VP-investment Resume Samples

The Guide To Resume Tailoring

Guide the recruiter to the conclusion that you are the best candidate for the vp-investment job. It’s actually very simple. Tailor your resume by picking relevant responsibilities from the examples below and then add your accomplishments. This way, you can position yourself in the best way to get hired.

Craft your perfect resume by picking job responsibilities written by professional recruiters

Pick from the thousands of curated job responsibilities used by the leading companies

Tailor your resume & cover letter with wording that best fits for each job you apply

Resume Builder

Create a Resume in Minutes with Professional Resume Templates

CHOOSE THE BEST TEMPLATE - Choose from 15 Leading Templates. No need to think about design details.

USE PRE-WRITTEN BULLET POINTS - Select from thousands of pre-written bullet points.

SAVE YOUR DOCUMENTS IN PDF FILES - Instantly download in PDF format or share a custom link.

Create a Resume in Minutes

S Miller

Sasha

Miller

2764 Nya Valleys

Boston

+1 (555) 917 7415

2764 Nya Valleys

Boston

Phone

p +1 (555) 917 7415

Experience Experience

San Francisco, CA

VP, Investment Data Operations

San Francisco, CA

Schulist-Kovacek

San Francisco, CA

VP, Investment Data Operations

5+ years People Management – candidate review and assessment, performance management, training and development planning, objective setting
Responsible for Performance Management of team members as well as develop and coach of existing talent
Assist with defining and implementing a succession plan for members of the team
Ensure that any proposed changes are being validated for Operations impact and their impact on Operations both process and resource wise is documented and agreed to by Operations Management
Provide support for our Adoptions program and to the Instrument and Pricing Operations teams
Recruit, train, and manage a team of individuals responsible for the creation/maintenance of the Instrument Reference Data and Pricing on our core platform
Project management capabilities on Operations initiatives and projects related to productivity, process streamlining and automation

Dallas, TX

VP, Investment Banking, Technology, Boston

Dallas, TX

Rosenbaum, Krajcik and Bradtke

Dallas, TX

VP, Investment Banking, Technology, Boston

Work with investment bankers and product partners on M&A/strategic alternative idea generation and pitches, corporate finance opportunities, and public and private, equity and debt, capital raising transactions
Leading teams of Associates and Analysts in the provision of financing and advisory services to clients as well as the creation and preparation of presentation and pitch materials; mentoring, coaching and assisting in the development of Associates and Analysts in the Technology Group
Managing and executing tasks encompassing comprehensive financial modeling and valuation analyses
Analyzing the financial statements and operating metrics of public companies within the Healthcare sector to generate industry insights
Act as a trusted advisor to clients and prospective clients through relationship development, industry knowledge and capital markets expertise
Develop knowledge of relevant information resources: Bloomberg, Capital IQ, Thomson Financial, and SNL
Responsible for pitch book and presentation development; develop persuasive arguments based on the data gathered by analysts, both conceptually and through client presentations

present

Boston, MA

VP, Investment Analyst / BSM Lead Analyst

Boston, MA

Wyman-Goyette

present

Boston, MA

VP, Investment Analyst / BSM Lead Analyst

present

Assist with monthly and quarterly performance reporting and reconciliation
Assist in the identification and screening of prospective fund managers through qualitative and quantitative analysis and portfolio fit
Network with institutional peers and managers to stay informed on investment trends and discover compelling investment opportunities
Attend meetings/conference calls with and review reports and letters of existing investment managers to stay current on fund activities
Compare and evaluate fund and deal performance through IRR, return on capital and benchmarking analytics
Prepare reports for the routine review of asset-class performance
Create and maintain Excel models to (1) track and project cash flows for the funds and overall portfolio, and (2) track and monitor investment and geographic exposures of the underlying assets

