Senior Manager Risk Management Resume Samples
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Senior Manager Risk Management Resume Samples
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DR
D Ruecker
Dudley
Ruecker
404 Jacklyn Plaza
Chicago
IL
+1 (555) 559 4888
404 Jacklyn Plaza
Chicago
IL
Phone
p
+1 (555) 559 4888
Experience
Experience
San Francisco, CA
Senior Manager Risk Management
San Francisco, CA
Stiedemann, Torp and Collins
San Francisco, CA
Senior Manager Risk Management
- Create new and improved working methods for Risk Management processes and systems
- Partner with key departments to provide resources and improved processes for loss prevention and safety
- Provide comprehensive expertise for Risk Management system and processes towards own team and business partners (e.g. risk owners, risk coordinators)
- Manage & execute standardised risk and opportunity reporting and ad-hoc analysis
- Develops and maintains specific subject matter expertise and advises businesses management
- Other duties and responsibilities as assigned based on specific discipline within Risk Management
- Identify significant improvement potential through risk- and opportunity-related analysis, derive solutions and facilitate related decisions
Houston, TX
Senior Manager, Risk Management
Houston, TX
Larkin LLC
Houston, TX
Senior Manager, Risk Management
- People leadership – knowing how to lead high performing teams, communicating well, and taking the time to coach and develop others
- Maintain a centralized resource for insurance information, communication, underwriting, claims processing, monitoring and client contact
- Support internal reporting to management committees including ALCO and ERMC
- Benchmark the Company’s liquidity stress testing process with industry leading practices and remediate gaps
- Utilize team personnel resources through strategic planning and scheduling of engagements
- Organizational awareness – knowing how to engage the organization to get things done, deal with complex change, and enhance TD’s brand
- Build business planning for M&A projects
present
Philadelphia, PA
Manager / Senior Manager Risk Management
Philadelphia, PA
O'Reilly-Herzog
present
Philadelphia, PA
Manager / Senior Manager Risk Management
present
- Develop policies and strategies that optimize performance of the Credit Bureau
- Manage risk across customer line decision through quantitative analysis and building efficient business processes
- Developing and executing periodic quality control procedures to drive data integrity processes over data capabilities
- Find and promote synergies within initiatives in order to maximize investment dollars and minimize redundant development efforts
- Developing and enhancing security capabilities underlying credit bureau information exchange (including VPN, TLS and PGB encryption)
- Actively managing credit bureau match and other record discrepancies to improve quality of information/content exchange
- Work to migrate marketing systems/products to Cornerstone 3 and ensure their compliance with Data Usage guidelines
Education
Education
Bachelor’s Degree in Commerce
Bachelor’s Degree in Commerce
Ashford University
Bachelor’s Degree in Commerce
Skills
Skills
- Ability to work with large datasets (experience with SAS or SQL is highly desirable)
- 3) Domain Knowledge - Fundamental knowledge of consumer lending risk management and lending product pricing is
- Very good communication skills for persuasion and convincing others both internally and externally
- Possess strong communication and interpersonal skills to provide advice and information on risk management to a global community of colleagues
- Proven project management skills with demonstrated proficiency in managing multiple projects simultaneously
- Ability to operate cross-functionally (i.e. work with stakeholders from various functions and various locations) and understanding of external business drivers
- Ability to manoeuvre in consistently changing environment
- Ability to think and act strategically and to develop operational plans
- Technical Knowledge – to query and analyze data from multiple systems
- Knowledge of global insurance and claims
15 Senior Manager Risk Management resume templates
Read our complete resume writing guides
1
Senior Manager Risk Management Resume Examples & Samples
- Partner with risk owners (i.e. all direct reports to Executive Board and all managers with P&L responsibility) and risk coordinators (i.e. facilitators appointed by risk owners to manage risk assessments) within the assigned area of responsibility
- Enable fact based decisions by creating transparency on risks, risk-mitigating actions and opportunities across the Group
- Develop and implement adequate communication packages to present risks, risk-mitigating actions and opportunities and, where appropriate, give recommendations and propose solutions
- Independently communicate and negotiate with internal (e.g. risk owners, risk coordinators, closely-related governance functions such as Compliance, Internal Audit or Internal Controls, etc.) and external (e.g. IT service providers, external auditors, consultants, etc.) stakeholders
- Coach and guide other more junior team members
