Risk Management Resume Samples

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G Koch

Gordon

Koch

23527 Emiliano Pass

San Francisco

+1 (555) 352 2461

23527 Emiliano Pass

San Francisco

Phone

p +1 (555) 352 2461

Experience Experience

Chicago, IL

Risk Management

Chicago, IL

Wintheiser-Stark

Chicago, IL

Risk Management

Review, test and independently implement pricing and/or stress test models
Produce written model review reports
Conduct on-demand analyses of model performance
Participate in the model control and model risk management processes of the Firm
Knowledge of financial markets and derivatives
Clear thinking, good business sense and judgment
Excellent command of English both written and oral

Philadelphia, PA

Risk Management Director

Philadelphia, PA

Kohler-Walter

Philadelphia, PA

Risk Management Director

Propose and lead Risk Management process, participating in Working Groups to shape risk initiatives
Agreements management in support of business operations in China
Oversee Regulatory Compliance from a Risk Management perspective
Ensuring all relevant policies are identified, established, maintained, effectively implemented, and reviewed regularly for updates
Performing work, such as developing risk, security, and compliance materials to support sales and related commitments
Rationalizing the policy framework for information security
Mitigating control recommendations, development and implementation

present

Chicago, IL

Director of Risk Management

Chicago, IL

Nikolaus-Hermiston

present

Chicago, IL

Director of Risk Management

present

Ensure support, development opportunities and performance management, with stretch targets and performance monitored accordingly
Create and deliver presentations to senior management
Managing, developing and delivering through a global Risk Management team
Build and develop risk analytics department that provides decision analysis for retail and internet-based leasing operations
Manage claims for all global insurance programs utilizing internal staff and external service providers
Manage the Company’s Risk Management Department with the following goals
Manage underwriting, line management, default strategy, and collections

Education Education

Bachelor’s Degree in Business

Ball State University

Bachelor’s Degree in Business

Skills Skills

Strong quantitative skills, particularly around statistics and fixed income and strong attention to detail
Excellent influencing, facilitation, and partnering skills, with ability to build a strong internal network across functions and expand within Risk
Ability to quickly assimilate and analyze large amounts of information
Attention to detail and ability to prioritize projects and workload
Good understanding of risk profiles of all credit products
Strong attention to detail, willingness to "roll up sleeves"; tireless work ethic
Strong problem-solving abilities, excellent analytical skills
Strong attention to detail and resourceful problem solving skills
Strong report writing skills and good mastery of English and French grammar
Excellent command of English, solid writing and oral presentation skills

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15 Risk Management resume templates

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CIB F&BM Risk Management Resume Examples & Samples

Work with other risk functions, Risk Technology and Risk Reporting teams to ensure a strong infrastructure is in place to support CIB, Firmwide, and Wholesale initiatives
Planning and expense management
Headcount planning
Contribute to Risk F&BM key projects, including strategic and control related initiatives
Driving coordination across front office and Risk Air Traffic Control (RATC) to manage new business initiatives approval (NBIAs)
Ability to multi-task and execute on a variety of deliverables

Firmwide Principal Risk Management VP Resume Examples & Samples

Assist in the risk management process for principal investment portfolio
Monitor status of investments and new developments regularly to ensure all risks are captured in appropriate risk metrics and effectively communicated to management
Ensure risk methodologies adequately address specific risk elements inherent in each investment or portfolio and are modified as appropriate as risks evolve
Assist in the production and monitoring of risk metrics including stress testing results and VaR
Partner with stakeholders in risk, finance, technology, middle office, and project execution to deliver on both BAU and project-related initiatives
Drive improvement in risk infrastructure by working with technology teams and other relevant stakeholders
Assist in meeting internal and regulatory deliverables such as CCAR and ICAAP
Serve as subject matter expert for investment and risk-related questions to colleagues across multiple functions
Assist in the review of new business and/or risk structured initiatives and provide recommendations to management
Minimum of 4 years of financial services experience, ideally in a risk role
Ability to develop sound understanding of product attributes and risk characteristics sufficient to ensure effective risk management
Analytical and inquisitive mindset; competent with numbers and able to challenge concepts/proposals
Strong written and spoken communication skills. Capable of presenting complex concepts to wide variety of audiences
Superior Excel skills and ability to learn how to use core business and risk systems are critical. Familiarity with VBA and Access/SQL a plus
Ability to work independently with limited supervision, and have a strong sense of accountability and ownership of tasks and issues
Sound understanding of basic quantitative concepts relating to risk management such as VaR and stress testing

Director of Risk Management Resume Examples & Samples

Develop modeling techniques of consumer credit behavior that increase profitability across customer lease lifecycle: underwriting, line management, verification, default/collection
Build and develop risk analytics department that provides decision analysis for retail and internet-based leasing operations
Manage underwriting, line management, default strategy, and collections
Manage systems and reporting
Work with 3rd-party data providers and credit bureaus, including FactorTrust, Microbilt, iOvation, eBureau, and others

Development Lead-risk Management Resume Examples & Samples

Leading a Scrum towards delivery of items relevant to the Risk stream
Managing and setting direction of the application architecture, infrastructure, capacity, resilliency, and performance
Mentoring members of the team towards solution delivery
Setting standards for testing, story management and delivery
Building Oracle and Java solutions to fulfill user requirements
Applying innovations to our BAU processes
Working closely with geographically distributed users and Plan team members to create requirements
Managing members of the Glasgow Build Team, ensuring that the team have well thought out and robust personal and business objectives
Planning and supporting team growth, process improvement, focusing on control
Ensuring the team are technically challenged/stretched, enthused, and engaged in the priorities of the program (the candidate would also be directly involved in the appraisal/review process)
Participation in incident management and support of resolution
Proactive management or our UAT and Production environments
Developing strategic direction for application links between PRMS and partner teams
Creating system documentation to support releases and ongoing BAU activities
Maintaining system performance in the context of increasing fund, position and requirement sets
Improving monitoring, alerting and transparency
Be a real team player. Should have an attitude of supporting fellow staff in a team environment
A firm focus on quality
Have a specific interest in test technologies
Team management experience (team/build lead)
Java, J2EE
OO design techniques
Strong DB Skills - Preferably Oracle (SQL / PL-SQL)
Data Modelling experience
Strong Unix / Linux
Capacity Management & Planning
XML/HTML/Javascript
Excellent communication and team-working skills
Ability to work to deadlines
SCRUM/Agile
Investment Bank or Financial environment
Experience with Risk Management, Credit, Collateral or Margin systems
Spring
Data warehouse technology
Infrastructure Planning
Ant/Maven
Fitnesse/Junit/DBFit/XMLUnit
Unix/Shell/Perl scripting
Apache/Tomcat
Aqualogic BPM
AJAX/Flex
UI Design Experience / Usability awareness

Risk Management Resume Examples & Samples

Review, test and independently implement pricing and/or stress test models
Produce written model review reports
Conduct on-demand analyses of model performance
Participate in the model control and model risk management processes of the Firm
Masters or Ph.D. degree in Finance, Economics, Mathematics, Mathematical Finance, Physics, Engineering, or a related quantitative field
Knowledge of financial markets and derivatives
Clear thinking, good business sense and judgment
Excellent command of English both written and oral
Experience with pricing models used for derivatives and securities, or with Basel capital and liquidity rules is a plus
In-depth knowledge of mathematical finance, derivative pricing, option theory, and numerical/quantitative techniques for derivative valuation is a plus
Programming skills in a high-level language such as Matlab or Python; ability to program valuation/pricing models for derivatives is a plus

Risk Management Resume Examples & Samples

Master's Degree or equivalent in Finance, Computer Science or Engineering related areas
Strong technical skills with VBA and SQL database queries
Strong problem-solving abilities, excellent analytical skills
Professional experience in financial data management or risk reporting is preferable
Self motivator and team player with strong interpersonal skills
Proficient with Microsoft Office, including Excel, Power Point
Excellent command of English, solid writing and oral presentation skills
Fresh graduates are welcome, any relevant experience would be an asset

Risk Management Internship Resume Examples & Samples

Supporting in producing exploratory data analysis on risk data
Assisting in developing and maintaining daily, weekly and monthly risk reports
Maintaining records in accordance with regulatory requirements
Helping in monitoring report generation processes and working with IT to solve issues
Ensuring risk reporting systems contain timely and accurate information
Assisting in analyzing, maintaining, developing, validating and reviewing quantitative pricing, risk, and capital calculation models
Taking part in bank stress testing and reporting, Basel Accords capital calculations
Conducting on-demand analysis of mathematical models, their inputs, and their behavior
Processing statistical data for various purposes
Assisting in conducting credit analyses for the Firm's counterparties (Corporates, Banks, Insurance Companies, Investment and Pension Funds)
Performing annual reviews of the approved ratings
Using the Firm’s ratings methodologies, determining an appropriate rating for approval
Completing Credit Department’s on-demand tasks within Financial Institutions, Corporate and Funds teams
Advanced Microsoft Office skills including WORD, EXCEL applications; SQL and VBA knowledge (Only for the Data and eporting area)
Ongoing studies or recently graduated from Bachelor's or Master’s program preferably in finance, economics, accounting, mathematics or business
Fluency in a 3rd language and international experience is an advantage

Senior Manager, IT Risk Management Resume Examples & Samples

Provide stewardship for risk management-related activities across the organization to help ensure consistent and effective risk acceptance processes
Facilitate execution of risk identification activities for assets, threats, and vulnerabilities across the organization
Enable the sharing of risk-related information across the organization and maintain the corporate risk register
Provide guidance on use of company’s risk analysis and evaluation methodologies
Develop, implement, and maintain service improvement program for IT Risk Management
Define and report on Risk Management critical success factors, key performance indicators, and activity metrics
Oversee administration of the company’s GRC toolset
Lead security awareness program to educate the organization on the company’s Risk Management program
Minimum 10 years in technology organizations with 5-7 years of success leading a security discipline within large organizations
Must have thorough knowledge of information security components, principles, practices, and procedures. Must have thorough knowledge of web application, infrastructure, and internet security along with a general understanding of common operating systems, networking protocols, database, and application development
Require one of the following certification: CISSP, CISM, CISA or equivalent

CIB Risk-risk Management Resume Examples & Samples

Develops margin methodologies and performs analysis of new portfolios for F&O and OTC clearing. With respect of the F&O business, CPS is also responsible for overseeing the approval for the detailed set of product or contract based trading limits proposed by the business for a client
Aids in assessing the risk presented by relationships with Central Counterparties by evaluating the adequacy of their risk management methodologies
Covers exposure analysis on traditional credit products (repos, loans etc.) and the helps with the optimization of collateral arrangements

Liquidity Risk Management Resume Examples & Samples

Assist in oversight of the Firm’s global liquidity risk management framework which includes
Stress Testing
Contingency Funding Planning
Asset/Liability Management
Contractual Cash flow Reporting
Cash Utilization/Unencumbered Assets
Market monitoring metrics
Regulatory Leverage Ratios
Develop strong knowledge of regulatory landscape specifically around Basel, Federal Reserve and PRA proposals and requirements
Participate in the ongoing process improvements and optimization efforts related to Liquidity Stress Testing
Analyze liquidity risk drivers and advise Business Units on management strategies
Support home regulatory requests from FRB, OCC, FDIC, & SEC
Collaborate with Operations, IT, and BRM to analyze the Firm’s unencumbered assets to optimize efficiency by improving funding systems and processes
Knowledge of statistics
Experience with data management and data mining preferred
Working knowledge of the secured funding markets, Operations, and Corporate Treasury
Excellent communication, interpersonal and client service skills
Demonstrated leadership qualities
Analytical capabilities, including ability to summarize complex business problems and detailed analysis with clarity and brevity
Adept at working in a fast-paced, high-energy level environment
4 years work experience
Advanced knowledge of Microsoft products is required
Experience with Business Objects a plus
Excellent quantitative and qualitative analysis skills
Aptitude for detail and a strong commitment to accuracy

CIB Asia Equities Market Risk Management Resume Examples & Samples

Carry out day to day market risk functions covering Asia EDG & Cash business
Stay on top of business development and market risks of the desks assigned
Explain and escalate potential issues timely and clearly to management
Analyze new trades and provide opinion to management
Participate in global projects including infrastructure, VaR and Stress developments
Work closely with Market Risk Reporting, EMRR and VCG team in establishing effective controls and workflows
Facilitate new regulatory related projects
Knowledge of market risk management and financial products
Quantitative, capable of understanding derivative pricing and VaR models
Good project management and teamwork skills
Knowledge of excel VBA, SQL, Access, etc for conducting risk analysis

Citi Private Bank Portfolio Risk Management Credit Specialist Resume Examples & Samples

Work very closely with the Investment Finance Transactor & Banker
Writing Credit Appraisal for Annual, Interim and New Clients and to assess their credit worthiness
As the first line of approver, the CS is expected to analyze and make informative recommendations as to why they choose to support or reject credit proposals put forth by the sponsoring Investment Finance Transactor
Collaborate with the Portfolio Risk Management Services which has Credit Uderwriters who take care of simplified CA and other maintenance tasks
Portfolio Management Responsibility in terms of monitoring, early warning and classifications
Bachelor’s Degree and/or above in Business, Accounting, Finance, and/or Economics
Solid experience in Private, Corporate or Commercial banking either in Risk or in Relationship Management
Those with Private Bank experience would ideally be in Risk or Investment Finance type Product roles
Bankers who have written CAs and are wanting to switch to a risk job would be eligible
Strong EQ and highly adaptive: This is a transaction intensive business where we compete for transactions in the market and often need to meet tight turn around times. Candidate will need to be able to prioritise and manage time efficiently and be comfortable in an environment which is also engagement intensive with Bankers and IF transactors

Svp-citi Partners & Small Business Portfolio Risk Management Resume Examples & Samples

Full ownership of relationship underwriting credit policy and credit line assignment across all acquisitions channels. (Branch, Digital, Direct Mail)
Partnering with credit risk policy managers across credit life cycle to customize credit policies for multi-relationship customers where appropriate
Drive all customer level risk strategies across Citi businesses and be the spokesperson for Citi Branded cards in all CRM strategy discussions
Collaborating closely with various stakeholders in Cards marketing, Retail Bank and Mortgage marketing/risk colleagues, Decision Management, finance, legal/compliance and credit operations to optimize the balance between customer experience and business results
5+ years’ experience managing staff at various levels (Junior analyst to seasoned risk managers)
Extensive experience in consumer lending risk management
Ability to understand & lead the team to formulate executable risk strategies from complex data
Strong ability to lead complex analysis and producing compelling presentations to senior audiences
A sense of humor, Ability to lead the team to have fun at work
Deep understanding of Financial/P&L drivers
Understanding of Modeling (Knowledge Seeker – CHAID) from user’s perspective
Bachelor's degree required, Master's preferred

Risk Management Executive Resume Examples & Samples

8+ years of experience in a wealth management business
MBA in Finance or other related business degree
Knowledge of the products offered to GWIM clients and the risk of the products
Knowledge of fiduciary risk and application to client suitability
Ability to face off with senior business and regulators
Proactive approach to risk management; challenging the status quo and finding ways to do things better
The position will manage at least one seasoned professional at Director level
Ability to proactive connect with people across the enterprise

BU Risk Management Resume Examples & Samples

Coordinating the stress testing process with internal business partners as well as setting assumptions for stress testing and for reverse stress testing. Stress testing is an integral part of the company’s financial planning process and is also expected to be used in setting risk limits
Gaining agreement with business partners and implementing significant enhancements to the company’s risk platforms including the Measurement, Monitoring and Reporting of Risk (MMR) and Risk Appetite work streams that are a part of Enterprise Risk Management’s Future State project
Work with Corporate and Business Risk and Finance teams to develop a reliable and repeatable stress testing process in line with senior management and regulatory guidance as well as best practices
Consolidate Enterprise-wide stress testing results and distill implications for risk management and risk limits
Communicate the results of stress testing and risk appetite determination and usage to all internal constituents and regulators
Bachelors in Finance. Masters/MBA preferred
Prior experience leading and developing a stress testing process
Prior experience leading the development of an enterprise risk appetite
Full understanding of the current regulatory environment
Experience designing and implementing analytics in support of stress testing
Ability to lead and manage a team
Ability to work independently with attention to detail

Am-risk Management Internship, Based Resume Examples & Samples

Knowledge of MS Office package (VBA is a plus)
Knowledge of financial products
Analytic skills on Statistics and Mathematics

Manager, Orsa, Risk Management Resume Examples & Samples

Develop and own the framework, policy and practices for ORSA and E-19 compliance
Accomplish the further integration and use of ORSA in core processes such as reinsurance, pricing, strategic planning, reserving, limit-setting, and performance measurement
Manage the gap analysis and closure, following up on action items / remediation committed by Risk Management and other groups
Produce the ORSA Report, including
Challenge of internal targets for capital based on economic capital, stress testing results, and other information
A recommendation on the assessment of solvency based on DCAT results, economic capital, stress testing, financial projections and other information
An assessment of risks for the purpose of determining inclusion or exclusion of the risk in the economic capital measure
Gathering and all relevant supporting information
Ensure the appropriate integration of TDI economic capital into the Bank's ICAAP framework
Develop executive and Board presentations relating to risk-based capital
Recommend KRI's and risk appetite metrics related to capital adequacy
The further development of stress testing governance, practices, and scenarios will be an increasing responsibility over time as integration / use and gap resolution are accomplished
Responsible for other aspects of the continuing maturity of ORSA
Organize and operate the TDI Risk Capital Committee which governs certain topics in capital adequacy, stress testing, and model risk
Draft service level agreements with groups within the Bank to whom TDI has outsourced risk management or other responsibilities
Define dashboards and reporting for market, credit, and liquidity risks supported by Bank groups, and for capital adequacy risk
Manage any policy changes required for the further integration and use of ORSA in core processes such as reinsurance, pricing, strategic planning, reserving, limit-setting, and performance measurement and for the integration of TDI economic capital into the Bank's ICAAP framework
Maintain policy wording in the Capital Management Policy and elsewhere that relates to capital adequacy and stress testing
Manage staff members supporting this function, and take ownership of their professional development with on-going coaching and feedback

Manager, Personal Risk Management Resume Examples & Samples

Adjudicates within delegated lending limits using sound judgment and adherence to Policy, taking a balanced approach to asset growth and portfolio quality
Effectively communicate & reinforce RBC Vision, organizational values and strategic direction of Risk Management
Provide leadership to achieve a superior client experience, profitable business growth, business retention and productivity by providing the right decision the first time
Demonstrate teamwork including the four Essentials of Colleague Care with team & partners
Keen ability to positively impact the sales force through quality coaching and valuable feedback in an effort to ensure submissions include sound credit judgment and adherence to policy and procedures
Consistently takes ownership to resolve escalated client issues or credit guideline/policy gaps
Takes a lead role in identifying innovation that will improve the efficiency and effectiveness of the team
A minimum of 5 years lending experience, operating within a DLA
Strong business and financial risk assessment and analytical skills
Possess expert knowledge and understanding of both personal, Small Business and Commercial lending guidelines and policy
Bilingualism in French and English at a professional level is highly desirable
LI-KO1

Director, Individual Risk Management Resume Examples & Samples

Leverage and adapt enterprise risk standards to the identification, measurement, monitoring and management of risk
Assist in identifying emerging risks and trends (both internal and external) that could have a negative impact on the ability to achieve the goals and objectives of businesses within Individual Financial Services
Help identify and monitor key risk and performance indicators and metrics, and monitor the effectiveness of risk mitigation programs and controls. Implement programs and limits to support risk-taking that are in line with corporate standards and the prescribed risk appetite
Support the implementation and ongoing use of Governance, Risk and Compliance (GRC) tools within Individual Financial Services used by both the business and ERM. Support the implementation of risk and control self-assessment and related processes and the optimization of the control environment
Min 10 years experience with Individual financial services, 15 years preferred
Self-starter with excellent interpersonal, organizational, and leadership skills

Risk Management Director Resume Examples & Samples

Actively Manage Risk Dashboard across the various departments within COO- Customer Service Center
Strategic Initiatives Group
Chief Administrator Office
National New Accounts
Statements/Confirms
Strategic Print Vendor
Effectively track and maintain current updates on outstanding Risk/Control related items- Entitlement reviews (Weekly Transfer Review, Role Maintenance, Out of Role, Ad Hocs, etc.)
Segregation of Duties reviews
Known Limitations
Risk Control Self Assessments
Written Supervisory Procedure completeness of coverage and documentation requirements
Procedure maintenance ensuring current process and controls are reflected
Audit/IT/Risk Governance Items: issues and action plans in RADAR
Incident Reporting and remediation status updates
Business Continuity Plans
Deep Dive Reviews- Incident themes
Risk Profiling by process, department, division
Risk Officer Support- Control Assessments
Ready for Business Reporting
Audit Item Closure Verification Testing
Pre-Audit Work Plans and Performance of review
Audit/Exam Facilitation and follow up
Mitigating control recommendations, development and implementation

Manager Treasury, Capital, & Risk Management Resume Examples & Samples

Advanced degree in risk, finance, business, or related field preferred
Professional certification (CFA, FRM, CIA) preferred
5+ years in the banking industry within a treasury or credit risk management function or internal audit function
Extensive background in financial risk management and consumer finance
Understanding of regulatory and financial industry guidance and best practices relevant to the business, including technology implications, and business technologies and its impact to control practices
Knowledge and experience in control theory and professional auditing practices
Ability to identify problems and recommend solutions to complex control, financial, or technical issues

VP of Risk Management Resume Examples & Samples

10+ years of experience risk management or financial analysis, including 6+ years of managerial experience; experience in financial statement analysis of numerous types of financial sector firms, knowledge of credit risk modeling and knowledge of various trading products
Subject matter expert in financial statement analysis with a concentration in broker/dealers, banks, hedge funds and foreign entities
Subject matter expert in credit and financial analytical skills
Subject matter expert in knowledge of broker/dealer FOCUS Reports and bank Call Reports
Superior knowledge of regulatory issues, various accounting regimes, and financial markets
Exceptional analytical, problem-solving, decision-making skills
Superior communication and presentation skills, both oral and written
Excellent leadership abilities
Ability to collaborate with all levels of management throughout the organization
Superior managerial skills. Capable to align resources to meet tight deadlines and promote teamwork across geographic locations
Able to function across various risk disciplines
Bachelors Degree in Accounting, Finance, Business or Economics. MBA Preferred
Supervises staff of 10-15 and provide guidance for the preparation of financial reviews to ensure accuracy

VP, Market & Liquidity Risk Management Resume Examples & Samples

Bachelor's degree in mathematics, statistics or finance. Masters Degree a plus
5+ years working for a financial institution as a model developer and risk analyst ie. Identifying core risk factors of product/position/portfolio and design the system to incorporate the risk factors into risk management frame work
Develop and maintain model for Credit Risk Management (cf. Loan trading, Securitization product)
Analyze and mine data to build prediction model for CCAR
Design, develop and verify tool and/or system to run the model
Follow regulations, incorporate new product and new risk metrics into existing risk management framework
Enhance existing work-flow process and implement new work-flow process
Manage and coordinate the production process of above, including copying with third party vendor
Document technical matters, verification process and procedure

Risk Management Co-op Resume Examples & Samples

Become familiar with the data and data warehouse environment used to develop Risk Strategies
Help create a comprehensive dictionary of the data elements available for strategy development
Effectively work with the account management strategy team and their partners such as Product Teams, Business Segments, and Information Technology
Assist in conducting ad-hoc analysis and aid in the preparation of analytical risk reporting
Become familiar with the Account Management Strategy software (Probe SMG3) used within RBC
Strong working knowledge of MS Office Suite
Experience programing in SQL or SAS
Strong Analytical Skills
Experience in Statistics or Computer Science

Cib Treasury Services Product Risk Management North American Team Lead Ny Resume Examples & Samples

Treasury Services Product Risk Management North American Team Lead with responsibility for leading and managing a team of circa 6 Risk Managers, providing guidance, coaching and feedback on performance
Build strong relationships with key constituencies including senior management within the TS business and the broader Risk organisation to ensure that risks associated with the delivery of TS products and services are understood, transparent and appropriately managed with effective controls and reporting
Provide effective independent challenge to enable the business to develop an appropriate balance between risk and reward
Ensure that the business adheres to a rigorous risk management framework and practices including effective governance and adherence to policies
Participate in deal and product forums, supporting risk informed decisions and rationale
Ensure effective partnership with other control functions including Legal and Compliance
Anticipate trends, including regulatory requirements, and advise business and risk partners in determining appropriate actions and process enhancements to meet these requirements
Participate in the development and delivery of training to risk and non-risk professionals
10+ years of experience, preferably with a strong risk background, in financial services
Strong knowledge of treasury services products and operational risk, credit knowledge a plus
Deep understanding of regulatory environment and broad range of international markets
Strong influencing skills (written and verbal) with ability to challenge the status quo, gain consensus and drive change
Ability to collaborate effectively with senior business leaders and functional partners across all areas of the organization
Strategic thinker with demonstrated leadership ability to frame end to end solutions and execute

Senior Manager IT Risk Management Resume Examples & Samples

Leads the development and implementation of key strategic risk programs including but not limited to Self-Identification of Issues and Internal Loss Data workstreams
Implements, challenges and designs regulatory risk activities and drives change and process improvement to IT risk landscape. Continuously review existing processes to ensure GECC is compliant with emerging regulatory and industry trends
Creates ongoing rhythm to monitor IT Risks and track Risk Treatment Plans resulting from audits or assessments
Oversees assigned ITLP as assignment leader responsible for goal setting and performance evaluation requirements
Manages local and global systems teams supporting technical initiatives
Responsible for strategic planning, project management, budgeting, staffing, and operational support for Intranet/Extranet application technologies
Partners with clients, internal systems resources, and external service providers to develop well-integrated business solutions
Maintains expertise in appropriate areas of application and database technologies
Leads consultant teams on web-based system development efforts to assure timely meeting of project deliverables
Application development experience
High level of energy and enthusiasm, with ability to thrive in a rapidly changing environment
Bachelor's Degree in Computer Science, Business, Engineering or related field
Ability to lead multiple, simultaneous initiatives
Ability to develop and maintain effective client relationships
Demonstrated expertise in Governance Risk and Compliance in Operational and IT Risk area
ITLP Graduate or external equivalent
IT and/or audit certification(s) a plus, such as CRISC (Certified in Risk and Information Systems Controls)
Experience influencing and leading global cross functional teams/projects
Self-motivated individual with excellent verbal and written communications skills
Experience with financial industry regulatory requirements a strong plus
Demonstrated ability to work as part of a team and train others on regulatory requirements
Proven critical thinking and problem solving skills with ability to gather input from a variety of sources, synthesize the information, and deliver an independent analysis
Demonstrate advanced understanding of business processes, internal control risk management, IT controls and related standards
Strong Leadership and organizational skills; be able to adapt to evolving priorities supporting business goals
Experienced at developing and sustaining relationships, building collaborative partnerships, and liaising with a variety of constituents and stakeholders at a variety of organizational levels

Mb-risk Management Resume Examples & Samples

Maintain a risk process to ensure all correspondents operate within CMG’s acceptable risk parameters
Manage the risk analysis and approval of the few Chase Mortgage Insurance Counterparties, and other mortgage type of counterparties that arise
Responsible for ensuring prompt action on and escalation of any developing correspondent risks
Identify, analyze and report key risk metrics including early warning indicators
Serve as a delegate for the Correspondent Risk Executive at channel meetings and committees
Partner with the Correspondent Business management team to best maintain a balance of risk management and customer service
10+ years experience within a Mortgage Banking Risk or Mortgage Warehouse Lending Risk function
5+ years' experience leading and managing a risk team
5+ years experience managing third party originator risk
Strong understanding of mortgage banking and bank financial statements Experience with the risk analysis of Mortgage Insurance Counterparties or the ability to get up to speed with such in a short period of time
Proven leadership and ability to effect change within a dynamic organization
Current experience of operating successfully with senior management level business partners and counterparty senior management
Excellent organizational, oral and written communication skills and ability to work across multiple areas of the business
Skilled at completing special projects and reports of the highest quality to reflect the status of the Correspondent Counterparty Risk
Bachelor’s Degree (masters preferred)
CPA a bonus, or several college level accounting courses

Risk Management Frameworks Resume Examples & Samples

Managing a Banking and Capital Markets client portfolio reporting to the Senior Manager/Director Group
Provide consulting advice, implementation support or review and recommend reports
Managing and building day-to-day client relationships
Ability to support the Senior Management in developing new business within capital markets organisations (specifically investment banks), with specific project experience in valuation controls
Audit background with experience of operational risk and controls frameworks
Leadership skills with a proven track record of successfully leading significant complex client engagements
Proven track record of dealing with and influencing senior stakeholders
Strong commercial awareness, sound reporting skills and the ability to work under your own initiative
The ability to apply independent judgement during engagements and to support conclusions reached to senior level personnel both internally and externally
A relevant professional qualification (i.e. ACA, CA, CISA, CIA)
Demonstrates resilience in challenging circumstances and sees opportunies in situations

Avp Risk Management Resume Examples & Samples

Evaluating and editing existing operational policies and procedures to more accurately identify and document remediation processes
Lead in the creation of consistent and consolidated reporting for all of the CSS areas that identify control weaknesses and corresponding action plans
Lead in developing dashboard reports to communicate the relative effectiveness of the control infrastructure and identify potential trends and themes
Lead in the creation of common service level standards for the various CSS functions and assessing related performance
Using data analysis to help CSS develop a more proactive and anticipatory approach to risk management
Ensure ongoing analysis of risks, vulnerabilities, and market trends
Lead in benchmarking CSS effectiveness against industry standards and peer firms
Continually access and identify new risk items within CSS
Evaluate current processes to ensure fundamental items are solidly in place: (Statements, Confirms, KYC, AML, Cash Movements, Commissioning, System Access, etc.)
Streamline reporting process
Help to ensure all operational policies are written in consistent manner and are complete
Will work closely with individuals throughout the organization including BTS, CSS, IA, GRC and Legal, from staff to senior level to complete the various functions above, providing education (teaching) necessary to enable a culture of controls
10+ years or industry experience (preferably financial services) in several disciplines (operations, internal audit, compliance, risk management, other internal controls)
Ability to work with and communicate effectively to various levels throughout the organization
Ability to leverage others’ expertise and experience in identifying, evaluating and mitigating risks within CSS
Personable and reliable self-starter who requires minimal management oversight for day-to-day work responsibilities
Ability to work under pressure/deadlines and manage multiple priorities

VP Internal Ratings Management Global Risk Management Resume Examples & Samples

Responsible for the design, selection, implementation and performance of the non-retail internal credit risk rating models and system and risk parameter estimates, covering GBM, Canadian Commercial Banking, International Banking and Global Transaction Banking non-retail portfolios
Responsible for development and ongoing maintenance of the operational risk regulatory and economic capital models
Responsible for ensuring compliance with respect to AIRB and AMA requirements with respect to model design and development, as well as risk quantification
Responsible for the overseeing the ongoing maintenance of existing approved credit risk models, including reviews and alterations or enhancements to existing models
Responsible for providing quantitative analytical inputs and/or advisory support for other internal processes, such as regulatory capital calculations, general allowance calculations, op-risk modelling, economic capital modelling, and customer profitability models
Oversee implementation of major risk rating system technology platforms (e.g. RA upgrade), system maintenance releases and related technology enhancements
Participate in industry forums and relevant data pooling initiatives
5+ years of experience in a non-retail credit risk area of a major financial institution
5+ years of experience in quantitative risk management discipline
3+ years of experience in addressing regulatory issues and developments, especially those relating to credit risk management (e.g. General Allowance, Basel II), and interfacing with regulators
3+ years of exposure to areas involved in the credit process, particularly the rating process; and/or experience in banking or credit adjudication
Experience in managing the development of analytical methodologies, as well as prior hands-on experience in a similar discipline is preferred

