Business Risk Manager Resume Samples
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Business Risk Manager Resume Samples
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M Beer
Marshall
Beer
66468 Ruecker Fields
Philadelphia
PA
+1 (555) 413 3260
66468 Ruecker Fields
Philadelphia
PA
Phone
p
+1 (555) 413 3260
Experience
Experience
Houston, TX
Business Risk Manager
Houston, TX
Borer-Adams
Houston, TX
Business Risk Manager
- Development and management of an effective Issue Governance Framework to provide comprehensive F2B monitoring of issues and actions
- Assisting the Director on the ongoing development and governance of the risk control/framework for the APAC business
- Together with the Business Risk Management team; define and execute the F2B Risk Framework strategy across Global AM EMEA
- Assist in the development, implementation, and periodic performance of key controls
- Together with the Head of Business Risk Management; define and execute the F2B Risk Framework strategy across Global AM APAC
- Together with the Head of Business Risk Management; define and execute the F2B Risk Framework strategy across Global AM Americas
- Providing administrative, technical and professional support in Risk Management area to UBS Business Solution Centre
Houston, TX
Private Bank Business Risk Manager
Houston, TX
Beatty-Legros
Houston, TX
Private Bank Business Risk Manager
- The role will report to the Private Bank Head of Business Risk and Control Management
- Ensure compliance, operational risk controls in accordance with HSBC or regulatory standards and policies; and optimize relations with regulators by addressing any issues
- The jobholder will ensure the fair treatment of our customers is at the heart of everything we do, both personally and as an organization
- The jobholder will ensure the fair treatment of our customers is at the heart of everything we do, both personally and as an organisation
- Risk Appetite
- The responsibilities under this role for each of the areas of focus are as follows
- Policy and Governance
present
Houston, TX
Senior Business Risk Manager
Houston, TX
Keeling-Johnson
present
Houston, TX
Senior Business Risk Manager
present
- Provide oversight and advisory support in ensuring processes are robust and adhered to by leading, in collaboration with the Business, the development of control plans and procedures
- Partner with the Business to ensure the Business is adequately prepared and positioned for audits (internal/external/regulatory)
- Assist in performing root cause analysis of OpRisk incidents and in the tracking of measures agreed to remediate the processes and control gaps that led to the incidents
- Proactively monitor and ensure that all open action points, including action plans resulting from audits (internal/external/regulatory) and reviews, are implemented and satisfactorily resolved within the set deadlines
- Design and support the maintenance of the supervisory oversight framework including the supervisory controls framework and other location supervisory tasks/formalities
- Lead and perform quality assurance reviews of supervisory control tasks and other thematic reviews, as relevant
- Conduct and/or support in strategic reviews/initiative
Education
Education
Bachelor’s Degree in Creativity
Bachelor’s Degree in Creativity
Cornell University
Bachelor’s Degree in Creativity
Skills
Skills
- Strong attention to details
- Passion for efficient, timely and professional delivery of pragmatic and practicable solutions
- A strong knowledge of Microsoft Office products especially excel
- Strong attention to detail and analytical skills
- Strong analytical and conceptual skills and ability to understand complex procedures and processes; project management skills of advantage
- High attention to details and good conceptual skills to come up with solutions
- Coordinate quarterly risk assessments and deliverables, including CPRA and other related deliverables
- Excellent organizational skills and good priority management to meet deadlines
- Reliable team player with a strong sense of responsibility
- Knowledge and understanding of applicable FSA Regulation
15 Business Risk Manager resume templates
Read our complete resume writing guides
1
Business Risk Manager Resume Examples & Samples
- Design and delivery of training and communications to Client Advisors
- Design and implementation of the overall IS Framework and controls, taking into account regulatory requirements and internal UBS policies
- Knowledge of Wealth Management business, processes and products
- Experience in control /risk management function
- Clear understanding of Investment Suitability preferred
- Strong risk awareness mindset with the ability to balance control/risk with business needs
- Familiarity with pre-trade/post-trade controls, risk identification and mitigation
- Strong analytical and problem solving skills, with solution-oriented mindset
- Strong facilitation and mediation skills to lead discussions towards closure
- Excellent communication skills, able to work with all levels of stakeholders
2
Business Risk Manager Resume Examples & Samples
- Drive resolution of issues through managing and streamlining monthly reporting and escalating issues
- Work closely with the functional Business Risk Management teams to establish consistency in the implementation of Operational Risk Framework across the functions
- Identify and implement Group COO cross-functional coordination / best practice in response to Operational Risk Framework developments and developing guidance on specific issues identified as requiring consistent cross functional implementation
- Provide risk coverage for Group CEO, Board of Directors, and BDE functions and take ownership of a broad spectrum of tasks and projects from start to finish and be responsible for issue escalation and resolution
- Coordinating and managing projects across multi-regional business management and logistics communities and contributing to the development and evolution of the GCOO Risk Management function
3
Business Risk Manager Resume Examples & Samples
- Together with the Head of Business Risk Management; define and execute the F2B Risk Framework strategy across Global AM APAC
- Define and execute the newly introduced Business Risk Assessment (IRAM), including establishing and monitoring effective controls within an agreed risk tolerance
- Support the business in their Internal Control Assessment Process (ICAP)
- Coordinate risk queries and reviews from Regulatory Bodies
- Provide local and regional management with support and updates on risk inquiries and matters
- Coordinate Post Implementation Reviews for NBI / TRPA
- Coordinate regional business reviews as necessary
4
Business Risk Manager Resume Examples & Samples
- Identify, assess and analyze operational risk and regulatory topics
- Manage / monitor risk profile via the established Operational Risk Framework (risk indicators such as control results, metrics, current & emerging risks, operatonal and IT incidents, quarterly risk assessment process)
- Collaborate with department and team heads and proactively define holistic solutions which meet the interests of the business (e.g. review and design of controls, adaptations of the control framwork due to process changes)
- Closely interact and collaborate with stakeholders within Operations, Operational Risk Control, Legal and Group Internal Audit
- Provide expert advice and feedback and actively support business in managing regulatory issues
- Background in banking operations
- The ability to form your own view on risk across the business
- Commitment to quality, time and delivery
- Fluency in German and English
- Proficient in MS Office (Word, Excel, Power Point)
5
Business Risk Manager Resume Examples & Samples
- Manage the daily activities of the Advisory Solution risk team
- Partner with various stakeholders to ensure that the business is adequately prepared for audit reviews from a risk and regulatory point of view
- Actively manage projects, taskforces and working groups
- Coordinate regulatory related initiatives within the sector
- Review, discuss and challenge all aspects of risk with the business
