Risk Specialist Resume Samples

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S Stiedemann

Stephen

Stiedemann

5093 Stehr Spurs

Phoenix

+1 (555) 691 2068

5093 Stehr Spurs

Phoenix

Phone

p +1 (555) 691 2068

Experience Experience

Philadelphia, PA

Risk Specialist

Philadelphia, PA

Quitzon Group

Philadelphia, PA

Risk Specialist

Manage and execute on-going development of the Risk Management methodology and associated processes
Management of multiple work streams or project teams to execute against an existing project or work plan
Take ownership of certain risk controls, which involves defining, performing, and providing evidence of performance for such controls
Provide assistance in the planning / design phase and end-to-end implementation of the Vendor Risk Management process
Exploring opportunities to create new tests and develop automated testing to include key performance indicators
Perform other duties as assigned by the Managers in the Risk Management department
Providing support to the implementation and maintenance of a best practice Operational and Regulatory Risk Management Framework at a business line level

Philadelphia, PA

Credit Risk Specialist

Philadelphia, PA

Harris Group

Philadelphia, PA

Credit Risk Specialist

Monitoring market, regulatory, macro economic and political developments and assessing their impact on the credit quality of counterparties
Accounting knowledge
Providing general assistance to Credit Risk Officers
Preparing and presenting analysis in written format
Performing on-going monitoring of complex deals so that any early signs of distress or deviation from the expected performance are promptly identified
Liaising with Credit Risk Control and Risk Analytics and Reporting departments to ensure that the exposures are adequately reflected in the risk systems
Assessing proposed transactions within the context of the transaction structure to ensure structural risks are properly identified and adequately mitigated

present

New York, NY

LOB Risk Specialist Senior

New York, NY

Hermiston LLC

present

New York, NY

LOB Risk Specialist Senior

present

Support the design and implementation of a risk steward management infrastructure to transform the enterprise third party risk management due diligence and recurring programs into proactive value driven risk assessments
Develop and/or update and maintain internal standards, policies, and procedure manuals to ensure current processes are clearly documented and consistent
Assist in development of recommended strategy to support due diligence risk assessment development and refinement
Executes the risk management programs within or across the lines of business (e.g. - business self-assessment and quality reviews). May lead cross functional teams
Participates in the design and development of the risk management program to meet business and regulatory expectations. Leads in the design and development of specific risk management program components
Performs analysis of testing results and produces risk reports based on that analysis
Provides risk expertise while working with the businesses and other risk partners (e.g., Compliance, Credit, Legal, Audit)

Education Education

Bachelor’s Degree in Business

Bowling Green State University

Bachelor’s Degree in Business

Skills Skills

Proficiency in German (beneficial)
Develop a deep understanding of the WMA CAG Field Organization, the risk and control structure, and develop a front to back risk and control strategy, including documentation
A team player; able to thrive in a fast-paced environment and meet competing and changing deadlines
Prepare quarterly Internal Control Assessment Process (ICAP) reports on status of operational risk controls. Deliver an independent view of Risk across the regions
Advanced knowledge in Microsoft Office products
Excellent verbal and written English and the ability to tailor communications to various audiences
Provide support in internal and external (i.e. regulatory) audits and inquiries, including monitoring and providing updates related to audit findings by ensuring timely closure of audit items and providing evidence of effective remediation and sustainability
Strong project or program management abilities, driving projects and deliverables, and measuring results
Product and Front- and Back-Office process knowledge and experience (beneficial)
Ability to effectively challenge lines of business and functional areas with regards to risk identification and risk mitigation

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15 Risk Specialist resume templates

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Product Group Services Risk Specialist Resume Examples & Samples

Accountable for execution against several key control programs in support of PGS and broader WM Operations area
Perform incident management functions inclusive of proper incident reporting and analytics, root cause assessment and design and execution of remediation plans
Establish and implement internal procedures associated with Operations Risk
Supervise audit activities including risk assessments, audit planning, audit testing, control evaluation, any issue follow up
Manage Information Security activities within the department
Own Business Continuity Planning for the department
Candidate should have experience with operational risk. Including but not limited to BCP, entitlement review, SOP, SOD, SOX, RCSA and WSP
5+ years of financial services experience in audit, compliance, product management, technology management, or Operational Risk Management
At least 5 years industry experience with a significant portion focused on alternative investments (hedge funds, private equity, real estate, etc.), or managed futures
Fluent computer skills in Outlook, Excel, PowerPoint

Credit Risk Specialist Resume Examples & Samples

To analyse counterparties, identify and quantify risk drivers in transaction structures, prepare credit memos, make recommendations and manage counterparty exposure
Analyse credit risks in corporate loan and derivative trade requests in order to recommend accurate credit risk ratings and appropriate risk appetite
Assume primary role for loan transaction execution and presentation at credit committee, from deal inception to financial close
Liaise with clients and internal business units on credit requirements (assisting structuring new transactions), approvals and ongoing relationship management
Manage portfolio of corporate loan and derivative counterparties, including annual and quarterly reviews and adhoc waiver requests
Analyse economic and market events and their impact on the portfolio of counterparties managed
Follow up on timely receipt of financial information from all clients and prepare credit memos and reviews according to firm policy requirements
Mentor and train junior team members
Extensive experience in credit analysis and financial forecasting, assigning ratings, and sizing risk appetite
Familiar with financial markets, financing and risk mitigating structures
Product knowledge e.g. leveraged loans, swaps, FX, equities
Familiarity with legal documentation and risk issues, including LMA and bond documentation, ISDAs, CSAs, netting, and credit mitigating features
Extensive working knowledge of computer applications, particularly Excel (financial modeling), PowerPoint and Word
Good communication skills, including both oral and written with concise report writing abilities
Independent decision-maker with ability to support conclusions
Team oriented, flexible, diligent, self-motivated
Ability to work effectively with wide range of cultures / personal styles
Ability to work under pressure and to deadlines

Operation Risk Specialist Resume Examples & Samples

Responsible for the identification, assessment, management and reporting of Regional Controlling operational risk framework which includes implementing and executing periodic internal control assessments, monitoring of audit points, OR risk issues and action plans, OR events, providing operational risk updates and coordinating with senior Finance management and stakeholders
Monitoring and reporting of financial and regulatory reporting operational risk key indicators utilizing regional processes such as ICAP (Internal Control Assessment Process) and GBSOV (Global Balance Sheet Ownership and Verification / balance sheet substantiation process)
Ensure new issues are identified and assessed based on new business initiatives, accounting policy changes, financial and regulatory reporting requirements, system/infrastructure projects
Interface with legal entity controller and regulatory reporting teams to identify, assess, monitor and remediate operational risk issues
Establish and implement key procedural controls against all material inherent operational risk including SOX relevant control standards
Coordinate the quarterly ICAP for RC Americas including a review of design and operating effectiveness of key procedural controls and evidence documentation
Support the testing of SOX relevant control standards identified in ICAP and manage any identified deficiencies
Prepare monthly remediation updates for open operational risk issues (audit actions, Operational Risk Inventory (ORI) risk issues & action plans) and formal closure documentation
Perform due diligence reviews to ensure remediated audit and ORI actions are sustainable and operating effectively
Review, understand and provide guidance on effective balance sheet ownership responsibilities for RC Americas
Review and communicate changes to the balance sheet substantiation requirements document
Perform monthly OR Analyst review for RC Americas owned unsubstantiated balances
Perform monthly OR Analyst proof calling assessments for RC Americas owned substantiated balances
Review monthly Operations sub-ledger account substantiation exception report and escalate issues as necessary
Provide US Branches balance sheet substantiation exception results to US Branches metrics dashboard
Review and prepare summary of all Americas' region GBSOV unsubstantiated month-end balances by LE controller, reason code including aging and escalation of issues
Participation in monthly OR reviews with the Group Finance Operational Risk Management team as well as ad hoc requests
Responsible for assisting the Regional Controller in the monthly financial close process which includes commentary and documentation of LE controller GCRS (Head Office reporting) sign-offs and cost analysis for the department
Consolidate Head Office GCR SOCA (Sign-Off Checklist Application) sign off by legal entity controllers for regional controller sign-off highlighting exceptions and caveats
Prepare expense trend analysis for RC Americas operating expenses and investigate expense bookings as necessary
Provide RC Americas cost allocation keys to GAC management team
Coordinate completion of EUA (End User Application) line manager assessments required by the EUA Governance Office
Ensure RPM (Regulatory Process Management) database is current and complete for RC Americas' regulatory reports
Prepare annual UBS Securities LLC E&Y Representation Letter sign-off grid which breaks down individual representations to the various responsible areas to support the CEO, CFO, and General Counsel signatories and reviewed by the UBS Securities LLC Board
Support Regional Controller with legal entity capital requests
Support Regional Controller with financial and regulatory reporting projects
BA/BS Accounting or related finance field
Operational Risk experience
Financial reporting and/or regulatory reporting experience (a plus)
Understanding of general ledger and reporting infrastructures
Strong documentation and organizational skills – ability to document work in a clear and proficient manner
Capable of multitasking on numerous responsibilities, while remaining organized
The ideal candidate should be motivated, detail oriented and a team worker
Ability to make connections and understand potential impacts across entities, businesses and functions
Strong Communication, Project Management and Organizational skills and the ability to interact with senior management

Market Operation Risk Specialist Resume Examples & Samples

Advise change on risk and operations related matters for senior management
Individual metrics
Previous experience in WM front office (as CA, CAA or Business Support) will be preferred
Knowledge of UBS processes & systems is desirable
Strong risk management focus and able to analyze issues and see them through to resolution
Organized and detail oriented individual
Project Management skills & experience
Good communication skills. Able to work with all levels of stakeholders

Risk Specialist Resume Examples & Samples

Strong knowledge in evaluation of emerging technologies as they pertain to external regulatory requirements (e.g., PIPEDA, SOX, ISO, CoBIT, COSO, GLBA)
Advanced understanding of project management processes, documentation, audit and signoff authorities
Working knowledge of the Bank’s Policies and Procedures in relation to Risk
Possesses advanced communications skills, both written and verbal
Demonstrates advanced analysis skills & Problem Solving
Meeting & Facilitation Management

Market Operation Risk Specialist Director Resume Examples & Samples

Reports to the MOR Head MIIP/GIAP
Acts as an independent risk advisor to the CTHs of one or more selected APAC markets
Has sign-off authority for designated risk & operational duties to ensure quality execution
Owns and drives the Run the Bank/remediation project portfolio
Reviews and approves authorized set of risk control activities on behalf of DHs e.g. pending items on Periodic KYC, Investment Suitability, AML
Provides sign-off on defined business activities e.g. security / payment transfers, IPO oversubscription, etc
Escalates emerging issues/patterns to DHs/ CTH / RMM to ensure Markets line management are enabled to meet their supervisory responsibilities
Ensures that same control standards are applied across different desks, proper remediation steps are taken for any findings/issues
Follows up and investigates ad-hoc business/risk related cases on behalf of RMM, CTH or LRU
Pro-actively drives process/system enhancements to increase operational efficiency and maximize client time
10 years of experience in Wealth Management, covering Front to Back processes. 5 years of which should be related to directly supporting market teams e.g. Client onboarding, Credit request
Proven experience in control and risk or other comparable judgment capabilities e.g. investment suitability, AML
Excellent problem solving skills with solution oriented mindset, and capable to challenge status quos
Strong attention to process and document details
Excellent analytical skills, logical analysis and strategic thinking. Structured decision making process, and documentation of requirements and decisions
Strong communication (oral and written) and interpersonal skills in order to liaise with members of the organisation at all levels
The ability to manage key client relationships, build productive working relationships with the Business as well as Logistics functions and be able to prioritise and work effectively in a rapidly changing environment with the capacity to proactively anticipate, identify, prevent and resolve problems is required
Ability to operate and deal with uncertainty in a regularly changing environment, while maintaining structure to decision making activities

Risk Specialist Resume Examples & Samples

Accurately and efficiently process daily firm funding transactions and monitor the daily movement of monies to insure proper firm funding at the close of each business day. When troubles arise work with funding banks and our New York counterparts to problem solve and find a resolution
Accurately and efficiently process firm repetitive wires on a daily basis
Along with the department Team Lead and Supervisor, offer higher level of approvals on manual input bank website wires, BPS-ACWS batch wires and RBC Workflow wires, checks and ACH transactions
In addition to approving large transaction wires, this position is also responsible for providing verbal call back verification on wires in excess of $100 million through US Bank for additional risk coverage
Oversee and approve the daily funding wires with our partner banks in excess of $1 billion dollars on a given day. Paying close attention to the details on provided instructions within close deadlines to ensure the firm is properly funded for end of day closing
Act as point of escalation for department OFAC hits on third party verification to remain in regulatory compliance. Work with AML Compliance to investigate OFAC hits
On a periodic basis update and distribute to the Wire Transfer department the listing of sanctioned countries
Accurately and efficiently process foreign currency transactions, placing foreign currency trades when applicable
Provide oversight reporting on transactions and approvals completed within the Wire Transfer group to help mitigate risk and identify areas where additional training and process review is necessary
Work with Supervisor to identify and implement process and procedure improvements within the work group with a focus on risk mitigation
Partner with Supervisor and Manager to discuss and address critical department issues
Work with minimal guidance from Supervisor to resolve issues and assist the work group in problem resolution when necessary
Work with Supervisor to insure the department’s adherence to the Joint and Travel Rule, OFAC and any other applicable regulatory or company policies and guidelines
Maintain and update department reports using a variety of software including Postedge, Excel and Access
Provide excellent customer service to our RBC Wealth Management branches, RBC Correspondent Services firms and other departments in the organization. Along with responding to general wire transfer questions, the Risk Specialist will also assist in problem resolution and research
Provide back up coverage to the Wire Transfer Team Lead and/or Wire Transfer Supervisor
Independent worker with the ability to work cohesively in a team atmosphere
Bachelors degree or equivalent experience
Two years of job related experience in banking or treasury/wire transfers
Strong high-school level mathematical skills
Ability to work well under pressure in a deadline oriented environment
Analytical thinking and problem resolution
Strong PC skills with knowledge of the Microsoft Office package
Ability to communicate effectively and professionally both verbally and in writing
Excellent customer service and telephone skills
Some brokerage operations or related experience

Control & Risk Specialist Resume Examples & Samples

Positively impact the design and development of the risk and control framework within the Capital Management Group, with appropriate alignment to the Target Operating Model and bank-wide standards
Assist with the development of change control management process , including receiving, interpreting and communicating internal and external change drivers to applicable CCAR stakeholders
Provide Risk Expertise and Structured Thinking to Ad-hoc projects and Tasks such as defining the role of Capital Management Group (CMG) within Credit Suisse; implementation of a Change Control Management Process; designing and implementing risk assessments; analyzing data and reporting to senior management
Seek out and engage SMEs (Subject Matter Experts) across the organization to help develop best practice and roll out guidance for core control activities or relevant risk topics. Tactically produce guidelines and re-engineer processes; partner with other parts of Capital Management Group to help drive implementation. Including regulatory reporting oversight of issues, past due items, inventory of reports and MI reporting
Perform and at times lead ad-hoc assurance / deep-dive reviews with a risk based approach, covering hot topics and in response to high risk areas or important themes. The candidate needs to be able to work autonomously on reviews from planning to completion / reporting
Drive improved risk awareness and culture through targeted training and communications, leveraging existing materials and enhancing through limited investment as needed. Use mandatory training release cycles to ensure key topics are covered timely. Supplement with innovative ways to help risk understanding
Support the Americas Lead for the team and at times lead projects and initiatives. Represent CCAR CMG on certain risk and control matters directly with senior management and at the Working Group levels
Partner with other functions across the Bank (e.g. Finance & Accounting, Internal Audit, Operational Risk, Legal & Compliance) to ensure consistency, fit for purpose and to drive positive cultural change. Act as an SME group in relation to CCAR Control Management

IT Risk Specialist Resume Examples & Samples

Limits exposure due to risk such as those resulting from human error, transaction, processing failure, external events, threats to information systems, data integrity and fraudulent activities
Continuously monitors control compliance and prevalent risk environment to ensure that exposures are kept at acceptable levels, after evaluations are complete
Builds functional expertise by contributing to work flow or process change and redesign
May serve as owner of regular reporting or process administration
May informally serve as team lead for junior staff

Credit Risk Specialist Executive Director Resume Examples & Samples

Manage the firm’s EMEA loan portfolio, identify risk themes and recommend risk appetite and strategies
Provide periodic reporting on the risks in the loan portfolio, adjust/size risk appetite/limits, highlight trends, make presentation to senior risk officers
Extensive experience in credit analysis across sectors gained in a top tier investment bank. Exposure to underwriting leveraged buyouts is essential
Knowledge/understanding of key economic and political drivers in the EMEA region
Familiar with risks associated with derivatives, FX, interest rate products
Credit sanctioning authority is a must. Superior, verifiable track record of deals approved/declined
Professional certifications (CFA, CPA. etc.) or MBA are strongly desired

Risk Specialist Resume Examples & Samples

Researching and networking across multiple risk disciplines to identify and assess emerging enterprise risks
Creating, modifying, and executing both qualitative and quantitative analytical methods for specified risk assessments
Preparing reports of risk assessment conclusions for risk committees
Quantification of the credit, market, operational and business risks in our business plans
Assessment of other risks and their potential impact on capital and liquidity planning: liquidity risk, compliance risk, strategic risk and reputational risk
Evaluation of the way the different risks interplay, identifying and eventually quantifying the impact of potential concentrations or diversification effects
Quantification of the impact of different stressed scenarios from different sources. Broaden the scope of the stressed scenarios, including idiosyncratic and systemic scenarios, and improve the granularity of the stress testing
Compile detailed business documentation to support the decisions made based on risk assessment conclusions
Bachelor’s degree in business related field, such as Economics, Finance, or Accounting
Excellent written and verbal communication and ability to interact effectively across different levels of the organization
Strong organizational and process management skills
Programming skills in SAS or VBA preferred
Exposure to quantitative techniques and database management a plus
Ability using Microsoft Office tools for reporting and analyzing data