- Create new and improved working methods for Risk Management processes and systems
- Design, develop and implement state of the art analytic tools (e.g. statistical analysis)
- Develop new processes, standards or operational plans and deliver results with direct impact on the department and overall targets
- Identify significant improvement potential through risk- and opportunity-related analysis, derive solutions and facilitate related decisions
- Manage & execute standardised risk and opportunity reporting and ad-hoc analysis
- Provide comprehensive expertise for Risk Management system and processes towards own team and business partners (e.g. risk owners, risk coordinators)
- Comprehensive business understanding of processes and structure
- High degree of customer orientation
- Thorough understanding of the complexity, interactions and dynamics within a multi-national company
- Very good communication skills for persuasion and convincing others both internally and externally
- Business fluency in English (written and spoken), German a plus
- Ability to think and act strategically and to develop operational plans
- Excellent analytical skills (e.g. qualitative and quantitative analysis, statistical analysis, scenario analysis) managing large data quantities from multiple sources
- University degree in Business Administration, Finance, Controlling or Business Law
- Comprehensive understanding of Risk Management IT systems (e.g. BWise) and Business Intelligence software (e.g. SAP Business Objects)
- 5-10 years professional experience, thereof at least 2 years in a governance role (i.e. Risk Management, Compliance, Internal Audit or Internal Controls), Corporate Finance role or in a GRC-related consultancy role; ideally experience in an international environment within Consumer Goods Industry
2
Senior Manager Risk Management Resume Examples & Samples
- Strong commercial lending experience
- Experience in risk assessment and financial analysis
- Strong knowledge of merchant banking and complex deal structures
- Computer literacy especially in the use of monitoring systems to assist in the administration of loan and investment portfolio
- Demonstrated skills in problem solving, structuring and pricing credits, managing and collecting problem accounts
- Completed undergraduate degree in commerce, business administration, finance, or economics
3
Senior Manager Risk Management Resume Examples & Samples
- Build strong business relationships globally to help identify, assess, quantify and manage risks at the business unit and enterprise levels
- Partner with key departments to provide resources and improved processes for loss prevention and safety
- Create and disseminate regular reports of key metrics (scorecards)
- Actively assist with insurance renewals, including preparing accurate submissions, in support of the global insurance renewals and annual audits, including D&O and Cyber Liability
- Manage international casualty claims
- Manage cargo, property and subrogation claims
- Review global programs and structures with local management/clients and address coverage needs and/or concerns
- Remain abreast of legal and regulatory updates
- Various projects and ad hoc requests
- Responsible for FPA as it relates to global insurance and risk management programs, including WC and GL accruals
- Prepare intercompany rebill on global insurance programs
- Partner with internal audit department on SOX documentation and controls
- Possess strong analytical, organizational and problem solving skills
- Knowledge of global insurance and claims
- Adept in managing multiple projects under deadlines with changing priorities
- Possess strong communication and interpersonal skills to provide advice and information on risk management to a global community of colleagues
4
Senior Manager, Risk Management Resume Examples & Samples
- Model Inventory and Assessment
- Advanced degree in engineering, physics, mathematics, computer science or another quantitative field
- Finance & Capital Markets knowledge & experience
5
Senior Manager, Risk Management Resume Examples & Samples
- Using Prophet and other ALM software for actuarial model development and maintenance for ALM/SAA would be essential
- Experience in dynamic profit sharing
- Experience in using Prophet for actuarial valuation, reserving and embedded value) and pricing
- Build business planning for M&A projects
- Qualified or nearly qualified actuary(SOA/FIA/FIAA) with relevant degree level qualification
- 7-9 years in actuarial positions in the life insurance industry
- Experience with risk management (Solvency II, RBC) and valuation (reserving, embedded value, stress tests / ECAP) preferred, stochastic valuation a plus
- Candidates with regional multinational life insurer experience would be an advantage
- Be proactive with strong analytical and problem solving skills
- Strong actuarial modeling skill using Prophet (proficiency in liability side a must with ALS module a plus)
- Good interpersonal, communication skills and good time management
- Proficient in spoken and written English and Chinese, with Putonghua an advantage
6
Senior Manager, Risk Management Resume Examples & Samples
