Operational Risk Senior Resume Samples

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S Barrows

Sylvester

Barrows

573 Bobby Burgs

Philadelphia

+1 (555) 277 5142

573 Bobby Burgs

Philadelphia

Phone

p +1 (555) 277 5142

Experience Experience

Phoenix, AZ

Operational Risk Senior

Phoenix, AZ

Flatley Inc

Phoenix, AZ

Operational Risk Senior

Provide leadership and subject matter expertise/training to the business in support of compliance with Operational Risk Management framework components
Develop and manage GRC program roadmap, budget and support coordinate of rollout across the Enterprise
Provide guidance and support to the business in the development and documentation of process flows, risk, issue, and control descriptions and remediation plans
Liaise with business area, IT, and Vendor to track defect log and manage plans in support of system releases
Support training efforts by developing training materials, job aids, etc
Support execution of GRC program assessments – such as performance and maturity assessments, vendor risk assessments, etc
Manage the various application environments and support related change protocols

Houston, TX

Operational Risk Senior Mgr

Houston, TX

Kirlin-Abshire

Houston, TX

Operational Risk Senior Mgr

Leveraging holistic third party risk reporting as another tool in the management of third party performance
Interact with all ICG third party management stakeholders on Citi’s overall third party management program
Management Control Assessment (MCA) Process Management
Provides guidance on TPRM control issues to business management and business unit staff
Work with Internal Audit management to ensure consistence in objectives, findings and CAPs
Actively design, implement and manage the strategy and programs for operational risk management along with senior Retail Bank unit leaders
Develops Risk Appetite statement and helps the business to proactively manage to this standard

present

Los Angeles, CA

Operational Risk Senior Group Mgr

Los Angeles, CA

Conroy-Oberbrunner

present

Los Angeles, CA

Operational Risk Senior Group Mgr

present

Develop and manage a process to capture and review audit results and other issues related to third party management
Establish and execute an effective third party management quality assurance (QA) function; enhance controls to reduce residual risk
Perform MCAs (Managers Control Assessment) for the Third Party Management organization
Provide Citi-wide oversight (testing and monitoring) to ensure compliance with Third Party Management policy
Work with Internal Audit management to ensure consistency in objectives, findings and CAPs (corrective action plans)
Interact with all third party management stakeholders on Citi’s overall third party management program
Oversee additional corrective action plans (CAPs) to establish a strong Third Party Management (TPM) program for Citi

Education Education

Bachelor’s Degree in Finance

Arizona State University

Bachelor’s Degree in Finance

Skills Skills

Self-motivated, pro-active, and result-driven problem solver with excellent analytical and communication skills (both written and verbal)
Ability to multi-task and exhibit initiative to work across teams
Ability to be productive and drive results without heavy supervision
Prior experience in mortgage industry is desirable
Refined verbal and written communication skills capable of succinctly presenting complex subject matter
Possess critical thinking skills capable of analyzing complex situations and distilling its critical components
Proven ability to partner and work collaboratively with all groups and levels including Managers and Directors, cultivating and developing productive and trusted relationships
Maintain and enhance the BI Platform and the data universe/ store used to provide a consistent, credible, and timely information and reporting services to the eGRC user community
Facilitate Root Cause Analyses and impact assessments for qualifying operational loss events. Ensure timely entry of event documentation in event recording system
Champion change management procedure adherence – to include change log management, monthly review of changes to ensure adherence to policy, and development of management dashboard

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Operational Risk Senior Group Manager Resume Examples & Samples

Analyse operational risk data (typically losses, metrics or assessment results) and other sources of data/information to identify areas of excessive/high risk and also to ensure past mitigation efforts are having the desired effect
Determine proper actions to mitigate those risks
Select representative, high value, operational risks or businesses for root cause analysis and conduct deep dives of significant operational losses (“events”) to determine (inter alia) sequence of events, control weaknesses, errors in judgment, policy or technical deficiencies. Then, work with all constituencies, to review and where required develop Corrective Action Plans
Understand how the losses were incurred, and apply that knowledge to avoid or mitigate future events e.g. by applying the Corrective Action Plans to all similar situations and mandate changes in product programs, trader mandates, procedures etc. so as to either avoid or reduce future losses from similar events
Lead deep dives on near misses, issues that may hurt the firm's franchise or pose a risk going forward. Deep dives often involve complex issues and may span multiple management groups. Examples have included investigating a large loss associated with automated futures trading, leading a firm-wide effort to analyse and reduce rogue trading risk and a loss that highlighted weakness in counterparty confirmation processes
Manage team of approximately 28 individuals in LatAm (4 direct reports)
Identifying root causes of major internal losses and ensuring similar businesses in the Region are aware of risks and make recommendations in terms of mitigating actions
Using the tools in Citi Risk to compute risk appetite under alternative scenarios for existing or proposed products, businesses and countries. Where the projected risk exceeds appetite, use the model to mitigate or to recommend changes to the product
Drive the strategic direction of Operational Risk Management for LATAM countries (excluding Mexico), working with colleagues around the countries, the Region and globe to
MBA or other advanced degree in Economics, Finance or related areas (not required but strongly preferred)
Ability to “connect the dots:” to take seemingly disparate or unconnected information and put it all together to form a complete picture of operational risk

