Provide input to the BKU EMEA Client Asset training programme, assisting with classroom training as required
Provide reporting and escalation of Client Asset Risk issues including to the various Client Asset Governance Committees and to Senior Governance Committee within the region, as appropriate
Play an active role in regional committees and local boards, offering constructive challenge and helping to support the Committee/Board fulfil its role and responsibilities for those they are a member
Provide EMEA Client Asset regulatory Risk support for new EMEA wide Client Asset regulatory initiatives for emerging risks and issues
Build a good understanding of the EMEA governance framework, including escalation requirements, and ensure there is clear, appropriate and evidenced apportionment of responsibilities amongst staff members for whom the job holder has management responsibility
Provide governance direction to ensure a robust risk management framework with clear oversight metrics
Comply with all BNY Mellon corporate policies and procedures, including HR policies and procedures, applicable to BNY Mellon
Alert management including the Chief Risk Officer and / or the EMEA Chief Risk Officer (as appropriate) immediately of any significant changes to business risks and internal control effectiveness
Notify management and/or the Chief Risk Officer and/or EMEA Chief Risk Officer (as appropriate) immediately on discovery of any material regulatory breach
Degree Educated, preference for accountancy or financial services related
Additional professional qualifications

Senior Risk Manager Resume Examples & Samples

Lead initiative to create a strong Risk Management Culture within GE&C and the numerous projects it is executing across the global
Evaluate the effectiveness of the GE&C internal control framework in addressing risks and accomplishing the company’s goals and objective
Provide training and technical support to executive level management, senior management and GE&C Project Teams to support risk management strategies and programs
Guide GE&C Project Teams in establishing and monitoring key risk indicators, and implementing corrective action plans to mitigate risks
Perform Schedule and Cost Risk Assessment as required with the Project Teams
Engage and manage consultants to assist Project Teams with the implementation of risk management tools, as needed
Collaborate with other GE&C team members to ensure an overall best practice project delivery
Potential to mentor other GE&C members seeking to grow a robust risk management skillset
Excellent communication skills – ability to deliver to executive level and guide those new to risk concepts
Strong collaboration skills – good team player
20+ years of experience in construction management of power plants or projects of similar complexity
10+ years of experience as a Risk Manager or Project Director of large scale construction project
International work experience a plus
Proficient in the Acumen Suite of products, a plus
Proficient in the Primavera P6, a plus
Proficient in the Microsoft Office

Senior Risk Manager, Executive Director Resume Examples & Samples

Leading a team of risk professionals responsible for a broad set of risk management activities
Executing the front to back operational control framework that allows Tax & Client Reporting Operations to efficiently, effectively, and consistently manage risk across the organization
Administering the Cross-TCRO Risk & Control Self-Assessment (RCSA) Delivery
Managing the execution of the Quarterly Independent Testing Program across TCRO
Overseeing Cross Divisional Risk Reporting to Senior Management and Senior Bank Stakeholders
Managing the central Operations Risk Incident Reporting Program for TCRO
Consulting with internal groups such as Firm Operational Risk, Compliance, Legal, and other Ops teams on matters related to risk controls, self-assessments, incidents and infrastructure projects)
Coordination of risk trends happening across the entire Tax & Client Reporting Operations organization
Execution of the Business Continuity Strategy for TCRO
Managing Information Security and Entitlements Strategy and activities for TCRO
Participate in ad-hoc risk/control projects

Senior Risk Manager Resume Examples & Samples

Bachelor's Degree or Equivalent Experience;8-10 years previous experience, or demonstrate the ability to perform at proficient level of competence to meet duties. Minimum 3 years management experience
Sound understanding and experience in implementation dependencies to include execution and risk factors
Requires a high level of independent problem solving skills, with authority to approve or escalate unresolved conflict

Senior Risk Manager Resume Examples & Samples

Risk issue identification & remediation
Prior interaction with regulatory agencies　
Internal/external exam experience including preparation, delivery and remediation of exam issues
Strong ability to multi task
Knowledge of business processes and/or products and operations; 　
Strong business writing skills　
Ability to effectively communicate with all levels of the organization　
Influencing and conflict　resolution skills

Senior Risk Manager, Executive Director Resume Examples & Samples

Executing the front to back operational control framework that allows Client Account Services & Operations to efficiently, effectively, and consistently manage risk across the organization
Administering the Cross-CASO Risk & Control Self-Assessment (RCSA) Delivery
Managing the execution of the Quarterly Independent Testing Program across CASO
Managing the central Operations Risk Incident Reporting Program for CASO
Coordination of risk trends happening across the entire Client Account Services & Operations organization
Execution of the Business Continuity Strategy for CASO
Managing Information Security and Entitlements Strategy and activities for CASO
10+ years of experience in Operations, audit, compliance, product management, technology management, or Operational Risk Management
Attention to detail, problem solving skills and sound judgment

Senior Risk Manager Resume Examples & Samples

Have experience of leading, motivating and mentoring a team of technical analysts
Have a detailed knowledge and understanding of IRB (PD, LGD, EAD) model development techniques, and the relevant regulatory requirements
Demonstrate a genuine desire and aptitude to develop a career with a leading financial services player, and a desire to be a key part of shaping a successful team
Have a good understanding of risk management practices
Be a highly motivated and industrious leader capable of working on a combination of different activities; Have a proven track record of stakeholder management, capacity to manage multiple projects with high quality communication and influencing skills
Have a strong quantitative degree ideally from Mathematics, Statistics, Economics, Finance or a related subject
Be able to build and maintain great working relationships with a broad diversity of stakeholders at different levels of seniority

Senior Risk Manager Resume Examples & Samples

Present MV reports to MV Committee
Provide training and education to Model Integrity Team and model owners
Serve as a subject matter expert on MV principles throughout Transamerica and Aegon
Bachelor's Degree in Actuarial Science, Mathematics, Statistics, Economics or related field and 10 years of relevant experience
ASA / FSA or equivalent professional designation
At least 5 years of Actuarial Modeling experience, ideally for various purposes (valuation, pricing, development/coding, validation/testing)
Demonstrates high quality judgment, organization and prioritization skills
Experience on AXIS, ALFA, or MoSes modeling platforms is a plus

Senior Risk Manager Resume Examples & Samples

Developing and maintaining an effective end to end risk management program including control effectiveness measures for one or more complex segments of the business /capability groups and client and industry infrastructure. Serves as a technical expert on multiple business processes or regulatory areas impacting the business
The Senior Risk Manager provides day to day support to the business unit(s) providing knowledge and expertise on the appropriate implementation of Regulations, Rules and industry standards through procedures, other guidelines, and industry best practices
Advises on new products, initiatives and strategies from a risk and control perspective; guide the business unit(s) through the various governance approvals related to new initiatives; liaise with other risk areas and operations to ensure processes are designed with proper controls; and advocate on the business lines behalf to ensure effective and timely incorporation of risk management into everyday operations
Acts as lead for exam for product / function under review. Participates in all important interactions with the regulators and leads risk and product related initiatives to meet corporate, divisional and business line objectives
The Senior Risk Manager is responsible for the development of a highly competent, diverse team, in an effort to achieve high levels of performance and morale that can adequately support the needs of a large and changing organization
7+ years experience gained from working in financial services industry

Senior Risk Manager Resume Examples & Samples

Developing and maintaining an effective end to end risk management program including control effectiveness measures for one or more complex segments of the business /capability groups and client and industry infrastructure
Serves as a technical expert on multiple business processes or regulatory areas impacting the business. Additionally the incumbent provides day to day support to the business unit(s) providing knowledge and expertise on the appropriate implementation of Regulations, Rules and industry standards through procedures, other guidelines, and industry best practices
Responsible for the development of a highly competent, diverse team, in an effort to achieve high levels of performance and morale that can adequately support the needs of a large and changing organization
Experience working with the regulatory agencies of publicly traded firmsAdvanced knowledge of internal controls and risk self assessment