Education Education

Bachelor’s Degree in Accounting

Loyola Marymount University

Bachelor’s Degree in Accounting

Skills Skills

Strong background in insurance accounting, particularly statutory accounting, NAIC regulation, State Insurance Codes and Securities Valuation Office filings
Knowledge of GAAP and Tax bases
Advanced working knowledge of fixed income and equity securities and a sound understanding of derivative accounting including Interest Rate derivatives, Equity derivatives and Credit derivatives
Organized, detail oriented and extremely thorough while having the confidence and communication skills to interface with clients, senior management and portfolio managers
Strong problem solving skills and demonstrated ability to take initiative and critically analyze processes and procedures in a push toward constant improvement
Team oriented individual with ability to work well with diverse groups
Ability to design, document and implement processes that improve the accuracy and timing of work products and business activities

Create a Resume in Minutes

15 VP-investment resume templates

Read our complete resume writing guides

VP Investment Portfolio Analyst Resume Examples & Samples

The global lead on fixed income attribution analytics
Leadership role of the Global Investment Performance Standards (GIPS) responsible for global oversight including the Firm policy and procedures and the creation of compliant presentations
Produce, verify, and approve standard attribution on a monthly basis. Respond to requests to compile custom analysis and detailed examination of calculations and output
Respond to ad hoc attribution requests on a monthly and quarterly basis. These reports are generally structured according to the specifications of the investment team and/or clients
Project work as needed relating to the GPAR Team

VP, Investment Accounting Resume Examples & Samples

Lead cross functional teams of individuals responsible for ensuring accounting records are maintained for all portfolios, assisting clients with accounting guidance, client reporting needs are met and reconciliation of clients records are completed timely
Maintain accurate GAAP and Statutory records for investment activity including fixed income, equity and a variety of derivative securities
Review and analyze investment activity for client portfolios. Strong background in insurance accounting, particularly Statutory basis (including current NAIC regulations)
Maintain documentation for appropriate policies and procedures
Manage month end closing process to ensure that accounting books and records are finalized on a timely basis
Manage and improve interfaces between trading systems and accounting system to ensure that transaction data is captured as efficiently as possible
Manage system and vendor relationships for investment accounting system (PAM) and interface from Blackrock Aladdin
Ensure that accounting information is recorded accurately on a daily basis to facilitate a preliminary performance estimate at the portfolio and security level
Develop and maintain an accounting policy for ensuring income is recorded in accordance with relevant accounting guidance
Interface with client in maintaining books and records including production of realized and unrealized gain and loss reporting as well as other insurance company specific reporting requests
Advise portfolio managers and clients on new or changing accounting guidance and security specific setup and accounting matters
Manage a quarterly program to review applicable assets for other than temporary impairment in accordance with relevant accounting guidance
CPA and Bachelor’s degree required with at least 15 years experience in financial services and investment accounting
Strong background in insurance accounting, particularly statutory accounting, NAIC regulation, State Insurance Codes and Securities Valuation Office filings
Knowledge of GAAP and Tax bases
Advanced working knowledge of fixed income and equity securities and a sound understanding of derivative accounting including Interest Rate derivatives, Equity derivatives and Credit derivatives
Organized, detail oriented and extremely thorough while having the confidence and communication skills to interface with clients, senior management and portfolio managers
Strong problem solving skills and demonstrated ability to take initiative and critically analyze processes and procedures in a push toward constant improvement
Ability to design, document and implement processes that improve the accuracy and timing of work products and business activities

VP-investment Bank & Corporate Risk Management Audit Resume Examples & Samples

Partner with other groups within Audit (Investment Bank, Commercial Bank, Consumer Bank, Asset Management, Technology, etc.) to ensure the delivery of a seamless program of audit coverage across JPMorgan Chase
At least eight years of experience in a Financial Services firm or in public accounting, with an appropriate level of exposure to and involvement with Risk management particularly Credit Risk. Knowledge of Operational and Country Risk is considered a plus
Experience in risk analysis, report preparation, risk assessment, issue/impact analysis and executive report preparation required