Assistant Manager Origination Risk Management Resume Examples & Samples

As a key member of the Originations team, the primary responsibility of the role is to ensure all credit risk rules, policies, and decision tree strategies within the personal and small business origination systems (SAM/Scotiaworx) are fully documented and maintained up to date in accordance with Bank standards. This includes participating in meetings and discussions with internal stakeholders (Risk Policy, IBS, IT&S) related to both new risk policies/strategies/products as well as ongoing enhancements to existing policies/strategies
Develop test plans and test cases, and perform unit testing of SAM system changes; coordinate testing and provide assistance to Quality Assurance Testing team (QAT) as needed. Identify and implement improvements to testing processes and procedures
Ensure the chronology logs are updated to reflect all risk policy and strategy changes made in SAM/Scotiaworx
Assist the Originations Managers in the configuration of the rules/strategies in SAM as needed
Assist in reviewing monthly credit adjudication reporting, ensuring strategies are performing as expected, and update the Senior Manager of any inconsistencies and/or issues requiring further investigation and analysis
Investigate and respond to inquires from internal departments (Risk Policy, Lending Support, IBS, Channel systems) regarding the functioning of SAM/Scotiaworx
Investigate and respond to requests initiated by Shared Services (Credit File Integrity) in relation to personal credit bureau inquiries/disputes related to access and use of consumer credit bureau reports. Ensure timely response to issues raised and that credit files have been accessed in accordance with relevant bank policies/practices. Escalate issues to Senior Manager as needed for resolution
Review Equifax Citadel fraud system daily reject report for errors and make appropriate corrections as needed, and transmit the corrected report back to the fraud system
Good knowledge of Scotiabank’s retail products and familiarity or experience with lending/credit adjudication would be preferred. Strong business analytical skills as well as a good understanding of technology and systems would be considered an asset
Must be a self-starter, able to work independently, results-oriented, and highly motivated individual with the ability to multi-task and balance workload as priorities change
Very good interpersonal and communication skills required in order to work effectively with others as he/she must work closely with other internal risk management resources, as well as external department resources including systems development and QAT employees
Good computer software skills are required including MS Excel and MS Access. Experience with Retail product systems (such as ReCApp, ALSCOM, AS400), or decision rules software (eg. FICO Capstone, TRIAD, or other similar vendor product) would be beneficial

Manager Trade Floor Risk Management Resume Examples & Samples

Ensure adherence to Bank’s market risk policies and compliance to the business mandate and risk appetite set out by Market Risk Management Policy Committee
Review proposals for market risk adjudication on Prime Services business counterparties (including Hedge Funds), as well as transactions with similar risk characteristics to propose appropriate margin levels and conditions to mitigate market risk
Develop risk measurement and monitoring methodologies to maintain a consistent framework for counterparty and market risk monitoring of Prime Services’ Activities
Collaborate with Hedge Fund and Financial Institution Credit groups to contribute to the due diligence of associated counterparties and transactions
Ensure on a daily basis, that market risks for the assigned books are thoroughly analyzed and communicated through the reporting process to senior management in a timely and accurate basis
Assist/co-ordinate in the review of proposals for margin frameworks/methodologies to account for new product
Adjudicate one-off exceptions to frameworks ensure market risk is consistent with the bank’s risk appetite
Understand and explain key drivers of P&L as they relate to the Prime Services business
Assist in the establishing and validating the Independent Price Verification processes
Support the development of new products and/or businesses from a risk management perspective
Monitor events in the financial services industry, assist in identification of new and emerging trends, track and summarize for the group new regulatory initiatives and changes etc
Be a team player who is willing to take on more responsibilities as part of his or her growth in the role and/or team
Minimum 2-3 years’ experience in Market Risk Management, Trading or support functions with exposure to Prime Brokerage Activities
Direct experience with hedge funds and/or Prime Brokerage activity is required
Knowledge of regulatory margin methodologies (IROC, Regulation U, Regulation T)
Familiarity with VaR (Value at Risk) and PFE (Potential Future Exposure)
Familiarity with VBA and Matlab
Good understanding of financial markets, risk analysis and derivatives valuation
Excellent communication skills and potential for leadership
Ability to work in a fast pace environment
Motivated Self-Starter
Strong interpersonal skills to perform in a trade floor environment and ability to develop a network across multiple locations/groups is crucial
Experience with Bloomberg API / Bloomberg Active X objects for Excel

Director Canadian Collections Risk Management Resume Examples & Samples

Lead the development and implementation of collection strategies and policies, procedures and systems involving Small Business & Retail lending products (including Government Student Loans / Dealer Lease Products and near prime markets and other non-traditional retail credit businesses the Bank may acquire) with a view to maximizing collection productivity, maximizing portfolio default management and improving portfolio and account recovery. The incumbent is also responsible for assisting in the development and authorization of collection policy and strategy associated with the Bank’s Scotia Dealer Advantage unit. Initiate corrective action to rectify collection recovery policy issues noted in EO Audits, External Auditor’s audits, and/or reviews undertaken by Retail Collections, consultants or other governing bodies (i.e. CBA, OSFI, CMHC). Determine opportunities to reduce collection costs. Initiate/work with third party agencies to maximize revenue generation. This includes direct involvement in strategy optimization for automated collection calling (Adeptra)
Direct the analysis and forecasting of collection activity, portfolio default and account recovery, ensuring the development and issuance of meaningful management reporting (scheduled and ad-hoc to address inquires, delinquency issues, etc.)
Monitor collection results providing counsel and advice where warranted to the DLAC and TLSI. This would include periodic on-site visits / meetings where deemed appropriate 4.Provide direction and assistance to Senior Managers as appropriate on all collection and strategy related matters. Maintain an awareness of best practice developments within the collection industry, identifying opportunities for enhancements to collection policies and procedures
Oversee the management of the student loan collection process to ensure the portfolio is reducing at an appropriate rate. This includes ensuring annual audits of the portfolio are performed in accordance with requirements. Additionally ensuring the Bank’s participation in the Govt’s annual Put Back option is required unless not feasible
Orchestrate periodic reviews (audits) of outsourcing suppliers’ performance in concert with Shared Services (excluding student loans – which are performed by Canadian Collections), and develop targets that support Retail & Small Business collection strategic objectives. Conduct due diligence in line with Bank’s compliance standards for new and prospective suppliers. This also includes an annual review of financial statements of the Bank’s active / authorized collection partners
Represent Canadian Collections / Risk Management on special projects, and work with other Bank departments on joint programs as these relate to or impact Small Business / Retail Collection policies and procedures. Liase with the CBA on collection industry matters including compliance concerns
Negotiate / establish / implement annual delinquency targets obtaining Shared Services agreement. Review performance of the National Collection Centre via established performance metrics / SLA
Initiate and lead debt sale opportunities by assessing opportunities, finding potential vendors, obtaining quotations, negotiating terms, preparing Executive Management recommendations, managing execution of the sale
Maintain expertise in CMHC, Genworth and other private mortgage insurers’ requirements, policies and procedures in relation to Small Business & Retail collection policies and procedures. Provide counsel, guidance and assistance to Shared Services as appropriate on matters relating to collection policy and strategy
Lead/participate, where required, on due diligence teams for potential acquisitions
Ensure the delivery of a high standard of customer service and foster overall customer satisfaction that is consistent with the Scotia Service Standards and Complaint Resolution Standards and Procedures. Provide strong leadership to motivate both individual and team performance
Detailed, credible knowledge of and experience with collections operations and best practices
Detailed knowledge of Mortgage insurance policies
Excellent organizational, interpersonal, motivational and negotiation skills
Good knowledge of non-traditional retail lending segments (e.g. near prime/sub-prime market)
Sound knowledge of the credit policies for Small Business and Retail products

Manager International Trade Floor Risk Management Resume Examples & Samples

Identify and assess market risks in the covered businesses and ensure consistency with the Bank’s risk appetite and approved business mandate
Advise and support International Subsidiaries and the Emerging Markets Desk in the development and improvement of their risk management framework in line with the Bank’s standards (e.g., VaR, Stress Testing, Back Testing, P&L attribution, valuation reserves, independent price verification, etc.)
Identify process improvement opportunities and participate in enhancement implementations. Contribute to the testing and development of new tools to automate risk processes from multiple jurisdictions where possible. Assess existing risk management frameworks and provide guidance/assistance as required
Assume processes, such as P&L attribution analysis by risk factor daily, validation of various reserves, and independent price verification. P&L attribution includes understanding and explaining discrepancies between P&L break-out by risk factor and risk-based P&L
Assist/co-ordinate the review of incoming requests for annual limit reviews, new product adjudication, temporary limit approvals, and one-off exceptions, including the development/preparation of appropriate recommendations for presentation to Senior Management and the Market Risk Management and Policy Committee (MRMPC)
Monitor events in international financial markets/industry, assist in identifying new and emerging trends, tack and summarize new regulatory initiatives and changes, etc
This position requires excellent knowledge of market risk management processes and measurement techniques. Knowledge of the Bank’s approach to managing, measuring, and reporting trading activities is required
Strong business acumen and excellent knowledge of fixed income and derivatives products (e.g., interest rate, foreign exchange, TRSs, and CDSs, etc.), and quantitative/modelling skills to analyse associated risks
Strong communication skills are critical as there is close interaction with regional Heads of Capital Markets, Traders and Local Risk Management teams. The incumbent must deal knowledgeably with local management from diverse professional and cultural backgrounds
The incumbent will provide support to local risk management to ensure BNS style risk management processes are implemented, and streamline the approach to adjudicating market risk activities
Strong writing skills are critical as one of the end products is normally a written communication presenting key issues and recommendations to MRMPC
Due to the high volume of activity, the incumbent must be able to prioritize ongoing initiatives, and efficiently multi-task to meet objectives
This position requires strong programming skills and strong knowledge of VBA, Access, SQL, and UNIX
Knowledge of K2 and RiskWatch systems is an asset

Manager Privacy Risk Management Policy Resume Examples & Samples

Develop and recommend enterprise policies, control standards, views, and quick views to manage Privacy Risk Management (PRM)
Ensure PRM control standards are aligned to appropriate external standards and key privacy / safeguarding legislation/regulation. This alignment is to be conducted as existing control standards are reviewed or as new ones are developed
Responsible for the enterprise PRM material within the Regulator Compliance Management (RCM) program including mapping legislation to enterprise controls and supporting business-level Privacy Officers in entering their local requirements and processes into RCM. Provide oversight of the RCM process from the PRM perspective
Support Privacy Risk Management Team members in policy implementation and monitoring strategies, plans and tools needed to meet PRM related regulatory requirements, governing law and other applicable laws and regulations globally
Develop and recommend content related to PRM policy and practices for publication on the RBC public web site
Manage the review process, schedule, and publication of PRM documents to ensure the process remains relevant and the review is executed as per the timing identified in the Review Schedule
Provides 2nd level support for the PRM Team and other partners (e.g. IT Risk, Audit, Enterprise Records Management) with respect to policy/control standard challenges raised by the business
Establish and maintain constructive working relationships with IT Risk, RBC Law, Human Resources, and Corporate Communications in policy development
Participate in industry associations to stay apprised of information privacy and information risk management best practices
Special projects as required to support the mandate
Knowledge of the Financial Services Business
PC literacy with Microsoft suite of products
Knowledge of securities and banking regulation
Knowledge of privacy and information risk management industry best practices and legislation

Global Risk Management Resume Examples & Samples

Rating of funds using the approved rating model in accordance with the monthly schedule of reviews
Providing indicative ratings of new funds as part of the on-boarding process to client facing teams
Ensuring key data required to perform rating is available (such NAV, financial reports, Fund KIID) and following up as needed to obtain this
Consistent application of methodology to ensure funds of similar risk profile have similar ratings
Identification of potential improvements in the rating model as input into the periodic update of the rating models
Identification of any opportunities to improve the efficiency of the rating process
Maintains an up to date RAF schedule, and continuously reviews BRR's on all assigned borrowers
Follows up with NAV maintenance team to ensure NAVs are maintained and are up to date
Numeracy and literacy as evidenced by education to at least UK ‘A’ levels in numerate subjects such as Mathematics and Economics
Investment Banking or Asset Management experience - in operations, finance or risk
Excellent attention to detail and demonstrable ability to work to deadlines

Quality Risk Management Administrator Resume Examples & Samples

Bachelor’s Degree (or an equivalent combination of education and relevant experience)
5+ years relevant experience within a Quality Systems department in a cGMP environment
Knowledge of QRM principles would be extremely beneficial
Demonstrate high-level of professional and business judgment when communicating with cross-functional teams and others at all levels of the organization
Must be very proficient with Microsoft Office applications, specifically Word and Excel
Basic understanding of SharePoint application
Ensure that the original information required within the various templates (QRR Form and other QRM applications) adhered to the requirements specified within the appropriate QRM documents
The ability to formulate thoughts (meeting action requests) and outstanding actions into periodic management updates and reports
Support continuous improvement efforts to ensure QRM documentation is efficient and compliant
Identify and analyze opportunities for process improvement. Verify that documents (Quality Risk Register forms) contain accurate details and instructions corresponding with the activity
Ensure that the information contained in documents correspond with the information of related documentation
Collaborate with cross-functional teams including but not limited to: Manufacturing, Manufacturing Sciences and Operations Support, Facilities and Engineering, Quality, Validation, PMO and Process Development

Mb-risk Management Resume Examples & Samples

Reviewing targeted loan files based on a progression of criteria over time
Fully understanding our credit policy to determine if changes are required
Reviewing new loans from expansions to determine if inbound applications meet our expectations
Reviewing marginal decisions to determine if policy changes are required
Partnering with Underwriting to find potential processing improvement
Reviewing case studies to isolate policy opportunities
Working with our quality assurance team to assess the end to end file quality
Preferred 5+ years underwriting experience or 10 years Mortgage risk experience
Experience with policy interpretations including GSE’s or other investors
Ability to independently analyze, conclude and execute on decisions
Ability to collaborate with business and functional experts to provide guidance
Strong organizational, project management and multi-tasking skills with demonstrated ability to manage expectations and deliver results
Proven ability to build strong partnerships with key stakeholders and directly influence change

Global Risk Management Resume Examples & Samples

Work with the RM/Independence team on due diligence related to firm acquisitions, including Independence related research
Participate in discussions with engagement teams exploring acquisitions and strategic relationships
Monitor and track strategic relationship activity, including reports for Global and senior leadership
Perform due diligence on strategic relationships and help prepare analysis for senior management
Engage with other functions, such as Chief Development Office, Service Line Quality, and GCO, to coordinate RM activities and address emerging issues

Head-cards & Unsecured Risk Management Resume Examples & Samples

Serve as the Cards and Unsecured Risk Head, reporting to the Country Risk Manager, India
Direct responsibility of designing credit policies for Credit Cards, Ready Credit, Personal Loans, Corporate Cards, Merchant Acquiring
Managing Credit Bureau reporting policies for Citibank Consumer India and Bureau dispute resolution process
CCAR Coordinator for India Consumer
People Management responsibilities
Serve as a trainer for Risk related items
Interact with internal customers (Sales, CI, Product, Collections and Fincon) and external entities like credit bureau to have appropriate credit policies designed and implemented
Ensure Credit policies implemented by team meet the overall objectives of Product P&L Risk Appetite thresholds
Ensure that data / MIS used by the team for taking policy decisions are from accurate/approved sources
Ensure projects / tasks assigned to the team (especially those which are to be reported to the region / Global / regulators) are completed on time and sent across to the receiving units after adequate control checks in terms of data accuracy and reconciliation with Fincon Data
Capability of engaging in a debate with business seniors and justify own views/recommendation with appropriate rationale
Prior experience in people management
Capability of demonstrating firmness under pressure
Knowledge of SAS/SQL will be preferred though not mandatory
Understanding of Cards and Unsecured products and their business dynamics

Manager, Group Risk Management Resume Examples & Samples

Influences portfolio quality through strategic assessment and management of risk
Approves Transaction Requests within Delegated Lending Limits, meeting agreed timelines
Coaches & Counsels Account Managers on risk
Monitors Portfolio Trends (BRR, Delinquent & NAL, Watchlist (i.e. Classification & Strategy)
Represents Bank and Risk Management (RM) in marketplace including client visits where appropriate
Mentors & Develops RM Team and supports learning programs
Pursue a Personal Development Plan designed to achieve career objectives

Manager Cre Construction Risk Management Resume Examples & Samples

Minimum of eight years proven, progressive and broad-based construction loan and commercial mortgage servicing experience or equivalent, including problem asset portfolio experience or equivalent
Minimum of a bachelors degree in real estate, finance, related field or equivalent experience
Strong managerial, planning, analytical, organizational, customer service and decision-making skills

Manager Liquidity Risk Management Resume Examples & Samples

Liquidity policy research, development and compliance monitoring for both Australian and overseas entities
Oversight of liquidity scenario modelling
Working with overseas businesses to understand their local liquidity requirements and assisting with the development of solutions to optimise their liquidity risk management approach
Developing and maintaining assumptions and definitions for liquidity scenario modelling and business unit asset realisation assumptions
Working with business units to determine the appropriate liquidity treatment of assets, liabilities and new products
Liquidity contingency planning
Preparing monthly senior management reporting covering liquidity and funding
Oversight and review of key external disclosures covering funding and liquidity such as analyst presentations, management discussion and analysis, rating agency presentations and presentations for regulators
A strong understanding of liquidity, funding and other treasury issues
Good understanding of financial markets products – both wholesale and retail
Outstanding academic background in a financial or quantitative degree, e.g. actuarial, accounting, economics, engineering, mathematics
Clear & concise written and verbal communication skills
Ability to understand and succinctly explain complex data
Confidence in interacting with business staff and resolving competing priorities

Risk Management Administrative Assistant Resume Examples & Samples

6+ years of experience in a high Senior-level Administrative support functions reporting to Senior-level employees
Experience working with Executive Management and/or Board Members
Microsoft Office/Suite proficient (Word, Excel, PowerPoint, Access, etc.)
Solid analytical, critical thinking, and problem solving skills

Portfolio Risk Management Resume Examples & Samples

Identify and analyze market, credit, operational and liquidity risk across all business areas and asset classes
Daily analysis and commentary on VaR, S-VaR, exposure and stress test metrics
Develop tools to better understand and communicate risk concentrations and drivers of risk and capital
Engage in extensive project work

Alternative Investments Business Risk Management Resume Examples & Samples

Support AI BRM lead and liaise with the Divisional BRM function for PB&WM
Oversee, advise, challenge and support the Front, Middle and Back Office in risk activities. Escalate any material operational risk issues and incidents to relevant functional management and/or the relevant operational risk governance forum
Help facilitate the AI Risk & Control Self Assessments (RCSA) in accordance with the OpRisk Framework established by the Firm. Collate information across business areas. Assist, challenge and quality assure RCSAs performed by businesses throughout the year
Perform independent analysis, review, and assessment on topical matters associated with control/process
Oversee reporting of incidents to ensure clear and sufficient information is recorded, including the root cause and risk classification. Identify and escalate patterns and recurring events; prepare and deliver Lessons Learned analysis to promote best practices, operational risk transparency and risk awareness. Provide training and support to incident owners, ensuring risk incidents are identified, reported, assessed and mitigated appropriately
In response to material operational risk events, whether internal or external, conduct and/or support independent Loss Investigation Reviews (LIR) to determine root cause(s), assess control environment, escalate issues and identify/monitor remedial actions to mitigate against the risk of future losses
Identify Top Operational Risks (TORs) in conjunction with AM senior management and BRM lead. Assess, report, and consult on mitigation of key operational risks quarterly
Partake in calculating Operational Risk Appetite for AI business
Report and monitor key operational risk Key Risk Indicators (KRI) at the product line and divisional levels; continuously improve existing body of KRI and related reporting. Work with Divisional BRM on standardizing KRIs
Be a gatekeeper for AI policies
Prepare sections of the monthly MI pack for AI Control Report
Coordinate regular business partnership meetings to facilitate the identification, assessment and escalation and mitigation of operational risks and to continuously evaluate and improve the control issues including supervisory and SOX controls
Develop proficiency in the input and reporting functions of the control system (MICOS)
Prepare information requested by Senior Management and manage ad hoc requests
Ensure effective procedures are in place surrounding the implementation of new business and change programs within AI
LI-MR1*

Risk Management Sydney Resume Examples & Samples

Compile scenario and stress testing on both derivative and margin lending portfolios across both domestic and International platforms
Conduct and document analysis of securities for lending (LVRs)
Proposal of credit limits across margin lending, derivatives and international platform
Management reporting and oversight of daily margin calls
Undertake suitability analysis and implementation across derivatives, equities and margin lending
Facilitate queries from branch staff, operations and management in respect of risk policies both domestically and via the International platform
Assist in the implementation of new products by determining the risk parameters in which the business can operate
Strong quantitative background in the finance industry dealing with counterparty/credit risk
Strong understanding of leveraged products including derivatives and margin lending
Ability to read and interpret financial statements
Excellent IT literacy, excel, database and analytical skills
An understanding of Australian and US securities regulations and compliance requirements, including ASIC Markets Rules, Securities Clearing House Business Rules, ASX Clear Rules, Corporations Act and ASIC policies
Ability to identify risk and minimise potential liabilities to the business
Extensive knowledge of Morgan Stanley Smith Barney policies and procedures
Sound understanding of equity markets, derivatives and lending principles
Ability to assist in identifying risk and minimise potential liabilities to the business
Extensive knowledge of financial market fundamentals and the ability to apply this knowledge to ensure technical or professional solutions are delivered
A high degree of initiative and achievement drive
Strong problem solving skills and ability to prioritise and deliver on deadlines
Demonstrate the ability to proactively identify issues, propose a solution and implement
High standard of presentation, both written and verbal to senior management both domestic and international
Financial Advisor and client focus with the ability to build rapport at all levels
Excellent communication and influencing skills*LI-LT2
Tertiary qualifications preferred with a background in Financial Management, Economics, Commerce
RG146 compliant
ASX Derivatives accreditation – Level 1 & 2
Margin Lending accreditation
FRM or CFA an advantage
5+ years experience in broking or banking is essential, with a detailed understanding of all aspects of stockbroking operations

Ccb-risk Management Resume Examples & Samples

Functionality Documentation
Support business review sessions
UAT Plan and test cases
UAT documentation
Portal configuration
End user setup
Support loading and configuration of reports and materials in Portal
Defect remediation plan
Archival and retrieval plans
Technical Process plan documentation
Loading and configuring reports and materials in
Portal Portal activity reporting
Track defects
Lead End User training and on-boarding
Support Project Management efforts
Work and consult with the CCB functions & segments to establish standardized processes for Risk Reporting Portal
5+ years experience in a Business Analyst position focusing on data, data warehousing, and reporting for multiple lines of business
Knowledge of one or more consumer products – Business Banking, Commercial Card, Merchant Services/ Paymentech, International Card (Canada), Consumer Wealth Management, Auto and Student Loans, Mortgage, and others
Deep knowledge of different reporting and analytic tools
Technical project experience, Agile knowledge preferred
Significant business operational knowledge, preferably with a financial institution and specifically consumer business lines
Excellent communication skills(verbal and written), including ability to succinctly advise senior management of risks, challenges and potential solutions
Strong interpersonal skills to build effective, collaborative, cohesive relationships
Tech savvy with ability to manipulate data and extract salient points and trends
Proven experience working across multiple lines of business in a rapidly changing environment
Change management and/or organizational effectiveness skills and experience a plus
Process orientation and ability to structure and map technical processes and develop, track and monitor process metrics and effectiveness

Junior Business Risk Management Resume Examples & Samples

You are partnering with Client Facing Employees and other key stakeholder and act as a risk, control and procedure subject matter expert on various topic (such as Investment Suitability, Cross Border, Anti-Money Laundering (AML), Anti-Fraud etc) providing expertise and advice from front to back
You are leading process improvements through effective risk management based on root cause analysis and risk awareness
You are providing support in identifying and assessing key operational and business-related risks across the Private Banking (PB) Singapore platform and where relevant, recommend solutions to manage, mitigate and monitor the key risks identified
You are providing support to Front Office (FO) and other stakeholders during audits and department external reviews recommending solutions to address gaps identified and tracking and monitoring the closure of audit points
You are representing the LBRM team in projects and initiatives to ensure business risk are being addressed adequately

Risk AVP UK Risk Management Resume Examples & Samples

Supporting the overall risk management of CIL, CGML and CBNA London Branch
Assisting with key UK regulatory initiatives, including CRD4, Recovery and Resolution planning, Solvent Wind Down planning, risk input into financials and Pillar 3 reports, preparation of legal entity Internal Capital Adequacy Assessment Processes, etc
Responsibility for preparation, integrity and analysis of monthly, quarterly and ad-hoc legal entity/risk reports and presentations

Reputational Risk Management Team Head Resume Examples & Samples

Self-motivated / self starting
Proficient communication skills — verbal and written fluency in English
Excellent inter-personal skills, especially influencing and personal impact

Counterparty Risk Management Valuation Resume Examples & Samples

Analysis and production of valuation review assessment
Articulate results of analysis to a diverse audience including traders, desk management, finance management, controllers, and risk management
Opine on valuation issues, acting as product specialist / technical advisor
Developing valuation methodology enhancements
Drive requirements for strategic technology framework
Analyze and present significant complex transactions to senior review committee
The ideal candidate will possess 8+ years working experience with fixed income products including knowledge of counterparty risk management. Strong academics required with preference for an advanced degree in a quantitative discipline, e.g. financial engineering, statistics, mathematics, physics or engineering
Ability to work effectively as a member of the team and independently. Effective in managing relationships at all levels
Proven problem solving and trouble shooting skills
Control-minded with strong attention to detail
Work effectively under pressure when confronted with tight deadlines
Ability and willingness to adapt to new challenges in a dynamic environment

Risk Management Resume Examples & Samples

Identifying, assessing and monitoring risks related to the Firm’s trading activities across all business areas, with focus on equity
Working with front office on new transactions, which include but not limited to, deal approvals, risk analysis, limit setting, and providing risk transparency
Maintaining active dialogue with trading desks, risk management colleagues, and other support groups regarding trading and hedging strategies, risk representation, and limit compliance
Conduct various risks analyses, create presentation for senior management and present to senior management/front office
Suitable candidates will have an excellent academic background, including a degree in a quantitative discipline, such as economics, finance, sciences or engineering. Higher degrees or other qualifications would also be looked at favorably
At least 8 years of experience covering risk management in a leading global financial institution
In-depth knowledge of equity products with preference for candidates with broader experience
Quantitatively oriented with strong intuition and ability to make sound decisions

Director of Risk Management Resume Examples & Samples

Embedding and promoting risk management practices in the global business
Implementing contingency measures identified in the Group Risk Assessment process
Supporting the VP Group Risk Officer on key projects/initiatives
Cultivating and maintaining senior internal and external relationships
Setting strategy and budgets for the department
Preparing regular reports for the Risk Committee and Senior Management
Managing, developing and delivering through a global Risk Management team

Bank Treasury Liquidity Risk Management Resume Examples & Samples

Identifying, assessing and monitoring liquidity risks related to the Banks’ activities, including deposit liabilities, lending portfolio, and related activities
Leading efforts to enhance liquidity management framework and planning, internal liquidity stress testing, limit setting and asset/liability management
Leading efforts to enhance regulatory reporting of liquidity requirements (LCR, NSFR, 5G)
Leading projects to investigate and improve the risk representation of the Bank’s liquidity risk, contingency funding plans, asset-liability management, and stress testing framework
Provide support for Recovery and Resolution planning as needed
Preparing and presenting briefings to senior management and regulators on key liquidity risk issues
Support the US Bank Treasurer and Management Committees of the US Banks, through the reporting and analysis of key financial data related to funding, liquidity and capital
Provide regular and ad hoc reporting and analytics for the Chairman, CEO, CFOs and COOs of the Banks
Work on the ICAAP and DFAST capital assessment and stress testing processes for both US Banks
Partner with IT and Controllers for any strategic technology initiatives
Bachelor's degree (MBA strongly preferred), with 5+ years functional experience in Corporate Finance, preferably from a securities firm or bank
Strong analytic capabilities, including ability to summarize complex business problems and detailed analysis with clarity and brevity in written and oral form
Ability to develop rapport/credibility with diverse groups; must be comfortable interacting with and presenting to senior management
Self-motivated with high personal standards for quality of work
Proven track record of working productively in a team-oriented environment with competing priorities

VP Small Business Risk Management Resume Examples & Samples

Bachelor’s degree required in Mathematics, Engineering, Statistics, Physics or relative quantitative discipline
8-10 years of work experience, with 5+ years of experience in an analytical capacity required
Good business acumen and the ability to connect analytics with business decisions

Director, Institutional Risk Management Resume Examples & Samples

Assist in identifying emerging risks and trends (both internal and external) that could have a negative impact on the ability to achieve the goals and objectives of businesses within the Institutional Retirement business
Review business plans and challenge assumptions to support the reasonableness of the plans and fit with corporate strategy and business objectives
Help identify and monitor key risk and performance indicators and metrics, risk events or incidents (losses), and monitor the effectiveness of risk mitigation programs and controls. Implement programs and limits to support risk-taking that are in line with corporate standards and the prescribed risk appetite
Support the development and implementation of policies and procedures that are in line with corporate guidelines
Support the implementation and ongoing use of Governance, Risk and Compliance (GRC) tools within the Institutional Retirement business. Support the implementation of risk and controls self-assessment and related processes and the optimization of the control environment
Support ERM program owners to effectively roll-out and implement new risk programs through training and implementation sessions with Institutional Retirement
15 years of experience preferred
Exposure to Institutional Risk Management processes on the business side, operations or risk management
Ability to adapt to and initiate change
Knowledge of life insurance, annuities, ERISA, 403(b) plans
Experience in insurance, bank, or broker/dealers

Ccb-risk Management Resume Examples & Samples

Role will be part of the Business Banking Reporting and Analytics team developing reports in support of large Risk initiatives
Execution and validation of monthly regulatory reports utilized by external regulators and senior level executives in Business Banking
Testing and reconciliation of Risk data with Finance data. Adhere to BCBS controls and governance to address variances and gaps
Activities include data mining, report build and automation, and ability to understand complex data relationships
Computer Fluency (Strong Word, Powerpoint, Spreadsheet, and Process Mapping Software skills)
Hands on experience writing SQL and/or utilizing reporting tools (Cognos) in a large scale data environment
Working knowledge of the financial service industry
Strong experience with manual and automated testing, testing tools, writing test plans, and reviewing test cases

Risk Management Independence Manager Resume Examples & Samples

Design, implementation and execution of the Risk Management Independence Control Framework testing programs
Identify control weaknesses through Root cause analysis; and
Measuring the effectiveness of the controls implemented
Exceptional Communication skills
Business writing skills
Completed Auditing Traineeship/Articles
At least 2 years relevant experience in areas of accounting, audit, or compliance work gained in a large organization , preferably with Africa-wide or International operations