Operational Risk Senior Specialist Resume Examples & Samples

Program management experience in operational risk or other risk discipline (e.g. Compliance)
Ability to synthesize large amounts of data and summarize the salient points in effective communications to differing levels of leaders
Execution bias
Ability to drive consensus across a diverse set of stakeholders
Familiarity with the Operational Risk framework and program elements
Familiarity with the Global Banking and Markets businesses

Operational Risk Senior Specialist Resume Examples & Samples

Develop operational risk dashboards using Spotfire
Create and implement new analysis of operational risk data
Serve as the op risk manager for data management in GBAM
Validate and re-perform LOB testing
Develop, maintain, and serve as an administrator for various SharePoint sitesQualifications
Polished communication and teamwork skills
Strong reporting skill set

Operational Risk Senior Specialist Resume Examples & Samples

Six Sigma and Project Management Professional (PMP) Certified
7+ years with Process Improvement and Relationship Management
7+ years Project Management, Project Coordination, Governance, Data Management, Analysis, and Reporting
Strong PC skills, adept at driving multiple priorities and meeting deadlines

Operational Risk Senior Group Mgr Resume Examples & Samples

Work with key stakeholders and the Project Management Office (PMO) to monitor progress against regulatory (e.g. OCC – Office of the Comptroller of the Currency) project plans
Oversee additional corrective action plans (CAPs) to establish a strong Third Party Management (TPM) program for Citi
Gather information and prepare reports for various executive boards and committees
Establish and execute an effective third party management quality assurance (QA) function; enhance controls to reduce residual risk
Facilitate / chair various third party management governance meetings
Provide Citi-wide oversight (testing and monitoring) to ensure compliance with Third Party Management policy
Coordinate governance activities in the regions / countries to ensure consistency with the overall Third Party Management (TPM) governance process
Compile executive level reports (e.g. annual Board of Directors report, CBNA MOR updates, etc.) regarding third party mgt
Review existing management reports and scorecards for accuracy and effectiveness and determine future reporting/scorecard requirements including Key Operational Risks (KORs) and Key Risk Indicators (KRIs)
Act as the Third Party Risk Management Risk Officer - analyze, aggregate and report on material risks related to third party management, attend the quarterly O&T Risk Officers meeting, and support the O&T Risk Management process
Develop and manage a process to capture and review audit results and other issues related to third party management
Work with Internal Audit management to ensure consistency in objectives, findings and CAPs (corrective action plans)
Perform MCAs (Managers Control Assessment) for the Third Party Management organization
Provide oversight on information security concerns related to third party relationships; review inherent risks, establish processes to monitor risk, and report on results
Partner with CISO (Chief Information Security Officer) to ensure consistent and complete coverage of information security issues and review / manage exceptions and escalations
Provide oversight on Continuity of Business (CoB) concerns related to Third Party relationships; review inherent risks, establish processes to monitor risk, and report on results
Interact with the enterprise-wide third party management community for best practices sharing
Interact with all third party management stakeholders on Citi’s overall third party management program
Candidate with 20+ years of relevant experience in governance, risk management (including information security and continuity of business), and/or audit management in the financial services industry
Broad and comprehensive knowledge of Citi’s Third Party Management policies as currently applied across all major businesses
Demonstrated leadership skills and executive savvy; ability to influence desired outcomes at all levels of the organization
Minimum BS/BA degree; advanced degree desired