- Strategic insight – having a compelling vision and engaging others in achieving it, providing thought leadership, and constantly striving to find new ways to do things better
- Strong forward thinking and strategic thinking capabilities in order to prepare ETS for TD’s growth strategy
- History of making an impact, developing and executing on strategies and delivering superior results in both the short and long term
- Superior ability to influence and motivate others, including those who do not have a direct reporting relationship
- Able to manage and influence effectively within a highly matrixed environment
7
Senior Manager Risk Management Resume Examples & Samples
- Risk Management of assigned strategic projects/new initiatives
- Manages the development and review of risk and compliance control principles, policies and procedures for new CM&PS products, services and initiatives
- Recommends policies and monitoring processes to adequately manage credit, settlement, compliance, AML, fraud and information security risk management and/or enhance the sales process
- Conducts risk analysis of existing and new products (including client documentation) and markets
- Ensures portfolio, product, market, etc. risks are assessed, documented, understood and mitigated on an ongoing basis
- Develops credit, risk and compliance submissions and recommendations to Senior Management and internal independent control units on behalf of CM&PS Product/Channel teams and GTB Sales
- Compliance, Audit, and Risk Reporting
- Supports the CM&PS Product/Channel teams in fulfilling their compliance responsibilities with respect to AML/ATF, Compliance and Privacy
- Is responsible for all compliance, AML/ATF, and operational loss reporting to Senior Management and internal risk partners along with providing periodic updates respecting the progress of any remediation activities
- Identify and gain a strong understanding of the key aspects of existing and pending regulations and laws governing CM&PS’ products, services and processes
- Develop, manage and implement phased action plans or projects to ensure that CM&PS, and by extension the Bank, is in compliance with existing and new regulations or laws
- Fosters and develops a strong, positive team environment, driving empowerment, innovation and a high degree of engagement among the position’s direct reports
- Provides guidance, coaching and training to direct reports, as necessary
- Identifies and supports training and developmental needs of direct reports
- Motivates staff to achieve a high level of performance and productivity
- Evaluates individual team member’s performance for career development, staff planning and salary administration purposes
- Solid knowledge of risk and risk management as well as good background in credit and credit risk management
- Detailed knowledge of electronic banking products including the process flows as the electronic/internet world and the inherent risks
8
Senior Manager Risk Management Tdct Credit Cards Originations Resume Examples & Samples
- Undertake and complete a variety of projects and initiatives - often of a highly sensitive nature, and usually with minimal guidance or direction, ensuring discretion and ability to see items through to resolution/completion
- Through effective team work, develop and maintain strong working relationships with Product groups, Finance, Risk Management and regulators within both Canada and the US
- Ability to create high performing specialist teams, provide thought leadership and innovation while delivering sound analysis and recommendation in a timely manner
- Build for the future and provide people leadership; oversee people plans and strategies to attract, motivate and retain a highly diverse, qualified and engaged human resource base to fulfill current and future business needs
- Teamwork - ability to work effectively in teams as this role interfaces with a broad range of stakeholders and with Executives from across Risk and TDCT
- Manage change - ability to succeed in an environment where there may be significant ambiguity and constantly changing circumstances
- Organizational awareness – a sound understanding of Risk and TDBG to understand who to contact or which business to engage to identify solutions and resolve issues
- Strong financial acumen and research / analytical skills – ability to absorb information on a variety of often complex issues (financial and non-financial) and summarize key issues or concerns
- Excellent technical knowledge of statistical analysis and modeling techniques and their application
- 5+ years of progressively responsible roles in consumer credit risk analytics and data mining is required
- Deep knowledge of SAS programming and SQL
- Preference will be given to candidates with relevant Canadian bankcard analytics expertise
- Ability to handle multiple competing demands and meet tight timelines
- Thrives on working independently and in a “hands-on” capacity
9
Senior Manager Risk Management Resume Examples & Samples
- 8+ years of risk/financial/products management experience within the financial sector
- Solid knowledge of risk and experience (5 plus years) in banking risk management. Experience should include credit risk, operational risk, compliance/AML, fraud risk