Senior Risk Manager, New Products Resume Examples & Samples

Collaborate with the Product team to craft and test user experience to improve conversation rate, then measure and communicate the impact of your work
Develop critical metrics and benchmarks to monitor all new products and present portfolio metrics and insights to exec team
Act as a vital member of the team driving new product implementation, including pre-and-post-implementation auditing
Work closely with Investor group to provide regular updates on portfolio performance and strategic changes that may impact Institutional Investors
Experiment with new tools and techniques to improve insights
Stay on top of industry trends and standard methodologies
7+ years of analytical and risk experience
Track record of ideating and introducing successful new products
Experience working in data driven environments and agility working with measurement and attribution models
Excellent communication and influencing skills and a real passion for collaboration
Bachelor/Master’s degree with quantitative background (e.g. Statistics, Math, Engineering, Economics)
Strong technical skills such as SQL & SAS

100

Senior Risk Manager Resume Examples & Samples

Bachelor degree in Risk Management, Finance or Statistics or above is required
Solid experience in managing margin lending, counterparty risk and Insurance financing portfolios through the entire credit process
Knowledgably in currency trading, Fixed Income Securities and Mutual Funds products and other investment products
Remedial management / workout experience in down economic cycle would be preferable
Broad understanding of the Regulatory governance/reporting requirement, macroeconomic variables and risks in any extension of credit
Strong analytical, written and presentation skills
Adaptive to change and capable of multi-tasking
Experienced in handling Audit and Regulator

101

Senior Risk Manager Resume Examples & Samples

Issue management including partnering with business leaders to develop action plans that will deliver intended outcomes within defined timelines while identifying themes and related holistic remediation plans
Providing day to day support to the business unit(s) providing knowledge and expertise on the appropriate implementation of regulations, rules and industry standards through procedures, other guidelines, and industry best practices
Performing detailed risk assessments and advising the business lines on risk mitigation actions
Facilitating risk and control self-assessments with the impacted business lines
Providing regulatory expertise and solutions on complex risk and compliance issues based upon understanding of business unit's activities and products
Advising on new processes / products, initiatives and strategies from a risk and control perspective; guiding the business unit(s) through the various governance approvals related to new initiatives ensuring proper controls
Acting as lead for exam for product / function under review; participating in all important interactions with the regulators
Leading teams on risk and product related initiatives to meet corporate, divisional and business line objectives
5+ years of Risk management experience gained from working in financial services industry, preferably in Regulatory Risk and Operational Risk
Strong ability to analyze and synthesize many risk data points and help the business to prioritize mitigation
Strong ability to effectively communicate with all levels of the organization
Leadership, coaching and development of staff
Proficient use of Microsoft Office Suite

102

Credit Portfolio Senior Risk Manager Resume Examples & Samples

Interact with department’s management team to understand and identify technology needs
10+ years of progressive experience in Risk, including risk processes and systems
Understanding and knowledge of risk management, capital markets, commercial banking products, including loans and Available for Sale and Held to Maturity securities and financial systems

103

Senior Risk Manager Resume Examples & Samples

Strategy: Make recommendations to senior management on risk management issues that directly impact the strategic direction of the company
Insurance: Knowledgeable of national and international insurance markets to direct the purchase and negotiation of global insurance programs, management of claims and loss control activities, management of relationships with third party service providers including brokers, insurers and other TPAs, preparing loss analyses and budgets, identifying exposures, recommending solutions, implementing approved programs, promoting loss prevention, and updating and monitoring compliance with insurance procedures
Business Continuity Planning: Lead corporate wide contingency/ business continuity planning and the implementation and execution of safeguards and procedures. Establish a framework and methodology for completion of contingency plans by internal business units

104

Senior Risk Manager Resume Examples & Samples

Act as an independent consultant for division leaders and associates as it relates to determining the effectiveness of control design
Ensure appropriate internal controls are in place to address identified risks including, but not limiting to, WSPs, SOX, 17a-5 controls and other controls related to divisional risks
Advise business process owners on performing root cause analysis over identified issues as well as monitoring control deficiencies and resolution
Prepare risk reporting, including analysis of risk profile and risk indicators
Coordinate and provide guidance to associates and Leaders during internal audits, external audits and regulatory exams
Work closely with divisional Risk Management leaders and cross-divisional risk representatives to align the Firm-wide risk framework to identify and appropriately evaluate/prioritize current and emerging risks
Advise business process owners on identifying and mitigating risks through the development of operational and business unit controls
Participate in and/or lead cross functional teams responsible for implementing risk management objectives and projects
Train new division associates within the department, as well as key business partners within and outside the division
A Bachelor's degree is required (with emphasis in Accounting, Finance, or Business-related preferred)
Professional license (CPA, CIA, CFE, CFA, CISA, or FRM), or working towards designation, is a plus
5+ years of relevant work experience in public accounting, internal audit, risk management, internal finance/controls, or related field is preferred
Proficiency with Microsoft Excel, Word, and PowerPoint is required. Microsoft Visio is a plus
Ability to independently prioritize workload, and identify, monitor, communicate, and/or resolve issues that develop
Collaborative ability to work closely with other individuals at all levels within the division (and throughout the Firm)
Strong interpersonal and communication skills; effectively able to communicate with leaders and associates within and outside the division
Ability to recognize and implement solutions affecting processes, procedures, systems and/or controls to manage risk

105

Senior Risk Manager Resume Examples & Samples

Comprehensive of CCAR requirements and processes – abreast with the latest CCAR guidelines, understanding the data, oversee the submissions, synthesize the submissions, coordinating with other work streams
Possess high level of quantitative analysis and data interpretation skills
Advanced degree or professional designation in Finance, Risk Management, or other quantitative discipline
6 + years of relevant industry or risk management experience and/or accreditation
Experience in reporting to and communicating with executive stakeholders (e.g., VP, SVP, EVP level executives)
Experience in Risk is strongly preferred: Regulatory reporting, CCAR, Market Risk are all highly desirable areas of expertise
Leadership skills aligned to TD’s expectations
Conceptual & strategic thinking and business judgment
Excellent language skills, both oral and written
Confidence and ability to uphold standards and influence partners
Time management and multi-tasking skills
Research and analytical skills
Initiative and ability to collaborate in a team-oriented environment
Ability to define, articulate and re-engineer complex processes and procedures,
Exceptional oral communication and writing skills, with ability to synthesize complex concepts, and translate for multiple audiences, including senior management, multiple internal constituents and regulators
Ability to manage multiple priorities and tasks, escalate or voice concerns or questions and exhibit strong people skills
Strong attention to detail, ability to produce a polished, high quality, accurate product; tireless work ethic with ability to work well under pressure