- Actively manage all open action plans resulting from Audits, ORIs are carried out and officially closed with the agreement of the respective control functions within target deadlines
- Strong understanding of the Advisory business
- Bachelor / Master degree
- Ability to work under pressure and stringent guidelines and to manage a diverse and challenging workload effectively
- Strong inter-personal and stakeholder management skills
6
Business Risk Manager Resume Examples & Samples
- Overall responsibility for coordinating and sponsoring the Technology platform on behalf of the Equities function. The candidate would work in close coordination with our IT colleagues in ensuring proper functioning of Equity systems including both RTB and CTB functions. Candidate would be the Equity subject matter expert dealing directly with the investment teams regarding their technology needs. Associated analysis and project management duties as well
- Overall responsibility for coordinating and sponsoring the Operations platform on behalf of the Equities function. Similar to IT the candidate would work in close coordination with our Operations colleagues in ensuring proper functioning of Equity systems. This would include current state as well as new product development needs
- Overall responsibility for the day to day functioning of the control system including the ICAP assessments and reporting. Role would also include primary responsibility for the reporting and analysis of risk items including the OREDB and reporting and tracking of ORIs. This role would also have coverage over regulatory issues and updates
- Select responsibility for financial data including headcount, internal cost allocation metrics, GCAP keys and overall mapping of invested assets to strategies and performance data
- The creation and maintenance of management information reports. In doing so the candidate would also be tasked with creation of sustainable formats and/or "systems to do so
- The creation of various financial and strategic analyses
- Preparation of materials for off sites and management meetings
- LI-Priority
- LI-Recruiter
7
Business Risk Manager Resume Examples & Samples
- Leading the team and acting as deputy to the Divisional Information Security Officer (DISO) for Global Asset Management
- Working with the Group Informational Security Officer and the DISO community to implement Group wide Information Security Policies including but not limited to Client Data Confidentiality, Access Control, Cybersecurity, and Records Management
- Work with the Global Asset Management staff to educate them on the Group wide Information Security Policies
- Minimum of 8 years of experience in the financial industry, preferably in an Information Security and/or IT Risk role
- A very proactive, driven and committed team player mindset, with strong communication and interpersonal skills to interact with staff and senior management
- An independent and proactive working style and a solution oriented mindset
- Full fluency in English (verbal and written)
8
Business Risk Manager Resume Examples & Samples
- Conducts moderate to complex analysis. Assists in developing, maintaining, and improving program analysis of transaction trends, fraud strategy effectiveness
- Analyze the loss due to fraud and overdraft and work with partners in loss forecasting
- Work with partners in developing Operational Key Risk Indicators and associated benchmark
- Ability to understand business needs, diagnose performance issues, and develop recommendations through combination of data analysis and business critical thinking
- Familiarity with current analytical techniques, e.g. regression, decision trees, segmentation techniques, etc and experience with portfolio management and/or loss forecasting
- Drive for results
9
Business Risk Manager Resume Examples & Samples
- Coordinate, manage, assess and challenge operational risk identification and assessment across the Group Finance function including an ongoing review of key risk indicators
- Ensure remediation activities to address operational risk issues, events or audit actions are appropriate and sustainable
- Provide key stakeholders (FEC, FORC, Functional MCs, OR aligned staff) with timely and accurate reporting of all operational risk related items
- Promote Operational Risk governance within the product control function Group Finance Operational Risk processes managed by the FORM team include
- Risk reporting - Reporting of all Group Finance's risk issues and other key risk indicators (including audit points, ICAP results, OR events, balance sheet substantiation results and other KPIs) to a number of key stakeholders including the Finance Executive Committee (FEC) and Finance Operational Risk Committee (FORC)
- Implementation of ORF 2.0 across Group Finance
- Actively challenging all Group Finance functions on the identification, completeness, assessment and remediation of risks
- Design, coordination, maintenance and independent review of all Group Finance internal control assessments (ICAP)
- Design, coordination and challenge around OR event reporting
- Monitoring of action plans, risk issues and audit points and escalation of any overdue items
- Coordination and/or involvement in 'deep dive' reviews
- Testing of SOX critical key procedural controls
- Reviewing balance sheet substantiation results
- Acting, where appropriate, as key liaison with internal and external auditors and assisting with internal policy governance
- Perform balance sheet substantiation processes proof calls
- Prepare and present monthly summaries of the Operational Risk issues to the functional heads and interested parties
10
Business Risk Manager Resume Examples & Samples
- Portfolio analytics - dissection of transaction trends, fraud strategy effectiveness, risk tool performance, customer segmentation
- Loss forecasting – fraud and overdraft losses. Lead the initiative for the Mumbai team
- Development of Operational Key Risk Indicators and associated benchmarks
- Data Infrastructure management including Futrix cubes maintenance and change management controls
- Oversight of capacity plans in fraud operations units including review of planning models, input drivers and variance analysis
- Standardized reporting – increasing efficiency and self-service capabilities
- 8+ years of U.S. consumer lending and /or retail bank experience
- Managerial experience in leading small team
- Master’s degree in business management, finance or accounting
- Strong verbal and written communication in English – have the ability to present information confidently in a crisp and easily understandable way
- Exhibited leadership and desire to oversee the development of credit analysts in the team
- Project Management skills ability to work within time constraints in a highly regulated industry
11
Business Risk Manager Divisional Risk Control Framework Resume Examples & Samples
- Validate the design and ensure operating effectiveness of key controls executed in the PB&WM division
- Independent execution of key control testing incl. development of testing concept, selection of in-scope controls, execution and overviewing of testing activities, documentation of findings, development of adequate control enhancement measures and control of respective implementation
- Close interaction on a global basis with key control owners and further key stakeholders from front and back office units throughout the PB&WM and across divisions (e.g. Credit Risk Management)
- Assess adherence of Know Your Customer (KYC) and Flow of Funds (FoF) documentation to required CS quality standards
- Communication, explanation, discussion of review results with responsible relationship managers
- Documentation of findings and tracking of remediation actions
12
Business Risk Manager, Luxembourg Resume Examples & Samples
- Act as subject matter expert for the cross-border framework with focus on related policies, processes and controls, issue tracking, risk monitoring and assessment as well as the definition of entailed required adaptations of the policy and control framework
- Initiate, support and track end to end implementation required due to changes in the policy framework (e.g. documents, processes, controls, training curriculum, etc.)
