Risk Oversight Resume Samples

The Guide To Resume Tailoring

Guide the recruiter to the conclusion that you are the best candidate for the risk oversight job. It’s actually very simple. Tailor your resume by picking relevant responsibilities from the examples below and then add your accomplishments. This way, you can position yourself in the best way to get hired.

Craft your perfect resume by picking job responsibilities written by professional recruiters

Pick from the thousands of curated job responsibilities used by the leading companies

Tailor your resume & cover letter with wording that best fits for each job you apply

Resume Builder

Create a Resume in Minutes with Professional Resume Templates

CHOOSE THE BEST TEMPLATE - Choose from 15 Leading Templates. No need to think about design details.

USE PRE-WRITTEN BULLET POINTS - Select from thousands of pre-written bullet points.

SAVE YOUR DOCUMENTS IN PDF FILES - Instantly download in PDF format or share a custom link.

Create a Resume in Minutes

S Dickinson

Shanelle

Dickinson

591 Lebsack Glens

San Francisco

+1 (555) 599 8854

591 Lebsack Glens

San Francisco

Phone

p +1 (555) 599 8854

Experience Experience

Chicago, IL

CTC Risk-liquidity Risk Oversight

Chicago, IL

Friesen, Mitchell and Lindgren

Chicago, IL

CTC Risk-liquidity Risk Oversight

Support risk governance framework including, limit monitoring, standards, and best practices
Develop proposals for liquidity risk monitoring, metrics and stress tests
Provide liquidity stress analysis and reporting around stressed capital impacts, LOB views, legal entity views, currency views and structural liquidity views
Address regulatory requests regarding liquidity risk
Demonstrated effectiveness working independently and in multi-disciplinary teams
Support any new liquidity risk monitoring, metrics and stress tests
Contribute to responses on regulatory requests regarding liquidity risk

San Francisco, CA

Operational Risk Cybersecurity Risk Oversight

San Francisco, CA

Roob LLC

San Francisco, CA

Operational Risk Cybersecurity Risk Oversight

As a key leader in the 2nd line cybersecurity risk team, drive strategic and tactical evolution necessary to maintain effective and efficient cybersecurity risk management
Directly support and manage existing and developing 2nd line cybersecurity-focused risk governance processes and committees
Review cybersecurity risk issues as well as internal and external incidents in order to help inform the 2nd line of defense independent view of the overall cybersecurity risk posture of the Firm and its underlying legal entities
Work with 1st line of defense management in discussing and resolving control gaps, risk trends, risk issues and incidents
Work with 1st line cybersecurity risk and control owners in assessing inherent and residual levels risks based on a structured risk framework
Provide meaningful challenge to 1st line cybersecurity risk management, including assessments of cybersecurity risks and associated controls
Provide team and department management with an independent view of the risks pertaining to the Firm’s cybersecurity based on the risk assessment and cybersecurity effectiveness monitoring activities

present

Detroit, MI

VP-treasury Risk Oversight

Detroit, MI

DuBuque-Baumbach

present

Detroit, MI

VP-treasury Risk Oversight

present

Provide supports to Treasury RRPM to build and enhance and implement Regional Key Risk Control Framework on Barclays US Treasury risks
Review and provide feedbacks and challenges to liquidity & capital stress testing methodology, assumptions, scenario developments and implementation
Assist in CCAR related planning activities associated with Treasury functions
Assist in tracking and drafting responses for regulatory requests and coordinate with various functions to obtain the supporting materials
Operationalizing the IHC risk appetite framework
Assist in the conformance reviews for US Treasury activities
Provide effective challenge to outputs from other constituents including model documentations, data controls and reconciliation procedures

