Risk Assessment Resume Samples

The Guide To Resume Tailoring

Guide the recruiter to the conclusion that you are the best candidate for the risk assessment job. It’s actually very simple. Tailor your resume by picking relevant responsibilities from the examples below and then add your accomplishments. This way, you can position yourself in the best way to get hired.

Craft your perfect resume by picking job responsibilities written by professional recruiters

Pick from the thousands of curated job responsibilities used by the leading companies

Tailor your resume & cover letter with wording that best fits for each job you apply

Resume Builder

Create a Resume in Minutes with Professional Resume Templates

CHOOSE THE BEST TEMPLATE - Choose from 15 Leading Templates. No need to think about design details.

USE PRE-WRITTEN BULLET POINTS - Select from thousands of pre-written bullet points.

SAVE YOUR DOCUMENTS IN PDF FILES - Instantly download in PDF format or share a custom link.

Create a Resume in Minutes

M Torphy

Moriah

Torphy

271 Towne Lights

Detroit

+1 (555) 158 5703

271 Towne Lights

Detroit

Phone

p +1 (555) 158 5703

Experience Experience

Philadelphia, PA

Risk Assessment Specialist

Philadelphia, PA

Stanton-Jakubowski

Philadelphia, PA

Risk Assessment Specialist

Applies a broad knowledge of internal audit policies and practices, risk assessment methodologies and current laws and regulations in order to facilitate the company’s Risk Assessment process
Assists Directors, Managers and other Internal Audit team members to fully engage in the risk assessment process and principles
You will continue to develop your capabilities to lead by influence in business situations such as: advising, recommending, exchanging information, persuading, or influencing personnel, as well as facilitation of remote topic communications such presentations to large groups or classes
During your 1-3 year rotation in this role; you will develop your technical and leadership capabilities through the management of risk management/reduction opportunities and risk assessment strategies, with the ultimate goal of placing you in one of our manufacturing operations
Assisting with data management, analysis and interpretation
Serves as the systems expert for Pentana; assigning risk assessments, tasks and workflows; reporting and trending to automate data analysis, mitigation and monitoring as well as ensuring integrity, assignment and normalization of data within the tool
You will continue to develop your capabilities to lead by influence in business situations such as: advising, recommending, exchanging information, persuading or influencing personnel, as well as facilitation of remote topic communications such presentations to large groups or classes

Boston, MA

AML Policy / Risk Assessment Manager

Boston, MA

Marks and Sons

Boston, MA

AML Policy / Risk Assessment Manager

Work with Risk Officers and other stakeholders of the Firm in executing the risk assessment
Solid knowledge of custody, securities and banking compliance
Manage process of quality control testing across the AML workstreams
Knowledge of Actimize SAM and FircoSoft a plus
Identify areas of enhancements across the AML and sanctions teams and produce impactful changes
Discuss risk assessment findings and action plans at oversight senior management meetings
Coordinate and provide support in AML exams

present

Boston, MA

Vulnerability Risk Assessment Lead

Boston, MA

Blanda, O'Kon and Smitham

present

Boston, MA

Vulnerability Risk Assessment Lead

present

Assisting with research, documentation, revision, development, evaluation, and implementation of security plans
Performs role of team lead who works directly with Staff/Program Managers and executive leadership from NHQ’s Corporate Information Security Office (CISO)
Researching, developing, implementing and assessing the effectiveness of physical security and environmental protection policies, procedures, and controls to support customer operations
Preparing written reports identifying recommendations for correction, as well as assist with corrective actions, e.g., Plans of Action and Milestones (POAM)
Conducting facility design reviews for new installations s, and provides security related recommendations to management
Collaborating with facilities personnel, architects, and other stakeholders to ensure security issues are addressed correctly during design and construction
Assisting with the development of stakeholder communications, e.g., reports, security presentations, executive-level briefings, etc

Education Education

Bachelor’s Degree in Business

Loyola University Chicago

Bachelor’s Degree in Business

Skills Skills

Highly motivated; ability to drive project deliverable(s) to delivery/ lead meetings with cross functional and cross level participation
Strong sense of ownership and accountability
Ability to work within an open, consensus based organization
Ability to adhere to clearly outlined process steps in given scenarios (this is critical)
Ability to articulate key points clearly and succinctly in meetings and 1:1/ escalate promptly when necessary
Ability to manage and interact in a matrix organization is essential
MS Office suite skills; ability to draft succinct and impactful PowerPoint decks (with appropriate level of detail for a given audience), ability to extract, aggregate, and report on data in Excel
Strong interpersonal, problem solving, organizational and time management skills
Strong process focus and awareness
Clear and appropriate communication; targeting/ tailoring content appropriate to audience