- Represent cross-border topics in relevant decision bodies or working groups
- You foster an effective relationship building and demonstrated the ability to work effectively with and influence people up, down and across the organization
- You have a strong sense for topics with analytical background
- Good command of English is required
13
Business Risk Manager Global Fim Business Risk Management Resume Examples & Samples
- Ensure that risk issues are identified and reported to senior management
- Closely work with other cross divisional functions
- Monitoring risk mitigation actions
- Develop strong relationships with internal stakeholders such as Client Advisors and Desk Heads
- Proactive lead and support of business risk projects
- University Degree or professional school and/or banking apprenticeship with professional experience
- Indeep and sound knowledge of the Wealth Management business and preferably with additional risk management experience
- Strong conceptual, analytical and judgment skills
- Project management skills and ability to cope with deadlines and to work in a target oriented environment
- Fluent in English and German will be an asset
- Other languages like French or Italian will be an advantage
- Willing to travel within CH on a regular basis
- Strong interpersonal/communication skills and assertiveness, able to interact with multiple functional line management, team members and Client Advisors
14
Business Risk Manager Resume Examples & Samples
- Cooperating with internal risk functions and central teams located in Krakow, London and Zurich
- Participating and leading projects that aim to enhance risk and governece framework in our company
- Providing administrative, technical and professional support in Risk Management area to UBS Business Solution Centre
- Supporting internal control owners in Internal Control Assessment Process responsibilities like control and assessment administration
- Implementing and consistent operation of Information Security processes and principles
- Participating and leading projects that aim to enhance risk and Information Security Awareness framework in our company
- Delivering information to Business Continuity Plan owners on status and requirements
- Providing guidance and trainings to staff members
- Performing Business Continuity Plan tests
15
Business Risk Manager Resume Examples & Samples
- Support the execution of the F2B Risk Framework across Global Asset Management Asia Pacific, including
- Minimum of 5 years of experience at a financial institution, preferably in Asset Management
- Minimum of 3 years of experience working in Asia Pacific locations
- Independent and proactive working style, solution oriented
- Very good communication and interpersonal skills (written and verbal) to interact with staff and senior management
- Proficiency in verbal and written English and Mandarin
- Knowledge of other Asian languages (including Korean & Taiwanese) would be an advantage
16
Business Risk Manager Resume Examples & Samples
- Coordinate and liaise with business unit functional leaders to ensure all ERM and regulatory deliverables are met in an accurate and timely manner
- Act as the conduit for information sharing, project planning, and delivery of related work products to ensure ERM and the business unit are in synch with expectations and results
- Manage ROITR list and communicating status on behalf of the business
- Identify risks and opportunities, packaging detailed analysis into an executive summary. Clearly present information to management
- Represent, along with others from business unit management as necessary, the business unit at ERM meetings
- Collaborate with ERM to confirm priorities and agenda’s, both short and long term in nature
- Coordinate quarterly risk assessments and deliverables, including CPRA and other related deliverables
- Bachelor’s degree in Business, Accounting, Finance, Statistics, or Risk or equivalent experience
- 7+ years related work experience or four to six years’ experience with advanced degree
- Financial services experience with solid business acumen; knowledgeable of macroeconomics
- Strong organization, management, and communication skills essential
- Demonstrated ability to lead and coach cross functional teams, particularly on a 360 basis without direct control
- Experience with models and general modeling concepts
- General knowledge and overall understanding of risk management (an umbrella view of risk)
- Demonstrated ability to manage multiple deliverables and commitments
- Demonstrated ability to communicate key messages and influence others
- Advanced degree in fields related to Business, Accounting, Finance, or Statistics or Risk
- 10+ years related work experience or six to eight years’ experience with advanced degree
- Broad risk management experience
17
Business Risk Manager Switzerland Resume Examples & Samples
- Together with the Head of Business Risk Management; define and execute the F2B Risk Framework strategy across Global AM Switzerland
- Support the business in defining appropriate Key Prodedural Controls and in executing their Internal Control Assessment Process (ICAP)
- Through effective reporting, identify risk areas in current business processes and support management and the COO organization in the definition and execution of mitigation plans
- Coordinate internal risk queries and risk reviews including ORI reviews to ensure sustainable remediation of issues
- Understand implications for changes to the regulatory environment and coordinate risk queries and reviews from Regulatory Bodies
- Support approval of new complex product launches and coordinate
- Minimum of 5 years of experience in Financial Services, preferably in Asset Management working in either a front, middle or back office role
- Minimum of 5 years of experience working in Swiss locations
- Very good communication and interpersonal skills (written and verbal) to interact with, support and challenge senior management
- Very proactive, ability to manage multiple complex tasks driven and committed team player
- English and German (verbal and written)
- Excellent MS-Office knowledge (Excel/Access VBA programming skills would be an advantage)
18
Senior Business Risk Manager Resume Examples & Samples
- Provide oversight and advisory support in ensuring processes are robust and adhered to by leading, in collaboration with the Business, the development of control plans and procedures
- Partner with the Business to ensure the Business is adequately prepared and positioned for audits (internal/external/regulatory)
- Keep abreast of and partner with other control teams such as General Counsel and other risk teams in ensuring the relevant regulatory requirements are understood and embedded within the Bank’s control framework and processes
- Proactively monitor and ensure that all open action points, including action plans resulting from audits (internal/external/regulatory) and reviews, are implemented and satisfactorily resolved within the set deadlines
- Design and support the maintenance of the supervisory oversight framework including the supervisory controls framework and other location supervisory tasks/formalities
- Conduct and/or support in strategic reviews/initiative
19
SVP Business Risk Manager Resume Examples & Samples
- Have at least 8+ years of relevant experience in the private banking business risk capacity
- Be familiar with private banking products and regulations
- Have a good mindset and understanding of business flows/processes of the private banking industry
- Be proficient in English is a MUST
20
Business Risk Manager Resume Examples & Samples
- Together with the Business Risk Management team; define and execute the F2B Risk Framework strategy across Global AM EMEA
- Define and execute the Business Risk Assessment (IRAM), including establishing and monitoring effective controls within an agreed risk tolerance, and support the business in defining appropriate Key Procedural Controls as well as in executing their Internal Control Assessment Process (ICAP)
- Support approval of new complex product launches and coordinate Post Implementation Reviews for NBI / TRPA, as well as provide comprehensive risk reporting to senior management
21
Business Risk Manager Resume Examples & Samples
- Participating and leading projects that aim to enhance risk and governance framework in our company
- Supporting internal control owners in Internal Control Assessment Process responsibilities like control and
- Assessment administration
22
Private Bank Business Risk Manager Resume Examples & Samples
- Strong knowledge of operational risks and controls, financial crime risk, and/or regulatory risks preferably through experience in front line, Risk, Compliance, and/or Audit roles. Risk, Compliance, or Audit certifications/designations a plus
- Background in Banking or Financial Service. Private Banking / Wealth Management knowledge a plus
- Strong written and verbal communication skills, including the ability to clearly document the current state and any recommendations, communicate and present to all level of staff, and influence key stakeholders
- Ability to prioritize and work independently under pressure within a team environment
- Ability to use strong judgmental skills to identify and resolve complex problems while adhering to timelines and quality of output
- Minimum 4 years’ experience
23
Business Risk Manager Resume Examples & Samples
- You are partnering with Client Facing Employees and other key stakeholder and act as a risk, control and procedure subject matter expert on various topic (such as Investment Suitability, Cross Border, AML, Anti-Fraud etc) providing expertise and advice from front to back
- You are driving process improvements through effective risk management based on root cause analysis and risk awareness
- You are representing the LBRM team on risk and control related issues in meetings with department internal and external stakeholders
- You are providing support on location risk reporting and risk/audit related items as well as on running the monthly Risk Management Committee meeting for the Singapore location
- You are providing support to FO and other stakeholders during audits and department external reviews recommending solutions to address gaps identified and tracking and monitoring the closure of audit points
- You are representing the LBRM team in projects and initiatives to ensure business risk are being addressed adequately.