Education Education

Bachelor’s Degree in Finance

Drexel University

Bachelor’s Degree in Finance

Skills Skills

Strong analytical and problem-solving skills
Strong interpersonal skills and relationship management experience to work effectively in a team oriented environment interacting with multiple entities within and outside of the Firm
Excellent communication skills, both verbal and written; ability to produce concise and effective presentations tailored to technical and non-technical audiences, including Board and Board-level committees
Strong leadership, project management and organization skills, including the ability to multitask, prioritize, delegate, and manage an effective and growing team
Proficiency in MS Office and related applications (e.g. Word, Excel, Powerpoint)
Flexible and self-motivator; recognized as an emerging leader in the field and able to recruit talent
Ability to work under pressure and to tight deadlines
Experience in risk management, oversight, compliance, and audit principles and best practices

Create a Resume in Minutes

15 Risk Oversight resume templates

Read our complete resume writing guides

Corp Sector Cib Liquidity Risk Oversight VP Resume Examples & Samples

Provide independent oversight on adherence to the liquidity risk framework for the CIB
Work with Treasury, CIB and relevant risk groups to develop and maintain the risk governance framework including policy review, limit monitoring, standards and best practices
Develop proposals for liquidity risk monitoring, metrics and stress tests
Interact and partner with the CIB and corporate functions to understand, analyze and develop proposals regarding potential liquidity risk implications at a granular and holistic level

Treasury Manager, Liquidity Risk Oversight Resume Examples & Samples

Support of ALCO committee - provides ALCO report and supporting analysis as needed
Interact with BMO Treasury in Toronto on a regular basis to discuss liquidity and funding measures, data requests and projects
Meet with LOBs on a regular basis to discuss liquidity and funding risks and to assist LOBs in policy compliance monitoring and reporting
Meet with Tax, Toronto funding, BFC senior management of funding requirements for non-bank subsidiaries and develop strategies for providing cost effective funding
Direct contact with various regulators on liquidity and funding topics
Bachelor’s degree in finance/accounting/engineering or similarly quantitative field
Advanced degree (MBA) or Chartered Financial Analyst certification (CFA) preferred
Minimum of 6 to 8 years of experience in liquidity and funding management or other related work within a Treasury function
Understanding of risk management practices, financial market instruments and regulatory requirements preferred
Management consulting/investment banking experience will be considered
Conceptual banking skills and an understanding of balance sheet and income statement dynamics as well as understanding of bank accounting practices
Ability to communicate results to Department Director and Line of Businesses (LOBs)
Able to organize and manage multiple tasks and to work well in team environment
Highly proficient in Excel and financial modeling
Strong SQL and other business intelligence tools a plus
Ability to successfully meet deadlines
Good verbal and written communication skills
Experience using a personal computer with emphasis on Microsoft Office products, including Access

Corp Sector Risk-treasury Risk Oversight VP Resume Examples & Samples

Provide independent oversight to Treasury’s and LOB adherence to the liquidity risk framework
Work with Treasury, CB and relevant risk groups to establish risk governance framework including policy review, limit monitoring, standards, and best practices
Develop key risk analytic reports for senior management, business partners, various risk committees and regulators
Develop and evaluate proposals for new liquidity risk monitoring, metrics and stress tests
Provide independent review and in-depth analysis of regulatory and internal stress scenarios and ad hoc requests, including analytical review of key market and behavioral assumptions
Present and justify proposed assumptions and findings to senior management governance forums
Support efforts around development and execution of liquidity stress analysis and reporting around stressed capital impacts, LOB views, legal entity views, currency views and structural liquidity views
Play a role in the development and build-out of the liquidity risk management process and infrastructure
Interact and partner with LOBs and other corporate functions in order to understand, analyze and develop proposals regarding potential liquidity risk implications at a granular and holistic level