Create a Resume in Minutes

15 Risk Assessment resume templates

Read our complete resume writing guides

Manager AML Risk Assessment & Emerging Risk Resume Examples & Samples

50%: AML Risk Assessments
Conduct AML inherent risk assessments throughout BMOFG operating groups and Lines of Business (LOB) including some complex LOB
Have a strong understanding of AML risk drivers, AML typologies and risk mitigation techniques along with the knowledge of AML regulatory requirements and regulatory expectations
Assist in the development of the inherent risk assessment methodology and standards used when conducting AML inherent risk assessments
Execute multiple simultaneous inherent risk assessments and identify areas of the Enterprise with greater AML risk and level of risk mitigation in place
Synthesize risk assessment information received, analyze and challenge accordingly
Independently assess AML risk, present results to senior management and make recommendations to mitigate and close gaps
Develop criteria and extract system data to analyze AML risk at the Enterprise and lines of business level, which includes identifying, analyzing and understanding AML risk trends. The results of the analysis will provide support and enhancements to the AML risk assessment process, ML/TF risk methodology and the AML risk framework
50%: AML Emerging Risks and Emerging Issues
Manage, maintain and continuously improve the AML emerging risk framework and processes
Synthesize, analyze and articulate data from multiple sources to provide accurate, relevant and timely key messages regarding changes and emerging AML risk
Assess internal and external factors impacting trends on AML risk profiles at the LOB, Operating Group and Enterprise levels
Assess the adequacy and tracking of action plans, and synthesizing emerging risk and trends for quarterly reporting to senior management and the board of directors
Monitor Money Laundering and Terrorist Financing techniques and AML typologies. Conduct impact analysis and assess the need to develop or enhance controls for the Enterprise AML program, including suspicious transaction monitoring
Have a strong understanding of internal and external drivers impacting the BMOFG’s AML risk profile and has the responsibility to maintain and update the AML suspicious transaction monitoring strategy
Support and assist with the maintenance of the AML risk framework

Risk Assessment Manager Resume Examples & Samples

Undertake conformance reviews with limited oversight, documenting testing to a high quality standard
Assist in development of the annual risk assessments and conformance testing plan for wealth
Lead discussions with the business based on the results of the reviews, and help develop remediation plans when issues are identified
Track and report on issues identified by conformance reviews
Identify target areas for thematic reviews across the business
Develop strong and productive working relationships with senior Wealth management to ensure they understand their risks and have controls and processes in place to manage those risks
Good understanding of governance, risk and control assessment techniques
Experience in two or more of the following areas: a wealth front office or COO division, internal audit, operational risk management or related discipline within financial services
Strong networking and senior stakeholder management skills and ability to negotiate effectively
Good organisation, planning and project management abilities

Gcs-risk Assessment Resume Examples & Samples

4-year bachelor's degree or equivalent
3+ years of experience in a large global financial institution
2+ years of experience in Compliance, Regulatory, or Operational Risk Management
2+ years of experience with Microsoft suite of products, specifically Microsoft Excel and PowerPoint
Previous experience in Risk Assessment
Demonstrated ability to work with limited direction
Manage relationships between local team and hub locations
Have excellent business judgment and a willingness to exercise it
Have a professional demeanor and possess considerable presence, impact and gravitas and will command respect within the organization and with the regulators
Be a proactive, energetic and resilient individual with a can-do approach
Be a self-starting and results-focused individual
Have a pragmatic approach to problem-solving, a flexible, consultative working style and possesses the ability to drive change
Strong communication skills, both written and verbal, and must be able to communicate with employees at all levels within the company
Explain, advocate and express facts and ideas effectively and with clarity in a variety of settings both orally and in writing

Enterprise Risk Assessment Manager Resume Examples & Samples

Identify and develop risk strategy data inputs to GEC International Risk Appetite Statement quantitative objectives
Provide analysis (per platform, product, risk, transaction, etc) to set and calibrate Risk Appetite Limits and to inform senior leadership on decision making
Collaborate with capital planning teams – economic capital, regulatory capital and stress testing – as well as with FP&A to develop, collect and analyse appropriate data and information
Develop and enhance methodology to assess Enterprise Risks (ERAs) –in line with GECC standards and expectations - That includes risks that are less quantifiable like Reputational, Strategic/Business, Refinancing or Operational (Tax, cyber security)
Coordinate ERA input collection from each risk category (Credit, Ops, Compliance, Market, Strategic) and ensure consistency and accuracy
Manage ERA outcomes to be used for capital planning (scenario definitions) and Risk Appetite setting
Develop and enhance ERA framework to be used across SBUs –feeding the GEC International framework
Report risk /return analysis to senior leaders – including ERM committees and other senior forums
Bachelor's degree with significant depth of experience in risk management or a related field with some direct enterprise risk experience or degree in economics/statistics
Must have demonstrated project management skills
Proven quantitative and analytical skill set
Experience in Financial Services Portfolio analytics (ROE, RAROC, Risk/return analysis)

Senior Manager FCC Sanctions Risk Assessment Resume Examples & Samples

The jobholder is required to work independently, dealing with issues for which there is not always a clear cut solution while still being able to provide judgement and clear direction. Where items of major consequence are involved, reference is made to the Head of Sanctions and the Assistant Chief AML Officer. The nature of the role requires close working contact with senior managers and colleagues in FCC and the business
Bachelor degree or equivalent experience. LL.B or legal experience an asset
Seasoned professional with 5-7 years proven and progressive financial services, compliance or legal experience or equivalent, ideally to include Sanctions experience
Knowledge of Sanctions regulations and guidance
Specialized knowledge of regulations and sanctions programs- Department of Foreign Affairs, Trade and Development / OSFI. Knowledge of OFAC requirements an asset
Ability to review and understand complex regulations
Knowledge of the HSBC Group structure, its business and personnel, and a deep understanding of HSBC’s corporate culture an asset