Global Cards Operational Risk-senior Lead Resume Examples & Samples

To develop and coordinate management processes (dashboards / heatmaps and routines) to identify, anticipate, and mitigate emerging regulatory, reputational, and operational risks
To support the design / deployment of global control initiatives with particular focus on AML (KYC and TM for issuing / acquiring), MCA gold copy, and 3rd party risk management
To design and coordinate procedures aimed at facilitating identification and sharing across markets / lines of business of significant issues and best practices in operational risk management

Operational Risk Senior Mgr Resume Examples & Samples

Work with and all Citi Commercial Bank countries and their regional In-Business Op Risk Managers) implementation of Citi's Op Risk Policy and Commercial specific procedures
Develop and implement systematic approaches to ensure consistency of Operational Risk Management framework implementation across the Commercial Business globally and work with (globally) the Regional ORM leadership team to set standards for the quality and execution of oversight by the ORM Second Line of Defense. Ability to influence and convince in order to drive change and work collaboratively with senior management in various regions will be a critical success factor
Work closely with in-business and independent risk partners across the globe to mitigate operational risk losses by identifying common causes of operational risk events and designing effective preventive measures. A strong understanding of linkages between the business, O&T and other front-office operations such as marketing and new product development is a must, which will include active participation in such committees as the COMPAC (Commercial New Products Committee), local and/or regional risk committees and other operational risk and related forums
Develop effective written communication appropriate tailored to different levels of management especially senior executives and regulatory reviews. Ability to articulate and weave a story line out of data is a critical success factor
Develop effective monitoring of the use of the Advanced Measurement Approach within Consumer segment. Develop and present cohesive picture linking Operational Losses, risk appetite, the control environment and cost of capital. Monitoring and use of Key Risk and Control Indicators, iCAPS and other data repositories will be critical to success in this role
Support Scenario Analysis efforts with Citi
Develop and maintain taxonomy of ORM activities and capacity to measure effectiveness and efficiency
Ability to communicate with senior leaders in the organization

Operational Risk Senior Mgr Resume Examples & Samples

Focusing appropriate attention on third parties posing highest risk
Improving senior management’s visibility into all risks from the use of third parties
Act as the TPM Risk Officer - analyze, aggregate and report on material risks related to third party management,
Responsible for leading specific aspects of monitoring and management of third party risk for ICG O&T
Establish organizational structure for Third Party Officers (TPO) and interaction model with ICG O&T lines of business
Supports regulatory / audit readiness and supports exam management as directed
Identify common audit themes and root causes and review and recommend risk mitigation actions
Collaborate on project plans to respond to the OCC Supervisory Letter 2014-19
Supports the development of control policies, tools, training, and program documentation to support the consistent execution of TPRM activities across ICG. This includes governance, risk assessments, audit and risk testing modules, description of roles and responsibilities and to provide consultation and advice regarding Consumer third party oversight requirements in various forums
Effectively manages implementation and deployment of TPRM design enhancements
Provides guidance on TPRM control issues to business management and business unit staff
In addition to the policy, establish minimum Citi standards for ICG TPM processes and define common roles and responsibilities (RACI)
Partner with Information Security, COB, Records management and other key risk areas regarding Third Parties
Review existing management reports and scorecards for accuracy and effectiveness and determine future reporting/scorecard requirements including KORs and KRIs
Review and respond to all applicable regulatory bulletins and guidance related to third party management
Review/finalize and present executive presentations and briefings as required
Strong governance background
Excellent judgment, decision making and organization skills
Works well independently and under pressure; willing to take personal responsibility and accountability

Operational Risk Senior Mgr Resume Examples & Samples

Data Maturity Process Management for NA LOB’s
Management Control Assessment (MCA) Process Management
Facilitation, coordination, and preparation of Global Consumer Bank Data Governance Office Reporting
Ensuring NA LOB’s Compliance with Citi Data Management Policy and GCB DGO Requirements
Establish the appropriate controls and tools to maintain compliance with policy and maintain a high level of data quality
Membership in the NA Data Governance Council
Approve and promote Data Governance process and standards throughout the business
Document and distribute policy, regulations, rules, definitions and standards as it relates to Data Governance and Data Management