24
Business Risk Manager Resume Examples & Samples
- Review new client relationships from a risk perspective and provide recommendation to Senior Management on effective opening of the business relationship
- Tracking and follow-up of remediation actions for account opened with conditions
- Provide guidance and support to Relationship Managers on KYC/AML standards and requirements
- Ad-hoc assessment on specific transaction and/or client constellation (AML / Reputational risk)
- Coordinate the regular KYC review by PB Front teams and measure effective and timely completion
- Provide support to the Senior Management regarding the implementation of risk mitigating measures
- Participate to the definition, maintenance and execution of PB Front control framework and Key
- Risk Indicators reporting
25
Business Risk Manager Resume Examples & Samples
- Assisting the Director on the ongoing development and governance of the risk control/framework for the APAC business
- Supporting the on-going development of the risk policies and procedures for the APAC business
- Assisting the Director in ensure the first line of defense controls are in place for the HK and Greater China market
- Risk reporting and relevant escalations to managment
- Participating in any projects or trainings
- Have at least 2-4 years of relevant experience in Risk Management within the PWM space
26
Business Risk Manager to the Head of Traded Market Risk Resume Examples & Samples
- This is a full time facilitative role that requires a combination of focus and flexibility, as well as a willingness to play an active role, but at the same time it will give the candidate the opportunity to gain a high level view of the market risk function across the group
- Preparation for, and facilitation of, a variety of high profile external and internal stakeholder meetings, ensuring that the objectives are realistic, and that the Head is well-briefed and that their time is leveraged most effectively. This may include querying, understanding subject matter and challenging senior members of staff and asset class MROs and assisting in their preparation for interactions with the Head
- Preparation of Agenda and coordinating materials for quarterly Townhall meetings involving the global Market Risk audience
- Proactive identification of issues that could impact the successful execution of the Head’s commitments, and escalating those about which the Head should be aware and ensuring the appropriate SMEs are engaged appropriately
- Coordination/orchestration of projects or commitments directly involving the Head and her direct reports. This responsibility primarily focuses on ensuring alignment among the often disparate stakeholders and, when such alignment is absent, sharing this fact with the Head and recommending mitigating approaches
- Liaising closely with the IB CRO Chief of Staff office with regards to audit and regulatory issues, as well as projects and initiatives affecting market risk led by the CoS office
27
Business Risk Manager Americas Resume Examples & Samples
- Together with the Head of Business Risk Management; define and execute the F2B Risk Framework strategy across Global AM Americas
- Through effective reporting, identify risk areas in current business processes and support management and the COO organization in the definition and execution of mitigation / process enhancement plans
- Understand implications of changes to the regulatory environment and coordinate risk queries and reviews from Regulatory Bodies, and work with the regulatory management team to ensure regulatory changes supported by Global AM's F2B processes and controls
- Coordinate business and risk reviews as necessary
- Provide comprehensive risk reporting to senior management
- Minimum of 15 years of experience in Financial Services, preferably in Asset Management working in either a front, middle or back office role Minimum of 5 years of experience working in Americas locations
- Very proactive, ability to manage multiple complex tasks, driven and committed team player
- English (verbal and written)
28
Business Risk Manager Resume Examples & Samples
- Drive the consistent implementation of the GO risk framework within the organization
- Ensure appropriate Oversight & Governance is in place within the Service Line Organization
- Engage and challenge Assessment of Key risks of operational processes; partner with them and to drive sustainable Risk identification, assessment, monitoring, & remediation
- Advise and assist with the management of Audit Points, ORIs and action plans
- Program Implementation & Ongoing Oversight of global risk programs in support of the RRM "Virtual Team" concept (EUAs, KPCs, Risk Events, etc)
- Provide efficient & effective risk summaries and metrics reporting to meet risk & regulatory management requirements accross multiple reporting functions (Legal Entity, regional, Service Delivery)
- Lead and feed into global and regional Risk related projects on an ad hoc basis
- Bachelor's degree or foreign equivalent required
- Ten to fifteen years experience and proven track record in operations or finance risk management
- Strong leadership skills to manage multiple stakeholders
- Team player with strong organizational skills and ability to make decisions and exercise sound judgment under pressure
- Exceptional service management focusing on increasing efficiencies and supporting new initiatives within the firm
- Ambition to take on additional responsibility and grow career
29
Business Risk Manager Resume Examples & Samples
- Daily discretion within assigned authority. Decisions beyond assigned authority are referred to higher levels of management for approval
- Minimum of five years experience in Audit, Risk Management, or Compliance
- Experience in Asset Management a plus
- Ability to understand, identify, and challenge key risks and controls that require testing within processes
- Strong teamwork, organization, complex problem resolution, and initiative
30
Business Risk Manager Resume Examples & Samples
- First point of entry for Market / Segment Management and Desk Heads; provide adequate support as a team to all regions, segments, locations and Quality Desk
- Advice Market / Segment Management on Risk Management, enable strategic discussion about risk exposure and risk appetite and support related actions
- Perform quarterly Market Risk Review / RCC Meetings in cooperation with other BRP functions
- PMM Risk Impact Model: evaluate teams and individuals and provide transparency to market management
- Incident Management: assessments, interviews with stake holders, discuss and propose measures and implement
- Review risk control results / trends with Regional RCCs, incl. recommendations
- Regular interaction with stakeholders and central functions (CORC, Legal, GIA, HR, etc.)
- Banking education with several years of work experience, ideally with risk and/or legal focus
- Good banking products and front processes knowledge
- Conceptual capability to understand and discuss legal documents and topics with the internal experts in the Legal and Compliance department
- Good German and English language skills, both oral and written are required
- Good MS Office skills (PowerPoint, Excel, Word)
- High risk awareness and exemplary risk behavior
- Reliable team player with a strong sense of responsibility
- High level of self-assuredness and authority
- Excellent organizational skills and good priority management to meet deadlines
- High attention to details and good conceptual skills to come up with solutions
- Adaptable communication skills to deal with a variety of personalities
31
Business Risk Manager SIN Resume Examples & Samples
- You are supporting Front Office Management by providing expertise and by conducting supervisory controls and thematic reviews owned by the business
- You are providing support in identifying and assessing key operational and business-related risks across the PB Singapore platform and where relevant, recommend solutions to manage, mitigate and monitor the key risks identified
- You are representing the LBRM team in projects and initiatives to ensure business risk are being addressed adequately
32
Business Risk Manager Resume Examples & Samples
- Working closely with business management and support and control functions across AM to ensure business and operational risk issues and remediation actions are effectively managed
- Development and management of an effective Issue Governance Framework to provide comprehensive F2B monitoring of issues and actions
- Supporting management to ensure actions are sustainably closed in line with guidelines from CORC and GIA and ensuring controls are updated and implemented to effectively mitigate and manage our business and operational risk within appetite
33
Location Business Risk Manager Resume Examples & Samples
- Lead location business risk management on risk and control related issues in meetings with department internal and external stakeholders
- Identify and assess key operational and business-related risks across the PB HK platform
- Review operational and supervisory controls and where required recommend solutions for improvement and facilitation
- Support senior management in performing supervisory controls
- Act as a risk and controls subject matter expert by providing expertise and advice to key stakeholders from front to back within PB Hong Kong
- Coordinate location risk reporting (based on risk map, audit points and incidents) for the Branch Meeting
- Establish business risk management procedures and standards working with regional and global risk stakeholders
- Provide Audit co-ordination support, recommend solutions and propose issue response, track and monitor closure of audit and MICOS items
- Conduct special ad hoc reviews and participate in projects and help to ensure implementation of all business risk related tasks/projects
34
Temporary Business Risk Manager Private Banking Resume Examples & Samples
- Strong social skills with a focus on service and high level of flexibility
- Sense of responsibility with the ability to work independently and proactively
- Fluency in English and German, any market relevant language skills are an advantage
35
Business Risk Manager Resume Examples & Samples
- Challenge and improvement of risk control assessments and control monitoring activities across AMG
- Perform thematic reviews of key risk areas within AMG to an exceptional standard
- Share best practices across AMG
- Coordinating tasks across multiple geographies
- In depth understanding of business needs, recommending solutions relevant with business changing demands
- Pro-active building of positive working relationship and networks within AMG and with key stakeholders
- Build credible working relationships with AMG offices and with senior and key stakeholders
- Demonstrate high level of personal integrity, consistently dependable and set exceptional standard with personal accountability and pro-activity
- Improve the standards of control monitoring and risk identification and assessment across AMG
- Ensure thematic reviews are promptly performed, followed up and appropriate action taken to mitigate any issues arising
- Experience of working in a control function (operational risk / audit / internal control) in an asset manager
- Good understanding of key operational risks facing the asset management industry
- Good understanding of operational risk practices and of a control environment
- In depth knowledge of asset management
- Well organised, autonomous and determined
- Graduate calibre
- Rapid understanding of complex issues and action required
- Be aware of the Operational Risk scenario associated with your role and act in manner that takes account operational risk considerations
- Ability to maintain internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators
- Understand, follow and demonstrate compliance with all relevant internal and external rules, regulations and procedures that apply to the conduct of the business in which the job holder is involved, specifically Internal Controls and any Compliance policy including, inter alia, the Group Compliance policy
36
Business Risk Manager Resume Examples & Samples
- Provide comprehensive risk reporting to senior management and other divisional / cross-divisional risk committees
- Supervision, tracking and quality assurance of Risk & Audit Items
- Drive the business risk related policy consultation process and implementation for the business area
- Coordinate and / or support governance related topics / projects
- Drive the forward looking risk assessment / trend analysis
- At least 5 years in-depth experience in the Wealth Management business preferably in a risk management, compliance, operational risk or internal audit type of role
- Passion for efficient and professional delivery of pragmatic and practicable solutions
- Self-starter, creative and ability to work independently as well as a part of a team
- Proactive, driven and committed team player
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Junior Business Risk Manager, Luxembourg Resume Examples & Samples
- Identification, assessment and remediation of operational risks (financial, reputational, regulatory, legal risks etc.) throughout the value chain
- Consolidation and assessment of the risks identified and produce the related reports to the Management
- Performance of regular controls and ad hoc checks
- Act as subject matter expert with focus on policies, processes and controls, issue tracking, risk monitoring and assessment as well as the definition of entailed required adaptations of the policy and control framework
- Monitor changes and ongoing regulatory developments affecting the business
- Initiate, support and track end to end implementation required due to changes in the policy or regulatory framework (e.g. documents, processes, controls, training curriculum, etc.)