106

GTS Senior Risk Manager Resume Examples & Samples

50% - Forms/Documentation, Policies/Procedures
Review and lead, in partnership with Legal, business line managers and direct reports, updates to standard contracts, disclosures and other documents to ensure they remain consistent with current business risk tolerances, trust policies and procedures
Oversee changes in procedures related to annual reviews and regulatory changes as required for business line support as appropriate, taking into account and addressing the control environment
Manage the ongoing review, approval and maintenance of applicable business unit forms and standard documentation (including disclosure and related forms), policies, procedures and marketing collateral as needed to support an effective
25% - Document Controls - Risk Management Advisory
Support risk controls for assigned business lines to encompass the monitoring of products/service specific to the business area supported e.g. banking/ trust policy compliance, regulatory governance, and any additional fiduciary or non- fiduciary requirements imposed by contractual relationships
Consult with management on emerging regulatory and industry changes, industry initiatives, product and system enhancements
Assess the likely impacts such proposals would have on current business practices
Coordinate with internal/external audit, compliance/risk management, and legal teams on key compliance initiatives
15% - Risk Management
Balance the pursuit of growth and financial performance with disciplined and integrated risk management practices by
Actively demonstrating knowledge and sensitivity to the current regulatory environment and compliance with regulations, and its impact on GTS customers, business line products and services (including operational controls, regulatory compliance, and fiduciary governance as well as all enterprise wide risks such as: Bank Secrecy Act, Anti-Money Laundering, consumer protection, fair lending and privacy)
Proactively identifying and being accountable for addressing risks such as credit and operational risk inclusive of information security, data security, data accuracy/integrity and fiduciary duties
Understanding the business units’ risk limits to recommend aligning standards, measures and controls for mitigating potential volatility, uncertainty, complexity and ambiguity
Building strong risk management governance into the GTS cultural DNA for meeting heightened standards, avoiding losses, safekeeping bank and customer assets
Demonstrate foresight in coordinating proactive gap analysis used for prioritized risk issue management initiatives that result in greater organizational efficiency and effectiveness
10% - Professional Development
Complete assigned learning certifications as assigned in the enterprise learning management system (LEAP)
Pursue industry or specialized certifications, such as Certified Fiduciary & Investment Risk Specialist (CFIRS), Certified Securities Operations Professional (CSOP), and Lean Six Sigma
Attend in house and external learning sessions hosted by industry organizations such as BITS, FIRMA and ABA
Network with various subject matter experts to exchange relevant knowledge and stay abreast of the operating environment and best practices for enabling the GTS and MUB objectives
Collaborate in the development of learning programs identified for furthering the development of the GTS Governance Program Portfolio stakeholders as needed to further enable leadership capabilities, employee engagement and program governance excellence
Typically requires a BA or BS degree, 7-10 years of experience in governance, risk management or compliance functions
Corporate trust and domestic/global custody experience highly preferred
Effective and efficient program, project, organizational, planning, analytical, prioritization, follow-up, problem solving, conflict resolution, negotiation, communications, high performance teamwork and leadership skills
Ability to work independently, in a team/matrix environment and across organizational boundaries
Ability to demonstrate sound judgment needed to balance several priorities at once while achieving desired results in a professional manner
Strong research and analysis, best practice management, industry standards, organizational development and knowledge management techniques
Must be proficient in Microsoft Word, Excel, PowerPoint and Access
Experience in other software tools a plus
Must be able to influence positive outcomes through first gaining a full understanding stakeholder needs, then presenting proposed solutions and proactively negotiating adjustments as needed
Experience in governance, operational risk, audit, compliance, third party management, delegation of authority, business continuity is desired

107

Senior Risk Manager for Home Mortgage Secondary Collateral Resume Examples & Samples

5+ years in risk management
5+ years in Mortgage industry
Proficient in Excel and Microsoft Products
Ability to work in a fast paced environment

108

Senior Risk Manager Resume Examples & Samples

Follow through on assisting and monitoring systems necessary for identification, evaluation, reduction and elimination of professional and general liability risk exposure
Coordinate activities that focus on the management of claims and pretrial preparation
Oversee the grievance process and the timely response and documentation of grievances
Track and share risk data and work with accreditation and regulatory agencies with the objective of enhancing patient safety and promoting quality care
Current Florida RN licensure
Licensed Healthcare Risk Manager; license must be obtained within 6 months of hire; CPHRM, CPPS certifications preferred
3+ years in Risk Management, Quality in an acute care environment

109

Senior Risk Manager Resume Examples & Samples

Using sound judgement to make decisions or recommendations aligned to the bank's stated credit risk appetite
Making sure that all borrowing applications are assessed against credit policy
Maintaining an appropriate balance between supporting customers, business growth and prudent risk management
Contribute to improving processes and other varied activities related to maintaining a healthy loan book and control environment

110

SVP, Credit & Portfolio Senior Risk Manager Resume Examples & Samples

Execute complex credit risk analysis utilizing sophisticated analytical tools including SAS, SAS Enterprise Miner, SQL, and advanced Excel on UNIX and Teradata. Develop, test, optimize and implement credit risk management policies and strategies for the Cards portfolio using statistical techniques including linear regression, logistic regression, segmentation and Chi square tests, etc
Provide analytical insights to senior management to support the development and implementation of effective credit policies
Utilize sophisticated analytical methodologies to optimize credit risk strategies with various constraints and objective functions
Identify policy improvement opportunities and take ownership of policy analytics from conception to execution
Conceptualize and develop effective MIS and data capabilities to facilitate credit risk management decisions and policies
Serve as mentor to junior associates by sharing best practices and collaborating on initiatives
Prepare and deliver presentations to senior management and cross-functional stakeholders
Minimum of 5 years experience in risk management, financial services or relevant field
Prior work experience must include
Sophisticated credit risk analysis using SAS, SQL, and Excel
Linear regression, logistic regression and Chi square aided interactive detection
Developing scoring and non-scoring models; building and leveraging NPV models
Consumer risk analysis and strategy development
High technical expertise in UNIX and Teradata platform
Solid and structured root cause analytics and analyzing and solving business problems using statistics knowledge
Decision optimization analysis using SAS Enterprise Miner and other statistics tools
Strong understanding of consumer bureau data repositories; and, presenting analytical insights to senior management using PowerPoint

111

Senior Risk Manager Resume Examples & Samples

Act as Main Investigative Point of Contact for all Line of Business
Meet regularly with team members to monitor all open investigations and increase team effectiveness, collectively and individually
Assist team members in resolving questions to resolve all questions and issues raised
Identify strengths and weaknesses of team members and provide feedback and coaching for their development
Handle counseling sessions for any employee issues in an appropriate manner
Oversee the assignment of new cases to appropriate team members
Final case closure review
Daily review of all Investigators Suspicious Activity Reports (SAR) for issuance to Financial Crimes Enforcement Network (FinCEN)
Review and manage all regulatory areas to ensure compliance
Recommend procedures and policies that increase the efficiency and effectiveness of the department
Research the most cost/time effective solutions for the organization and continually review for increased efficiency via new technology and/or processes
Develop and maintain Corporate Investigations & Recovery Policy and Procedure Manual
Participate in committees and meeting with other LOBs
Handles any and all issues related to audits or exams as necessary
15-20 years within bank operations, the financial industry and/or law enforcement with management experience
Maintain professional memberships to various organizations such as ACFE, ASIS, IAFCI, and FIAT
Certified Fraud Examiner preferred
Thorough knowledge of UCC and Bank Financial Regulations
Must be excellent at recognizing and interpreting unusual patterns of activity
Skilled in a variety of PC software applications (word, excel, power point)
Good organizational skills, flexibility in decision making, and the ability to accomplish tasks in a timely manner meeting assigned deadlines
Ability to mentor and train
Strong motivator
Strong decision making ability when responding to customer complaints

112

Senior Risk Manager Resume Examples & Samples

Facilitate effective monitoring of business area, business unit or function risk exposures against risk tolerance
Compile high-quality risk reports for decision taking by management
Facilitate and monitor implementation of Group Risk Management Framework within the Shared Service Centres and Finance Operations
Conduct analysis for early identification of issues. Ensure remediation actions are defined and monitored
Conduct risk assessments sessions to contribute to a complete view of the relevant key risks
Act as business partner providing challenge and risk insights in support of achieving business objectives
Advise management on risk-related standards/regulations to ensure compliance
Advise line management business partners on risk responses depending on risk limit utilization and insights from risk
Provide consistent, reliable and timely risk information to relevant decision-making bodies
Bachelors degree (or equivalent) in a related subject
Proven experience in a risk, vendor or operations management role
Risk-related professional certification, e.g. IRM International Diploma preferred but not essential
Finance Operations or PMO experience considered
Experience in the setting up of Governance Frameworks or Control Environments
Prior exposure to contract negotiation
Must be a self starter with experience of working independently with minimal supervision
Second to none stakeholder management skills and adopt Trusted Advisor approach

