Manager, Operational Risk Resume Samples

4.5 (117 votes) for Manager, Operational Risk Resume Samples

The Guide To Resume Tailoring

Guide the recruiter to the conclusion that you are the best candidate for the manager, operational risk job. It’s actually very simple. Tailor your resume by picking relevant responsibilities from the examples below and then add your accomplishments. This way, you can position yourself in the best way to get hired.

Craft your perfect resume by picking job responsibilities written by professional recruiters

Pick from the thousands of curated job responsibilities used by the leading companies

Tailor your resume & cover letter with wording that best fits for each job you apply

Resume Builder

Create a Resume in Minutes with Professional Resume Templates

Resume Builder
CHOOSE THE BEST TEMPLATE - Choose from 15 Leading Templates. No need to think about design details.
USE PRE-WRITTEN BULLET POINTS - Select from thousands of pre-written bullet points.
SAVE YOUR DOCUMENTS IN PDF FILES - Instantly download in PDF format or share a custom link.

Resume Builder

Create a Resume in Minutes with Professional Resume Templates

Create a Resume in Minutes
HA
H Abshire
Halle
Abshire
6614 Elfrieda Isle
New York
NY
+1 (555) 741 0715
6614 Elfrieda Isle
New York
NY
Phone
p +1 (555) 741 0715
Experience Experience
Philadelphia, PA
Manager, Operational Risk
Philadelphia, PA
McCullough-Mueller
Philadelphia, PA
Manager, Operational Risk
  • Analyze and report operational risk events, identifying root causes of control breakdowns, developing remediation plans, performing scenario analysis reviews
  • Support business processes by reviewing, monitoring, and assessing the control environment for new and established products and activities
  • Assist with management and execution of Vendor Risk Management, Records Management and Business Continuity programs
  • Provide indirect leadership and coaching to junior members of the team supporting the effective execution of this role's accountabilities
  • Apply ORM framework and policies and contribute to its ongoing improvement
  • Understand Prudential’s Operational Risk Management policies and procedures to ensure compliance with the Operational Risk Management framework
  • Support rollout of CoG Framework to the business and adequately challenge those risk assessments (eg Vendor, Compliance, Information Security, IT Risk, Finance, LAM etc)
Detroit, MI
Senior Manager Operational Risk
Detroit, MI
Osinski-Bode
Detroit, MI
Senior Manager Operational Risk
  • Supports the Operational Risk program at Retail Finance by owning key components of Risk Control Self-Assessments
  • Lead the identification and assessment of the operational risks inherent in all material products, activities, processes and systems across the organization
  • Provide challenge during functional risk assessments to ensure thorough critical thinking in assessing risks
  • Execute a metric-driven disciplined risk control self-assessment
  • Ensure control objectives and action plans are addressed according to procedure
  • Development of a Risk Control Self-Assessment module in GRC tool, will include testing and enhancement management
  • Create various reporting metrics to identify emerging OpRisk trends by function/process
present
San Francisco, CA
SVP Senior Manager Operational Risk
San Francisco, CA
D'Amore, Rempel and Deckow
present
San Francisco, CA
SVP Senior Manager Operational Risk
present
  • Supports diversity by actively building and cultivating strong connections and partnerships across the business/region
  • Uses a variety of Quality tools, including DMAIC, 5 why’s, fishbone analysis, Is/Is not, etc. to identify the real root cause on an issue
  • Based on RCA outcomes, provides risk mitigation recommendations and ongoing oversight to CitiMortgage and/or the assigned businesses within the Segment
  • Promotes a strong culture of control awareness and risk mitigation in all dealings with the business and additional risk partners (e.g. ERM and IR)
  • Implements the RCA framework for operational risk management in partnership with CitiMortgage stakeholders
  • Aligns RCA acti
  • Agility to work with a group of people who know more about a given topic and not be afraid to challenge
Education Education
Bachelor’s Degree in Ambiguity
Bachelor’s Degree in Ambiguity
Adelphi University
Bachelor’s Degree in Ambiguity
Skills Skills
  • Knowledge and understanding of BMO Initiative Assessment and Approval Process (IAAP).Solid knowledge of standard desktop applications used by the business unit
  • Conceptualization, presentation & communication skills, with an ability to quickly understand concepts and translate them into meaningful information
  • Solid knowledge and understanding of the designated LOB’s key products and services, processes, controls and organization
  • Solid knowledge of departmental systems and applications
  • Strong attention to detail and organizational skills
  • Advanced written and oral communication skills, with the capability to present and articulate complex concepts
  • Solid understanding of system design, databases and business intelligence techniques
  • Professional risk management, accounting or auditing background or 5+ years of experience in banking or financial services
  • Strong planning skills (re finance, resource, strategy, business)
  • Program delivery and planning ability
Create a Resume in Minutes