VP-investment Resume Examples & Samples

Coordinate activities to ensure the effective execution and convergence of the elements of investment risk and operational risk policies, procedures and framework. Investment risk policy and procedures include product risk rating, concentration, client risk rating and suitability policies. Operational Risk Management Framework (ORMF) including: operational loss data capture and reporting, scenario analysis, and maintenance of strong governance and culture of transparency
Develop and implement investment risk and operational risk policies, procedures and practices and monitor compliance with the risk framework and internal oversight
Proactively analyzes potential investment risk and operational risks within the business
Analyze and credible challenge business unit’s documented investment risk and operational risk processes and procedures
Provide a broad, metric and data-driven monitoring of key risk drivers, exposures, controls or potential risk events across processes; developing/leveraging metrics and KRI data (e.g., potential fraud, client complaints) to identify risk trends and themes
Participate as appropriate in new business initiatives (NBI) and other programs within the business, analyze the risk associated and challenge the control environment within these programs
Lead, or participate in, other operational risk initiatives (deep dives, root cause analysis, loss events/errors, ops risk capital review and GWM drivers, scenario analysis) as necessary
8 years working experience of private banking business and risk management controls preferred
Bachelor’s Degree in business administration, finance, computer science or related field
Strong data analytics skills in Excel/Macro and have good system sense
Knowledgeable experience in developing investment suitability and/or operational risk management in Asia Pacific Private Banking
Excellent analytical and problem-solving skills; inquisitive nature and comfortable in challenging current practices
Confidence to take ideas forward and to challenge others, where appropriate
Proven ability to anticipate and identify risks and effective mitigates
Adept at developing relationships with business partners to mitigate risks
Excellent communication skills, both verbal and written

VP, Investment & Market Risk Audit Resume Examples & Samples

Developing, implementing and directing the execution of the Department's horizontal audit approach and annual audit plan related to investment & market risk
Serving as an authoritative resource to the Department on investment & market risk, relevant investment instruments and strategies, and economic developments that impact them
Building and maintaining collaborative relationships with Audit Department executives and staff in US and International locations as well as key executives in the businesses and risk management to facilitate the execution of the audit plan as well as the sharing of observations, information and ideas
Partnering with audit teams across the Department to achieve consistent, coordinated, horizontal coverage of investment & market risk
Monitoring issues and trends throughout the year with the goal of developing and communicating a view as to the design and effectiveness of the processes and controls related to managing investment & market risk
Remaining current with industry views on the capital markets and the credit cycle as well as Company initiatives designed to monitor and manage these exposures so as to adapt audit methodology and approach as appropriate
Developing audit programs for use in covering relevant risks globally
Developing a talent strategy for the Investment & Market Risk audit team
Developing a training curriculum and classes to enhance auditor understanding of relevant concepts and an approach to raise awareness, understanding and knowledge of investment & market risk throughout the Department
Executive level experience as a risk management professional in a capital markets or credit related position or as an audit professional focused on investment & market risk management
Meaningful experience during career in a capital markets or credit related position such as, for example, investment analyst, credit analyst, portfolio manager or trader
Knowledge of market risk concepts and measures
Knowledge of fixed income and equity markets, interest rates and foreign currencies and related instruments
Knowledge of or interest in learning risk assessment, control analysis and auditing techniques
MBA in finance and/or the CFA designation is required; undergraduate degree in economics, finance or other quantitative field of study highly desired

VP / Investment Analyst Resume Examples & Samples

Continuously monitors and analyzes market trends and factors
Conduct field visits, develops and prepares written research reports
Prepare financial models and assist in portfolio construction
A degree in Accounting, Statistics, Mathematics, Finance or relevant discipline
Minimum 3 years of relevant working experience in the asset management industry
Excellent verbal and written English communications skills
Well organized, details oriented and ability to adapt