- Thorough knowledge of policies, procedures, internal controls and compliance processess, including those relating to the development of new products, programs or business initiatives
- OSFI and international regulatory compliance frameworks and requirements
- Understanding of and experience in process development, design and optimization
- Ability to work independently and effectively as an individual contributor and team participant
- Solid understanding of vendor/alliance/relationship management
10
Senior Manager, Risk Management Resume Examples & Samples
- Introduce and educate business and technology partners on emerging technology trends
- Author white-papers and/or articles, be actively involved with internal and external forums
- Initiate proof-of-concept ideas, and partner with delivery teams to execute in a lab environment
- 5+ years of experience in various technical and architecture disciplines: business architecture, application design and implementation, software engineering
- 0+ years of project/program management and/or product owner experience; or similar experience
11
Senior Manager Risk Management Resume Examples & Samples
- Basic Financial Knowledge – to understand Amex Business and the Regulatory Business needs
- Project Management – to lead the projects
- Technical Knowledge – to query and analyze data from multiple systems
- Team Management – to manage our operating resources
12
Senior Manager Risk Management Resume Examples & Samples
- Driving pricing strategy
- 1) Technical Skills
- Strong analytical and problem-solving skills to identify and address business needs in efficient and innovative ways
- Ability to work with large datasets (experience with SAS or SQL is highly desirable)
- Proven project management skills with demonstrated proficiency in managing multiple projects simultaneously
- 2) Communication - Clear, effective written and oral communication skills
- 3) Domain Knowledge - Fundamental knowledge of consumer lending risk management and lending product pricing is plus
- 4) Versatility – Ability to contribute on other areas in the Consumer Lending and Underwriting if needed
- 5) Relationship Building - Team player mentality with a track record of building relationships and collaborating with cross-functional business partners
- 2+ years of experience in credit risk management or other related areas in financial services industry
- Undergraduate degree in Operations Research, Statistics, Mathematics, Engineering, Econometrics, or a related field required
- Advanced degree (i.e. MBA or MS, PhD in related field) is preferred but not required given a suitable combination of formal education and experience
13
Manager / Senior Manager Risk Management Resume Examples & Samples
- Continually enhance lending underwriting decisions by incorporating new information, techniques, and change factors
- Manage risk across customer line decision through quantitative analysis and building efficient business processes
- Closely monitor profile and performance of the commercial card lending portfolio to ensure that the current strategies adhere to all regulatory and compliance requirements
- Develop and execute lending underwriting strategies of new products in the marketplace. Work with a large cross-functional team to design and implement the strategy flawlessly
- Identify new opportunities for providing appropriate commercial credit card line through different programs such as line increase requests throughout customer lifecycle
- 3+ years experience in risk management with strong analytical and quantitative skills (Advanced degree in an analytical field preferred)
- Credit Risk Management experience with an in-depth understanding of the end-to-end credit lifecycle, as well as an in-depth understanding of credit metrics and processes, and P&L drivers of small businesses
- Superior thought leadership, analytical, and project management skills with demonstrated proficiency in managing multiple projects simultaneously
- Proven ability and self-sufficiency to translate analytical results into business strategies
- High-quality written and oral communication skills with ability to synthesize key points and influence business decisions
- Excellent interpersonal skills with demonstrated ability to influence leaders at all levels
- Team player with a positive "will to win" attitude, results-driven and has the ability to work in a dynamic, high-pressure environment
14
Senior Manager Risk Management Resume Examples & Samples
- Responsible for managing and presenting departmental analyses to mid-level management, acting as a subject area expert and directs activities of staff
- Develops and maintains specific subject matter expertise and advises businesses management
- May work in product development, ALM or Modeling Support and will participate in the research, design and implementation of trading/hedging strategies, as well as general quantitative modeling thought leadership
- Consults with practitioners, the academic community and other financial institutions in researching the development of risk management models for new and existing products
- Applies knowledge of quantitative finance, actuarial science and/or scientific computing