Senior Specialist of Global Risk Management Resume Examples & Samples

5+ years of relevant experience in Pharmaceutical / Biotechnology industry; 3+ years of experience in Project Planning
Bachelor's and/or Master's Degree in Business, Computer Science, Health Science or related discipline
Knowledge of clinical trials & drug development
Knowledge of commercial drug development
Understanding of safety data capture in CT & PM settings
Knowledge of interpretation & presentation of aggregate safety data and risk management data
Knowledge/understanding of document approval/storage databases
Knowledge and proficient of project planning techniques
Knowledge of project planning tools and software
Appreciation of the global safety environment, international regulations & guidance documents (US, EMA, ICH)
Knowledge of US, EU and ROW compliance regulations
Familiarity with safety database output
Strong proficiency in MS Word, Excel, Outlook, PowerPoint, MS Project, e-Sub
Excellent communication skills (written and verbal)
PMP certification
Experience in Risk Management and/or writing Europe Risk. Management Plans or other equivalent regulatory documents
Previous experience working within a comprehensive risk management program

Director of Risk Management Resume Examples & Samples

5+ years of related Healthcare Risk Management experience
NYS Registered Nurse (RN) license
Strong understanding of the Healthcare Regulatory environment
Previous Management experience

Manager Country Risk Management Resume Examples & Samples

Country Ratings
Provides sound and timely country risk research and rating opinions to Senior Management, Banking and other GRM areas, by monitoring economic, socio-political, and environmental events around the world that may impact the Bank’s exposure to countries or regions
Evaluates and recommends the appropriate IG risk rating for sovereigns and for capping cross-border risk assets, using sound risk analysis and employing the Bank’s internal rating methodology in a consistent, replicable, and transparent manner
Coordinates with Banking and other departments for the preparation of strategy papers with respect to management of cross-border risk portfolios
Contributes to the development of sound analytical standards and the ongoing improvement of our risk rating methodologies, by researching and employing the latest best practices in country risk analysis and management
Cross-border Limits
Evaluates and recommends appropriate cross-border limits to ensure the Bank’s cross-border risk exposure is effectively diversified, is appropriate relative to country risk, and supports the Bank’s business growth strategy
Coordinates requests for changes in cross-border limits with all key stakeholders (e.g. country and regional heads, product heads, other GRM areas) to ensure the recommendation to Senior Management represents a fair and balanced view between the need of the business and the need to protect the Bank from undue country risk
Monitors adherence to cross-border limits and cross-border limit reporting requirements, and recommend actions where negative trends or irregularities are identified
Contributes to ongoing development of cross-border methodologies, guidelines, processes and systems to improve the accuracy and timeliness of cross-border limit reporting
Development of Internal Country Risk Discipline
Ensures Banking and other GRM areas receive appropriate and meaningful feedback on the identification and understanding of country risk as it impacts their portfolio, so as to ensure that cross-border risk assets are properly reported and evaluated in the credit approval process
Provides country risk research and opinions to Banking to support their sovereign credit proposals (and other cross-border credit proposals when requested), to ensure that country risk research is not duplicated in other areas of the Bank and that the country risk IG used by the Bank is consistent across the organization
Acts as an industry champion with respect to the management of country risk exposure, as required
Participates in presentations and seminars on Country Risk issues
Credit Adjudication
Conducts credit adjudication for selected (i) Sovereign & Central Bank counterparties and (ii) corporate/commercial loan portfolio of the Latin America region and provides prompt and sound recommendations (including relevant Country Risk,Cross-border Limit issues etc.) to Senior Management
Reporting & Special Projects
Contributes to the preparation of the annual Country Risk Board Report
Contributes to the preparation of quarterly Cross-Border Exposure, Enterprise Risk Management reporting and economic commentary for Collective Allowance
Undertakes Special projects both within the group and with other areas
Provides administrative-type support to the CRM Team from time to time, to ensure the group operates effectively and productively

Senior Manager Global Risk Management Latin Resume Examples & Samples

Participating in the training at E.O. of personnel from international offices
Must be able to function effectively with a minimum of supervision and because of the high number of quick turnaround requests, requires initiative in having decisions rendered on applications, while not necessarily following set procedures. Decisions/recommendations must be made with much less than perfect information and there must be a high level of comfort with proposing/analyzing innovative structures to meet customer and Bank needs. The position has a direct impact on the "bottom line" in terms of assisting asset growth, as well as that poor analysis will attract loan losses. (See Dimensions for Lending Limits.)
The Sr. Manager will refer, with recommendations, credit applications directly to the appropriate level for adjudication (i.e. directly to the Director, or VP, or SVP). Presentations to Senior Credit Committee are signed-off jointly with an Director or a VP, subject to workflows. Therefore, the Sr. Manager is regularly faced with discussing/debating the relative merits of credits with assigned units and/or more senior management of the Department and/or the Senior Credit Committee, requiring decisions within limited timeframes, involving substantial amounts, in many foreign jurisdictions. This involves tenacity, diplomacy and well developed written and verbal communication skills. Written and oral fluency in Spanish is an asset

Senior Manager Trade Floor Risk Management Resume Examples & Samples

Identify and assess market risks in the covered businesses, and ensure consistency with the Bank's risk appetite and approved business mandate
Assume market risk oversight for the assigned books/businesses/domiciles/entities
Assist/co-ordinate in the review of incoming requests for trading limits and new products including the development/preparation of appropriate recommendations for presentation to senior management and Market Risk Management and Policy Committee
Assist/co-ordinate in the review of proposals for margin frameworks/methodologies to account for new product. Adjudicate one-off exceptions to frameworks ensure market risk is consistent with the bank’s risk appetite
Identify process improvement opportunities and participate in enhancement implementations
Contribute to the testing and development of new tools to automate risk processes where possible
Direct experience with hedge funds and/or Prime Brokerage activity is desirable
Knowledge of regulatory margin methodologies (IIROC, Regulation U, Regulation T) is desirable
Knowledge of Monte Carlo simulation, as well as back testing concepts
Familiarity with VBA and Matlab is required
Knowledge of Unix Shell scripting or other scripting languages

VP, Deal Risk Management Resume Examples & Samples

Develop a consistent framework to identify and assess risks associated with deals and potential deals
Apply this framework during the due diligence phase, partnering with subject matter experts across Visa (e.g., GIS, HR, facilities, IT, product)
Where appropriate, help conduct due diligence directly for key areas including information security and operational risk
Identify specific risk mitigation actions to be taken, both prior to deal closure and post-close
Work with the relevant business owner (or coordinate directly) to ensure that the risk mitigation actions identified are completed
Identify and mitigate risks associated with wind-downs and divestitures
Maintain a set of best practices identified from case studies of prior Visa deal experiences (including due diligence, closing, integration, and wind-down/divestiture), and from case examples more broadly
Represent ERM on GPIC as it pertains to risk associated with deals (e.g., indemnification clauses)
Collaborate effectively with peers across Visa who are involved in the deal process,while maintaining a balanced focus on risk management
Deals that are in scope to be supported include, but are not limited to, the following
Acquisitions
Minority investments
Joint ventures
Divestitures or wind-downs
Product partnerships
Marketing partnerships
IP or technology licensing or purchase
10+ years of relevant experience in the payments industry, financial services, program/project management and/or management consulting functional experience with progressively increasing responsibilities
Experience with Visa’s due diligence process is a plus
Experience in information security, IT, audit, management consulting, corporate strategy, or investment banking
Possess a high energy level and strong work ethic with a commitment to continuous improvement in a dynamic and changing environment that strives to exceed expectations
Strong knowledge of the payment system or financial services industry
Able to compose, format and deliver concise, on-message presentations which articulate complex information in a straightforward manner to executive management
This person must be highly intelligent, mature, team-oriented, hard-working and able to concurrently manage a large number of diverse and often complex issues and/or projects
The candidate must be able to work successfully with a diverse range of individuals and constituencies internally & externally, and to be adept at building consensus even amidst a dispersed operating environment and of making decisions despite, at times, a degree of ambiguity or incomplete information
This individual will have the demonstrated maturity and judgment to know when to act independently and when to drive consensus. Exceptional verbal and written communication skills are essential as is the ability to lead through influencing and persuasion and to relate well to people in a credible manner
Strong relationship management and collaboration skills
Strong business acumen, thought leadership, problem solving skills, and ability to work both independently and in a team environment
Excellent listening, oral and written communication skills
Strategic thinking and the ability to engage and influence senior and executive management across regional and functional lines
Bachelor’s degree required, graduate education preferred

VP-issuer Risk Management Resume Examples & Samples

Day-to-day management of the Issuer Risk function, including reporting and excess management
Representation of Issuer Risk at Risk department committees
Ownership of concentration risk reports such as Country limits, single-name concentrations
Managing the resolution of Issuer Risk limit excesses
Compilation of daily, weekly and monthly reports for senior risk managers
Maintaining close relationships with other teams globally including Credit Officers, Market Risk Managers, Risk IT and Trading Desks
Developing and maintaining strong audit controls
Ownership of the development of policies and procedures
Streamline existing reporting processes
Drive continuous improvement of systems and processes, working with global IT and business teams to achieve business goals

Global Macro Head of Risk Management Resume Examples & Samples

Evaluating and interpreting Macro risks within the portfolio and potential outcomes / considerations
Manage team of four additional risk professionals. You will have ability to build the team
Manage any systems build out
Engage with Portfolio managers
Engage with the Investment Committee and Executive Committee
Travel across offices is required
Monitor global macro market development and communicate the impact to our global macro portfolios and overall portfolios
Drive other ad-hoc risk analytics for both global macro portfolio and overall portfolios
5-10 years in global macro risk management role
2-5 years in leadership role
Previous trading experience a plus
Broad experience of G20 Rates, FX and Credit products
Experience in Fixed income and Interest Rate Derivatives products, including Interest Rate Swaps, FRAs, Futures, Treasuries, Swaptions, cap/floors, commodities
Experience in FX products, including spot, forwards, options
Experience in Credit products, including IG and HY bonds, CDS, etc. a plus
Degree in finance / math / computer desirable

Senior Manager Appraisal Risk Management Resl Resume Examples & Samples

Research, design, and development of new/existing policies/procedures/documentation
Provide day-to-day support to delivery channels (SMA, HFS and Branch), central processing units and EO Functions
Point of contact in managing appraisal management service providers and managing the overall Bank approved residential real estate appraisers
Managing assigned projects
Preparation of business cases and reports
Design, develop and implement enhancements to existing Real Estate Secured Lending appraisal policies and procedures
Provide direction and expertise to various Bank units/delivery channels and centralized units on appraisal related policies/procedures/systems
Department lead and point of contact with appraisal management service vendors appraisal companies and institutions overseeing appraisal designations, internal fraud committees, etc
Management and oversight of the Bank's Approved Appraisers
Complete and thorough knowledge of the residential appraisal process
Excellent knowledge of existing real estate trends and market conditions
Demonstrated experience in HR management
Thorough knowledge of RESL and appraisal policy and required documentation

Ccb-risk Management Resume Examples & Samples

Minimum 5+ years of business analysis, data analysis, business process engineering and technology integration projects
Experience with data environments, report writing tools, SQL and understanding of complex data relationships
Independent worker that can manage scope, escalate issues and concerns, communicate effectively to management
Hands on experience writing SQL and/or utilizing reporting tools (Cognos, Business Objects) in a large scale data environment

Risk Manager, Group Risk Management Resume Examples & Samples

Approves Transaction Requests within Delegated Lending Limits,meeting agreed timelines
Identifies Risk issues and takes proactive action i.e. within designated portfolio by segment. Keeps up-to-date on economic trends for a designated geographic area
Stays abreast of Credit Administration & Compliance Trends (Expired Credits, Out of Order Margins/Covenants/EWS/Reporting and Security) through enquiry of business partners, recommends course of action on specific accounts and assists business partners with action to correct any unsatisfactory situations
Influences Pricing of Credit to meet target fees/spreads/returns (NIACC/grid)
Represents Bank and Risk Management in marketplace including client visits where appropriate
Participates in RM Projects, task forces, committees, special assignments
Previous credit skills with a high degree of proficiency, preferably GRM experience, but at a minimum 5 years commercial banking account management experience
Teamwork & Cooperation – Building Partnerships with Stakeholders; Adaptability; Knowledge Transfer; Relationship Building
In-depth knowledge of RBC Risk Policies, procedures & practices, Folios, etc
Proficiency with Bank technology

Business Risk Management ENO / AVP Resume Examples & Samples

Audit Liaison & support
Obtain appropriate management consent to update status in the MICOS system
Contribute to the streamlining of workflow and operations in the Business Risk Management team by exploring areas of improvement and offering propositions
Manage and support Ad hoc projects/ initiatives as assigned by PB Hong Kong COO

Risk Management Resume Examples & Samples

3+ Years hands on experience of core Java, XML/SOAP
3+ Years RDBMS/SQL experience
3+ Years Linux/Unix/ksh/Perl experience

Risk Management Administrator Resume Examples & Samples

Maintain contact listings in various formats : Outlook, Excel, Origami
Schedule meetings, arrange conference calls and reserve conference rooms
Manage incoming mail on a daily basis and process accordingly
Manage departmental filing system, including archived files and merging Warnaco files from Milford into available space, sending files to archive in accordance with records retention policy
Make travel arrangements and assist with filing expense reports when requested
Maintain and order office supplies as needed
Process invoices, including verifying amount, obtaining approval signature, and recording on log
Maintain Origami Risk locations, policies, and certificate tracking
Send monthly reminders to business continuity plan owners regarding staff additions and terminations
Handle quarterly SOX reporting from Origami Risk
Manage monopolistic state workers’ compensation reporting on a quarterly, semi-annual, or annual basis (as required by state)
Maintain schedule of insurance policies in Excel
Send daily iJet email and maintain list of recipients
Manage certificates of insurance: Issue certificates in a timely fashion, maintain tracking spreadsheet, provide instructions at renewal for which certificates to issue or cancel
Assist in maintaining Intranet pages, including searching for articles, posting news items, updating features
Coordination of special events (National Preparedness Month) with external vendors and internal contacts
Handle everyday filing needs for department
Assist in gathering and consolidating renewal information for various insurance policies from global locations
Assist Claims Manager with administration work as necessary
3-5 years administration experience. Background in risk management or insurance preferred, but not necessary
Intermediate/Advanced Excel Skills, including concatenate, text to columns, filter, remove duplicates, if/and/or statements, vlookup
Intermediate Word Skills, including Table of Contents, embedding documents, tables
Intermediate PowerPoint Skills, including animation, charts and graphs
Intermediate Outlook skills

Market Risk Management Resume Examples & Samples

Support MLRM's MICOS (Monitoring of Internal Control System)/Management Controls framework, including administration of MICOS system, quarterly control reviews and metrics production
Support the annual review, analysis, testing and documentation of MRM processes and controls for effectiveness and efficiency (Ex: Unauthorized Trading, Front Office Interactions, Minimum Standards, Competency Framework, Risk vs. Profit &Loss Consistency, RCSA, Trading Floor Seats, Offshore Office Locations, etc.)
Tracking MLRM departmental audit and regulatory actions to ensure a timely completion of deliverables
Administration of Action Tracking function in MICOS for all department audit, regulatory and/or RCSA action items/audit points
Support MLRM New Business process owned by the OpRisk & Control Assurance Team, including tracking status of projects and MI production
Assist with completion and documentation of audit points owned by the MLRM Operational Risk & Control Assurance Team
Assist Line Manager with administrative support for department's annual Risk and Controls Self-Assessment (RCSA), such as documentation and consolidation of departmental results
Assist Line Manager in preparing training materials on MLRM Operational Risk & Control Assurance owned processes and procedures
Support ad-hoc inquires as requested from Head of MLRM
Create PowerPoint presentations to support most deliverables

VP Partner Portfolio Risk Management Resume Examples & Samples

Experience in consumer financial service industry or consulting firm required
Understanding of consumer credit risk management preferred
The following skills are required unless stated otherwise

Portfolio Risk Management Ccar Manager Resume Examples & Samples

Carry out day to day portfolio reporting and analysis of risk information
Set up and maintain appropriate quality controls for the processed data
Ensuring complete and accurate risk capture and reporting for US legal entities
Analysis of risk on daily/weekly/monthly basis and timely communication of key points to senior management
Understand key methodologies behind 14Q and perform “what if” analysis and the connection with CCAR and other Market Risk Scenario submissions
Run the developed models during 14Q runs, and document the results for the banks 14Q submission

SVP Partner Portfolio Risk Management Resume Examples & Samples

Responsible for the development of credit strategies of new and existing Small Business accounts including development of authorization, Credit Line Increase & Decrease, Retention, Reissue, Renewal, Sales Growth and First Party Fraud strategy development and execution
Manage a team of 5-7 Business Analysts
Program approval, loss estimation, MIS and analytics and prepare presentations and material for various audiences
Understand the impacts of policy changes to operations and closely work with partners to mitigate impact
Lead projects and teams directly and indirectly
8-12 years of work experience, with 5+ years of experience in an analytical capacity required
Understanding of Credit Card Profit & Loss Drivers preferred
Excellent written and verbal communication skills, and be able to prepare presentations for executive level audience
MS Office, PowerPoint, and EXCEL

SVP Partner Portfolio Risk Management Resume Examples & Samples

Responsible for the development of credit strategies of existing accounts including development of authorization, Credit Line Increase & Decrease, Retention, Reissue, Renewal, Sales Growth and First Party Fraud strategy development and execution
Manage a team of 2-3 Business Analysts
MS Office, PowerPoint, and EXCEL

Citi-icg Risk Coe-transaction Services Risk Management Resume Examples & Samples

0-2 Years in Risk / Finance / Accounting / Economics required
Superior oral and written communication skills & the ability to think critically and analytically
Self-starter with the ability to work within and across teams/locations to accomplish goals in a timely manner
Ability to identify Risks proactively
Knowledge of Banking products
Excellent PC skills with high proficiency in MS Excel and Access
Knowledge of Transaction Services Products
Knowledge of Citi specific tools such as RAPID, and Optima

Senior Manager Trade Floor Risk Management Resume Examples & Samples

Coverage of the NY Prime Services business including securities borrowing and lending, cash and synthetic prime brokerage
Report development – using QlikView and other tools to develop reports for reporting and managing risk
Monitoring the risk of the NY Prime Services business
Converting and expanding existing risk reports into QlikView
Participating in other project initiatives to improve risk measurement and management practices across all of Trade Floor Risk Management – New York
Liaise with global Prime Services risk team
Back up and assist in the daily review and analysis of market movements, market risk metrics, VaR and limit usage of the Prime Services business
Risk adjudication of new and existing initiatives in the Prime Services business
Convert current TFRM-NY Rates reports into QlikView format
Participate in project initiatives based on ongoing Trade Floor Risk Management (TFRM) needs
Knowledge of financial markets, fixed income and derivative products. An understanding of financial risk management concepts is desirable
Experience in Prime Brokerage required
5 to 10 years work experience
Ability to maintain a high level of accuracy, prioritize, and multi-task at all times. Highly developed analytical skills are essential
A degree in finance, economics or a quantitative discipline is required. CFA or FRM candidates a plus
The candidate must be highly motivated as there is continuous pressure to meet deadlines

Manager of Risk Management Resume Examples & Samples

5+ years of Clinical experience in a Healthcare setting
Master’s Degree in a Healthcare related field (MPH, MSN, MBA, or MHA)
Previous experience with Auditing, Risk, Quality, etc
2+ years of Management experience

Risk Management Resume Examples & Samples

Maintain the firm's system for reporting personal investment holdings and help in personal investment related queries including assistance to updating personal investments in the firm's databases
Assess proposed external positions to be taken up by firm's personnel and partners
Manage the firm's independence confirmation procedures and processes
Perform independence and conflict checks and improve the processes and databases
Prepare and deliver training on independence - related topics
Provide independence advice and respond to queries on Risk Management topics and be a subject matter expert
Effective planning and organising skills to prioritise key areas of responsibility, tasks and projects
Problem solving capability – in a creative and effective manner
Ability to take difficult decisions and provide substantiated arguments
Negotiation and influencing skills

Global Risk Management Practices Manager Resume Examples & Samples

Partner with Independent Risk to ensure consistent Risk Appetite Framework for Cards globally and associated management routines to measure and monitor performance
Partner Global Franchise Management to enable lending growth on global basis – from tools and segmentation to lending constructs and programs. This includes new customer acquisition and existing customer management such as line increase and exposure management strategies
Directly engage with business and risk partners in key markets and regions to optimize our use of the Risk Appetite Framework, analytical expertise, and to apply learnings and best practices from local markets
Manage “SWAT” team of resources who can engage and partner with local risk and business teams on opportunities and challenges as needed
Define standards and guidelines for credit testing that can be leveraged on global basis, ensure we have best in class underwriting and risk management tools and processes
Provide subject matter expertise and consultative support to Cards businesses around the globe on new business development and M&A activity, including supporting the US Cards business
Extensive (11+ Years) experience in consumer lending business and/or risk management, preferably credit cards
High-level understanding of the dynamics of the lending industry (preferably credit cards) on global basis, and related macroeconomic implications
Understanding of P&Ls of the lending/cards business, and key drivers of profit and loss
High-level understanding of regulatory aspects, notably those impacting the credit cards industry, that will enable candidate to quickly grasp and understand local/country policies and requirements
Proven track record for leading teams, with excellent relationship management skills
Ability to understand & influence global stakeholders and team members, and lead in the design and implementation of Risk framework and best practices
Strong ability to lead complex analysis, produce compelling presentations and influence executive audiences
Excellent analytical, integrative strategic thinking and project management skills
The following skills are also crucial: SAS/SQL and/or experience in working with data and data manipulation tools; MS Office, PowerPoint, and EXCEL

Avp-risk Management Resume Examples & Samples

Prepare company and industry research and analysis
Analyse financial statements and prepares reports for management
Conduct financial modelling to determine operating performance andassess risk
Develop strategies to mitigate on-going risk
Review, assimilate, and critically summarize transaction-related documents
Monitor and report on assigned portfolio
Represent risk in transaction & account management deal teams, lead underwriting, restructuring, and repossession; participate in commercial negotiations, closing and funding for aviation finance products, portfolio management as required
Account management; maintain up-to-date information, proactively monitor/analyse financial & commercial fitness & determine credit ratings for a portfolio of customers, market sectors and countries. Including keeping SURE (proprietary customer database) current & accurate
Review transaction documentation to ensure adequate structure in accordance with approval, co-ordinating as necessary with other functions
Bachelor’s Degree and/or 4+ years of experience in finance or banking industries with exposure to large commercial transaction underwriting
Experience in financial statement analysis, financial modeling, and valuation
Experience preparing financial information, interpreting financial performance, and assessing risk exposure
Experience preparing and delivering presentations to management and peers
Relevant MBA or financial/accounting professional qualification strongly preferred
Able to manage high flow of big-ticket complex deals
Must be able to demonstrate strong team leadership and facilitation skills
Demonstrate a track record of creative thinking & problem solving, the ability to analyse at the micro and macro level and sound judgement in making recommendation to senior management
Excellent analytical skills – qualitative & quantitative
Strong candidate identified; qualified candidates are still encouraged to apply

Avp-risk Management Milestone Resume Examples & Samples

Maintain up-to-date information, proactively monitoring the financial & commercial fitness of obligors, analyze financial statements and prepare reports for management
Present and defend analysis to management, as necessary
Perform valuation analysis for projects and companies, and prepare full financial projects and financial models for project valuation
Conduct financial modeling and forecasting to determine operating performance and assess risk
Review, assimilate, and critically summarize transaction-related documents for a variety of operating lease, purchase lease back and restructuring transactions
Monitor and report on assigned portfolio, proactively determining portfolio threats
Manage problem and delinquent accounts to ensure customer retention and performance to specifications
Conduct ongoing KYC/AML/Integrity due diligence and other compliance and regulatory requirements in accordance with company policy, practice and law
Conduct extensive jurisdictional analysis on new emerging market countries as well as monitoring political and economic trends in countries where GECAS has existing exposure
Bachelor’s Degree and/or 4+ years experience in finance or banking industries with exposure to large commercial asset backed transaction underwriting
Experience preparing financial information, interpreting financial performance, and assessing risk exposure. Experience preparing and delivering presentations to management and peers
Bachelor’s Degree in Accounting, Finance or Business Administration or equivalent knowledge and experience
MBA Degree
Experience with evaluating legal documentation
Credit analysis experience in an airline, shipping, Investment banking or commercial lending environment with strong credit review/risk analysis exposure

Business Risk Management Resume Examples & Samples

You should have practical experience in private banking front office processes, private banking regulatory requirements and monitoring/surveillance (gained either through business risk monitoring, internal audit, external audit or compliance monitoring)
Basic wealth management, product and/or first line risk management and/or regulatory knowledge are mandatory
Knowledge in basic Excel is required and it would be an added strength to have strong MS Excel knowledge in order to support the production of reports, MI and the banker scorecard
The ideal candidate should have managerial experience as this role requires the coaching of the junior members of the team in the execution of the controls

Market Risk Management Equities Resume Examples & Samples

Analysis and review of risks, focusing on understanding behaviour of derivative products under various market conditions
Production of cluster reports for distribution to senior management and regulators
Numerate degree essential (incl. Advanced Math, MFE, etc.)
Strong IT skills, programming in VBA is a must (MS Access, SQL, R skills are good to have business skills. Ability to work in a complex & dynamic environment, understand various risk management systems and tools and interact with multiple stakeholders
Working with Cluster managers requires ability to work with tight deadlines on complex requirements
Ability to develop new reports by leveraging existing information & systems, enhancing existing reports, etc

Bank Resource Management Collateral Risk Management Resume Examples & Samples

Optimally meeting all CCP margin requirements in Brazil (and elsewhere in the Western Hemisphere)
Overseeing all OTC bilateral collateral for optimal balance sheet, P&L and liquidity purposes
Thoroughly understanding all CCP collateral requirements and relevant rules
Understanding the relevant rates for cash and securities in all markets covered
Drive process and technology improvements across the platform
Direct operations to execute collateral management strategy
Attend conferences/industry forums as collateral management subject matter expert
Analyze market for new product or strategic approaches
Excellent analytical, oral and written communication skills
Quick learner and can deliver quality work in a fast-paced trading floor environment

Quality & Risk Management Assistant Resume Examples & Samples

Support QRM team leader in various daily tasks while analyzing, verifying and checking various internal and external data
Follow internal EY QRM policies and procedures as well as related legislation in Lithuania, Latvia and Estonia
Make sure that EY Service Lines and other administrative functions follow EY QRM policies and procedures
Timely respond to various QRM related requests from other EY Service Lines and other administrative functions, as well as QRM Central team
Build strong internal relationships with members of other EY teams
Other help on request

Risk Management Director Resume Examples & Samples

Providing advice on all regulatory, legal, compliance issues and the risk management pertaining to company's onshore business
Advising WFOEs board, committees and senior management on compliance and regulatory risks impacting the company and its clients
Liaising with Chinese regulatory authorities, internal and external advisors and other risk & regulatory related matters
Providing advice on all regulatory issues relating to marketing activities and all other day-to-day activities of the business
Providing advice on the launch of new onshore products and the registration of offshore products in China as permitted under the Chinese regulations
Agreements management in support of business operations in China
Escalate risk issues to the Asia on risk relating to the onshore business in China
Providing advice and support to other control functions including Operations and Internal Audit
Providing advice on corporate governance issues and employment matters
Providing pro-active advice to the business on meeting regulatory requirements
Participating in global and/or regional legal, compliance and risk initiatives and projects and working with legal & compliance and risk colleagues in other regions

Leader, Assessments & Risk Management Resume Examples & Samples

5-10 Years of Information Security expertise in the following domains â€“ Governance, Risk, and Compliance management tools such as Archer, Vulnerability scanning technology, penetration testing tools and techniques, and firewall rule design and governance
Bachelor's Degree in Computer Science, Engineering, or Information Security, equivalent work experience or military background
Strong analytical skills to define risk, identify potential threats, and develop action/mitigation plan
Strong interpersonal skills, ability to mentor/train staff and bring awareness to current and emerging threats
Previously demonstrated ability to execute tactical activities while retaining a long-term strategic view
Strong written and verbal communications skills with an ability to present technical risks and issues to non-technical audiences
Proven experience mitigating and addressing threat vectors including Advanced Persistent Threat (ADT), Distributed Denial of Service (DDoS), Phishing, Malicious Payloads, Malware, etc
Certified Information Systems Security Professional. (CISSP)
Expertise with industry standard frameworks (NIST, PCI, Safe Harbor, ISO)
Industry certifications such as CSSLP, CRISC, CISA, CISM, CGEIT, CEH, GIAC
Experience with Archer for Vendor Information Security Risk Assessment, Policy Management and Exception Handling
Experience implementing and supporting Enterprise Device Management solutions in support of BYOD
Master's Degree in Information Systems Management, Information Security or equivalent

Risk Management Resume Examples & Samples

Holder of a degree in accountancy or finance related field
At least 5 years of experience in external/internal audit
CA/ACCA affiliate
Strong focus on caring about and meeting client expectations
Structured thinking and ability to put this in writing
Strong report writing skills and good mastery of English and French grammar
Act as a visible role model for our people
Demonstrate flexibility and commitment by travelling regularly outside Mauritius
Multi-tasking - ability to effectively manage more than one engagement at a time
Strong project management skills to consistently deliver engagements within deadlines and to the required standards
Develop robust and enduring relationships based on trust and integrity
Embraces diversity and tolerance of diverse view points and cultures
Build EY brand and marketplace standing by leading by example
Enjoys coaching and developing all of our people
Demonstrate technical expertise

Director of Risk Management Resume Examples & Samples

Oversees the daily operation of Risk Management. Develops long-term risk management and insurance strategies to align with university risk tolerance. Monitors university system operations to ensure that exposures are kept at acceptable levels and loss prevention programs are developed and implemented
Develops and maintains relationships across the university and health system to aid in the execution of the risk management program, including participating on various committees and task forces as needed
Develops, designs, implements and monitors effective loss control programs, such as defensive driving, premises liability injury reduction, and more
Reviews and approves all small to medium-sized property and casualty claims and settlements. Reviews and assigns claims to third party administrator and/or senior risk analyst for handling, and refers significant pre-litigation claims to Associate General Counsel, Litigation. Hires claim adjusters and investigators. Assists defense counsel in case preparation and settlement posture and monitors case development. Manages the self-insurance funds from which payments are made and sets case reserves. Coordinates defense and recovery strategies with insurance carriers
Assesses enterprise/business exposures and emerging risks, and conducts/arranges for regular training on identified risk in concert with other university departments
Determines appropriate insurance coverages, and markets, negotiates and purchases casualty and property insurance coverages for the university
Develops and administers the budget for insurance, self-insurance retentions, and property. Analyzes variances, provides financial status report, and develops annual budget projections
Advises university community on all insurance and liability questions. Reviews and approves special events and contracts for insurance and indemnification language. Approves/disapproves project implementation or continuation
Develops and implements departmental policies for standards. Directs the development, enhancement and maintenance of information systems to support operations. Ensures that internal systems complement university-wide systems and that information is reconciled on a regular basis