VP-investment Portfolio Analyst Resume Examples & Samples

The global lead on Asian attribution analytics
Main point of contact for Front Office queries related to GIPS
Provide performance attribution, composite construction/oversight, and reporting for assigned areas of product coverage
Significant one to one interaction with portfolio managers/analysts, product specialists, client service administrators, and other investment professionals on a variety of issues relating to investment performance and the decomposition of returns
Manage the local team in addition to representing the team in regional interaction with Senior Management
Bachelors Degree in Accounting, Finance, Economics or a related field
8 + years of relevant experience
Thorough knowledge of the investment process and referential data for equity products
In depth understanding of equity attribution theory and practice
In depth knowledge of GIPS and best practices
Experience in using FactSet and Bloomberg. Additional proprietary tools are also used
Advanced knowledge of Power Point and Excel, including designing, creating and maintaining complex spreadsheets, queries, reports and charts
Strong individual initiative with the ability to take a proactive approach to assigned projects and new team initiatives
Ability to manage a team and work across regions

Regional VP-investment Consulting Resume Examples & Samples

Representation of all products distributed and marketed by Columbia Management in the Private Client Advisory channel. Drive sales by developing, maintaining, and deepening relationships with new and existing advisors; influences advisor choices using a consultative sales process and other performance improvement systems. Partner with internal wholesaler to develop a business plan, manage the territory, and drive regional sales goals and objectives
Identifies client needs and provides investment and business solutions to the financial advisor. Build and maintain relationships with internal and external business partners (marketing, senior leaders, field leaders)
Conducts sales or product training meetings and public seminars for financial advisors. Make joint sales presentations to existing and prospective clients
Consult in the areas of portfolio building and practice management
Keeps abreast of industry/market trends and developments and maintains sound working knowledge of Columbia's products and services. Research and communicate industry changes and trends that may impact company or product positioning, both with internal and external customers
Report sales and activities to management on a weekly basis
Bachelor’s degree or equivalent
Series 6, Series 7 and Series 63/66
Demonstrated sales track record and successful territory management
Consultative selling skills and communication skills
Deep investment knowledge including expertise in utilizing MPT and post-modern portfolio theories to position investment solutions
Deliver value-added content as a way to influence sales and develop/strengthen partnerships
Experience working within a Fiduciary sales construct - RIAs, Private Banks, Institutional firms, &/or firms focused on high net worth clients

VP, Investment Data Operations Resume Examples & Samples

Responsible for contributing to the success and overall execution of the strategic agenda within Asset Pricing & Reference Data
Recruit, train, and manage a team of individuals responsible for the creation/maintenance of the Instrument Reference Data and Pricing on our core platform
Responsible for Performance Management of team members as well as develop and coach of existing talent
Provide support for our Adoptions program and to the Instrument and Pricing Operations teams
Responsible for the timely execution of project tasks, stakeholder updates, resolving and escalating issues
Partner with technology team and Operations team to deliver change to our production environment
Candidate may also be required to perform Business Analysis tasks within the role in addition to the overall management of initiatives
Experience in transformational projects is essential (reference data experience would be preferable)
Experience in Operations Management running teams focussed on operational delivery
Strong process management skills
Strong team attitude
Proactive and pragmatic approach - recognized as someone who get things done
Excellent analytical, problem-solving and organizational skills
Strong organizational skills with high attention to details

VP, Investment Analyst / BSM Lead Analyst Resume Examples & Samples

Monitor and evaluate the fund managers in the illiquid portfolios
Understand the investment strategy and underlying assets in each fund
Create and maintain Excel models to (1) track and project cash flows for the funds and overall portfolio, and (2) track and monitor investment and geographic exposures of the underlying assets
Compare and evaluate fund and deal performance through IRR, return on capital and benchmarking analytics
Attend meetings/conference calls with and review reports and letters of existing investment managers to stay current on fund activities
Prepare quarterly reports on portfolio performance, exposures, liquidity and cash flows
Assist with monthly and quarterly performance reporting and reconciliation
Assist in the identification and screening of prospective fund managers through qualitative and quantitative analysis and portfolio fit
Network with institutional peers and managers to stay informed on investment trends and discover compelling investment opportunities
Prepare reports for the routine review of asset-class performance
Participate in and support special projects on an ad-hoc basis
Liaise and interact with the external private equity advisor
Bachelor’s degree in business and/or finance
2-3 years private equity experience, preferably in a similar role at either a pension fund, endowment, or foundation
Strong excel and financial modeling skills
Experience with Burgiss applications preferred, but not necessary
Ability to work in a small team environment
Self-motivated, with a passion for learning and a desire to learn about investments