Manager, Treasury Risk Oversight Resume Examples & Samples

Any person may comment or provide documentary evidence bearing on this application to the following office: U.S. Department of Labor, Employment and Training Administration, Atlanta National Processing Center, Harris Tower, 233 Peachtree Street, Suite 410, Atlanta, Georgia
30303
Responsible for the reporting of key metrics/limits specifically related to treasury risks, including but not limited to, liquidity, credit, and market risk
Develop and analyze reports, ensuring compliance with the oversight and governance framework and policies related to the aforementioned risks
Work with Treasury to monitor limits, provide reporting of exposure including exposure vs. limits
Perform gap assessment against industry standards/regulatory requirements – work cross functionally to close gaps
Interact and partner with Treasury finance in order to obtain, understand, analyze and draw conclusions with respect to potential treasury risks
Develop consistent exception process and evaluate requests around limits, policies and guidelines
Individual will participate in development/enhancement of treasury risk policies
Play a role in the development and build-out of treasury risk management process and infrastructure
The position’s requirements are a Bachelor’s Degree in Finance, Mathematics, Business Administration, or Economics, and five (5) years of progressively responsible post-Bachelor’s related experience required
Position requires 3 years of experience working with or managing advanced risk analytics, 3 years working with advanced Excel data analysis skills, some experience in debt capital markets, some experience in consumer banking/financing business, and some experience in interest rate derivatives

Director, Liquidity Risk Oversight Resume Examples & Samples

Develop understanding of BMOFG balance sheet and its liquidity risks and perform the 2nd line of defense capabilities in this space
Assess the appropriateness and suitability of the risk framework and limits for liquidity risk and ensuring constant evolution to keep pace with best practices
Extensive knowledge of liquidity risk management systems
3+ years’ experience in Liquidity Risk Management
5+ years’ experience working in the financial services industry
Ability to work independently and within a team environment

VP-treasury Risk Oversight Resume Examples & Samples

Provide supports to Treasury RRPM to build and enhance and implement Regional Key Risk Control Framework on Barclays US Treasury risks
Assist in building IHC liquidity, capital policies and limits to meet regulatory guidance and be in consistence with group Key Risk Control Framework, Policies and Standards
Review and provide feedbacks and challenges to liquidity & capital stress testing methodology, assumptions, scenario developments and implementation
Assist in tracking and drafting responses for regulatory requests and coordinate with various functions to obtain the supporting materials
Assist in confirmation of proper documentation of processes and assumptions
Liaise with other constituents such as risk managers, quant teams, technology team, finance and treasury to ensure that the designed governance structure is understood and abided by during the performance of stress testing
Monitor key decisions and issues log. Escalate promptly
Maintain updated knowledge of regulatory requirements on Liquidity & Capital Management and CCAR. Ensure that the governance of the Barclays IHC consistent with leading industry practice
Knowledge in the latest regulatory developments in liquidity and capital management
Experience directly related to 2nd line of defense roles in Treasury risks from a major financial institution is highly desirable
Team player and detail oriented
Proactively organized

Gf-independent Risk Oversight Resume Examples & Samples

This candidate should have 7+ years of credit risk analysis, consumer risk policy development or consumer risk reporting experience with a minimum of a bachelor’s degree
Candidate should have strong technical, analytical and problem solving skills
SAS, SQL and advanced skills in Excel and PowerPoint are required