15 Manager, Operational Risk resume templates

1

Manager Operational Risk Resume Examples & Samples

  • Operational Risk Management is an evolving discipline within the Financial Services industry. While initially regulatory driven, the benefits of good operational risk programs (lowered loss expenses linked to better controls as a result of Op Risk assessments, positive regulator reviews, predictive measures highlighting potential areas for loss, etc) have inspired managers to more readily embrace the philosophies of Operational Risk. This has resulted in Operational Risk management becoming a growing discipline where trailblazers have the opportunity to form policy and impact regulations
  • The amount of supervision required for this position is independent. Incumbents are expected to work within overall guidelines and timeframes making deadlines set forth. The position is somewhat autonomous
  • Department is dependent upon HTS for systems development and support
  • The HSBC – Operational Risk program for Operational Risk Management is geared to meet the Advanced Measurement Approach for HSBC globally
  • Minimum of a bachelor’s degree in MIS, accounting, finance, related field or equivalent experience
  • Ability to work in fast paced environment with the ability to multi-task a must
  • Adaptability, commitment and motivation to meet tight schedules and stay abreast of significant issues in a regularly changing environment necessary
2

Senior Manager, Operational Risk Methodology Resume Examples & Samples

  • Developing, communicating and governing risk methodologies and associated practices and tools on behalf of the enterprise that promote a business culture which facilitates a robust and disciplined approach to managing operational risk
  • Overseeing, refining and integrating operational risk methodology to create a competitive advantage for the bank and meet requirements under the Basel Accord
  • Supporting and driving consistency in the implementation of the framework and methodology across the enterprise and implementing a governance program to independently measure quality
  • Advanced knowledge in risk management, financial planning and strategy processes
  • Expert knowledge and understanding of the Basel Accord and the theories and concepts of methodology and process development, change management and implementation, acquired through 7 – 10 years of related experience
  • Advanced knowledge of current and pending operational risk regulatory requirements, including external authoritative criteria for operational risk
  • Advanced experience in structuring, organizing and managing complex projects/programs
  • Expert knowledge of operational risk
  • Strong knowledge and understanding of BMO Financial Group’s structure
  • BMO and Operating Group organization
  • Interrelationships and changes occurring within the enterprise
  • BMO policy framework, related processes and control frameworks
  • Advanced knowledge in quantitative practices and economic capital methodologies
  • Strong understanding of multi-jurisdictional regulatory environment and trends
  • Business acumen and financial expertise including an understanding of financial methodologies (capital)
  • Experience in roles requiring product and process management, implementation of governance and controls and operational risk management oversight
  • Strong leadership, strategic and planning ability
  • Excellent conceptualization, presentation and communication skills to effectively execute change
  • Strong ability to influence others
  • Advanced project management skills and experience in managing multiple parallel and inter-dependent initiatives / projects
  • Excellent ability to understand, describe, and navigate existing work, organization and power structures, and makes recommendations with a clear sense of organizational impact
  • Excellent team building skills, both as a leader and as a team player
  • Ability to cope with a high degree of ambiguity and change
3

Senior Manager Operational Risk Resume Examples & Samples

  • Supports the Operational Risk program at Retail Finance by owning key components of Risk Control Self-Assessments
  • Lead the identification and assessment of the operational risks inherent in all material products, activities, processes and systems across the organization
  • Provide challenge during functional risk assessments to ensure thorough critical thinking in assessing risks
  • Execute a metric-driven disciplined risk control self-assessment
  • Ensure control objectives and action plans are addressed according to procedure
  • Development of a Risk Control Self-Assessment module in GRC tool, will include testing and enhancement management
  • Develop an understanding of a broad range of business processes and research techniques to respond to inquiries
  • Create various reporting metrics to identify emerging OpRisk trends by function/process
  • Support Operational Risk management through participation in strategy sessions
  • <25% travel
  • Bachelor’s degree with minimum of 5 years of Operations, Finance, Legal , Risk, Audit, and/or Compliance experience in financial services or banking industry
  • Ability to travel with the role
  • Understanding of financial service regulatory environment
  • Prior Operational Risk Experience
  • Experience in Lean, Six Sigma and other process improvement, quality control methodologies
  • Experience creating and delivering to all levels of an organization including senior leadership
  • Proven analytical skills with strong attention to detail and quality control of work product
  • Demonstrated ability to lead multiple initiatives and achieve performance goals in a high volume environment
  • Proven ability to make decisions based on quantitative analysis and creative thinking
  • Ability to work independently in fast paced global environment with demonstrated ability to accomplish goals on complex, time sensitive projects
  • Excellent interpersonal skills - ability to foster relationships and create informal networks, both internal and external
4