Risk Assessment Specialist Resume Examples & Samples

Applies a broad knowledge of internal audit policies and practices, risk assessment methodologies and current laws and regulations in order to facilitate the company’s Risk Assessment process
Ensures an accurate repository of risk assessment submissions in order to fully satisfy regulatory and applicable industry standards and conformation to BBVA Compass standards
Manages and schedules on-going Risk Assessments and reports the status of projects and assignments
Assists Directors, Managers and other Internal Audit team members to fully engage in the risk assessment process and principles
Serves as liaison between global internal audit risk assessment and the BBVA US internal audit team
Establishes processes for ongoing identification of business and regulatory trends and their implications on the risk assessment process
Serves as the systems expert for Pentana; assigning risk assessments, tasks and workflows; reporting and trending to automate data analysis, mitigation and monitoring as well as ensuring integrity, assignment and normalization of data within the tool
Bachelor’s Degree in a business related such as Economics, Finance or Accounting
Five years of documented experience in risk management, financial analysis or audit methodologies
Self-motivated with strong organizational and process management skills
Analytical and open-minded, able to provide objective assessments and intelligent solutions
A confident communicator with the ability to present information and interact effectively across all levels of the organization
Strong computer skills with a proven ability to use Microsoft Office tools for reporting and analyzing data
A reliable team player with strong interpersonal skills
Bi-lingual (English/Spanish)
Banking or financial services

Risk Assessment & Control Director Resume Examples & Samples

Lead Banamex Franchise Strategic Reviews of different businesses, processes and products
Lead Targeted Reviews to address materialized and emerging risks
Responsible for reaching out to Citi´s global network in order to identify global SMEs and for setting up the review teams
Work with global and local SMEs to define scope of reviews
Coordinate all preparation work and information needed to comply with the schedule of reviews
Lead review teams in order to reach conclusions and actionable remediation plans
Ensure that conclusions and recommendations are adequately transformed into corrective actions plans CAP’s
Senior coordination with the different global and local businesses and functional areas to ensure their involvement and support
Senior coordination with the different business and functional areas to address control gaps and issues of concern
Post-Graduate with at least 15 years of experience in the financial services, ideally from Citi
Senior Management reporting experience
Extensive background in ICG and Consumer businesses
Industry and relevant business, operational, financial and control knowledge is required
Senior managerial experience is a must
Analytical, flexible, team-oriented, with interpersonal, communication, and follow-up skills
Strong attention to detail and multi-task talent
Ability to work under pressure, tight deadlines and with unexpected requirements (change)
Management skills in relation to project plans, budgets, and deliverables schedules

Director of Risk Assessment Resume Examples & Samples

Strategic leadership of risk assessment practices and associated reporting
Bachelor degree in business
10+ years of work experience in a financial services risk management or related role
Ability to influence strong risk practices across the organization
Broad knowledge and understanding of risks and controls
Strong leadership, presentation, communication and organizational skills
Strong ability to work closely with a diverse/cross functional group
Experience with leading cross-fucntional projects
Very detail oriented and strong documentation skills
Ability to multi-task and work in a fast paced, changing environment

Infrastructure Risk Assessment Resume Examples & Samples

Provide regional advisory and assessment to all internal and external operating platforms
Assess threats and vulnerabilities related to existing and latest technologies
Report findings to relevant systems owners
Ensure documentation of all services and methodologies
Provide input and recommendations for current processes
Liaise with inter departments such as technical and business units

Private Banking Rule Mapping & Risk Assessment Resume Examples & Samples

Drive and execute compliance risk assessment, rule mapping and gap analysis, taking into account end to end process of the private banking business
Deliver draft mappings for the in-scope regulations and identify potential gaps during the process
Liaise, coordinate and actively participate in calls and meetings with key stakeholders
Prepare concise and comprehensive documentation of rule mapping and gap analysis exercise
Co-ordinate and perform second line checks to ensure effectiveness of actions implemented
Support other tasks when required for rule mapping, gap analysis and related process improvement
Challenge and control existing and new practices
Provide briefing or training on compliance or regulatory requirements
Identify issues/ potential compliance issues and regulatory breaches
Timely escalate to line manager and team head
Backup other team members and provide support to the team if required
University degree or higher
At least 5 years working experience in the financial services industry
Private Banking compliance experience in risks and controls framework would be a significant advantage
Accomplished communication skills, written and verbal
Collaborative mind-set and able to work effectively within a team
Project management and organizational skills
Ability to deal with front office and senior management
A positive, can-do attitude and willingness to learn
MS Excel, Power Point skills