Portfolio Risk Specialist Resume Examples & Samples

Provide support during the development of effective and efficient risk segmentation strategies for acquisition, limit assignment and other account management purposes
Provide support during development of new acquisition and/or account management (behaviour) risk models and development/ modification of automated credit decision or account management systems to ensure the ongoing credit risk management effectiveness required for the unsecured lending portfolio
Provide guidance, counsel and support for the development of unsecured preapproved and pre-qualified marketing acquisition campaigns
Review monthly unsecured portfolio reports, determine key portfolio risk trends and provide synopsis with commentary to the Sr. Director, Unsecured Lending Policy
Provide support and counsel to the Analytics Services team to help build world class capabilities that will position CIBC to manage credit risk and optimize risk/reward tradeoffs through sophisticated analytics and strategies
Build and maintain collaborative relationships with internal business partners to promote a common understanding of priorities, plans, and goals and to build consensus/support for new credit risk management strategies
Contribute to the development of proposals/business cases for new risk models, tools and/or training that will enhance the department’s automated acquisition, adjudication and/or account management functionality
Provide unsecured lending credit risk management support, guidance and counsel to business partners during projects especially as it relates to development of robust operational processes that minimize/avoid any future operational credit risk issues in order to lower the bank’s risk profile
Communicate new data and/or reports required for monitoring the success of credit risk strategies and/or the performance of predictive risk models to the respective managers of teams responsible for data acquisition, reporting, controls, model monitoring (CMPM) before implementation
Maintain industry knowledge of leading-edge credit risk management tools and technologies by reviewing white papers, attending workshops or on-line seminars provided by leading industry vendors
Support the review and update of the Standards and Guidelines for Unsecured credit products and work with the Credit Risk Policies and Governance team to ensure it is updated on an annual basis at minimum
Support the review of the unsecured lending adjudication guidelines and procedures to ensure the CMLI Credit Adjudication Team has the most up-to-date information available for manual decision-making
Provide oversight and assistance to First Caribbean Bank related to area of responsibility as required
A graduate degree in business, or equivalent experience and 2 or more years of practical experience in retail credit risk management, preferably in unsecured lending
Some experience with development of acquisition and account management risk strategies and decision rules as well as, the associated automated systems, tools and technologies (eg., Capstone, TRIAD, Decision Manager, or other such automated risk management systems)
Some knowledge of the design and development methodologies used for predictive risk models
Planning skills sufficient to manage own deliverables for initiatives that impact other functional areas
Solid problem solving skills and the ability to generate solutions leading to an appropriate course of action
Knowledge of the concepts, principles and methodologies of credit risk management are required to perform the function of the job successfully
Good communication skills sufficient to convey factual / conceptual information within the team and to other stakeholders
Working knowledge of Retail credit portfolio drivers and financial risk / reward tradeoff concepts and measures
Some knowledge of retail lending policies and practices, both internal and industry-wide
Ability to build relationships with various business groups integral to the overall interests of the Unsecured Lending portfolio
Understanding of the CMLI business and economic conditions influencing that business would be an asset

Risk Specialist Resume Examples & Samples

Researching and networking across multiple disciplines to identify and assess enterprise risk data opportunities
Create, modify and execute risk data processes, adhering to bank standards for quality and documentation
Prepare reports on data quality and effectiveness and make recommendations for improvement to management
Quantify inherent risks and weaknesses in curated data and work to resolve issues with internal and external stakeholders
Develop a deep knowledge of the strengths and weaknesses of bank data sources growing into a subject matter expert
Support Risk Management in periodic assessment, review and validation of bank data for quality and consistency using various techniques and provide a formal written assessment
Bachelor’s degree in business/analysis related field, such as Finance, Accounting, or Management of Information Systems
Programming skills in SAS, PL/SQL, and/or VBA preferred

IT Risk Specialist Resume Examples & Samples

Operational capability and adequacy:The alignment of IT infrastructure and applications encompassing scalability and flexibility of IT systems, IT organisation, resources and dependency on 3rd parties
Interdependency and connectivity (resolvability):IT interdependencies both within regulated firms and between firms, and their implications for recovery or resolution
Restructuring/change capability:The ability to deliver large scale strategic change
System security:Firms' controls over access to data and IT systems functionality
System availability:Measures in place to ensure the availability of IT infrastructure and applications supporting critical economic functions performed by regulated firms

Treasury Risk Specialist Resume Examples & Samples

Manage the local activities for the ISDA (International Swaps and Derivative Association) negotiation process for the RTC Herndon through coordination with Legal, Tax, and international banks
Report on progress of ISDA negotiations and advise management on decisions needed and the best course of action
Lead and responsible for the Governance, Risk, & Compliance initiative for Volkswagen Group of America Finance, LLC
Administer the Governance, Risk, & Compliance tasks for the Volkswagen Group of America Treasury department
Perform annual review with RTC BeNeLux (Brussels, Amsterdam, Luxembourg) to achieve GRC harmonization for Volkswagen Group of America Finance, LLC
Ensure the Business Continuity Management model for VWGoA Treasury is regularly updated and changes are communicated to the relevant stakeholders
Report the daily Cash Pool figures into the VWAG Group Treasury reporting system (BWKT)
Responsible for the Contract and Agreement Management
5+ years with 3+ years of experience in Treasury, Accounting, or Finance
Bachelor’s degree in in Accounting, Finance or related degree
Analytical and conceptual thinking – using logic and reason, creative and strategic
Strong MS-Office skills (especially Excel and PowerPoint)
Ability to communicate and interact effectively will all levels of the organization and outside partners such as banks and legal counsel
Integration – joining people, processes or systems
Influencing and negotiation skills
3+ years of experience in Treasury, Accounting, or Finance
Working knowledge of regulatory requirements under Dodd-Frank and EMIR
Deep understanding of derivatives and other financial instrument
Experience in relevant field (Risk Management, Cash Management, and Corporate Finance)
Spanish and/or German language proficiency (writing and speaking)

CCB Risk-risk Specialist Resume Examples & Samples

Develop, communicate, and implement optimal fraud prevention strategies (including rules, cutoffs, policies, operational flows, etc.)
Identify key risk indicators and metrics, develop key metrics, enhance reporting, and identify new areas of analytic focus to better capture fraud
Provide subject matter expertise on strategy implementation/testing and initiatives related to the improvement of risk mitigation processes and infrastructure
Identify, evaluate and leverage external data sources and analytical solutions to enhance risk strategies
Data analyses, financial analyses, designing & analyzing experiments, and building statistical model and analytically derived decision trees
Candidate must possess intellectual curiosity to learn about the debit card and claims fraud space
Candidate must be able to execute against multiple deliverables with minimal guidance
Ability to work in a fast pace environment, as well as react to changes efficiently
Must be able to take a balanced approached to solving business issues, carefully weighing tradeoffs between losses, revenue, overall profitability, and delivering an exceptional experience for Chase customers

Senior Portfolio Risk Specialist Resume Examples & Samples

Support Risk Management’s need for strategic management actions based on complex data analysis
Communicate and provide consultative and strategic advice of very technical or abstract aspects of credit risk theories to non-specialists
Participate in preparation of reports and analytics for CIBC FCIB
Monitor performance of strategies and provide recommendations for improvements to enhance efficiency and customer satisfaction and business objectives
Optimize portfolio performance measured by profitability and loan loss by effectively managing the credit risk through advanced analytics as well as business strategy execution
Collect and analyze data to support the development of acquisition and account management strategies
Support Risk Management’s need for reporting and statistical tracking
Represent Risk Management, Small Business, on various project teams
Work with internal (RM) and external (within CIBC) partners for sign-off of credit origination strategies and policies
Liaise with other departments to establish collaborative relationships, provide expertise, and communicate analytical findings
The position collaborates with a number of stakeholder partners in order to deliver strategic initiatives and key business insights. Partner groups include

Americas Regional Risk Specialist Resume Examples & Samples

1) Overall management of any related audit, regulatory and risk activities, including liaison with our auditors, assessment of findings and ensuring appropriate actions are in place; focusing on remediation of actions, participating and leading regional risk projects across IT partners
2) Assessing all known risks to understand the implications on external and regulatory audit reports; assisting in leading remediation for global initiatives across lines of business, ensuring that all deadlines and timelines are met
4) Proactive management and assessment of upcoming and on-going audits, to ensure appropriate remediation measures are being taken
5) Manage any regional audits impacting IBIT, ensuring the scope and requirements are well understood and any gaps closed effectively and sustainably. These can include FED, SEC, PRA, FCA and other regulatory bodies
This role will face-off to both the Americas and UK Regional management team as well as the IBIT team to provide updates on all aspects of internal, external and regulatory reviews. The ability to work with and report effectively to senior management is especially important
The successful applicant will need a variety of skills to ensure that the role is a success: excellent IT operational risk management skills, excellent knowledge of the IT and banking regulatory environments, good knowledge of information security, strong organisation skills; the ability to network well and get on with people; solid experience with handling management information and metrics, demonstrable experience of dealing with internal, external and regulatory auditors, excellent influencing skills. Experience of an IT Service Delivery Methodology such as ITIL, COBIT, 6 Sigma would be an advantage
An experienced IT operational risk professional or IT auditor
A person with excellent communication and organizational skills
Able to interact comfortably with all levels of management
Respected, influential, have very high integrity, able to work under pressure and tight deadlines

Securities Ops Control / Risk Specialist Resume Examples & Samples

In-depth Securities Operations/ Industry Knowledge is required
Accounting, Risk and Auditing background
Highly flexible and adaptable to change
Leadership and organizational skills are required to determine the Business Unit's goals, resources needed, and to assess and develop the skills of staff
Focus of role is on execution of strategic direction of business function activities
Carries out complex initiatives involving multiple disciplines and/or ambiguous issues
Displays a balanced, cross-functional perspective, liaising with the business to improve efficiency, effectiveness and productivity
A College or University degree and/or relevant Securities Operations work experience is required
Must have an understanding of proper accounting and regulatory actions
Must have experience detecting, preventing and recommending control type of actions in a production/operations environment
SOX 404 experience

IT Risk Specialist Resume Examples & Samples

Audit and process control skills
Presentation and facilitation skills
Broad understanding of banking and Capital Markets
Proven experience in management and communication with senior stakeholders
Substantial knowledge of industry best practices for operational and technical risk management
Demonstrated success in measuring, monitoring and controlling IT Risk including but not limited to
Ability to influence outside reporting lines

IT Risk Specialist Resume Examples & Samples

Extensive experience in one or more specific technical areas within financial services, i.e. IT management, project / programme management, IT audit or governance areas
CISSP/CISM, CISA, COBIT, ITIL, ISO27000, PRINCE or PMI
Excellent Business competencies including the following: Business Strategy, Change Leadership, Financial Management, Industry Knowledge, and Risk Management
Excellent Technical competencies including the following: Business Analysis, Client Services, Operational Management, Process Development and Management, and Quality Management
Excellent senior stakeholder management

Bloomberg Risk Specialist Resume Examples & Samples

Setting up and giving presale demos to prospects, based on their portfolios
Managing the onboarding of new clients, including creating and maintaining a project schedule and running regular status meetings that include all stakeholders
Acting as primary point and managing the client relationship around all system issues
Understanding client requirements in detail, including new features as necessary
Helping configure the client's data, modeling parameters, application views, and reports
Training clients on use of the system
Responding to live, often time-sensitive, client questions and issues, and, when necessary, coordinating within Bloomberg to get them addressed
Providing feedback to the business on client needs, competitor intelligence, and market trend
Frequent client meetings, presentations, and extensive travel
Extremely strong client focus and ability to develop and maintain strong client relationships
At least three years of hands-on experience in the multi-asset class market risk space
Modelling skills at least at the Master of Financial Engineering level required
Comfortable with technology and data flows
Excellent oral and written communication skills, from high-level to extreme detail
Strong project management, including ability to work across multiple teams and reporting lines
High energy, creativity, flexibility, and ownership - can make things happen and is willing to go the extra mile for the client

Risk Specialist Resume Examples & Samples

Manage day-to-day Data Protection Program (DPP) operational tasks to support the efficiency of the IPG team
Manage the content creation, approval, delivery and effectiveness-measuring of data protection training and awareness campaigns
Triage IPG team engagement requests, activate the right resources to resolve, and oversee appropriate investment in engagements by the team
Shepherd IPG team initiatives and issues to completion, unblocking or escalating as required
Conduct control testing and evidence gathering for key compliance domains
Manage the infrastructure for our internal SharePoint site, including content updates and permissions
Coordinate the logistics of our yearly policy and standard review cycle
Manage regular checks for encryption compliance, training completion, and other relevant metrics
Support the team-wide initiative schedule for compliance and certification efforts
Ensure correct management of exception requests
Proactively share learnings and best practices to help make our whole team stronger
Facilitate information sharing and creation of reusable content, templates and processes to improve efficiency and team throughput
Conduct the metrics gathering, with SME input, for the Services organization
Collect data and generate reports for IPG activities (control testing, engagements, etc.)
Consolidate updates to communicate program status
Assist in preparation of collateral and decks for leadership presentations
Provide back-up support for lower-severity data protection incidents as needed
Experience identifying and applying process optimization, innovation, or customer-focused improvements to existing processes
Able to help prioritize project work and improvement programs based on team resources, capabilities, time and team focus
Self-motivated with ability to work with little supervision
Detail-oriented, organized and comfortable with multi-tasking in a fast-paced highly dynamic environment
General understanding of compliance governance and oversight processes (information security standards, laws and regulations, security or privacy risk management, control protocols, methodologies, and practices)
Strong project or program management abilities, driving projects and deliverables, and measuring results
Relevant undergraduate degree or equivalent experience
At least 2 years hands-on work in a fast-paced and matrixed environment with experience in privacy, security, or compliance disciplines
Familiarity with applying policies and standards to technology organizations
Data Governance, Privacy, or Information Security certifications such as CIPP, CISSP, CISA, CISM, IAPP, CFE, etc

Operation Risk Specialist Resume Examples & Samples

Support establishment of best practices across the applicable operating units as it relates to operations governance and oversight including risk metrics, operational risk and controls, financial risk and controls and/or other relevant areas
Perform activities to support governance and oversight framework activities and provide recommendations for maintaining a robust governance and oversight framework
Provide fair and balanced insight garnered through governance and oversight processes and guide applicable operating units to effect required changes
Be seen as a knowledgeable expert on governance and oversight subjects
Assist in advancing the discipline and practice of effective governance and oversight across operating units
Process
Operational Risk and Control
Knowledge in any of the following areas; Capital Market Products (Derivatives, Equities), Payments, Trade Services, Deposits & Loans, Retail Operations and Brokerage/Investment operations including applicable accounting methodology and process; and accounting risk
Good knowledge of risk metrics analysis and reporting, operational and financial risk and controls and governance and oversight frameworks
3-6 years of related work experience in Operation Risk for Capital Markets
Experience leading initiatives (process improvement, operations)
Good knowledge of process and/or project management
Experience with / strong knowledge of Microsoft Office products (i.e. Excel, Word, Access, PowerPoint, InfoPath, etc.) and SharePoint. Ability to write macros and scripts, basic to intermediate coding skills is highly desirable
Knowledge of BMO Policies/standards and best practices is an asset
University degree/college diploma in accounting and CMA/CA/CGA designation, or working towards completion, is an asset

Market Risk Specialist Resume Examples & Samples

Managing global production issues impacting Risk Systems and Risk Calculation in the UBS Bank
Liaising with Risk IT, Operations, other Teams, etc. to resolve issues in systems post change releases as well as production
Monitoring and ensuring data readiness and completeness to allow proper Risk aggregation and reporting
Running daily controls to ensure reliability and soundness of complex Market Risk systems along with Risk Control effectiveness in the UBS Bank
Ensuring proactive communication to Market Risk Officers during the process of ‘in flight’ issues that might affect their processes and deadlines
Taking part in operational calls with other global business stakeholders to resolve outstanding exceptions and to discuss current issues
Working with RCO Management, Change the Bank and Risk Officers to continuously improve the processes and the service delivery
Participating in system testing activities for new change releases to the production environment
Taking ownership of any additional activities which will be migrated to operations

Prime Brokerage Risk Specialist Resume Examples & Samples

Hedge Fund strategies ranging from fundamental long short equity, event driven, relative value, quantitative market neutral, CB Arbitrage, Fundamental and Relative Value Credit and Fixed Income
Professional Traders including equity, ETF and option market making, event driven, index relative value and high frequency trading
Work with stakeholders to implement margin methodologies including
Background in Financial Risk Management and/or Trading
Undergraduate degree in a quantitative discipline (Mathematics, Engineering or Computer Science)

Risk Specialist Resume Examples & Samples

Bachelor’s degree in accounting/finance, or equivalent work experience
1 to 3 years of experience in credit analysis or financial reporting
Advanced analytical skills, including Microsoft Excel
Exposure to data reporting and querying tools
Knowledge of economics, accounting, and finance
Excellent oral and written communication skills with strong attention to detail and organization
Experience with SAS Software
Experience of the Allowance for Loan and Lease Losses process
Experience in risk management, credit underwriting, or credit reporting
Familiarity with financial statements

Structured Product Market Risk Specialist Resume Examples & Samples

Analysis of funding and collateral risks related to the Structured Finance business and Repo desks. Primary focus will be on US ABS, RMBS, CMBS, CLOs and US corporate loans/bonds
Keep management abreast of market developments in the structured credit and corporate lending space and highlight any significant portfolio risks including concentration and liquidity
Assess individual transactions and new strategies/products against risk appetite
Participate in projects to further enhance the collateral risk control framework and in approval of new products/strategies
Close interaction with many stakeholders in various locations globally, such as Trading, Business Management, Credit Risk Control, Product Control, IT and other
LI- LF1

Risk Specialist Resume Examples & Samples

The Executive Assistant ascertains the nature of incoming phone calls, accurately records messages and transfer calls as necessary. Develops relationships with internal and external clients as the first point of contact
Communicates in person through correspondence with high level contacts inside and outside the company such as vendors, customers and senior leadership
Composes and types correspondence, memo, presentations, organizational charts, confidential materials etc
Schedules and coordinates meetings, conference calls, client meetings and other executive events
Coordinates and informs attendees of function dates and times, reserves meeting space, provides the appropriate equipment / materials and provides hospitality services as needed in these meetings
Initiate, establish and communicate department meetings on behalf of the Senior Leader. Prepares agendas for such meetings. Follows up on meeting action items
Prepares special or one-time reports, summarizes or replies to inquiries, and creates, maintains and updates spreadsheets to support reporting and analysis for approval
Coordinate content from internal subject matter experts and prepares client ready deliverables on a regular basis
Maintains database information, such as mailing lists, vendors, client contacts, RSPV’s, etc. in applicable formats
Manages individual expense accounts as well as budgets for annual client events
Assists in research, testing, and/or implementation of revised policies, procedures and products
Files (soft and hard copy) correspondence and other records and makes accessible to all team members as necessary
May coordinate transmission of information with other users/ suppliers and customers
Makes copies of correspondence, presentations and other printed matter
Processes purchase requests for office supplies, outside vendors, and internal charges/cost codes as needed
May reconcile/coordinate reports with other departments as needed
May provide direction to other employees/vendors in management of events and correspondence
The ideal candidate will have 4-7 years of experience as an executive assistant and will need to be well organized and capable of operating independently
He/she will operate with discretion
Highly organized with strong multi-tasking skills and have a strong attention to detail
Superior level of knowledge and proficiency with MS Office (Excel and Power Point required)

Credit Risk Specialist Resume Examples & Samples

Extensive experience in credit analysis and financial forecasting, assigning ratings and sizing risk appetite
Product knowledge e.g. leveraged loans, swaps, FX, equities, commodities
Extensive working knowledge of computer applications, particularly Excel (financial modeling), Powerpoint and Word
Strong written skills, concise report writing
Commodity industry knowledge/experience an advantage (particularly oil/gas; metals/mining, commodity traders, transportation)

Risk Specialist Resume Examples & Samples

Data mining/statistical experience required. SAS-specific and logic-/programming- experience a plus, but must have demonstrated proficiency with one of at least SAS, Toad, R, or comparable tools
Must be able to perform iterative research and present conclusions effectively to audiences with varying technical experience
Must be a proactive team player able to work with cross-functional teams
Must have ability to meet deadlines
Bachelor's degree or higher in hard sciences, finance, economics, risk, statistics, or mathematics
Experience in banking industry a plus
Experience with Bank’s existing systems and data marts a plus