Senior Manager, Operational Risk & Controls Resume Examples & Samples

  • Apply forward and strategic thinking to proactively identify, assess and remediate operational risks (emerging, systemic or one-off) and issues that may contribute to losses
  • Perform detailed loss analysis to identify operational loss trends and root causes and develop actionable recommendations to mitigate. Provide support and guidance to the LoBs for implementing recommendations
  • Filter, interpret and disseminate risks and controls-related insights to make recommendations for streamlining operational processes while maintaining a strong risk profile for the LoB. Take both quantitative and qualitative approaches to assess materiality of risks and develop recommendations to resolve
  • Provide collaborative consultation to complete risk assessments on new initiatives, ensuring that all material risks have been identified, assessed and appropriately mitigated
  • Effectively manage the material risk assessment process (MRP) process to ensure that requirements and timelines are met
  • Take leadership in managing relationships with risk associates. Influence/negotiate with both the business and risk associates on potential risk-related stumbling blocks when needed to support the risk assessment and successful implementation of new initiatives
  • Provide proactive, consultative support to the LOBs for managing the requirements of CIBC’s Control Framework. Serve as the Subject Matter Expert on key controls
  • Interpret requirements of and guide the business’s compliance with corporate governance programs (e.g. GRLR, outsourcing, privacy, regulatory, change management, etc.)
  • Applying a solid understanding of business controls and business processes, identify opportunities for continuous improvement of the LoB’s controls environment. Apply root cause analysis, trending and other methodologies to develop actionable recommendations for control design
  • At the operational level, manage the key controls testing program (OPC, LCM) including developing controls testing plans and assessing control testing results on a Quarterly basis. Manage CIBC’s quarterly Risk Self Assessment and Control Self Assessment (RSA/CSA) process including executive reporting
  • Support the deficiency management process to ensure that the business meets established timelines while fulfilling remediation expectations
  • Identify operational risk and control deficiencies and ensure that deficiencies are properly documented and updated in CIBC’s centralized Internal Control Repository
  • Determine appropriate actions to mitigate control deficiencies
  • Monitor and report progress of deficiency remediation to the Director, Operational Risk Portfolio Management and to the LoBs management
  • Provide oversight and support to the LoBs during the remediation period to ensure that all deficiencies are appropriately mitigated on time
  • In conjunction with the Director Operational Risk Portfolio Management, work with CIBC’s Operational Risk Division to manage the quarterly operational risk regulatory capital process and ensure compliance to operational risk regulatory capital guidelines as mandated by Basel II
  • Identify and assess new issues that may impact quarterly capital
  • Influence and negotiate capital impacts with Stakeholders
  • Lead development of capital scenario analyses, determining impact on the portfolio’s overall capital
  • Nurture strong, effective relationships with executives and other key partners in the LoBs as well as CIBC risk associates, governance groups and external regulators (e.g., Legal, Compliance, Internal Audit, Privacy Office, AML Group, Control Division, OSFI, etc.)
  • Actively maintain specialized industry knowledge of operational risk management principles, practices, policies and regulatory requirements sufficient to provide value-add consulting to Business Banking
  • Understanding of internal control, risk management, regulatory compliance, operating procedures, and key process standards
  • Strong verbal and written communication skills, able to logically package and effectively present information and guidance to stakeholders at various levels across CIBC
  • Highly developed interpersonal and relationship management skills
  • Highly developed analytical and problem solving skills, combined with a can-do approach
  • Planning, project management and scheduling skills sufficient to be effective in prioritizing and meeting deadlines
  • Team player who is able to build consensus, bring balance when faced with potentially conflicting perspectives, and work effectively with multiple stakeholders to achieve common objectives
  • Demonstrated ability to work in a fast-paced business environment with a high degree of change
  • Prior experience and knowledge of Mortgages, Lending, Insurance or Deposits is an asset
5

Manager, Operational Risk Resume Examples & Samples

  • 5 plus years in leading similar programs in a financial institution environment
  • In depth knowledge of fraud programs, security, and insurance
  • Excellent communication skills, both verbal and written; ability to communicate effectively with all levels of organization
  • Ability to partner with leaders to address operational risk matters
  • Ability to manage a team
  • Excellent analytical, organizational , business acumen, and report writing skills
  • Ability to research, interpret, and translate complex regulatory requirements and communicate to stake holders
6

Senior Manager Operational Risk Resume Examples & Samples

  • Chair the Bank’s US Operational Risk Committee and serve on other applicable ad hoc committees as required
  • Design the U.S. Operational Risk Appetite Framework which will be a key component of the overall U.S. Risk Appetite Framework
  • Develop Operational Risk Management standards and tools that align to Basel/industry practices and ensure effective processes to identify, measure, manage, monitor and report on operational risks
  • Develop and conduct Operational Risk Management training as required
  • Lead the Risk Control Assessment (RCA) process for U.S. Legal Entities and Subsidiaries of the Bank
  • Challenge U.S. new products and services risk assessments to ensure all risks in the Bank’s Inventory of Operational Risks are appropriately considered
  • Collaborate with U.S. Businesses and support groups to establish Key Risk Indicators at the Enterprise and RCA Level. Ensure appropriate KRI owners are identified and provide timely information
  • Perform Business Environment and Internal Control Factor assessments of the U.S. operating environment
  • Establish a scenario analysis component to the Operational Risk Management program that create plausible, yet unlikely, extreme operational loss events
  • Establish and maintain a central repository of Operational Risk events
  • A minimum of 5-10 year experience working in a operational risk/financial institution setting
  • Bachelor’s Degree in business administration, finance, or similar field. Graduate degree or industry certifications strongly preferred
  • Working knowledge of Capital Markets and current regulatory environment in the Financial Service Industry
7