Risk Assessment & Remediation Leader Resume Examples & Samples

Facilitate the identification, assessment and management of risks throughout AH business areas
Assist stakeholders in assessing the nature and severity of inherent risks and work together to identify and design risk mitigation strategies including risk reduction, acceptance or transference processes
Build on AH methodologies for the assessment, analysis and management of risks
Conduct risk assessments and analyses for key strategic and operational projects within the supported business areas
Create approach for the monitoring and reporting of risk information from assessment results
Identify and analyze industry trends and influencing factors, both positive and negative, to enhance the company’s risk management capabilities
Analyze and interpret risk information to identify and monitor key risk exposures
Work with business units to establish, maintain and continuously improve risk management capabilities and act as champion on risk related initiatives
Review and evaluate existing and proposed business activities/projects to evaluate potential risk exposures and opportunities
Led a team of 7-15 colleagues including providing professional development guidance
15+ years of relevant experience in the areas of Operations and IT with significant experience Compliance, Internal Audit and Risk Management
Knowledgeable in current and possible future policies, practices, trends, technology, and information affecting his/her business and organization
Can maneuver through complex political situations effectively and quietly. Anticipates where the land mines are and plans his/her approach accordingly
Ability to develop a thorough understanding of ERM concepts and practices (risk assessment, risk strategies, control activities, monitoring, information and communication)
Strong project management skills required, with the ability to effectively manage several projects at once and identify and implement process improvements
Strong leadership and interpersonal skills to support team building: Builds mutual trust and encourages respect and cooperation among team members
Strong ability to develop cooperative relationships to achieve results through a win-win relationship. – Mastery level
Strong ability to engage others in the attainment of the vision for the future. Influences others by enthusiastically sharing the future vision as a means for them to attain their goals
Highly motivated self-starter with the ability to work both individually and in a team environment

Risk Assessment Manager Resume Examples & Samples

Candidates must have a bachelor's degree and approximately 5-10 years of related work experience or a graduate degree and approximately 5 years of related work experience
Experience in fraud prevention and detection, forensics and/or risk management strongly preferred
Ability to effectively coach and mentor junior staff members
Risk management, risk assessment, internal controls or A-123, fraud and forensics experience
Preferred candidates have one of the following certifications: CPA (Certified Public Accountant), CIA (Certified Internal Auditor), CGFM (Certified Government Financial Manager), CGAP (Certified Government Auditing Professional) or Project Management Professional (PMP)
U.S. citizenship may be required. Ability to work in the United States indefinitely required
Travel may be required
Ability to communicate clearly in writing and verbally

Senior Enterprise Risk Assessment Resume Examples & Samples

Core responsibility is to design and deliver analysis across all risks in SG’s U.S. operations to provide the ERM function with a holistic view of risks overseen by the CRO. Key risks include market, credit, liquidity, operational, model, structural IR/FX risks, as well as legal and compliance risks
Contribute to strategic risk management processes including execution of the Risk Appetite Exercise including drafting Risk Appetite Statements governing SG’s Intermediate Holding Company (IHC) and Combined US Operations (CUSO)
Result oriented and pragmatic minded person
Ability to quickly establish credibility & work effectively with peers
S/he has 10+ years of experience in implementing and running a risk management function at financial institutions of comparable size and complexity
Bachelors degree with a focus within Finance, Engineering or of similar relevance
English (Strong written and verbal)

Junior Enterprise Risk Assessment Resume Examples & Samples

Deep understanding of banking and capital markets risks and risk management
Knowledge of regulatory requirements, market trends and industry best practices
Aptitude to challenge both lines-of-business and other risk functions
S/he has 4 + years of experience in implementing and running a risk management function at financial institutions of comparable size and complexity
Expertise in enterprise risk management (knowledge of some/most risk types); understanding of industry and market trends; understanding of typical FBO banking and broker/dealer business models and processes; expertise in new product approval processes, strategic planning and/or capital/liquidity/financial planning processes

Senior Compl Risk Assessment Anlys Resume Examples & Samples

Conduct Risk Assessment according to the Compliance Risk Assessment Methodology; Determine Risk Assessment data needs; Gather and analyze risk-related data from internal and external resources; Aggregate and analyze assessment results to identify trends/patterns that transcend business lines
Conduct interviews with Risk Assessment stakeholders and line of business management; Conduct risk-analysis based on data gathered and develop inherent risk rating, control effectiveness rating, and resulting residual risk rating for assigned business lines
Review preliminary result with Second Line Compliance Advisors to gain additional insight and guidance for incorporation; Document results to include all key inputs both quantitative and qualitative to be included in the Risk Assessment Reporting
Lead challenge review sessions with business line and First Line Risk resulting in better understanding or evidence based inputs for modifications
Analyze results, determine trends in risk profile of business lines, business segments, legal entities, and CFG
Develop and produce various management reporting for use by various layers of organization to include executive committees and boards
Maintain and update appropriate procedures and documentation on the execution of risk assessments; Refine and Validate Models; Maintain research reference archive
Participate in training and learning development opportunities
Bachelors Degree in Business, Finance, or related discipline; Masters Degree Preferred
At least 5+ years of experience working in the financial services industry
At least 3+ years of experience in analyst role performing compliance, data, business, finance, strategic or quantitative analysis
Strong quantitative and qualitative analytical skills; Strong problem solving skills
Strong Microsoft Excel, PowerPoint, and Access or other database knowledge
Demonstrated ability to be independent contributor as well as ability to collaborate within teams
Extremely well organized with the ability to multiple assignments at the same time