Collateral Risk Management Director Resume Examples & Samples

Reports to the CRM Vice President
Review and understand all associated lending products, terms and documentation
Process and setup the associated lending products for ongoing compliance and regulatory monitoring
Monitor collateral daily and identify non-compliant scenarios, confirming accuracy and escalate to Branch networks for resolution plan and date
Manage intraday requests and approve where collateral excess is adequate. Intraday transactions are inclusive of cash and security movements within pledged collateral accounts
Manage third party pledge scenarios where the client's exposure is external with the assets being held internally
Participate in credit system defect identification, UAT testing, and ongoing business requirement decisions
Respond to and support all department hotline inquiries
Manage initiatives to resolve control gaps and enhance current processes for further efficiency and effectiveness as needed
Provide analysis concerning portfolio as needed
Skills and Experience Required
Strong detail and results oriented
Strong independent judgment and awareness of appropriate escalation scenarios
Strong Verbal and written communication
Must be self-motivated and able to work independently
High-level of proficiency in organizing, prioritizing, and managing issues
Proficient with Microsoft Excel and Word
Securities Margin experience and loan/credit operations are a plus
BA / BS or equivalent
Series 7/ or Series 99 a plus

Liquidity Risk Management VP Resume Examples & Samples

Review management reporting generated by CFO unit ALM to ensure appropriate / adequate for Senior Management. Provide analytical support to generate an independent viewpoint and document appropriate challenge(s) particularly relating to independent testing of assumptions
Perform analysis to ensure processes are adequate and effective. Reviews both liquidity risk management policies, limits, standards, controls, metrics and thresholds and ensures they are within the defined corporate standards approved by the Board and ALCO
Review Front Line Units and the Enterprise’s governance processes to ensure Liquidity Risk taken is in accordance with the corporation’s Risk Appetite and that the proper risk framework is deployed to measure, monitor and control the risk. This includes a review of all Liquidity policies, procedures, and the contingent funding plan, with emphasis on the procedures and documenting the quantitative assumptions for both base case and stressed liquidity risk scenarios
Keep current on regulations relating to Liquidity Risk management issued and reviewed by the FRB, OCC, Basel committee on Banking Supervision
Review entire stress testing process as it pertains to liquidity including but not limited to the scenarios that are chosen for the stress tests and assumptions made on liquidity of both assets and liabilities. Perform and document independent analysis on the assumptions to ensure independent viewpoint
Understand and test the transfer pricing charges levied against the business; ensure the charge reflects amount of liquidity risk generated by the Font Line Unit
Perform regular reviews to ensure the liquidity risk processes and liquidity risk reporting is appropriate for that Front Line Unit and any concerns are appropriately escalated to senior management
Participate in data analysis and material preparation for regulatory exams and ad hoc analysis
Support and refine existing stress model assumptions and controls (limits, guidelines, etc…) for LOB and relevant products and activities
Partner with control functions (i.e., ALM, Finance, Risk) to leverage reports, routines, processes and systems
The role holder is expected to work with considerable autonomy, especially with regard to the Liquidity risk management framework of the US Broker Dealer entity. As such, the expectation is significant subject matter expertise in the current US Industry Liquidity risk framework for a comparable SIFI with a Broker dealer entity to ensure a smooth transition. Ideally 5-10 years of experience in a similar role will be considered

Global Head of CTI Risk Management Resume Examples & Samples

15+ years leading people/teams in an audit, compliance or internal controls function in an operations and/or technology environment with knowledge of operating systems, system applications and networks that comprise an information technology environment
CISA certification preferred. Related certifications such as CISSP, CISM, CGEIT, ITIL desired
Citigroup policies and regulatory requirements as they relate to Technology
Experience in audit or risk management. Knowledge of IA’s methodology and procedures
Excellent understanding of Citi's businesses, operations and CTI's role in supporting them. Understands how own function integrates within the overall organization to contribute to achieving business objectives
Global perspective based on personal work experience in Technology and/or Risk Management
Able to operate in a highly matrix environment
Strong leadership, strategic thinking and planning abilities
Interpersonal and communication skills with the ability to influence at all levels of the organization
Ability to negotiate at a senior level and drive consensus

Risk Management Infrastructure Assistant Manager Resume Examples & Samples

Global Tool for Acceptance Continuance (GTAC)
Act as the GTAC operations manager for the region Support
Support daily GTAC queries for 23 Countries specific to functionality
Attend monthly EMEIA Operations conference call and monthly Data quality call. Report back on any Africa requests or issues
Ability to work under pressure to meet tight deadlines
Motivated and committed
Solid IT skills
Completed Articles
At least 4 years relevant experience in areas of accounting, audit, or risk management gained in a large organization with worldwide operations

Oversight & Control Firmwide Risk Management Resume Examples & Samples

Creation of project plans and implementation of effective governance
Management of project scope, stakeholders, risks and issues
Leading and facilitating effective meetings across a global space to meet objectives
Driving decisions to ensure end goals are met
Perform analysis of data to achieve milestones
Communicate project status to senior stakeholders
Ensure control framework is not compromised by project implementations
Drafting project plan, business requirements, test execution plan, UAT entrance & exit criteria, standardized test cases to be leveraged during UAT (where applicable)
Coordinate UAT (user acceptance testing) across all impacted line of business and functional groups
Partner with technology to ensure the design and build requirements meet business needs
The candidate must be a self starter who is able to work in a fast paced, results driven environment and capable of communicating and escalating appropriately across a large senior audience. Additional qualifications include
7-10 years of Project Management experience required
Able to take initiative and drive projects to successful completion
Experience working on large projects or leading smaller end to end projects preferred
Experience in management of critical path, issues, risks and dependencies
Proficient in Microsoft applications, specifically Excel and PowerPoint
Ability to quickly understand complex subject matter
Ability to execute tasks under aggressive targets and effectively manage to changes in plan
Ability to multi-task and prioritize issues

Market Risk Management Resume Examples & Samples

Presentation capabilities
Leadership to manage working groups
Fluent in Spanish/English
Availability to travel
Knowledge in accounting/finance topics
Knowledge in market risk topics is a must
Capability to communicate and teach

100

Manager, Group Risk Management Resume Examples & Samples

Approves Transaction Requests within Delegated Lending Limits,meeting agreed timelines, on a high volume portfolio of clients in the Health Care Professionals sector
Identifies Risk issues and takes proactive action i.e. within designated portfolio. Keeps up-to-date on economic trends nationally, and within designated sector (Health Care Professionals)
Monitors Portfolio Trends (BRR, Delinquent & NAL, WatchList (i.e. Classification & Strategy)
Stays abreast of Credit Administration & Compliance Trends (Expired Credits, Out of Order Margins/Covenants/Reporting and Security) through enquiry of business partners, recommends course of action on specific accounts and assists business partners with action to correct any unsatisfactory situations
Understands and adheres to RBCFG Compliance requirements (Code of Conduct, Customer & Employee Privacy Codes, Bank Act, Competition Act, and Securities Act). Ensures client & employee information, both electronic and paper based, is kept confidential and protected at all times
Pursues a Personal Development Plan designed to achieve career objectives
Communication & Coaching – Listening, Understanding & Responding; Impact & Influence; Information Seeking; Consulting Orientation; Identifying Business Opportunities
Initiative – Achievement Motivation; Commitment to Continuous Learning
Thinking – Analytical Thinking; Breakthrough Thinking; Conceptual Thinking; Strategic Business Sense
In-depth knowledge of RBFG Risk Policies, procedures & practices, Folios etc
Strong Risk assessment & analysis skills
Ability to proficiently communicate (Oral and Written) in both English and French languages

101

Cbna-gcg-intern for Risk Management Resume Examples & Samples

Has experience in data and process validation
Keen to details, specific to documentation process and user testing
Open to coordinate with different internal and external units

102

Cbna-gcg-intern for Risk Management Resume Examples & Samples

Has experience in reviewing documents (MOA, Operating Procedures, etc.)
Can be a student majoring in Legal Management, Political Science, or Philosophy
Keen to details, specific to documentation and processes

103

Risk Management Resume Examples & Samples

Supporting the overall risk management within the EMEA region
Assisting with the management of country risk to encompass management and mitigation of risk during crisis, cross-border risk management, GIIPS exposures monitoring and day-to-day risk management for EMEA countries
Assisting with the preparation of Board and senior management presentations, analysis and reporting
Assisting with the management of information, dialogue and relationship with regulators
Responsibility for preparation, integrity and analysis of monthly, quarterly and ad-hoc regional/legal entity reports and presentations
Strong analytical skills with working knowledge of the principles of credit risk and/or market risk, capital markets and finance
Understanding of Citi’s business model and/or other financial institutions
Strong quantitative skills, particularly around statistics and fixed income and strong attention to detail

104

Manager Internal Ratings Management Global Risk Management Resume Examples & Samples

Assist to design, implement and maintain borrower risk rating models for the Bank’s non-retail portfolio
Perform data profiling related to the borrower credit risk rating models
Perform research and analysis of applicable methodologies for borrower risk rating modelling; present and recommend appropriate options
Identify key drivers and recalibrate borrower credit risk rating models by performing statistical tests
Perform analyses to support re-calibration of models as mandated
Prepare model development/recalibration document packages
Maintain SAS programs and the respective processes in compliance with Bank’s End-User-Computing standards
Support the Director and Senior Manager in communications with stakehoders i.e. Credit, Banking, and IT
Perform ad-hoc analysis to support requests from senior management, Validation, Audit, and regulators
Participate in testing of model implementations in IT systems
2+ years of hands-on experience in quantitative/statistical analysis and data mining; exposure to quantitative/statistical analysis related to borrower risk rating modelling is preferred
1+ years of experience in adjudicating and/or originating non-retail credit risk models
Ability to efficiently manage multiple priorities to ensure timely delivery

105

Business Risk Management Resume Examples & Samples

Supervisory Controls - Risk & Compliance Scorecard & MICOS
Take full ownership of Supervisory Controls (i.e. Risk & Compliance Scorecard and MICOS) relating to Private Banking Japan and support/propose changes to controls and ensure necessary management information available for completion of controls
Report significant deviations, identify potential risks and propose preventive / corrective measures relating to Private Banking Japan with a proper escalation to Head of Private Banking Japan and COO of Private Banking Japan
Be successful in embedding and rolling-out Supervisory Controls as part of the Front Line Leadership framework throughout Private Banking Japan’s critical departments including necessary trainings – monthly completion statistics and independent quality assurance as benchmark for success
Internal Processes, Rules & Procedures Manual Management
Lead and coordinate the relevant functions to develop, maintain and improve the overall structure of internal processes, rules and procedures manuals of Private Banking Japan with a key focus on adherence to these by providing clear guidance / training as well as on maximizing efficiencies
Maintain and ensure adequacy of PTD Database of Private Banking Japan and undertake periodic inspections as required under PDPL manual including checks to ensure "Clear Desk Policy" is being closely followed within Private Banking Japan
Holistic Risk Management
Plan and coordinate the effective implementation/improvement of a solid risk management framework for Private Banking Japan aligned with Private Banking APAC best practices
Monitor and analyze operational losses and provisions, major incidents and other operational risks identified within Japan as a second line of control to the Business Division and ensure tracking and follow-up (i.e. preventive/corrective measures)
Organize, prepare and conduct the monthly PB Risk Management Committee ("PB RMC") for Japan and represent Private Banking Japan in coordinating all aspects relating to regulatory inspections in conjunction with General Counsel
Perform Internal Control Manager (ICM) function for satellite offices to Tokyo office

106

Bank Risk Management VP Resume Examples & Samples

Manage the development and production of information that will be reported to the Bank Risk Committee and the Board Risk Committee
Prepare meeting agendas, compile materials, and coordinate with presenters in connection with Committee meetings
Coordinate quarterly Risk Assessment updates across each of the Bank’s product lines and risk categories by partnering with risk coverage owners and front line business units
Work with Credit Policy Team to update Bank’s Risk Governance Framework document
Work collaboratively with Treasury and Risk’s CCAR/DFAST coordinators to deliver Risk owned components
Help track and manage Key Risk Indicators and Limits supporting the Bank’s Risk Appetite Statement as required by the OCC’s Heightened Standards
Partner with sister-Bank counterpart to ensure consistency of reporting content, as applicable
Proficient in Microsoft Office, including Excel, Power Point and Word
Strong planning, organizational, and project management skills
Ability to prioritize, multi-task and meet deadlines in a fast-paced environment
Motivated self-starter able to thrive in a high energy, collaborative, team-oriented environment

107

Head of Business Risk Management Resume Examples & Samples

Provides leadership direction and agrees on specific objectives
Develops a high performing team that can support delivery of the Credit Suisse UK strategy
Creates work environment that encourages people to give their best
Demonstrates respect for, interest in and understanding of a range of attitudes and styles
Contributes to a positive and inclusive team environment, inspires others
Balances need from day-to-day activities with developing and pursuing a long term strategy
Initiates and supports development of improved policies and processes
Observe proper standards of market conduct
Treat Customers Fairly
Escalate quickly
Consider long term implications
Strong understanding of business risk management within the banking and/or securities industry
Knowledge and experience of Private Banking would be beneficial
Hands-on experience in managing the key risks facing CSUK Ltd including: Suitability and Appropriateness, AML, Cross Border, Trading Risks, Transaction Management, Tax Compliance
Experience in implementing and managing supervisory structures in financial services
Demonstrated management and leadership skills
Communicates effectively; moves easily from discussion to agreement
Develops sustainable relationships with colleagues
Ability to communicate complex or difficult concepts and negotiate and influence others, to adopt different points of view
Ability to prioritize activities and those of colleagues
Ability to manage multiple work streams to achieve departmental goals
Challenges status quo and contributes to change. Is eager to grow and learn for their area and as an individual
Knowledge UK regulatory environment and rules would be an advantage
Keeps up to date with leading edge business trends and information
Promotes and protects interests of all Credit Suisse stakeholders and the reputation of the bank

108

Head of Balance & Control, Risk Management Resume Examples & Samples

Manage and co-ordinate across functions of periodic Business Monitoring, internal and external audit review or Exam
Lead the HKMA Stress Test, CCAR, ICCAP, RRTS and Basel automation and reporting
Represent the Bank in the HKAB and Credit Bureau industry forum and overseeing the HKMA IC6 & IC7 regulatory governance on data access and contribution quality
Ensure the internal and external regulatory reporting are delivered timely and accurately to assure data integrity
Monitor and influence others to properly implement and execute the qualitative assurance process to assure system and operation execution are up to expectation and standards, drive to implement proper corrective actions to address defects (if any) surface through the quality checks
Maintain credit delegation empowerment and monitoring of performance of credit officers
Oversight Payment Risk Systems approval and monitoring process
Proven track record in audit, control and compliance related to Consumer Bank lending products and consumer credit cycle related credit processes e.g. Credit Initiation, Collection, Authorization, Portfolio Actions etc
Good interpersonal/negotiation and project management skills to influence key stakeholders in change management and implementing new governance framework, policies etc
Train and cultivate strong conduct, ethic and control sense to assure execution excellence and issues surfaced will be timely and properly escalated for management attention and rectification
Subject matter expert on the Regulatory governance/reporting requirement and risks in instilling adequate control framework to ascertain proper execution
Strong control sense and in-depth knowledge on Consumer lending product system, processes supporting functions across Consumer Credit cycle
Experienced in handling Auditor and Regulator

109

Senior Manager, Global Risk Management Resume Examples & Samples

Analyze loss experience, market trends, financial indexes, and local legal and business requirements to determine the best risk financing strategy
Identify exposures and develop ongoing strategies to address business requirements and integrate global risk programs on an enterprise-wide basis
Develop thorough understanding of Xerox’s business operations and be able to articulate the technical details to external insurance providers/brokers and coordinate the management of the Xerox’s insurance programs with brokers and third party administrators
Review customer, vendor and facilities lease contracts to ensure compliance with Xerox’s insurance guidelines. Requires a thorough understanding of indemnification and limitation of liability provisions
Support corporate Mergers & Acquisitions group by providing insurance advisory service on due diligence exercises
Manage Risk Management accounting activities including procurement of actuarial reports for retained risks and monthly reconciliation of General and Automobile Liability, Workers Compensation and Prepaid Insurance balance sheet accounts
Oversee Xerox captive operations
Negotiate sensitive claims with Insurance Companies, adjusters and third party administrators
Manage broker, insurer, local and regional Xerox relationships to implement cost effective insurance programs
Gather all necessary application information with senior management authorization and present it to underwriters
Coordinate coverage layers and negotiate potential gap between excess and primary layers to assure continuity of coverage
Bachelor degree in Business, Finance or other quantitative discipline; MBA in Finance preferred
Designations such as CPCU, ARM, CIC, or CRM
8 years of insurance industry/risk management experience in a complex operating environment; knowledge of insurance markets, contract, policy terms and conditions and statutory laws
Highly developed analytical and problem solving skills
Involvement with cross-functional team members (e.g., Treasury, Tax, Accounting, Audit) requiring ability to gain alignment

110

Americas Head of Reputational Risk Management Resume Examples & Samples

The jobholder is required to work with considerable autonomy, dealing with issues for which there is no straightforward solution and which require sound judgement and clear direction. Where matters have major consequence there will be co-ordination with the Regional Heads of FCC and RC. The jobholder will help create new policies to ensure the proper management and mitigation of reputational risk for the U.S. and lead their regional implementation
The nature of the role requires close working contact with the Global Head of Reputational Risk, executives in Holdings and across the region together with regional function heads and country-level risk experts in the businesses and their respective teams
Experienced professional with experience gained within the financial services industry
Able to demonstrate expertise in the field of reputational risk management and gain the confidence of management and colleagues. Broad knowledge of Compliance operations and requirements and the U.S.’s businesses and structure
Experience in roles where successfully mitigating reputational risk is evident
Proven ability to exercise sound judgement, based on expert knowledge of reputational risk. Seen as a point of authority within the region
Lateral thinker/problem solver working in a complex environment where there are frequently conflicts to be resolved
Excellent communicator with strong inter-personal, influencing and relationship-building skills
A self-starter with the ability to organise/prioritise effectively

111

Guardian of Risk Management Resume Examples & Samples

Positive attitude to doing reports and analyses
Communication, as your helping tool
Affinity towards technological environment
Persuasiveness, when it is a necessity
Contribution as a team member with strong drive and self-starter attitude

112

Senior Manager Trade Floor Risk Management Resume Examples & Samples

Daily risk monitoring of the New York Rates, Corporate bond and Loan trading desks
Responsibility for the initial development and continuing maintenance of appropriate reporting frameworks, controls and policies for the Rates and Credit businesses
Participating in other project initiatives to improve risk measurement and management practices across all of Trade Floor Risk Management-New York
Daily review and analysis of market movements, market risk metrics, VaR and limit usage of the New York Fixed Income trading desks
Participate in evaluation of new products, strategies and analysis/review of new market risk limit requests
Prepare monthly and quarterly presentations on the risk and performance of covered businesses
Conduct daily examination of credit market conditions and evaluate risks for the various rates and credit books
Play a major role in building tools and frameworks to optimize the use of data, and help make the report production process more efficient
Participate in various Global Risk Management (GRM)/TFRM initiatives to improve the identification, assessment and communication and mitigation of market risks
Superior Excel/VBA skills required. Tableau/Qlikview skills highly desirable
Ability to maintain a high level of accuracy, prioritize, and multi-task at all times. Highly-developed analytical skills are essential
A degree in Finance, Economics or a Quantitative discipline is required. CFA or FRM candidates a plus

113

Head of Liquidity & Interest Rate Risk Management Resume Examples & Samples

Represent Citi in discussions with Canadian regulators on liquidity and banking book interest rate risk issues
Ensure Canada Franchise complies with all Canadian and US regulations, guidelines and liquidity and interest rate risk requirements
Perform or oversee gap analyses for new liquidity and banking book interest rate risk regulatory requirements and Citi policy enhancements and ensure timely closure of gaps
Oversee the implementation of the new Canadian Liquidity Adequacy Requirements Guideline as defined by OSFI, including the implementation of Net Stable Funding Ratio and intraday liquidity requirements
Identify and provide in depth analysis of existing and emerging liquidity and banking book interest rate risk issues affecting Citi's Canadian Franchise and provide regular updates to regulators, Canadian senior management and Asset Liability Committee (ALCO)
Deliver presentations regarding key liquidity and banking book interest rate risk issues, exposures, etc. to key internal clients and regulators
Represent Canada Risk Management in the implementation of Citi’s global banking book interest rate risk measures and framework
Design banking book interest rate risk limit structure for the Canadian franchise in accordance with Citi guidelines
Oversee liquidity and banking book interest rate risk components of major regulatory submissions including annual Internal Capital Adequacy Assessment Process and Recovery Plan
Monitor key risk metrics relevant to liquidity and banking book interest rate risk against limits and ensure breaches are escalated and resolved timely by interacting with business partners
Develop in-depth analysis of liquidity and banking book interest rate risk issues for presentation to Canadian senior management, internal audit, ALCO and regulators
Partner with global peers to leverage best practices in the identification and implementation of risk mitigation programs
Assess risk/return trade-offs associated with transactions, products, and client relationships
Represent Citibank Canada at various Canadian Bankers Association committees on liquidity and banking book interest rate risks
Create and sustain a network of strong relationships with peers, Citi business partners and Canadian senior management
Extensive project management experience
Bachelor’s Degree or higher in Science, Technology, Engineering or Mathematics (STEM) field, business or finance
Solid understanding of asset/liability management
Must have advanced Knowledge of MS Excel, PPT, VBA
Ability to proactively think about current and potential risk issues and how best to apply to Citi’s Liquidity and Banking Book Interest Rate Risk management practices
Effective negotiation and interpersonal skills

114

Senior Manager Global Risk Management Enterprise Risk Resume Examples & Samples

Enhance an integrated reporting data structure to provide information to support business decisions
Summarize and describe changes in the Bank’s credit risk globally for internal and external stakeholders
Provide fast and reliable revision of reports as requested by the Board, Executive Management and regulators
Provide error-free reporting, test changes to various data sources, ensure timely delivery of reports, and improve quality/consistency of the analytical tools in Risk Analytics
Provide new employees with an overview of responsibilities, reports and data feeds
Be able to calculate collective allowance for performing loans and generate reports needed to communicate changes to stakeholders
Streamline data flow and generate stakeholder reports related to the Credit Risk Appetite
Assist in the redesign of processes and dataflow to accommodate IFRS 9 Expected Credit Loss metrics
Oversee the development and production of monthly and quarterly top management reports (Over-threshold, MD&A Eurozone, OSFI Eurozone, Top 20 exposures, OSFI Credit Data Call, Collective Allowance, Credit Risk Appetite, NCR, Global Country Risk, Industry Analysis, Wholesale Collateral etc.). Ensure that all processes are run smoothly
Interpret periodic and detailed information requests into reports, including describing and quantifying factors impacting movements in monitored portfolios for Senior Executives
Respond to ad-hoc and/or recurring information requests as well as to requests for data reconciliation through SAS programming
Assume responsibility for select Enterprise Risk reports
Assist in redesign of Enterprise Risk source database to improve efficiencies, facilitate analysis, and shorten report generation times
Participate in the identification, assessment, measurement, and monitoring complex, cross-enterprise risks, and communicating these to Executives and the Board of Directors. Assist in preparation of the GRM quarterly report to the Board of Directors and Briefing Binder Report used by the Executive Management
Develop Business testing strategies and reasonability reviews for GRM and Finance reporting projects (Basel III, data source enhancements, IFRS 7, IFRS 9, etc.)
Be sufficiently knowledgeable of processes surrounding the calculation of Collective Allowance and Credit Risk Appetite to assume related accountabilities if needed
Advanced knowledge of Base SAS, Access, Excel, relational databases, and data mining. Ability to use SQL to run queries in different environments, and aggregate data from several sources in various formats
Proven problem resolution skills. In many cases the incumbent is reliant on other departments (e.g. market risk, credit risk, investor relations, credit information systems, compliance, international banking finance and executive office finance, technical support, and other risk management staff) to identify and resolve problems
Knowledge of banking products, accounting and finance principles, exposure measurements, reporting to regulators and Senior Executives
Strong programming, technical, and analytical skills. Detailed knowledge of the different source systems at use in the Bank, and how they capture, account for, and represent financial transactions, is essential. While analytical skills are important, verbal and written communication skills are equally needed

115

Senior Manager Business Risk Management Resume Examples & Samples

At least 5 years of experience in a risk management / control or Legal/Compliance function
Ability to deal with complex situations/cases and present them with risk assessment to Management in simple language
Ability to think global, strategic and front-to-back
Strong communication/language (in particular in English) and leadership skills
Strong in UBS behaviors
Good judgment capabilities
Knowledge of front processes would be a plus

116

Manager, Treasury Market Risk Management Resume Examples & Samples

Work closely with the Treasury function to ensure that appropriate processes, models, assumptions are in place to manage key balance-sheet key risk indicators within the stated risk tolerance and appetite. Weigh in on these and advise the Director on the appropriateness of such risk management framework, and risk measures as they pertain to the overall balance sheet
Supervise one quantitative analyst to produce the monthly committee materials, risk analysis around EVE and NII at Risk, and Liquidity risk reports as called for under regulatory imperatives such as SR 10-1 and Enhanced Prudential Standards in the Dodd-Frank Act
Develop a framework for enhanced anticipatory risk management covering areas such as interest rate risk metrics, deposit modeling, prepayment modeling, balance sheet forecast. Create the capability to perform what-if analysis to quantify the impact from LOB initiatives on the forecast and the resulting risk metrics
Analyze Fifth Third's balance sheet relative to the interest rate risk posed, help inform the limit setting process, monitor positions, and conduct sensitivity testing to inform ALCO and other relevant oversight and governance committees
Monitor key risk indicators against established limits, reporting limit breaches and make suggestions to senior management and Board, via established chain of command and governance forums
Work closely with the Director of Treasury and Mortgage Risk and all relevant members of the Finance Division on public disclosures related to our interest rate risk management practices and positions
Enhance the process to review prepayment and term-structure model outputs, tuning parameters, and help quantify the impact on key risk measures
Responsible for providing employee timely, candid and constructive performance feedback
Developing all employees to their fullest potential and provide challenging opportunities that
Graduate Degree in Risk Management or Financial Engineering field
Certification: Financial Risk Management (FRM) a plus, but not required
Minimum of 10 market risk management experience
Minimum 5 years management experience
Solid experience in managing risk of interest rate risk, funding risk, strong understanding of balance sheet hedging techniques, and experience addressing regulatory imperatives such as Basel and Dodd-Frank
Thorough knowledge and experience with capital planning and CCAR submissions. Ability to conceptualize and explain the impact on the banking balance sheet under different macro-economic scenarios
Must have previous hands-on experience in implementing and working with risk systems similar to AnSER, Blackrock Alladdin, OpenLink, and QRM
Must be experienced in dealing with US GAAP, FAS 133 and FAS 157 requirements. Must

117

Manager Internal Ratings Management Global Risk Management Resume Examples & Samples

Assist in the development, implementation and maintenance of the expected credit loss models that are compliant with IFRS 9 standards
Perform data profiling and analysis related to the expected credit losses
Research relevant statistical techniques and propose methodologies for models for lifetime, significant increase in risk, and expected credit loss
Liaise with other modelling teams to establish appropriate techniques for segmentation, future outlook, and point-in-time parameters (i.e. PD, LGD, UGD)
Perform analysis to support the annual re-calibration of ECL models as mandated
2+ years of hands-on experience in quantitative/statistical analysis and data mining; exposure to quantitative/statistical analysis related to non-retail credit risk modelling is preferred
Knowledge of issues and techniques pertaining to collective allowance, provisions for credit losses, and non-retail credit risk management

118

Director of Risk Management Resume Examples & Samples

5+ years of Hospital Risk Management experience
Previous Insurance / Claims Management experience
Experience with DOH / NYPORT reporting
Registered Nurse (RN) license

119

CRO Market Risk Management Ccar-VP Resume Examples & Samples

Work with Lines of Business to understand key risk drivers in the Credit Suisse USA holding company
Understand VaR risk methodologies
Other US legal entity market risk management related projects and tasks

120

CRO Market Risk Management Ccar-director Resume Examples & Samples

Understand economic forecast and market factor forecast
Understand VaR methodologies
Document and interpret Market Risk RWA projection for CCAR submission
Ad hoc regulatory requests

121

Risk Management Resume Examples & Samples

Program planning: business requirement gathering, overall experience, resource planning, role & responsibility definition, training structure and logistics (including vendors)
Participant identification & selection: engaging the LOB from referrals, to campus visits, through interviewing and selection
Participant onboarding & experience: expectation setting, pre-work, training, ongoing social/networking events
Participant development: performance management, career planning, mentoring & coaching
Program oversight: schedule & budget management, job placements/assignments
Program assessment: LOB and program participant satisfaction, vendor performance management
Diversity & Inclusion: identify diverse talent early, be a leader for overall diversity & inclusion efforts within the LOB
Continuous improvement: adapting to external market trends and internal LOB needs, collaborating with peers across LOBs
5 - 7 years of experience, with positions of increasing responsibility
The ability to paint a compelling vision of a career at Key to attract talent
The ability to manage, mostly through influence, to keep a multitude of stakeholders coordinated and high-performing
Perceptive enough to judge the true strengths and weaknesses of people
Able to connect talent with organizational needs to put the best talent in the most challenging and fulfilling roles
The ability to keep talent engaged in good times and during challenges
An ability to engage diverse constituents, from students through senior executives

122

Senior Manager Internal Ratings Management Global Risk Management Resume Examples & Samples

Develop, implement and maintain ECL models that are compliant with IFRS 9 standards
Perform research and analysis of applicable methodologies for ECL modelling, and present and recommend appropriate options
Implement and maintain a rigorous framework of internal controls and comprehensive documentation related to the ECL models
Communicate results of analysis through documentation to internal/external audiences, and liaise with relevant stakeholders such as Credit, Banking, Validation, Audit, and Regulators
Re-calibrate the ECL model annually as mandated
Prepare model calibration document packages on time to submit to Validation
Provide guidance, as the subject-matter expert, for implementing ECL models in IT systems
Keep abreast with development of IFRS 9 standards, Basel standards, and industry best practices
5+ years of hands-on experience in quantitative/statistical analysis and data mining; exposure to quantitative/statistical analysis related to credit risk modelling is preferred
3+ years of experience in adjudicating and/or originating non-retail credit risk models
Advanced knowledge of issues and techniques pertaining to collective allowance, provisions for credit losses, and non-retail credit risk management
In-depth understanding of statistical techniques and procedures related to segmentation, driver analysis and predictive modelling
Advanced SAS proficiency is required; excellent computer programming skills, particularly statistical and database modeling tools; well-developed ability to adapt to various programming languages and environments
Well-developed writing and presentation skills, including competence in comprehensively and concisely reporting and presenting the results of complex analysis
Well-developed communication skills, including competence in explaining statistics and models to business users and delivering challenging messages to various internal and external stakeholders
Attention to details, independence, and ability to effectively collaborate in teamwork
People and project management experience would be an asset