Senior Manager, Operational Risk Methodology Resume Examples & Samples

  • Provide thought leadership in the development of sound operational risk management practices
  • Develop, recommend and enhance overall ORMF in line with CORM strategy and Basel requirements
  • Develop ORMF standards and tools that align to Basel/industry practices and ensure effective processes to identify, measure, manage, monitor and report on operational risks
  • Develop Enterprise approach to key ORMF components (e.g. RCA, Process Risk Assessments, KRIs, Event Capture, Risk Appetite, New Product Approval, etc.)
  • Create, recommend and facilitate approval of Operational Risk policy and standards for BMOFG that incorporate operational risk limits and tolerances as approved by the Board of Directors
  • Create and manage process to gain consensus of Operating Groups regarding the framework, policy and standards
  • Sponsor the consistent implementation of these methodologies in the Operational Risk areas
  • Incorporate on an ongoing basis feedback received from Operational Risk Management groups to enhance the ORMF components
  • Assist in the development of Corporate Policy and Corporate Standards
  • Provide subject matter expertise and guidance on the bank’s operational risk framework to ensure that management is aware of the bank’s operational risk-taking philosophy, policy, authority structure, procedures and processes
  • Ensure that the methodology underpinning the ORMF support convergence/alignment across related frameworks (e.g. SOX, compliance) and provide influence to ensure alignment is established and/or maintained
  • Develop and manage an inclusive process for defining the plan and processes to ensure understanding, compliance and readiness for operational risk requirements under the Basel Accord as interpreted by regulators in the jurisdictions that BMOFG operates
  • Sponsor and drive implementation of the AMA program components for the enterprise
  • Conduct environmental assessment, industry and regulatory scans to anticipate, interpret and advise of necessary or potential changes to the Risk Framework in BMO and to ensure organizational preparation for future regulatory changes
  • Represent BMO Operational Risk strategies and methodologies to external bodies, regulators and industry forums
  • Act as the subject matter expert on Basel and other regulatory initiatives
  • Understand and interpret Basel requirements for operational risk, acting as a subject matter expert on all aspects of AMA implementation (capital allocation, model, scenario implementation, loss event capture, RCSAs, BEICF)
  • Translate the requirements into achievable and timely actions and processes such that AMA methodology is imparted and embedded in BMO
  • Provide education and create awareness of operational risk definitions, scope and requirements under the regulations
  • Coordinate and align Basel work with other Risk and business groups to facilitate integration, efficiencies and economies where appropriate
  • Escalate issues and potential exposures to senior management
  • Drive Relationship Management and Internal Integration
  • Build collaborative relationships with risk and support groups across the enterprise
  • Liaise internally with the Director Performance Management Shared Service to ensure complimentary reporting toolsets in support of ORMF components
  • Consult with Operational Risk Officers to ensure integrated methodology application and integration and to share vision, align objectives and achieve goals
  • Promote effective working relationships with regulators
  • Develop the risk regulatory engagement model and standards
  • Through industry groups (ORX, ABA, CBA, RMA), support the development of regulatory requirements for operational risk
  • Promote the communication of regulatory engagement standards and best practices
  • Recommending – new frameworks, policies and standards to govern operational risk in accordance with Basel requirements
  • Advising – provide solicited and unsolicited advice on enterprise and Banking Group operational risk and on Corporate/regulatory requirements
  • Escalating – of issues and potential Basel Accord compliance exposures
  • Monitoring – of practices, processes, mitigation to ensure compliance with corporate and regulatory requirements
  • Challenging – provide independent assessment of operational risk methodologies & processes, and challenge business leaders to ensure adherence to acceptable risk standards
  • Influencing – understanding and acceptance of BMO operational risk policies and standards
  • Monitoring – implementation of operational risk management framework
  • Service providing – create methodologies, tools and processes that ensure compliance with regulatory requirements and bank policy and that facilitate efficiencies and economies in managing operational risk
8

Senior Manager Operational Risk Canadian Banking Resume Examples & Samples

  • Support the Director(s) in the implementation and enhancement of the risk and control assessment program, which provides effective and efficient identification, measurement, assessment, and reporting of operational risk with a particular emphasis on the applicable business line. This will include participating in due diligence reviews, research and the preparation of workshop materials and drafting the risk and control assessment reports
  • Support the Director(s), Operational Risk in the review, assessment and enhancement of the Bank's operational risk management tools and methodologies including KRIs, Scenario Analysis, Business Environment Surveys, New Product & Services reviews as required
  • Participate in Facilitated Working Sessions for RCSA's as required
  • Participate in quarterly Operational Risk Committee meeting as required
  • Analyze issues raised through the RCA process and other reviews including those performed by Audit, Shareholder Auditors, and Regulators to determine significant risks
  • Support other projects as required
  • Have a breadth of experience in risk management or related areas
  • Have relevant business line experience in Canadian Banking, Wealth or Insurance
  • Possess excellent written and verbal communication skills required to prepare communications and interact effectively with senior levels of management throughout the Bank
  • Possess excellent organizational skills and ability to prioritize effectively and efficiently
  • Possess strong presentation and facilitation skills with ability to clearly articulate ideas
  • Strong business acumen and ability to manage multiple competing projects and priorities under time pressure without compromising quality
  • Demonstrated ability to complete and analyze quantitative and qualitative research
  • Demonstrated excellent MS PowerPoint, Word, and Excel skills
  • Demonstrated independent initiative and highly motivated team player
9