AML & Sanctions Risk Assessment Resume Examples & Samples

Coordinating AML and Sanctions Compliance risk assessment activities, enterprise-wide
Providing effective challenge to various business units across the company as to the deliverables provided in connection with quarterly AML and Sanctions Risk Assessment processes
Providing summary reports to Management on the ongoing assessment of AML and Sanctions risk for each operating subsidiary of the company
Continuously assessing the program, identifying and implementing opportunities for increased effectiveness, efficiency, and risk mitigation. In addition, coordinating with other Discover Financial Services (DFS) Lines of Business to ensure consistency across the entire enterprise Collaborating with technology partners to ensure the systems supporting the program are operating effectively
Participating in, managing, or chairing key project initiatives or committees
Providing constructive feedback, coaching, training, etc. to analysts on a routine basis in order to effectively manage and mentor team members
Bachelor’s degree preferred or 5 years of equivalent work experience required
Significant BSA, AML, OFAC, KYC or similar industry experience required
AML and Sanctions Risk Assessment process management experience strongly preferred
Intermediate or above experience in Microsoft Office applications required
Data output display management experience required
CAMS or similar Certification preferred

Risk Assessment Manager Resume Examples & Samples

Drive a team of expert dynamic team of risk professionals
Provide leadership and direction for the implementation, embedding and tracking of the Group's Business Control Framework
Support the business to implement, embed and maintain the Risk Control Self-Assessment process
Anticipates regulatory and commercial challenges to ensure business unit risk assessments are sufficiently robust
Oversee and support the Risk Acceptance and Issue Management process
Champion risk awareness

Risk Assessment Specialist Resume Examples & Samples

Being responsible for product quality control with adherence to company standards
Assisting with human health and ecological risk assessments and site assessments
Assisting with data management, analysis and interpretation
Assisting with report and proposal preparation
Successfully interacting within larger teams, particularly contaminated site specialists and biologists
Developing your technical skills and sharing these skills with other members of your team
Participating in business development initiatives appropriate to your level
Managing tasks appropriate to your level
Participating in a team environment; and
Learning about the consulting business

Vulnerability / Risk Assessment Specialist Resume Examples & Samples

Twelve (12) years of relevant experience which includes operational experience in Special Operations
Experience managing a quality assurance program or administrating QA policies is preferred
Experience with MS Office tools (Outlook, Word, Excel, PowerPoint) required; qualified candidates must be proficient with Excel
ASO III or SMU equivalent, OPNL experience with SMU preferred

Senior Risk Assessment Resume Examples & Samples

Supports our Risk Assessment Program by leading and completing and assessment activities utilizing the HiTRUST framework
Assesses security gaps in the current operating procedures against policies, standards, and best practices
Analyzes data to identify gaps between security policy, practice, prepare report and validate with stakeholders and the business entity requesting HiTRUST certification
Creates and maintains security assessment documentation
Updates eGRC system with assessment findings and action plans
Follows up on assessment findings and action plans to ensure completion by key stakeholders
Anticipates customer needs around the assessment process and proactively develops solutions to help them be compliant with the HiTrust framework
Performs complex conceptual analyses by mapping between assessment frameworks to ensure complete and consistent security compliance
Provides explanations and information to stakeholders and the business entity requesting HiTRUST certification to support a clear understanding of remediation and ensure compliance to the HITRUST framework
Recommends changes to the Information Security Office regarding enterprise security policies, control standards, and operational practices
Bachelor's degree or HS diploma/GED with 3+ Years of applicable experience
3 or more years' experience in an information security role with strong knowledge of information security concepts
3 or more years of experience working on technical assessments
3 or more years of experience working in a customer service focused environment
Knowledge of regulatory requirements and industry standards(ex. HIPAA Security Rule, PCI, SOX)
3 or more year experience with risk assessment and/or risk analysis
3 or more year experience with working with security policies and standards
2 or more years of experience with HiTRUST framework
Managed healthcare or insurance industry experience
Experience working in a matrixes environment
Knowledge of risk frameworks (HITRUST, ISO, COBIT)
CISSP certification
CISA/ CISM certification
Archer eGRC Framework experience
Audit background

Risk Assessment Specialist Resume Examples & Samples

Bachelor’s degree or higher in Engineering or Science
Experience in industry or military environment such as, operations, engineering or safety
Willing and able to travel between 40-50% - primarily domestic, but may require some international travel as well
Willing and able to relocate after the development period
Bachelor’s degree or higher in Chemical, Mechanical, Electrical, Environmental Engineering, or Industrial Hygiene or Safety
A minimum of 3 years operations or engineering experience within the pulp and paper, building products or chemical industry
Experience using OSHA and EPA regulations specific to hazardous chemicals and industry accepted engineering codes and standards
Previous experience within pulp and paper or chemical industry

Director AML \ ATF Risk Assessment Resume Examples & Samples

Develop and implement the AML/ATF risk assessment methodology and execute the annual AML/ATF and sanctions risk assessments
Prepare an annual risk assessment report that is presented by the CAMLO to senior management and the Board
Escalate substantive issues to VP Enterprise AML/ATF and Sanctions Policy Officer
Prepare periodic updates on AML/ATF and sanctions risk, including compliance to approved risk tolerance thresholds and status of remediation. Identify and investigate weaknesses in relevant policies, procedures, systems and training and recommend corrective action
Review AML/ATF and sanctions risk in products and participates in new product development and approval
Expert knowledge of AML/ATF regulatory requirements and expectations
High standards of performance, confidentiality, integrity, timeliness and efficiency at all times is required
Operates independently within guidelines, policies, directives and established precedence
Receives direction from the VP Enterprise Policy Officer and other senior management as appropriate on significant legal, regulatory and reputational risk and policy matters
Strong knowledge of businesses, products, operations, systems and organization
Strong managerial, (written and spoken) communications, analytical, organizational, project management and planning skills