- First experience in the Wealth Management business preferably in a risk management, compliance, operational risk or internal audit type of role are an asset
- You are self-organized, accurate and hands-on with good communication skills
- Strong conceptual, analytical and judgment skills being able to break down complex issues
- Desire to work in a team as well as independently to make things happen
- Excellent skills in MS Office applications is required
- Fluent in English (oral and written), additional language skills are an asset
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Junior Business Risk Manager, Luxembourg Resume Examples & Samples
- Manage / monitor risk profile via the established Operational Risk Framework (risk indicators such as control results, metrics, current & emerging risks, operational risk incidents as well as monthly risk assessment process)
- Review, discuss and challenge the business on all aspects of risk management
- Closely interact and collaborate with stakeholders within Operations, Business Management, Legal, Compliance and Group Internal Audit as well as external auditors for SOC reporting and annual audits
- Perform operational error analyses and formulate findings and recommendations
- Provide expert advice and feedback, as well as actively support business in managing regulatory and business risk issues
- Support projects, taskforces and working groups
- Firm and able to clearly articulate the rationale for decisions made
- Fluency in English –knowledge of German and/or French beneficial
39
Private Bank, Business Risk Manager Resume Examples & Samples
- The role will report to the Private Bank Head of Business Risk and Control Management
- The role holder will demonstrate an ability to execute the role with a level of autonomy while being mindful of when to seek guidance and approval
- Strong analytical and problem solving skills with the ability to draw appropriate conclusions and consider alternative and lateral solutions
- Bachelor’s degree required. Advanced degree a plus
40
Senior Business Risk Manager Resume Examples & Samples
- Assist the Products Control Unit Head in defining and implementation of the control unit mandate activities
- Partner with various stakeholders (including Product stakeholders, GC, LCOO representatives etc) in conducting the relevant risk reviews and control checks in accordance with the agreed annual risk control plan
- Provide value-added recommendations towards enhancing the control framework and environment of Products
- Involvement in special reviews/initiatives as required
41
Global Functions Continuity of Business Risk Manager Resume Examples & Samples
- Oversight of the implementation of the CoB Policy and Standards requirements and other CoB Program elements, including completion of BIAs (Business Impact Analysis), BRPs (Business Recovery Plans), and CMPs (Crisis Management Plans), coordination of the testing of BRPs and CMPs, management reporting and escalation of issues, training and awareness
- Oversees business unit compliance with Global Business Continuity-related regulations in conjunction with the local compliance officer and the regional Business Continuity Management Teams. Provides direction and support to all BRCs supporting the Business Continuity Plans for Finance and Risk Management
- Crisis Management: Implementation of Office of Emergency Management (OEM) and CoB Crisis Management Standards, Pandemic Coordinator responsible for delivering all requirements as outlined in the CoB Infectious Disease (pandemic) Operating Plan. Responsible for ensuring the Business Level Crisis Management Plan is complete, compliant, and maintained according to CoB/OEM Crisis Management Standards. Manage crisis management exercises
- Responsible for CoB recovery site requirements and coordination
- Assist with facility threat and vulnerability analysis (TVA) and proximity risk analysis; specify CoB requirements to mitigate Single Points of Failure (SPOF)
- Assume a CoB leadership role, which requires senior staff who can influence senior stake holders without direct line authority
- Ensure adequate level of business engagement, competency, and independent risk management
- Ensure that staff appointments are made with sufficient consultation and awareness
- Collaborates with senior business leaders to achieve CoB program goals and objectives
- Builds relationships with management to garner support and raise the profile of CoB Officers in the business
- Provides oversight to ensure that processes and projects are completed in a timely manner
- Monitors CAPs and remediation efforts in response to security events, assessment and audit results
- Maintains up-to-date knowledge of the status of all CoB programs and initiatives within the Finance and Risk business area
- Influences and negotiates with senior leaders across functions. Participates and communicates with professional external parties as needed
42
Senior Business Risk Manager Resume Examples & Samples
- Collaborate with the Business in relation to key initiatives, projects, new business and provide value-added and practical advice/recommendation
- Partner with the Business in driving efforts around the analysis, defining the solution and implementation approach/timelines of new and regulatory requirements and changes thereof
- Provide oversight and advisory support in ensuring processes are robust and adhered to by driving, in partnership with the Business, the development of control plans and procedures
- Be the primary FLDS contact point for vertical specific requests and queries
- Involvement in key ad/hoc projects and special reviews/initiatives as required
- Effective relationship building, communication and analytical skills; has demonstrated the ability to work effectively with all levels within the organization
- Confident and mature in managing relationships across a broad group of stakeholders and in being able to clearly articulate and defend their viewpoint
- Proficient knowledge of the front-to-back processes within a PBWM setup, preferably in the Products space and/or prior experience/knowledge in Investment Banking
- Competent analytical skills and the ability to synthesize complex information within a short period of time
- Independent worker and the ability to work under pressure
- Meticulous and detail-oriented
- Minimum 10 years of relevant working experience in a financial institution, private banking or related industry, preferably in a risk/assurance function (regulatory experience is highly relevant)
43
Business Risk Manager Resume Examples & Samples
- Define and execute the Business Risk Assessment (IRAM), including establishing and monitoring effective controls within an agreed risk tolerance
- Support the business in defining appropriate Key Procedural Controls and in executing their Internal Control Assessment Process (ICAP)
- Coordinate internal and external risk queries and risk reviews including ORI reviews to ensure sustainable remediation of issues
- Provide Regional and Functional Management with support on operating and risk inquiries and matters
- Review and provide approvals for new complex product launches and coordinate Post Implementation Reviews for NBI / TRPA
44
Business Risk Manager Resume Examples & Samples
- You are partnering with Client Facing Employees and other key stakeholders and act as a risk, control and procedure subject matter expert on various topic (such as Investment Suitability, Cross Border, AML, Anti-Fraud etc) providing expertise and advice from front to back
- You are supporting Front Office Management by providing expertise and by conducting supervisory controls as well as thematic reviews owned by the business
- You are representing the location FLDS team on risk and control related issues in meetings with department internal and external stakeholders
- You are representing the LCOO/FLDS team in projects and initiatives to ensure business risk are being addressed adequately
45
Business Risk Manager Resume Examples & Samples
- Partner with various stakeholders (including Product stakeholders, General Counsel, Location COO representatives etc) in conducting the relevant risk reviews and control checks in accordance with the agreed annual risk control plan
- Identify and assess process/procedure exceptions, validating these prior to escalating such instances
- Drive control enhancements, leveraging on the identified process/procedure exceptions noted
- Assist in performing root cause analysis of OpRisk incidents and in the tracking of measures agreed to remediate the processes and control gaps that led to the incidents
- Assist in the proactive tracking of audit points and perform verification reviews of action points prior to closure in the MICOS actions tracking system
- Ensure the timely implementation of control improvement plans resulting from Risk and Controls Self Assessments (RCSA) as well as action items from risk reviews
- Support the maintenance of the supervisory controls framework, including the design and implementation of supervisory controls
- Coordinate the Risk and Control Self Assessments (RCSAs) for the Products teams
- Conduct and/or support in special reviews/initiatives as required
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Senior Business Risk Manager Resume Examples & Samples
- Be the P&S SME for all RCSA activities
- Oversee and maintain a relevant RCSA framework and process(es) for P&S APAC through close collaboration with AP FLDS and ORM