Operational Risk Senior Mgr Resume Examples & Samples

Management of the Data Quality Profiling, Monitoring and Measurement Process for the NA LOB’s
Working closely with the NA LOB’s DGL’s, identify data quality requirements and initiate projects to address in-business needs and meet GCB DGO data quality requirements
Working with the NA LOB’s DGL’s identify and document Critical Data Elements that will be monitored and measured in the Data Quality process
Implement Data Quality Monitoring and Measurement for all CDE’s identified by the NA LOB’s Data Governance teams
Ensure that Data Quality Charter and Operating Procedures documentation is in place and adhered to in alignment with Data Maturity Model requirements
Facilitate and drive the project process to establish Data Quality Monitoring and Measurement for all NA LOB’s. Includes tool identification and ongoing management of the tools
Facilitate, develop, and distribute required Data Quality Reporting for all of the NA LOB’s to meet LOB’s needs and GCB DGO reporting requirements
Drive migration across the NA LOB’s to “preferred” data quality and metadata management tools
Document and distribute policy, regulations, rules, definitions and standards as it relates to Data Governance, Data Quality and Data Management

Operational Risk Senior Specialist Resume Examples & Samples

In conjunction with other senior management, formulating and implementing the enhanced risk framework and operational risk management policies, procedures and standards
Identifying risks to which the business is exposed, driving execution of measures to prevent, eliminate or mitigate losses, and monitoring outcomes/risk levels for all product areas of operations
Developing comprehensive risk position related to business changes, decisions, issues, policies and initiatives
Providing counsel to the LOB regarding risk mitigation strategies; escalating risk position to governance forums and executive leadership as necessary
Promoting and facilitating self identification of audit issues, monitoring progress towards closure and validating closure of medium and high severity risk issues
Representing Risk in LOB governance sessions
Supporting execution of the risk coverage model
Assisting with initiative oversight and other risk priorities as necessary
3+ years of CFO Group experience in Capital Management or comparable experience
3+ years experience in operational risk management or business operations
Excellent written/verbal skills
Must be able to conduct meetings with senior leadership
Ability to work well on a team, as well as manage multiple priorities in quick time frame
Strong presence with ability to influence, drive change, and resolve conflicts
Experience in other CFO Group units including Balance Sheet Management, Corporate Treasury, Corporate Investments, Capital Markets, Finance
Six Sigma and/or strong project management skills
Risk, testing, compliance, or audit experience
Microsoft Excel, PowerPoint Skills
Knowledge of Bank of America's businesses
Knowledge of Bank of America's systems

Consumer Business Operational Risk & Control Operational Risk Senior Mgr Resume Examples & Samples

To strengthen the implementation of ‘Operational Risk Framework’ for NA Cards. The primary responsibilities may include one of the critical elements within NA Cards’ Operational Risk Framework. For example: The Identification of Key Operational Risks, Monitoring of Key Risk Indicators, Operational Losses Reporting, Operational Risk Capital, Scenario Analysis and MCA Program Governance, etc
To partner and collaborate with Business and Functional peers, as well as all support/partner organizations such as Independent Operational Risk Management, Legal, Compliance and Internal Audit (IA) to leverage best practices and establish effective routines and communication vehicles for risk identification, assessment, monitoring and mitigation processes
Support efforts to enhance the ongoing sustainability of controls through active two-way engagement with the business. Participate in efforts to ensure current process controls and new project controls provide the necessary feedback to understand if gaps in process or compliance exist
Support efforts to perform independent review of key business activities including; business projects and significant business processes
Work cross functionally across businesses and functional organizations at senior (MD/Director) levels to adopt and champion best practices related to control design and oversight within In-Business Controls
Champion emerging risk topics for the quarterly Business Risk and Controls Committee meetings
Work experience of 7+ years' experience in Credit Cards Industry; including Operational Risk Management, Credit Risk Management, Audit, Compliance or Control positions
In depth understanding of Credit Cards products and services. (Branded, Co-Branded, Private Labels, etc..)
Can clearly articulate the processes supporting a business unit's function, controls, business priorities, impact on financial reporting, issues and risks associated with various technology platforms; can identify gaps and proactively help develop solutions
Extensive project management and governance experience with the proven ability to develop project plans and drive a diverse group of stakeholders to achieve milestones and deadlines
Proficient in MS Office applications necessary for executing on job responsibilities