123

Quality & Risk Management Resume Examples & Samples

Conduct research to resolve conflicts, and obtain materials, in order to review business relationships, public company independence, personal financial independence or other processes
Work with management & RM analysts to review submissions from client teams. Evaluate the completeness, accuracy and appropriateness of proposed transaction/requests
Identify key issues and risks in the Q&RM function or process, by comparing facts and circumstances to current EY policies
Handle information and analysis requests from Q&RM consultants and client engagement teams
Understand complex, non-routine questions from client teams, and coordinate appropriate responses through consultation
Recommend improvements, and/or develop new approaches or deliverables, by utilizing your knowledge of existing Q&RM processes, and your business experience
Liaise between the client teams, other members of the Q&RM team, and various functional areas within the firm (e.g., Center for Business Knowledge, Finance, and Strategic Sourcing)
Review and analyze reports, to identify variances or trends that should be brought to the attention of management
Maintain and expand your knowledge of your area of expertise, and communicates new developments and resulting impact to clients and team members
Develop relationships, and build a network of people within the team and across the firm
Apply judgment to consultations and/or submission reviews
Develop an enhanced understanding of the key independence rules and policies of EY and the regulator
Gain knowledge of one or more Q&RM functional areas within the firm
Develop a solid understanding of relevant firm business
Respond to escalated issues, or sensitive transactions. For example, coordinate with other departments within the firm to obtain data reports, covering time charged and scheduled time to engagement codes
Analyze these reports to determine whether an EY/Securities & Exchange Commission (SEC)/American Institute for Certified Public Accountants (AICPA) violation has occurred or is likely to occur
Communicate directly with the individual and/or the partner in charge to obtain additional information, and interpret firm/SEC/AICPA guidance to conclude whether there is a violation. Document the conclusion reached, and report violations through the firm's independence system. A similar comparison is performed with respect to the majority of the US firm's Audit and Tax scheduling systems, whereby the Q&RM Senior Associate proactively identifies potential violations, and notifies the affected individual and the related engagement team on a timely basis
Regularly exercise independent decision-making skills within the framework of the Q&RM/Independence policies and processes. Guide client teams on issues of moderate complexity
Deal with executive leaders
Train associates and/or interns on firm processes and policies, and enable these members to handle more complex issues
Ability to manage tasks and activities in a timely manner and be responsible for specific outcomes
Basic knowledge of project management tools and methodologies
Flexibility to adapt to different working situations
A strong sense of initiative
Adept at keeping sensitive information confidential
Confident at delivering tough messages to executive leaders within the firm
Strong research and communications skills
Ability to successfully handle multiple tasks
Good working knowledge of computers and common software packages, including analytical tools
A minimum of 3-5 years related experience

124

Risk Management Assistant Resume Examples & Samples

Support the Risk Management function across all aspects of CR risk management globally and in particular provide assistance, cover and support for risk management staff based in Mumbai
Data matching and maintenance, data analysis, investigation and communication with individuals in CR globally with a view to maintaining and testing the control environment
Perform regular tasks that involve data manipulation, matching and data input to a high degree of accuracy on a regular basis e.g. daily, weekly, monthly
Compile the results of script-based work for management/audit consumption e.g. summarise results in management reports
Perform less structured (scripted), ad-hoc tasks as necessary, summarising the steps taken and results achieved for Management e.g. searching published research for errors against minimum standards or gathering information on the internet
Perform regular testing of business controls, use judgment to categorize results based on materiality and package up the data, methodology and test results in a form accessible to a third party
Act as a champion for best practice in terms of
Ensuring information sharing within the team
Ensuring tidiness, availability and appropriateness of documentation
Involvement in identification of issues through monitoring of metrics/business updates coupled with in-depth checking/testing as necessary to identify Control failures
Investigate the impact of any control/process issues discovered, facilitate creation and ownership of Corrective Action Plans and ensure tracking to resolution
Develop an understanding of and help to ensure compliance with Citi requirements around Information Security, Fraud Management, Supplier Risk Management and Record Management
Strong administrative, time management and organizational skills
Ability to take initiative, think strategically, apply common sense, identify creative solutions
Attention to detail – ability to do some mundane tasks e.g. data entry consistently well
Investigation – ability to highlight inconsistencies outside of the core task and investigate whether they are meaningful
Customer focused — customer service approach
Team player — work effectively with others in cross-functional teams
Innovation – ability to generate and implement quick alternatives to validate work completed prior to publication
Demonstrated facility with computers, including proficiency with Word, Excel (e.g. vlookups, pivot tables, nested cell formulas, pivot tables, charts, standard functions), and PowerPoint
Strong communication, interpersonal and collaboration skills with the ability to build consensus
Emotional maturity to interact calmly and sensitively with colleagues on emotive issues or in pressured situations across all levels of the business
A robust ethical approach and a strong desire to implement and improve

125

Asia Consumer Risk Management Resume Examples & Samples

Participate with Global Consumer line management in planning business strategies
Monitor the credit risk performance of products/portfolios
Conduct periodic reviews of asset businesses and provide an ongoing assessment of credit risks in the portfolio and product strategies
Approve new product launches, credit tests and risk concentrations as part of the annual business plan and Product Approval process (or any amendments thereto)
Work with Global Consumer Risk Management to establish, update and monitor GCCFRP
Appoint, and recommend for appointment and elevation Senior Credit Officers in their businesses
Establish their approval authority and limits and review their performance and compensation jointly with their Business Heads and the Global Consumer CRO
Work with the Global Consumer Risk Management to provide oversight on credit and fraud related training
Manage development of models, scores, and systems for automated decision-making
Approve their use and establish policies, cutoffs and approval/renewal criteria for these systems
Supervises a set of countries in Asia, carries a SCO Level 2 authority and acts as a GRD designee to review and approve GCCFRP exceptions
Provides oversight, and at times where required, manages execution of key credit processes across the whole of Asia, such as the implementation of Model Risk Management Framework, and in such capacity, participates as the Independent Risk lead in relevant within region or global committees, working groups or governance bodies
Acts as the primary Independent Risk interface to regional product groups, participates as a member in their regional management team and leads implementation of key regional product introduction/enhancement
Where expertise is available, carries other specialist designation for the Asia Region, such as Regional Modeling Head
Implement credit and risk assessment policies and practices for the Region as per GCCFRP and meet the Heightened Standards as set by the regulators, while simultaneously provide thought leadership and proactive risk management direction to Country Risk Managers and Regional Product Directors and their organization, as well as other senior functional leaders
For the countries under supervision, with a higher delegated credit authority, collaborate with the Country Risk Managers and Regional/Corporate Risk Managers in the assessment of business risks and the building of organizational strength, e.g

126

Risk Management Resume Examples & Samples

Full diary management. Pro-actively managing constantly changing schedules, prioritising time-sensitive tasks and meetings, pre-empting conflicting requests
Acting as the main point of contact for all incoming requests
Providing full telephone coverage as well as covering other assistants’ phones
Booking and coordinating all business travel
Processing expenses and payment of vendor bills
Preparation of materials for internal and external meetings, including Powerpoint presentations, word documents and Excel Spreadsheets and including printing of packs when required
Maintenance and monitoring records for the team, including attendance and holiday records
Providing general administrative support for the organisation of meetings, workshops, conferences and team meetings
Management of room bookings
Some inbox management where requested
Arrange all New Joiner set ups, including ordering PCs, Phones, Blackberries, organising IT Log-in, training etc
Assisting and supporting visitors from overseas offices to the London office. Offer full admin support during the visit when required
Point of contact for all administrative queries for your manager’s and their direct reports
Providing assistance to Hiring Managers: setting up interviews, liaising with HR and candidates directly
Assistant coverage as and when required to cover periods of vacation with admin assistants in the department
Excellent verbal and written communication and interpersonal skills
Ability to compose own correspondence
Experience of working in a global organisation and working with multiple time zones
Must be able to communicate confidently
High level of confidentiality essential
Numerate
Previous banking experience an advantage
Previous risk management experience an advantage
Previous knowledge of Morgan Stanley systems advantageous
A level educated

127

Risk Management Resume Examples & Samples

1) Balance the risk and return for customer initiated credit line increase program to optimize the decisions on underwriting and line assignment
2) Identify policy improvement opportunities and take ownership of policy analytics – from conception to execution
3) Develop, produce and manage the MIS reports to measure and monitor the program, intepret the trends and explain the key drivers, and proactively manage the health of the program with all stakeholders
4) Improve the customer experience of the customer initiated credit line increase program
5) Work togher with Risk Operation team and system execution team to ensure flawless execution of various testing and strategies
6) Manage the control tasks, including the inter and external audits and policy governance
Bachelor’s degree required in Mathematics, Engieneering, Statistics, Physics, Economics or relative quantiative discipline
3-5 Years of experience in an analytical capacity required
Strong quantitative aptitude and advanced skill in Excel, Access, SAS, SQL, and/or other analytical/data mining tools
Cross-functional project management experience is highly desirable
Detailed-oriented, high level of intellectual curiosity and strong sense of ownership

128

Regional Administrative Assistant Roynat Risk Management Resume Examples & Samples

Provide reliable operational support for routine Regional Office administration by
Co-ordinating, controlling and circulating relevant files, incoming/outgoing correspondence and distributing items as required in a timely manner
Co-ordinating the receipt of various monthly reports on client portfolios and regular routine administrative reports from the District Offices
Based on the organizational structure of the Regional Office, the following duties may be included in the incumbents responsibilities
Ensuring Petty cash (if applicable) and cheques are held in proper custody and reconciled on a regular basis to account for supplies on hand
Arranging for, or preparing payment of office invoices for equipment, office machines, utilities, office purchases and other sundry items. Obtaining quotes for replacement office equipment dealing with contracts, leases for office equipment
Looking after general premise matters, insurance coverage information, property business tax payments, including liaison with Executive office Administration and Accounting
Co-ordinating expenses relative to the regional office donation budget
Preparing Deposit Blotters and correctly allocating payments received
Completing personnel records, staff attendance and time sheets and distributing reports to Executive Office HR Department
Assisting or sharing in general duties in the office in a responsive, courteous and professional manner
Provide administration support to the Directors by maintaining efficient filing systems on the records/documentation associated with client accounts by
Acquiring a thorough understanding of processing client loans to administer all client loan documentation packages through the various stages of completion, checking for the accuracy and completeness of documentation
On a timely basis, ensuring client legal documentation requirements are met as detailed in Offer of Finance, checking accuracy of documents
Co-ordinating preparation of registrations, renewals and/or discharge of documents, Chattel Mortgages, Debentures, Land Mortgages, Caveats, Conditional Sales Contracts, Promissory Notes, PPSA or other forms as dictated by provincial legislation, and dispatching in accordance with regulation requirements and/or procedures in Roynat manuals
Conducting administrative follow-up on outstanding legal documents as required through an accurate diary system, efficiently maintaining the diary follow up system to monitor receipt of outstanding amending letters, legal work and closing books, liaise with solicitors, notaries, lawyers, trustee and/or clients’ notaries/ lawyers as the case may be
Ensuring reports and correspondence are prepared, signed off and dispatched accurately and promptly
Ensuring credit and legal files are well organized and maintained with all required contents filed in a consistent manner
Ensuring all client correspondence and sundry files are maintained up to date which may include updating the CIMS system for business development status changes as instructed by supervisor, ensuring hard copies are placed in appropriate files
Systematically compiling and organizing file retention storage following retention period criteria for documentation/files and ensuring daily and monthly backup of computer data is performed
Routinely updating supervisor on progress and problems on all matters when required
Provide excellent customer service meeting Roynat standards by
Maintaining the confidentiality of client information
Maintaining the integrity of shared work files on network system shared programs and personal computer files
Ensuring compliance with Roynat security of data and applications on the office network in accordance with Policy Statement Document on the use of Computer Technology June 1997 issued by Executive Office Information Technology
Receiving and directing clients/ visitors as necessary, being courteous and responsive in all interactions with clients, contacts, and Roynat staff
From time to time, based on the incumbents experience, he/ she may be called upon to act as a resource to less experienced support staff at the Region or District Offices in providing guidance on documentation preparation, providing samples to assist other office staff who may be researching credit presentations, i.e., Summaries, Case Studies or similar materials
The incumbent requires the ability to accurately transcribe from handwritten material or dictation. Minimum of 70 + wpm typing. A thorough knowledge of PC applications used by the office is essential. Familiarization with routine office equipment operations - PC’s, Printers, Fax, Photocopier, Postage Machine, Typewriter, Dictaphones are standard requirements
The incumbent requires strong organization skills to complete the varied tasks/assignments in an efficient and timely manner. The ability to prioritize work is essential as there are often deadline pressures
Good communication and interpersonal skills are very important as well as demonstrating an ability and ease to effectively deal with staff, clients and external contacts
Previous work related experience of 3 - 5 years in a business environment is desired

129

Consumer Orm-risk Management & Framework Oversight Head Resume Examples & Samples

Consumer Segment Risk Management and ORM Framework Oversight
Develop and implement methodologies, as well as quantitative and qualitative measures, to assess the effectiveness of Consumer ORM Business Coverage and framework oversight execution. This includes a regular assessment of the Consumer ORM Framework implementation status and the development of tools to monitor adherence to Op Risk Policy requirements (e.g. Framework Report Card)
Lead and coordinate Consumer ORM input to ORM policies, procedures and standards
Support annual review and approval of Key Operational Risks and Key Risk Indicators and establish the process for ensuring alignment with other Risk Identification and Assessment tools used by ORM and other 2nd lines of defense
Coordinate and drive appropriate enhancements in the annual policy attestation process by Consumer Independent ORM and ensure a streamlined and efficient process
Perform Maker function for Quarterly Industry Event Selection process and coordinate with in Business Checker
Drive appropriate improvements in the quality and completeness of op risk loss data by the Consumer business through improved standards, procedures and monitoring mechanisms
Assist in preparation of regular updates to regulators and senior governance forums including GCB Global BRCC, GCCF, CRO Regulatory updates, Board Audit Committee etc
Serve as a delegate/designee for the Global Consumer ORM Business Coverage Head for ORM run Governance committees (e.g ORM Framework, MCA Standards etc)
Establish minimum standards, guidelines and best practices for Consumer Operational Risk Committees
Represent Consumer ORM in pre-vetting all Consumer policies and guidelines requiring Consumer ORM input/feedback
Identify and coordinate Operational Risk training topics for the Consumer ORM and assist in training as required to keep the Global Consumer ORM team regularly updated on policy and procedure changes
Leadership positions in Business, Risk Management, IA, Compliance or related fields a plus
In depth knowledge of Retail Consumer businesses, products and industry globally including major regulatory themes
Risk relevant skills
Innovative and independent thought leader. Well versed in developing new ideas and improving current processes
Ability to successfully influence without authority across functions and geographies
Consider broad implications of decisions on different functions and units
Fosters collaboration across businesses and across teams within ORM in the resolution of cross business issues
Thinks strategically and articulates concepts clearly
Continuously evaluates organizational design and optimizes to meet business objectives as well as people development
Experienced negotiator – able to identify and influence key decision makers across various levels and functions within the organization; diffuses conflict and work toward agreement
Sets high standards of performance for staff / team and conducts objective performance reviews
Develops bench strength and talent and builds high performing team
Both verbal and written – particularly well versed in executive level communication
Strong Presentation skills – comfortable with public speaking across various forums and able to effectively and logically communicate when ideas are being challenged in an open forum

130

Risk Manager One Wealth Management Platform Risk Management Resume Examples & Samples

Risk & regulatory assessment on the business and operating model along the RtB risk assessment process and taxonomies
Analysis and assessment of complex, cross functional risk topics
Preparation of risk topics and assessments for senior councils / committees
Support risk solution definition and implementation, in line with the global frameworks and the local requirements
Approach and oversight on Regulatory Radar, operational risk Issues, IT changes with risk impact and other F2B risk topics
5-8 years of professional experience in banking risk management (financial institution and / or consulting)
Broad business risk and regulatory context, knowledge about current regulatory developments
Comprehensive understanding of the WM business
F2B understanding of risk topics
Experience in transformation programs
Strong analytical, communication and leadership skills, fluent in English and German
Zurich based, with possible travel

131

Firmwide Risk Management Resume Examples & Samples

Producing and consolidating risk analysis within the Firmwide Market Risk function
Using knowledge and understanding of risk profiles to provide daily commentary to senior management on significant Value-at-Risk and risk sensitivity drivers
Interacting daily with Market Risk Coverage to understand Value-at-Risk and risk sensitivity drivers
Participating in a wide range of on-going and new projects ensuring with Technology, Model, Basel and Risk Groups
Constantly focussing on operating efficiently and improving processes while maintaining a strong control environment
Strong understanding of Equities, Fixed Income, FX and Commodities products
Strong understanding of Value-at-Risk, Stress and risk sensitivities
Application skills required: C++, R, Python, Matlab, SQL and VBA
Excellent academic background (preferably Mathematics or Physics). MSc a plus

132

Director of Risk Management Resume Examples & Samples

Actively challenge the business to ensure that there is sufficient oversight for all risk and governance matters and that any issues raised are dealt with in line with risk appetite
Work directly with the leadership of the business to embed understanding of the key governance processes
Risk Governance Monitoring and Reporting
Provide oversight, analysis and monitoring of all operational risks
Report operational risk profile, analysis and exposure to EMT on a regular basis including existing and emerging areas of risk, implications for risk appetite and the ability of the risk management and control infrastructure to support business activities
Review risk programs to ensure they continue to be fit for purpose given emerging trends and regulatory changes. Recommend new or revised assessments and mitigation strategies
Contributes to the review of operational risk programs executed by the business
Provide expert advice to the business to ensure that risks are properly identified for any new or emerging business
To be accountable for the AFC and AML strategy which supports the business strategy. Ensure the Head of Anti Financial Crime applies the appropriate influence in the regulated capacity of CF 11 and is responsible for the company's compliance with relevant rules and regulations, including FCA and JMLSG
Overall responsibility within the firm for the Information Security processes and controls through emphasis on physical, digital and e-commerce complexities. Overall accountability for the company's corporate Business Continuity function with "Gold" level responsibility for recovery plans
Actively participated in development and delivery of overall business strategy, the shaping and implementation of functional strategies and provided resources to enable operational objectives to be achieved
Ensure support, development opportunities and performance management, with stretch targets and performance monitored accordingly
People strategies and resource management successfully implemented to meet agreed business objectives. Adequate resources in place to deliver all objectives including client and regulatory requirements
Develop relationships with all the key clients that are strong, effective and progressive
Work with the FCA to ensure that the company is compliant and other appropriate rules and regulations are met
Support business acquisition initiatives including sales presentations, development of client solutions, due diligence and potential client assessment
Third party supplier deliverables managed in accordance with the respective commercial contract
Line management responsibility for senior Risk, Compliance and IT and Information Security managers responsible for all aspects of the activities being undertaken within the function
Relevant Industry/FCA experience in a regulated environment
Must have considerable experience of working within the life and pensions sector
Excellent communicator, able to present relevant to role complex data to audiences with very different levels of understanding
Ability to manage and motivate a large team
Self-motivated and able to act as a role model
Strong commercial acumen and skills
Significant post qualification experience is required for this role in senior management and as an approved person
Fully competent in a supervisory role
Desirable but not essential to have some knowledge or experience of working within a BPO environment

133

Intern for Systemic Risk Management Resume Examples & Samples

Working on completion of a Masters/PhD degree in Economics, Finance, Statistics or a related discipline. This is a graduate level internship
Coursework in theoretical and empirical Asset Pricing and Econometric methods
Relevant work experience is a plus
Candidates should be strong quantitatively, naturally inquisitive, organized, and able to work both alone and as part of a team

134

Head of Trade Floor Risk Management Global Fixed Income Resume Examples & Samples

Provide Market Risk Oversight including the following for GBM Fixed Income Rates & Credit, Collateral Management & Funding, Debt Capital Markets, and related businesses
Identification and assessment of risks, including monitoring for consistency with approved trading strategy
Development and implementation of risk measures and reporting
Development and evaluation of limit structures, including making presentations and recommendations to Market Risk Management and Policy Committee (MRMPC)
Ensuring portfolios are valued in line with Bank standards, including development, and documentation of independent price verification and valuation reserves
Ongoing analysis of risks and profit and loss
Review of new products and making recommendations to New Product Committee
Identification, escalation and resolution of risk issues arising from the activities noted above
Trade floor risk management activities are dynamic and evolve as portfolios and strategies change
Partner with the Business Lines in pursuit of their revenue-generating strategies and in line with the Bank’s risk tolerances including
Provide market risk support for new business initiatives / expansion
Participate in committees / working groups relating to development and implementation of systems infrastructure
Ensure appropriate approvals, methodologies, controls and reporting in place for new products / business initiatives
Maintain open and regular communication with Business lines
Contribute to due diligence exercises in potential acquisitions
Communicating the Bank’s risk appetite, risk exposures, strategies, policy and framework to key stakeholders
Develop strong working relationships with key stakeholders, including but not limited to, Trade Floor Risk Management (Toronto, London, New York and Asia), other Global Risk Management teams, Global Banking & Markets, Product Control, Internal Audit, Senior Management in New York, and local regulators. Excellent communication with stakeholders is fundamental to the success of the incumbent
Operating within a dynamic framework – which identifies, measures, monitors, opines on, independently values, and mitigates the Bank’s material risks and guides decision making across the Bank. This is accomplished through providing independent and objective oversight and risk assessments by monitoring the Bank’s risk against strategic objectives

135

SVP, Product Risk Management Resume Examples & Samples

The review and approval of new products, sponsors and initiatives on the LPL platform
Ongoing monitoring and risk assessment of products on the LPL platform
Creating and maintaining a product risk dashboard to identify key product risks for LPL
Providing support for the Investment Planning & Strategy and Research functions at LPL
Chair of the monthly Executive Product Risk Committee
Establishing product risk guidelines and controls to manage product risk
Developing strong relationships with the business lines responsible for the introduction of new products and initiatives to the LPL platform
8 + years of experience in the financial services industry, preferably in a Risk, Audit or Compliance role
Extensive knowledge of complex products such as structured products, non-traded REITS, variable annuities, derivatives and alternative investments
Ability to understand and effectively communicate complex product and service offerings
Ability to effectively communicate complex issues to senior management
Well organized, able to set clear priorities and bring open issues to closure

136

Head of Risk Management Unit Resume Examples & Samples

To establish appropriate risk management practices according to the volume and the level of complexity of credit risk, operational risk, counterparty credit risk, concentration risk, country and transfer risk, residual risk, and other risks
Awareness of the amendments of risk methods and implementations about these risk types with regards to Citigroup and participating activities covering these implementations in order to be applied also in Turkey
Fulfiling the given responsibilities about understanding, identifying, measurement and assessment of Credit, Market, liquidity, operational and other risks our bank faces
Whenever regulatory and global policies are changed and informed, make sure that business and organizational level these update implemented as per regulation
According to policies and business risk appetite, defining digitalized portfolio limits and monitor these limits according to policies and business risk appetite
Following the risk measurement models and calculations bank uses, informing the administrator, technology or other related units when facing with any problems, and providing to solution for the relevant problems
Reporting and providing periodical information flow related with the approved limits (and the utilizations as well) , set according to the bank policies, independently to the related units of the bank on accurate and time
Inform senior management about regulation and bank practices for risk subject and obtain their feedback/suggestions
In accordance with the requirements for Basel lI/III, coordinating with the other units of the bank, joining to the processes for the system developments, involving in the projects assumed to be participated, providing the implementations for the projects issued. Coordinate ICAAP process in the bank
Being acquainted with the compliance rules of the bank and obeying the relevant rules
To assess new products and services launched by our bank and to make sure those risks associated with new products and services are to be understood by the concerned parties. To ensure that the risks faced by our Bank are understood and necessary evaluations are done
To review the outcome of the scenario analysis and stress tests on a regular basis and to report Board members
Developing appropriate, constructive and solutions driven relationships with key stakeholders as well as supporting the Board of Directors and the Audit Committee
Having knowledge about bank risk methodologies and risk management organization
Having knowledge about the process and legislation related with the controls over products and implementations
Having knowledge of financial institutions’ and banking products and capability of examining the new products within the scope of risk
Capability of analysing fluctuations that affects risks in the financial markets
The ability to work effectively with internal clients
Strong proactive and strategic mentality
Strong team work and conflict resolution skills
Fluent both in written and spoken English
University Degree in Law or Administrative Sciences
At least 7 years of Bank experience
Risk management experience is a plus

137

Director Head of Prime Services Risk Management Resume Examples & Samples

Primary responsibility for Risk Management for Canadian Prime Services platform
Significant relevant front office risk experience in managing risk for a prime brokerage and/or hedge fund business
Strong knowledge of IIROC margin rules, portfolio margin regimes, VAR
Strong understanding of various hedge fund strategies
Experience in working with hedge funds and asset managers

138

Senior Manager, Foundational Risk Management Resume Examples & Samples

Broad business and/or industry knowledge
In-depth knowledge of Bank products, processes, organization, and interrelationships gained through 5 – 10 years of experience in multiple roles
Graduate degree considered an asset
Ability to research unfamiliar territory and develop action plans/recommendations
Ability to develop relationships and act in a consultative manner with multiple internal and external stakeholders, including senior executives, Regulators, and members of Boards of Directors
Ability to work and act independently and/or with a team
Must possess SharePoint 2010 skills and experience to successfully fulfill the site administrator (Full Control) role. Administrative responsibilities include providing, limiting and revoking user access, and then tracking access for audit purposes. Designer responsibilities include creating and improving page design and navigation to enhance the user experience. The administrator should be proficient in creating and maintaining all types of lists and libraries and know the best application based on the business needs. The administrator should identify new areas where SharePoint can be leveraged as business requirements change, or as increased user experience allows for a more comprehensive use of SharePoint functionality
Understanding of types of risks to which banks are exposed (e.g. credit, market, operational, and liquidity) and general understanding of core processes within banking (capital management, strategic management, incentive compensation, stress testing, etc.)
Strong team player, able to contribute through both individual efforts and shared tasks
Able to build effective and respectful working relationships with peers and other stakeholders
Ethical, trustworthy
Insightful, resourceful
Resilient
Confident
Energetic and pragmatic
Listens well

139

Head of Transaction Risk Management Resume Examples & Samples

Project Management - drive global initiatives to ensure they are implemented consistently across the region and on a timely basis. Facilitate in providing feedback to NY and London (examples include: 1) Project Evolution – re-branding project within GB to set consistent MI structures, department names, titles of employees, etc. 2) Global People Survey – identify regional results, drive communication process and messages, identify action points with management and employees, implement changes to improve future GPS results
Create presentations and reports for management
Work with local Finance teams to set operating budgets, financials and reporting
Work with local HR teams to coordinate headcount and MI reporting, recruitment, training, etc
Work with local Compliance on audits, drive operational excellence and ensure consistency across the region
Interface with business lines to provide strategic input and help drive best practices
7 years business management, financial, operational and/or project management experience in a Financial institution, preferably servicing a front office business
Spanish and/or Portuguese a strong plus
Ability to operate under pressure, multi-task, and be driven

140

Head of Risk Management Resume Examples & Samples

Design, implement and monitor Credit Polices and complete Fundamental Credit Reviews
Develop business strategy in partnership with different business units
Ensure all Risk Management policies are in line with Global strategy and requirements
Manages losses and reserves from Loans
Conduct scenario planning to identity potential risk
Complete capital adequacy planning in conjunction with Finance
Lead the local Risk Management department, ensure that you recruit and develop the right talent
Experience managing risk functions within commercial or private banking
Strong knowledge of local regulatory requirements
Strong mathematical and statistical skills
Business level Japanese and English

141

VP Liquidity Risk Management Resume Examples & Samples

Minimum of five years proven, progressive and broad-based credit risk management with proven experience assessing financial institution risk
Bachelor's degree in business, related field, or equivalent experience
Strong written and verbal communication skills; strong interpersonal and diplomatic skills
Knowledge of Personal Computers as well pertinent software / programs
Flexibility in adapting to changes in internal business and external risk practices; policies and reporting; industry practices; and regulatory frameworks
Thorough understanding of credit approval, relevant external policies and regulations, as well as lines of businesses supported

142

Manager, Business Group Risk Management Resume Examples & Samples

Bachelors Degree in finance, accounting, economics or business
Minimum 2-5 years related work experience in risk management or internal audit (preferably in the Financial Services Industry)
Must possess strong written and oral communications skills
Strong organizational skills and the ability to manage multiple tasks
Excellent analysis, problem solving and decision making skills
Strong interpersonal skills to build relationships within Treasurers and with business partners and banks
Familiarity with COSO. Familiarity with Sarbanes Oxley, Basel 2, and Dodd Frank a plus

143

ICG Risk Management Committee Senior Manager Resume Examples & Samples

Coordinate ICG RMC – Manage the ICG RMC, including setting meeting agenda, preparation of minutes, overseeing weekly market risk reporting in support of the committee, and following up with senior business and risk managers on action items
Manage special projects on behalf of the ICG Chief Risk Officer – Complete various, often ad-hoc, projects across a variety of topics for a very senior internal business, risk, or external audience
Manage the firm’s underwriting limit process – Review usage of the firm’s underwriting and bridge loan limits, publishing usage on a biweekly basis and a quarterly update to the Board of Directors
Substantial senior management exposure, across Risk, business, and other functions
Increased business knowledge
Opportunities to train and direct junior talent development
An “entrepreneurial” mindset
Ability to thoughtfully and succinctly convey information
Market risk background and/or interests
Ability to working under tight deadlines
A high degree of professionalism and self-awareness

144

Business Risk Management Resume Examples & Samples

Support business risks framework
Provide advisory to front office on key controls and to enhance the process to be robust and efficient
Prepare risks dashboard and its governance for supervisory oversight and effective risk management
Manage and streamline inventory of controls performed by front office
Conduct reviews and assessment on the effectiveness and adequacy of the controls
Follow up with front office on implementation of controls or remediation plans
Support BRM to assess feasibility and implementation implications for new global policy or regulations
Support front office in both internal and regulatory audits
Participate in projects/initiatives (when required) that drive process efficiency
Support in the independent call-back process

145

Risk Management Resume Examples & Samples

1 year of experience preferred or recent graduate with finance related internships experience
Finance, mathematic and statistics major preferred
Strong data analysis and analytical skills
Skilled with using Microsoft products; strong MS Excel skills and ability to troubleshoot and develop VBA preferred