- Manage the performance of all RCSA activities across all P&S verticals
- Ensure a coordinated and consistent RCSA approach across all P&S verticals
- Ensure timely and quality completion of all RCSA activities and deliverables
- Prior experience in contributing towards and implementing the RCSA (or equivalent) framework and processes
47
Business Risk Manager Resume Examples & Samples
- Administers the STAR Sponsor Management Program, including enrollments, terminations and reporting requirements for all sponsored entities into the STAR Network (ISO, ESO, MSO and MD)
- Handles incoming waiver requests, performs in-depth review of the impacts of granting or denying waivers and extensions to the STAR Network Operating Rules
- Recommends denial or approval of waiver request to Risk Management and Controls Director and handles the creation and distribution of formal response letters
- With Risk Management and Controls Director, analyzes and assists in the drafting of compliance-related STAR Rules for external sources such as Members, Processors, Sponsors and ISOs as well as internal resources such as Relationship Managers, sales executives, Product teams and operational staff
- Assists team members working on compliance issues such as: Sponsor Management, Annual Fraud Certification, Annual Merchant Location Fee, AML Certifications, STAR STATION security, STAR Preferred Program monitoring, Durbin requirements, and PCI monitoring
- Interacts, where appropriate, with Legal and Regulatory compliance programs for STAR Network
- Responsible for escalating critical issues to Risk Management and Controls Director and other departments where appropriate
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Business Risk Manager, ERS Resume Examples & Samples
- Manage a portfolio of clients to involve planning, budgeting, WIP management, management of the team, allocation of resources, reviewing work papers and reporting
- Assist in developing and implementing existing and new market propositions across a number of industry sectors
- Review and finalize written reports on findings and recommendations from team’s project work
- Build and develop long terms relationships with senior stakeholders across our client organizations
- Have a broader perspective of potential issues encountered when managing diverse teams and the strategies to overcome them
- Understand clients' business environment and leading risk management approaches
- Promote and enforce compliance with mandated professional practices and maintain a comprehensive understanding of leading edge tools and methodologies
- Collaborate with the broader Risk Services and Deloitte team to provide a whole of firm / value added service to our clients
- Be responsible for the development and motivation of the team by providing them with leadership, counseling and career guidance
- Complete staff appraisals, provide feedback to team members on an ongoing basis and perform performance reviews of team members after engagements, during Mid-year and Year-end reviews
- Demonstrate advanced understanding of business processes, internal control risk management and related standards
- Understand complex business management processes
- Identify and evaluate complex business risks, internal controls which mitigate risks, and related opportunities for risk management improvement
- Facilitate use of technology-based tools or methodologies to review and assess risk, assess the strength of relevant controls, products and processes
- Employ a structured approach to project management to ensure complete client satisfaction and project profitability
- Develop the incumbent’s expertise in a specialization and reputation as a business advisor
- Develop an advanced level of understanding in key industry(ies) of focus
- Play an active role in practice growth and business development through various marketing activities (proposal writing, events, public speaking, article writing, targeted marketing initiatives, account plans)
- Focus on managing the practice to include budgeting, profitability, strategy, developing capabilities, recruitment, training, competitor analysis and managing quality and risk
- Drive Deloitte’s risk mechanism for client and engagement acceptance
- Ensure all mandatory learning and performance management requirements for the function are completed within deadlines
- Meet targeted utilization and sales participation levels and follow the policies and procedures of the firm
- Strong academics, including a minimum of a Bachelor’s degree: Business/Accounting or Risk related field is strongly preferred
- Qualified in a minimum of one or more of the following designations: ACCA, CPA, ACA, CA, CIA or other relevant professional designations
- 5+ years practical experience working in business or technology risk within a professional services firm or large scale business; 3+ years post qualification experience preferred
- Strong commitment to client service excellence
- Ability to coach, mentor and develop team members
- Ability to quickly develop an understanding of client’s business and needs
- Experience building and managing relationships with senior stakeholders
- Ability to present and sell ideas and recommendations to both technical and non-technical audiences
- In depth knowledge and experience of relevant compliance and reporting framework and regulatory environment is required
- Experience working on large scale projects within any of the following sectors; Public sector, Financial services, Energy & resources or other targeted sectors
- Strong technical abilities in risk related methodologies, combined with strong business acumen
- Ability to review, analyze and resolve most complex technical issues
- Ability to develop and present new ideas and conceptualize new approaches and solutions
- Ability to thrive in an environment of pressing deadlines, manage multiple engagements at the same time, and manage change and ambiguity
- Superior oral and written communication skills proven through extensive report/proposal writing experience and excellent presentation skills
- Experience in performing process and control reviews to highlight potential issues/inefficiencies and make recommendations for improvement
- Excellent leadership, organizational and time management skills
- Requires a high level of maturity, professionalism, initiative, integrity and confidentiality
- Excellent client relationship skills and experience with business development
- Excellent working knowledge of MS Office: Excel, Work and PowerPoint
- Ability to work well in a culturally diverse team-oriented environment and independently
- Direct supervisory responsibility includes supervision of Analysts, Consultants and Senior Consultants with the authority to assign resources, review performance and make recommendations to Talent and Partners regarding discipline, recognition, promotion and hiring as appropriate
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Private Bank, Business Risk Manager Resume Examples & Samples
- Reports to the Private Bank Head of Business Risk and Control Management
- Will be the deputy to the Lead Reputational Risk and Client Selection and Exit Secretariate and will engage with senior stakeholders at country level
- Excellent written and verbal communication skills – ability to clearly document the current state and the recommendations
- Minimum 4 years experience
- Understanding of PB objectives and operating model as well as Group policies and standards
- Experience engaging with individuals in senior roles to achieve objectives using appropriate communication and planning skills
- Able to cope with pressure and tight deadlines and be change oriented
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Business Risk Manager Resume Examples & Samples
- Coordinate the design and operating assessment of Key Procedural Controls (KPC) relating to the GODCs and provide risk management support in implementation of Offshoring, Nearshoring and Outsourcing (ONO) governance framework
- Write the half-yearly Internal Control Assessment Process (ICAP) document
- Perform BCM risk assessment of GODC in partnership with APAC BCM teams and GCS BCM strategy
- Support implementation of common group policies as applicable to outsourcing / ODC vendors
- Monitor incidents and events that relate to GODCs ensuring adherence to agreed incident management and escalation Process
- Own the operational risk items for GODC and drive them to closure as a part of GCS risk management set up
- Support the functional teams with support on operational risk elements in collaboration with the GCOO central risk team
- Direct and execute proactive risk management processes in self-identification and capture of risk within the GODC Function
- Direct and execute risk activities in support of audits and information requests from internal and external auditors and regulators
- Prioritize risk activities in accordance with the goals set by GCS Risk Management
- Manage and coordinate remediation activities / coordinate & ensure closure of Audit actions
- Help promote and instil a culture of risk management and delivery excellence across the population of vendor staff in ODCs
- Stay abreast of industry news and regulatory developments to facilitate a more proactive approach to risk identification and mitigation
- Contribute to development of methodologies / processes that measure QA effectiveness and identify opportunities for improvement, and drive related process improvement changes