Transactional Risk Specialist Resume Examples & Samples

Analyze accounts appearing on daily and ad-hoc risk reports to identify fraudulent actions with a high level of risk to TCF achieving or exceeding service level agreements set by the department. Upon identifying fraudulent actions take appropriate adverse action on the account as needed (i.e. delaying funds, placing holds on accounts, etc.) in order to prevent financial loss to TCF. Notify customers of action taken on accounts
Ensure that deposited items appearing on reports are deposited into the accounts of the intended recipients. Establish endorsement holds to limit exposure to TCF if an item is deposited into an inappropriate account
Identify activity consistent with requirements for Suspicious Activity Report (SAR) filings (unusual activity, suspicion of money laundering, suspicion of terrorist financing, etc.) escalate the issue and provide all relevant documentation to the appropriate department for investigation/filing of SAR’s
Ensure thorough documentation of resolution for alerts or exceptions including a clear audit trail of actions taken on accounts
Assist Retail Branch/Contact Center employees in answering questions and resolving customer issues regarding adverse actions taken on accounts
Escalate issues requiring additional review, or that pose a significant risk to TCF to next level of staff/management
Support internal department teams, providing coverage to areas with high volume of casework requiring knowledge of two or more specialties in Transactional Risk
Provide guidance to other Specialists regarding escalated issues which require complex or abstract processes and pose a significant financial risk to TCF
Two years post-secondary education or two years of customer service, operations, financial, or clerical work experience
One year of compliance or investigative experience OR: Two years of banking experience
Thorough understanding of Federal and State Regulations (Regulation CC, Uniform Commercial Code, Fair Credit Reporting Act, etc.) and the reporting requirements of banking regulatory agencies
Thorough understanding of methodologies for researching and analyzing compliance issues
Ability to work independently with limited direction from supervisor
Proficient in the use of various desktop and internet-based applications (Microsoft Word, Excel, Outlook)
Strong understanding of TCF and/or retail banking operations
Ability to read, analyze, and interpret procedures and regulations
Demonstrated ability to prioritize and complete workload in a timely, effective manner
Attention to detail, accuracy, and strong organizational skills
May provide guidance or single function training to Transactional Risk Specialist I’s

Treasury Risk Specialist Resume Examples & Samples

2+ years of related work experience
Bachelor's Degree in Economics, Finance, and/or Finance Management
Previous experience with Equities and Fixed Income
3+ years of Risk experience

Institutional Supervisory Risk Specialist Resume Examples & Samples

B.S./B.A. Degree preferred
Military education or experience may be considered in lieu of civilian requirements listed
2+ years related experience and 4+ years total experience
Prior experience working within a financial services organization
Understanding of Federal, State and SRO Rule’s
Strong communication, analytical and presentation skills
Some project management experience
Familiarity Series 7, Series 24, Series 63

Market Risk Specialist Resume Examples & Samples

Development and validation of the firm’s market and liquidity risk models and methodologies
Become the primary market risk modelling expert within MLRM Asia-Pacific, ensuring all risk models and methodologies affecting Asia based businesses are properly used, validated and documented
Interact with front office quants as well as risk and front office IT, and drive required modelling changes and infrastructure improvements with regards to risk and valuation models
Liaise with the Global Models and Risk Methodologies team to keep the HK CRO and senior risk managers in Asia up to date on all new methodology developments and projects affecting Asian legal entities
Work closely with the market risk analysts within Asia-Pacific on all risk methodology related issues
Provide training on risk methodologies to other members of the MLRM team in Asia-Pacific
Respond to and interact with local regulators in relation to all aspects of risk models and methodologies
A suitable candidate would be educated to an advanced degree level in a numerate subject (Masters degree or Ph.D. preferred). They should have 5+ years experience working in a professional environment (e.g. Investment Bank, Asset Management or Big 4 Accounting Firm)
Experience and understanding of advanced quantitative methodologies for market risk measurement, capital modelling and derivatives pricing is essential. The candidate needs to be familiar with varied derivative instruments and their characteristics (e.g. use, pricing, risk) and requires in-depth knowledge of market risk methodologies (VaR models, stress testing). They must be able to rapidly grasp, apply and explain detailed technical concepts
The candidate should have some programming experience (VBA within Excel and/or C++). Experience with statistical modelling (e.g. S+) would be an advantage
As the candidate will be dealing with senior members of the firm on a regular basis, he or she will need to have a professional manner with good interpersonal and communication skills.They will be required to produce high quality work; under pressure and to tight deadlines. The candidate should have excellent verbal and written English language skills

Liquidity Risk Specialist Resume Examples & Samples

3+ years of Financial Statement Analysis experience
Financial Product & Financial Markets knowledge
Treasury / Liquidity / Balance Sheet background
Knowledge of the behavior of Capital Markets products
MBA and/or CFA

Credit Risk Specialist Resume Examples & Samples

Obtain on a monthly basis from the Hedge Funds updated data and maintain the Hedge Funds database as well as the share point
Calculate, analyze and monitor on a monthly basis the performance of the Hedge Funds (Net Asset Value, Rate of Return) for USA, London and APAC
Monitor and maintain the Hedge Funds shared mailboxes
Preparation of monthly and ad hoc reports
Perform other tasks as needed

Risk Specialist Resume Examples & Samples

Degree in Technology, Business, Finance, Accounting (or related field), and/or equivalent professional experience providing comparable support. Years of experience and/or education will determine the appropriate level of the position
Agile Project management certification and/or extensive experience in agile project management strongly preferred
Experience with retail products and risk strategies preferred
Candidate must be self-directed with strong written and verbal communication skills plus exceptional analytical and problem-solving skills
Ability to analyze factors and situations to recommend improvements or efficiencies
Must be self-motivated and know when to seek guidance; detail-orientation is a must
Should have strong process and project oriented skills and have the ability to work well under pressure and meet deadlines
Must be proficient in various MS products
A confident written and verbal communicator who has demonstrated the ability to share ideas and influence others, removing barriers and improving organizational effectiveness
Leads prioritization and monitoring of Retail Risk strategic initiative, ensuring that efforts meet expectations established by management
Possesses a thorough understanding of project management principles and team development concepts
Proactively become knowledgeable of policies and procedures governing the department’s activities and impact/interaction to other teams within the Bank
Provides analytical support and assistance to the department through the development of enhanced policies, guidelines and processes
Works with portfolio strategy managers and decision science to analyze existing structures, processes and tools, with a goal of exploring opportunities to improve risk management and portfolio performance
Researches assigned problems and projects where required outcomes are defined, but methods and procedures may vary based on professional judgment or precedent
Proactively identify opportunities and provide recommendations to improve governance processes and routines and strategic insight to the department

Market Risk Specialist Resume Examples & Samples

Daily review of risk exposures
3-5 years of experience in trading or market risk in securitized products, secured lending or credit derivatives with a strong understanding of risk modelling and greeks
Very strong communication skills (both written and verbal) as the candidate will be working with a large number of groups within Risk and outside of Risk
Programming skills (VBA, Python, R, etc.) preferred

Risk Specialist Resume Examples & Samples

Participation in or supporting facilitation of risk workshops
Support preparation and update of risk registers
Support preparation of risk management plans, and integration with program and project teams to establish working relationships that foster early and effective communication of risk management principles
Establish with the Client's staff and other stakeholders reporting formats
Review and comment on contractor’s baseline CPM schedule submittal and monthly CPM update schedules to identify risk
10+ years of experience related to program-level controls on major transit construction programs
Experience with New York City rail transportation, including Amtrak, NYC/MTA, NJ Transit, PATH
BS/BA Degree in Civil Engineering, Construction Management, or related field
Specialized skills and proficiency with program controls software and web-based program management systems (specifically Oracle/Primavera Project Management - P6, Oracle Risk Analysis, Crystal Ball, and @Risk)

Treasury Risk Specialist Resume Examples & Samples

Applicable professional certifications (CIA and/or CPA)
Advanced understanding of Corporate Treasury's operations, products/services, systems, and associated risks/controls
Excellent written and verbal communication skills and the ability to communicate effectively across all levels of management
Ability to collaborate within the Risk Support Group and across Treasury to meet common goals with competing timelines

Risk Specialist Resume Examples & Samples

Bachelor’s degree in Accounting, Finance, or Business Management, or equivalent work experience
Four to six years of experience with administration of syndicated transactions including loan processing and closing mechanics
Thorough knowledge of operational, administrative and accounting requirements for loan servicing
Ability to understand operational and administrative risk as related to syndicated credits
Strong relationship management, analytical and problem-solving skills
Ability to manage multiple tasks/projects and deadlines simultaneously with minimal guidance
Excellent customer service/relations skills
Ability to identify and resolve exceptions and to interpret information

LOB Risk Specialist Senior Resume Examples & Samples

Knowledge of and ability to design, implement and evaluate standard operating procedures affecting daily and strategic business operations in order to increase operational efficiency
Knowledge of and ability to help an organization adapt to applicable federal, state, local, and company-specific regulations, policies, and guidelines affecting business practices
Knowledge of policies and processes for operational risk management; ability to use tools, data, and best practices to identify, assess, and manage operational risk exposures

LOB Risk Specialist Senior Resume Examples & Samples

Support the design and implementation of a risk steward management infrastructure to transform the enterprise third party risk management due diligence and recurring programs into proactive value driven risk assessments
Develop and/or update and maintain internal standards, policies, and procedure manuals to ensure current processes are clearly documented and consistent
Assist in development of recommended strategy to support due diligence risk assessment development and refinement
Serve as risk domain subject matter expert / liaison for enterprise third party management and the lines of business
Responsible for supporting one or multiple risk domains by
Ability to manage competing priorities in an environment subject to change and uncertainty
Proactive in work product development
Ability to anticipate issues and drive results through initiatives and proper escalation
Ability to drive change, negotiate and influence
Proactive in escalating negative news to Manager and necessary stakeholders
Knowledge and understanding of risk, controls and third party management a plus
Accurately articulate technical and operational risk concerns to key stakeholders

LOB Risk Specialist Senior Resume Examples & Samples

Lead / Participate in conducting risk analysis
Defining scope of analysis
Gathering data / calibrated estimates
Reviewing results
Drafting of intelligence-driven reporting
Assist / Support customers in day-to-day strategic / tactical activities related to risk program development and optimization

Affiliate Risk Specialist Resume Examples & Samples

Demonstrated experience in healthcare services/administration, as typically acquired during 3-5 years in a similar position
At least one (1) year of experience managing healthcare-related liability claims, loss exposure, and risk reduction, preferably in a healthcare setting
Demonstrated experience assisting in the development, implementation, and monitoring of healthcare related programs
Demonstrated skills in various data management software (Excel, Word, Worldox, Midas, etc)
General knowledge of accreditation and professional standards within the healthcare industry
Working knowledge of investigative tools and resources used to complete risk exposure assessments

Senior / Principal Flood Risk Specialist Resume Examples & Samples

Bachelor level qualification in engineering and Chartered member of a recognised professional body
Experience of working with the Environment Agency, developers or Local Authorities in the context of flood risk management
Proficient in the use of TuFlow, ISIS or InfoWorks ICM hydraulic modelling software packages and relevant supporting software packages (SMS, MapInfo, ArcGIS and / or QGIS), and/or be highly proficient in hydrological analysis including FEH and ReFH
Extensive technical skill in their nominated technical specialism (including associated software packages)

Graduate Flood Risk Specialist Resume Examples & Samples

Masters level qualification in engineering or relevant environmental science
Experience of working within a team and able to demonstrate good communication skills (verbal and written)
Knowledge/awareness of modelling TuFlow, ISIS or InfoWorks ICM hydraulic modelling software packages and relevant supporting software packages (SMS, MapInfo, ArcGIS and / or QGIS), and/or hydrological analysis including FEH and ReFH

Risk Specialist Resume Examples & Samples

Bachelor’s degree in business, economics, statistics, finance, mathematics, or engineering and a minimum of five (5) years of work experience with three (3) directly related to operational risk or quality management
Experience working at a financial institution (broker-dealer, bank or bank holding company, hedge fund or asset manager) or large corporation in its operational risk group, operations research group, quality management group, or working at a consulting firm specializing in risk or quality management
Knowledge and practice of risk measurement and management using risk data, statistics and predictive analytics, particularly in the operational risk and operations research discipline
Knowledge of business intelligence and data and reporting visualization tools
Knowledge of securities markets, sales and trading activity, brokerage firm operations, risk data and books and records is desirable
Ability to deal effectively with people, resolve issues, and support other team members
Mastery of MS Office Tools (Excel, Access, PowerPoint and Word)
Working knowledge of SQL, SAS (or other statistical and data analysis languages) and leading risk or BI tools
Ability to work independently under tight timelines
Ability to work in a team based environment and manage multiple priorities

AVP / VP Credit Risk Specialist Resume Examples & Samples

Participating in client due diligence visits/ interviewing management teams as needed
Assessing proposed transactions within the context of the transaction structure to ensure structural risks are properly identified and adequately mitigated
Preparing and presenting credit analysis in an impactful manner after taking into consideration regulatory and internal policy requirements
Communicating the firm's rating rationale and risk appetite to internal stakeholders
Monitor market, regulatory, macro-economic and political developments; assess their impact on credit quality of counterparties
6 to 10 years work experience in credit analysis
Knowledge of ISDA documentation

Programmanagement Risk Specialist Resume Examples & Samples

Establishing relationships and collaborating with business stakeholders both inside and outside Operational Resilience to meet the needs of the organization and to improve operational effectiveness of change management
Performing analytical reviews and assessments of change & transformation related risks, issues and control information, proposing and coordinating quality improvement activities
Ensuring coordination and execution of Firm-wide Investment Governance processes related to C&ORC (and GRC)
Providing thought leadership and driving day-to-day support for risk discussions with the business
Assist Operational Risk Managers in advising stakeholders on options to address their specific needs, including discussing potential remediation approaches to risks or issues identified as an impact from change & transformation
Staying abreast of current business and industry trends relevant to us
Displaying strong communication, interpersonal, and leadership ability coupled with effective problem solving, conceptual thinking, quantitative and analytical skills
Bachelor’s degree and approximately 3 years of related work experience in change management or comparable experience working as an advisor for a financial services company
Understanding of Operational Risk Management concepts and their implementation in practice
Experience in assessing or auditing processes
Very good communication skills and ability to work in the team
5+ years of relevant work experience in change management or comparable experience working as an advisor for a financial services company
Hold certification in one or more of the following: CIRM, PMP, Prince2, CPA, CIA, CISA, CISSP, CFE
Demonstrates a comprehensive understanding of change management, project management, offshoring, shared-services, IT risk or IT security
Strong project management skills, ability to influence cross-functionally in a rapidly evolving business environment while managing multiple / concurrent projects
Strong written and verbal communication, presentation and technical writing skills

Risk Specialist Resume Examples & Samples

Ability to multi-task, prioritize, work under tight deadlines & constant change, and be extremely organized
Excellent communication and interpersonal skills; the candidate will need to work effectively with and support many layers of the organization on a consistent basis
Ability to support and understand basic Change Management, Project Management and Process Improvement principles
Clear understanding of the significance of data and data quality in an organization as it relates to business, operations, and technology
Ability to support the collection, analysis and interpret both qualitative and quantitative data
Should have basic knowledge of process and project oriented skills and have the ability to work well under pressure and meet deadlines
Strong proficiency with Microsoft Office Suites such as Excel and PowerPoint is a must
May specialize in one or more of the following areas: business process analysis and reengineering, change management and measurement, and/or process driven systems requirements, associate relations and governance routines
Degree in Business, Finance or a related field, and/or be substituted for equivalent professional experience providing comparable support
Requires a strong knowledge of standard PC applications including Excel, PowerPoint, Word, etc
Years or experience and/or education will determine the appropriate level of the position
In partnership with relevant / appropriate team members, manage all assigned reporting and respond to ad-hoc reporting requests and needs of the business
Support the Performance Measurement & Metrics initiatives and tasks related to ongoing reporting and governance routines
Integrally involved in data mining, analysis, tracking and reporting to assist in strategic assessment for management planning
Maintain the assigned database(s) by coordinating data governance and stewardship activities of the data to assure the timely capture of relevant data from multiple sources, data assimilation, data quality guidance, analysis and reporting
Compile data from multiple sources necessary to update on-going monthly reporting templates and presentations
Identify performance trends and assist in the development/evolution of data outputs
Proactively become knowledgeable of all policies and procedures governing the department’s activities and impact to/interaction with other teams within the Bank
Partner with and build relationships with key stakeholders throughout the Bank and the BBVA USA entities
Knowledgeable of all Corporate Risk Units and their key responsibilities
Support multiple Corporate Risk initiatives related to performance management, staffing levels and organizational alignments
Assist with ongoing Risk initiatives and other tasks as needed

IT Risk Specialist Resume Examples & Samples

Supporting the development of the IT Risk (IT Security Risk, Jurisdiction, Information Security Risk, HR Risk, …) framework, products and services
Taking ownership of delivery of key reports
Enhancing specific aspects of the IT risk framework as required; and
Providing advice and guidance to the Technology stakeholders on risk and control matters
Identifying key risk trends, issues and other insights requiring further investigation and following up with Technology as appropriate
Providing support and challenge on aspects such as the Risk Control Self-Assessment (RCSA) and formulation of controls
Providing independent expert advice to the IT areas on operational risk issues
Engaging with Firm wide risk and control groups, including internal audit and territory control
Working with Technology stakeholders (including Production Support and Development teams) to identify the top technology IT risks impacting the firm and formulating appropriate remediation strategies based on full understanding of business exposure and compensating controls
Chairing monthly RCSA meetings with IT control stakeholders, communicating results, escalating issues and following up on actions
Executing IT risk assessment reviews, identifying controls gaps and working in collaboration with subject matter experts to devise appropriate mitigation plans
Participating in the IT Risk Committee attended by senior IT directors and business representatives. Preparing packs and presenting pertinent information to stakeholders
Monitoring and oversight of existing IT risks, working collaboratively with stakeholders in ensuring plans are managed within timescales and escalating where appropriate
Managing relationships with Business and IT teams, chairing periodic meetings and being a point of contact for escalating to wider team members
Contribute relevant information technology risk information as required by group reporting
Assistance with drafting of risk acceptance statements and co-ordinating sign-off from business and IT stakeholders
Review of gains, losses, near misses and opportunity costs where IT is root cause. Ensuring information documented is of sufficient standard and includes relevant action plans before submission and approval in group operational risk system
Minimum of 5-8 years’ experience in technology risk management or associated control function (e.g. Op Risk/audit/SOX/technology risk management) preferably in financial services institutions
Understanding of the role of IT Risk in a Global Markets business. This should include good understanding of the Fixed Income and GECD trade life cycle
Understanding and/or qualification in IT Risk and Governance frameworks and standards (e.g. COBIT, ITIL, ISO etc.)
Excellent oral and written communication skills, as the role involves a high amount of interaction with senior management across multiple divisions, including Business, Technology and other control departments
Proficiency in MS Office and related applications (Word, Excel, PowerPoint, Visio and SharePoint)
Self-starter with ability to manage workload and tasks independently
Industry Certification such as CISA, CISM and CRISC
Knowledge of regulatory compliance e.g. SOX, BASEL3
Knowledge of Process & Quality management

Credit Risk Specialist Resume Examples & Samples

Performing fundamental counterparty credit risk analysis and assigning internal credit ratings on financial institution counterparties located in the EMEA region
Preparing and presenting analysis in written format
Monitoring market, regulatory, macro economic and political developments and assessing their impact on the credit quality of counterparties
Providing general assistance to Credit Risk Officers
Liaising with Credit Risk Control and Risk Analytics and Reporting departments to ensure that the exposures are adequately reflected in the risk systems
Performing general problem solving for any issues arising in relation to counterparties in the portfolio
Motivated and able to work independently
Solid communication skills — oral and written
St inter-personal skills, especially influencing and personal impact