Operational Risk Senior Resume Examples & Samples

Ensure application meets the need of a maturing user community – manage application configurations ensuring infrastructure aligns with FM organization and established methodology
Support evolving process requirements – offering thought leadership, marrying business process and application capabilities, and ultimately supporting solution design
Track defects identified in tool, help create test plans and execute User Acceptance Testing prior to receiving patch releases from Vendor. Serve as conduit between business area, IT and Vendor to track defect log and manage plans in support of next release
Champion change management procedure adherence – to include change log management, monthly review of changes to ensure adherence to policy, and development of management dashboard
Manage the various prod and non-prod environments and manage change protocols; create and manage calendars highlighting purpose/use of the environments as well as manage and maintain the various ids and passwords to support user access controls
Maintain and report on application metrics highlighting usage, defects, database size, etc. Foster and maintain relationships within the user community serving as central point of communication regarding application status
Support training efforts by developing training materials, job aids, etc
Five to seven years work related experience (project management or system implementation)
Demonstrated business analyses work
Proficient writer as demonstrated via business proposals, training manuals and/or procedures
Understanding of risk and controls framework
Proficient in Microsoft application suite
Ability to effectively collaborate with stakeholders and influence outcomes
Ability to multi-task and exhibit initiative to work across teams
Ability to be productive and drive results without heavy supervision
Experience with report writer tools; business object modeling
Experience with eGRC industry platform
Experience defining and documenting business processes and functions; development and execution of test scripts
Demonstrated design and implementation of application testing program

Operational Risk Senior Group Mgr Resume Examples & Samples

In partnership with Mortgage and the Retail Bank, drive the control agenda for the organization to help establish best in class controls that protect the firm
Provide leadership and direction for Operational Risk and Control initiatives with NACB across Mortgage and Retail Bank
Improve preventative controls by developing a plan focused on control design and monitoring
Ensure proactive steps are taken to confront operational risks across all areas of Mortgage and Retail Bank before the threat of operational failure(s)
Oversee that operational risk methodology is fully compliant and that all mandated operational risk models are built using the appropriate scenarios
Establish KRIs that are objective and measurable, simple enough to be easily tracked and understood by management, clearly identifiable, and representative of the underlying operational risks
Partner with the business to identify and improve operational processes across Mortgage and Retail Bank
Build credibility and trust across Mortgage and Retail Bank Leadership
Demonstrated success leading a large-scale, multi-disciplined operational risk function
Ability to provide thought leadership related to existing and emerging operational risks affecting financial services
A broad understanding of all aspects of operations & technology risk management
Ability to work across and build strong partnerships with all functional and business partners
A University Degree in Business Administration, Finance or Related Field
Highly knowledgeable regarding the regulatory framework governing Financial Services
Expertise in achieving effective compliance within operational risk management
Execution focused evidence of delivering against challenging objectives
Ability to build trustworthy relationships with internal and external stakeholders
Experience of coaching and developing others and managing a high performing team

Operational Risk Senior Resume Examples & Samples

Maintain and enhance the BI Platform and the data universe/ store used to provide a consistent, credible, and timely information and reporting services to the eGRC user community
Architect BI and Reporting solutions to solve a variety of business problems and meet user needs
Track defects identified in tool, help create test plans and execute User Acceptance Testing as needed
Liaise with business area, IT, and Vendor to track defect log and manage plans in support of system releases
Manage the various application environments and support related change protocols
Maintain and report on application metrics highlighting usage, defects, database size, etc
Foster and maintain relationships within the user community serving as central point of communication regarding application and reporting services
Five to seven years of related work experience. With a minimum of 3 years of experience in developing BI/ reporting solutions using Business Objects or similar tool
OR equivalent education and years experience
Demonstrated experience in business intelligence, data management, and/or data warehousing a MUST
Experience with Data modeling and schema design optimization for business intelligence and analytics
Analyzing business requirements to independently translate them into detailed system requirements and functional specifications
Hands-on experience in Business Objects (BO) Platform and designing BO Universes
Understanding of Risk Management, SDLC Methodologies, and Object Oriented Design Concepts
Application support and Test Script development experience
Experience with configuring and supporting eGRC platforms a plus

Operational Risk Senior Mgr Resume Examples & Samples

Minimum 15 years of experience in financial services industry
Proven leadership qualities partnering with both 1LOD units and 2LOD functions
Experience of running senior level committees and enhancing a risk governance structure
Strategic mindset, with excellent knowledge and understanding of Citi businesses and organization
Maturity level and skill/judgment to be able to deal effectively with senior managers within CitiMortgage and Retail Bank