146

Risk Management Resume Examples & Samples

Managing the department’s operating risks including operations risk, compliance and regulatory risk, operational risk, and model risk
Designing, operating, and reporting on all aspects of its governance framework, including development of governance templates, standards, guidelines, and tracking of key performance indicators,
Designing, operating, and reporting on all aspects of its internal control and self-assessment framework, including a process verification framework that measures and monitors process and control design effectiveness
Managing regulatory relationships, and set piece communication with internal and external parties
Maintaining inventories and assessments of models, measures, and policy/regulatory obligations; and
Providing risk oversight of MRCQ and reporting to senior management, increasing transparency of risks and influencing decision making and prioritization
Work closely with the head of MRCQ Governance in developing our current strategy around managing MRCQ’s risks with an immediate focus on designing our governance and internal control framework and tool-kit
Provide thought leadership to develop and institutionalize governance processes and enhance controls
Contribute to the establishment of metrics and tools to assess and report on inherent risks, control strength and residual risk in a consistent and objective manner
Manage completion of risk assessments of MRCQ activities, including risk measurement and recommend process and control design enhancements
Manage regulatory self-assessments and track associated gaps; implementation or remediation plans, including reviewing, interpreting, and providing guidance on the impact of pending requirements. Participate in regulatory working groups
Monitor internal and external business activities and regulatory environment to identify new or emerging risks
Increase transparency to management presenting a holistic and objective view of MRCQ’s risk profile and significant trends
Communicate and escalate significant risks to MRCQ/MRMA management
Liaise across relevant business, technology, and control functions to prioritize risks, challenge decisions, assumptions and tolerances, and drive appropriate risk response
Drive a culture of risk management and mitigation. Deliver training on governance responsibilities
5+ years of experience in qualitative or quantitative risk management, operational risk, audit or compliance role
Controls surrounding risk governance, risk assessments, risk measurement, monitoring, and management, senior management and regulatory risk reporting
Capital adequacy related topics, including Basel Capital Accord regulatory requirements (advanced model-based and/or standardized frameworks), Comprehensive Capital Analysis and Review (CCAR), Dodd Frank Act Stress Test (DFAST)
Risk measurement theory (e.g., Value at Risk (VaR), stress testing)
Ability to work independently, form own judgment/opinions, provide insights and drive change
Proactive with strong analytical, organizational, and influencing skills
Keen to learn new information, adopt new skills and with the ability to identify and make improvements to systems and processes
Strong interpersonal, written and verbal communications skills. Programming skills a plus
Concern for accuracy, with good attention to detail
Holds oneself accountable and is able to step up to challenges, which you may not have previously encountered

147

Leader, Assessments & Risk Management Resume Examples & Samples

Manage internal and external vendors on the planning and executing of internal and external network/application penetration testing; output of which includes application code reviews, application/infrastructure configuration gaps and network protocol alignment to security standards
Reports to the Executive Director Global Information Security (CISO) and would manage 1-2 direct internal resources and/or multiple consultants within a matrixed organization
Reviews system implementation plans and designs to ensure each deployment complies with Avon's Information Security Policies & Procedures, Industry Regulations and Standards (i.e. SOX, PCI), and secure coding practices
Responsible for evaluating risks to the company, communicates risk assessments and findings to Avon's Leadership Team, and manages the development, alignment and implementation of security controls required to reduce risks to information assets
Provides leadership, guidance and technical expertise to security risk assessment and threat evaluation to ensure the proper controls are deployed to reduce or manage the defined risks
Responsible for supporting vendor risk assessments, project risk assessments, change request risk assessment, business impact assessment, vulnerability and penetration testing, and firewall rule approval
Responsible for collaborating with all direct staff to ensure Performance Objectives, career path options, and work assignments are all clearly documented, understood and reviewed. Management role includes mid-year and annual performance reviews as well as providing input to matrixed Associates performance reviews
Ability to develop metrics needed to communicate risk levels to the organization and articulate the value derived from the Cyber Services provided to the company
Evaluates potential business impacts and threats, to determine the risks to the organization, in order to properly define security requirements and control standards
May be asked to present and review special cyber topics to IT executives

148

GM Portfolio Risk Management FRM Resume Examples & Samples

A broad understanding of financial market products and basic RWA and Balance sheet concepts
Comfortable managing multiple deliverables including those with regular targets and those with idiosyncratic targets
Systematic approach to problem solving
Strong analytical and quantitative skills (a degree in economics, physics, math, engineering a plus)
Strong interpersonal skills, comfortable having detailed discussions with business heads
In-depth knowledge of at least one product in CB&S (rates, credit, equity, options, structured)
In-depth knowledge of regulations around Leverage and RWA
Good understanding of US regulatory framework, including CCAR

149

Cb&s-risk Management Resume Examples & Samples

Senior Trading Platform and Risk Management Guidance across APAC region
Ensure that the Equity Franchise across APAC develops and adheres to best practice risk management
Take leadership and proactively work with infrastructure partners in technology and front office desks to simplify and consolidate the trading platform across APAC
Further cement close ties with global product teams to ensure US/EU initiatives are evaluated and rolled out across APAC

150

Firmwide Risk Management Resume Examples & Samples

Interacting daily with Market Risk teams to understand Value-at-Risk and risk sensitivity drivers
Experience in a market risk management role. Ability to run and lead projects from design, implementation and delivery. Ability to work independently in highly demanding environments
Excellent academic background (preferably Economics, Finance, Engineering, Mathematics or Physics). Professional qualification and/or MSc a plus
Application skills: advanced Excel/VBA required. R and/or Matlab a plus

151

Cybersecurity Risk Management & Architecture Executive Director Resume Examples & Samples

Strong client relationship management skills at all levels with the business and technology. Facing off to Chief Technology Officers and Heads of Business functions with the ability to convey complex cyber security topics in a clear understandable manner
Seen as a subject matter expert and key advisor to the business on the risk associated with cyber security and able to translate for the specific business unit
Partnership with the Cybersecurity & CTR management teams, and other LOB BISO teams
Implement the Software Security Assurance Program thoroughly across CTR. Embed effective cybersecurity controls into development processes
Lead security architecture reviews of applications and technology solutions
Drive ad hoc security assessments and leverage results of security scanning, penetration testing, and Cyber Exercise team assessments
Own and maintain the risk posture of the business understanding the key cyber security risks facing the business with the ability to understand key technology controls and the maturity of those controls to mitigate identified risks
Project Engagement – The ability to engage in affective manner with Technology, TCOs and Cyber Security teams to assist in platform assessment to identify and verify exposure to common security vulnerabilities, providing remediation guidance at a business process level
Contribute to the development and implementation of cyber security policies, standards, procedures, and guidelines
Data Analysis – understand, interpret, validate, manipulate data using excel and other tools, and present conclusions and recommendations
Impact Analysis – Review proposed solutions across CTR, develop use cases to explain/demonstrate requirements/specifications to key stakeholders
Provide baseline MIS and reporting, both during impact analysis and on-going execution of risk-driven projects, organize and deliver clear and accurate data for Technology and Executive Management
10+yrs of Information Technology experience
Extensive specific Cyber / Information Risk Management experience
A graduate degree or equivalent experience (in computer science, information systems management, business administration or related field) is preferred
Information security certifications (such as CISSP, CISA, CISM or related certifications) would be preferred
Ability to influence across the organization at a senior level including technology and business executives
Exceptional data analysis, both quantitative and qualitative
Strong reasoning and logic, problem solving skills
Self motivated individual, comfortable working in a leadership position without close supervision and with ability to work to deadlines
Team player with proven ability to build strong cross-business relationships
Exposure to information security principles and relevant standards including Access Management, Change Management, Security Incidents and Business Continuity Management
Must have a solid Information Business Risk background, including risk analysis, privacy, data protection
Accomplishments in program leadership, policy/standards development, project management
Demonstrated ability to work effectively with all levels of and organization from executives to technology specialists
Expertise in risk management approaches to assess and address security and other types of Information Technology-related risks
Experience with evolving state-of-the-art information security technologies, technology policy and security administration

152

Market Risk Management Regulation Resume Examples & Samples

Supporting supervisory exams including the quality assurance of materials
Ensuring closure of regulatory findings by agreeing clear and achievable remediation plans with finding owners
Tracking, reviewing and interpreting regulation relevant to MRM
Preparing and co-ordinating regulatory applications
Assessing compliance with regulation by providing interpretive and execution challenge and working with gap owners to ensure comprehensive remediation plans are designed and executed
Working across the department and beyond to advise on regulatory requirements and influence decision making to move to regulatory best practice
Managing and developing a team including the effective allocation of time

153

Senior Manager, Claims & Risk Management Resume Examples & Samples

Risk management for the operations of New Avon in the United States, Canada and Puerto Rico
Assist in monitoring, managing and recommending settlements of Workers' Comp, General Liability and Business Auto claims
Oversee the Third Party Administrator's activities to ensure claims are settled in a timely manner at optimal cost
Determine/understand how self-funded casualty claims impact the company's P&L, B/S, Cash and Liquidity positions
Oversee actuarial projections and claims reviews to ensure the adequacy of balance sheet reserves for self-insurance
Identify and assess risk hazards, including best practices for reducing workplace risks
Coordinate the gathering of data for renewals
Develop pro forma insurance budgets and forecasts
Purchase insurance policies protecting corporation from risks
Develop and implement risk management strategies for New Avon based on past approaches/industry best practices
Require annual stewardship reporting of key insurance carrier and broker client service teams
Bachelor's degree from an accredited university
Knowledge of the insurance industry is mandatory
Has at least 10 years of claims management experience with a focus on workers compensation, and some understanding of insurance program design
Self-motivated with the ability to understand nuances of risk management and insurance
Capable of keeping pace in a fast moving and changing company environment
Strong project management skills, capable of multi-tasking and setting priorities
Possesses good knowledge of company risk issues and third party provider solutions
Team player â€“ works well with others in accomplishing risk management objectives
Strong written and verbal language skills
Proficient in Excel, Word, PowerPoint and the Internet
Experience in data modeling helpful

154

Managing Director, Group Risk Management Resume Examples & Samples

Engaging early with business partners to provide timely credit adjudication of transactions up to delegated authorities and providing clear and definitive recommendations for credit decisions above delegated authorities to the Senior Vice President, Credit
Achieving the appropriate balance between risk and reward in all credit decisions
Managing the overall transaction and client strategy volumes processed by the team
Overseeing the comprehensive credit risk assessment of borrowers and counterparties
Ensuring that in-depth industry knowledge within the team is current and criteria papers are relevant and updated as needed
Assigning accurate and timely risk ratings for all borrowers and counterparties
Continuous risk monitoring of the assigned portfolios and ensuring the watch list is up-to-date
Supporting the refinement or development of credit practices and policies
Overseeing the overall performance management of his/her team and engaging in effective talent management to ensure adequate succession planning

155

Americas Branch Market Risk Management AVP Resume Examples & Samples

As part of a dynamic and growing group, responsibilities can be scaled to the relevant skillset and experience
Understand, identify, and measure market risk across different businesses within CS Branches
Conduct various impact analysis and risk analysis
Understand risk methodologies including VaR, IRC, and ERC, and perform models and methodology governance

156

Risk Management Resume Examples & Samples

Analyze and monitor risk exposures across fixed income and money market portfolios
Prepare and distribute client risk reports on a weekly and monthly basis
Use fixed income risk analytics platforms to create custom reporting for clients, management, and investment teams
Conduct an in-depth risk analysis on assigned coverage areas and present findings to management
Collaborate on projects with other risk teams and other teams within investment management
Perform and analyze ad hoc risk-related reports or tasks for the team or clients
Bachelors degree or higher in finance or a quantitative field
Work experience in the financial services. Investment Management is preferred
Experience working with fixed income portfolios and money market portfolios
Experience with vendor systems such as Aladdin, YieldBook and Point
Experience with Excel VBA is a plus
Experience with databases/SQL is a plus

157

Risk Management Senior Specialist Resume Examples & Samples

Advocating risk-aware business decision-making
Escalating risk issues to GIS risk leaders
Conduit for risk education and communications to SPM
Advocate within SPM for proper usage of IT Risk Management tools and processes
Ensuring vulnerabilities identified through the GVM tool are correctly managed and escalating to appropriate teams within SPM for resolution
Ensuring that findings captured in the GRC tool are correctly managed in accordance with GRC compliance requirements
Assume PPM risk manager role and undertake the following additional responsibilities
SME for Risk Management in PPM
Ensuring PPM level risks are actively managed
Perform quality reviews of PPM Risks
Implement a continuous improvement plan to drive maturity
Ensure risks are escalated to SPM leadership and IT Services risks as appropriate
Degree in computer science or a related discipline
Self-driven and highly motivated individual with few years of experience with risk management
Experience with working on global projects with team members spread across more than two countries – preferably in different time-zones
Experience with working with global customers
Skilled in using MS Visio and all MS Office Suite products
Must have a very good eye for detail and be quality driven
Should have the business acumen to understand strategies and position self in understanding business risks
Expected to have good understanding of project/organization finance – including rate cards, costing, billing, invoice tracking
Flexibility to adjust to multiple demands, shifting priorities, ambiguity and rapid change
Openness and keenness to build a new pillar within the key EY project
Demonstrate professionalism, competence and clarity of communication when dealing with clients and leadership
Customer orientation and responsiveness
Demonstrate an inclusive and globally aware mindset
Ability and flexibility to work in a virtual environment across multiple time zones
Flexibility to work non-standard hours in supporting global production systems

158

Regional Risk Management Resume Examples & Samples

Based in Hong Kong, the Regional Risk Management Governance Officer for APAC will report to the APAC Chief Risk Officer (based in Hong Kong) and partner closely with the Global Head of Risk Governance (based in New York)
As a member of the APAC Regional Risk Management Committee (ARRMC), and Co-Chair of the Risk Management Country Officers (RMCO) Forum, the Risk Governance Head will work closely with other key regional control and governance forums (e.g. CBNA Regional Governance Committee, APAC Governance Committee, LRRGC, GBRC, Regional Retirement Plan Governance Review Board), stakeholders, including the Regional Chief Administrative Officer, Chief Compliance Officer, as well as the Heads of Legal, Audit and Finance
Partner with APAC local legal entity specific governance constructs to provide a consistent regional risk governance and oversight approach in meeting the annual local legal entity specific ICAAP across multiple countries in the region, quarterly regional governance support for CBNA and monthly entity governance reviews
Drive an effective regional risk governance capability within APAC, which plays a proactive role, on behalf of the CRO, in all relevant regulatory initiatives as well as any enterprise-wide governance, risk and control related activities
Support the CRO in overseeing the implementation and effectiveness of the Regional Risk Management Governance Framework, which incorporates
Country Scenario Plans
Risk Appetite Statements at the local legal vehicle level
Risk Management Strategies
Country Risk (event driven) Crisis Management
Scenario based Portfolio Stress Testing
Coordinate communication and escalation of any significant issues that may materially affect the risk profile of Citi to the CRO, AP Regional Risk Management, including the coordination of key independent risk governance forums (i.e. ARRMC, ICG Credit Council), reporting on the effectiveness of the Risk Management Framework (i.e. Risk Management Country Officer – RMOCO – Forum) and reporting of any significant breach of, or material deviation from the Risk Management Governance Framework
Manage the regional risk portfolio team
Coordination and support of regulatory and internal audit issues and corrective action plan governance and oversight
Non-Presence Country (NPC) risk governance
Cross border limit monitoring and approval coordination
Risk rating approval process/scorecard renewal with CORA
Obligor limit exception monitoring and reporting
Continuity of business (COB) and denial of access plan development and maintenance
Regional risk attestation
Portfolio reporting/analysis
Coordinate periodic global/regional risk reviews [e.g., Asia Regional Risk Reviews, ICG Credit Council, Asia Regional Risk Management Committee (ARRMC), Risk Management Country Officer (RMCO) forum]
Participate in global/regional risk projects and initiatives (e.g., reengineering, system implementation and enhancement projects)
Development of portfolio risk reports and analysis to assess portfolio quality and credit trends
Coordinate ICG cost of credit forecast and validation, working closely with Finance and Global Risk Management
Oversee and support the Asia risk budget, staffing, and expense management
Coordinate applicable regional training and support talent development programs
Regional risk coordinator and designated overseer for relevant regulatory requests, including the implementation of Regulatory Exam Management Governance and Process Standards (Standards), focusing on the six stages of an exam, including the validation of regulatory issues by Internal Audit and the corresponding requirements for the Regulatory Exam Tracking (RET) system and the Integrated Corrective Action Plan System (iCAPS); and implementing the globally consistent interaction model with regulators
Represent Risk Management in assessing the suitability and impact of changes to various Citi policies
Support organizational infrastructural requirements, including Execution 2.0
Participate in initiatives to enhance the embedding of risk culture within Citi
Manage reporting of key risk metrics to Business Management and AP Regional Risk Management and other country specific Governance Committees
Attend relevant regional and global governance meetings, including the Quarterly CBNA Regional Review, Risk Management Compliance Committee
Liaise with Global Risk Reporting and Analysis team to drive consistency and adoption of global and regional reporting and analysis framework
10 - 12 years of business or risk experience
Experience within large bank, multi-business line environment is preferred
Bank regulatory environment experience and close liaison with banking and other related industry regulators is advantageous
Working knowledge of regulatory frameworks, including ICAAP, Basel II and III, as well as having held roles which involve interaction with supervisors/regulators is preferred
Strong analytical skills and ‘big picture’ perspective
Strong oral and written communication as well as presentation skills
Strong interpersonal skills and negotiating skills
Proven time and task management skills with the ability to multi-task effectively
Demonstrated leadership
Demonstrated history of high ethical standards including discretion in dealing with confidential and financial information
Uses sound judgment and balanced decision making
Proven ability to effectively counsel senior management and outside constituents
Confirmed talent management experience, with ability to develop and retain staff
Ability to excel in a fast-paced, changing environment
Bachelor’s degree or equivalent in Business Administration, Finance, Economics, Quantitative Analysis

159

Senior Manager Internal Ratings Management Global Risk Management Resume Examples & Samples

Participate in development, implementation, ongoing calibration of the Loss Distribution Approach (LDA) model under the AMA approach for computation of the Bank’s operational risk regulatory capital
Perform data mining analysis to ensure loss data quality, relevance and consistency; assist in research and analysis of risk quantification methodologies for operational modelling; conduct sensitivity analysis and back-testing to ensure the stability and reliability of LDA model; benchmark internal estimates with external models and/or data sources
Provide statistical analysis to inform operational risk scenario analysis; assist in development and maintenance of risk quantification methodology for incorporation of scenario impact into LDA models
Liaise with related areas for developing an in-depth understanding of operational risk loss data systems/processes/repositories, scenario analysis workshops, capital allocation methodology; keep abreast with advances in extreme value theory, operational risk analytics, and industry developments/products/applications
Develop, implement and maintain risk quantification methodologies for credit risk parameters such as PD, LGD and UGD, which are key drivers to the risk rating system, internal processes and regulatory processes
Communicate results of analyses through documentation to internal/external audiences, and effectively manage the interface with relevant parties such as Validation, Audit, and Regulators
Keep abreast with advances in operational and credit risk analytics developments, products, and applications by vendors, consultants, regulatory agencies and competitors. Recommend/develop enhancements appropriate for the Bank
5+ years of hands-on experience in quantitative/statistical analysis and data mining; exposure to quantitative/statistical analysis related to operational and/or credit risk management and modelling is preferred
3+ years of experience in addressing regulatory issues and developments related to operational risk and/or non-retail credit risk parameters and the risk rating system in general
In-depth understanding of statistical techniques and procedures related to analysis of various distributions, regression modeling, monte carlo simulation and bootstrapping techniques
In-depth knowledge of highly complex mathematical concepts related to probability distribution, extreme value theory, and statistical regression analysis
Advanced SAS proficiency is required; Excellent computing development skills, particularly statistical and database modeling tools (i.e. SAS, MATLAB, Access/VBA); well-developed ability to adapt to various programming languages and environments
Well-developed writing and presentation skills, including competence in comprehensively and concisely reporting and presenting the results of complex analyses

160

VP-market Risk Management Resume Examples & Samples

Rollout of Reporting/Analytics Capabilities across Group
Coordinate and manage the rollout of LCR, Liquidity, and IRRBB reporting/analytics in Fermat and QlikView across the Group
Formulate policy on NSFR and manage the rollout of NSFR reporting
Coordinate with and support subsidiaries and branches on UAT activities and on Production issues
Reporting and Control
Oversee the preparation of and review regulatory and management reports (initial focus will be on MAS649 Group LCR)
Support IRRBB QIS and lead subsequent project on IRRBB implementation
Work with Policy, Analytics, and Supervisory (PAS) team on policy changes and ensure system implementation is in accordance to policy
Risk Information Provider/ Advisory Role
Provide risk information to Group Finance for financial disclosure
Coordinate information request from regulator and credit rating agencies
Assist GT/CT/Business Units with their queries and information requests
Assist overseas centres on data, methodology and Fermat issues
Assess impact of new products/systems on liquidity and interest rate risks
Represent MRM-ALM in NPAP
Engage with internal and external auditors
Strong knowledge and ideally with direct experience in asset and liability management, including in the areas of

161

Firm Risk Management Resume Examples & Samples

Determine and establish the model control framework for all Risk models including appropriate governance, documentation standards and policies and procedures. Build out appropriate controls and processes to manage model risk
Identify and maintain inventory of all models developed and used within FRM
Monitor documentation status to ensure up-to-date completion and pending reviews, and manage broader model certification and exception process
Review documentation to ensure compliance with quality and content standards
Provide routine reports to FRM senior management on model risk
Proactively participate in model oversight committees to further develop FRM’s model risk management framework
Work with colleagues to interpret regulatory guidance on model risk management to ensure compliance and further develop model oversight
Ability to design and implement strategic solutions around model control
Advanced working knowledge of MS Excel, PowerPoint and Word
Ability to synthesize and communicate complex ideas to broad range of audiences
Self motivator and team player who brings a “can-do” approach
Strong interpersonal and communication skills, both written and verbal, with the ability to interact with senior level management of the firm and drive change
Ability to work independently as well as part of a broader team

162

Head of Risk Management Resume Examples & Samples

Contributing to the strategy and design of the Risk Management function as part of the leadership team
The management, monitoring, assessing and challenging of key Operational Risk's and control issues across the business
Implementing a robust Risk Management framework across operations by working with the Risk Managers across the business
Advising business teams to implement effective processes and tools to manage emerging Risks
Maintaining relationships internally with Audit, Risk and Compliance and External Auditors and Regulators
Risk Management experience at a senior level - Operational & Credit
Ability to perform a Risk and control role independently and confidently
A strong understanding of regulatory requirements pertaining to Operational Risk within Australia & New Zealand
Experience in Corporate Lending, Asset Financing including controls, governance and frameworks highly desired

163

Integrated Risk Management Resume Examples & Samples

Implementation of independent review and approval on key models such as those used by market risk, credit risk and ALM
Verify tests and controls measures used for the model validation process
Create benchmark models and compare the sensitivity and accuracy of models used against the output of the benchmark model
Work closely with the risk management teams, reviewing the output of models and depending on the requirements, make recommendations on improvements and the best way for them to be implemented
Manage models assigned to different departments and monitor and support the teams implementing these models
Work with Head Quarters in ensuring consistency across the business
Experience of securities or investment risk management within financial institutions
Knowledge of financial engineering and Quantitative Statistics (Quantitative Degree and qualifications like CFA are desirable)
Experience working as a securities analyst/quant or Risk Manager within a financial institution
Pro-acitve person who can think strategically and develop the model risk capacity of the organization
Strong PC Skills (MS office and mathematical software)

164

Integrated Risk Management Resume Examples & Samples

Develop, build and implement an integrated risk management framework across all of the risk management functions
Ensure the integrity of the quantitative risk analysis and the models they use
Develop benchmark models and test the models in use against these
Ensure that the risk management framework is consistent with the global business and regulatory requirements
Complete risk reporting to senior managers
Manage the Integrated Risk Management committee
Working experience within Risk Management, Investment Management, Quants or Actuarial functions
Strong quantitative analysis skills
Knowledge of life insurance products
Able to lead the development of risk management frameworks across a number of different risk functions
Able to contribute to company strategies

165

Firmwide Risk Management Resume Examples & Samples

Lead implementation & execution of OLO Risk Management Data Management & Reporting globally, including; storage of the end to end lifecycle of Obligations for Risk review, tracking follow-up of key stages, subsequent reporting & production of weekly meeting materials
Produce metrics reporting for OLO Risk Management, including Scorecards required by the OLO Steering Committee, Risk Operating Committee and other relevant governance bodies
Provide project management support to the initiative, including maintenance of a program timeline and management/coordination of the Risk, Actions, Issues and Dependencies (RAID) log
Provide input as required to the Risk OLO governance framework, including engaging with Assigned Obligation Record Owners (AOROs) and Business Managers
Partner with the assigned Legal teams, other Functional OLO Teams, Risk SME’s, Risk Policy Contacts to manage the execution flow of legal obligations in partnership with the Execution Lead
Provide broader support to the end-to-end program as required
5+ years of financial services experience required; ideally in Risk and Control related disciplines
Expert in Microsoft applications, specifically Microsoft Excel, PowerPoint, Access, SharePoint, as well as, subsequent reporting
Excellent organizational and problem-solving skills, with proven ability to multi-task and prioritize issues
Able to critically challenge when warranted with the goal of resolving issues

166

Cbna Cross Business Risk Management & Country & Crossborder Risk Management Senior VP Resume Examples & Samples

Manage strategic initiatives which are currently or could become a focus for the regulators by leading cross-departmental projects with an intellectual risk-driven approach
Identify and remediate opportunities for more unified approaches to managing risk
Engage and collaborate with different functions to manage critical projects intended to support the existing and move toward a visionary state of a one-Citi approach to the management of similar risks
Lead various ad hoc requests for regulators, auditors and/or senior management
Ensure a linkage between firm-wide key strategic projects and priorities and execution at all levels of the organization
Establish and maintain relationships across the firm
10+ years of experience in financial services
Meaningful financial analysis and/or strategy development experience, with investment banking, equity research, consulting, or strategic planning experience highly preferred
Required skills include superior problem-solving abilities, project management, teamwork, quantitative aptitude, and excellent oral and written communication skills
Ability to direct projects and assignments, proactive approach to managing a complex workload, and demonstrated ability to lead initiatives
Management experience helpful as the candidate may be asked to oversee a team of junior resources
Demonstrated interest and aptitude for analyzing global macroeconomic trends is preferred
Highly motivated, intellectually curious, results-oriented and strong commitment to excellence
Ability to think one or two steps ahead of the assigned task and to think critically and to understand what a senior audience would find relevant
Experience with VBA/SQL a plus

167

Cbna Cross Business Risk Management & Country & Crossborder Risk Management VP Resume Examples & Samples

Understand how decisions are being made and how risk is being managed
Engage and collaborate with different functions to assist in the management of critical projects intended to support the existing and move toward a visionary state of a one-Citi approach to the management of similar risks
Help to ensure a linkage between firm-wide key strategic projects and priorities and execution at all levels of the organization
Establish and foster relationships across the firm
The role may also offer the opportunity to work on high-impact projects, such as identifying emerging growth opportunities

168

Market Risk Management Resume Examples & Samples

Measure the volatility of the market price of different asset classes used to cover the insurance liabilities, by measuring the exposure to different financial variables in the market
Complete stress testing and VaR calculations as well as risk analysis of Economic Capital for periodic reports
Make assessments on portfolio projections and business planning
Monitor the markets and make analysis of the portfolio performance
Work with a variety of different asset classes, including capital markets, structured products, real-estate, etc…
Report Risk metrics to senior management
Good opportunities to work as part of a team and to take increased responsibility in line with seniority. Company encourages and sponsors its employers to complete academic studies to further their development
Mathematics/Scientific/Engineering Degree
Strong quantitative and analytic skills
Good understanding of financial industry and products, like global and capital markets

169

Risk Management Resume Examples & Samples

Advanced degree preferred
2-4 years of economic related work experience in areas such as forecasting or risk modeling
Experience with working with or developing Economic Scenario Generators
Strong communication skills (both written and oral) and ability to communicate technical terms to non-technical people
Ability to provide challenge, asking the right questions and escalating issues as appropriate

170

Risk Management Executive Resume Examples & Samples

The key elements that go into the development of the Bank Funding Plan
How the desk manages issuance of wholesale liabilities, maintains liquidity capacity, and monitors money markets
Forecasting of our domestic banks USD cash balances on deposit with the Federal Reserve
Management of liquidity reserves (including central bank positions) and optimization of collateral
Development of funding curve forecasts, stress testing, and appropriate Funds Transfer Pricing methodology
Management of parent company liquidity and debt/capital securities footprint
Optimization of liquidity across entities
Partner with BSCM on development of capital issuance and redemption plans and execute plans
Execution and management intercompany funding of non-bank entity chain
Identify Liquidity Risks and mitigants for the funding desks and utilize as an effective challenge for the multi-year Strategic Plan
Identify stress level Liquidity Risks and ensure they are being appropriately prioritized and captured within all stress testing
Review of all Liquidity policies, procedures, the contingent funding plan, Individual Liquidity Adequacy Assessments (ILAA’s), etc. in order to obtain an independent viewpoint of the representation of risk
Work closely with the frontline team in Global Funding and the reporting and stress testing team within CFO Group to curtail / control the amount of liquidity risk generated by the organization
Ensure limits are set based on specific analysis of the risk factors or are in line with the Liquidity Stress tests
Design and execute analysis to develop independent view of the appropriateness of the limits
Understand business drivers of limit and metric breaches and communicate effectively as part of breach notifications to drive remediation, when necessary, by the Front Line Units
Review new product approval process and ensure liquidity risk was appropriately considered, including quantitative and qualitative factors and that the risk introduced was in accordance with the Risk Appetite
15+ years of Trading/ALM/Balance Sheet Management experience with focus on Funding and Liquidity Management Money Markets
Risk management expertise primarily in Market or Liquidity Risk
Basic knowledge /experience of other risks Market, Credit, Reputational, Strategic and their interconnectivity
Knowledgeable of regulatory environment, risk framework, policies & standards
Strong business-centric mindset; understands how business decisions impact liquidity risk & its management

171

Risk Management Resume Examples & Samples

Contribute to the development of presentations for senior stakeholders
Work closely with the relevant stake holders / team leaders on headcount planning, tracking and reporting
Assist in coordinating and improving the group’s talent development, training and onboarding programs
Assure compliance to the several Outsourcing agreements with other MS legal entities
Liaise across FRM departments, Finance, Internal Audit, Compliance, Human Resources and Technology as needed
As part of a team, being responsible for building and maintaining a tool that helps a more efficient HC reporting on a weekly basis
Maintain and develop the share point site, internal website, be responsible for its content and its frequent update
Provide any other operational and administrative task assigned as per needs
Ability to prioritise, drive and manage multiple projects at the same time
Self-starter and ability to influence
Highly efficient, motivated and delivery focused. Intermediate /Advanced PC skills in the following systems: PowerPoint, Excel, Share Point, Visio and Microsoft Project
Strong background in project management ideally in the financial industry
Strong academic background, a bachelor degree or equivalent in Business Administration, Finance, Economics

172

Risk Management Initiatives Manager Resume Examples & Samples

Completed College degree in Business, Accounting, Finance, Math, Economics or Law is preferred with equivalent work experience or a minimum of 8 years in corporate & commercial credit risk management
In-depth knowledge of all aspects of corporate & commercial credit risk management; Credit qualified
In-depth understanding of the regulatory requirements in US and Canada
Understanding of Commercial lines of business functions
Completed post Graduate Business or Finance Diploma, MBA and PMP designation are very strong assets
Expert communication skills, verbally and written
Able to influence and facilitate
In-depth organization and technology skills

173

Risk Management Resume Examples & Samples

Identifying, assessing and monitoring risks related to the Firm’s trading activities across all business areas, with focus on fixed income products
Conduct various risks analyses, create presentation for senior management and present to senior management/front office.*LI-SC1
Suitable candidates will have an excellent academic background, including, but not limited to, a degree in a quantitative discipline, such as economics, finance, sciences or engineering. Higher degrees or other qualifications would also be looked at favorably
At least 4 years of experience covering risk management in a leading global financial institution
Strong proficiency with PowerPoint and Excel is required; VBA or other programming skills as well as a working knowledge of databases and SQL is advantageous