Senior Liquidity Risk Oversight Manager Resume Examples & Samples

Identify Liquidity Risks and mitigants for the FICC business and utilize as an effective challenge for the multi-year Strategic Plan
FICC. This includes a review of all Liquidity policies, procedures, the contingent funding plan, Individual Liquidity Adequacy Assessments (ILAA’s, etc.) in order to obtain an independent viewpoint of the representation of risk
Review process related to setting specific FICC related limits designed to curtail / control the amount of liquidity risk generated by the organization. Ensure limits are set based on specific analysis of the risk factors or are in line with the Liquidity Stress tests. Understand the results expected from limit setting and review methodology used to ensure results were as expected. Design and execute analysis to develop independent view of the appropriateness of the limits. Understand business drivers of limit and metric breaches and communicate effectively as part of breach notifications to drive remediation, when necessary, by the Front Line Units
Review entire FICC stress testing process including but not limited to the scenarios that are chosen for the stress tests, assumptions made that are part of and outside the Front Line Unit’s processes. Perform independent analysis on the assumptions to ensure independent viewpoint and effective challenge(s)
Understand and test the Funds Transfer Pricing (FTP) charges levied against the business; ensure the charge reflects amount of liquidity risk generated by the LOB
Perform regular reviews to ensure the remaining liquidity risk processes and reporting is appropriate for the FICC business and any concerns are appropriately escalated to senior management. Perform independent analysis to generate an independent viewpoint and document appropriate challenge(s)
Keep abreast of emerging regulatory requirements and provide guidance on the impact of these regulations on the Company’s liquidity risk management program
Support corporate-wide liquidity related initiatives and serve as a Subject Matter Expert on FICC-related liquidity topics
This position will not manage the efforts of others at this time.*
10-12 years of risk management experience primarily focused in FICC
Expertise primarily in Liquidity Risk & Operational Risk
Broadly connects across internal stakeholders such as Global LOB Risk teams, Enterprise Risk, Compliance and Audit to drive execution
Can articulately paint pictures & visions of possibilities and likelihoods
Effectively takes an unpopular stand when necessary; encourages direct and tough debate

VP Treasury Risk Oversight Resume Examples & Samples

Coordinate between US Treasury, US CRO functions and Group Independent Risk Oversight
Assist in CCAR related planning activities associated with Treasury functions
Operationalizing the IHC risk appetite framework
Assist in the conformance reviews for US Treasury activities
Provide effective challenge to outputs from other constituents including model documentations, data controls and reconciliation procedures
Assist IHC Risk organization on various cross risk types issues and cross departmental agenda
6+ years background in Treasury, Finance or Risk Management
Experience related to key Treasury functions including liquidity management, capital management, asset liability management, fund transfer pricing, funding plan projections, wholesale funding market, secured and unsecured financing and contingent funding plan
Experience in Treasury governance functions including building governance framework, policies, standards, procedures and establishing EWI, escalation process and limits
Experiences related to Enterprise Stress Testing Framework, CCAR, CLAR and liquidity stress testing, capital planning are highly desirable
The position will involve extensive interaction with constituents from other functions such as Treasury, Finance, Regulatory Relation, QA and group independent risk oversight functions to support Treasury Risk RRPM to establish and enhance the independent risk oversight on Treasury risks for Barclays IHC
Experience in interaction with regulators is a plus
Fast and eager to learn

Ctc-liquidity Risk Oversight Resume Examples & Samples

Deploying the Firm’s excess liquidity
Managing the Firm’s structural interest rate and foreign exchange risk
Managing the Firm’s liquidity risk and its regulatory compliance
Provide independent oversight on adherence to the firmwide intraday liquidity risk framework
Develop key risk analytic reports for senior management, business partners, risk committees and regulators
Provide independent review and detailed analysis of regulatory and internal stress scenarios and ad hoc requests, including analytical review of key market and behavioral assumptions
Present and justify assumptions and findings to senior management governance forums
Provide liquidity stress analysis and reporting around stressed capital impacts, LOB views, legal entity views, currency views and structural liquidity views
2+ years experience in

VP, Treasury Risk Oversight Resume Examples & Samples

Provide supports to US Head of Treasury Risk Oversight in building, enhancing and executing the 2nd line of defence roles and responsibilities to make sure US Treasury activities are in compliance with regulatory guidance and requirements, and consistent with Barclays’ internal framework
Coordinate between Risk and Treasury functions, within US and Group, on the initiatives associated with Treasury risk oversight and governance
6+ years background in Treasury or Risk functions covering capital risk management, liquidity management or Asset Liabilities Management
Knowledge in the latest regulatory developments in capital, liquidity and ALM
Experience related to key Treasury functions including capital management, capital planning, funding/liquidity management, ALM, FTP, Funding Plan projection and CFP
Experience in Treasury MI reporting and risk metrics
Experience in Enterprise Stress Testing F4ramework, CCAR, DFAST, CLAR and stress tests are highly desirable
Experience in 2nd line of defence function in Treasury Risk Oversight of the major financial institutions
Experience in building capital, liquidity & ALM framework including policies, standards, procedures, limits, EWI and targets
The position will involve extensive interactions with constituents across various functions internally and externally including Risk, Treasury, Finance, Regulatory Relationship and regulators. Experiences in effective interaction with regulators are preferred