113

Senior Risk Manager Resume Examples & Samples

Attend project meetings and capture risks at all stages of the project
Maintaining live project risk database
Creating anonymous risk reporting channel
Knowledge in risk management and delivering high standard risk management functions with the construction industry
Experience in delivering and communicating risk management processes and procedures
Capability to work in a team
Solve problems: Assess problem situations to identify causes, gather and process relevant information, generate possible solutions and make recommendations and/or resolve the problem
Previous experience of working on rail projects is preferred

114

Senior Risk Manager Resume Examples & Samples

Manages all aspects of risk and assesses, on an ongoing basis, the material risks associated with how business unit's activities and products are developed, launched, sold and processed end to end. Under direction, determine if actions need to be taken to strengthen risk management or reduce risk given performance against the business unit’s risk profile and tolerances. Responsible for developing and maintaining an effective end to end risk management program including control effectiveness measures for one or more complex segments of Commercial's product /capability groups and client and industry infrastructure. Responsible for issue management including partnering with business leaders to develop action plans that will deliver intended outcomes within defined timelines while identifying themes and related holistic remediation plans
Provides day to day support to the business unit(s) providing knowledge and expertise on the appropriate implementation of Regulations, Rules and industry standards through procedures, other guidelines, and industry best practices. Provides regulatory expertise and solutions on complex risk and compliance issues based upon understanding of business unit's activities and products. Also acts as technical expert on multiple business processes or regulatory areas impacting Commercial Banking
Acts as lead for exam for product / function under review. Maintains strong relationships with the second line of defense, Internal Audit and the Regulators
Participate in risk and product related initiatives to meet corporate, divisional and business line objectives
7+ years Risk management experience gained from working in financial services industry and with risk and control self assessment program elements
Knowledge of Treasury Solutions and operations; regulatory requirements; and key processes, controls and exposure areas

115

Credit Portfolio Senior Risk Manager Resume Examples & Samples

Management of the Balance transfer policy, from policy optimization to setting the strategic direction
Acquire deep understanding of customer segment needs and behaviors, and drive analytics that provides the granularity needed to identify targeted customer profile
Implement disciplined approach to testing and execution, and develop robust tracking and performance monitoring capabilities
Oversight of program management, including program approval, loss estimation, reporting/MIS and analytics
Manage and coach a high-performing team of 4-6 analysts
Communicate policy changes and test recommendations, program approvals, reporting/MIS and performance trends with key stakeholders, senior management and external regulators
Partner closely with Decision Management and Marketing to ensure flawless execution of policy
8+ years experience in risk management, financial services or relevant field

116

Global Markets Senior Risk Manager Resume Examples & Samples

Daily dialogue with the trading desks to stay abreast of market dynamics and evolutions in trading flows and strategies
Analysis and approval of new products, non-standard trades, structured deals and business strategies
Analysis and commentary of key risk metric drivers (including intraday exposure and Volcker metrics from regulatory perspective)
Monitoring positions against market risk metrics and limits
Management of limit overages and the setting of limits in line with the firm’s risk appetite
Point of weakness stress analysis to determine the circumstances under which the portfolio could incur material losses
Close liaison with other support and control functions to ensure a holistic approach to risk management and risk control
Escalation and reporting to senior management within Global Markets Risk ("GMR")
Identify any operational risk within the trading and GMR to streamline the process and eliminate bespoke processes
Contribute to regulatory stress and capital analysis (including CCAR and FRTB) with legal entity implications
Contribute to the development of the team and to the positive working environment
Bachelor or graduate degree in Finance, Mathematics or similar discipline
Minimum 8+ years of experience in related fields such as risk management, front office, and/or finance
A broad knowledge across financial products and Commodities and an understanding of VaR and other risk management metrics
Understanding of regulatory environment affecting the financial industry and the impact on market risk
Excellent verbal and written communication skills, including well-developed presentation skills
Advanced desktop technology skills including database management, Excel and PowerPoint. Ability to quickly learn new programs and applications
Self-motivated, intellectually curious and enthusiastic
Collaborative and team-player
An understanding of Commodity products, risks, valuations and overall markets

117

Global Markets Senior Risk Manager Resume Examples & Samples

Equity Market Risk manger position requires a thorough understanding of risk managment practices, equity, fixed income and currency markets, and knowledge of the sales and trading business. Understanding of the Latin American markets is a plus
The Market Risk manager would be expected to confidently work with the trading desk and various support partners, including Legal, Compliance, Middle Office, Operations, Operational Risk, Technology, Price-Verification Group, Model Validation, Regulatory Capital, and other Risk Managers within the risk organization, to build their understanding of the business and markets, and enhance our overall risk management capabilities
Review risk reports and operational process to ensure the data quality and enhance the reporting platform
Escalation and reporting to senior management within GMR and the Equities business regionally and globally
Bachelor or graduate degree in Finance, Engineering or Computer Science
Understanding of capital modeling in relation to market risk
An understanding of Equity products, risks, valuations and overall markets

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Senior Risk Manager Resume Examples & Samples

Lead a team of risk management professionals in the execution of second line oversight and independent challenge of ORM activities for TDI businesses. Support the identification, measurement, management, and reporting of Operational Risk exposures within the business
Acting as a subject matter expert, develop, champion and continuously enhance the risk practice within the business
As a trusted partner, provide guidance and consultation to business leaders while remaining an independent Risk professional
Oversee and ensure the completion of regular reporting on major risk categories, including risk assessments, emerging issues and emerging regulatory changes
Educate and communicate with business partners on ORM policies and program requirements
Challenge the business on the effectiveness of the execution and outputs with respect to ORM programs
Support and provide strong liaison with partners, including business and control function areas
Provide leadership, direction, advice and guidance to the team, to consistently maintain high levels of integrity, motivation and morale
Will be required to keep abreast of Regulatory requirements and the business landscape of Insurance
Lead and develop a team of professional risk managers through talent acquisition, coaching/development and recognition
Create and foster a cohesive team, and promote a positive work environment. Lead and follow up on action plans to improve employee experience
Demonstrate leadership as per TD management practices and the TD Framework
This is a risk professional with 7+ years of experience

119

Senior Risk Manager Resume Examples & Samples

Design, implement and maintain a Risk Control Framework for the Univest Company
Working with the internal investment teams and the pension funds directly, elevate risk management and reporting for Unilever’s pension funds to a higher level, towards a best in class approach
Line management for performance and risk analysis (1FTE)
Functional ownership of centralized risk management information system
Design, review and monitor the internal control framework to safeguard operational controls
The Senior Risk Manager reports to the Head of Operations but has the authority and responsibility to report directly to the Supervisory Board of the Univest Company in case the Leadership team does not act in accordance with policies set out or recommendations made by the Senior Risk Manager
Deliver best practice risk management policies, processes and reporting for Unilever pension funds
Oversee risk management output from external investment managers; oversee and coordinate custody service providers who execute risk management procedures
Review and comment on investment proposals related to financial risk standards
Coordinate and improve periodic performance and risk analysis and reporting
Make recommendations to improve the Risk Control Framework
Maintain contact and relationship with the Dutch Central Bank (DNB) in the Netherlands and complete DNB reporting requirements
Be aware of and review changing legislation globally that affect Unilever pension funds or the Univest Company
Organize and support various meetings; lead the operational risk committee
Manage the development and deliverables of the performance and risk analyst
Support the Compliance Manager in selected due diligence, regulatory changes and governance reporting
Support the Head of Operations and Managing Director when asked on ad hoc activities or as part of other projects
Experienced in risk management in the pensions and investment environment
Investment literate to a reasonable standard on all types of asset classes
A level of financial awareness and good understanding of pensions and investment management
Flexible team player
Independent and critical
Self-motivator with excellent organization, analytical and problem solving skills
Proactive thinker/developer of improvements in work allocated
Sound understanding of operational risk in addition to excellent financial risk expertise
Experienced in working with external service providers
Advanced knowledge of Excel and PowerPoint and confidence in the use of financial tools and data packages e.g. FactSet, Bloomberg