- Ensure QA activities and process meet UBS data protection policy requirements
- Good understanding of QA in the context of Information Technology, Operations and ability to develop frameworks, methodologies to apply in conjunction with the functional QA leads
- Collaborate with the Business Risk Management teams in GCOO as well as the rest of Corporate Centre and Business Divisions
- Liaise with Risk Managers in Business Solution Centres (BSCs) to identify opportunities to standardise and also to leverage their local presence to provide additional oversight of ODCs in Eastern Europe and China
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Business Risk Manager Resume Examples & Samples
- A successful candidate will be well versed in all aspects of Sales Process, Conduct Risk, and Operational Risk, and be able to apply this within a Wealth Management / Financial Services context
- The ideal candidate will have experience in the wealth management industry. Experience in the financial sector or another regulated sales environment is essential
- A demonstrable understanding of UK & local regulatory framework and experience of the practical application of regulations is desirable
- The successful candidate will be able to demonstrate a high degree of commercial awareness
- Candidates should have experience of reviewing and evaluating current “as is” work flows and acting to automate and improve accuracy and efficiency. They must have experience of understanding and implementing process application “at the coalface”
- Excellent relationship management skills are an essential part of this role, including interaction with senior stakeholders
- The successful candidate will have experience of project management
- The ideal candidate will have a degree level qualification or equivalent
- Strong English language skills are essential
- Be able to demonstrate high standards of integrity and capacity to evoke trust and openness in colleagues
- Be a self starter
- Have the ability to multi task and prioritise with strong organisational skills
- Have the ability to work under pressure
- Be a team player with a capacity for building strong collaborative relationships
52
Business Risk Manager Resume Examples & Samples
- Establish and manage internal controls (measures) and quality assurance,
- Develop and manage processes and procedures
- Track and manage Regulatory and Card Scheme Compliance issues/changes and ensure impact communicated to relevant business areas
- Liaise with clients, Card Scheme representatives and other external bodies to define and implement changes
- Review and maintain compliance of merchant collateral
- Integrate regulatory/Card Scheme compliance into new products, channels, and major programs
- Manage Card Scheme and Regulatory reporting and registration programs
- Managing and developing Business Control analysts within team
- Provide training to relevant business areas on operational and compliance procedures
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Senior Business Risk Manager Resume Examples & Samples
- Sound knowledge and understanding of the regulatory landscape in APAC, in particular, Singapore and Hong Kong
- Minimum of ten years prior experience in a financial institution, preferably in a risk/assurance function
- Excellent knowledge of the front-to-back processes within a PBWM setup, preferably in the Products space and/or prior experience/knowledge in Investment Banking
- Excellent analytical skills and the ability to synthesize complex information within a short period of time
54
Private Bank Business Risk Manager Resume Examples & Samples
- The Senior Manger BRCM is responsible for supporting the head of BRCMwith directing and managing the integration of Core Operational Risk Management activities and providing feedback on the embedding of the Operational Risk Management Framework activities within and throughout their respective area within business, function or HSBC Operations Services and Technology (HOST)
- The Senior Manager BRCM may also be accountable Core Operational Risk Management activities with respect to specific operational risk categories, including FCC, Compliance, Business Continuity, Information Security, Privacy, Fiduciary, Fraud, SOX, Product Due Diligence and Third Party Risk Management (Vendor) as required
- The responsibilities under this role for each of the areas of focus are as follows
- Policy and Governance
- Provide feedback on proposed operational risk policy for the business/function/HOST and likely impacts
- Provide advice to Risk owners and Control Owners regarding operationalrisk policy dispensations. Provide guidance to Risk Owners and Control Owners in adhering to the ORMF (Operational Risk Management Framework) and operational risk policies
- Provide feedback on the embedding and use of the ORMF and the operational risk policies to Operational Risk and to the Risk Stewards
- Ensure and participate in appropriate and effective operational risk governance within the business/function/HOST
- Risk Appetite
- Provide advice to the Risk Owners to support them in setting risk appetite
- Core Operational Risk Management
- Engage with relevant Risk Stewards to contribute to a standard Risk and Control Library for the business/function/HOST, as requested by a Risk Owner/Control Owner
- Co-ordinate the RCA process on behalf of Risk Owners and Control Owners as requested, examples prompting co-ordination may include trigger event monitoring, stakeholder engagement, meeting organization and outputs
- Risk Stewards will be engaged as required
- Provide expert advice to the Risk Owners and the Control Owners in the completion of risk and control assessments, including identifying material operational risks and controls
- Develop and execute control monitoring plans as requested by Control Owners, work with Risk Owner to identify and oversee completion of remediation actions
- Provide expert advise to Risk Owners in the completion of scenario assessments
- Use key indicators set by Risk Owners and Control Owners to facilitate control monitoring
- Contribute to the effective identification, assessment and root cause analysis of material internal risk events, advising and constructively challenging Risk Owners and Control Owners on resolution
- Perform analysis of material external risk events, as requested, advising and constructively challenging Risk Owners and Control owners on impact and mitigation
- Track and provide advice on the completion of management response actions, ensure timely and accurate recording in the operational risk management system, ORION
- Promote operational risk awareness, including training and communications for the Business/Function/HOST
- Ensure adequate BRCM resources with appropriate capabilities are in place to provide required support
- Review and take actions to improve the quality of inputs in the Group’s operational risk management system
- Oversight, Use and Embeddedness
- Co-operate as required with oversight reviews relating to risks and controls, for example with respect to tracking remediation activities
- Produce business/function/HOST operational risk reporting and insight based on RCA results for used for Risk Owners, Control Owners and wider stakeholders or governance. Escalate top and emerging operational risks working with Risk Owners
- Officer in Charge (OIC) for Head of BRCM in small functions, as required by virtue of delegation
- Minimum of a Bachelor’s degree with 10 years equivalent experience. Substantial experience in Banking,
- Risk management and / or internal audit; Audit, Risk, Compliance or Finance professional designation preferred
- Demonstrate a sound holistic and technical understanding of pertinent business areas and Group
- Requirements as detailed in Group Standards Manuals, Functional Instruction Manuals (FIM), and local
- Standards
55
Business Risk Manager Resume Examples & Samples
- Coordinate and liaise with business unit functional leaders to ensure key Mortgage Ops Committee deliverables are met in an accurate and timely manner
- Act as the conduit for information sharing, project planning, and delivery of related work products to ensure TCF Credit and Corporate Compliance and the business unit are in synch with expectations and results
- Manages Ops Committee Policy, Risk, and Operations priority list and communicating status on behalf of the business
- Collaborates with senior leaders across the Residential Mortgage business line as well as TCF Credit and Corporate Compliance to confirm priorities and agenda’s, both short and long term in nature
- Represents, along with others from business unit management as necessary, the business unit at ERM meetings
- Coordinates monthly Mortgage Ops Committee documentation and related deliverables
- Financial services experience
- At least ten years related work experience or six to eight years experience with advanced degree
56
Business Risk Manager Resume Examples & Samples
- Provide project management office and remediation support across our location risk projects
- Organize local governance meetings including the preparation of meeting materials and minutes
- Maintain project documentation, including the tracking of risks, action logs and project deliverables
- Support location BR&RM team in managing and implementing our risk initiatives
- Willing to dedicate the hours to ensure timelines and commitments are managed