Senior VP, Investment Banking Compliance Resume Examples & Samples

Providing advice to the business, particularly with respect to regulatory concerns as they pertain to the execution of corporate advisory or capital markets transactions
Acting as a senior escalation point for Compliance risks and issues arising in the MacCap business, including potential conflicts of interests
Reviewing and enhancing the regional Compliance program for MacCap
Leading interpretation and application of Compliance policies and procedures affecting MacCap with global or cross-border impacts
Engaging with senior business stakeholders, regional COO and other risk management stakeholders on supervisory, reporting and governance issues
Identifying opportunities for improving processes and practices and optimizing linkages and alignment of policy, tools and people across functions, areas of service and support, and geography for the relevant business
Actively participating in development, delivery and coordination of training initiatives for the relevant business
Participating in implementation of major regulatory developments and other important projects/matters relating to MacCap
Participating in strategic decisions on people, policies and the broader compliance program through your membership of the regional compliance leadership team

VP-investment Information Services Analytics Resume Examples & Samples

Product Management
Provide advanced client and operational solutions globally across performance measurement, analytics, risk, compliance and exposure reporting
Partner with operations, technology, and product team members to identify areas for technical and operational improvement. Identify opportunities to automate custom reporting solutions
Develop and maintain custom client reporting solutions, including board-level reporting with charts/graphs, well written commentary and other bespoke elements
Client Support
Contribute to current custom deliverables for high-profile global clients
Thought Leadership
Review industry best practice for reporting solutions
Resolution of complex client queries including quantitative explains and design of market leading products
Excellent oral and written communication
Language skills including German an advantage
Organised and efficient with ability to work within small teams or as an individual contributor, within reporting deadlines
Good knowledge of VBA scripting including connectivity to Bloomberg/market data platforms
Industry experience
Quantitative research
Performance measurement, attribution and ex ante risk methodologies
Equity and fixed income analytics
Regulatory compliance reporting
Exposure reporting including derivatives
Knowledge of Pension funds, including asset-liability matching / Liability Driven Investing
Knowledge of Hedge Fund strategies and instruments employed

VP, Investment Accounting & Operations Resume Examples & Samples

12+ Years of experience in investment accounting and financial reporting roles that directly aligns with the specific responsibilities for this position, preferably within the insurance and/or financial services industries
5+ Years of management, strategy, and influencing senior management/critical stakeholder’s experience
Demonstrated ability to identify accounting issues impacting investment markets and financial instruments
Demonstrated ability to analyze, interpret and communicate a variety of financial and accounting information to individuals at all levels
Demonstrated ability to research, interpret and communicate a variety of technical accounting issues to individuals at all levels
Demonstrated ability to identify, develop and implement processes improvements
Demonstrated ability to successfully hire, retain, develop and coach staff via a culture of real-time performance feedback, with ability to build both technical and leadership skills
Demonstrated strong relationship management skills with internal clients (e.g. senior/executive management, peers and colleagues); proven ability to develop creative and collaborative approaches
Demonstrates strong interpersonal skills with a collaborative style
Demonstrates strong project management leadership skills including, critical ability to coordinate and balance multiple projects in a time-sensitive environment, under pressure, and meeting deadlines. #LI-CG1

VP-investment Information Services Resume Examples & Samples

Product Development: Developing/improving models for performance, investment insight, liquidity, social governance, compliance and other post-trade models for the IIS product. There may be some custom deliverables for high-profile and complex clients
Visualization and Reporting: Developing/improving advanced/intuitive visualization integrating multiple post-trade analytics into client-friendly interface
Model Governance: Familiarity with internal and regulatory guidelines on Model governance. Implementation of remediation; reviewing the process of data feeds from multiple upstream systems
Client Support: Provide advanced client and operational solutions for explanation on data and associated analytical results
Publishing and Thought leadership: Publish industry leading papers on newer investment trends such as Environment and Social governance and methodology to co-integrate them into investment and exposure reporting process
Community: Assist with training of internal users and clients on investment analytics
Highly analytical bent of mind and quantitative skills; high level of proficiency in Java / C++ / Python programming
High performance computing
Good exposure to developing on Hadoop-based platforms
Close attention to detail and ability to work to very high standards
Good communication and team skills in a multi-location set up
Relevant experience in similar roles in investment analytics, Athena or related modelling platforms, Business intelligence libraries is a plus for junior members and essential for the lead position