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Credit Portfolio Senior Risk Manager Resume Examples & Samples

Partnering with a specific trading desk within the firm, and educating the team on the risks associated with their given desk
10+ years of previous work experience in a related field
Knowledge across Capital Markets trading and lending products, particularly in derivatives, structured and other complex products traded by hedge funds
Highly effective communication skills, used to partner with other groups and present findings and suggestions to management
Real sense for how to build / support business growth

121

Risk ORC GM , Senior Risk Manager Resume Examples & Samples

Proven expertise on GM métier & products. In depth knowledge of relevant processes would be much appreciated
Interest and/or experience in operational risk
Experience in GM GBLs, GM ITO, IG or Risk
Global knowledge of regulatory requirements
Fluent English, French recommended
Pro-active spirit, dynamism
Team spirit
Strong interpersonal skills (communication, negotiation, influencing skills)
University graduate with at least 15 years of relevant experience in risk management, control function, preferably with relevant exposure to Front Office or audit background
Prior experience or practical understanding in previous roles may include but not limited to Front/Middle/Back office, Operations or Functional role(s) in Global Markets
Preferred candidates should possess robust knowledge of banking products in the area of Global Markets

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Credit Portfolio Senior Risk Manager Resume Examples & Samples

Retail Risk Target System Implementation
Work with regional and global risk for CCAR stress loss model development ( Unsecured)
Responsible for Mid cycle and Annual CCAR model run for Cards and Unsecure Loans Portfolio ( Unsecured)
Responsible Local regulatory stress test (ICAAP) and adhoc stress test
Loss Forecasting for Unsecured products
Loan Loss Reserve Process and enhancements
Model Management and Governance
Score Model development and implementation
Validate/recalibrate models annually to incorporate latest data
Work closely with cross functional teams, including country/region’s business stakeholders, model validation and governance teams, and model implementation team
Location- Gurgaon or Mumbai
Advanced Degree (Masters required) in Statistics, Applied Mathematics, Operations Research, Economics, or other highly quantitative discipline
10-12+ years’ experience in performing quantitative analysis, model documentation, segmentation analysis
Experience with dynamics of retail asset products
Knowledge of ICAAP/ IFRS 9
Active role in performing some analytical components of an econometric modeling-driven stress loss process (data collection, data integrity QA/QC/reconcilements, pre-processing, segmentation, variable transformation, variable selection, econometric model estimation, sensitivity testing, back testing, out-of-time testing, model documentation, & model production implementation)
Exposure to project management of model development initiatives and prepare technical responses/presentations to internal model review functions and/or external regulators (e.g., FRB, OCC, FDIC) and internal audit functions
Able to communicate technical information verbally and in writing to both technical and non-technical audiences
Proficiency in SAS/SQL/Oracle/Unix/Microsoft Word, Excel and PowerPoint
Location - Gurgaon or Mumbai

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Risk Manager / Senior Risk Manager Resume Examples & Samples

Preparation of credit approval papers and presentation of cases to the SFS and/or Siemens Bank Credit Committee
Structuring of Leverage Finance transactions (including negotiation of documentation)
Executing lending and signatory authority within the framework of 4-eyes-principle
Support of Origination in the negotiations and co-ordination of involved parties (internal and external legal services, tax services, etc.)
Experience in a Leveraged Finance Risk Management/Credit role
Leverage Finance and Cash Flow Lending experience essential
Some experience in work-outs and restructurings would be beneficial
Sound judgment is a crucial criterion
Proven ability to work across functions and build rapport and co-ordinate with diverse business partners including interacting with international colleagues and partners is crucial
Risk Management processes
Risk tools and systems

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Senior Risk Manager Resume Examples & Samples

Lead role in the execution of structured debt and leasing transactions with companies across a variety of industries
Manage the execution of credit transactions, including due diligence, identification of all relevant risks and mitigating factors, development of a coherent investment rationale, and presentation of the ultimate credit approval request
Responsible for the projection modeling and stress testing for live and contemplated transactions
Lead and assist deal team with the structuring and documentation of debt transactions, including liaising with both the internal and external counsel to ensure the effectiveness and compliance of all proposed structures
Maintain continued oversight of portfolio companies, including delivery of proactive recommendations and managing draws, amendments, and/or restructuring processes
Maintain regular contact with internal teams to ensure a smooth execution process
Ensure compliance with Siemens policies and internal reporting requirements
BA/BS in finance, economics or accounting preferred. MBA is a plus
Ten years plus of credit analysis or investment related experience
Preferably, including the completion of credit training from a large international investment bank or a smaller institution with focus on middle to large ticket ($5MM-$75MM) businesses
Ability to work as a lead member of a fast-paced, transaction oriented deal team requiring extensive interaction, collaboration, and negotiation skills with internal and external customers
Deep knowledge of cash flow, projection modeling and stress testing, structuring, transportation and manufacturing industry, and asset financing – rail, marine, inter-modal, structured over-the-road, rotary, and commercial aviation
Prior experience underwriting Lead Arranger, Sole Bank, and Club transactions
Excellent written and oral communication skills and ability to work with tight deadlines
Solid professional writing skills, particularly in preparation of credit memos and relevant documents and announcements
Willingness to travel as needed

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Senior Risk Manager Resume Examples & Samples

Challenge risk teams to innovate and expand risk metric program to yield best portfolio coverage/ management or pursue KRI amendments through 2nd LOD or holding company peers
This includes demonstrating the value added to the business management and will entail influencing multiple levels of management
Role may independently translate risk director's program into an executable version as necessary to fit the business product/ structure
Successful influence toward quality improvement with business line executives is essential, which will also require coaching into their multiple risk teams
This role will require a high level of independent problem solving skills, with authority to approve or escalate unresolved conflicts
Role will interact with 2nd LOD and other division risk teams in such a way as to influence the lessons learned into an enterprise-wide best practice
Risk culture awareness is at a highly visible management layer and will lead organization into larger strategic plans/ directions
Role will counsel on the effectiveness of training and champion adjustments, which may also include external training sources
Risk Program Management: Consult or Direct the implementation of multiple risk programs within a single business line with a focus on increased efficiency, speed of delivery, and overall process innovation (moderately complex processes)
Quality Assurance: Monitor program quality issues and consult on resolution steps
The role will ensure a consistent products are delivered and actions are tracked to completion
Risk Management Culture: Lead risk program management requirements with little supervision and provide independent review of risks and exposures
Risk Management Training / Coaching: Coach others on executing the practices learn from corporate training via varied risk disciplines and influence adoption through process/ routine adjustments
People Management: Responsible for all aspects of people management such as selection and hiring, performance management, coaching, recognition and retention
Proactive Risk Management: Participate and/or consult into risk management proactive exercises either sponsored by 2nd line of defense or within division's risk program
Relationship Management: Direct the complete risk management relationship, within a single business line, between other first line of defense risk teams as well as consulting teams to satisfy Internal Audit demands
Risk Management Governance: Lead a holistic risk based governance routine aligned to a single business unit and participate in other similar fist line of defense's governances
Metrics Management: Review analysis of metrics across multiple risk domains within a single business line to identify trends and consult on risk reducing actions or risk metric recalibrations
8-10 years previous experience, or demonstrate the ability to perform at proficient level of competence to meet duties
Minimum 3 years management experience
Effective decision making skills on complex matters; strong leadership and communication skills to effectively lead, influence and direct others, sound understanding and experience in implementation dependencies to include execution and risk factors