Risk Specialist Resume Examples & Samples

One or more years in a banking environment
Intermediate or higher skill level in Excel and PowerPoint
Basic understanding of change management, process management, and risk management
Compile and distribute meeting packages for US Model Risk Oversight Committee, Model Development Working Group, US Vendor Risk Oversight Committee, and Vendor Management Working Group
Record and document all associated committee and working group approvals and minutes
Ensure all appropriate personnel are included and invited to all associated committees and working groups
Conduct and distribute weekly reporting to Model Validation
Actively monitor Model Risk Management mailbox
Maintain Model Risk Management SharePoint site and US Third Party Risk Management Google site
Assist in maintaining the Bank’s third party and model inventory management systems and supporting documentation
Participate in projects to enhance the model risk management and third party risk management programs inclusive of process improvement and change management

Enterprise Risk Specialist Resume Examples & Samples

Expertise that will position you for success may include one or more subject areas such as: Basel 3/Advanced Approaches, bank regulatory capital, capital adequacy (including CCAR), Enterprise Risk Management, Liquidity Risk Management, Enhanced Prudential Standards, Heightened Standards, Operational Risk, Credit Risk, Market Risk, and/or similar risk management and bank capital-related disciplines
Prior experience in qualitative assessment, audit, compliance, independent review, validation, or similar will be a plus
You will leverage and/or build your skills in: risk information systems/GRC tools, driving change, project management, sound independent judgment, and executive-level reporting, among others
This position interacts at multiple levels across the company, including senior levels. Strong interpersonal skills are key for this role
Keen analytical skills and a high level of written and verbal communication will be essential to your success
Strong record of success with 5-7 years of experience and bachelors’ or higher/equivalent degree in risk, finance or related field
Industry experience is required in one or more of these areas: wholesale or retail credit risk management, market risk or operational risk management, liquidity risk, treasury, capital markets, is preferred
Experience in Basel/Advanced Approaches or regulatory capital is preferred
Additional experience in audit, assessment, compliance, validation, independent review, GRC tools, driving change, project management or similar is highly desirable
Proven ability to absorb and understand complex regulatory documentation and translate rules into business implications
Ability to plan and execute complex projects or activities across a large organization
Proven problem-solving, planning and organizing abilities
Expertise with full MS Office Suite including Word, Excel, PowerPoint, and Access, as well as Visio, Adobe, SharePoint, and similar applications
Ability to work effectively with employees at all levels and broadly across a large complex institution

Risk Specialist Resume Examples & Samples

Strong communication skills (verbal as well as written)
Ability to complete research issues as needed within systems used
Working to proficient knowledge of Microsoft Suite including but not limited to Word, Excel, PowerPoint
Mortgage lending experience is preferred

Graduate Flood Risk Specialist Resume Examples & Samples

Knowledge/awareness of modelling TuFlow, ISIS / Flood Modeller Pro or InfoWorks ICM hydraulic modelling software packages and relevant supporting software packages (SMS, MapInfo, ArcGIS, QGIS), and/or hydrological analysis including FEH and ReFH
Ability to work well as part of a team and able to demonstrate good communication skills (verbal and written)
Bachelor or Masters level qualification in engineering or relevant environmental science

Risk Specialist Resume Examples & Samples

Promote a collaborative culture of compliance, providing AML subject matter expertise to business and operations teams
Assist the Risk and Compliance Manager in keeping abreast of changes in state and federal AML laws and regulations, and help make necessary adjustments to internal policies, procedures, and controls
Participate in the design and delivery of AML training programs, large and small in scale, including coaching and mentoring
Assist with maintenance of AML program documentation, including policies, procedures, and reporting recordkeeping
Conduct onboarding and ongoing customer due diligence
Conduct, and perform quality control relative to, a variety of investigation types, including suspicious activity, sanctions, and enhanced due diligence
Prepare and submit internal and external reports and regulatory filings related to the AML program
Manage daily escalation queues, handling complex or exception cases from business and operations teams
Identify, escalate, and participate in addressing, policy and program exceptions
Participate in process improvement, identifying and implementing best practices in effective and innovative ways
2+ years of prior experience in financial services supporting key elements of an AML program
Working knowledge of Anti-Money Laundering (AML) laws and regulations, including the Bank Secrecy Act (BSA) and OFAC regulations
Working knowledge of MS Office
CAMS certification, or willingness to obtain, preferred
Payments or e-commerce background preferred

Risk Specialist Resume Examples & Samples

Assessing appropriate controls, monitoring and evaluating proper escalation procedures in place to ensure compliance with key rules and regulations
Building strong relationships with the risk managers and business line management across the various business lines support by the Commercial Risk Management Team
Contributing to the content and creation of executive management reporting for supported business lines
Exploring opportunities to create new tests and develop automated testing to include key performance indicators
Ensuring completion of RCSA (Risk Control Self-Assessment)
Assisting and participating in line of business walk-throughs, process mapping, and assessments
1- 3 years of audit, compliance, or risk experience
Intermediate knowledge of MS Excel/PowerPoint, and MS Word
Excellent writing and verbal skills

IT Partner Risk Specialist Resume Examples & Samples

Minimum of four years IT risk advisory or audit experience (with two years as a lead auditor)
Experience working within an IT team is advantageous
Preferred professional experience includes banking, other financial services, or a recognized IT consulting or public accounting firm
Knowledge of IT risk management and audit methodologies, tools and techniques required
Practical experience using control frameworks including COBIT, ISO27001 etc
Experience should include working in a number of the below areas
For this role, there is a preference for professionally qualified candidates (ideally one or more including but not limited to CISA, CISM/ CISSP, PMP/ Prince2 qualifications) or candidates undergoing these exams
To display an understanding and experience of key IT and banking processes (Eg. financial products and/or systems)
Minimum of two years financial services experience in IT audit, risk, compliance, or a control role
At least 12 months experience in a risk management, risk and control, or audit role
A good understanding of outsourcing principles, regulatory requirements and associated risks
Good understanding of risk
Concise, easily understood, and timely oral and written communications
Excellent analytical, problem solving & organizational skills
Ability to lead IT audits
Ability to handle multiple assignments simultaneously
Strong communication and interpersonal skills when working with the audit client to facilitate a collaborative working approach
Demonstrated ability to work to deadlines
Flexible, self-motivated, self-directed, able to work both as a team member and independently
Key banking processes and/ or underlying technologies
Dealing with management and building effective relationships without
Customer Relationship Management – Level 2: Takes personal responsibility for delivering a level of service that often exceeds customer expectations
Results Focus – Level 2: Goes beyond focusing on agreed goals to create new and stretching challenges, and learns from mistakes
Problem Solving & Decision Making – Level 2: Appropriately analyses issues, drawing on expert advice, consulting and collaborating, taking decisions
Communication & Influencing – Level 2: Communicates with confidence and competence to positively influence the outcome of decisions and gain commitment
Technical - Operational Risk Management - To develop, embed and sustain a structured ORM culture throughout ROI division by actively working with the business to move operational risk to a position of business relevance enhancing the long-term growth of the division and supporting the group ORM framework - Level 2

Lead IT Risk Specialist Resume Examples & Samples

Plan and perform IT risk assessments in the Security Services, Application Services, Technology Services, Quality Assurance and Enterprise Architecture departments
Identify and assess business and technological risks and provide advice to management regarding the mitigation of these risks
Identify issues in Policies, Procedures and Controls and write remediation plans
Develop and maintain strong advisory relationships with other departments such as I.T., Internal Audit, Legal, Compliance, Business Continuity and other external audit organizations
Support a strategic risk management culture and provide assistance to the business and technology groups
Requires 5-7 years in Information Technology risk management
Requires in-depth skills in and understanding of standards and frameworks such as ISO 27001, ISO9001, NIST, COBIT, FFIEC, ITIL and technology best practices
Understanding of standards, laws and regulations from entities such as SEC, CFTC, CYBER SFC
Experience with internal controls, risk assessment strategies, audit techniques, and project management
Understanding of the risks associated with current and emerging technologies and the standards and controls being developed to mitigate those risks
Proven analytical, problem solving and trouble shooting skills
Diligent, strong initiative, a positive attitude, strong work ethic and a desire to accomplish goals
Strong team player who works well with leaders and peers alike with a desire to contribute positive change
Able to work independently, managing and prioritizing his/her assignments
General knowledge of technologies that support regulatory requirements, settlement and clearing
Experience with Governance and Risk & Compliance Software such as Archer or other eGRC tools
Understanding of various technologies and ability to discuss risks and compliance within the technology departments such as: operating systems, networking, security operations, internet services, databases, messaging, PC services
Proficient in the MS Office products, Adobe Acrobat, SharePoint
Experience with document management tools (e.g., DMS, PolicyTech) is a plus
Bachelor’s Degree in Computer Science, Accounting or Finance
5-7 years’ experience in Information Technology audit

Affiliate Risk Specialist Resume Examples & Samples

Working knowledge of investigative tools and resources used to complete risk exposure assessment
Proven ability to identify and assess existing or potential risk exposure
Demonstrated ability to reprioritize workload as needed to assure completion of work
Demonstrated capability to communicate verbally and in writing in a clear and concise manner at all levels of the organization
Proven ability to work with people from diverse groups of business backgrounds, in a rapidly changing environment
Demonstrated ability to communicate and mobilize staff in order to implement risk management strategies

Merchant Risk Specialist Resume Examples & Samples

Knowledge on the Merchant/Fraud/Cardmember services experience
Analytical skills and decision making
Objection handling
Ability to speak / read in Japanese is required

Senior Nuclear Project Risk Specialist Resume Examples & Samples

Apply risk and decision analysis skills to a diverse range of nuclear and other science-related projects including project risk and regulatory assessments and apply knowledge and experience to develop strategic approaches to compiling, analyzing, and interpreting decision support data
Collaborate with Project Risk Managers that may be located at various locations throughout the Department of Energy (DOE) complex
Provide technical leadership within multi-disciplinary risk teams based on the risk management needs of the projects
Participate in management reviews of critical, high-profile projects
Provide technical leadership on proposal teams for developing business through vetted, competitive, and approvable proposals, delivered on time and within budget
Provide technical direction to the risk management and analysis team at the major project level, which will include by not be limited to: maintenance of risk management tools; periodic update and assessment of project risks, production and delivery of risk management products; and presentation of risk management status and risk analysis results to the project management team and the sponsor
Maintain collaborative relationships with the sponsors; set or approve technical approach for solving problems and meeting sponsor needs
Train and mentor early career staff in building capabilities in project risk management and risk analysis
Program/project manager responsible for the overall execution and success of the project
Project Manager for the execution of technical leadership on project risk studies
The Risk and Decision Sciences Technical Group Manager for general staff performance and development, operational discipline (e.g., maintaining training qualifications, procedural compliance, safe operations), and promoting cooperation and teamwork within group and projects
6 or more years of experience relevant to the depth of knowledge in nuclear risk assessment needed to deliver projects
Demonstrated experience in project risk assessments and applying risk assessment skills to support business development and project implementation for nuclear related projects, e.g., @Risk, Crystal Ball, Pertmaster
Demonstrated experience of effective technical leadership of teams on multiple or significant risk related projects and tasks. Demonstrated experience and interactions with senior level management
Technical expertise and knowledge of nuclear engineering and risk methodology and related data analysis techniques for nuclear related studies
Extensive knowledge and practical experience of risk applications. This would include an understanding of what model attributes are necessary for the sound and defensible use of risk elicitation and Monte Carlo risk analyses and decision informed tools in various research and applied applications
Past performance must demonstrate attributes of being self-motivated and self-directed
Excellent written and oral communications skills are required
Must have experience in preparing, reviewing, and presenting the results of complex technical reports and recommendations to senior management and sponsors
Ability to strategically integrate with senior HQ and senior National Laboratory Technical staff to facilitate effective risk management with new and on-going complex programs/projects
U.S. Citizenship
Background Investigation: Applicants selected will be subject to a Federal background investigation and must meet eligibility requirements for access to classified matter in accordance 10 CFR 710, Appendix B
Drug Testing: All Security Clearance (L or Q) positions will be considered by the Department of Energy to be Testing Designated Positions which means that they are subject to applicant, random, and for cause drug testing. In addition, applicants must be able to demonstrate non-use of illegal drugs, including marijuana, for the 12 consecutive months preceding completion of the requisite Questionnaire for National Security Positions (QNSP)

Icaap Risk Specialist Resume Examples & Samples

Manage and track completion of all risk deliverables, draft responses, review and provide quality /consistency checks on output, including highly detailed data templates
Assist in on-site ECB / CBI inspection teams
Co-ordinate the Product Review Committee ensuring meetings and required documentation are in place and tracked closely
Be part of a larger organisation where team work, professionalism and integrity are an integral part of the provision of banking services

Private Label Hardlines Risk Specialist Resume Examples & Samples

Ensuring that regulatory requirements are met for Amazon Basics products and support other functions such as Retail, Transportation, Customer Service, and Legal
Work cross-functionally and manage compliance training and awareness raising programs in retail, operations and sales teams
Implement best-in-class processes and systems, and drive continual improvement
Knowledge of product compliance processes and the interplay with global supply chains
0-3 years of experience in the area of Regulatory Compliance and or Quality Assurance
Specific knowledge and/or experience of one or more of the following regulatory environments: Consumer product safety regulations & standards: Textiles, clothing, food, drug and cosmetic, toys, electronics; import regulations; private label product development
Strong attention to detail and excellent written and verbal communication skills
Ability to work with technical and non-technical business owners to get things done
Previous experience in tech, electronics, consumer goods, or other fast-paced, technology driven businesses a strong plus
Strong [MR1] initiative and follow-through skills
Knowledge of European regulatory requirements and testing (RoHS, REACH, CE mark WEE, EN 71) a strong plus

Merchant Risk Specialist T Resume Examples & Samples

Monitor our automated fraud screening application
Assist in maintaining basic ecommerce duties including chargeback handling and review
Maintain or exceed established standards for customer service, and resolves complex issues with little or no supervision or direction
Perform manual fraud review in order to detect fraudulent transactions
Review queued transactions and independently determine if the reviewed transactions are fraudulent or legitimate
Conduct extensive research to validate purchases
Independently resolve problems that require in depth investigation and/or research
Conduct follow-up research on fraudulent transactions
Work with peers and Managed Services leadership to communicate fraud trends and share best practices, ideas and information
Communicate effectively with the team
Strong desire to build a career in the fraud industry
Excellent organizational, analytical, and critical thinking skills
Ability to analyze situations and issues, identify options, draw logical conclusions and sound inferences, determine and recommend practical sources of action utilizing good judgment and strategic thinking
Ability to meet deadlines and prioritize deliverables
Previous e-commerce fraud prevention, investigation or retail fraud prevention experience is a plus
Strong customer service skills and a demonstrated ability to take initiative, conduct thorough research, and be professionally persistent
Must possess strong internet research, along with the ability to navigate multiple systems at once
Demonstrated experience and/or strong working knowledge of Microsoft Word, Excel, and Outlook
Must be able to work four, 10 hour afternoon/evening shifts, beginning between 12PM – 2PM, including weekends, and holidays
Note: Relocation will not be provided for this role. This position will be based out of our Itasca, IL office

Risk Specialist, Senior Risk Speciailst Resume Examples & Samples

Independent research in preparation of risk assessment
Staying informed on changes in financial services industry and regulatory environment
Extensive data analysis. Requires data collection, structuring, analysis tool development, and the ability to effectively communicate conclusions
Maintain policies & procedures in alignment with internal initiatives
Coordination and execution of the Risk organization’s involvement in CCAR
Prepare presentation materials for various working groups and committees
Undertake ad-hoc projects as required
Bachelor’s degree in a quantitative discipline such as finance, accounting, mathematics, statistics, or economics
Minimum 2+ years of experience in an analytical role, preferably within a Financial Institution
Ability to develop Excel based financial tools for analysis and drawing conclusions
Good communication, interpersonal and organization skills
Ability to work independently with little direction or effectively in a group
Proficient working experience with SAS a plus
Strong work ethic and willingness to learn

Credit Risk Specialist Resume Examples & Samples

Manage parent company borrower rating information, routinely monitoring changes in parent ratings. Request and obtain the parent company borrower rating information from Head Office and update CDL in a timely manner
Manage credit/rating application flow, monitor the document status and ensure all approvals are in place in a timely fashion and close all application sites once the process completes
Manage/monitor Call Memos and other non-GCARS related reports/write-ups, ensuring all are properly stored in CAL
Maintenance of CAL to ensure the file content is current and organized
Monitor accounts (including new ones) with missing information (e.g. analyst in charge, rating) and request Data Warehouse Department for update to ensure up-to-date information in CDL. Close communication with other sections such as Risk Management is key
Basic US GAAP accounting knowledge
Minimum 2 years of working experience in large financial institutions and/or corporations
Experience in data management and/or detail-oriented
Technical Skills: MS Word and Excel
Bilingual Japanese/English required
Working experience in credit administrative function, completion of formal credit training, or understanding of credit approval process (preferred)
Bachelor’s degree in 1) accounting or finance (preferred), or 2) business degree

VP Credit Risk Specialist Resume Examples & Samples

Performing fundamental credit risk analysis and assigning internal credit ratings on counterparties based mainly in Asia Emerging Markets
Maintain accurate exposure and client information in internal risk systems
Liaising with Legal department to ensure identified risks are adequately addressed in the legal documentation and setting credit terms in the legal documentation
Performing general problem solving of any issues arising across Credit Suisse in relation to counterparties in the portfolio
At least 10 years work experience in credit analysis
Strong communication skills - both oral and written
Knowledge of capital markets and derivative products
Experience with corporate credit approval is a must

Senior Ciso Risk Specialist Resume Examples & Samples

Very solid communication skills
Proficient in English (spoken and written), German is a plus
Advanced skills and established experience in IT security and risk management (understanding risk assessment, legal and regulatory requirements, threats, vulnerabilities, security policies etc.)
Good understanding of Operating Systems (e.g. Windows Server, Unix) security and typical OS controls, application development, SDLC, Penetration Testing, access controls, encryption etc
Good understanding of infrastructure components, including infrastructure security components (e.g. Network security, Firewalls, IDS, IPS etc.)
Information Security Assessment and/or Audit experience
Experience in financial services industry a plus

Risk Specialist Resume Examples & Samples

The primary focus of the Governance team position will be to develop in conjunction with business units escalation protocols and procedures, governance playbooks and action plans that meet supervisory standards
This will include leading the coordination with Treasury, Finance, Legal, and Business Unit teams colleagues globally
This process includes interpreting regulatory rules and guidance, gathering management and subject matter expert input, planning work to address data gathering, analyzing data to develop both qualitative and quantitative conclusions, drafting and editing narrative, participating in meetings and workshops, coordinating sign-offs, and delivering final drafts of assigned sections
Ensure a consistent approach and messaging globally across deliverables. This collaboration includes coordinating across functional groups and gaining understanding of local business practices, regulatory and jurisdictional environment
Organize, outline, and assisting Business Units with drafting major sections of the relevant playbooks
Drive the coordination of tabletop/simulation exercises that will test the playbooks
Review and edit relevant sections of Resolution Plan to ensure clear and consistent messaging
Create senior management presentations and other stakeholder communications
Through project management planning and tracking, ensure that deadlines are met and high quality standard maintained
Bachelors or equivalent degree required
7-10 years of relevant financial industry experience preferred
Strong quantitative skills including ability to understand modeling concepts and analyze data
Excellent verbal communication skills and documentation skills, including ability to summarize large volumes of information
Project management skills, including experience working with tight timelines, providing regular status updates and effectively managing issue escalations
Attention to detail and accuracy of information presented
Strong interpersonal skills, including ability to coordinate key projects across multiple areas