Manager\senior Manager Operational Risk Resume Examples & Samples

  • Champion the U.S. Operational Risk Management Framework and best practices within the Bank while acting as a center of excellence for Operational Risk
  • Create, recommend, and facilitate approval of the U.S. Operational Risk Management Framework as well as policies/standards for the Bank
  • Coordinate with Operational Risk Management counterparts globally to share best practices and methodologies to reduce risk and meet regulatory requirements
  • Develop Operational Risk Management standards and tools that align to industry best practices and ensure effective processes are in place to identify measure, manage, monitor and report on operational risks
  • Develop and conduct Operational Risk Awareness training
  • Provide oversight and objective challenge to the 1st Line of Defense
  • Oversee the Risk & Control Assessment (RCA) process for U.S. Legal Entities and Business Lines
  • Collaborate with U.S. Businesses and support groups to establish Key Risk Indicators (KRIs). Ensure appropriate KRI owners are identified and provide timely information
  • Perform the Scenario Analysis component to the Operational Risk Management program that creates plausible, yet unlikely, extreme operational loss events
  • Maintain a central repository of Operational Risk incidents
  • Perform Deep Dives to assess the effectiveness of controls surrounding key processes
  • Make recommendations to remediate risk gaps leading to agreed Action Plans or Risk Acceptances
  • Ensure awareness of IT Risks, including Cyber Security, Data Leakage Prevention (DLP), Logical Access, IT Incidents
  • Provide input and challenge into the U.S. Vendor Management program and associated risks
10

Manager, Operational Risk Mangement Resume Examples & Samples

  • Identify the risks the insurer faces
  • Regularly report to Senior Management, Key Persons in Control Functions, and the Board of Directors on TDI's operational risk profile, and details on the risk exposures facing TDI and related mitigation actions as appropriate
  • Maintain the Internal Loss Event Database for TDI
  • Monitor External Loss Event environment and assess vulnerabilities within TDI
  • Required to execute on assigned TD Insurance ORM initiatives such as policy/framework development, business risk and control reviews, process documentation and mapping
  • Ensure that all tasks are prioritized and delivered in accordance with the needs of all stakeholders
  • Assist with communication to key stakeholders, obtaining support and buy-in for new initiatives
11

Manager Operational Risk & Control Resume Examples & Samples

  • The Manager Operational Risk & Control will be focusing on
  • Facilitate Business Environment Analysis
  • Facilitate Risk Control Self Assessments
  • Collect and report Key Risk Indicators
  • Collect data on Operational Risk incidents and losses
  • Collect data on External loss events
  • Monitor follow-up on actions from issues and incidents
  • Planning and coordination of execution of the elements
  • Share results within team
  • Bachelor’s or University degree (accounting, finance or economics)
  • 3 plus years of experience in Operational Risk
  • Sound knowledge and understanding of risk management principles and practices
  • Relevant working experience in a (global) banking or financial services environment
  • Demonstrated track record & strong focus on process standardization & controls
  • Strong interpersonal, communication and influencing skills
  • Ability to interface effectively with all levels of the organization
  • Ability to travel up to 10%
  • Proven analytical, problem solving, and process oriented skills
  • Proactive and innovative self-starter while being able to organize the work in an efficient and timely manner in order to meet set deadlines
  • Knowledge of process management and root cause analysis techniques
  • Cash Applications and/or Factoring knowledge and experience a plus
  • Excellent verbal and written communication skills (especially English)
  • Excellent computer skills, Excel, Word & PowerPoint a must
  • Eye for details & accuracy
12

Manager, Operational Risk Resume Examples & Samples

  • Advanced understanding of industry practices and risk reporting fundamentals
  • Solid understanding and knowledge of the business planning process, reporting cycles and requirements, protocols for sign-offs and information sharing, and key business metrics
  • Advanced analytical and problem-solving skills, with advanced ability to analyze a risk exposures
  • Conceptualization, presentation & communication skills, with an ability to quickly understand concepts and translate them into meaningful information
  • Advanced facilitation/ presentation skills
  • Strong report-writing skills, with ability to create and organize varying forms of business information while developing it into cohesive, meaningful, professional reports and presentations
  • Advanced written and oral communication skills, with the capability to present and articulate complex concepts
13

Senior Manager, Operational Risk Resume Examples & Samples

  • Facilitation and oversight of the implementation of the Operational Risk Management Framework, including providing insight to the Board on the ORMF
  • Reviewing and challenging business risk reporting, assessments, incidents and assurance activities
  • Minimum of 8+ years direct experience or in a related risk discipline, such as Compliance or Internal or External Audit, gained within a dynamic international financial institution or professional services firm
  • The ability to think laterally with strong problem solving, persuasive skills and an ability to grasp abstract concepts and complex situations
  • Excellent communication skills, both verbal and written, with the ability to initiate and lead conversations with business leaders and risk management colleagues regarding anticipated and emerging issues
  • A working knowledge of trading businesses and operations, as well as the the regulatory environment in which Macquarie operates
  • The ability to work independently as well as collaboratively within a global matrixed organisation to deliver results
14