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Senior Risk Manager Resume Examples & Samples

Ensure the day-to-day review of the event reporting system
Track and trend events to identify organizational learning opportunities and risks
Collaborate with healthcare team to minimize risk of injuries and adverse incidents
Review and analyze event reports for safety concerns, quality of care, regulatory and

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Senior Risk Manager Resume Examples & Samples

Review and analyze event reports for safety concerns, quality of care, regulatory and insurance concerns
Coordinate with patient advocates to investigate/respond to quality of care grievances
Will demonstrate a thorough understanding of Florida Internal Risk Management Chapter along with other State and Federal laws
Provide professional leadership and support to healthcare team on for patient safety and risk management topics
Compose and conduct ongoing risk management and patient safety education
Actively participates in designated performance improvement, quality improvement, patient safety and ethics committees

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Senior Risk Manager Resume Examples & Samples

Risk Library management, including Risk Identification, Assessment, Controls and monitoring metrics
Operational Process / Control evaluation
Incident management, investigation & escalation
Action, risk mitigation oversight/management
Business Impact Assessment, Business Continuity Planning oversight
Data capture & Reporting
Policy Compliancy & Mandatory Training oversight
Site Oversight
Group Risk
Programme Management Office
IT and Operational Business lines
Senior Information Services management
Practical knowledge of Operational Risk Management methodology & application (incl. Risk & Control identification / assessment /reporting) & working knowledge of Risk Frameworks & Policies
Strong awareness of Change Programme Management ‘disciplines’ (governance, planning, reporting) & practical project management delivery
Strong awareness of Operational workflows / process mapping techniques
Adept stakeholder management skills - able to forge internal consensus and buy-in. (gravitas to engage ‘Index’ business experts

129

Senior Risk Manager Resume Examples & Samples

Advise and support Siemens Business Units and Companies with topics related to treasury risk management, cash management, banking relationships and payments
Advise on risk mitigation strategies to manage FX and Interest Rate risks and execute such hedge strategies internally, where possible, or coordinate external hedging execution, if needed
Provide guidance and ensure compliance with Treasury controls, policies and procedures – incl. Control over Funds requirements - and critically evaluate and manage requests for exemption from such Guidelines, when necessary
Analyze liquidity requirements of the Business Units and provide internal financing, if possible, or organize external financing when necessary
Conduct on-site visits and provide training to the Siemens Business Units on Cash and Risk Management as well as use of Siemens Treasury systems (finavigate, EMS etc)
Coordinate Global Letter of Support requests with the requesting companies
Evaluate individual Siemens company needs and capabilities and strategize optimal solutions for banking and payment services
Ensure centralization of payment processing via the in-house banking software platform finavigate and implement Siemens core Bank Strategy with all Siemens operating companies
Ensure full transparency and reporting of bank account information and statements in finavigate for all companies
Administer users and authorizations for Siemens In-house banking platform finavigate as well as for external bank systems
Ensure best in class Treasury processes, procedures & control environment
Provide Treasury related M&A support
Coordinate IHT activities with Global Markets, Operations & Development and RTC
Monitor and guide Hub Treasury organizations and the respective TRE SCUs
Ensure the highest level of customer service is provided to the Siemens Business Units
Maintain communication with other Siemens Hub Treasury and Regional Treasury centers
Bachelor’s degree required in Business related field
10 + years of related experience
Knowledge of the workings of the foreign exchange and interest rate markets with at least 3 year’s Treasury experience
Solid analytical skills
Attention to detail a must
MBA or advanced degree in finance preferred
Experience with Siemens or an affiliated company is preferred
Proficiency in Spanish and / or Portuguese Languages a plus
LI-AMS

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Senior Risk Manager Resume Examples & Samples

Setting standards for the portfolio and industry partners on risk management requirements and analysis
Develops and implement a risk training plan across the Programme and constituent Projects
Provide development support and mentoring to incumbent resources in the establishment of risk team
Setting the direction for the management of Risks, Issues and Assumptions for the Portfolio, including policy and execution requirements
Assurance of Risks, Issues and Assumption information, particularly risk analysis models produced in support of Project/ Programme Business Cases
Producing Programme risk analytics in support of key decision making such as affordability, deliverability, approvals and recovery
Works closely with client operations to develop risk considered governance and rule sets
Experience of delivering high standard risk management function across multiple industries
Experience in delivery and communicating risk management processes and procedures
Sound knowledge of Change Management Processes and procedures
Experience in using Predicts, ARM, @Risk, Pertmaster risk management tools
Comfortable in producing high quality presentations and training sessions
Proven high quality writing skills
Ability to communicate and interface with senior representatives from client and external stakeholders

131

Senior Risk Manager Resume Examples & Samples

Identifies, prospects and contacts potential clients to educate them on commodities trading and risk management
Analyzes individual client operations to determine market exposure, price sensitivity and financial risks
Performs market analysis, including reporting on commodities production, weather, supply and demand variables, and provides risk mitigation and margin enhancement strategies for clients
Assesses risk management processes and functions, monitors trading risks and identifies underlying risk exposure
Develops and recommends fact based risk mitigation and margin enhancement strategies for clients
Executes physical contracts, futures, options and Swaps that support commodity risk management strategies
Maintains and analyzes risk reports pertaining to trading activities
Participates in analysis and reconciliation of positions and P&L reported by trading team
Ensures the market and credit risk on non-traditional transactions is captured appropriately
Monitors trading activities and exposures to ensure they are within approved policies and limits
Prepares and runs econometric models for fundamental commodity forecasting and analysis
Maintains prompt and regular attendance
This list of responsibilities may not be all-inclusive and can be expanded to include other duties or responsibilities as needed

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Senior Risk Manager Resume Examples & Samples

Responsible for managing and presenting aggregate level analyses to mid-level and senior management, acting as a subject area expert
Create intuitive enterprise level risk reporting to inform on risk profile across multiple frameworks
Interface and collaborate with ALM, actuarial, and finance professionals from all product lines as well as tax and capital professionals
Optimize general account portfolio’s risk and return
Develop and maintain specific subject matter expertise and advise businesses management
May work with product development, ALM or Modeling Support and will participate in the research, design and implementation of trading/hedging strategies, as well as general quantitative modeling thought leadership
Consult with practitioners, the academic community and other financial institutions in researching the development of risk management models for new and existing products
Apply knowledge of quantitative finance, actuarial science and/or scientific computing
Responsible for overseeing the development of various analytic models, which may include sensitivity analyses, stress testing, value-at-risk, scenario testing and Monte Carlo simulations in both a Risk-Neutral and Real-World framework
This role is a management level position
Requires a graduate degree in mathematics, actuarial science, finance, business, or related field with at least 7 years relevant work experience OR Bachelor’s degree and FSA/CFA/Equivalent Designation plus 7 years relevant work experience OR Bachelor’s degree plus 10 years relevant work experience
May possesses an advanced degree in physics, applied mathematics, stat/probability or another quantitative discipline and/or possess an FSA or equivalent professional designation
Must possess excellent understanding of investment and finance concepts, and be able to creatively apply them in solving analytical problems in the business setting
Should have an excellent understanding of investment and insurance products