VP, Investment Solutions Marketing Resume Examples & Samples

Create comprehensive business and campaign strategies and associated presentations/ communications across our investment products and solutions
Deliver strategy presentations to senior leadership that represent our business
Work with business partners on investment teams to distill key messages and translate them into marketing content that resonates with advisors and clients
Apply critical thinking and problem solving to scope out and coordinate various initiatives including internal and external campaigns, digital initiatives, advertising, and communication strategies
Meet with business partners to establish specific marketing and sales goals
Work on sales presentations, videos, and content
Manage project schedules, deliverables and deadlines
Produce and implement promotions and communications plans. Determine delivery channels (emails, social media, events, conference call set ups, roadshows, etc.), content and key deliverables and oversee timing and execution
7+ years work experience in a strategic consulting, strategic marketing, business development, or sales role with specific experience in financial services
Experience launching and promoting products in the financial services industry
Ability to show leadership and strategic acumen when interacting with internal partners, Financial Advisors, and Field Management
Prior digital marketing experience (social media, email campaigns, banner ads, website development etc)
Ability to create content and presentations; strong writing skills
Ability to synthesize and explain complex information clearly and simply
Creative, innovative and independent thinker
Strong interpersonal, collaborative and team skills
Robust writing skills including a pristine attention to detail
Ability to manage others to execute on strategies and ongoing client needs

VP / Investment Analyst Resume Examples & Samples

Conduct independent research on, and fundamental analysis of, public-listed companies
Develop detailed financial models on covered companies
Analyze and interpret economic developments, trends in key sectors, and political developments
Maintain a general knowledge of the global investment climate, market conditions and economic environment
Provide written and oral presentations of investment recommendations to the investment team, and keeping the team updated on a regular basis of any changes to the recommendations or forecasts
At least 7 years of relevant work experience as investment analyst
Minimum Bachelor’s degree. MBA or/and CFA professional qualification is preferred but not required
Interested in being an analyst as a long-term career
Proficiency in spreadsheet analysis and Microsoft Office applications (Word, Excel, Outlook)
Self-motivated, multi-tasking individual with good organization, detail-oriented and adaptable to change
Willingness to travel as necessary

VP, Investment Banking, Industrials Resume Examples & Samples

Delivers Results
Lead structuring and execution of transactions, while assisting senior bankers with origination of new business
Act as an Owner
Ensure that proposed client solutions meet or exceed internal risk and return standards, including stringent ethical standards
Builds Great Teams
Effectively manage Analysts and Associates, delegating and reviewing their work as well as creating a culture of collaboration in the team
Drives Client Value
Build credibility and establish trust with clients by identifying client needs and proactively providing strategic solutions on mergers and acquisitions, corporate finance issues, capital raising (issuance of equity and debt securities), risk management and other financial issues
Have 3+ years of experience in Investment Banking, specifically within Industrials Investment Banking, preferably with Metals & Mining experience
Strong credit, negotiations, communications, analytical and organizational skills
Are committed to their own personal success and the success of the institution as a whole
Understand the global nature and demands of business today

VP-investment Management Financial Controller Resume Examples & Samples

The successful candidate should be able to demonstrate strong analytical, organisational and documentation skills
The candidate should possess post-qualified experience in a similar financial services role
Asset management experience is required
Proven abilities to manage a team; develop/mentor staff and proactively organise and manage cross functional teams
Candidates should possess excellent Microsoft Excel skills and be proficient in modelling, data mining and summarising information for delivery to senior management
Excellent written and verbal communication skills with the ability to influence senior stakeholders across the organisation
Develop relationships with senior stakeholders at the highest level