Head of Funding & Liquidity Risk Oversight Resume Examples & Samples

Funding and Liquidity risk
Balance Sheet Management
Funds Transfer Pricing and Interest Rate Risk; and
Capital and other non-traded market risks
10 – 15 years finance and banking experience – preferably in Treasury or Treasury risk oversight function
Strong collaboration and engagement skills , including the ability to confidently communicate with and influence people at all levels, including NAB Executives, subject matter experts and NAB's external stakeholders
Excellent time management skills - highly organised, deals promptly with correspondence, manages timelines and calendars
The ability to digest and interpret prudential requirements relating to authorised deposit taking institutions, drawing on subject matter experts as required
An autonomous and proactive working style - willing to go above and beyond the requirements of the role to help others / get things done, being resourceful and seeking out opportunities that deliver value for NAB; and
Strong collaborative problem solving, analytical and decision making skills
Proficiency in MS Excel / Word / PowerPoint

Manager Liquidity Risk Oversight Resume Examples & Samples

Analyze risk metrics and underlying positional data to determine key drivers of risk performance
Highlight key risks and provided effective, informed challenge in all relevant forums
Develop understanding of data flows and systems used to calculate liquidity measures and provide challenge as appropriate
Ensure the “no surprises” objective is met by fully identifying all aspects of liquidity risk and ensuring management is well informed
Assess appropriateness of all modeling assumptions used in liquidity risk calculations (deposit run-off, asset haircuts, etc.)
Stay current with relevant regulatory requirements and help ensure the risk management program is meeting regulatory expectations. This may include interacting with regulators
Extensive knowledge and experience with liquidity risk issues and methodologies
Strong knowledge of liquidity risk management systems
Knowledge of applicable regulations
1-2 years’ experience in Liquidity Risk Management
3-5+ years’ experience working in the financial services industry
Ability to prioritize and organize multiple tasks and deadlines

CTC Risk-liquidity Risk Oversight Resume Examples & Samples

Managing the Firm’s funding and liabilities
Support independent oversight to Treasury’s adherence to the liquidity risk framework
Support risk governance framework including, limit monitoring, standards, and best practices
Develop key risk analytic reports for senior treasury management, business partners, various risk committees and regulators
Play a key role in the development and build-out of the liquidity risk oversight process and infrastructure
Produce key risk analytic reports for senior Treasury management, business partners, various Risk committees and regulators
Support any new liquidity risk monitoring, metrics and stress tests
Contribute to responses on regulatory requests regarding liquidity risk
Experience in risk management; liquidity/treasury risk, market risk and/or trading of fixed income products, preferably with a wide range of experience with quantitative, financial and risk management techniques and systems preferred
Strong analytical and critical thinking skills, as well as a high level of self-initiative required, including an ability to balance and execute multiple projects at once and deliver results under tight time constraints
Understanding of the governance and controls surrounding treasury functions and liquidity risk monitoring
Demonstrated ability to work effectively across different businesses and functional areas
Education: An undergraduate degree is required

CTC Risk-liquidity Risk Oversight Resume Examples & Samples

Work with Treasury, Firmwide Business representatives, Cash Management / Payment Operations, and relevant risk groups to develop and maintain the risk governance framework including policy review, limit monitoring, standards and best practices
Develop and present key risk analytic reports for senior management, business partners, risk committees and regulators
Support the development and build-out of the liquidity risk management process and infrastructure
Interact and partner with Treasury and corporate functions to understand, analyze and develop proposals regarding potential liquidity risk implications at a granular and holistic level
Address regulatory requests regarding liquidity risk
5+ years’ experience in