- May possesses an advanced degree in physics, applied mathematics, stat/probability or another quantitative discipline and/or possess an FSA or equivalent professional designation. This role is a management level position
15
Manager / Senior Manager Risk Management Resume Examples & Samples
- As a New Accounts Product Owner, drive fundamental transformation of Prospecting/New Accounts global processes to improve applicant approval rates and enable new underwriting use cases; uplift several systems/processes including but not limited to –
- Minimum 3 years experience in technical solutions/capability development
- Minimum 1 year experience in an Agile Product Owner role
- Deep and broad expertise in systems/capability development including data flows, database design
- Strong ability to think strategically to enable fundamental transformation
- Understanding of American Express on-boarding and customer management risk systems/processes is very desirable
- Advanced degree in computer science field or similar preferred
- Ability to utilize analytical tools such as SAS, R, Hive is a plus
16
Senior Manager, Risk Management Resume Examples & Samples
- Manage company’s global insurance programs, including exposure gathering and analysis, benchmarking, claims management, renewal placements, and budget allocations
- Oversee Enterprise Risk Management process. Provide improvements, set policy and establish best practices
- Oversee insurance structure of Workers Comp program
- Contribute as member of due diligence team for acquisitions. Develop and implement integration strategies working closely with targets and Brokers/Carriers
- Negotiate and manage service contracts, and maintain relationships with Brokers, Third Party Administrators, and Insurance carriers
- Manage, develop and coach team of 2 direct reports
17
Senior Manager, Risk Management Resume Examples & Samples
- Ensures systems controls are in place and determines operation's consistency with corporate objectives and standards through various methods and procedures
- Develops, directs, and evaluates financial plans and policies in budget analysis, financial analysis, corporate planning, or risk management
- Assesses and communicates information regarding business risks with functions across the organization
- Educates the business and acts in a consultative role to implement regulatory/risk requirements in a commercial manner
- Provides a strategic vision for program and process optimization and exerts operational discipline around agreed processes
- Promotes collaborative partnerships with 3rd party service providers (carriers, brokers, consultants)
- Brings creativity, innovation and open-mindedness to every challenge and opportunity
- Reviews contracts and agreements to assure that requirements of the Company are reasonable and can be met
- Provides risk management and insurance-related due diligence for all acquisitions
- Contributes to strategic planning and implementation of business initiatives related to risk management
- Regular, consistent and punctual attendance. Must be able to work nights and weekends, variable schedule(s) as necessary. Moderate travel required
18
Senior Manager Risk Management Resume Examples & Samples
- Ensures portfolio, product, credit, etc. risks are assessed, documented, understood and mitigated on an ongoing basis
- Assists in streamlining credit management and monitoring processes for trade service products/services for clients
- Provides support/training and communications to GTB Product & Services teams and other internal partners to enhance their understanding of risks inherent in TS&FI products/services/channels and related controls
- Supports the TS&FIl teams in fulfilling their compliance responsibilities with respect to AML/ATF, Compliance and Privacy
- Ensures the completion of all compliance, AML/ATF, and operational loss reporting to Senior Management and internal risk partners along with providing periodic updates respecting the progress of any remediation activities
- Identify and gain a strong understanding of the key aspects of existing and pending regulations and laws governing TS&FI’ products, services and processes
- Solid knowledge of risk and experience (5+ years) in banking risk management. Experience should include credit risk, operational risk, compliance/AML, fraud risk
- Knowledge of Trade Finance and Correspondent banking products/services (including the process flows) as well as the electronic/internet world and the inherent risks knowledge of trade systems such as SWIFT or Trade360
19
Senior Manager, Risk Management Resume Examples & Samples
- 10+ years of Risk Management experience or significant UTC & BU experiences
- Industry designation(s) a plus (i.e. ARM, CPCU)
- Analytical thinker
- Ability and desire to use continuous improvement tools
- Exceptional attitude and work ethic
20
Manager / Senior Manager, Risk Management Resume Examples & Samples
- Develop end-to-end commercial collection framework that maximizes the collection benefit across global commercial portfolios
- Enhance Merchant Finance Asset Management strategies through deep understanding of merchant needs, payment behavior and portfolio analytics