Risk Specialist Resume Examples & Samples

Collect monthly NAV and Performance data for Hedge Funds from emails and websites
Process Hedge Fund counterparty creation, activation and inactivation requests from credit officers
Update static data attributes including hierarchy information and contacts
Create facilities and set limits for Hedge Fund counterparties
Upload newsletters with data received from clients to the document portal
Generate weekly reports to identify missing data in Hedge Fund counterparties
Follow up with clients and credit officers for missing Hedge Funds data
Coordinate with IT support teams for application issues
Attend weekly meetings with Relationship Managers to discuss process issues
Liaise with internal and third party stakeholders to amend Hedge Funds information
Contribute to ad-hoc and time sensitive projects with dependent teams
Participate in UATs to enhance performance of Credit Risk Management tools
Engage in business continuity exercises at DBOI
Education level: Graduate and above in any stream with 1-2 years of work experience. Investment banking experience an added advantage
Ability to process and analyse diverse transactional behaviour and display sound judgment during escalations
Knowledge of financial markets and investment vehicles
Awareness of general Hedge Fund terminologies
Attention to detail to work with pricing information
Team player with great attitude and work principles
Ability to multi-task on several assignments/projects in addition to managing daily responsibilities
Work well under pressure and meet deadlines
Proficiency in Microsoft Excel to work with large volumes of data

Risk Specialist Resume Examples & Samples

Manage and execute on-going development of the Risk Management methodology and associated processes
Conduct prioritised In-depth Risk Assessment workshops in accordance with the programme Risk Assessment requirements
Monitor, assess and challenge the Programme capability to manage risks and drive necessary mitigations
Management of the Programme Risk Register and ensuring updates and articulation/quality of content is of a high standard
Management of the Programme Risks and Mitigation Plans within the BDUK Risk Management Tool (BORIS)
Populate and maintain a joint risk register using a MOD provided Active Risk Manager (ARM) risk tool
Manage the Risk & Opportunity Management Plan and joint risk management process with the Authority in accordance with the ROMP
Input to the monthly Slide Pack to the customer which will contain the top 10 Programme risks including tracking of previous months mitigation
Lead Bi-Weekly internal Risk Reviews and monthly Risk Reviews with the customer
Supports, advises and gives guidance to all stakeholders on risk matters ensuring that risks and weaknesses throughout the business are correctly identified, prioritised, investigated and resolved
Proactively recognising opportunities for raising awareness on Risk Management and ensuring appropriate level of understanding across the business
Proven and demonstrable experience of Risk Management to include processes and tool sets
Experience of driving a Continuity Programme across a business and influencing stakeholders
Experience of building relationships and stakeholder management skills
Self-motivated, flexible and be able to work independently and as part of a high performing team
Assessment and management of risks and vulnerabilities across all areas of the Programme
Proficient user of MS Office applications
Good communication skills; well-articulated and able to relay Programme RIO related updates in a simple format (verbally and in writing)
Deliver continuous service improvement
Detail oriented and customer focused with excellent time management skills
A Strategic and analytical thinker

Credit Risk Specialist Resume Examples & Samples

Strong knowledge of capital markets and industry regulations
Demonstrated ability to organize and manage multiple tasks simultaneously
Strong interpersonal, written, verbal and presentation skills
Strong client service orientation
Self-motivated, detail oriented and takes initiative
Intermediate to Advanced MS Office skills including Word, Excel, PowerPoint and Access programs

Credit Risk Specialist Resume Examples & Samples

Prepare financial spreadsheets and research industry data
Prepare credit applications and other credit related documents
Perform credit monitoring of existing portfolio, including collateral monitoring, covenants compliance check etc
Keep a rating accuracy
Perform a rating review of existing portfolio and ongoing early identification of credit quality deterioration
Arrange and maintain credit files
Support business line unit responsibilities, i.e. client retention and relationship management
Primary contact as along as authority is delegated to Credit Associate in the area of credit monitoring matters (e.g. requesting or clarifying financial information and obtaining documents related to credit monitoring)
Knowledge of popular credit products
Knowledge of regulatory examiners' basic point-of-view in areas of credit management
Knowledge of the Bank’s credit related policies and procedures sufficient to perform regular duties independently under general supervision by supervisor/manager
Able to conduct basic analysis of repayment ability of a credit by synthesizing historical financial information with other qualitative factors
Able to make general arguments regarding the level of risk for credits of regular complexity
CIB Staff provides administrative support to BTMUS Registered Representative

Ciso Risk Specialist Resume Examples & Samples

Solid IT background (IT degree holder preferred)
Experience in and knowledge of industry standards (e.g. ISO 27001, CobiT, ITIL)
Good understanding of infrastructure components, including infrastructure security components (e.g. NAS, backup solutions, firewalls, IDS, IPS etc.)
Good understanding of security architecture best practices
Information Security Assessment and/or Audit experience a plus
CISSP, CISA, CISM, CompTIA Security+ or equivalent certification a plus

Home Lending Segment Risk Specialist Resume Examples & Samples

3-5 years of mortgage business experience that involves independent and proactive problem research and resolution
Risk related experience preferred
Be project oriented with the ability and desire to analyze complex processes and data, identify and bring forward challenges and potential solutions, create and maintain reports, and communicate findings
Convey a personable, assertive, and professional communication style with a comfort level engaging others and speaking with all levels of individuals
Be comfortable actively participating in team environment with the ability to lead and influence others
Be detail oriented with an established personal system for managing time, deadlines, and documentation
Be intensely curious and investigative style with the ability to understand the impact of action taken

Segment Risk Specialist Resume Examples & Samples

Three or more years of successful investment sales experience and the desire to work in a fast-paced, goal and commission based environment required
Series 7 before hire (S63 also if state requirement)
State Life and Health before hire
Series 65/66 within 120 days of hire
Ability to make professional sales presentations and be able to build credibility with Huntington's client base
Proven organizational skills and ability to work successfully, independently, and proactively in a team environment required
Must have excellent written and verbal (face-to-face and phone) communication skills including interpersonal and influencing skills needed to interact with individuals at all economic levels

Risk Specialist Resume Examples & Samples

Facilitate third-party Information Security risk assessments on potential new third parties by completing risk assessments and detailed analysis of the third parties information security controls. Assessments include a review of vulnerability scans, penetration tests, PCI DSS compliance, a review of the third parties information security program, review of external reports and independent audits
Communicate information security risk results to the Information Security Officer and Risk Managers
Facilitate third-party oversight information security risk assessments, by completing risk assessments and detailed analysis of the Information Security controls
Lead the Software review process which includes the completing reputational reviews focusing on developer reputation, financial health and legal issues on each proposed software developer
Facilitate and drive the review process with various stakeholders along with advising key stakeholders on the risks of the proposed software
Serve as Subject Matter Expert for Alliance Data card services in regards to third-party Information Security risk, and issues
Act as the contact point for associate questions/training on Information Security related topics
Keep abreast of latest security and privacy legislation, regulations, advisories, alerts, and vulnerabilities
Provide consultative advice to internal customers that enable them to make informed risk decisions and develop acceptable risk mitigation strategies
Generate succinct and actionable reporting to Information Security and Business Relationship Owners that provides a current status on all open issues, including remediation plans or exception requests
Bachelor’s degree in Information Security or a related field required
CISSP, CISA, OR CISM preferred
1 to 2 years of experience working in Information Security, Information Technology, or risk management
Thorough understanding of Information and Network Security including (but not limited to) PCI DSS standards, ISO 27001/27002, NIST Cyber security Framework, business continuity and disaster recovery, physical security SDLC, change management, vulnerability scanning, penetration testing, firewalls and encryption methodologies
Demonstrated understanding of Information Security risks and methods of mitigating risk
Understanding of regulations (FFIEC,FDIC, CFPB) regarding outsourcing engagements and risks
Strong communication, interpersonal and negotiation skills
Ability to function in deadline intensive environment, managing multiple responsibilities while effectively focusing on priority issues
Ability to use Word, Excel, and Adobe Acrobat
Assist in mentoring other team members in Technology and Information Security

Risk Specialist Resume Examples & Samples

Develop and monitor check authorization algorithms and protocols while focusing on increasing the approval rate of transactions
Review and monitor current claim and collection results for trends while focusing on reducing the claim rate
Proactively identify cardholder fraud by utilizing (CheckNet) an internal security monitoring system to effectively analyze transaction activity by merchant and region
Monitor cardholder performance and make appropriate decisions base on risk analysis
Monitor and metric existing third party vendors for efficiency and cost/benefit
Provide best practice guidelines for fellow team members and other internal groups
Provide quality customer service and subject matter expertise to all internal departments, Global Payments third party partners and sales organization
Provide assistance with investigative cases as needed
Drive results with a proven ability to achieve both team and individual goals consistently
Attend industry conferences and company training courses as assigned
Demonstrate knowledge of Word and Excel
Proven organizational, analytical and problem solving skills
Candidates must complete and pass Microsoft Excel assessment with 70%+ passing score

Risk Specialist Resume Examples & Samples

Performs design assessments, control effectiveness testing, issue resolution monitoring and supports the sign-off by management of processes and controls in scope (including COSO assessment)
Shows visibility for key stakeholders internally and the external SOX 404 auditors within one or more countries
Is involved into global or moderate complex projects and/or process re-designs due to business model changes
Demonstrates high proactive engagement to solve problems in regards to process design and training activities for development and implementation of SOX related topics
Is empowered and highly proactive to solve challenges in regards to process design and training activities for the development and implementation of Internal Controls- and SOX related topics at a global level
Builds and maintains strong partnerships to build common ground for cooperation with internal and external key decision makers
Takes decisions with medium to high complexity and makes recommendations of broad nature (decisions within his / her local area of responsibility)
Presents medium to high complex topics to cross-functional colleagues and senior managers by applying advanced communication skills and operates with external auditors
Good understanding in terms of concepts, practices, procedures and tools of Internal Controls- and SOX to accomplish the job
University Degree (e.g. in Business Administration, Accounting/Finance, IT/Computer Science or Law)
Preferred: Professional credentials (e.g. CA, CPA, CIA, CISA)
Solid experience in SOX and PCAOB audit standards with a large multinational corporation or Big 4 audit firm
Good knowledge of typical risks inherent in business processes (IT, Sales, Finance, etc.)
Project- and process-change management skills

Risk Specialist Resume Examples & Samples

2+ years of prior experience in financial services supporting key elements of an AML program or another Compliance program
2+ years of prior investigative experience preferably in financial services industry
Working knowledge of MS Office, including advance knowledge of MS Excel
Relevant experience in data analysis, research, and experimentation
Analytical and quantitative skills; an ability to use data and metrics to back up assumptions, develop business cases, and complete root cause analyses
Ability to meet tight deadlines and prioritize workloads in a fast paced environment
Payments, financial services, or e-commerce background
Basic skills using SQL
Strong verbal and written communication and data presentation skills, including an ability to effectively communicate with both business and technical teams
Program or project management experience

Principal Risk Specialist Resume Examples & Samples

Provide thought leadership on risk modelling and technology for the banking industry
Provide technical expertise and domain knowledge to support software pre-sale and post-sale activities utilizing knowledge of industry or industry segment processes and challenges
Focus on SAS solutions centered on SAS risk modelling, especially on the model implementation. Priority solutions include stress testing and IFRS9
Be a recognized functional and technical expert for these solutions
Consult with customers to understand needs, and identify appropriate SAS solutions and value proposition. Prepare prototype solutions and presentations
Provide input to customer sales, retention and post-sale strategies
Lead solution positioning, demo and PoC activities to meet the customers’ requirements
Assist development of go-to-market strategy and support demand generation activities including vendor-sponsored events, trade shows, and user group meetings
Provide technical support and training to Risk presales / consultants in the region
Collaborate on new developments with peers in other regions, and global Product Management
Has solid experience in Risk Management/Technology with a vendor, consulting or banking background
Is an expert in target use cases, and a broad understanding of Risk Management as a discipline
Understands business and value drivers in target markets and customer segments
Has hands-on experience in solution configuration and/or development
Is experience in advanced credit risk analytics supporting expected credit loss (core of IFRS 9), Basel RWA and/or enterprise stress testing
Has ability to consult with customers – strong written and verbal communication - ability to engage internal and external stakeholders including Risk, Finance and IT functions

Risk Specialist Resume Examples & Samples

Understand the reconciliations workflow and perform the recovery of any overpayment
Be able to evaluate the type of overpayment made while reconciling a merchant account
Building inter department relations for effective communication and process building
Become a contact point for the team with a sound knowledge of all processes and pending reconciliations
Investigate escalated issues and cases and prepare extensive reports where necessary
Improve current processes in accordance with the department’s needs
Contacting and negotiating with merchants for overpayments in relation to the reconciliation process
Reporting any potential threat spotted to the revenue or processes of the company
Maintaining discretion and professionalism given the sensitive nature of the role
Cultivating relationships with multiple departments across the company to enhance the risk function
Training customer and merchant-facing departments on best practices to minimize the chances of overpayments, or increase in refunds
Holding payments and/or removing features from active status in order to prevent financial loss
Be available to perform additional tasks set by the Reconciliations Manager on an ad hoc basis
Bachelor's degree in business discipline preferred
Excellent written and verbal communication skills in English and French
Experience in collections, or risk management ideal
Team player who thrives in fast paced and high profile environment
Ability to self-start and self-direct in an unstructured environment
Comfortable making creative judgment calls
Comfortable handling difficult conversations
Working knowledge of Excel
Knowledgeable of the products/services Groupon offers to customers and Groupon’s business model

Risk Specialist Resume Examples & Samples

Plans, conducts and ensures the completion and accuracy of store physical inventory, firearm, regulatory compliance and operational assessments/observations
Manages the deployment and utilization of temporarily assigned store-level resources to ensure the execution and completion of inventories
Compiles and communicates inventory and audit results
Timely documents all required evidence of inventories and assessments per Company process and use of audit tools
Communicates and coaches store team members regarding Company, and Risk Management loss prevention controls and policies
Communicates findings to appropriate store, district and region management for follow-up and/or resolution
Ensures Company and Risk Management and Asset Protection goals are met
Performs additional reviews and research at the store level as directed by the Division Operational Risk Specialist
1-3 years of related experience in loss prevention, audit and/or retail
Ability to travel 50-80% of time within assigned geographic area
Demonstrated communication and interpersonal verbal and written skills; time management and organizational skills, and attention to detail and accuracy
Demonstrated ability to use PC, including data input into a POS terminal, WORD and EXCEL
Compliance with EZCORP driving license standards

Lead Market Risk Specialist Resume Examples & Samples

Lead ongoing development of reporting metrics to monitor the dynamics of the risk profile and focus executive action, including hedging, re-insurance, ALM strategy, strengthening of operational controls, etc
Monitor market risk profile and exposures against the stated Risk Appetite
Develop derivatives risk reporting and ability to monitor valuations and counterparty exposures
Develop expertise in local regulations impacting the trading and risk management of derivatives and support implementation and monitoring of related constraints
Participate in legal hedge and economic effectiveness processes
Support variable annuity and derivative stress testing and analytics and reporting
Prepare and present reports for regular and ad hoc management, executive and Board meetings
Support, collaborate and liaise with the business leaders
5 years of relevant work experience in risk management, or derivatives operations
In-depth knowledge of market risk practices, theories and related analyses
Clear understanding of technical market risk exposure monitoring and modeling trends and awareness of particular risks typically associated with life insurance and annuity products
Strong understanding of investments, liabilities and asset-liability management processes
Excellent communication skills are essential as you will be liaising with a wide variety of stakeholders in different departments across the Company
Ability to understand complex problems and make recommendations within agreed timescales
Ability to work effectively in a multi-disciplinary team and to explain technical issues in non-technical language
Willingness to challenge and influence other team members and colleagues
Undergraduate degree required, a focus on finance, actuarial studies, or mathematics and statistics preferred
Completion of, or good progress towards, actuarial qualification is a plus, though not required

VP, Liquidity Risk Specialist Lead Resume Examples & Samples

Monitor and report on Comerica's liquidity position including various liquidity ratios, collateral availability, estimated capacity of existing and potential funding sources, liquidity projections, liquidity stress test scenarios, funding concentrations, commitment usage and levels, peer comparisons, etc
Oversee compliance with all liquidity risk policies, procedures and processes (such as Comerica's Liquidity Management Policy, Comerica's Contingency Funding Plan (CFP), and Liquidity Stress Testing)
Ensure compliance with liquidity regulations such as Dodd-Frank, Basel III LCR and NSFR, etc
Optimize Comerica's use of collateral given regulatory requirements
Stay abreast of regulatory, capital markets, and industry developments related to liquidity risk and modeling techniques
Maintain active dialogue with various areas in the bank to ensure accurate and consistent reporting, analysis, communication and projection of Comerica's liquidity position
Responsible for leading and/or present analysis and results
Distills complex issues into a clear, understandable language
Commands attention in small group settings
Bachelor's degree from an accredited university in Finance or related field
5 years of experience managing small to medium projects
5 years of experience using Excel; including pivot tables, graphs, charts
5 years of experience in building financial models

Internal Control & Risk Specialist Resume Examples & Samples

Providing risk and control owners with support to implement relevant aspects of the Internal Control Framework within their areas of responsibility
Ensuring that risk and control owners are appropriately defining and operating effectively internal controls to address key risks
Performing 2nd line control activities to review and challenge the implementation of the Internal Control Framework
Facilitating risk and control owners with developing action plans to address identified control deficiencies
Monitoring the implementation of action plans
Developing positive working relationships with risk and control owners
Preparing internal control updates and reports for the attention of Senior Management and Board / Board Committees
Submission of local deliverables to Group Internal Control
Working closely with other 2nd line of defence functions where necessary, in particular with Risk Management and other control functions; and
Assisting with the delivery of some Operational Risk Management objectives
Qualified financial accountant (e.g. ACA, ACCA etc.)
Internal control or risk management qualifications also desirable
1 – 3 years post qualification experience which includes internal control, operational risk management or audit experience
Big 4 Professional Services Firm experience or similar, in financial services sector, preferably in the insurance industry
Knowledge of business processes, systems and internal controls is essential
Excellent report-writing ability; ideally with experience of having prepared presentations / deliverables for Boards, Board Committees and Senior Management
Strong technical, interpersonal, communication and presentation skills with a focus on attention to detail
Customer focused with the ability to deliver services to internal and external parties in a reliable, attentive and available manner
Hardworking, dedicated and focused with the ability to deliver results ensuring timely high quality deliverables, under pressure
Ability to work well within a team environment, sharing ideas, experience and knowledge with colleagues and with others across the business
Ability to handle multiple tasks effectively and to demonstrate flexibility towards work requirements / job specification depending on team needs and priorities; and
Identifies with AXA’s values: One AXA, Customer First, Integrity and Courage

Field Risk Specialist Resume Examples & Samples

Floor plan audits
Customer service
Automobile dealership
Automobile auction
Vehicle inspections
Related field service