174

Market Risk Management Resume Examples & Samples

Mathematics/Scientific/Engineering Degree, with strong quantitative and analytic skills
High level of Japanese is required
Quantitative analysis job within the financial industry
Understanding of analysis tools and programming language

175

Operation Risk Management Resume Examples & Samples

Relevant experiences in Operations and/or Audit, Change, Risk Management, and other control functions in either Private Banking or Investment Banking
The ability to understand and document complex processes, procedures and controls
Able to identify and articulate Operational risks within complex processes

176

Avp Risk Management Resume Examples & Samples

Responsible for managing and presenting departmental analyses to mid-level management and occasionally senior management
Responsible for recommending to management strategies designed to improve the risk/return profile of general account and third party portfolios
Manages with minimal oversight (often complex) modeling projects to research and model investment and ALM-related risks
Manages researching, designing, building, and testing of new risk analytical tools
May represent Portfolio Risk Management in interactions with external parties, including regulators, rating agencies, and clients
Conducts occasional presentations to senior management

177

Risk Management Administrator Resume Examples & Samples

Maintain and implement VF Risk Management IPM (Ideal Plant Model) programs and audit criteria
Monitor and maintain Cal OSHA IIPP (Illness & Injury Prevention Program) for variations from VF IPM to maintain compliance
Coordinate and process work place illness & injury claims including clinic authorizations, documentation and timely reporting to VF Risk Management
Maintain OSHA 300 log including all required backup documentation
Monitor, inspect and coordinate life safety systems inspection and maintenance calendar
Maintain and expand SEPG (Safety & Emergency Preparedness Guide), including introduction to new hires, subject addition to existing guide holders and related training
Create and maintain CSHC (Central Safety & Health Committee) at multiple locations including monthly safety meetings and task group development
Identify and evaluate hazardous conditions and practices in the workplace, conduct and coordinate on-site safety and health assessments at all facilities to audit physical conditions and safe work practices. Create inspection criteria, checklist documentation and corrective action plan. Consolidate into monthly report or report urgent matters promptly
Conduct monthly safety training for non-office based operations (DC’s, Mfg, Warehouse, etc.). Bid, organize and schedule periodic specialty training programs including CPR, First Aid, Fire Extinguisher, Ergonomics, workplace violence, etc. Participate in 'train the trainer' opportunities to reduce/eliminate vendor reliance and associated cost
Conduct all accident and near-miss investigations. Ensure all appropriate documentation is compiled, forwarded and filed accordingly
Create and maintain reports pertaining to trends and statistics related to injuries, workers comp claims, accident investigations, near-miss incidents, etc. Discuss with manager at regular touch base meetings
2-3+ of progressive safety or risk management program administration or supervision

178

Manager of Risk Management Resume Examples & Samples

Create processes that identify risk and develop programs to mitigate or fund risk in accordance with the corporate risk philosophy as articulated by senior management
Prepare (in conjunction with ICF’s Internal Audit Department) annual enterprise risk assessments and an enterprise risk management program to mitigate the risk to our company
Design, implement, and manage cost effective insurance programs, based on corporate risk appetite, to transfer and fund risk
Develop and foster relationships with insurance companies and service vendors to assure access to and acceptable administration of insurance programs
Support our contracts and subcontracts staff daily with the review of contract activities that create risks and advise line and corporate management of the financial exposure and recommend appropriate risk mitigation techniques
Perform risk and loss control analysis and identify areas for improvement
Conduct merger & acquisition insurance and risk management due diligence and integration activities
5+ years of experience working in a corporate risk management department, or related insurance industry experience
Working knowledge of contracts/subcontracts, insurance policies, loss control management, and claims administration procedures
Experience with insurance strategy development and implementation of industry best practices
Ability to handle multiple tasks in a timely manner, as service levels call for a 48 hour response period
Effective communication skills, leadership capabilities, and strong organizational and analytical skills
Ability to work independently in a fast paced and sometimes demanding environment
Proactive in seeking solutions as well as have the ability to manage multiple changing priorities with minimal supervision
Maintain confidentiality and accurate records

179

Risk Management Senior Specialist Resume Examples & Samples

Degree level in relevant subject – i.e. Treasury, Business Management, Finance, Accounting, Data Science, or Mathematics
3-5 years directly applicable and relatable experience
Truly comfortable in a fast-paced and change-oriented environment
Execution-oriented and results-focused self-starter able to work independently
Strong organizational ability, project management skills, and extremely detail oriented
Excellent written and oral communication skills at all levels (i.e. colleagues to senior management) and situations (i.e. one-on-one to presentations)
Keen judgment balancing business strategy with rigorous risk management controls
A pragmatic and flexible attitude towards problem solving, and a consultative working style
Strong analytical mindset with attention to detail in work as well as the ability to remain calm and flexible in the face of increased demands, changing priorities and uncertain environment
Possesses a strong commitment to excellence by anticipating needs, mitigating risks and minimizing potential problems
Good team player with positive “can-do” attitude
Programming experience with tools such as SQL and MicroStrategy
Experience with Business Intelligence tools such as Tableau and MicroStrategy
Background in finance, compliance, or related field
Experience with one or more of: RCSA, CRMP, SOX, Quality Assurance Program compliance
Breadth of experience across businesses serving people, companies and institutions
Experience closely interacting with analytical and/or technology teams

180

Quality & Risk Management Resume Examples & Samples

Minimum 7 years of experience in public accounting, auditing, audit management, business strategy, preferably with big Audit Firms, Knowledge and experience in relevant laws is a plus
International professional Accounting Qualification (CPA, UK CA or equivalent…) is required
MBA or other relevant graduate degree from a leading institution is preferred
Fluency in English (reading, speaking and writing). Preference will be given to bilingual candidates (Arabic/English)
Good Knowledge of International Accounting and Auditing Standards
Excellent oral and written communication skills to provide clear messages to all levels
Demonstrated ability to effectively establish and maintain strategic working relationships with peers and constituents at all levels of the organization
Strong leadership competencies
Active involvement in professional societies or industry organizations including experience speaking at conferences, delivering workshops or publishing eminence-building articles
The position requires frequent travelling within the Middle East region

181

Risk Management Resume Examples & Samples

Provide business analysis and project support on the following activities
Periodic re-assessment of RDARR compliance
RDARR stakeholder communications including preparing metrics and materials for senior stakeholders
Prepare for and track deliverables / next steps for program subcommittee meetings
Enhance processes to support governance and controls
Work with the FRM PMO to implement, within the RDARR PMO, standards and guidelines for project management
Work with RDARR stakeholders across risk domains and other areas within the Firm to perform analysis
3-5 years of experience at a financial institution or consulting firm in a business analysis type role
Attention to detail and ability to prioritize projects and workload
Knowledge of and hands on experience with business analysis and project management
High level of proficiency with Excel and PowerPoint
Proficient with Visio
Prior risk management experience
Knowledge of and / or experience implementing BCBS 239 Principles

182

Climate Risk Management Expert Resume Examples & Samples

At least 15 years of professional experience related to the successful implementation of large and complex development projects in climate change mitigation or adaptation
Proven leadership in the management of large international donor support programs with skills in strategic planning, management, supervision and budgeting
A master’s or higher degree in a relevant field of study, such as environmental management, natural resources management; economics, public policy; natural, earth, or physical sciences; engineering; business administration; governance; disaster management; or other related field
Demonstrated skills in building, mobilizing, and managing multi-disciplinary teams
Excellent inter-personal and communications skills
At least 10 years of experience in climate risk or vulnerability assessment or climate change adaptation in a developing country context
At least a master’s degree or a higher degree in a relevant field of study, such as environmental management, agriculture, fishery, spatial planning, economics, public policy; natural, earth, or physical sciences; engineering; business administration; governance; climate change, climate change adaptation or other related field
Demonstrated understanding of climate vulnerability and risk assessment in a developing country context
Ten years professional communications technical skills required producing knowledge management and communication products for print and online, including professional writing, editing, production, and management for print, and professional writing, editing, production, and management experience for online media including Web, Web 2.0 and social media technologies, such as wikis and blogs
Experience with adult education theory and practice, including relevant media and technology applications, is highly desired
Comprehensive knowledge and work experience in technical, scientific, socioeconomic, and cultural aspects of climate change policy, especially as it relates to climate change and development
Advanced degree in communications or knowledge management, or other relevant field
Previous experience working successfully in a cross-cultural, multi-disciplinary team environment with high level interpersonal and communication skills

183

Risk Management Resume Examples & Samples

At least 5 years of experience in Risk Management for an IT Department in a medium to large sized enterprise
Demonstrated knowledge of IT process improvement methods to aid decision making and improve final results
A Bachelor's Degree in Risk Management, Business Administration, Technology, Mathematics, or related subject
An advanced level of proficiency in MS office products: Word, PowerPoint, Excel (Pivot tables, use of formulas and functions, macros and reporting), and Visio (process documentation)
Demonstrable experience in enabling risk management capability in a complex environment
Strong writing, presentation, and communications skills to build rapport and trust and influence stakeholders at all levels
Strong analytical skills and the ability to evaluate information from a variety of sources, including exposure to Tableau or similar analytical visual representation tools
Experience with stochastic and predictive modeling tools and techniques
Strong planning and organizing skills to manage short, medium and long term activities and deliverables
Experience of managing challenging behaviors and resistance to change using initiative to work through issues and barriers to success
Experience carrying out business and technology risk assessments
A working understanding of risk frameworks
Experience working pro-actively and autonomously
The ability to look at situations objectively and challenge assumptions
The ability to work efficiently and accurately in a dynamic, fast-paced environment

184

Risk Management Resume Examples & Samples

Drive Risk Management, including Business Continuity Plan (BCP) efforts to develop effective group BCP recovery and emergency response strategies for effective service continuity
Integrate and validate the effectiveness of business units’ incident response and recovery capabilities through conducting location-wide exercises
Coordinate and test internal and external emergency response and crisis management

185

Risk Management Resume Examples & Samples

Requires 5 or more years of corporate underwriting experience, including strong credit and client management skills
Requires a BA, BS (MBA or CFA preferred) and solid understanding of finance/accounting
Ability to present transactions to senior credit officers/committees
Demonstrated ability to analyze, negotiate and manage complex credit transactions
Experience working with syndicated or multi-bank credit facilities/agency credits
Relevant industry experience (project finance, power, renewable energy, Oil & Gas, transportation) a plus
Ability to work well in teams
Excellent verbal and strong written communication skills
Good PC skills, including Microsoft Excel, PowerPoint, etc
Demonstrated experience and track record of success at MUFG/Union Bank strongly preferred

186

Risk Management, Collections Resume Examples & Samples

Preferably 1 - 2 years’ collections experience in a bank
Strong communication and effective negotiation skills coupled with the ability to make good judgement in reviewing accounts
Good understanding of customers’ needs and the collections process to determine the customers’ financial obligations
Candidates without prior experience are likewise welcome to apply

187

Director, Individual Risk Management Resume Examples & Samples

Ability to excel in a complex and rapidly changing environment
Ability to collaborate and navigate groups through complex, multi-facetted issues
Ability to manage and prioritize multiple accountabilities with minimal direction
Ability to influence at senior levels in the organization without direct authority
Proven experience in developing strong working relationships with business partners and stakeholders and ability to interact with all levels in the organization
Strong problem solving skills with sound, practical and professional judgment
Strong organizational, project and process management and documentation skills
Ability to interpret complex Policies and Guideline to extract applicable elements to provide practical guidance to the business unit
Knowledge of the Canadian financial landscape, Insurance industry, Individual products and/or distribution would be an asset
University degree or equivalent and a post-degree, professional designation (e.g. accounting) or MBA
Industry experience in a related field
Familiarity with complex financial concepts

188

Risk Management Senior Resume Examples & Samples

At least 6-9 years prior experience in risk management
Bachelors degree in nursing or related field
Prior Clinical Experience
Has full responsibility for operations of the risk management program that may include an enterprise liability approach to exposures. Plans and implements a program for both loss prevention and loss control at assigned entities, and a comprehensive orientation program; those programs will be directed to all current and future employees, physicians, and residents to advise them of their responsibilities, obligations, and part in the facilitys risk management program. Maintains awareness of legislative activities that may affect risk management programs in assigned entities and participates in the legislative process
Develops, implements and monitors risk management plans for assigned entities. Develops and monitors progress on annual entity-specific risk management goals. Conducts systems analyses to uncover and identify patterns that could result in compensable events. Designs and implements risk management surveys and studies; conducts surveys, studies, and special projects to assist in long-term planning and changes to facility policies and systems that reduce risk and losses. Participates in new business development activities by providing due diligence on new ventures/acquisitions
Directs loss control/loss prevention activities and reports results to senior administration. Supervises the statistical trending of losses and analyzes patterns. Provides analysis of risk data for all levels of management. Participates in Case Reviews to identify emerging issues in the defense of claims
Responds to professional liability and facility liability questions posed by physicians, nurses, and other personnel. Leads development of organization-wide approach on disclosure of medical errors and obtains physician support. Answers inquiries of physicians, nurses, and administrators regarding emergent patient care issues to minimize risk and control loss. Assist in resolving treatment issues, including patient decisions made against medical advice (AMA), refusals of treatment, and consent issues; initiates court orders as appropriate via in-house and outside legal counsel. Responsible for being on call as scheduled
Recommends appropriate revisions to new or existing policies and procedures to reduce the frequency of future occurrences; recommends ways to minimize risks through system changes; reviews and revises facility policies as appropriate to maintain adherence to current standards. In litigated claims, assists Banner Health Claims team and legal counsel in accessing facility records and personnel. Directs and coordinates release of records and information in response to subpoenas, court orders, attorney requests, state and federal agency investigations, and other inquiries from outside sources

189

Claims Administrator, Risk Management Resume Examples & Samples

High school Diploma or equivalent
Minimum 3 years of general and auto liability claims handling experience
A working knowledge of Nevada innkeeper’s statutes along with an understanding of general and automobile liability insurance forms and coverages
Must be able to learn and use the LVS Risk Management Information System to adjust claims and maintain claims database tracking program for all claims
Must possess a personality that can work with third parties that may be unhappy or irate
The position exists in a fast-paced, busy, and somewhat stressful environment
Maintain proper mental attitude while dealing effectively with guests, management, team members, and outside contacts while working under pressure and meeting deadlines
Must maintain a positive attitude toward work and interface with hotel guests in a congenial and polite manner
Must be able to address stressful situations with clients with dignity and the utmost tact and politeness
Maintain a professional, neat and well-groomed appearance adhering to LVS appearance standards
Maintain consistent adherence to the LVS Unmatched Guest Service Standards

190

Principal & Senior Civil Engineers Flood Risk Management Resume Examples & Samples

Appraisal of flood risk options, costs and benefits
Technical and business case reporting
Carrying out and coordinating detailed design of flood risk management solutions
Liaising with clients, architects and other design team members
Assisting with project management and multi-disciplinary design coordination

191

Manager, Treasury Risk Management Resume Examples & Samples

Oversee foreign exchange (FX) risk management for four business units ($1.5+ billion FX hedge portfolio) and ensure ongoing compliance with the Policy inclusive of sensitivity analysis, hedge recommendations, regular reporting to senior management, and quarterly updates to the Audit Committee
Manage the quarterly financial debt covenant process and quarterly/annual compliance reporting to lenders, monitor performance of core credit metrics against aspirational targets, and oversee compliance with Financial Risk Management Policies
Monitor and analyze working capital metrics and trending in addition to supporting on-going initiatives to improve working capital performance
Manage timely process of trade finance activities of the Corporation and its subsidiaries and identify areas for improved efficiencies
Support continued development of comprehensive financial risk assessment model for specific corporate financing programs
5+ years of experience in a treasury, banking, or financial risk management function
Professional accounting designation (CPA - CA, CGA, CMA) is preferred
Excellent leadership and communication skills, as well as, a highly flexible and team oriented personality
Desire to encourage new ways of thinking, constructively challenge the status quo, and drive continuous improvement efforts
Strong analytical skills with advanced computer literacy
Able to work independently and in cross departmental teams
Experience using a corporate Treasury management system is considered an asset

192

Risk Management Director Resume Examples & Samples

Leads the development of policy for project/product risk management strategy (D-Risk Management Plan) and internal and regulatory action plans for real and theoretical safety risks in partnership with the project/product team, and advises product teams to ensure clear and balanced communication to senior management
Advises product teams in a manner to optimize the implementation of risk management strategies for specific risk assessment activities and documents, coordinating and/or authoring documents as appropriate, providing project teams/senior management with a comprehensive recommendation on risk management strategy
Organizes and provides administrative support to the appropriate governance committees by ensuring that routine updates are provided
Advises product teams for development of Investigator Brochure activities where appropriate (i.e. "Advice to Investigators" Section)
Oversees the policy that is developed for teams that will be responsible for authoring, updating, and maintains the Risk Management Plan (RMP, EU-RMP, REMS), ensuring compliance with current local regulatory requirements. The RML advises teams to ensure that postmarketing risk management activities are aligned with the Risk Management Plan
Advises teams to lead development of peri- and post-approval safety commitments during the endgame and approval phases, and may assist in negotiating these commitments with regulators; coordinates post-approval safety commitments
Assists teams with communication and knowledge transfer across project/product teams, Therapeutic Areas, and GPV regarding risk management positions, policies and strategies
Creates and fosters an environment of partnership and collaboration between GPV and the project/product team. Develops and sustains constructive relationships with preclinical disciplines, Medical Affairs and other APGD teams
Supports the Global RM Head with designing the risk management function Global PV, timely implementation, and evaluation of the function
Advises teams to ensure risk management awareness and communication at investigator meetings, as appropriate
MD or advanced health related sciences degree (PhD/PharmD); or equivalent
At least 5-10 years pharmaceutical/health related industry experience in one or more of the following areas: Drug Safety, Epidemiology, and Clinical Development, with at least 3-4 years of direct experience in risk management (in a global setting preferred)
Key leadership responsibilities in previous role(s) preferred
Global responsibilities in previous role(s) preferred
Strategic thinking, Organizational, Leadership. Results-oriented performance. Team player
Excellent knowledge of ICH, US & EU regulations and requirements for pharmacovigilance (experience with world-wide safety reporting regulations and guidelines required)
Excellent interpersonal skills, including ability to work effectively cross culturally and cross functionally
Proven ability to effectively lead cross-functional teams with respect to risk management activities and to influence where direct reporting line relationships do not exist

193

Heloc Risk Management Rep Resume Examples & Samples

Perform the review and completion of processes including but not limited to daily draw processing, Visa transaction oversight, daily wire transfer requests, change of address requests, payoff reinstatement requests, tax/insurance monitoring and line management
Monitor department mailboxes for timely resolutions and responses to emails
Utilize task tracking to monitor pending requests and to assign issues to supporting departments/investors
Monitor daily/weekly/monthly control reports to ensure department procedures are followed accurately
Support training and mentoring of new HELOC Risk Management/Line Modification Team Players on department procedures
Monitor accounts and report any fraudulent activities associated with the HELOC portfolio
Identify process enhancements and/or process gaps to improve operating efficiency
Review documentation required for HELOC modifications, including income statements, credit reports, title reports, home appraisal/valuations, loan applications, underwriting worksheets
Ensure approval/denial of HELOC modification requests is in proper compliance with product and investor parameters
Collaborate with Mortgage Underwriters, Mortgage Processors, legal representatives, investors and borrowers to ensure modification requirements are met
High School diploma or equivalent required
Minimum of 1 year previous customer service experience in a financial setting required
Analytical, with an ability to identify and resolve problems
Well organized, paying close attention to detail
Ability to manage multiple priorities in a timely manner
Ability to meet the needs of internal and external customers by delivering high quality service
Rapidly adapts to changing information, conditions and/or unexpected obstacles
Strong interpersonal skills
Operates effectively in a team environment as well as independently
Proficient with Microsoft Office products (e.g. Word, Excel, Outlook, Powerpoint, etc.)

194

Risk Management Leader Resume Examples & Samples

Policing and reporting,
Providing technical support and assistance,
Managing security controls,
Providing training and awareness,
Ensuring that security controls are appropriately referenced in operational documentation,
Analyze, plan, schedule, and coordinate security controls and compliance programs,
Create and ensure adherence to master plans and schedules,
Develop and maintain information security program governance through formal reporting to the Director, Information Security Compliance and Senior Leadership,
Assist with creation and management of an Information Security Dashboard and Reports status to stakeholders including senior leadership,
Facilitate discussion of making trade-off decisions between quality, cost, resource, scope, and time,
Build and maintain relationships necessary for the successfully execution of the information security program,
Assist in documenting security requirements for information security projects,
Contribute to the Information Security team by coordinating assessments and assisting with program documentation as needed
Security tools and programs that are currently available,
Business security practices and procedures,
Hardware/software security implementation,
Encryption techniques/tools,
Various communication protocols

195

Market Risk Management Resume Examples & Samples

Responsible for implementing and overseeing the new requirements under Fundamental Review of Trading Book (FRTB)
Engaging within all elements of risk management (especially market risk) as well as Front Office to ensure that the organization is as efficient and effective as possible when implementing the changes, and the organisation remains competitive within the current financial landscape
This role will be responsible to the Head of Risk Management in Japan and will require the candidate to manage a project team made up of Risk Management personal, quants and IT professionals. They will also be leading the project globally
Once the project goes live, the person will be responsible for managing this within Risk Management, as well as working on new regulatory projects
Because of the exposure of the role, there will be very good opportunities for internal mobility as well as career progression
Strong quant, market risk background with a thorough understanding of risk models (including stress testing and back testing methodologies) and front office systems
An understanding of current regulations
Experience of facing off to regulators for internal models approach
Experience of establishing governance, policies and procedures
Developing risk management models and systems

196

Market Risk Management Resume Examples & Samples

Ensuring materials and personnel for audit meetings are appropriately met and kept consistent across audits
Proposing acceptance / amendments for findings and agreeing remediation within the department
Tracking and reporting audit findings
Ensuring self-identification of weaknesses
Ensuring Policies have a consistent approach, are appropriately controlled, disseminated and have a clear ownership structure
Maintaining Governance structure in the department including summary materials suitable for internal and external consumption
Aligning Policy structure with Governance structure for cohesive organisational framework and clear ownership structure, which give consistent approach for Policies and layered documents
Working with owners to write Policies
Experience of working in or extensively with the Risk department (Market Risk preferred)
Experience of dealing with audit findings and / or of writing Policies
Good understanding of key Market Risk concepts (e.g. Value at Risk (VaR), Limits, backtesting, stress testing)
The ability to multi-task and prioritise whilst being responsive to ad-hoc requests
Confident and enthusiastic with a 'can-do' attitude
Collaborative with an ability to build strong relationships
Proficiency in English (written and verbal)

197

Risk Management Director Resume Examples & Samples

Advance Patient Safety through Systems Thinking and Design
Chair of the Patient Safety Committee
Identify and Mitigate Patient Safety Risk
Oversee Regulatory Compliance from a Risk Management perspective
Facilitator of the Bio Ethics Committee and the Patient Grievance Committee
Work closely with senior leadership, corporate and defense counsel, department directors and corporate associates, patients, visitors and medical and allied health staff for consultation on Risk Management issues/concerns
Oversee all aspects of risk identification and management for the organization’s loss control program
Ensure that risks are minimized by investigating and acting on all regulatory survey reports/recommendations
Represent Risk Management at Medical and Surgical Peer Review, Quality Council, and other departmental meetings
Provide comprehensive risk management education and orientation program
Increase Patient Safety Awareness and Practice among Clinicians and Staff
Investigate and respond to all patient/family grievances and complaints
Conduct root cause analyses in response to unexpected occurrences which caused or may cause serious physical injury
Track and analyze data for trending and develop appropriate action plans and risk modification strategies in conjunction with the VP of Quality
Analyze hospital acquired conditions, validation of compliance with bundles and determination of corrective action plans as necessary
Clinical background, RN preferred
Bachelor’s degree required; Master’s preferred
LHRM required; CPHRM, CPPS must have within first year of hire
5+ years healthcare experience with a focus in advanced nursing
Demonstrated analytical skills; familiarity with statistical and/or actuarial methods
Excellent computer skills with demonstrated spreadsheet and database competency
Previous management experience preferred

198

Risk Management Director Resume Examples & Samples

Increase Patient Safety Awareness and Practice among Clinicians and Staff through education and training
Engage Executive and Clinical Leaders to support Patient Safety culture
Identify Opportunities for Patient and Family Engagement in Patient Safety
Search for more effective and effective processes to accomplish goals while reducing costs
Track and trend patient outcomes; make recommendations and develop action programs to improve delivery of care
Follow established guidelines for reporting a significant medical error or unanticipated outcome in the patient’s care which results in patient harm
Demonstrate knowledge of regulatory requirements, HCA Ethics and Compliance policies, and quality initiatives

199

Manager of Quality & Risk Management Resume Examples & Samples

Ability to instruct and manage personnel, both professional and non-professional
Maintains high level of confidentiality at all times
Communication - communicates clearly and concisely. Must be able to communicate effectively with patients and their family members, physicians, co-workers and center management
Leadership - guides individuals and groups toward desired outcomes, setting high performance standards and delivering leading quality services
Tactical execution - oversees the development, deployment and direction of complex programs and processes
Team-building - demonstrates ability to foster and perform in a team-building environment

200

IRD Risk Management Systems Developer Resume Examples & Samples

The calculation of risk, p&l and trade information to the firm-wide finance and risk management systems
The renovation of risk calculation and aggregtion systems in IRD
The efficient use of large parallel grid computing infrastruture
End-of-day marking and market data management
Self-motivated, quick-learning and comfortable working across numerous technologies
Able to work across a full project lifecycle
Strong software engineering, analytical and problem solving skills
Hands-on experience in Java or Scala multi-threaded applications
Excellent written and oral English, good communication skills
Interest in different financial areas; business problem solving
Experience in server side Java development and distributed systems
Knowledge of fixed income derivatives would be very preferable - specifically experience with mathematical model integration
Experience in financial risk calculation and management system
Experience in distributed computing or cloud computing, Java/Scala performance turning

201

Risk Management Snr Manager Resume Examples & Samples

Detailed Description
Substantial software project management experience through the full project life cycle in applications, custom development or technical infrastructure/architecture, using OUM, eFAST and/or legacy Oracle delivery methods
Consulting proposal writing or review (in English, Spanish or Portuguese), or involvement in other consulting pre-sales activities; hands-on delivery experience with one or more Oracle applications (legacy and/or Fusion)
Exposure to SaaS services delivery
Experience with the project review process
Ability to work a flexible schedule and to multi-task
Hands-on delivery experience in one or more of the following

202

Director of Risk Management Resume Examples & Samples

· Day-to-day quality & risk management matters from proposal to delivery stage by identifying, analysing and resolving risk and quality issues and liaising with other risk subject matter experts in the legal and independence teams
· Ensuring that clients and engagements are accepted appropriately in line with regulatory, legal, independence and risk management requirements
· Ensuring that quality control procedures are in place to assist the FAAS Team in delivering high quality service to our clients

203

Balance Sheet Risk Management Resume Examples & Samples

General day to day independent risk management of Treasury Balance Sheet Management
Set and Monitor Limits Daily; exception approval/escalation
Include key Balance Sheet limits/compliance in daily CRO report
Assist Treasury in building out Policies, Procedures
Day to day oversight of compliance with Liquidity Coverage Ratio and Net Stable Funding Ratio
BS in Math, Finance, Economics or Quantitative Finance
10 or more years of experience in Treasury liquidity and/or rate risk, as independent risk management for these activities, or in capital markets businesses
This positions requires you to be based in Minneapolis, MN or Charlotte, NC
Extensive knowledge of financial analysis concepts and methodologies
Expert knowledge of accounting theory practice, regulatory requirements and reporting
Excellent financial analysis, forecasting and planning skills

204

Manager Group Risk Management Resume Examples & Samples

To work with the Business Unit (Group Enterprise) to establish risk strategies, and identify, assess and monitor risks in a structured manner
To proactively drive the risk management practices in the Business Unit (Group Enterprise) covering strategic, financial, operational and compliance risks
To engage the Business Unit (Group Enterprise) and act as an advisor to promote risk awareness culture within SingTel through risk awareness programme (communications, workshops, dialogues) and sharing of past learning
Responsible for supporting the Management / Management Committee in assessing the risks and contract deviations on major contracts. This entails having a good understanding of the underlying risks and appreciation of the legality of the contract deviations (which can be sales or procurement contracts) that require approval by Management / Management Committee. (The volume of contracts requiring Group Risk Management’s review vary from time to time and can take up to 60-80% of the Manager’s time.)
A good degree in Finance, Accounting, Business, Law or Economics

205

Accrual Mortgage Portfolio Risk Management Resume Examples & Samples

Weekly monitoring of the interest rate exposure, duration, partial durations, market value, and other metrics
Functional model validation of new originations models, valuation frameworks, fallout models and prepayment dials among others
Establish methods, controls and processes to facilitate the monthly and quarterly reviews of metrics in RUBY with several stakeholders
Develop tools to monitor and explain changes in disclosure metrics
Propose and support rationale for limit setting of accrual portfolio metrics –which are approved by the ALCO
Liaise with business, treasury and other risk managers to develop deeper industry expertise
Support strategic initiatives such as Global Real Estate exposure, which entails governance, methods, monitoring, and limit setting – which are approved by the board of directors
Work with other CAPRM strategic initiatives to model the CMI business holistically, bringing together the MTM and the accrual portfolios view
Bachelor’s degree. Preferred advanced degree in quantitative field such as statistics, economics, quantitative finance, engineering or mathematics
Ability to operate well in a team environment and alone
Ability to show initiative and problem solving around database and systems issues
Programming skills and ability to automate processes robustly
Demonstrated ability to successfully engage in multiple projects and effectively use third party systems and data sources

206

Weapons Systems Risk Management Professionals Resume Examples & Samples

Active Top Secret (w/current investigation w/in the past 5 yrs), SCI Eligible
Experience in Weapons Systems Risk Management reporting and strategy support
Prior experience supporting Hanscom AFB desired

207

Director of Risk Management Resume Examples & Samples

Manage end-to-end process of insurance acquisition and funding of retained risks including data gathering and analysis, internal review, liaising with external insurance providers (e.g., brokers, actuaries, insurers) and proposal analysis
Negotiate with brokers and carriers to obtain the most favorable premium, coverage and insurance market selection and negotiate coverage revisions as necessary to meet changing corporate needs and exposures
Manage claims for all global insurance programs utilizing internal staff and external service providers
Develop and monitor an equitable cost allocation system for insurance premiums, claim costs, insurance related taxes and reserves for self-insured losses
Partner with business units and/or corporate functions to implement loss prevention and loss control programs as appropriate – with support from insurers and external service providers as needed
Supervise and evaluate physical inspections of Company-owned property by risk management personnel or outside engineers, to determine their vulnerability to loss or damage. Coordinate facility risk improvement recommendations with appropriate operations personnel
Bachelor’s Degree; preferably in Business Administration or Finance MBA or CPA is a plus
Professional designations of CPCU, CRM or ARM preferred or equivalent
At least 5 years of experience in risk management or insurance with experience assessing corporate risk and managing sophisticated, multi-line insurance programs for an international organization
Excellent organizational skills and ability to consistently follow-up on tasks to completion
Must maintain a thorough understanding of domestic and international commercial property & casualty insurance coverage and practices and accurately respond to internal and external inquiries regarding coverage
Demonstrated ability to create and maintain strong working relationships with a diverse group of executives, managers, and associates in both the business units and corporate functions
Proficiency with MS Office (Excel, Word and PowerPoint) required
Effective negotiating and presentation skills
Proficient knowledge of accounting, finance and tax as applied to risk management and insurance programs
This role requires 15- 25% travel, including international