- Work well with team members, business partners from all parts of the organisation including Senior Management
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Senior Business Risk Manager Emerging Europe With Focus on Israel Market Resume Examples & Samples
- Ability to perform excellent stakeholder management and to establish and maintain trusted relationships at senior management level
- Team player with strong analytical and conceptual skills combined with a “can do attitude” and a structured, solution oriented approach
- Fluency in English and Hebrew, with following further languages being of advantage: Russian, Greek
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Business Risk Manager Resume Examples & Samples
- Communicating with and influencing internal and external stakeholders to consistently meet, improve and sustain world class service delivery and risk management
- Demonstrating a commitment to enhancing our client experience by supporting a commercially effective control environment
- Identifying and providing solutions to a wide range of business risk management issues and managing specific risk situations, producing regular risk management information, maintaining databases and managing Jersey struck-off and dissolved companies
- Preparing for and attending the monthly local risk committee and supporting the Business Risk Control Assessment
- Conducting business with primary internal and external clients such as; Approved Financial Fiduciary, International Personal, Private Bank, Local Market, Family Office and Funds clients
- Motivating, inspiring and training colleagues, as well as supporting the application of the Sampling Protocols for Intermediaries in Jersey
- A background in financial services and a thorough understanding and appreciation of the need to operate to high risk and regulatory standards
- High technical ability, motivational qualities and enthusiastic approach
- Strong attention to detail and analytical skills
- Ability to deliver results within a time pressured environment, whilst demonstrating world-class service
- Experience working within a commercially minded environment
- CV Review: If you meet the criteria for the role you’ve applied for, a member of our team will be in touch to conduct a short telephone interview to explore your application in greater detail
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Uhnw Business Risk Manager Resume Examples & Samples
- Holistically identifies and assess all type of risks and their interaction
- Reaches out into others divisions (eg Investment Bank), WM locations and involves close interaction with experts of various control functions globally
- Based on a thorough understanding of the risk , proactively design and implement processes and services, in order to enhance our front-to-back delivery, efficiency and strengthen our risk management
- Provide a consolidated view of the risks embedded in Global UHNW in APAC to Senior Management and advice on required measures
- Actively drive risk remediation efforts within Global UHNW APAC
- Perform risk focussed, tailor made reviews of complex client structures in- and outside the WM division
- Closely interact and coordinate with Global UHNW and WM APAC business risk teams, control functions and stakeholders within all divisions of UBS globally
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Business Risk Manager Resume Examples & Samples
- Being the Policy Implementation Coordinator on a divisional level working closely with the various locations and functions to ensure appropriate policy sounding and implementation within Wealth Management; Ensuring oversight and transparency of changes and support related communication
- Acting as Subject Matter Expert for specific global frameworks, such as the WM Finders business, the WM Complaint Handling as well as the Global Guidance on Client Contact Notes, ensuring a consistent definition, implementation and application across locations; supporting the locations in related questions, sharing best practice and in solving related issues
- Performing various Divisional Key Controls in order to support the locations in the efficient and effective monitoring of the respective underlying topics
- Performing risk reviews and assessments in close cooperation with risk experts in our WM organization as well as with corporate and control functions
61
Business Risk Manager IPS & Suitability Resume Examples & Samples
- First point of entry for the IPS Head for all risk related topics in his/ her area of responsibility
- Works closely with all IPS units enabling them to comply with all risk topics related to IPS while analyzing, defining and improving the IPS risk landscape and control framework
- Performs IPS controls as appropriated and follow-up on control results (remediation of deficiencies, identification and mitigation of systemic issues)
- Owns the local implementation of the IPS and Suitability Control framework including design of the controls and implementation in the respective systems and tools
- Performs the IPS and suitability KPCi assessments
- Assess compliance with the regulatory environment (e.g. FINMA, FSA, BaFin) and provide compliant solutions to the business
- Leads reviews of the business, management and control processes to identify risks and to define mitigation action
- Is Subject Matter of Expert for all suitability and product related topics (Advisory Process, Investor profile, regulations etc.)
- Works closely as a Subject Matter Expert with business enabling them to stay compliant with internal and external regulations and requirements
- Develops strong relationships with internal stakeholders, Compliance, Internal Audit and other areas
- Represent Germany in project teams or working groups as risk SME
- Experience with in depth knowledge of investment management, advisory or trading processes including in the context of cross-border, operational, legal, tax, and credit risk
- Proven expertise in the area of Suitability regulations and the implementation of Suitability processes in a Wealth Management environment
- Knowledge of business processes in Wealth Management, in particular in Client Relationship Management and/or Risk Management
- Some project management experience (preferably gained within Wealth Management)
- Experience as client facing employee is a significant advantage
- Ability to build harmonious, effective and responsive relationships with cross-functional partners
- Strong communication skills for information and negotiation at various seniority levels
- Proactive, driven and committed team player with a flexible personality
- Excellent English language skills; German language skills an advantage
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Business Risk Manager Resume Examples & Samples
- Experience in Internal Audit, Compliance, Business Management or Risk Management
- Experience in Private Banking / Wealth Management or Asset Management business and/or control management
- Ideal candidate will have experience of business, process and risk management in financial services
- Flexible approach and willingness to be 'hands -on' as and when required
- Good at brainstorming; can conceptualise new approaches quickly
- Proven track record of delivery in a complex matrix environment
63
Business Risk Manager Resume Examples & Samples
- Face off to Senior Stakeholders locally and regionally across multiple Operations service lines
- Adherence review with GCOO risk framework
- Coordination and delivering of Risk Training / Awareness
- Inputs into the annual review on inherent risk landscape, risk scenarios design effectiveness and test definition of Key Procedural Controls (KPC) in partnership with Service Lines
- Provide assurance and advisory in relation to Regulatory Adherence, BCM, O&O, NBI and policies
- Liaise with GIA, ORC, L&C and regulators
- Potential to obtain light people management accountabilities
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Institutional Business Risk Manager Resume Examples & Samples
- Bachelor’s degree in Business, Economics, Finance or Marketing is preferred
- Minimum 8 years’ experience in financial services with solid experience in a project management capacity desired. Experience in asset management compliance is required. Sales and/or marketing experience is highly desirable
- Solid knowledge of both the industry and the regulatory compliance environment across the APAC region
- Excellent attention to detail, problem solving, project management and organizational skills
- Self-starter and comfortable to be proactive in identifying areas of need within the business and implementing measures
- Ability to work effectively in a team and be comfortable in a “virtual” team setting
- Detail-oriented with strong supervisory, organizational and time management skills
- Ability to present recommended solutions that are align with organizational objectives
- Strong analytical skills, the ability to handle multiple tasks with tight deadlines and make sound decisions under pressure
- Occasional travel
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Business Risk Manager Resume Examples & Samples
- Drive the implementation and maintenance of a standardized Risk Framework within the Americas Region
- Ensure appropriate Oversight & Governance is in place within the Service Delivery Organization
- Risk Program Implementation & Ongoing Oversight
- Assess current metrics and determine if gaps exist