Materials Quality & Risk Specialist Resume Examples & Samples

Global Material Management
Maintain list of materials to avoid during new product development
Create and manage process to select, qualify, and disqualify raw materials
Investigate alternatives to key raw materials to dual source where possible
Determine raw material inspection criteria and shelf-life for new and existing codes (including SPC)
Maintain and control incoming code inspection sheets
Maintain supplier scorecard
Global management of raw materials to ensure copy exact with other Kester facility (s)
Manage global raw material / primary packaging material code list
Global Risk Management
Lead cross-functional team to assess supply risk – enhance current raw material risk assessment process
Proactively plan and lead appropriate actions to mitigate risk
Document and score risk assessment per Kester or customer requirements as needed
Collaborate with other departments to identify or qualify new and 2nd source raw materials or packaging materials (i.e. Strategic Sourcing, Purchasing, R&D, Quality, Production)
Improve supplier and material risk management process to be more pro-active in order to prevent revenue loss, support revenue growth and increase customer satisfaction
Lead supplier change notifications and assessing its risk to supply chain
Negotiate supplier contracts
Active participation in devising long range and annual sourcing savings plans
Demonstrates effective working relationships/communications with all personnel
Comply with all quality, safety, and work rules and regulations
Manage and maintain supplier and customer reports, when applicable
Support Research & Development, Operations, and Engineering with continuous improvement projects

Merchant Risk Specialist Resume Examples & Samples

Striking a balance between Risk assessment and Customer Service Collection of overdue balances on merchant accounts arising from refunds, charge backs and incorrect payments to minimise exposure and prevent write offs
Inbound And Outbound calls with detailed back office work (OA referrals and suspense items) Management of Dutch debit balance inventory as well as supporting UK and Multicurrency markets
Proficient in written and spoken Dutch- Business Language
Ability and flexibility to work in a call centre environment
Self-starter, working under minimal supervision with a positive attitude
Experience in customer facing roles
Proven analytical and negotiation skills
Mathematical ability to calculate different payment methods, adjustments, ratios and percentages. Knowledge of Genesis an advantage
Knowledge of general accounting, chargeback or Disputes, pending paid and batch processing procedures is an advantage but not essential

LOB Risk Specialist Senior Resume Examples & Samples

Establishing strong relationships with corporate service partners such as compliance, legal, risk management, etc. on initiatives impacting Retail, Consumer, Commercial, Credit Card, Default Management, Bank Operations and Technology
Monitoring regulatory and operational changes and working closely with management to understand impacts and solutions
Leading regulatory exams and requests which include

Credit & Risk Specialist, Eagle Lending Resume Examples & Samples

Support activities of Eagle Lending’s Credit and Risk function, ensuring that deadlines are met and issues and audit recommendations are effectively resolved in a timely manner
Develop and facilitate process improvement trainings for Eagle Lending staff across the country
Support strategic initiatives of front-line or operational process re-engineering and automation in order to more effectively meet regulatory requirements
Guide implementation of new regulations and, from time to time, new product implementation, ensuring that appropriate project plans are in place, deadlines are met, and effective policies & procedures, training programs, and communication strategies are in place
Develop risk metrics to produce meaningful data and executive dashboard reporting, reflecting issues, trends, and overall effectiveness of program
Identify opportunities to improve efficiency, reduce risk, and improve quality, and make recommendations to management for related process improvements
Act as liaison with the Corporate Compliance team as well as internal/external audit groups and regulators, while providing subject matter expertise to Eagle Lending
Perform duties and responsibilities specific to department functions and activities or as assigned by supervisor
Must possess 1 - 2 years of experience in Risk Management, Compliance, Lending, or other related fields
Must possess strong working knowledge of MS Word / MS Outlook / MS Access / MS PowerPoint/ MS Excel
Knowledge of loan processing and/or servicing systems strongly preferred
Experience with AFS, Appian, TotalPlus ML, IBS, OnBase and/or IL applications a plus
Proactive individual able to operate efficiently in a fast paced environment
Quick learner and ability to manage multiple priorities
Proven ability to work under pressure and meet strict deadlines
Ability to succeed in a team-oriented work environment
Able to quickly forge effective working relationships with a variety of personalities
Demonstrated skills in organization and strong attention to detail

Risk Specialist Resume Examples & Samples

Assist the Risk Management Department in various functions including Business Continuity, Enterprise Risk Management, Vendor Risk Management, Governance Risk & Compliance (GRC) implementation and Commercial Insurance
Facilitate and coordinate the development of business continuity plans with the Business Continuity Manager
Assist and support management and business units as requested during business disruption occurrences
Assist and provide support with the Enterprise Risk Management (ERM) process by maintaining and updating the ERM documentation, gathering and analyzing data and assisting in the preparation of risk reports
Maintaining input and data quality of the Risk Management System / Governance Risk & Compliance (GRC) tool
Develop Business Impact Analysis Reports
Create and update procedures pertaining to the job function and review changes with management
Provide assistance in the planning / design phase and end-to-end implementation of the Vendor Risk Management process
Assist others in the Risk Management group with strategies and solutions to accommodate the entire Enterprise
Adhere to corporate policies and procedures
Perform other duties as assigned by the Managers in the Risk Management department
Strong analytical, critical thinking and decision making skills
Strong organization and management skills, with attention to detail
Working knowledge of current information presentation/posting technologies centered around SharePoint application
Strong written and oral communication skills including the ability to create and articulate risk assessment findings / points of view that are easily understood by teammates and all levels of management within the organization
High degree of professionalism with strong interpersonal skills and ability to engage and coordinate with executive management
Proficient in Microsoft Office suite (Word, Excel and Powerpoint)
Ability to prioritize work under pressure
Multi-tasker, self-starter and motivator; interested in personal development
Bachelor's degree in: Business or related field
Minimum of 2-3 years of related experience
Certified Business Continuity Professional - Preferred

LOB Risk Specialist Senior Resume Examples & Samples

Execute the ETPM program lifecycle components, inclusive of: Planning, Due Diligence and Third Party Selection, Contract Negotiation, Ongoing Monitoring and Termination (OCC 2013-29 lifecycle) in order to meet business and regulatory expectations as well as alignment with organizational strategy
Execute strategy to support Risk Assessment Centralization
Develop strategy and process to utilize industry risk assessment/threat monitoring tools as supplemental or replacements for select risk assessments
Responsible for process performance and improvements in order to increase program maturity and sustainability while accounting for emerging risks

LOB Risk Specialist Senior Resume Examples & Samples

Serve as the subject matter expert in a particular risk area of the bank that may inform the third party selection process or play a role in ongoing monitoring activities of third parties
Accountable for reviewing controls and providing guidance relative to risk domain(s)
Evaluate and oversee changes to inherent risk assessments and due diligence activities
Responsible for responding to legal, regulatory and other marketplace risk factors
Serve as a point of escalation for all matters within the scope of the Risk Steward authority and attest to the conformance of a respective risk domain
Develop and/or update and maintain internal standards, policies, and procedure manuals to ensure current processes are clearly documented and consistent with regulatory policy
Coordinate with the ETPM Regulatory Officer in the design/development or enhancements of inherent, due diligence, and recurring risk assessments
Partner and collaborate with ETPM internal team members aligned with the respective risk domain(s) to share best practices and identify opportunities for enhancing third party risk management processes
Support the internal education of best practices throughout the Line of Business as needed
Participate in activities with the risk steward community (i.e. working groups, lunch and learns, roundtables)
Foster relationships with Third Party Management Office (TPMO) and relevant internal stakeholders
Support ETPM key risk reporting processes/metrics

Flood Risk Specialist & Team Leader Resume Examples & Samples

Provide technical leadership on flood risk management and modelling and drainage projects across South East Asia
Engage directly with clients to develop our flood risk management business
Manage and assist members of the water resources team
Provide specialist advice to project managers, engineers, and environmental specialists in relation to flood risk management and modelling, including developing proposals and delivering projects
Communicate with people outside Mott MacDonald, representing the company to customers, the public, government and other external organizations
Write and review project reports for technical and non-technical groups
Actively participate in Mott MacDonald's worldwide water community through involvement with our practice sites
Actively participate in our hydraulics team within Asia Pacific
Assess the sector for new developments within flood risk management to keep Mott MacDonald moving forward
A Bachelors qualification in a relevant discipline
Minimum of 10 years post graduate experience
Experience leading flood risk management and drainage projects
Experience developing business directly with Clients
Able to demonstrate a high level of technical ability within a fast moving consultancy environment
Experience in 1D-2D hydraulic modelling
Enthusiastic about developing and guiding junior staff
Self-motivated and outward facing with excellent interpersonal skills
Excellent time management skills, setting priorities, planning and organizing
Proactively seeking to enhance personal and professional development
Be an active participant in demonstrating Mott MacDonald's values and behaviours
Apply initiative to resolve tasks or problems that arise
A Masters qualification in a relevant discipline
Hold Charted status with a recognized organization
Delivery of flood risk management projects in South East Asia

100

LOB Risk Specialist Resume Examples & Samples

Provides oversight of the ETPM Program from a compliance perspective, ensuring that the ETPM Program meets regulatory requirements and organizational strategies and goals
Assists in the establishment of guidelines for execution of self-monitoring protocols by line of business Third Party Management Offices and gives guidance and consultation as needed
Bachelor’s Degree required in accounting, finance, business management or other relevant field. Additional experience beyond the minimum required may be accepted in lieu of education
Specific experience in audit, accounting, compliance, quality assurance, process improvement or risk management is required
Strong knowledge of third party management regulations, risks and controls a plus
Experience in risk assessment and design/execution of QA testing programs preferred
Keen time management skills and demonstrated success in bringing initiatives to timely closure
Strategic thinking coupled with practical execution
Ability to anticipate issues and aggressively drive results through initiatives
Must have working knowledge of sound internal control concepts and solid analytical, problem solving and documentation skills
Strong relationship management and collaboration skills a must
Excellent verbal and written communication skills; ability to effectively articulate program requirements, risks and issues to all levels of management
Proactive and diplomatic in escalating negative news to relevant parties in appropriate context; balanced approach to reporting results, including both successes and issues

101

LOB Risk Specialist Senior Resume Examples & Samples

Executes QA testing and validation of third party management key controls executed within business and operating areas across the enterprise to assess LOB adoption and execution of the ETPM Policy and Program requirements
Analyzes testing results, prepares testing reports, and communicates results to stakeholders
Conducts process risk analysis and designs/documents QA testing approaches to monitor compliance with the ETPM Program across the enterprise
Establishes guidelines for execution of self-monitoring protocols by line of business Third Party Management Offices and gives guidance and consultation as needed
Identifies issues and escalates material non-compliance instances. Follows up on corrective actions to ensure that issues have been appropriately addressed. Assists in identifying and addressing opportunities for improvement in ETPM processes and related controls
Reviews results of testing and strategically collaborates with internal auditors, external auditors, program leads/managers, risk stewards and regulators when necessary
Supports reporting to appropriate risk committees as required by policies and governance
Bachelor’s Degree required in accounting, finance, business management or other relevant field. Advanced degree and/or technical certification preferred. Additional experience beyond the minimum required may be accepted in lieu of education
Specific experience in audit, accounting, compliance, quality assurance, process improvement or risk management required
Experience in risk assessment and designing/executing QA testing programs preferred
Self-starter and ability to learn quickly, sifting through significant detail to derive key points
Must have advanced knowledge of sound internal control concepts and advanced analytical, problem solving and documentation skills
Excellent relationship management and collaboration skills a must

102

LOB Risk Specialist Senior Resume Examples & Samples

Establish strong relationships with corporate service partners such as compliance, legal, operational risk management, etc. on initiatives impacting, Retail, Consumer, Commercial, Default Management, Credit Card, Bank Operations and Technology
Monitor regulatory and operational changes and work closely with management to assess impacts and solutions
Lead external and regulatory exams which includes

103

Senior Quality Risk Specialist Resume Examples & Samples

Bachelor's degree or equivalent and relevant formal academic / vocational qualification
Previous experience that provides the knowledge, skills, and abilities to perform the job (comparable to 5+ years, including experience in quantitative analysis, data management, statistics or related environment in support of clinical trials) or equivalent combination of education, training, & experience
SharePoint and Spotfire programming experience, advanced Excel user skills
Broad working knowledge of the roles, functions and process of conducting quality audits and clinical trials
Broad understanding of medical/therapeutic area knowledge and of medical terminology
Ability to effectively apply knowledge and skills in a highly organized fashion while adhering to regulatory guidelines, SOPs and client expectations
Ability to effectively review and evaluate quality data and select clinical trial data
Effective planning skills
Strong analytical and intuitive skills with the ability to shift perspective between detail-oriented and big-picture views
Client focused approach with excellent interpersonal skills
Ability to shift between independent work and working collaboratively as part of a cross-functional team
Strong oral and written communication skills (English) with the ability to communicate effectively with a variety of internal and external customers, including project team and functional management
Advanced computer skills, with advanced knowledge of MS Office (Word, Excel, PowerPoint), and the ability to learn and use interactive computer systems

104

Credit Risk Specialist, Loans & Derivatives Resume Examples & Samples

Extensive experience in corporate credit analysis and financial forecasting, assigning ratings and sizing risk appetite
Experience of Chemical and Pharmaceutical sectors preferred
Fluency in English plus one European language would be an advantage

105

Credit Risk Specialist Resume Examples & Samples

Credit administration experience is a plus
Credit administration role including database management such as credit customer, credit facility, collateral monitoring, covenants compliance, etc
Keep a rating accuracy. Perform a rating review of existing portfolio and ongoing early identification of credit quality deterioration
Support business line unit responsibilities - i.e. client retention and relationship management
Other credit related matters as assigned by the Manager

106

Classification Specialist / Risk Specialist Resume Examples & Samples

Cross-border trade compliance
Direct imports product compliance
Ensure that Canadian regulatory requirements are met for products and support other functions such as Retail, Supply Chain, Transportation, Customer Service, and Legal
Support best-in-class processes and systems, and drive continual improvement
Proven ability to manage large and complicated projects
Enable scalable business solutions which ensure compliance with consumer product regulations
Collaboration, Influencing, Negotiation, Determination and Resiliency
Bachelor’s degree required with a scientific focus
1-3 years of experience in the area of Regulatory Compliance and or Quality Assurance
Specific knowledge and/or experience of one or more of the following regulatory environments: Consumer product safety regulations & standards: food, drug and cosmetic, toys, electronics; import regulations; private label product development
Must be able to think creatively and possess strong analytical and problem solving skillsMust be able to use Excel, Word and other common desktop software applications. Must also be comfortable learning web applications and proprietary software
Ability to take direction as well as act independently and autonomously
Excellent creative thinking skills with emphasis on developing innovative solutions to solve complex problems that may not have one clear answer
Good problem solving skills: acts decisively, promptly and confidently. Not afraid to contradict others and proactively offer solutions
Strong initiative and follow-through skills
Experience with SQL a strong plus
Knowledge of consumer product safety regulatory requirements and testing a strong plus

107

Segment Risk Specialist Senior Resume Examples & Samples

Develop and maintain a suite of performance reports for the Optimal Customer Relationship
Bachelor's Degree in Accounting/Finance/Technology or related field
3-5 years of experience in a technical finance role that involves research and analysis
Technical Skills: SQL (or similar query language), Microsoft Excel (VBA a plus)
Experience with SAS or willingness to learn
Experience with Essbase or willingness to learn
Analysis experience with a financial institution
Strong analytical and critical thinking skills, detail oriented
Ability to prioritize and simultaneously handle deadlines, ad hoc requests, and regular deliverables
Possess strong interpersonal skills and the ability to communicate effectively across all levels of the organization

108

Liquidity Risk Specialist Resume Examples & Samples

2 years of Liquidity/Funding experience
2 years of experience contributing to small to medium projects providing specified deliverable
2 years of experience building financial models

109

Pymes Tier Risk Specialist Resume Examples & Samples

Responsible for participating in the development and implementation of the Tier 1 Pymes Credit Program, including the definition of Policies, Customer Selection Criteria, Risk Acceptance Criteria. New Credit Product Consulting, Design, Approval and Targeting
Portfolio Management. Risk Strategy Analytics. Development and Implementation. Portfolio Review. Industry Analysis. Liaison between business and Independent Commercial Risk. Tracking of Credit Campaigns, new account mix & performance
Credit Campaign Strategies (policy, criteria, monitoring & execution) Credit & Sales MIS by banker, Region and Division. Industry and Risk Segmentation
Coordinate and tack efficiency of Early Warning and Collection Strategies. Fraud tracking. Mitigation and Remedial Tools definition, implementation and tracking
Support and Training of Tier 1 credit initiation underwriters. Knowledge transfer

110

Segment Risk Specialist Senior Resume Examples & Samples

5+ years of relevant experience in Audit, Compliance, Operational Risk or related area
4 additional years of segment specific or related risk experience in lieu of bachelor's degree
Ability to identify root cause and corrective action
Proficient in MS Office and Visio
Demonstrated knowledge of Retail and Business Banking products and operational processes preferred
Project management skills specifically around meeting timelines and team communications

111

Cybersecurity Risk Specialist Resume Examples & Samples

Bachelor’s degree in computer science or related field
Currently holds an industry recognized information security certification (e.g., CISSP, CISA, CEH and / or vendor certifications)
Experience working in regulatory/government agencies or financial services is ideal
Regulatory Agency Examiner Commission is preferred but not required
Advanced knowledge in information security/cyber security, risk management, end point and server technologies, network management/architecture, intrusion detection and prevention systems, vulnerability/pen testing management, and patch management systems. This individual serves as a subject matter expert within these areas
Ability to evaluate an institutions’ information security program and provide expert advice on its ability to identify, protect, respond, and recover from business disruptions
Ability to analyze threat intelligence reports to identify vulnerabilities, understand how they could be exploited, and the potential impact to the financial industry
Critical thinking and decision making abilities. The ideal candidate makes good decisions based on a mixture of analysis, wisdom, experience and judgment
Strong analytical, written and oral communication including strong presentation and negotiation skills in dealing with all levels of management, boards of directors and other regulatory agencies
Sound analysis, problem solving and judgment skills. The ideal candidate is sought out by others for advice and solutions due to their expertise. Further, the ideal candidate recommends solutions and suggestions that turn out to be accurate when judged over time
Strong time management skills and ability to prioritize multiple work streams
Ability to work on cross-functional teams with various stakeholders on assignments under tight deadlines
Ability to understand and translate complex technical issues into business implications for technical and business representatives
Maintains ongoing awareness of current and emerging information regarding security threats, techniques and landscape