Vulnerability Risk Assessment Lead Resume Examples & Samples

Assisting with research, documentation, revision, development, evaluation, and implementation of security plans
Performs role of team lead who works directly with Staff/Program Managers and executive leadership from NHQ’s Corporate Information Security Office (CISO)
Researching, developing, implementing and assessing the effectiveness of physical security and environmental protection policies, procedures, and controls to support customer operations
Conducting physical security risk assessments using the USPS Vulnerability Risk Assessment Tool (VRAT)
Preparing written reports identifying recommendations for correction, as well as assist with corrective actions, e.g., Plans of Action and Milestones (POAM)
Conducting facility design reviews for new installations s, and provides security related recommendations to management
Collaborating with facilities personnel, architects, and other stakeholders to ensure security issues are addressed correctly during design and construction
Assisting with the development of stakeholder communications, e.g., reports, security presentations, executive-level briefings, etc
Providing project management support to include: maintaining the integrated master schedule, preparing executive reports, managing, and reporting on risks and issues, etc
Reviewing and applying security best practices to ensure compliance with USPS and other government security policies (ISC Standards) and regulations (HSPD-12) for ongoing programs
Maintaining relationships among CISO Leadership, Policy and Risk Management, Inspection Service and Postal Service unit managers, security control officers, area security coordinators, and other key deliverable stakeholders
Analyzing complex physical security issues and providing cost-effective recommendations that meet policy requirements
Ensuring recommendations are in compliance with agency regulations, guidance, and management directives
Conducts cybersecurity assessments as requested
Developing measures of effectiveness and measures of performance to evaluate physical security and environmental protection controls
Must be eligible to obtain a sensitive clearance – Position of Public Trust – and may be required to obtain a higher security clearance
Experience leading projects and teams
Knowledge of physical security concepts, principles, procedures, methods, and practices to include intrusion prevention and detection, risk assessment tools, closed circuit television, and access control
Demonstrated ability to conduct physical security inspections to include identifying vulnerabilities, assessing risks, and recommending appropriate and required security measures, techniques, methods, and technical advice in accordance with the Interagency Security Committee (ISC) Risk Management Process (RMP)
Ability to review and apply security best practices and ensure compliance with security policies (ISC Standards) and regulations (HSPD-12) for ongoing programs
Willingness to work long hours and irregular schedules both of which may include domestic travel
Familiarity with applicable U.S. Government Policies, NIST standards, and Executive Orders
Expertise with existing standards for access control, intrusion detection systems, locks, destruction devices, and communications systems
Ability to prepare and review Fixed Facility Checklists and engineering drawings
Candidate should also demonstrate attention to detail, have the ability to work independently with minimal supervision and adapt to changes in priorities in a fast-paced environment
Must be able to work collaboratively across agencies and physical locations
Proven ability to analyze problems and propose reasonable solutions
Excellent interpersonal skill to enable building working relationships
Excellent ability to gather information from various sources, both electronic and written, to support the development of briefing materials and other projects
Excellent electronic research skills using search tools, databases, and similar sources to support various customer programs and projects
Familiarity with the USPS Inspection Service
Familiarity with the Vulnerability Risk Assessment Tool (VRAT)
Familiarity with USPS Inspection Service physical security policies
Experience supporting U.S. Government agencies
Familiarity with the customer organization and the roles and responsibilities of the component organizations
Experience conducting investigations, to include proper handling of evidence
Ability to assist others in solving problems and work with them to implement the solution
Ability to use interpersonal skills, along with knowledge of the Agency structure and organization, to identify the proper resources to apply to current problems

Risk Assessment Specialist Resume Examples & Samples

Bachelor's degree in a business concentration such as finance, economics, accounting, mathematics, statistics, business administration, actuarial science, or other business related fields
Minimum 3.0 cumulative GPA
You are open to learning, willing to be coached, and able to be flexible in an ever-changing industry
You thrive in a team environment. We're one big family who has fun together and helps each other
You take accountability for your actions
You have a strong work ethic
You are driven to get better every day
This position requires on-site attendance

Director, AML / ATF Risk Assessment Resume Examples & Samples

Directs a team of subject matter experts responsible for developing and executing the AML/ATF and Sanctions risk assessment process globally and identifying various AML/ATF and sanctions risks such as geographies, products and customers and ensuring risks are within risk tolerance thresholds
Develop and maintain an enterprise country risk-rating methodology or product and ensure it is maintained current, that it is appropriately communicated, and integrated into control systems
Develop and maintain an enterprise customer risk-rating methodology in conformance with regulatory requirements and expectations
Manage a database of open AML/ATF and sanctions issues across the enterprise and report on the status of remediation
Lead and manage direct reports to support achievement of compliance programs. Establish performance objectives, measuring and providing timely feedback to staff. Define clear roles, responsibilities, task and expectations. Ensure staff is knowledgeable of the Enterprise-wide AML/ATF and Sanctions Program. Provide direction, coaching and training as required, developing and implementing plans for the continued development of direct reports
Create an environment in which the team pursues effective and efficient operations of their respective areas, while ensuring the adequacy, adherence to, and effectiveness of day-to-day business controls to: meet obligations with respect to AML/ATF risk and conduct risk, including but not limited to responsibilities under the Regulatory Compliance Risk Management Framework, the Enterprise-wide AML/ATF and Sanctions Handbook, and the Guidelines for Business Conduct
Build a high performance environment and implements a people strategy that attracts, retains, develops and motivates their team by fostering an inclusive work environment; communicating vision/values/business strategy and managing succession and development planning for the team
Excellent teamwork, interpersonal and conflict resolution skills