- Establish Working Capital Terms case management and collection processes and procedures to ensure smooth launch of the new product
- Partner closely with cross-functional teams (e.g. Global Servicing Network, Compliance, and Legal) to implement risk strategies and ensure best-in-class customer service
- Develop comprehensive risk monitoring to evaluate effectiveness of customer management and collection strategies
- Build the next generation customer management capabilities that can integrate the card and non-card portfolios to drive synergy and efficiency
- Prior experience in Credit Risk Management
- Experience in institutional risk management is a plus
- Advanced analytical skills - ability to identify problem and provide solution
- Expert with SAS, SQL, Excel Pivots
- Strong project management skills to manage multiple projects/tasks effectively
- Strong relationship management skills to partner with cross-functional teams and influence key stakeholders
- Educational requirement: Master’s degree in a quantitative skill or equivalent experience
21
Manager / Senior Manager, Risk Management Resume Examples & Samples
- Drive improved acquisition efficiency on one-to-one channels through analysis and data driven strategies
- Build and innovative new strategies to bring the power of one-to-one targeting to digital channels such as Ultimate Apply, Partner and Affiliates APIs
- Collaborate with Marketing and RIM to expand scope (both on-site and off-site) and improve conversions through the Pre-Screen and Pre-Qual process
- Analyzing performance of current initiatives and present findings and solutions to senior leadership. Review monthly MIS and deep dive changes in trends
- Working in close collaboration with information management, marketing and technologies teams to drive more data into our digital and offline marketing capabilities
- Create convincing business cases highlighting opportunities to implement innovative targeting solutions across partners and channels; infuse marketing strategy with data driven approach
- Experience using quantitative analysis to solve business problems
- Strong proficiency in SAS and SQL in order to write codes independently and efficiently- MUST HAVE strong recent practical work experience with analytics
- Experience in Java, Hive or Python is a plus
- Analytical management experience delivering multiple high quality, high visibility analyses under tight timelines
- Good communication and persuasion skills with an ability to translate technical analysis into business insights and recommendations, work with diverse teams and individuals, and influence others without direct authority
- Strong focus on internal customers, will to win in the marketplace, and personal accountability to produce best in class work under own initiative
- Experience in advanced statistical analyses in big data platforms and knowledge of machine learning techniques such as regression, decision tree, KNN models is a plus
- Experience handling large cross-section data sets and transforming raw data into usable for analysis and MIS and from there, to actionable business insights
- Advanced degree (Masters or PhD) is a plus
22
Senior Manager, Risk Management Resume Examples & Samples
- Liaises effectively and frequently with business line partners and internal independent control units
- Conducts risk analyses of existing and new products (including client documentation) and markets
- Develops credit, risk and compliance submissions and recommendations to the Director, Risk Management
- Ensures compliance requirements are assessed, documented, understood and executed on an ongoing basis
- Well developed ability to identify, research, analyze and assess risks and develop solutions in the form of policy, procedural documented solutions
23
Manager / Senior Manager Risk Management Resume Examples & Samples
- Oversee the maintenance and evolution of the Smart Select Targeting & Eligibility platform
- Work to migrate marketing systems/products to Cornerstone 3 and ensure their compliance with Data Usage guidelines
- Collaborate with Compliance and Privacy teams to incorporate compliance and policy regulations in the system
- Ensure that upstream and downstream platforms are fully integrated and that all data is transmitted with high quality and governance/oversight
- Work with numerous other Information Management teams, Centers of Excellence, business units, Technology teams, and Risk Management teams to drive both shareholder and customer value
- Enhance cross-channel personalization capabilities for online and offline channels
- Find and promote synergies within initiatives in order to maximize investment dollars and minimize redundant development efforts
24
Senior Manager, Risk Management Resume Examples & Samples
- Extensive knowledge of financing products and services
- Good experience in risk assessment and financial analysis
- Awareness of differing regional tax, legal structures
- Provide leadership to all District Office staff in due diligence, assessment, structuring, training and administrative responsibilities
- Demonstrated skills in problem solving, structuring and pricing credits, and managing and collecting problem accounts