112

Credit Risk Specialist Resume Examples & Samples

Review customer financial statements annually, bi-annually, quarterly or monthly as applicable, by way of using in-depth scorecard analysis and making credit decisions
Report the results of the analysis to the Customer Service Finance Manager, making recommendations which minimise the risk inherent in granting unsecured credit in the UK and Ireland for those customers with very high risk profiles
Authorise orders to be released over the threshold assigned to MBS and within the approved authorisation matrix for the UK, Ireland and ROW
Authorise credit limits over the threshold assigned to MBS and within the approved authorisation matrix for the UK, Ireland and the ROW
Recommend additional security to protect the business interest when granting credit and executing the recommendation. The Analyst will be required to influence the customer in granting such additional security
Liaise with Commercial and Customer Finance on matters of credit risk and with external Credit Reference Agencies
Visit customer in the U.K and Ireland to discuss at Director Level, their financial statements and obtain background information regarding the business and the personal financial stability of the individual by using probing questioning and investigation techniques. Report findings via a detailed customer visit report
Report on credit risk issues via the monthly KPI report to senior managers, which the Senior Analyst will compile and maintain
Support activities associated with internal reports as well as support project implementation
Handles workflow, escalations and contact sales / other stakeholders and customers to support resolution of issues as well as clarifications
Ensure that all customers comply with our Terms and Conditions of Supply
Maximising the return in doubtful debt situations, including negotiating with administrator/Customers in granting access to premises to execute our Retention of Title clause, at times you will be required to coordinate Retention of Titles on site which requires a high level of negotiation skills and professionalisms. The attendance at court when a claim is made, dealing with Administrators and Solicitors of insolvent businesses
Attend credit circle meeting as directed by the Customer Service Finance Manager complying at all times within the Competition Act
Mange all debt recovery action, including all legal cases
Degree level education is required
(PQ) ACCA/CIMA OR ICM
Effective business partnering
Effective communication to varying audiences
Conflict and relationship management
Experience in a customer facing role
Must be fluent in English (both written and spoken)

113

Risk Specialist Resume Examples & Samples

Promote a collaborative culture of compliance, providing Suspicious Activity Monitoring support to our Japanese business and operations teams
Assist the Risk and Compliance Manager in keeping abreast of changes in Japanese AML laws and regulations, and help make necessary adjustments to internal policies, procedures, and controls
Participate in the design and delivery of AML training programs specific to Japan, large and small in scale, including coaching and mentoring
Review and translation of documents related to suspicious activity
Bilingual Japanese / English language skills. Must demonstrate complete fluency in both languages

114

Credit Risk Specialist Resume Examples & Samples

Assist credit analysts in preparation of credit applications/reviews and maintenance of credit files, utilizing credit skills and banking product knowledge
Monitor the credit quality and trends of ACB (West) Portfolio by using internal database and following and interpreting publicly available information such as industry data, material news releases including earnings and market research
Passionate, positive, and driven attitude
Reliable time management and organization skills
Proactive mindset and behaviors
Ability to adapt to new and changing environment and handle multiple priorities
MS Office

115

Cybersecurity Risk Specialist Resume Examples & Samples

Support the Central Point of Contact (CPC) in the development and execution of a strong supervisory program at MUFG in accordance with the Federal Reserve System’s Large and Foreign Banking Organizations Management Group (LFBOMG) program requirements
Develop and maintain an intermediate to advanced level of expertise in cybersecurity, project management, execution risk, information systems risk management, vendor risk management, , business continuity, data management, and internal audit including a strong understanding of current industry trends and practices, effective risk measurement and management practices, and emerging concerns that may impact MUFG’s U.S. cybersecurity risk profile
Monitor and evaluate developments impacting MUFG’s cybersecurity risk profile through in-depth analysis of internal risk management reports and regular interaction with MUFG’s management
Lead reviews and targets, including defining supervisory objectives, executing examination procedures that identify material risk exposures, assessing the adequacy of risk management practices relative to risk exposures, produce well-supported safety and soundness conclusions, and engage with System and Division Risk groups to appropriately consider a horizontal perspective in the team’s work products
Assist in the annual roll-up inspection, and coordinated reviews with specific emphasis on effective engagement with horizontal examination teams and System resources to produce well-supported assessments of the firm’s operational resiliency and safety and soundness
Ensure timely completion and high quality delivery of required supervisory work products
Enable strong interagency coordination through collaborative work with other supervisors within the division, Board of Governors, OCC, Federal Deposit Insurance Corporation, and other regulatory agencies as appropriate, including the Consumer Financial Protection Bureau

116

Risk Specialist Resume Examples & Samples

Implementation of AML/BSA and OFAC Laws and Regulations in a business environment
Familiarity with the requirements of the FFIEC BSA/AML Examination Manual
Common AML Typologies
Banking-related products and services, operations, processes. commercial, retail, private banking, broker dealers and transactional flows
Common and emerging issues impacting Financial Services clients
Corporate compliance program development, analyses
Program construction, monitoring and auditing, emphasizing the management of internal risk assessments and/or investigations
Management of multiple work streams or project teams to execute against an existing project or work plan
Promotion, management and delivery of the continuous improvement of activities and service e-delivery
Attention to details in executing and reviewing work products to establish the highest quality deliverables in the allotted timeframe
Integration and synthesis of information from multiple sources, including business domain knowledge, in order to analyze complex data and results, anticipate issues and solve problems; and,
Promotion and driving toward standardization of service and/or solutions delivery and activities to provide efficient client service
Utilizing Microsoft Office Suite

117

Risk Specialist Resume Examples & Samples

Resolving and tracking Seller tax concerns
Enforcing Amazon tax compliance policies
Monitoring global accounts for risky behavior and trends
Driving results by exercising judgment using available information
Creating innovative solutions
Ad-hoc project work supporting tax and regulatory law changes
Enable effective decision making by retrieving and aggregating data from multiple sources and compiling it into a digestible and actionable format
Identify process and system improvement opportunities by monitoring existent metrics, analyzing data and partnering with internal teams
Driving seller experience enhancement projects
Innovative thinking balanced with a strong customer and quality focus
Demonstrated success in data intensive quantitative analysis and recommendations
Strong verbal and written communication skills across all levels of the organization
Proven ability to make smart trade-offs on time-to-market versus features and to respond to competitive threats/opportunities
Ability to juggle multiple priorities and make things happen in a fast-paced, dynamic environment; strong bias for action
Excellent interpersonal skills; ability to work successfully with teams across the organization, including Tax, Legal, Program Management, Quality Assurance, Technology, and Senior Leadership
Strong analytical and quantitative skills; ability to use hard data and metrics to back up assumptions and feature concepts
Willingness to roll up your sleeves and do what's necessary
Advanced experience with Excel
Visio, SharePoint, Access, and Word experience
Proficient SQL experience
Previous experience with an e-commerce company or Amazon is a plus
Ability to think both strategically and tactically
3 to 5 years of professional experience in business intelligence or data analysis
Strong knowledge of advanced statistics
Creative in finding new solutions / designing innovative methods, systems and processes
Extensive experience working on complex, cross-functional initiatives in a dynamic environment
Excellent organization skills to work across functions and upwards
Ability to use data to back up assumptions, develop business cases, and complete root cause analysis
Experience managing multiple competing priorities and projects in a fast-paced environment

118

Mortgage Risk Specialist Resume Examples & Samples

In depth knowledge of all fraud genres, but most importantly the current and future key fraud threats of mortgages
Established industry contacts, specific to mortgages and mortgage fraud
Understanding of lending and credit risk and the risk gaps in these areas
Working knowledge and hands on experience of industry leading anti-fraud technologies and solutions
Experience of managing external relationships
Previous management of a fraud budget

119

Quality / Risk Specialist Resume Examples & Samples

For specified product lines/ business units, independently assists and mentors managers with safety event investigations, closes cases once complete. Investigates and responds to inquiries from insurance companies and regulatory bodies. Independently leads root cause analysis (RCA) investigative team; in collaboration with director, prepares RCA for presentation to leadership. Facilitates or co-facilitates multidisciplinary Quality Improvement Teams (QITs) for sentinel events
Supervises or leads investigation of complex risk or safety-related cases. Apprises business unit/ System leadership of safety events with potentially negative regulatory, public relations, legal or patient safety implications
Assists or independently facilitates business unit or System – wide multidisciplinary QITs for process improvements related to complex risk situations; develops/ revises policies as needed
Conducts literature review for trends and improvement ideas. Assists with or leads FMEA and other proactive methods; facilitates implementation of identified improvements
In collaboration with the supervisor, the QRS II analyzes risk and sentinel event trends for improvement opportunities; assists with preparation of periodic status reports for review by senior leadership
Mentors /teaches root cause analysis (RCA) and interviewing techniques to QRS I; may be required to teach investigative techniques to QRS I at business units across System
In collaboration with supervisor, and in support of business unit(s) or System, may be required to design and deliver risk and patient safety courses such as root cause and risk investigation techniques. Designs and presents educational material to support process improvement implementation
Incorporates regulatory requirements into educational materials and policy/process revisions. Participates in self education related to Joint Commission, CMS, and other regulatory agencies, and keeps abreast of trends and best practices in health care quality, patient safety, and risk management
Works in collaboration with other quality/risk staff, Risk Finance and Insurance, Corporate Legal Affairs, Public Relations, Office of Safety, Human Resources, and others to coordinate and communicate information related to various risk exposures. May be involved in SMDA and product recall activities in collaboration with QRS I, Supply Chain Management and appropriate departments
Other duties may be assigned
Master’s degree in healthcare related field or JD, with 3-5 years experience preferred
Bachelor’s degree would be considered with minimum of 5 years of experience
Experience required includes risk and safety event management, multidisciplinary process improvement experience as a team leader or project facilitator at business unit or System level, and experience designing and implementing process improvements at the business unit or System level to facilitate compliance with Joint Commission, CMS and other regulatory bodies
Passion for patient safety
Good presentation skills including solid oral and written communication skills and the ability to communicate effectively with a wide variety of personalities and departments, including members of the medical staff
Demonstrates project management and critical thinking skills, with the ability to lead / provoke the thinking of administrators and medical leaders by articulating opportunities and being a change agent for the organization
Excellent interpersonal, diplomatic, negotiation and customer service skills with an ability to deal with conflict and people who are upset by provide a calming influence in difficult situations
Ability to design and present effective educational programs; willingness to instruct others
Ability to communicate, manage knowledge, mitigate error and support decision making using information technology; demonstrates analytical problem solving ability including the ability to perform statistical and trend analysis
Ability to independently manage complex, simultaneous assignments with potentially conflicting priorities and deadlines
Ability to be flexible and function effectively within a team-based environment
Ability to analytically interpret policies, procedures, and regulations for application to system quality, risk, and safety issues
Computer skills including knowledge of Microsoft Word, Microsoft Excel, Microsoft PowerPoint, electronic mail and internet navigation software

120

IT Risk Specialist Resume Examples & Samples

Assisting in the implementation of a standard operating model for the team for 2017 and into 2018, working with key stakeholders across the Business and Infrastructure functions. This will range from
Designing Minimum Control Standards
Designing and undertaking control assurance activities
Developing and managing independent risk reporting
Undertaking Risk Reviews of the design and operating effectiveness of the IT Control framework
Providing specialist analysis and risk management oversight of technology operations
Investigating threshold breaches and near misses while preparing regular reviews of the exposure
Identifying relevant risk mitigation actions when exposures are in excess of appetite, providing independent challenge to the Business and escalating where appropriate
Analyze regulatory, audit and program requirements to review the control framework for technology operations in scope
Manage incidents and crises as required within DB’s Crisis Management model
Well-developed sense of personal accountability
Ability to form relationships and capitalize upon them to achieve tangible objectives
Experienced in influencing senior management
Able to apply the ‘Values and Beliefs’ of the Bank
Senior AVP / VP level in current role
IT related experience or Risk Management within IT
Experience of working in major projects in large financial institutions
Demonstrable success managing and operating in a matrix environment that encompasses functional and geographical diversity

121

Risk Specialist Resume Examples & Samples

Serving as the risk subject matter expert (SME) and risk advisor to business and infrastructure units
Advising all Deutsche Bank business and infrastructure functions on developing and implementing risk-based business resilience strategies for their business processes, including outsourced processes, and achieving continuous improvement by proactively adapting to the changing risk environment, business and regulatory requirements
Conducting risk-based reviews of business continuity plans and testing performed by 1st line businesses, engage with divisional BCM organisations including senior management on BCM risks and controls
Monitoring business adherence to Global BCM Policy and Standards, including; Business Continuity, planning and development of recovery solutions, Business Testing, Call Tree and Emergency Communications and Awareness Training
Participating in global work streams to; further develop and maintain the bank’s BCM framework, manage and enhance the bank’s BCM software platform and developing and conducting training on the bank’s BCM framework, tools and processes
Maintaining reporting which includes; measure of BCM readiness, recoverability capability and resilience and residual risk
Assisting in the firm’s response during a crisis (Crisis Management). In conjunction with the Protective Intelligence and Crisis Management functions, engage businesses to assess and communicate potential business impacts of emerging threats
Representing BCM in risk and governance forums and ensure effective risk reporting
Providing 2nd line oversight of bank-wide exercises/tests performed by business and infrastructure functions, including business recovery, Information Technology (IT) disaster recovery and industry tests; monitoring implementation by the businesses and functions and escalate risks as needed
Managing any IRRM-related projects
Interfacing with applicable regulators on matters relating to BCM 2nd Line of Defence
Establishing risk controls across responsible business lines, in accordance with the Risk Appetite
Reviewing and challenging Risk Controls Self Assessments
Validating risk mitigation and acceptance, control points, breech triggers and escalation processes
Preparing BCM for controls assessment and the responses to internal audit findings
Analysing, test and challenge the accuracy, relevance and completeness of reported information in order to help validate the authenticity of the information and resiliency of the business and infrastructure functions
Interfacing with business and group audit functions
Developing and issuing periodic and ad hoc reports
Conducting risk and controls related awareness training
An appropriate corporate image to represent the professional reputation of BCM and IRRM
Proven track record in operating a measurements-based culture leading to continual improvement
Excellent written and presentation skills and strong analytical ability
Highly self-motivated with robust decision making capability
Experienced in presenting to senior management
Strong project management and organisational skills; ability to reprioritise as the situation demands
Collaborative and Team Oriented
Ability to work under pressure in a high performance environment
Ability to prioritise and manage tasks autonomously
Ability to establish contacts easily inside and outside the Bank
Resourceful with an innovative approach to problem solving
Calm and productive under pressure
Available and willing to operate 24x7; willingness to travel
Strong and relevant experience, preferably in financial services
Operational planning and risk management skills are of paramount importance
Subject matter expertise in business continuity and crisis management
Building relationships and influencing outcomes

122

Segment Risk Specialist Resume Examples & Samples

Minimum of 3 years of relevant experience in Audit, Compliance, Operational Risk or related area
Demonstrated knowledge of credit card product and operational processes preferred
Demonstrated problem solving and critical thinking skills
Ability to analyze data and draw appropriate conclusions
Understanding of risk management concepts and/or regulatory compliance requirements

123

LOB Risk Specialist Resume Examples & Samples

Reviews tests performed by testing team to assess the effectiveness of controls
Good interpersonal, verbal, and written communication skills, with the ability to collaborate well across teams and organizations, including interactions with c-level executives
Demonstrated ability to adhere to established standards of detail and quality
Possess knowledge and experience in the testing of controls or the review of controls testing

124

Cybersecurity Risk Specialist Resume Examples & Samples

Leads or participates on cybersecurity examinations to determine the effectiveness of a FIs and SSPs cybersecurity program and validate their remediation efforts of identified issues
Leads or participates on Federal Reserve System and local cyber security initiatives related to training, committees and development of policy statements to enhance the supervision of FIs and SSPs
Performs continuous monitoring across the FI and SSP portfolio to understand micro (institution specific), horizontal (industry wide/peer), and macro (financial system supervision) cybersecurity risks
Prepares informative, well supported supervisory products and work papers, effectively communicating complex and problematic supervisory findings and required actions to senior management and board of directors
Prepares supervisory plans for relevant and effective risk based supervision factoring in the size and complexity of the target firm
Prepares and delivers written analyses and presentations on FI and SSP specific and industry trends or emerging risk
Analyzes information and determine an estimated risk and potential impact to the financial institutions and financial services industry
Develops and maintains ongoing relationships with supervisory personnel at the Board of Governors and Reserve Banks, across other regulatory agencies, as well as senior management and directors of FIs and SSPs to ensure strong communication of supervisory expectations
Maintains a global awareness of relevant regulations, laws, emerging issues, trends, and ongoing developments in the financial services industry
A minimum of 5 years of direct work experience with auditing or managing security and technical controls using industry standard frameworks such as FFIEC, NIST, SANS, and ISO
Regulatory experience is preferred: minimum of eight (8) years of bank regulatory and three (3) years of large bank experience for the Large Bank Sr. Examiner I level; minimum of ten (10) years of bank regulatory and seven (7) years of large bank experience for the Large Bank Sr. Examiner II level
A thorough understanding of the supervisory expectations for sound governance and appropriate risk control frameworks for large financial institutions
Experience in successfully prioritizing and balancing multiple assignments at the same time
Ability to perform in-depth analyses of complex financial information, risk management infrastructures, and internal control environments

125

Risk Specialist Resume Examples & Samples

Re-underwrite and review all underwriting decisions for the monthly QC selection of loans to ensure that all guidelines on mortgage products are being met
Determine if all DU data were input correctly and all product and DU conditions were satisfied
Review each appraisal for soundness and determine if review appraisal is warranted
Review all legal documents to ensure accuracy
Assist in the performance of periodic targeted assurance reviews and perform other credit and quality control duties as may be assigned
5-7 years underwriting experience with in-depth knowledge of FNMA guidelines and Desktop Underwriter
Knowledge of FHA, VA and state agency guidelines required
Sound knowledge of the consumer mortgage lending process and workflow
Sound knowledge of secondary, private investor and government mortgage loan programs
PC skills including proficiency in MS Word, Excel and database applications
Excellent oral and written communication skills with solid organizational, interpersonal, analytical and problem solving skills
Audit the compliance and the closing documents of closed loans to ensure they are compliant and accurate
Remain updated and knowledgeable regarding all compliance changes as well as policy changes
Ability to manage change and take on new tasks

126

Risk Specialist Resume Examples & Samples

The successful candidate will perform the following duties
Assisting in the implementation of 3LoD initiatives for the team for 2017 and into 2018, resulting in a BAU operating model for Disaster Recovery Risk Management
Develop and refine minimum control standards for Disaster Recovery
Serve as the key Relationship and Control Manager and risk advisor to business and infrastructure units
Advise business and infrastructure functions on developing and implementing risk-based business resilience strategies for their business processes, including outsourced processes, and achieving continuous improvement by proactively adapting to the changing risk environment, business and regulatory requirements
Conduct risk-based reviews of business continuity plans and testing performed by 1st line businesses; engage with divisional BCM organisations including senior management on BCM risks and controls
Monitor business adherence to Global BCM Policy & Standards, including: Business Continuity Planning and development of recovery solutions and Business Testing
Be prepared to assist in the firm’s response during a crisis supporting other IRRM function
Represent BCM in risk and governance forums
Results-based work ethic; ability to work under pressure in a high performance environment
Able to apply the ‘Culture and Beliefs’ of the Bank
Minimum of 8 years relevant experience, preferably in financial services
Proven experience as a risk SME and “thought leader” in relevant disciplines
Subject matter expertise in business continuity, crisis management, disaster recovery testing
Working in an international environment

127

LOB Risk Specialist Senior Resume Examples & Samples

Provides excellent customer service to our clients in the 1st Line of Defense
Mentors testers as appropriate
Makes suggestions on process improvements as necessary
Experience in risk analysis in complex environments and articulate results to all levels of management
Demonstrated ability to make sound risk based recommendations and decisions, and a willingness to thoroughly document those decisions
Prior audit experience is a plus