Principal Risk Assessment Specialist Resume Examples & Samples

Handle all merchant inquiries of the dispute process in compliance with Visa, MasterCard and Discover rules and regulations
Work with merchants to develop and institute chargeback action plans; Monitor chargeback practices; recommend ways to reduce fraud and increase revenue for merchants
Maintain a high level of knowledge related to Retrieval and Chargeback regulations for Visa,

CAC In-home High Risk Assessment Resume Examples & Samples

ARNP will be part of a transition management program focused to triage and assess High Risk frail members in their homes
Referrals will be coming for High Risk members with recent hospitalization, readmissions, ER visits etc who have psychosocial needs which cannot be properly assessed in the clinic setting. In addition critical High Risk members can also be referred by Utilization Management Department
This is a field based role visiting Humana members in their homes
ARNP will work with High Risk patients previously identified and also with critical post-acute hospital discharges when referred to assess members medical care needs
Provides general medical care and treatment to patients in their home under direction of a collaborating Physician
Performs physical examinations and preventive health measures within prescribed guidelines and instructions of Physician
Orders, interprets, and evaluates diagnostic tests to identify and assess patients’ clinical problems and health care needs
Records physical findings, and formulates plan and prognosis, based on patient’s condition. Provides written home-going instructions
Collaborates with Physician and other health professionals to prepare comprehensive patient care plan as necessary
Prescribes or recommends medications or other forms of treatment such as physical therapy, inhalation therapy, or related therapeutic procedures
Refers patients back to Primary Care Physician for consultation, Palliative Care or Hospice care when appropriate or to other specialized health resources for treatment
Educates and coaches nursing staff on best nursing practices
Masters in Science of Nursing
Successful completion of a Nurse Practitioner Program
Active, unrestricted Nurse Practitioner license in the state indicated as the “Location” above
Current certification or able to be certified in AHA or ARC Basic Life Support for medical provider
Appropriate certification to write prescriptions under the authority of a medical director
Computer proficiency with knowledge of MS Office products, specifically Word, Excel, and Outlook
Experience with electronic health record documentation
Bilingual: English, Spanish and other languages are required
Travel 100% throughout Dade County
Certification in Adult Health, Family, Acute Care or Gerontology preferred
Minimum of two years post-training clinical experience beneficial
Palliative Care Certification and experience a plus
Critical Care or Emergency Medicine experience a plus
Previous Home Health experience a plus
Previous Medicare/Medicaid Experience a plus
Knowledge or experience with a patient centered medical home model
Experience with eClinicalWorks is beneficial

Risk Assessment Managing Director Resume Examples & Samples

Assist in/coordinate the development and enhancement of the annual AML and OFAC Risk Assessments to ensure relevant inherent risks and mitigating controls are identified
Evaluate the Risk Assessment results and use them to drive improvements in the program and draft recommendations for enhancement
Contribute to the strengthening and alignment of OFAC and AML Risk Assessment practices with the Compliance Department
Leverage any gaps or weaknesses identified in the Risk Assessment and propose processes and policy changes to strengthen compliance and mitigate risk
Draft clear and concise reports on the results of the Risk Assessments for executive level consumption
Act as a contact with business and technology partners to ensure expectations of the Risk Assessment are met
Assist in the preparation of updates and presentations to regulators and senior management
An ability to compile and process data from disparate sources, infer what the information suggests about client behavior and adjust how they are monitored, using advanced metrics to gauge the overall quality of their screening procedures
Certified AML Specialist (CAMS) and/or Certified Financial Crime Specialist (ACFCS)

Head Risk Assessment Methodology Resume Examples & Samples

Degree in a scientific discipline or other relevant subject matter Fluency in English other languages useful not mandatory
High level of expertise in PV including medical safety (min 10 years)
Excellent knowledge of pharmaceutical risk assessment and risk based decision making
Excellent knowledge of regulatory requirements relating to PV
PV systems experience (covering compliance, databases, procedures, QA, training)
Management experience at managing drug safety
Experience in the area of audits/inspections
Ability to effectively communicate and influence at all levels

Risk Assessment Resume Examples & Samples

Proficiency in current Firm/ Technology Policy related to Information Security
Provision of appropriate application of policy consistently
Contribute to team service/ support & coverage on core BUISO functions of
Previous experience in Technology (or related risk or information security areas),
MS Office suite skills; ability to draft succinct and impactful PowerPoint decks (with appropriate level of detail for a given audience), ability to extract, aggregate, and report on data in Excel
Ability to articulate key points clearly and succinctly in meetings and 1:1/ escalate promptly when necessary
Ability to adhere to clearly outlined process steps in given scenarios (this is critical)
Ability to manage and interact in a matrix organization is essential
Individual must be able to multi-task effectively
Strong sense of ownership and accountability
Managing (internal) client relationships and working as part of a distributed team
Highly motivated; ability to drive project deliverable(s) to delivery/ lead meetings with cross functional and cross level participation