- A graduate degree would be an asset
25
Manager / Senior Manager Risk Management Resume Examples & Samples
- Develop policies and strategies that optimize performance of the Credit Bureau
- Be responsible for data mining, analytics, research, and capabilities. development supporting regulated data (e.g. credit bureau information) and non-regulated data (e.g. aggregated or vertically compiled) to support
- Driving data quality, information integrity, and MIS initiatives that support the enhancement of credit bureau data
- Evaluating existing and new data sources to identify opportunities for customized and optimized data solutions that address business needs
- Managing a portfolio of new and existing data partners; this includes performing tests to validate data value and driving vendor comparisons for risk management life cycle usage
- Actively managing credit bureau match and other record discrepancies to improve quality of information/content exchange
- Developing and executing periodic quality control procedures to drive data integrity processes over data capabilities
- Supporting executive level Cardmember data inquiries, research and investigations
- Developing and enhancing security capabilities underlying credit bureau information exchange (including VPN, TLS and PGB encryption)
- Driving projects related to American Express external information initiatives
- Partnering with our compliance organization to ensure all new developments are acceptable within the legal and regulatory framework of Credit Bureau reporting and credit monitoring
- 3+ years of credit, operational risk, risk management and/or information management experience
- Strong data handling and ability to apply statistical/quantitative techniques and methods to drive business results. SAS or SQL expertise, preferred
- Superior process, project and relationship management skills
- Ability to multitask, prioritize and work under tight deadlines
- Strong written and verbal communication skills, including the ability to communicate project scope in documentation and presentation format
- Awareness of key consumer protection regulations within a Bank Holding Company environment
- Working knowledge of Credit Card business, Risk and Financial Management platforms is desired
- BA, BS or graduate degree within a quantitative field is preferred
26
Senior Manager Risk Management Resume Examples & Samples
- Post-Graduate University degree in a quantitative field (Risk Management, Math, Statistics, Finance, Economics etc) or a MBA and PRM/FRM/CFA certification(s) with analytical experience will be preferred
- Experience in PTI/PPNR financial modeling, including knowledge of Income Statement and Balance sheet modeling
- Demonstrated knowledge and understanding of credit risk methodologies including Basel parameter estimation
- Strong Proficiency in SAS, Microsoft Excel and PowerPoint
- Enjoys working in a fast paced, deadline-oriented environment with minimal supervision
- Excellent interpersonal, oral, and written communication skills and ability to present complex concepts and findings clearly to senior leaders and non-technical audiences
27
Senior Manager, Risk Management Resume Examples & Samples
- Oversee the development of quantitative/analytical models and applications
- Utilize team personnel resources through strategic planning and scheduling of engagements
- Develop analysis of data through the use of models and determine impact operational and risk based capital
- Serve as a subject matter expert on risk principles throughout Transamerica and Aegon
- Maintain strong relationships with senior level personnel across all of Transamerica and Group NV
- Seven years of experience in an associated field
- FSA designation
28
Senior Manager Risk Management Markets Resume Examples & Samples
- At least 10 years of experience in a similar position or comparable role with advanced level of risk management
- Operational experience related to Corporate Social Responsibility
- Master’s degree ( Risk Management or equivalent)
- Proven abilities in taking ownership and executing high quality deliverables according to strict timetables and global processes
- Business savvy and familiar with the dynamics of a multinational organization and group environment
- Consistent and balanced behavior and leads by example
- High Integrity, flexible and stress resistant
- Highly motivated, team player and able to build strong networks both internal and external independently
- Able to receive and provide constructive feedback and coach others to address sensitive matters
- Appreciates and understands demands of the role requiring flexible working hours
- Excellent written and spoken English is a must
29
Senior Manager Risk Management Resume Examples & Samples
- Provide expertise and support to Operational Risk Officer of the Bank in disseminating and communicating requirements of the Operational Risk Management Program to key stakeholders across all business units of the bank
- Lead execution of OSFI E-21 Guidance to ensure appropriate program, principles, methodology have been designed and implemented to comply with regulatory requirements