128

Risk Specialist Resume Examples & Samples

Assess credit for new transactions, including (but not limited to) the following
Interface with Front Office on new deal screenings and provide views on credit related to operating environment, business, financial and management risks. Provide preliminary views on ratings, risk appetite and compliance with regulatory and policy requirements. Propose structural mitigants to reduce embedded risks
Participate in due diligence by attending management meetings and site visits, reviewing internal and independent financial, commercial and technical analysis and evaluating business plans, financial projections and models, including downside scenario analysis
Review loan terms and documentation, assess compliance with underwriting standards, portfolio limits and other requirements
Review credit request memos, assess credit and repayment capacity, analyze valuations and liquidity
Determine ratings and LGDs, write and present credit recommendations to required approvers, and document and communicate credit decisions
Manage a portfolio of existing transactions with responsibilities including
Monitor performance by reviewing financial and operational reporting, confirming covenant compliance and assessing industry trends. Contribute to regular portfolio reviews
Review and manage approval processes for waiver and amendment requests
Monitor and evaluate ratings on an ongoing basis, identify credit deterioration and make recommendations for watch list
Produce annual credit and rating reviews and watch list and quarterly reviews as applicable
Evaluate distressed credits, conduct impairment testing and make recommendations for loan loss provisions
Collaborate with other areas within the Bank, including front office and support functions such as Market Risk, Regulatory and Advisory, Legal, Compliance, Finance and Operations
Manage and respond to internal and regulatory audit requests and other senior management inquiries

129

Risk Specialist Resume Examples & Samples

1-3 years experience in Internal Audit, Compliance, or Risk Management
Fundamental awareness of internal controls and risk assessment methodologies
Demonstrated ability to learn and apply complex processes and concepts

130

Cybersecurity Risk Specialist Resume Examples & Samples

Perform continuous monitoring across the FI and SSP portfolio to understand micro (institution specific), horizontal (industry wide/peer), and macro (financial system supervision) cybersecurity risks
Prepare supervisory plans for relevant and effective risk based supervision factoring in the size and complexity of the target firm
Analyze information and determine an estimated risk and potential impact to the financial institutions and financial services industry
Develop and maintain ongoing relationships with supervisory personnel at the Board of Governors and Reserve Banks, across other regulatory agencies, as well as senior management and directors of FIs and SSPs to ensure strong communication of supervisory expectations
Maintain a global awareness of relevant regulations, laws, emerging issues, trends, and ongoing developments in the financial services industry

131

Risk Specialist, UAE Resume Examples & Samples

Bachelor's degree in Risk Management, Business Administration, Engineering Management, Finance, or equivalent
Master's degree in Risk Management preferred
International Certificate in Risk Management (IRM), PMI-RMP©, or similar certification in a discipline of risk management
International Diploma in Risk Management (IRM) preferred
4 years of risk management experience
Nuclear experience preferred
Middle East experience preferred

132

Risk Specialist Resume Examples & Samples

Executing the testing and auditing of the risk program
Providing support to the implementation and maintenance of a best practice Operational and Regulatory Risk Management Framework at a business line level
1 - 3 years of audit, compliance, or risk experience

133

Risk Specialist Resume Examples & Samples

Interface with senior management across the Business, Risk and other infrastructure groups
Support for strategic/business driven and regulatory initiatives (including topics such as Risk Appetite Frameworks, Risk Culture reviews amongst others)
Support/lead regulatory and audit driven requests including coordination of responses and strategic action plans
Participate in business sponsored/regulatory driven working groups
Co-ordination and review of key policies / procedures
Support and oversight of local/onshore and near-shore teams [New York, London, Hong Kong, Berlin, Bangalore]
Serve as key escalation contact for day to day risk issues including regulatory/audit related engagements
Support for annual Budget/IT Planning exercises including rationalization and prioritization of the annual book of work
Support/produce reporting and other MIS for divisional forums and work streams including various Risk committees
Perform ongoing strategic review of core processes and operating model to optimize team performance and achieve process and cost efficiency where possible

134

Liquidity Risk Specialist Resume Examples & Samples

Liquidity Management Process
1 year of experience contributing to small to medium projects providing specified deliverables
1 year of experience in building financial models
2 years of experience utilizing Microsoft Office Products including Word, Powerpoint and Excel including pivot tables, graphs, chart

135

Risk Specialist Resume Examples & Samples

Underwriting of Mortgage & BIL –Retail Loan applications
Exercise delegated authority diligently in line with group and regulatory norms
Monitoring Portfolio performance on an ongoing basis and ensuring that the Delinquency and Operating Costs numbers are achieved
Ensuring detailed and refresher Training for the entire team on policies and processes
Monitor portfolio performance and acquisition trends through detailed MIS generation and analysis. Highlight any areas needing attention
Collateral Perfection - Track PDD collection through operations team and ensure that all documents related to creation of security in case of Property backed facilities are collected before any disbursement
Ensure compliance to regulatory requirements with respect to processes and reporting

136

Risk Specialist Resume Examples & Samples

Credit officer responsibility for banking book securitization exposures across various asset classes including residential mortgages and/or CLOs
Interface with business/deal team and provide structuring advice with respect to new transactions
Preparation of rating and credit analyses for existing and newly originated securitization transactions
Provide credit approval and/or recommend and present transactions for approval
Ongoing monitoring and stress testing of securitization exposures
Preparation and presentation of sector/asset class reviews
Development/improvement of internal rating methodologies
Development/improvement of stress-testing methodologies
Contribution to various projects

137

My-risk Specialist Resume Examples & Samples

Facilitates development of risk mitigation strategies for the Firm’s critical risks and monitoring of the identified action plans to address the Firm’s key risks
Work with internal stakeholders to continually identify opportunities to build, enhance and further optimise the existing risk management system in supporting the overall Firm’s strategies
Continuously review processes, identifies and resolves service gaps through constructive feedback, and implements process improvements where appropriate
Ensuring good governance and compliance with the Firm’s Risk Framework
Development and maintenance of Risk and Compliance Management related tools, policy and guidelines
Assist and support other divisions on risk related matters. Ensure sufficient depth of risk analysis and develop mechanisms for the tracking of the risk identified
Timely review and submission of reports to Senior Management
Ensure the organization’s risk exposure is within risk appetite
Continuously review processes and ensure corrective and preventive actions are instituted
Associates degree or Bachelor's degree preferred
Minimum 5 years of working experience ideally in the consulting industry dealing with large or complex internal/ external projects
Ideally good understanding of risk and quality management and project management including common IT applications is an added advantage
Excellent written and verbal communication skills and capability to communicate with all levels of the organization
Ability to make good decisions under pressure as well as ability to accomplish multiple tasks in limited time frames
A self motivatee, pro-active individual who is able to work independently as well as in a team environment

138

Risk Specialist Resume Examples & Samples

Managing day to day tasks
Working with subject matter experts to document Policies and Procedures
Providing reporting to management
Monitoring Group Policy to identify gaps,
Assisting with projects associated with open issues, identification of key controls and self-monitoring and testing programs
Driving action plans within Citizens Wealth Management to improve the quality of the processes
3-5 years business line experience

139

Credit Risk Specialist Resume Examples & Samples

(90%-95%) Completes required annual credit reviews as assigned on a timely basis. Must possess good business writing skills. Specialist will interact with analysts and team leads on respective credit teams to assist in formulation and communication of credit opinion in annual reviews
(5% - 10%) Support analysts and team leads in projects related to credit monitoring compliance on an as-needed basis
Bachelor's degree in Business, Finance, Accounting or other degree with related experience
Understanding of financial statement analysis through classroom work or job experience
Knowledge in use of MS Office, including Excel, Word, PowerPoint, and/or Access
Familiarity with Bloomberg and/or Capital IQ a plus

140

Credit Risk Specialist AVP / VP Resume Examples & Samples

Perform analysis of credit risk of individual derivative trades, typically structured, across all products in the firm - fixed income, equities, commodities, emerging markets, asset-backed and foreign exchange for transaction approval and counterparty portfolio assessment
Pre-deal trade level initial margin calculation for derivatives & collateral haircut calculation for complex financings
Review portfolio based prime brokerage (Rates, FX, Equities, Credit), Wealth Management Advance Ratios, and clearing house (CCP) margining methodologies
Perform ad-hoc scenario analyses and stress tests across portfolios of counterparties and business lines
Participate in discussions of risk mitigation for large complex transactions
Active involvement with CCR Pre-Deal colleagues globally on transactions, methodology/tool development, and other strategic initiatives
Enthusiastic and driven to achieve high quality results
Able to work under pressure and to a tight deadlines
Able to demonstrate intellectual curiosity and innovation

141

Segment Risk Specialist Senior Resume Examples & Samples

A minimum of 5 years of relevant experience with a focus on data analysis and reporting or modeling
Strong background in statistical modeling and analysis
Hands on experience using SAS for data analysis and reporting tasks
SAS certification (if not present at hiring, we will encourage obtaining Base certification and potentially additional levels once on the job)
Direct experience with SQL programming and large database applications such as Oracle, DB2, SQL Server, Teradata, and Hadoop
Basic experience with UNIX command line
Knowledge of a variety of banking products and systems such as Checking, Savings, and Credit Card

142

Risk Specialist Resume Examples & Samples

Strong oral communication and writing skills, with ability to synthesize complex concepts, and translate into "user-friendly" language for multiple audiences, including senior management, multiple internal constituents, and regulators
Possess relevant CCAR experience. Knowledge/understanding of Market Risk CCAR requirements and processes. Be informed of the latest CCAR guidelines. Hands on experience with GMS and market RWA projection calculations is a plus
Solid Microsoft Excel, Word and PowerPoint skills
Excellent interpersonal and collaboration skills
Able to navigate through large organizations to streamline and summarize multiple information points; build consistency in presenting information
Ability to manage multiple priorities and tasks, work well as part of a team, and exhibit strong people and influencing skills
Strong attention to detail, ability to produce a polished, high quality, accurate product in a fast-paced environment

143

Segment Risk Specialist Resume Examples & Samples

A minimum of 3 years of relevant experience with a focus on data analysis and reporting or modeling
Experience performing data analysis in financial services
Team player

144

Quality Risk Specialist Resume Examples & Samples

Contributes to design and setup of analytical tools and plans for data review
Reviews and analyzes clinical trial quality data and operational metrics through a variety of tools and systems to identify, characterize and track evidence of
Quality risk such as inconsistencies across sites, countries, regions and programs, etc
Evaluates and communicates findings with appropriate management. When
Necessary, escalates issues for further investigation and mitigation to management
Contributes to regular reporting of quality risk data, which may summarize or
Detail information
Presents or supports presentation and discussion of quality risk in internal forums and provides investigative support to quality data-centric meetings as needed
Contributes to ongoing departmental process improvement, training and other
Provides input and support for the development and improvement of data collection and analytics tools
Bachelor's degree or equivalent and relevant formal academic/vocational qualification
Previous experience in document and/or training management that provides the knowledge, skills, and abilities to perform the job (comparable to 2+ years' including experience in quantitative analysis, data management or related environment in support of clinical trials) or equivalent combination of education, training and experience. 3+ years of experience is preferred
Experience with data mining, analysis and reporting is preferred
A background in applied mathematics, (bio-)statistical data analysis or data science is preferred
Programming skills in R and/or Python and familiarity with machine learning techniques is preferred
Broad working knowledge of the roles, functions and process of conducting clinical trials
Broad understanding of medical/therapeutic field, including medical terminology
Ability to effectively apply knowledge and skills in a highly organized fashion while adhering to regulatory guidelines and SOPs
Ability to effectively review and evaluate quality data and select operational (clinical trial) data
Client focused approach with strong interpersonal skills
Strong oral and written communication skills (English) with the ability to communicate effectively with a variety of internal customers, including project team and functional management contacts
Good computer skills, with strong knowledge of MS Office (Word, Excel, PowerPoint), and the ability to learn and use interactive computer systems
Ability to extract pertinent information from system tools and dashboards, and identify trending of
Quality data
Ability to plan, monitor and manage workload fluidly in response to changing project demands

145

LOB Risk Specialist Senior Resume Examples & Samples

Identifying and maintaining a list of regulations and standards relevant to Technology
Monitoring regulatory changes across Technology and support impact analysis, communication, monitoring and reporting on regulatory changes
Partnering with process owners to align policies, procedures and controls to regulations
Providing Compliance Risk Domain input into the Information Technology Prime Process Assessment
Overseeing the Compliance Risk domain for Technology RAUs for the RCSA process
Reviewing regulatory implementation efforts (e.g., MRA remediation, compliance issues, regulatory changes)
Supporting regulatory exams and regulatory information requests across Technology

146

Quality Risk Specialist Resume Examples & Samples

Reviews and analyzes clinical trial quality data and operational metrics through a variety of tools and systems to identify, characterize and track evidence of quality risk such as inconsistencies across sites, countries, regions and programs, etc
Evaluates and communicates findings with appropriate management. When necessary, escalates issues for further investigation and mitigation to management
Contributes to regular reporting of quality risk data, which may summarize or detail information
Contributes to ongoing departmental process improvement, training and other initiatives
Previous experience in clinical trial quality assurance, data analytics or metrics tool development that provides the knowledge, skills, and abilities to perform the job (comparable to 2+ years' including experience in quantitative analysis, data management or related environment in support of clinical trials) or equivalent combination of education, training and experience. 3+ years of experience is preferred
Ability to extract pertinent information from system tools and dashboards, and identify trending of quality data

147

LOB Risk Specialist Senior Resume Examples & Samples

Participates in the design and development of the risk management program to meet business and regulatory expectations. Leads in the design and development of specific risk management program components
Executes and administers the Human Resource risk management programs include risk management assessments, issue management, and control testing
Design controls and risk events. Document procedures and work instructions of risk control processes. Report Human Resource key risk indicator metrics and issue management
Provides risk expertise while working with the businesses and other risk partners (e.g., audit, compliance, human resource operations and/or Total Rewards)
Leads or influences risk initiatives and business as usual activities. Identifies risk, assesses impact and makes recommendations on resolution. Reports and escalates risk and program compliance as appropriate
Process Mapping and Excel Competency skills desirable
Strong communication and relationship management skills. Provide consultation and guidance of risk related process, controls, issues and requirements
Act as third party risk steward for Human Resource related assessments

148

Portfolio / Risk Specialist Resume Examples & Samples

Bachelors Degree or 4 years of segment specific portfolio/risk experience
Minimum of 5 years of consumer underwriting experience
Indirect Automobile or RV and Marine underwriting experience preferred
Ability to develop and maintain strong working relationships with stakeholders through continuous and proactive communication

149

Segment Risk Specialist Senior Resume Examples & Samples

Bachelors degree. Four additional years of experience in IT Operations, Audit or Risk related area may be considered in lieu of the Bachelor's Degree
5 to 7 years of experience in IT Operations, Audit or Risk related area
Problem solving and critical thinking
Ability to identify root cause and proper solution
Strong research and analytical skills
Ability to multi-task and work in a fast pace environment
Proficient in MS Office skills

150

Risk Specialist Resume Examples & Samples

Performing independent oversight, monitoring and assessment activities on a risk-basis through analysis of (at least) internal loss data, external loss data, key risk indicators and Risk & Control Assessment across business and infrastructure divisions globally for Transaction Processing Risk
Supporting the roll-out of the Target Operating Model for Transaction Processing Risk Management
Providing training and guidance to 1st LoD with regards to application of the Transaction Processing Risk Taxonomy and Control Standards
Assisting and guiding 1st LoD Defence to develop meaningful and risk sensitive Key Risk Indicators for Transaction Processing Risks
Providing independent review, assessment and challenge on self-assessments (Risk and Control Assessments)
Performing deep dives on material trends, issues and emerging Transaction Processing Risks
Identifying risks requiring mitigation where exposures are in excess of relevant Operational Risk thresholds / Risk Appetite
Collating relevant data and producing TPR risk metrics and TPR Risk Profiles for 1st LoD
Performing effective challenges for assigned 1st LoD coverage including regular production of TPR Risk Profile utilising golden source data
Engaging with 1st LoD representatives to discuss items highlighted during 2nd LoD challenge
Monitoring the Transaction Processing Risk Profile of the Bank and individual business divisions e.g. Reviewing risk assessments, key risk indicators and other material operational risk information
Prior extensive and relevant experience in non-financial Risk Management or Audit
Ability to effectively challenge lines of business and functional areas with regards to risk identification and risk mitigation
Product and Front- and Back-Office process knowledge and experience (beneficial)
Experienced in effectively communicating with and positively influencing project stakeholders and team members
Excellent verbal and written English and the ability to tailor communications to various audiences
Must have a keen eye for detail with a focus on quality control
Advanced knowledge in Microsoft Office products
A team player; able to thrive in a fast-paced environment and meet competing and changing deadlines
Proficiency in German (beneficial)

151

Quality / Risk Specialist Resume Examples & Samples

Assists and mentors managers of specified product lines/ business units with safety event investigations and closes cases once complete, and may investigate and respond to inquiries from insurance companies and regulatory bodies
Coordinates / leads root cause analysis (RCA) investigative team for sentinel events and critical incidents; in collaboration with the supervisor, prepares RCA for presentation to leadership
Assists in Quality Improvement Team (QIT) facilitation for process improvements and facilitates completion of process improvements by assigned managers
Participates in QITs in assigned product lines for process improvements related to identified risks. Assists in policy development/revision as needed
As liaison to assigned product line / operational areas, reviews and reports on risk trends for assigned product line to suggest improvements. Conducts literature review for trends and improvement ideas
Presents risk and patient safety materials developed by others, including new hire orientation and presentations to assigned product line. In collaboration with supervisor or other QRS, teaches and assists with development / revision of risk and patient safety materials, including for risk reporting software. Assists with / designs educational material to support process improvement implementation
Works in collaboration with other quality/risk staff, Risk Finance and Insurance Services, Corporate Legal Affairs, and others to coordinate and communicate information related to various risks exposures
Supports compliance to regulatory requirements through timely completion of risk investigations and RCAs, and through design of risk-related process improvements. Participates in self education related to Joint Commission, CMS, and other regulatory agencies, and keeps abreast of trends and best practices in health care quality, patient safety, and risk management
A Bachelor’s degree in healthcare related field is required; Master’s degree preferred
Experience with problem solving and reporting safety events required; 1-3 years risk/safety event investigative experience preferred
Experience with process improvement and quality management principles required; 1-3 years experience as Quality Improvement Team member, lead or facilitator preferred
Familiar with Joint Commission, CMS, and other regulatory requirements applicable to assigned areas
Strong interpersonal, diplomacy, and collaboration skills. Communicates well with department staff, managers, and physicians
Strong oral and written communication and presentation skills, including experience with departmental leadership
Ability to communicate, manage knowledge, mitigate error and support decision making using information technology
Ability to manage complex, simultaneous assignments with potentially conflicting priorities and deadlines
Ability to effectively handle stressful and confidential issues
Ability to be flexible and function effectively within a team environment
Computer skills including knowledge of Microsoft Word, Excel, PowerPoint, electronic mail and internet navigation software

152

Divisional Risk Specialist Resume Examples & Samples

Manage and oversee claim investigation, determine negligence, setting and adjusting claim reserves
Communicate and maintain relationships with ManpowerGroup management and staff in assigned region, and facilitate effective interaction between them and TPA
Monitor Workers’ Compensation claim files for a number of states including CA for effective claim handling by TPA
Educate internal and external clients about safety, loss control, and claim related issues
Participate in risk management internal strategic development
Conduct audits to ensure ManpowerGroup needs are being met by existing TPA
Recommend or advise on new business opportunities as it relates to safety and loss exposure
Analyze potential and existing opportunities and their claim history to ensure safe work environment

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