Director, PI Risk Oversight Resume Examples & Samples

Your Risk Management experience and proven risk assessment and control evaluation skills
Your excellent communication skills and ability to form effective working relationships within the business and across the firm
Your successful track record of project management, leadership, and influencing others through a combination of knowledge, reasoning and relationships
Your ability to prioritize and coordinate multiple projects simultaneously and to present information in an organized and professional manner

CCB Risk-oversight Resume Examples & Samples

Deliver effective Risk oversight that is in compliance with established LOB Oversight framework
Proactively identify gaps or issues and escalate accordingly; track status issues through appropriate remediation
Must be a self starter and have the ability to work effectively with little supervision
Develop key reporting as it relates to LOB oversight initiatives
Strong engagement with team members across Risk and all levels of management to build strong, collaborative, and productive relationships
Must be able to effectively communicate identified trends through presentations to all levels of management
3-5 years related business experience, including experience in Risk Management, Compliance, Risk & Control, Audit and/or Consumer Banking

Change Risk Oversight Manager Resume Examples & Samples

Provide 2LOD oversight and challenge of the Strategic Investment Portfolio ('SIP'), which covers c£135m of change activity, to support delivery of strategic outcomes to time, cost; and quality, through
Previous experience and knowledge of delivering programmes and projects using waterfall and also preferably agile methodologies
Good understanding of the process for documenting and updating business requirements (functional and non functional)
Good knowledge of risks and controls and preferably worked within an Enterprise Risk function or internal audit
Financial Services experience

Liquidity Risk Oversight Resume Examples & Samples

Support development and maintenance of Liquidity Policy and related Standards
There is appropriate governance around the ILAAP report ensuring appropriate approval process is followed ahead of submission
Co-ordinate the drafting of Addendums with local Risk colleagues in large entities such as IHC (US) and the Ring fenced Bank

Global Risk Oversight Intern Resume Examples & Samples

Assist and support the operations of Global Risk Oversight (GRO) with responsibilities including
Ability to perform all tasks related to GRO-contracted 3rd party price data storage, access and transfers: MIS intranet file maintenance, public view pricing web portal maintenance, other ESS Operations mechanisms. (25%)
Ability to perform all tasks related to 3rd party data invoice validation and budget reconciliation. This includes updating and maintaining contract, statement, invoice and other document data bases. (10%)
Provide assistance with risk functionality trial of the use of EU-based TXN platform in the US. This assistance will involve determination and creation of key reporting metrics needed to support client RM deliverables; defining they key variables needed to assemble these reporting deliverables as well as determining IT resources required to enable this assembly of resources. (15%)
Assist as directed to support various recurring and ad hoc needs for Global Research & Analytics (GR&A) functions; this includes assisting with maintaining active GR&A publication Global Distribution Lists through use of the Constant Contact platform. (15%)
Research viable alternatives available for internal creation of surrogate market intelligence delivery platforms. Goal is to create a list of alternative packages that could replicate suite of services currently delivered via SNL. There will also be a need for surveying / user metrics creation associated with this task. (25%)
Develop an understanding of all ESS functions that utilize 3rd party data in their processes; the role GRO plays in enabling these functions and the tasks GRO performs to support those functions. Once that understanding exists, will work as directed on projects aimed at improving data use efficiency and compliance as well as maximizing value received from purchased data. This may include the creation of internal surveys across data users within ESS functions. (10%)

Liquidity Risk Oversight Senior Manager Resume Examples & Samples

Identify liquidity risks and mitigants for the Consumer business and review appropriateness of these risks over time. Ensure these liquidity risks are effectively captured in Company’s Internal Liquidity Stress Testing and Strategic Planning processes
Review stress testing processes including scenarios and liquidity risk assumptions/outflow rates and/or results for Internal Liquidity Stress Testing and regulatory scenarios (e.g. LCR, NSFR, 5G etc). Perform independent analysis on the assumptions and provide effective challenge. Develop an independent Risk view on the methodology and assumptions for Senior Management and Management Committees
Partner with multiple stakeholders including Risk and Corporate Treasury to define and build the Liquidity Risk Coverage program to appropriately identify, measure, monitor and control liquidity risk
Perform independent reviews to ensure liquidity risk processes and reporting is appropriate for the Consumer LOB and any concerns are appropriately escalated to senior management
Support corporate-wide liquidity related initiatives and serve as a Subject Matter Expert on Consumer related liquidity topics
Keep abreast of emerging regulatory requirements and communicate the impact on business