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Senior Risk Manager FRM URM Accumulation Resume Examples & Samples

Support risk oversight and review of pricing and product development process
Support model validation of actuarial models
Represent FRM/URM on certain business related activities, cross-functional meetings, committees, etc
Provide project management support for large, complex projects
Responsible for ensuring that assigned engagements are completed on or ahead of time and on or below budget
Ability to take large volumes of data, analyze trends, and produce a meaningful result
Train associate-level personnel on execution of risk activities. Has a strong understanding of Transamericas’ business, investment and insurance products, and the industry. Strong understanding of investment, finance and modeling concepts
Initiate the building of relationships with key personnel within the functional groups
Other duties and responsibilities as assigned based on specific discipline within FRM
Eight years of related risk management experience for FRM and 10 years for ORM
Good communication skills, e.g., effectively persuades others and aids in facilitation of conversation in situations of conflict
Influences others to take accountability for their assignments and is personally responsible for the success of the beliefs and results of the department
Effectively manages their own, and others workload
Guides/ reviews changes to processes/ procedures to increase efficiency and quality; explains the impacts of changes to procedures to increase efficiency and quality.
Determines when complex issues have reached a conclusion effectively and efficiently
Independently leads collaboration efforts across risk functions
FRM/CFA/CERA designation desirable

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Senior Risk Manager Resume Examples & Samples

You will lead the execution of debt transactions with companies across a variety of industries
Responsible for the financial modeling of acquisition scenarios for live and contemplated transactions
Supervise and develop analysts
Assist senior members with the structuring and documentation of debt transactions, including liaising with both the internal and external counsel to ensure the effectiveness and compliance of all proposed structures
Maintain continued oversight of portfolio companies, including delivery of proactive recommendations and managing amendment and/or restructuring processes
Ensure compliance with Siemens internal reporting requirements
BA/BS in finance, economics or accounting preferred
Preferably, including the completion of credit training from a large international investment bank or a smaller institution with focus on Middle Market businesses
Ability to work as a member of a fast-paced, transaction oriented deal team
Deep knowledge of discounted cash flow, leveraged buyout, merger and asset-based models
Excellent communication skills and ability to work with tight deadlines

135

Senior Risk Manager Resume Examples & Samples

Act as an independent advisor for Operations leaders and associates as it relates to determining the effectiveness of control design
Ensure appropriate internal controls are in place to address identified risks including, but not limiting to, WSPs, SOX, 17a-5 controls and other controls related to privacy and regulatory risks
Develop and perform process, system, and project testing plan to assess system integrity and control effectiveness
Working closely with Operations Risk Management leaders and cross-divisional risk representatives in aligning risk framework to identify and evaluate current and emerging risks as it impacts the division and firm

136

Senior Risk Manager Resume Examples & Samples

Participate in regularly scheduled work load meetings with the Investigation Team. Position members of the Investigation Team appropriately to handle any backlog identified in key areas
Schedule one-on-one meetings with members of the Investigation team to address task completion and issues raised by individual team members. Identify areas of opportunity and help to develop roadmaps for each team member to strengthen skills and build their career
Participate in meetings with key stakeholders including other ERMC team members, Amazon Legal and TRMS. Prioritize and distribute tasks identified from those meetings to members of the Investigation Team to execute accordingly
Identify areas where the Investigation Team can contribute to improving the DPS program. Prioritize work to have the greatest affect without sacrificing any short or long-term goals
Work with members of the Investigation Team and TRMS to confirm that standards and goals are met. Reach out to other members of the ERMC team to understand requirements to incorporate into team workflow
Assist in identifying gaps and training opportunities for the Investigation Team. Develop solutions that are efficient and easy to implement
Serve as a key contributor to standard procedure development and other program documentation
Ensure SLA's are achieved and drive metrics reconciliation with ERMC leadership
Manage Supervisors overseeing investigation teams
Participate in internal audit reconciliation of investigations for denied parties and sanctions as required
4+ year of experience managing a team of investigators
Advance user of Microsoft Office: Excel, Word, and Outlook
2+ year's experience with sanctions, compliance, or AML
MBA Finance or Business
A second non-English language is highly preferred
Basic knowledge of U.S. denied parties and sanctioned country laws and regulations, including the OFAC regulations
Has had hands-on experience in investigations denied parties and sanctioned country operations within a large company or financial services environment
Working knowledge of Lexis Nexis Bridger
Analytical and problem solving skills with a can do attitude and willingness to roll up sleeves
Demonstrated ability to exceed expectations with regard to performance and individual contribution
Ability to make decisions in a timely manner with incomplete or ambiguous information
Proven ability to work in a fast paced and dynamic work environment
A results oriented attitude and passion for delivering outstanding customer service
Ability to identify, communicate, and champion process improvement opportunities which will benefit internal and external customers
Maintain individual accountability for performance metrics, ensuring ever-increasing levels of productivity and accuracy against established benchmarks
Ability and willingness to adjust work schedule outside of the "standard" work day as needed

137

Senior Risk Manager Resume Examples & Samples

Practical knowledge of Operational Risk Management methodology and application,
Working knowledge of risk frameworks and policies
Strong awareness of Change Programme Management disciplines (governance, planning, reporting) and practical project management delivery

138

Senior Risk Manager Resume Examples & Samples

Capital Markets/Structured Finance expertise
Bachelors Degree in Business Administration, Finance, Economics or equivalent required
10+years minimum experience in energy project finance risk management/origination or PE structuring & asset management. Must have experience in transaction contracts and structuring and experience in corporate reorganization
Fully proficient in manipulating complex financial models, (MS Excel). Project Finance modeling experience strongly preferred
Strong analytical and critical reasoning skills, to include fundamental asset valuation skills
Advanced understanding of power and oil & gas markets in the Americas
Ability to build relationships, work in a team environment with limited supervision, and demonstrate initiative and tenacity completing work-streams with short deadlines
Willingness to travel, including internationally
Transaction structuring and diligence, including negotiating directly with co-investors and co-managing multiple projects and multiple diligence work-streams
Build relationships and provide expert opinions and recommendations to internal and external customers
Asset monitoring, including monitoring project construction progress and tracking operational performance
Participation as a board member in portfolio companies
Portfolio management reporting, including preparation of internal reporting and coordination with accounting and business administration
Maintaining complex project models, including preparation of project valuations supported by defensible inputs during deal due diligence and asset management phases
Insure compliance with internal policies and guidelines for all due diligence and asset management activities
Continuous development of regional US, Canadian and LATAM market construct knowledge and expertise

139

Senior Risk Manager Resume Examples & Samples

Considerable experience working in project teams focussed on complex, high value projects
Significant RIO Management experience
Risk Management qualifications
Sufficient knowledge of the functional disciplines
Knowledge and demonstrable experience of PPM techniques
Goal orientation balancing task, team and individual needs to achieve the right outcomes
Excellent interpersonal skills (communication, motivation, persuasion)
Drive, enthusiasm, initiative and a willingness to develop
Methodical and organised
Good facilitator/mediator able to resolve conflict
Able to take corporate or ‘global’ view
An ability to develop team members and increase their efficiency and effectiveness
Commercially aware
Lead and managing risk , opportunity and Issue (RIO) management across complex projects
Take a holistic cross programme view of risk, issues and opportunity management
Embed risk, opportunity and issue process and drive reporting cadence
Actively manage risk and opportunity mitigation actions and burndown
Provide RIO reporting inputs for Programme and Sector reviews
Generate and maintain Boeing RIO cubes
Ensure Management RIO Plan is a “practical guide to managing risk”
Provide cost risk analysis