- Support Operational Risk Management Committee governance activities to continue efforts to strengthen operational risk cultural awareness and ownership
- Maintain the bank’s Process Risk Self Assessment program and provide effective guidance and support to key process and controls owners for successful implementation of PRSA process certification requirements
- Lead, develop and maintain the bank’s Operational Risk Program analytics, including Operational Loss Events reporting, Bank’s Pillar Reporting, Key Risk Indicators reporting, Scenario build stress testing and Operational Risk Scorecard reporting
- Provide a consultative service in identification of process deficiencies, controls weaknesses and provide recommendations on solutions to best mitigate them
- Understand regulatory requirements and their impacts on the Bank, and provide recommendations and implement actions to ensure adherence, as required
- Maintain awareness of regulatory impacts of new product launches or change initiatives
- Build relationship across GNICS Operational Excellence MOREs team to leverage best practices across other International and US Banks
- Advanced relationship management/ consulting/ networking skills
- Advanced prioritization skills, with ability to meet tight deadlines having conflicting priorities
- Strong organizational skills, with attention to detail
- Ability to challenge the business to help identify risks, deficiencies and control gaps
- Ability to manage change and cope with complex and ambiguous situation
- Takes ownership and eager to learn Qualifications
- Minimum 5 years related work experience in risk management capacity within Financial Services industry
- Bachelor’s degree in a Financial discipline
- Experience in internal/external audit, compliance or quality controls would be an asset
- Business process mapping and project management experience
30
Senior Manager Risk Management Resume Examples & Samples
- Provide operational, regulatory and financial risk management by leading the organization in critical risk control development and day-to-day risk oversight for complex product lines
- Provide project support and lead process reviews identifying risks and developing solutions while maintaining regulatory and supervisory controls
- Serve as liaison with Senior Leaders, Risk, Compliance, Legal and other Outside Business Areas
- Pro-actively identify opportunities and recommend solutions to mitigate current and future business risk
- Provide expertise to MFO business partners for enhancement and implementation of self –monitoring plans
- Ensure regulatory and supervisory controls are in place for products and processes
- Direct and guide initiatives by validating applicable SEC or FINRA rules to business processes and enhancing processes and documentation
- Lead operational and regulatory audits
- Ensure the business demonstrates accurate root-cause identification, mitigation and documentation are completed for all issues
- Support end-to-end testing program across the business and control environment
- Act as key lead on complex escalation issues
- Serve as a key resource on special projects having larger scale organizational impacts
- Coach and mentor other team members
- Managing Process Change Requests for the organization
- Overseeing Written Supervisory Procedures
- Overseeing SOX Procedures
- Keeping abreast of regulatory impacts to our business
- Support FINRA and SEC requests for information
- Previous Brokerage Experience
- Strong analytical, organizational and time management skills
- Strong ability to lead, partner and influence across all leadership levels
- Results Oriented: Ability to drive results and meet deadlines to reduce risk
- Ability to work independently in a multi-tasked and rapidly changing environment
- Ability to prioritize work appropriately based on business need
- Must be able to work under pressure and meet tight deadlines with a high degree of accuracy
- 3+ years working within the Brokerage Clearing business
- Prior Risk Management Experience
- Proficient in Microsoft Office Suite (Word, Excel, PowerPoint, and Visio)
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Senior Manager, Risk Management Resume Examples & Samples
- Develop, test, and maintain liquidity stress testing models or tools, including assessing conceptual soundness, evaluating assumptions, gathering data, and performing testing and back-testing
- Identify business metrics and drivers that are critical to the Company’s liquidity positions source, aggregate and analyze relevant data in support of assumptions
- Apply statistical techniques, such as VAR, CVAR, regression and simulation as appropriate
- Benchmark the Company’s liquidity stress testing process with industry leading practices and remediate gaps
- Support compliance of regulatory reporting requirements governing liquidity management, for example Reg. YY, LCR, 2052A, etc
- Support internal reporting to management committees including ALCO and ERMC
- Liaise with market risk, model management, operational risk, and audit functions in the validation and audit of models or methodologies used in liquidity management
- Support the Company’s data management initiatives and assist with other corporate-wide or liquidity-specific projects