Risk Oversight Lead Resume Examples & Samples

Responsible for ensuring collaboration, driving consensus , and coordinating the implementation of globally aligned enterprise risk management framework standard, policies, practices, and a risk aware culture across business units and markets in establishing and implementing business unit risk and compliance oversight by embedding globally aligned risk management frameworks, policies and practices within the business unit working with senior management to create a risk management-aware culture. Ensure established ERM framework is aligned with appropriate regulatory requirements and escalate any associated issues
Responsible for maintaining global ERM stakeholder documentation (i.e. ERM Manual) methodology, job aids and system/tools in the implementation of globally aligned and consistent ERM manuals, methodology, job aids and tools across all business units
Responsible for global business unit and related legal entity level internal and external reporting. Facilitates and coordinates with all necessary stakeholders on the preparation of comprehensive yet concise reporting for all necessary risk committees, boards, and other stakeholders across the assigned business units
Responsible for facilitating the process to manage, monitor and report business unit risks. Provide for mechanisms to execute various risk, compliance, and control assessment and self-assessment processes. Liaise with and challenge the risk and control owners’ assessments on a regular basis. Lead the development and improvement of management reporting. Ensure appropriate committee structures are in place and lead or serve on various enterprise risk related committees as needed
Responsible for ensuring appropriate and necessary risk related communications and training to all business unit risk stakeholders. Provide the necessary training and communications required for all risk and compliance stakeholders and roles
Mentors associates within the department. Performs supervisory duties including, but not limited to; hiring, training, evaluating, coaching, and disciplining of direct reports
Bachelor’s degree or equivalent experience. Post-graduate or professional qualification in related field preferred
8+ years of experience in enterprise risk management or related risk fields with responsibilities for management
Identifies and resolves technical, operational and organizational problems
Guides, influences and persuades others either internally in other areas or externally with customers or agencies
Ability to make timely and effective decisions
Strong analytical, critical thinking and decision making skills and excellent written and verbal communication skills
Project management skills. Demonstrates ability to evaluate project objectives and scope feasibility, gain understanding, schedule resources, and manage budget to plan

Operational Risk Cybersecurity Risk Oversight Resume Examples & Samples

2nd Line: Oversight by Independent Risk Management and Control Functions - Partner with Business Units and Infrastructure Groups to anticipate, mitigate and report on operational risk
As a key leader in the 2nd line cybersecurity risk team, drive strategic and tactical evolution necessary to maintain effective and efficient cybersecurity risk management
Integrate and coordinate 2nd line cybersecurity operational risk activities; provide direct support to ORD leadership and the Chief Risk Officer
Directly support and manage existing and developing 2nd line cybersecurity-focused risk governance processes and committees
Build and maintain strong positive relationships with the existing cybersecurity risk community in 1st line of defense
Provide meaningful challenge to 1st line cybersecurity risk management, including assessments of cybersecurity risks and associated controls
Work with 1st line cybersecurity risk and control owners in assessing inherent and residual levels risks based on a structured risk framework
Coordinate with ORD colleagues who cover Business Units and Infrastructure Groups in discussing impact of cybersecurity risks on business and support processes
Contribute to scenario analysis workshops to assess risk impacts
Monitor and adopt industry developments and best practices in the management of cybersecurity risk
Provide team and department management with an independent view of the risks pertaining to the Firm’s cybersecurity based on the risk assessment and cybersecurity effectiveness monitoring activities
Maintain and/or oversee relevant policies and procedures related to cybersecurity processes executed by 1st line of defense
Review metrics and escalation reports to monitor risk and control-related developments, issues and trends
Work with 1st line of defense management in preparing lesson learned analysis of operational risk incidents
Some travel to NYC and other Firm locations as necessary to support the requirements of the position
Experience in risk management, oversight, compliance, and audit principles and best practices
Strong interpersonal skills and relationship management experience to work effectively in a team oriented environment interacting with multiple entities within and outside of the Firm
Excellent communication skills, both verbal and written; ability to produce concise and effective presentations tailored to technical and non-technical audiences, including Board and Board-level committees
Strong leadership, project management and organization skills, including the ability to multitask, prioritize, delegate, and manage an effective and growing team
Ability to work under pressure and to tight deadlines
Flexible and self-motivator; recognized as an emerging leader in the field and able to recruit talent
Proficiency in MS Office and related applications (e.g. Word, Excel, Powerpoint)