SVP Senior Manager Operational Risk Resume Examples & Samples

  • Agility to work with a group of people who know more about a given topic and not be afraid to challenge
  • Identifies issues and outlines scope. Probes beyond symptoms leveraging prescribed root cause analysis tools and techniques to determine the underlying causes of problems
  • Strong process management and problem solving skills; working knowledge of RCA techniques (Ishikawa, Five Why’s and related six Sigma tools)
  • Proficiency with, Excel, Word, PowerPoint, Outlook, and Visio
15

Senior Manager Operational Risk Resume Examples & Samples

  • Provide Governance, oversight to the operating model of 1B Line of Defence as it relates to the RCSA and Scenario Analysis programs
  • Design, implement, monitor and provide ongoing support of processes and procedures required for managing assigned programs: Risk Control Self Assessments and Scenario Analysis
  • Provide subject matter expertise, training and guidance to ensure adoption of policies, process and procedures by all IB Units
  • Maintain ongoing communication with units to implement and maintain processes that support the proactive identification, assessment and management of operational risks
  • Develop effective Process and Procedures that assist with the creation, analysis and monitoring of RCSA’s and Scenario Analysis
  • Ensure assigned programs and processes are in compliance with Bank policies and external regulatory requirements in coordination with Compliance terms
  • Develop and implement metrics and measurement methods to assess and monitor countries’ compliance with assigned Operational Risk programs
  • Provide effective and efficient identification, measurement, assessment, and reporting of operational risk with a particular emphasis on the applicable business line. This will include due diligence reviews, research and the preparation of workshop materials and drafting the risk and control assessment reports
  • Excellent knowledge Operational Risk
  • Excellent interpersonal and communication skills, written and verbal for interacting with offices with varying cross cultural and language differences
  • Thorough knowledge of International Banking and its operations/processes
  • Strong analytical, innovative and creative design skill
  • Excellent working knowledge of EXCEL, WORD, PROJECT, POWERPOINT, Access, Lotus notes and other database systems
  • A thorough understanding of the Bank's methodology
  • Fluent in English and Spanish required
16

Manager, Operational Risk Resume Examples & Samples

  • 7 – 10 years relevant experience
  • Professional risk management, accounting or auditing background or 5+ years of experience in banking or financial services
  • Knowledge of product systems
  • Process coordination and management (in depth)
  • Legislative Compliance Management (working)
  • Analytical Thinking (in depth)
  • Problem Solving (in depth)
  • Risk Management (in depth)
  • Organizational Understanding (working)
  • Change management (working)
  • Financial and data analytic tools
17

Manager, Operational Risk & Modeling Resume Examples & Samples

  • Actively lead the development and enhancement of the various DFS operational risk models including operational risk Basel category models, credit card fraud models well as economic capital models, in line with industry best practices and regulatory requirements
  • Ensure timely and accurate quantification of operational risk and fraud losses for business planning as well as critical capital planning activities such as CCAR / DFAST
  • Proactively identify data trends or other developments that may impact key drivers of operational risk
  • Continuously evaluate internal and external practices, including regulatory and peer institution practices, to ensure DFS is using "best in class" statistical and analytical methods, while adhering to regulatory requirements
  • Develop timely analyses and reports for regulatory requests, Internal Audit, BURLs, senior management (DFS Risk Committee and DFS Board of Directors), Capital Planning Committee and the Operational Risk Committee
  • Establish and maintain a thorough understanding of key drivers of risk in Discovers overall business
  • Working independently, with limited guidance, leading projects and providing guidance to other team members in modeling and analytics
  • Support other Operational Risk projects as required, including various enterprise-wide operational risk activities and ensure complete, accurate and timely completion of deliverables
  • Advanced degree such as Masters / Ph.D. in Statistics, Econometrics, Economics, Actuarial Sciences, Mathematics, Engineering or other related analytical field
  • 6+ years of experience in risk management and financial services required; Prior experience in operational risk modeling and other quantification techniques preferred
  • Direct prior involvement in the Basel II AMA and/or CCAR/DFAST process is definitely a plus
  • Demonstrated analytical abilities, both qualitative and quantitative, with the ability to use innovative approaches to finding practical solutions
  • Strong ability to recognize emerging issues and make timely and effective decisions
  • Proven ability to work and communicate effectively with business partners and risk stakeholders at all levels
  • Excellent organizational and project management skills, with a proven ability to balance independent project work with cross-departmental responsibilities while meeting deadlines
  • Lean, Six Sigma and/or demonstrated process improvement expertise a plus
18

Senior Manager Operational Risk Resume Examples & Samples

  • Working with the business to identify of key business elements and supporting critical data elements on key reports
  • Helping to define remediation projects to address data quality findings
  • Reporting on data remediation project progress
  • Contribute to the execution of special investigations which are performed upon specific request of the Chief Risk Officer
  • Build strong and effective relationships throughout the entire organisation acting as an ambassador for data quality within business lines, providing training & awareness sessions and on-going support as necessary
19