140

SVP, Credit Portfolio Senior Risk Manager Resume Examples & Samples

Oversight and management of the Citi KYC implementation and roll-out on behalf of the Branded Cards business
Coordination across many business functional areas including AML Compliance, Compliance & Business Technology teams, AML Oversight, Global AML, Citi Retail Service Cards, Legal and others to ensure that appropriate steps are being taken to address the project plan milestones of the Citi KYC project
Development, refinement, approval and communication of business and functional requirements documentation related to the ongoing releases tied to functionality being built in the Citi KYC platform and associated integrated systems
Working closely with the Business Technology team to coordinate business needs associated with Citi KYC across technology releases such that all project technology needs are addressed
Coordination and execution of post release implementation testing to ensure Citi KYC functionality was implemented completely and accurately
Coordination, refinement and communication of various detailed as well a high level presentations that will be shared with a variety of levels of management with varying frequency depending on the forum being presented in and the ongoing needs of the business
Management of data analyses related to the Citi KYC project and communication of results across business stakeholders as well as development of plans to address an issues seen in the data
Regular attendance at a variety of AML related meetings to represent Branded Cards business interests and also understand any nuances of direction in AML that may affect how the business is approaching the Citi KYC/AML project work
While the focus of this role will be Citi KYC, there may also be activities integrated into the role that involve other AML work done within the team on Transaction Monitoring account closures as well as other Exam and Audit Management deliverables
Bachelor’s Degree required in business management or similar discipline
8+ years experience in business management, project management, or similar discipline
Ability to deliver compelling presentations and influence executive audiences
Experience with ownership of multiple projects or programs and associated P&L tracking and development of robust project tracking and monitoring practices to anticipate and manage risks
In-depth knowledge of the Cards business P&Ls, risk management concepts and practices and regulatory implications a plus

141

Senior Risk Manager Resume Examples & Samples

Transaction structuring and diligence, including negotiating directly with co-investors and co-managing multiple projects and multiple diligence workstreams
Lead investment advisor in multi-divisional new business activities
Insure compliance with internal policies and guidelines for all due diligence and asset management activities. Play advisory role to mfg divisions as it relates to investment policies
Masters Degree in Business Administration, Finance, Economics or equivalent required
15+years minimum experience in energy project finance risk management/origination or PE structuring & asset management. Must be highly proficient with transaction contracts and have a strong working knowledge of agreement structuring. Power sector insolvency and reorganization experience required
Willingness to travel, including internationally and on short notice

142

Senior Risk Manager Resume Examples & Samples

Investigation of Notices of Claim, lawsuits and licensing board complaints or other threats of legal or regulatory action. Prepares appropriate responses
Reviews and investigates clinical patient care occurrences and determine risk potential. Identifies trends and similarities among multiple occurrences and recommends course of action
Responsible for analyzing clinical care, collaborating with medical staff and other members of the health care team to complete the necessary investigation of events and legal cases. Recommends steps for action to mitigate legal exposure to the University
Review of patient occurrences and preparation of a root cause analysis of those occurances that meet the Joint Commission Sentinel Event criteria
Coordinate peer and quality reviews on cases with determined to have quality and management concerns and/or threat of litigation
Liaison between patients, lawyers, and University Counsel and independently negotiates settlements and resolutions, which may have significant legal and/or monetary implications for the parties involved
Develops and presents educational programs to raise staff awareness of legal concepts related to specific clinical areas
A bachelor’s degree in nursing or other health care related field with three years of management or leadership experience
The position requires extensive, diverse and progressively responsible experience, including direct responsibility for the assessment and development of strategies to mitigate legal expose to the insured entities. This individual must be able to work effectively, collaboratively and in a professional manner with University and Hospital leadership, faculty, all levels of health care providers, staff, patients, state and federal regulatory agencies and legal counsel
Bachelor’s degree in nursing with 5 year’s experience in management or leadership in a health care related field
Master’s degree may be considered in lieu of management or leadership experience

143

Senior Risk Manager Resume Examples & Samples

Conduct Risk Assessments
Plan and perform risk assessments with some supervision on a wide variety of topics and processes identifying critical risks, key controls, and recommendations to business management
Assists in identifying areas for improvement and remediation and recommends solutions to business. May assist in communication of remediation plans to senior management
Conducts tests of key controls as needed to ensure their operating effectiveness utilizing test plans developed with management
Supports management via data gathering, reporting, and remediation of items identified for more complex risk assessments
Assists in the testing of any new enhancements to the Global Risk and Compliance (GRC) system utilized to capture and track risks, issues, and testing plans
Support reporting of the progress of the risk assessment program
Support monitoring and reporting of the progress made to improve controls when opportunities are identified
Maintains relationships with peers to ensure a consistent Risk perspective is provided
Participates in Incident Escalation and Management
Assists in incident response triage, including tracking and escalation
Provides data for incident reporting and assists with root cause analysis
Consults with business units on specific issues within area of subject matter expertise
Supports ongoing monitoring of key risks indicators or processes which may be required after a risk incident
Provides support for production and review of ongoing risk reporting which Operational Risk provides to management on a regular basis
Interacts with peers, direct management, and key stakeholders within Risk department; influences peers and team members on risk process change
Manages own projects and responsibilities with minimal supervision
Provides input to the business on low/moderate impact risk issues; making decisions within the scope of subject matter expertise
Supports/assists in design of programs/projects and provides analysis of moderate to high complexity problems/issues
Demonstrates strong foundation of business fundamentals, measurement, and finance (with particular emphasis on operational risk within investment management)
Implements existing function‐wide risk management processes and tools and assists in the design of cross‐functional risk management processes, tools, and audit mechanisms
Demonstrates in-depth working knowledge of compliance, risk, and operational systems
Implements and recommends enhanced internal controls in multiple and diverse environments
Processes large quantities of detailed information in a timely manner with high levels of accuracy
Evaluates and makes contributions to best practices
Identifies possible causes for a problem based on prior experience and current research
Stays informed of business developments and regulatory issues
Considers organizational culture for providing input on decisions and regularly presents ideas or suggestions to associates in persuasive terms
Documents and distributes suggestions and ideas, with supporting detail
Describes the functions, key responsibilities, and practices of multiple departments or units
Aligns own department's plans with enterprise mission and vision
Clarifies and handles multiple concurrent and diverse activities; responds to shifting priorities while maintaining progress of regularly scheduled work
Exhibits excellent written and verbal communication skills; prepares and delivers formal presentations to small audiences; seeks to ensure that written message is understood as intended
Under guidance, plans, estimates, and executes low-mid scale projects; produces standard project status reports
Carries out assigned responsibilities (in a timely manner) that contribute to department’s function within the organization; seek guidance when needed
Demonstrated strong knowledge of MS Word, Excel, and PowerPoint is mandatory; high-level Excel skills (e.g., formulas) is preferred
BS/BA required
5+ years of related experience in financial services and/or project management
Knowledge of SEC rules and regulations (related to the investment advisor space), as well as significant industry knowledge preferred
Prior experience in risk management, compliance, operations, audit or consulting, preferably in the mutual fund or financial institution environment

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Senior Risk Manager Resume Examples & Samples

Challenge risk teams to innovate and expand risk metric program to yield best portfolio coverage/ management or pursue KRI amendments through 2nd LOD or holding company peers.,
Quality Assurance: Monitor program quality issues and consult on resolution steps. The role will ensure a consistent products are delivered and actions are tracked to completion
Develop high potential talent and establish succession plans for area. Proactive Risk Management: Participate and/or consult into risk management proactive exercises either sponsored by 2nd line of defense or within division's risk program
At least 8-10 years previous experience, or demonstrate the ability to perform at proficient level of competence to meet duties
Effective decision making skills on complex matters; strong leadership and communication skills to effectively lead, influence and direct others,
Retail Investment experience

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