VP Investment Banking Power & Utilities Sector Resume Examples & Samples

Executing transactions across all product areas including: Mergers and Acquisitions / financial advisory, Equity Capital Markets, Debt Capital Markets, Leverage Finance, and Corporate Credit
Discussing and developing transaction ideas in coordination other senior team members
Structuring, drafting and delivering high impact presentations in close coordination with all team members
Training, developing, and coordinating Associate and Analyst colleagues to ensure a productive work environment while enabling them to meet challenges, department objectives and achieve their full potential
Acting as central staffer for Associate and Analyst colleagues
Keeping other senior team members informed as transactions and pitches progress and / or issues arise
Liaising / interacting with clients at all levels (CEO, CFO, Treasurer, Assistant Treasurer, etc.) in close coordination with senior team members; and
Establishing an environment that promotes respect for the individual employee and adheres to the policies and guidelines of TD Bank

VP, Investment & Wealth Management Services Resume Examples & Samples

Collaborative and friendly team environment
Opportunities to develop and grow within the company
Modern, conveniently-located facilities
Community involvement including OneWalk to Conquer Cancer, Bay Street Hoops and more

VP Investment Accounting Resume Examples & Samples

Manage the PAM application including
Manage the PAM application
Lead various Investment Accounting projects including project management methodology
Manage/review the Internal Reporting Group’s reporting
Acquisition work related to onboarding securities
Fulfill various Ad-hoc requests/projects
Provide information requested from internal/external auditors
Mortgage loan system administrator (Strategy)
Back-up other department members when they are sick, behind on their schedule, based upon departmental workloads, etc
Bachelors of Science in Accounting from an accredited university
CPA designation is a plus
7+ years of accounting and systems related experience
Exposure to GAAP and Statutory Accounting is preferred
Experience in EXCEL
Technically proficient with systems (PAM and or Strategy experience is a plus). Must understand systems and processes in order to follow procedure and information flows. Project management experience preferred
Strong organization and time management skills to accomplish all tasks in established deadlines
Solid analytical skills, high level of accuracy, excellent attention to detail and willingness to be hands on
Ability to take ownership, develop and complete complex multifaceted projects
Must be able to effectively handle multiple projects simultaneously in a deadline driven environment
Ability to work independently and as part of a team taking on new responsibilities with a high level of difficulty
Ability to work with minimal up-front guidance and take ownership of work product
Work closely with all Investment Accounting managers and teams (Securities, Derivatives, Mortgage Loans and Systems)
Experience managing people and projects

VP, Investment Accounting & Capital Advisory Resume Examples & Samples

Bachelor’s degree in Finance or Accounting
15+ years’ experience in Finance, with familiarity of Treasury and Tax
Insurance industry experience
Exposure to or experience with Japan and JGAAP desired
Should have a CPA or MBA
Self-motivated, able to work in a fluid environment
Excellent interpersonal, organizational, analytical, and communication skills (both written and verbal)
Detail oriented and highly organized with the ability to work on multiple projects with different deadlines
Strong analytic and problem-solving skills

VP, Investment Banking Business Supervision Resume Examples & Samples

Work in conjunction with Corporate and Investment banking front line professionals and TDS stakeholders, to create a risk-based supervision program that effectively manages the key risks of the business
Design and deploy reporting tools, with a view to finding efficiency through technology, to assess the effectiveness of the supervision program and highlight key issues
Maintain all procedures, policies and program documentation, and ensure consistent application across all regions in Canada, US and UK
Participate in the annual refresh of operational risk programs
Develop effective partnerships with the groups that support Corporate and Investment Banking – including Compliance, Legal and Technology – as well as fostering strong working relationships with the Industry Teams, Product Teams, and Regional Offices
Represent the views and needs of the department on numerous internal and external committees
Conduct value-added business analysis and recommend sound business decisions/solutions based on the analysis completed
Understand the bank's three lines of defense model; be familiar with the Canadian and US capital markets regulatory landscape
BComm, LLB, CA/CPA, and/or MBA
US Series 79 and 24 license (or commitment to obtain relevant supervisory licenses within 6 months)
Experience in compliance, audit, risk, operations, shared services or a related field