Manager, Operational Risk, Capital Markets Resume Examples & Samples

  • 5-7 years post-academic experience, with 2 to 3 years in a financial institution with exposure to the capital markets business in 1st line, operations, risk, or audit is a must
  • 1st line Capital Markets business experience is an asset
  • Experience in product and process management, implementation of governance and controls, operational risk management oversight or related 2nd line function
  • A completed and recognized Post-Secondary Degree
20

Manager Operational Risk Resume Examples & Samples

  • Preparing various operational risk assessment reports as and when required by Group Operational Risk and submitting the reports to the Head of Risk for review
  • Providing risk assessment reports that cover the operational risk profile of the Business Unit (BU), operational risk losses and corrective actions related to internal audit and regulatory review comments
  • Providing assessments based on the status of implementation of operational risk policies and procedures
  • Review and challenge the effectiveness of business management of operational risk and compliance with the operational risk framework and policies by reviewing directorates operational reports submitted to Operational Risk
  • Provide executive management with an update on all identified risks and controls ensuring a level of comfort through effective risk management
  • Design, implement and maintain the operational risk framework and policy, as well as supporting tools to align with Absa Group risk framework and policies by establishing standards for operational risk policies based on Group and local banking sector standard
  • Provide clear direction to team members on the operational risk strategic plan and key focus areas and ensure their understanding and buy-in
  • Ensure implementation of the Barclays risk governance standards and policies in the BU, in the compilation and provision of required information to be included in the various Risk Governance Forums as well as to meet reporting and risk escalation requirements
  • Ensure that processes, control requirements and risk management frameworks that have been designed for the area are understood by all members of the team
  • Oversee the activities of the team to ensure effective delivery of service to stakeholders
  • Allocate duties to team members in order to achieve operational targets including prioritisation and work schedules
  • Develop a high performing team by embedding formal performance development and informal coaching
  • Exposure to Risk Governance and Control Committees
  • Experience in risk elements especially operational risk management
  • Experience in dealing with multiple stakeholders
  • B Degree in Risk Management
  • 3 Years’ operational risk environment experience
  • 3 Years’ experience as an Operational Risk Officer or Manager
21

Senior Manager Operational Risk Resume Examples & Samples

  • 1) Risk and Control Self-Assessment (RCSA) Program. Support the management and delivery of the RCSA Program; which is conducted on business units and/or key processes as identified by management. Related activities include
  • 4) Relationship Management. Maintain strong relationships with the Canadian Banking business units and applicable support and control functions to remain current on new developments and emerging risks
  • Thorough knowledge of Bank's regulations, policies, procedures, operations and functions
  • Excellent knowledge of the roles and responsibilities of Canadian Banking business units as well as support and control functions crossing all delivery channels
22

Senior Manager Operational Risk Resume Examples & Samples

  • Perform deep dives on teams or processes within the U.S. operating environment
  • Investigate Operational Risk Incidents, compile incident reports, agree and track remediation efforts
  • Provide oversight, support and challenge to the multiple components of third party vendor relationships utilized by the U.S. businesses
23

Manager, Operational Risk Resume Examples & Samples

  • Provide indirect leadership and coaching to junior members of the team supporting the effective execution of this role's accountabilities
  • Identify opportunities to improve the efficiency and value gained through the execution of the ORM Programs
  • Lead the WBTORM relationship with one or more Functions within the team's portfolio
  • Build and maintain strong, collaborative relationships with key segment and corporate partners
  • Develop and maintain knowledge of 1st line business unit objectives and strategic project goals in order to deliver the most effective solutions
24

Risk Manager, Operational Risk Resume Examples & Samples

  • Champion the U.S. Operational Risk Management Framework (ORMF) and best practices within the Bank while acting as a center of excellence for Operational Risk
  • Create and conduct Operational Risk Management training as required
  • Develop and establish operational risk policies and standards while providing oversight and objective challenge to the 1st line of defense
  • Challenge U.S. new products and services risk assessments to ensure all risks in the Bank's Inventory of Operational Risks are appropriately considered
  • Collaborate with U.S. Businesses and support groups to on Key Risk Indicators. Ensure appropriate KRI owners are identified and provide timely information
  • Execute scenario analysis for multiple U.S. units that create plausible, yet unlikely, extreme operational loss events
  • Act in a consultative capacity, providing advice to teams on controls and risk reduction methods
  • Participate in creation of Operational Risk Reporting and presentation of information in multiple committees
  • Bachelor's Degree in business administration, finance, or similar field. Graduate degree or industry certifications strongly preferred
25

Senior Manager, Operational Risk Resume Examples & Samples

  • 1)Risk and Control Self-Assessment (RCSA) Program. Support the management and delivery of the RCSA Program; which is conducted on business units and/or key processes as identified by management. Related activities include
  • 4)Relationship Management. Maintain strong relationships with the Canadian Banking business units and applicable support and control functions to remain current on new developments and emerging risks
  • Excellent problem solving and negotiating skills
  • Excellent written and verbal skills to prepared documentation and interact effectively with other bank departments
  • Expert knowledge of Excel, PowerPoint, Word, and Visio
26