Operational Risk Senior Resume Examples & Samples

Support evolving GRC process requirements – offering thought leadership, marrying business process and GRC application capabilities, and ultimately supporting solution design
Liaise with business area, IT, and Vendor to align and coordinate GRC program activities across the Enterprise
Develop and manage GRC program roadmap, budget and support coordinate of rollout across the Enterprise
Foster and maintain relationships within the GRC user community - serving as central point of communication regarding eGRC program
Support execution of GRC program assessments – such as performance and maturity assessments, vendor risk assessments, etc
Serve as the central point of communication with GRC vendor – managing SLAs, contracts, upgrades, etc
Support ad-hoc GRC program activities such as project plan management, meeting coordination, development of business requirements, training efforts, documentation of EDM project deliverables, etc
Five to seven years of related work experience
Demonstrated experience in business process and project management
Ability to develop effective relationships across the Enterprise
Ability to analyze business requirements and independently translate them into detailed system requirements and functional specifications

Operational Risk Senior Mgr Resume Examples & Samples

Principle point of contact for Middle Office heads for Control related activities
Provide guidance in evaluating risks and controls, and ensure appropriate remedial actions are in place
Proactive review of Middle Office related control processes and reporting
Participate in evaluating critical; Strategic and Tactical Change; Policy and Process updates; Regulatory requirements etc
Support and interface to Internal and External Control organisations ( Internal/external audit, Regulatory, MCA, Compliance, Finance etc)
Management and Oversight of Corrective action plans (CAPs)
Proactive audit support; Health checks, CAP evaluation etc
Align and support the wider Operations Control strategy
Promotion of an Ethics and Controls Culture within the Global Middle Office
Ensuring that significant Risks are escalated appropriately and in a timely manner through Control Governance channels
Managing regional / global teams with a demonstrable track record of delivering to demanding standards of quality and accuracy
Practical Operations experience in an equivalent control function in support of multiple asset classes
Strong Business knowledge – Order/Execution through to accounting
Audit/control experience
Proficient in metrics/KRIs assessment and reporting
Strong organisational skills with ability to multi-task
Managing, organizing and prioritizing multiple tasks and responsibilities
Multi site / multi jurisdiction leadership including motivating and guiding matrix reports
Ability to think strategically and tactically
Ability to work under pressure managing to tight deadlines and / or unexpected changes
Willingness to question/challenge existing processes and ensure a satisfactory outcome
Excellent communication and relationship skills across all management levels
Analytical with attention to detail and strong problem solving skills
Proactive, able to take the lead in devising creative solutions
Efficient team player
Financial Accounting qualifications e.g. ACCA, CIMA beneficial but not essential

Operational Risk Senior Specialist Resume Examples & Samples

Collaborating with the businesses to understand and assess risks associated with current and target state business processes
Providing counsel to the business regarding risk mitigation strategies
Providing oversight for Issues and Risks – focused on identification, monitoring, escalation and remediation action plans
Reviewing business’ Risk and Control Self Assessment (RCSA) content and validate completeness of material risks and reasonableness of assessment. Challenge as applicable
Providing oversight, advice and challenge of business process risk and control inventory, performance metrics and thresholds
Reviewing operational losses of business and ensure risks and issues are identified as applicable
Reviewing external loss data events to identify new/changed risks
Monitoring KRI metrics including KRI mitigation plans for KRI breaches
Participating in assessments and testing focused on the identification of operational risk and control framework adequacy
Participate in Scenario Analysis and monitor gap closure
3+ CFO Group experience including Corporate Treasury, Capital & Liquidity Management, Corporate Investments, Finance or comparable experience
Excellent written / verbal skills
Strong Microsoft Excel and PowerPoint Skills
Risk, Compliance, or Audit experience

Small Business Operational Risk Senior Specialist Resume Examples & Samples

5+ years' experience within a Risk, Compliance or Business Control function
Familiarity with the small business product set as well as the sales and lending processes
Strong organizational and workload management skills
Ability to prioritize own work and re-prioritize when necessary
Ability to confidently interact with senior level executives
Greenbelt certification or testing/ analytic background preferred
Familiarity with risk assessments

Operational Risk Senior Specialist Resume Examples & Samples

4+ years’ experience in operational risk management, business controls, or related experience
Must be able to conduct meetings with Risk Executives
Ability to communicate issues/concerns and recommend corrective course of action
Ability to work well on a team, as well as manage multiple priorities in quick time frames
Ability to effectively influence risk direction and willingness to take a stand when required
Risk assessment skillset to enable evaluation of processes and other operational risks, identification of controls, and determination of gaps and weaknesses
2+ years’ experience with the BAC Operational Risk policy/standards execution
Testing, compliance, or audit experience
Effective ability to influence, drive change, and resolve conflicts