Firmwide Risk Oversight & Controls Resume Examples & Samples

Candidate will join a new and dynamic team to obtain firsthand knowledge of the financial services industry with a primary focus on operational risk management
Learn about the evolving Regulatory environment and how it impacts Corporate Risk and the Firm as a whole
Develop technical skills by becoming familiar with the Firmwide Operational Risk Management system
Aid in the preparation of presentations for Senior Management in the Risk Organization, with the opportunity to learn about other Firmwide Risk areas
Likes to solve problems, inquisitive, asks questions
Organized with attention to detail
Ability to communicate effectively (both oral and written)
Ability to multi-task, with commitment to deliver under deadlines
Team-player with good relationship/partnership-building skills
Knowledge of Microsoft Office & Excel preferred

Risk Oversight New & Amended Products Approval Resume Examples & Samples

Independently manage a portfolio of NAPA proposals across BI – from inception through to final approval / rejection
Provide robust challenges at each approval tollgate as each proposal passes through the governance framework
Act as Subject Matter Expert (SME) with regard to Group NAPA Policy and the BI NAPA Standard
Manage other NAPA governances as appropriate
Provide ongoing input and challenges to the status quo
Cultivate effective two-way communication channels with all key stakeholders, effectively managing these relationships, often at senior levels
Prepare high quality materials for presentation to the regional NAPA Committee including leading agenda discussions, pre-Committee discussion with Committee Chair, writing & review Committee Minutes etc
Be responsible for responses to regulatory and audit requests
Lead key projects and initiatives; providing leadership from formulating solution through to execution – working within the region and globally
Provide oversight for junior team members including performance management, objectives setting, coaching and training

CIB Operational Risk Oversight Executive Director Resume Examples & Samples

Independently evaluate and challenge implementation of the firm’s Operational Risk Management Framework (“ORMF”)
Facilitate Scenario Analysis to stress the control environment under simulated conditions, drive accurate capital allocations and inputs
Interface with regulators in respect of Operational Risk matters
Promote cross-LOB/Function consistency and adoption of best practices
Instil strong culture of Operational Risk management and operational excellence, maintaining close interaction with the business to continually improve Operational Risk processes and business operating models supporting safe business growth and informing risk-based decision making
Stay abreast of industry news and regulatory developments to facilitate proactive risk identification and mitigation. Review root cause analysis on internal operational risk events and maintain vigilance on external operational / market events
Previous experience in JPM Markets front office (or a functional team supporting a Markets business) and with an established senior network
Strong understanding of CIB Markets businesses (Spread, Macro, Equities)
High-level understanding of downstream systems and processes (Middle Office, Back Office)

VP Treasury Risk Oversight Resume Examples & Samples

Provide supports to Americas Treasury Risk Oversight to build, enhance, and implement Regional Principal Risk Framework on Barclays US Treasury and Capital risk covering Capital, Liquidity and Interest Rate Risk in the Banking Book
Knowledge in the latest regulatory developments in liquidity, capital and interest rate risk in the banking book
Experience in Fed 5G reporting

Download Risk Oversight Resume Sample as Image file