Manager, Operational Risk Resume Examples & Samples

  • Assist in establishing and maintaining an Operational Risk Management (ORM) Framework within the business/support units and all China branches that enables identification, assessment, mitigation, measurement, monitoring and reporting of key operational risks
  • Monitor the effectiveness of ORM at the business/support units and on China-wide basis
  • Assist management in the assessment of key operational risk issues and profile of the business/support units and the Country-wide
  • Assist in reporting and escalating operational risks to the relevant senior management-level committees with recommendations on appropriate risk mitigation strategies
  • Comprehensive knowledge of banking products/services, activities and operations
  • Able to work with business/support units at all levels in rollout of various operational risk management processes
27

Manager, Operational Risk Resume Examples & Samples

  • Assist with executing all aspects of the Operational Risk Management Framework, including facilitating Risk and Control Self Assessments, documenting key risks and controls, developing action plans to address control gaps and providing effective challenge to the adequacy of controls
  • Identify, research, evaluate, and/or resolve risk issues impacting the business, including conducting control reviews or gap analyses for existing processes, as needed
  • Establish and maintain relationships with Prudential and PGIM Risk Functions and PGIM Real Estate Business and Functional Leaders including internal audit, legal, compliance, operations, and finance
  • Identify and ensure key risk indicators are developed and reported appropriately
  • Monitor, analyze and communicate emerging risks and trends
  • Understand Prudential’s Operational Risk Management policies and procedures to ensure compliance with the Operational Risk Management framework
  • Assist with management and execution of Vendor Risk Management, Records Management and Business Continuity programs
  • Bachelor’s degree strongly preferred
  • 5-8 years of related work experience with a minimum of 3 years in risk management, audit or similar function within the institutional asset management business; prior experience in real estate investment management strongly preferred
  • Familiarity with private and public asset classes
  • Working knowledge of Sarbanes-Oxley, Privacy, Vendor Management and other regulatory requirements
  • Strong project management skills and ability to manage multiple priorities
  • Strong analytical, critical thinking skills and solutions oriented
  • Must be a self-starter, highly motivated, and a team player
  • Ability to work independently, think outside the box, and demonstrate creativity and innovation
  • Strong attention to detail with the ability to summarize and communicate complex issues effectively, both orally and in writing
  • A limited amount of travel may be required
28

Manager, Operational Risk-prudential Resume Examples & Samples

  • Support business processes by reviewing, monitoring, and assessing the control environment for new and established products and activities
  • Analyze and report operational risk events, identifying root causes of control breakdowns, developing remediation plans, performing scenario analysis reviews
  • Serve as liaison between the Business and Internal Audit for engagements, and tracking the resulting issues and action plans until effective closure
  • Prior experience in operational process mapping and internal control design
  • Demonstrated track record of sound judgment and decision making skills
  • Ability to effectively interact with all levels of management
  • Strong MS Office (Word, Excel, PowerPoint) skills required and
29

Senior Manager, Operational Risk Sydney Resume Examples & Samples

  • Providing thought leadership, practical advice and education on relevant policies and best practices for operational risk management
  • Reviewing new business opportunities ensuring that key operational risks are identified and managed
  • Understanding the business risk profile and key processes and, where appropriate, acting as a catalyst for change
  • Independently validating business risk and control self assessments
  • Investigation, analysis and follow up of existing and emerging operational issues, including targeted projects or reviews as required
  • Oversight, mentoring and development of junior staff
30

Senior Manager, Operational Risk Resume Examples & Samples

  • Support risk coverage partners working with the first line of defense to develop, implement and monitor risk-based programs to identify, assess and mitigate operational risk
  • Determine/understand significant changes impacting the Business, internally and externally, and ensure appropriate actions to mitigate risk and modify/expand controls
  • Prepare risk reporting materials and operational risk governance committee documents, including the monthly operational loss reporting package for the risk governance committee and quarterly operational risk reporting metrics for regulators
  • Work with your partners in creating effective root-cause analysis for significant events
  • Provide risk management support for the Operations, Brokerage Product & Risk Management and Market Risk business units. The Brokerage Product & Risk Management business unit includes: fixed income and agency trading desks, margin risk management, futures risk management, and the product management of: trader tools, margin lending, cash management, securities, new issues, and market data
  • Provide guidance around New Product Approval requirements through the product life cycle
  • Monitor Key Risk Indicators and other control metrics to identify negative trends and potential control gaps
  • Ensure effective communication between Compliance, Legal, Vendor Risk, Model Risk, BCP and other second line enterprise organizations and first line businesses to effectively address risk and control issues
  • Experience with Retail Brokerage highly desired
  • Advanced degree a plus
  • Experience with the Archer GRC Platform a plus
  • Experience with SQL queries a plus
31

Senior Manager Operational Risk Resume Examples & Samples

  • Education in business management with an emphasis in Finance or Accounting combined with 7-10 years experience in financial services in a risk related role
  • Strong knowledge of operational risk management programs,practices and related regulation and operational risk capital approaches
  • Ability to influence and innovate and implement change
  • Knowledge of the Bank's business lines and structure
  • An accounting related qualification or audit experience would be considered an asset
  • Spanish language ability would be an asset
  • Must have very strong written communication skills