Operational Risk Senior Resume Examples & Samples

Support the operational risk events and NBI process, including assisting with the production of timely reporting to meet various stakeholder needs
Foster and maintain relationships within the 3 lines of defense community – serving as central point of contact/communication regarding operational risk events
As needed, support the preparation and execution of the Risk & Control Committee report, ORC report, BARC Aggregation Analysis, Operational Key Risk Indicator reporting process, including working with business area liaisons to gather and understand results
Apply understanding of standard risk management and controls assurance principles, theories, concepts, and techniques where applicable
Maintain and update standard operating procedures documentation supporting the reporting processes, in compliance with corporate standards
Bachelor’s degree plus 5-7 years or related experience, or combination of education and experience
Strong working knowledge of Microsoft Office (Excel, PowerPoint, Word, SharePoint)
Ability to understand and work with a diverse group of stakeholders within first and second line functions
Self-motivated, pro-active, and result-driven problem solver with the capability of managing multiple priorities without heavy supervision
Capable of working independently or within a collaborative team environment
Bachelor’s degree in Accounting, Finance or similar field
Experience in audit or risk and controls, including governance frameworks such as COSO and COBIT, etc
Experience in operational risk management reporting including operational events reporting
Strong analytical and critical thinking skills

Operational Risk Senior Resume Examples & Samples

Support maintenance of Corporate policies, procedures and standards for corporate payment process
Support periodic assessments of the end-to-end design of controls for all payment processes and ensure that business areas (that own payment processes) update their business process flows and perform risk and control assessments on a periodic basis with their IT partners as outlined in Corporate Risk Assessment Standard (currently in draft)
Strong working knowledge of Microsoft Office (Excel, PowerPoint, Word, SharePoint, Visio)
Knowledge of mortgage industry

Operational Risk Senior Specialist Resume Examples & Samples

5+ years of business and/or risk management experience
Leadership, initiative and resourcefulness
Strong internal drive and ability to take ownership for managing risk
Willingness to take a stand and effectively debate with business partners
Risk or other core financial control discipline (e.g. finance, risk, audit)
Understanding of a broad range of financial products

Operational Risk Senior Resume Examples & Samples

Bachelor’s degree plus
Ability to think broadly but also be detail-oriented
Knowledge of business resiliency, third party and information and technology risk and control capabilities (architecture, identity and access management, software/hardware security)

Operational Risk Senior Resume Examples & Samples

Oversees the day to day operations of test execution with minimal supervision
Perform annual walkthroughs including coordination with various stakeholders
Operate independently and be the primary person responsible for immersing themselves in a process or group of processes
Perform design and operation effectiveness testing of controls over significant accounts, disclosures and processes, as part of the company’s SOX compliance as well as Operational Risk Management Framework
Minimum of 5 plus years of service of previous experience in public accounting or internal audit; other relevant experience may be considered
CPA or other relevant professional certifications (i.e., CIA, CISA)
Demonstrated experience collaborating and communicating with multiple stakeholders

Operational Risk Senior Resume Examples & Samples

Maintain eGRC application for ERM processes, risks, controls, issues and action plans to assess, monitor and report the risk profile for ERM Division
Coordinate, facilitate and oversee risk assessments to identify key risks (people, process, third party, fraud, compliance, technology, etc.…)
Provide guidance and support to the business in the development and documentation of process flows, risk, issue, and control descriptions and remediation plans
Assist EOR managers and directors in facilitating quarterly risk discussions, and draft quarterly Business Area Risk and Control (BARC) meeting materials based on risk discussion feedback
Draft initial Risk Acceptance proposals for risk owners to review and conclude on appropriateness of risk acceptance
Support of other risk and operations related activities as warranted (e.g. resolving and answering process, risk and control owner questions)
Support EORM in second line oversight of people, process, third party and fraud risk, as needed
5-7 years of experience in either operational risk, compliance or audit
Undergraduate degree or equivalent experience required
Intermediate to advanced Microsoft Office skills
Proven ability to partner and work collaboratively with all groups and levels including Managers and Directors, cultivating and developing productive and trusted relationships
Refined verbal and written communication skills capable of succinctly presenting complex subject matter
Prior experience in mortgage industry is desirable