VP, Investment Management Resume Examples & Samples

Work with internal and external investment professionals to define and determine risk based portfolio strategy
Define process for portfolio management and investment selection in accordance with the portfolio strategy, as well as to support client needs based on goal based financial planning
Define and drive the investment committee process with deep understanding of the fiduciary and suitability standards required based on the type of investment product and advice rendered
Work closely with external UMA/SMA partners over time to determine advanced portfolios
Contribute to product definition and product development process for launch of new outcome oriented products
CFA or CFP with strong investment management experience
Deep understanding of active and passive strategies, as well as strategic and tactical portfolio management skills
At least 5 years of experience in running investment committees and portfolio management leveraging Mutual Funds & ETFs
Strong understanding of RIA and B/D regulations and fiduciary and suitability needs
Well versed in qualified money investments, cash management, income and insurance products
Derivatives knowledge a plus
Active Series 6 or 7, 24 and 65 Licenses highly desirable
Strong analytical and quantitative skills; astute, continuous learner about financial markets
Decisive leadership style, rooted in data and strong moral compass
Executive presence with an inclusive communication style; able to effectively communicate to C-suite leaders, develop and present exceptional strategic documentation, as well as collaborate with operations staff to problem-solve towards team outcomes
Focus and attention to detail and ability to manage dynamic priorities in fast-moving environment
Passion and talent for developing talent in others

VP, Investment Banking, Technology, Boston Resume Examples & Samples

Work with investment bankers and product partners on M&A/strategic alternative idea generation and pitches, corporate finance opportunities, and public and private, equity and debt, capital raising transactions
Leading teams of Associates and Analysts in the provision of financing and advisory services to clients as well as the creation and preparation of presentation and pitch materials; mentoring, coaching and assisting in the development of Associates and Analysts in the Technology Group
Accountable for performing in accordance with the strategic direction and overall leadership of the industry segment including but not limited to: quality of both financial analysis and pitch books
Managing and executing tasks encompassing comprehensive financial modeling and valuation analyses
Analyzing the financial statements and operating metrics of public companies within the Healthcare sector to generate industry insights
Act as a trusted advisor to clients and prospective clients through relationship development, industry knowledge and capital markets expertise
Developing a thorough understanding of the trends and competitive dynamics within the sector
Understanding the financial impact of decisions on the client’s organization
Coordinating the appropriate organizational resources to deliver product solutions and advice to clients
Develop knowledge of relevant information resources: Bloomberg, Capital IQ, Thomson Financial, and SNL
Accountable for effective project management: drive the process, effectively prioritize and allocate resources
Responsible for pitch book and presentation development; develop persuasive arguments based on the data gathered by analysts, both conceptually and through client presentations
Execute 1 Key by knowing the industry segments clients and markets as well as demonstrating teamwork among peers within the Institutional Bank and enterprise wide
Responsible for training new Associates and Analysts. Acts as a mentor
Maintain communications with team members and product partners
Develop marketing materials for topics such as company positioning, financing alternatives, and M&A/Strategic alternatives
Continually build knowledge and capabilities within the industry segment and stay abreast of competitive trends
Assist with attracting a quality workforce, i.e. college recruiting activities
Maintain required licensing
Demonstrate the Key Values - - Teamwork, Respect, Accountability, Integrity, and Leadership
Undergraduate Degree in Business (Accounting, Finance, Business Admin, Economics, etc.)
Series 7/79 & 63
Minimum of five years of investment banking experience
Relevant client interaction and transaction experience in the Healthcare industry
Demonstrated ability to manage deal teams
Strong quantitative skills, including financial modeling and financial statement analysis
Quantitatively and financially-oriented, possessing the ability to succinctly express ideas
Strong team player that is a motivated self-starter with the desire to be part of a close-knit group operating in an intensive and challenging work environment
5+ years direct industry segment experience
Previous investment banking experience