Head of Risk Assessment Resume Examples & Samples

Building and managing high performing teams, ensuring they have the ability to deliver quality and consistent judgements within set deadlines
Consistently providing a positive client and colleague experience
Taking a forward looking view of global regulatory requirements, emerging product and client risks /issues with a view to improve the Risk Assessment Unit (RAU) design and processes
Providing exceptional leadership, to ensure your direct reports are managing a challenging caseload to the required quality and consistency against the Know Your Customer (KYC) targets
Communicating case quality and completion progress in various formats to senior stakeholders and detail any remedial actions that may be required
Ensuring all activities are carried out in full compliance with regulatory requirements, Barclays Operational Risk Framework and internal Barclays Policies
A thorough understanding of regulatory AML / KYC requirements and policy setting, with the ability to apply this in practical decision making
The ability to manage and influence other parts of the Bank, and being able to navigate difficult conversations to reach positive outcomes
Experienced in managing large teams who are required to meet regulatory and risk requirements, within a complex banking environment
A detailed understanding of the Banking Industry, including key providers such as client groups and products, focussing on anti-money laundering and Know Your Customer processes
Effective planning and organisation skills, with an ability to execute at pace, whilst managing and balancing other business requirements
Being a team player and relationship builder, with a strong ability to collaborate for an effective, positive change
Application: On your application we'll ask for information like your contact details, education and work experience. You’ll also be required to upload a CV, so it's a good idea to have it ready

Sanctions Risk Assessment, VP Resume Examples & Samples

Developing, preparing, and compiling the sanctions risk assessment for BTMU offices within the United States
Assisting the BTMU offices within the Americas with regard to the execution of the global sanctions risk assessment
Providing sanctions subject matter expertise with regard to the development of the global BTMU sanctions risk assessment
Support general compliance activities across the organization and other duties, including special projects, as assigned
Minimum of 4 years of experience working in sanctions compliance at a financial organization and/or in a regulatory agency charged with sanctions oversight; experience working at the Office of Foreign Assets Control (OFAC) is highly desirable
Knowledge and expertise in the laws and regulations administered by OFAC; experience in developing and implementing a holistic sanctions compliance program to meet OFAC requirements at a complex, global financial institution
Ability to maintain effective working relationship with regulators externally and key internal stakeholders in a global, cross-cultured matrixed environment
Ability to communicate effectively is required
Bachelor’s degree required. JD or MBA desirable

AML Risk Assessment Resume Examples & Samples

Minimum undergraduate Bachelor’s degree or equivalent
Minimum 7 years of experience in AML
Post-graduate advanced degree (e.g., JD, MBA, etc.) a plus but not required
Strong knowledge of AML / Sanctions / Fraud / Anti-Bribery & Corruption concepts, functions responsibilities, risk assessment processes and risk principles
Experience in compliance controls testing, audit, or risk management experience is preferred
Solid experience in the financial services industry or in a reputable accounting/consulting firm that engages with financial institutions
Experience in producing management information/business management reports, including report writing experience in the context of audits or compliance monitoring or testing reviews
Ability to effectively lead teams and manage people
Ability to prioritize tasks and meet deadlines
Ability to identify matters that require further analysis and investigative skills – inquiry and analysis, interviewing, testing, organization and presentation (both written and verbal)
Strong organizational skills and strong attention to detail
Ability to produce high quality records and supporting work paper documentation
Excellent communication and interpersonal skills in order to work with a diverse group
High proficiency of Microsoft Word, Excel, and PowerPoint
Must be highly flexible, multi-task oriented and capable of changing directions based on business demands

AML Policy / Risk Assessment Manager Resume Examples & Samples

Oversee the execution of the BBH AML and sanctions risk assessment
Work with Risk Officers and other stakeholders of the Firm in executing the risk assessment
Discuss risk assessment findings and action plans at oversight senior management meetings
Review, enhance, and finalize existing policies, procedures and processes to ensure compliance with US and non-US AML laws and regulations, regulatory guidance and evolving best practices
Identify areas of enhancements across the AML and sanctions teams and produce impactful changes
Manage process of quality control testing across the AML workstreams
Maintain high level of understanding of the transaction activity (client transaction and trading activity), due diligence, and assessment and analysis in order to identify areas of enhancement and manage the QC process
Coordinate and provide support in AML exams
Serve as the primary liaison with Internal Audit
MBA or JD preferred
7-10+ years of relevant AML and sanctions risk assessment and AML policy experience
3+ years of experience running a team as the manager
Strong understanding/knowledge of AML statutes and regulatory requirements, and industry practice
Strong knowledge of custody business and the financial sector
Experience with compliance testing
Strong organizational, planning and project management skills
Strong Excel knowledge
Strong level of comfort with data analysis/manipulation
Capable of executing a range of complex tasks and analyses
Ability to multi-task and pay attention to detail
Knowledge of Actimize SAM and FircoSoft a plus
Solid knowledge of custody, securities and banking compliance
Ability to think strategically, along with the business and compliance