208

Real Returns™ India Restart Your Career as an Experienced Risk Management Professional Resume Examples & Samples

A cover letter which would help us understand your reasons for the career break and any other breaks in your overall career
Your most recent resume with experience details
Your expectations from Real Returns program and how do you think this program will help re-launch your career

209

Director of Risk Management Resume Examples & Samples

Bachelor’s degree (preferably related to Insurance, Business or Finance)
Professional designations a plus. 3-5 years relevant experience
Technical knowledge of product area or industry
Ability to read and understand information presented in writing
Ability to weigh the relative costs and benefits of a potential action
Ability to use logic and analysis to identify strengths and weaknesses of arguments or information
Ability to obtain relevant information
Ability to evaluate information against a set of standards to verify correctness
Ability to handle complaints
Personal Computer skills, including, Microsoft Office Suite to include: Excel, Word and PowerPoint

210

Intern Risk Management Resume Examples & Samples

University degree or in the final year of study in banking, finance, economics or similar higher education
IT affinity required (very strong knowledge of Excel, VBA and MATLAB)
Solid interest in and understanding of investment management, financial instruments and financial markets
Strong analytical, conceptual and problem-solving skills
Curious and able to understand, assess and explain complexity
Results-driven and able to perform well under pressure and against tight deadlines
Ability to work independently as well as in a team and service oriented mentality
Fluent in English, German is a plus

211

Collateral Risk Management Pipeline Manager Resume Examples & Samples

Works as a consultative partner with business leaders and colleagues across multiple sites and in multiple functions
Develops, recommends and implements key pipeline management measures and reports
Develops, recommends and implements processes and procedures with a focus on pipeline management and achieving a positive customer experience
Utilizes customer feedback to drive improvements in the collateral review process
Elevates rush reports as needed to move them quickly through the review process while ensuring all reports are assigned for review within the SLA
Communicates with CRM Reviewer Leads as necessary to ensure reviews are conducted in a timely manner
Acts as an objective liaison with Sales/ Operations and the CRM Department
Works closely with CRM Reviewer Leads and assigns collateral reports to specific collateral reviewers outside of CMS Get Next functionality
Manages key reports and communicates daily collateral report obstacles and/or opportunities; develops new reporting and establishes monitoring processes as necessary
Prepares and monitors performance metrics on Reviewer colleagues to ensure meeting established expectations (number of reviews)
Works with other CRM managers on identifying patterns/trends to mitigate risk (i.e., training, clarification)
Works with CRM Leads (Collateral Review Manager and CIU/QA Manager) to address issues
Works with Analytics/Vendor Manager on outsourcing to ensure process in place for spikes in volume, etc
Works closely with FNC Administrator and acts as backup for role
Activate documented process for when SLAs are getting to the point that when combined with short term forecast it will be necessary to implement review outsourcing
Monthly reporting on capacity with existing staff based on forecast for Mortgage and Equity collateral reports
Proactively identifies process and procedural gaps and recommends workflow solutions
Recognizes, resolves and escalates problem collateral reports and customer issues
Consults with key leaders on pipeline management issues
Provides coaching and leadership for Sales/Operations and CRM colleagues utilizing key performance metrics and customer feedback
Outstanding customer service orientation and collateral report knowledge. Strong written and verbal communications skills
Superior problem solving and conflict resolution skills
Strong PC skills including Excel

212

Risk Management Resume Examples & Samples

Minimum of 8 years of related professional experience; experience in HR function preferred, particularly in coverage, training/development and/or talent management
Ability to work with a broad range of personalities
Enthusiasm to create and lead a new strategic talent initiative and willingness to drive and improve processes
Outstanding judgment, critical thinking, verbal and written skills
A team orientation with strong influencing skills and demonstrated leadership skills
Strong attention to detail and resourceful problem solving skills
Strong computer skills including Excel and Powerpoint

213

Credit Approver, Risk Management Resume Examples & Samples

5 – 8 years of direct experience in approving housing loans
Strong understanding of the Singapore property market and the mortgage regulatory requirements (eg MAS Notice 632, 645, TDSR guidelines)
Sound knowledge on mortgage process and credit documentation
Team player and willing to take on additional responsibilities and work improvement projects
Proficient in Microsoft Excel, Microsoft Access and Microsoft Powerpoint

214

Gccp Risk Management Resume Examples & Samples

Oversee the GCCP involvement in the Firm’s New Product Approval (NPA) process. Including
Review and finalise the GCCP elements of the cross Finance checklist in a timely manner and to a high standard
Oversee due diligence reviews, approvals and sign off of GCCP Quorum Members and Informal Advisors
Manage communications between the NPA Governance Office and GCCP teams
Serve as GCCP escalation point for Business Unit and other Functional areas involved in the NPA process
Manage annual recertification of GCCP NPA procedures and Checklist
Monthly Risk Reporting to Senior Management
Liaison between the FinRISC Team and GCCP organisation for several Firm risk initiatives, including but not limited to, Risk and Control Self-Assessment (RCSA), Business Continuity Planning (BCP), Sarbanes-Oxley testing (SOX) and Information Security
Monitoring and Quality Assurance review of Risk Incidents, Issues and Action Plans, and identification of thematic issues, along with suggestions for remediation, as appropriate
Contribute to setting the strategic direction of the GCCP Risk Management function
Partner with colleagues and internal clients on various projects
Assist with ad hoc queries and initiatives
A rounded commercial approach to reporting and controllership, with proven skills in chasing issues through many layers to discover root causes
Confidence in building and managing relationships across a wide variety of stakeholders and business areas
Strong communication and escalation skills
An ability to self-manage work load effectively whilst balancing multiple deliverables and priorities appropriately
Ability to be highly numerate with a close attention to detail
Strong analytical, organisational and documentation skills
A strong commitment to self-development
Flexibility required to work in a dynamic environment under tight deadlines
Excellent Microsoft Excel skills and be proficient in data mining and summarising and presenting themes and results in a meaningful format
Hold a professional accounting qualification (CA, CIMA, ACCA)

215

Director of Risk Management Resume Examples & Samples

Manage a staff of risk analysts and/or actuaries
Graduate degree in mathematics, actuarial science, finance or related field, plus eight years of relevant experience (or) Bachelor’s degree in a related field and FSA, CFA or other designation, plus eight years of experience (or) Bachelor’s degree in a related field, plus 11 years of relevant experience
Management experience in a similar environment

216

VP, T&O Risk Management Resume Examples & Samples

Attend periodic meetings of AMLOCs, and will work with unit’s respective management in developing and maintaining unit specific AML / CFT procedures consistent with Group AML / CFT policies and procedures
Participant, drive and/ or lead the relevant colleagues to implement the Unit ORM local / regional programmes / review/ risk mitigation initiatives to all T&O locations, if applicable
Participant in various committees/ taskforce assigned by the management to drive for the predefined objectives, e.g. Fraud Committee, FATCA Committee, etc
Building key relationships with the various T&O departments, working in partnership in identifying and developing solutions to address key ops risk areas
Forge effective engagement with key stakeholders with on risk management, control and governance matters

217

Regional Risk Management Resume Examples & Samples

Research, synthesize, and present topics related to emerging regional risks and headwinds; summarize findings in succinct PowerPoint presentations and written reports
Provide analytical coverage of a subset of APAC countries; prepare country briefings and updates in addition to contributing country-specific content and supporting information to the Asia Chief Risk Officer’s presentations as needed
Produce monthly and quarterly Regional Risk Management reporting of the highest quality; engage with counterparts in segments and countries for clarification and/or explanation of ambiguous or missing inputs
Produce critical and time-sensitive deliverables for Internal Audit and regulators
Monitor and coordinate regulatory and Internal Audit Issues and Correction Acton Plan governance and oversight, working with partners in Operational Risk Management as well as stakeholders in the segments and countries
Monitor and coordinate approvals for APAC cross-border limits; investigate breaches and potential shortfalls as well as recommend appropriate courses of action
Coordinate implementation of new global and regional policies and guidelines across the region; track gap analyses and exception approval requests while providing interpretive guidance to stakeholders
Coordinate Continuity of Business Plans for Regional Risk Management
Support the APAC Risk Governance Officer on various projects and initiatives such as regulatory updates, country crisis management, data quality reconciliation, process reengineering, scorecard renewals, and rollout of new policies and guidelines
Communicate and escalate any significant issues and breaches that may materially affect Citi’s risk profile to the APAC Risk Governance Officer and APAC Chief Risk Officer
Support the coordination of Cost of Credit forecasts and validations, working closely with Finance and Global Risk Management
Partner with the Global Risk Reporting and Analysis team to drive consistency and adoption of global and regional reporting and analysis frameworks
8-10 years of business or risk experience
Experience within a large bank and/or multi-business line environment is preferred
Experience in synthesis of large amounts of data and written information
Experience in production of reports, presentations, or pitch books for senior audiences
Working knowledge of risk policies
Working knowledge of regulatory frameworks
Working knowledge of banking products and services
Strong analytical skills with the ability to detect patterns and trends
Strong interpersonal and influencing skills
Proven time management skills with the ability to multi-task effectively
Ability to adapt to constantly shifting priorities while meeting multiple deadlines
Bachelor’s degree or equivalent in a relevant field
Master’s degree in a relevant field preferred

218

Risk Management Director Resume Examples & Samples

5 years or more with relevant work experience (risk management, related insurance experience, etc) Bachelors degree preferred
Highly advanced oral and written communication, interpersonal and organizational skills
Ability to motivate and lead a team and demonstrate sound judgment, creativity, initiative and independent thinking
Represents the Y brand by maintaining confidential data
Strong Knowledge of ADA, Public Health Codes, and other regulations as related to risk management
Proven success of successful independent judgement
Willingness to travel within Silicon Valley
Develops and implements systems, policies, and procedures related to risk
Responsible for the implementation of Praesidium Child Abuse Prevention policies and procedures, including Healthy Living arena
Coordinates visits with insurance carriers, implementing recommendations, following up on any questions and pending items
Develops, communicates, and implements both emergency preparation and crisis management processes
Investigates and mitigates incidents as appropriate, documents the investigation as well as the outcome, communicating with appropriate staff throughout the process
Coordinates the Association’s employee safety program, including educating, developing, promoting, implementing, and monitoring the success of initiatives intended to reduce accidents, reduce costs and create safe environments
Supports branch staff; provides leadership, counsel and assistance to branches in our efforts to cultivate and sustain a proactive culture of safety; Ability to coach and mentor employees, assign work, develop employees and provide feedback
Supports COO with analysis of employee and member accident and loss trends, and creates solutions to address losses
Collaborates with Human Resources and Workers Compensation carrier to review incidents and claims and implement mitigation strategies; manages day-to-day member/participant insurance claims, works with branches and insurance companies to secure and process documentation for efficient claim processing
Monitors and influences Association compliance with safety regulations (OSHA, insurance requirements, best practices, etc.)
Provides leadership and counsel to branches to continually strengthen readiness to provide emergency response to members and staff
Conducts inspections/audits of facilities and programs to ensure safety and compliance with legal requirements and association policy and procedures; makes recommendations and/or communicates required actions and follow-up; inspections may be in conjunction with insurance provider, facilities program, capital projects or safety consultants
Supports the driver and vehicle safety program, including auditing branch programs and providing trainings and resources to the branch transportation coordinators to support their efforts towards a successful vehicle safety program
Drives overall risk management through special projects, including research, audits, emergency preparation, creating reports, compiling data, sending memos and coordinating trainings
Provides leadership to the association in the field of risk management, with additional emphasis on aquatic safety and child abuse prevention
Oversees execution of the volunteerism program, ensuring applications, reference checks, and background checks are complete, implementing a tracking system, and increasing volunteerism at the Y of SV
Any other duties and responsibilities as assigned by supervisor

219

Risk Management Assistant Resume Examples & Samples

Perform risk management activities in creating or reviewing risk management plans, risk analysis (FMEA/FTA, etc.), risk management reporting, and risk acceptability or escalation reviews
Perform document change requests (DCR) and may perform or review engineering change requests (ECR)
Support on-going, periodic risk reviews
Serve as a Quality Risk Management Representative on cross-functional and multi-site teams
Cleaning and blocking datasets to creatively evaluate engineering or operational data to develop value added insights
Converting paper based data into digital data
Collaborate with other subject matter experts (SME) ranging from engineers to scientists to perform risk based analysis for decision making
Participate in the design and implementation of department and cross-functional initiatives
Perform any other tasks as requested by Management to support Quality oversight activities
Master in excel for data intake and preparation. Graphical and basic statistical or logic transformation of data. Utilize excel for failure mode effect analysis
Perform data trending and calculations for quantitative risk analysis
Continuous improvement of existing processes utilizing quality or lean methodologies
Architect FMEA intake so that insights can be drawn to identify key manufacturing process opportunities to prevent problems and improve reliability
Communicate findings to SMEs with an amiable perspective to drive results
Perform statistical analysis (both descriptive and inferential) and programing as needed to analyze data sets
Passionate in "delivering innovative and high quality biopharmaceutical products to improve patient lives."
Minimum 2-4 years of education toward a B.S. in engineering (Desired: Bioengineering, Chemical Engineering, Mechanical Engineering, Electrical Engineering) or Statistics/Mathematics
Ability to utilize Pivot Tables, formulas, and independently use Excel functions for analytics
Clear and concise communication through verbal and written communication to influence and partner with engineers and scientists
Ability to independently evaluate situations and propose potential solutions
Ability to research and interpret Quality standards for implementation
Progress toward M.S. in Engineering, Statistics, or Data Science a plus
Statistical analysis with descriptive statistics, hypothesis testing, power and sample size determination, distribution fitting, linear regression, binary logistic regression, ROC curve, Gage R&R, or other inferential statistical techniques
VBA and Macro scripting a plus
Knowledge of GXP or equivalent regulations strongly preferred
Preference given to candidates familiar with statistical packages such as R, SAS, Tableau, Minitab, JMP, etc
SAS, R, C/C++ programming
Versed in risk management standards and methodologies including ISO14971, ICH Q9, ASTM E2500 07, EN 60812, EN61025, etc
6 Sigma methodologies (control chart, value stream mapping, theory of constraint, DMAIC, etc.) and root cause analysis skillsets (Ishikawa, A3, Kepner Tregoe, 5Whys, etc.)

220

Risk Management Director Resume Examples & Samples

This role is responsible for all aspects of the risk management framework for the Asia markets. This includes fostering an environment of risk awareness; supporting local risk management in their function as a second line of defense; ensuring appropriate local governance structures; and compliance with the Enterprise Risk Management (ERM) risk identification and reporting requirements
The individual will participate in (lead) the quarterly Asia Risk Committee in a robust discussion of key risks, emerging trends and/or newly identified risks to create a risk profile for the Asia markets
The individual will partner with other business and control functions across the Asia markets as well as the Enterprise
Ownership of the Asia International Markets Risk Management process
Knowledge of the Insurance Industry in Asia
Knowledge of risk management principles, best practices, theories and processes preferred
Ability to build good relationships with business partners
Strong communication, facilitation, interpersonal and leadership skills with a proven ability to influence and motivate others
Ability to work well in a dynamic, rapidly changing environment
Demonstrated high level of ethics and integrity
Good understanding of Cigna's businesses preferred
Proficiency in Microsoft Word, PowerPoint, Excel, SharePoint and general business software tools
Prior experience in risk management, audit or compliance preferred

221

Catastrophe Risk Management Internship Resume Examples & Samples

Participate in robust on-the-job training opportunities to learn about the insurance industry, enhance your skills and fine-tune your business acumen and prepare you for leadership positions
Work individually, or as part of a team, to assist with projects of increasing responsibility to build experience and skills at a pace matched to your demonstrated proficiency
Assist with financial documentation, ad hoc reporting or analysis requests, and production based troubleshooting
Review current procedures and identify opportunities for improved efficiency
Gain an understanding of high-level department goals and align proposed solutions with those goals
Undergraduate working towards a bachelor's degree with a minimum of 3.3 cumulative GPA
Must have permanent work authorization in the United States
0-2 years of professional experience
Strong interpersonal, communication, organizational and leadership skills
Attention to detail in a fast-paced work environment, and the ability to manage and prioritize multiple projects simultaneously
Working knowledge of Excel and Microsoft Word
Familiar with information systems, software applications and analyzing quantitative information
Ability to commit to a full time 10-12 week internship program

222

Sears Risk Management Resume Examples & Samples

Developing, testing, and optimizing credit policies including full accountability for implementation of those policies & processes
Apply an excellent working knowledge of consumer risk analytics which include scoring and segmentation techniques and their use
Tracking and reporting of all initiatives and reporting performance results, emerging trends and opportunities to senior management
Frequent partner interaction, daily communication with the business and group risk management leadership
Establishing solid cross-functional partnerships and networks to contribute and execute cross-functional and business initiatives
Driving strategic direction of the Sears business in collaboration with the General Manager and Vertical Leads
Leading a team of seasoned risk professionals, providing guidance on strategic growth plans across a diverse mix of industry verticals and partners
Coaching and developing team members, providing proactive feedback and challenging opportunities for continued learning and growth
Providing thought leadership in discussions regarding opportunities for portfolio and retail sales growth
Delivering solutions that strengthen Citi/partner relationships
Developing and strengthening positive relationships with senior executives at key partners
Identifying opportunities for enhanced efficiency through process improvements, automation, resource alignment, etc
Candidate must have 2+ years of people management / leadership experience
Strong planning and development skills, high comfort/knowledge with card business, including financial statements and reporting processes
Internal and External Partner relationship management expertise
Strong strategic mindset with a sophisticated ability to communicate and sell business rationale to internal & external counterparts
Excellent oral and written communications skills, ability to compellingly present & persuade
Solid analytics skills and understanding of P&L drivers
Strong sense of accountability and ownership
Proven track record of team coaching and development

223

Risk Management Framework Authorization SME Resume Examples & Samples

Strong Understanding of the Risk Management Framework based on NIST 800-37, NIST 800-53, NIST 800-53a, NIST 800-60
Provide guidance for securing information systems, and s upport information security assessments
Consult and coordinate with Intelligence Community and DoD entities to respond to authorization issues
Provide expert assistance, technical documentation, and white papers
Collect and report Security Metrics
Conduct FISMA security inspections and provide evaluations, as required
Experience using XACTA
Experience within the Intelligence Community

224

Risk Management Expert Resume Examples & Samples

MBA or Masters degree in Business Administration, Accounting/Finance, IT/Computer Science
Preferred to have any of: CRCMP/FRM, CA/CPA, CIA, CISA, CRISC, or PMP certifications
Experience in Risk Management, Services Delivery with Program/Project Management of SAP implementations including solid understanding of implementation methodologies
We expect a person with managerial expertise, an extensive knowledge of the organization and the core processes of the Global Customer Operations Organization (GCO) and Digital Business Services (DBS)
The ideal candidate (f/m) provides a broad experience in intercultural management and has built a strong network within and outside the organization
Well-developed analytical skills, works fully independently to achieve ambitious goals and resolution of issues and complex problems
Open, friendly, creative personality. Service-oriented professional attitude
Provide high quality services to the business which enable that risks are properly assessed and managed
Increase the added business value of governance, risk, and compliance processes at SAP through high-quality business services, without compromising on transparency and compliance
Continuously work on improving the risk management function including usage of tools and processes to achieve high efficiency
Maintain information and communication flows to regional executive management on GRC related topics including strong partnerships with key internal decision makers. Liaison with other regions and information sharing
Be a trusted advisor to regional management and employees on GRC matters
Minimum 10 years of relevant experience including project management, business operations, and/or risk management, internal audit or compliance
Long term SAP implementation project or comparable consulting or GCO experience
Prior assignment(s) in various lines of business at SAP is a plus
Prior experience in risk-management related activities
Work experience in an auditing firm is a plus

225

Head of Risk Management Resume Examples & Samples

Own the policy for Security
Define the structure and act as librarian for all policies, processes and risk assessments for Agiliti and ensure alignment with overall Fiserv policies and procedures
Manage our risks and track corrective actions
Enforce policy and process review cycles to ensure document currency
To monitor our operations and evidence we manage our security effectively
To execute our security related actions in an appropriate, timely manner
Implement and manage self-assessments of our policies and procedures and subsequent review of risk assessments
Point of contact for audit

226

Risk Management Fellow Resume Examples & Samples

Newly graduating post-doctoral candidates from an accredited College of Pharmacy program or very early career professional (1-2 years) with a PharmD degree
High acdemic standing
Impeccable skills: analytical, written/verbal problem solving skills, organizational leadership, as demonstrated in internships, school activities, special classroom projects, rotations
Solid internship/program work experiences across different industries
Some bio-pharmaceutical experience is preferred

227

Manager of Risk Management Resume Examples & Samples

Seven years of risk management related experience
Must possess a working knowledge of and experience with relevant insurance types, claims adjustment processes, and risk evaluation
Microsoft Office and Outlook with particular emphasis on Excel and PowerPoint
Risk Management Information Systems
Ability to assess and address relevant commercial and government contract clauses
This role interacts with internal and external stakeholders at all levels. The ability to articulate messages and develop presentations is an important attribute
Experience in publicly traded manufacturing firms
Aviation insurance
Government contracting

228

Risk Management Administrator Resume Examples & Samples

3 years of risk management , insurance and/or the equivalent experience in a retail environment strongly preferred
Excellent listening, verbal and written communication skills
Professionalism and strong attention to detail
Proven ability to build good relationships with teammates work as a team
Ability to learn quickly and exercise good judgment
Ability to juggle multiple tasks at a time and provide timely follow up
Experience with Microsoft Word, Excel, Outlook and cloud applications
Ability to pass a thorough background check

229

Risk Management Director Resume Examples & Samples

Strategy - Oversees implementation of risk business strategies for EMEA. Develop, lead and execute SSE risk management strategy, including pricing, positioning, hedging, and merchandising. Provides management oversight and support to successfully execute long-term Trading and/or Merchandising strategies. Gather market intelligence to ensure proper trading decisions
Execution - Partner with GOSCE-Grain and Oil Supply Chain Europe to shape and execute CSSE grain sustainable supply chain strategy to ensure uninterrupted pipeline at best possible cost. Manage grind capacity utilization to ensure best grain mix and maximize Net Raw Materials Cost (NRMC). Present at meetings or other discussions in Plant Operations, Accounting, Finance, Trade Execution, Logistics, and Transportation. Partners with embedded Risk Management professionals in monitoring and controlling the team’s risk limits, which are set by the CRC (Cargill Risk Committee) and governed by RMG (Risk Management Group). Acts as liaison on P&L, risk management, and other reports created to support the success of the short-long term trading books and merchandising strategy. Ensure Trading and/or Merchandising teams are taking positions consistent to the P&L and risk limits of the team. Coordinate with GOSCE sourcing plans to meet quality specifications in the grain
Collaboration - May participate in strategy development. Actively participates in and presents at weekly/monthly meetings, including peers and Managing Director. Participates in monthly business meetings and with cross-Platform leaders and peers at the regional level. Oversees the relationship between the Trading and/or Merchandising team and the accounting, finance, risk management, and credit departments. In addition, works with customer – develop/review risk mgmt. options for customers
10 years of merchandising or commodity trading related experience
5 years of direct supervisory responsibility
Extensive knowledge of futures, options, and derivative trading
Negotiate with backbone
Proven ability to perform well under pressure and not deterred by hardship or failure
Proven ability to interpret and connect information, markets, and products across global trade flows
Business acumen and negotiation skills
Demonstrated ability to adapt and learn in a fast-paced and changing work environmen
Proven analytical, quantitative, problem solving and decision making skills
Microsoft Office Suite experience – advanced level
15 years of merchandising or commodity trading related experience
10 years of direct supervisory responsibility
Global business / international exposure

230

Risk Management Resume Examples & Samples

Undergraduate degree in economics or mathematics
Outstanding record of academic achievement
Interest in risk management topics and have gained relevant knowledge during internships
Demonstrated aptitude for analytics
Proven record of leadership in a work setting and/or through extracurricular activities
Ability to work collaboratively in a team environment
Ability to work effectively with people at all levels in an organization
Previous international experience
Skills to communicate complex ideas effectively, both written and verbally in English

231

Risk Management Resume Examples & Samples

An advanced degree in Actuarial Science, Finance, Financial Engineering, or Applied Mathematics
At least 3 years of actuarial work experience oriented towards risk management in the insurance sector as well as/or a PhD
Exceptional ability in working with numbers and statistics
Ability to communicate complex ideas effectively, both verbally and in writing, in English and the local office language(s)

232

Risk Management Resume Examples & Samples

Advanced degree in a quantitative discipline (statistics, mathematics, or physics)
3+ years of work experience in analytical services oriented toward risk management in the banking sector, as well as/or a PhD
Exceptional ability in working with numbers and statistics as well as significant experience with analytic/software (e.g., MATLAB, R) and SQL databases
Ability to communicate complex ideas effectively – both verbally and in writing – in English and the local office language(s)

233

Risk Management Resume Examples & Samples

PhD in a quantitative discipline (statistics, mathematics, or physics)
3+ years’ work experience in analytical services oriented toward risk management in the banking sector
Significant experience with analytic/software (e.g., MATLAB, R) and SQL databases

234

Risk Management Resume Examples & Samples

Bachelor’s degree in Economics, Mathematics, or a related field
Previous experience in the banking or insurance sector
Demonstrated track record in effective problem structuring and data preparation
You are interested in topics relating to risk management and enjoy solving complex problems
Skills to communicate complex ideas effectively both written and verbally in English and German

235

Risk Management Resume Examples & Samples

Proven track record of working in quantitative teams, with a high degree of independence and responsibility, in one of the following fields: credit risk, stress test and financial planning, corporate stress test, advanced analytics in nonfinancial risk
Demonstrated ability to employ advanced econometric or statistical methods in practice, including a working knowledge of machine learning techniques, and solid data handling skills
Deep experience with analytical software (especially R or SAS), solid working knowledge of scripting languages (e.g., Python), and relevant programming skills (e.g., Java) and database experience (SQL or NoSQL) are beneficial
Advanced degree in a quantitative discipline (statistics, mathematics, or physics); PhD preferred
3+ years of work experience in quantitative analysis/modeling at a top-tier institution
Strong international experience and a team player, with a professional and service-oriented attitude
Skills to communicate complex ideas effectively

236

Risk Management Resume Examples & Samples

Graduate degree from a top academic institution, with excellent academic results or equivalent industry qualification
3+ years of working experience in a consulting firm or ‘Big 4’, a leading bank or regulator
Knowledge of regulations, compliance, and reporting requirements or practical/academic expertise in at least one of these areas: compliance; audit; operational risk; conduct risk; reputational risk; business risk and earnings volatility; internal control
Industry experience with key compliance topics is a plus, e.g., knowing your customer; AML; counterterrorism financing; sanctions, FATCA; SOX across different geographies, functions, and business units
Proven experience in analyzing and redesigning bank processes and operations with the aim to reduce compliance risk is also a plus

237

Risk Management Resume Examples & Samples

An advanced degree in a quantitative discipline (Statistics, Mathematics or Physics)
At least three years of work experience and profound knowledge in analytical areas oriented toward risk management, and/or a PhD
Candidates with extensive work experience will enter the role at a more senior level

238

Risk Management Resume Examples & Samples

Strong academic qualifications, with an advanced degree in business or a quantitative discipline (statistics, mathematics, or physics)
At least three years of work experience and profound knowledge within risk management in the banking sector (from a bank, advisory firm, or regulator), and/or a PhD
Strong multitasking abilities as well as flexibility and patience for working in a fast-paced environment
Team player with a professional and service-oriented attitude
Excellent written and verbal English skills as well as fluent in Portuguese and/or Spanish
Client support and development: works at a client location as part of a consulting team in order to conduct comprehensive quantitative analyses to be used as a basis for implementing risk-based decision frameworks and for making strategic decisions
Knowledge development: advances McKinsey’s overall knowledge base by providing rigorous analysis to and problem solving for our proprietary knowledge investments. At more senior levels, he/she also focuses on developing new analytical approaches and technique
Knowledge transfer and practice development: operates as part of a firm-wide community and works with a global network of colleagues in order to codify existing knowledge and develop new knowledge

239

Risk Management Resume Examples & Samples

Knowledge of regulations, compliance, and reporting requirements or practical expertise in at least one of these areas: compliance; audit; operational/conduct risk; reputational risk; business risk and earnings volatility; internal control
Knowledgeable about the following areas of regulation: prudential supervision; regulatory model; prudential supervision/SSM
Industry experience with key compliance topics is a plus, e.g., knowing your customer; AML; counterterrorism financing; sanctions, FATCA; SOX across different geographies, functions, and business units; internal control; capital management
At least three years of work experience in a consulting firm, leading bank, or regulator

240

Risk Management Resume Examples & Samples

Graduate degree from a top academic institution
3 or more years work experience at a leading law or consulting firm
Advisory experience in governance, risk and/or compliance in Germany or a German-speaking region
Solid understanding of corporate management and holding structures including legal requirements
Industry experience on key compliance topics is an advantage (e.g., third- party screening, anti-money laundering, anti-corruption, fraud)
Expertise as a practicing lawyer is desirable: corporate and personal liability at managerial level, criminal and public corporate law
Analytical skills in relation to quantification and assessment of risks
Experience with internal control systems preferred (e.g., under the COSO framework)

241

Risk Management Resume Examples & Samples

Undergraduate or master’s degree with an outstanding record of academic achievement in Economics, Business, Mathematics, or Physics
3+ years of professional experience in risk management in insurance, particularly in Solvency II, financial, operational, and ALM/market risk
Working knowledge of French is a plus

242

FSO Risk Management Resume Examples & Samples

Maintain and monitor a Financial Services Independence Pre-clearance database including activities required to annually update the list as the team providing services to the clients for which we need to be independent undergoes changes
Monitor and report on adherence to our Financial Services Independence processes and controls
Work with Service lines, and local stakeholders to implement global policies, processes and tools within the Canadian Financial Service Organization. Manage other special projects on an as needed basis
Support compliance with various risk management policies and processes (e.g. personal independence, client and engagement acceptance and continuance, scope of services, etc.), including responding to policy interpretation, tool support, and other risk management queries from EY personnel at all levels
Act as a front line independence technical resource for common questions from engagement teams related to EY’s or the profession’s independence policies and rules
Plan and facilitate independence training for Financial Services professionals
Assistance with other Independence processes and procedures related to key audit clients
Build a collaborative network of people across different firm functions in support of financial services professionals’ independence
Knowledge of project management, knowledge of the services provided by an accounting firm, knowledge of the French language an asset but not required
Organizational skills, dedication to team work, time-management, strong communication skills (both oral and written), willingness to educate and train others, ability to manage multiple tasks and changing priorities, strong analytical and reasoning skills, attention to detail
Approximately 3-4 years’ experience in a professional services firm
Excellent interpersonal and communication skills coupled with the ability to deal with confidential information discreetly and to handle difficult and demanding situations
Strong knowledge and understanding of client service
Familiarity with risk management and compliance and ability to understand policies and provide guidance on related matters
Ability to work in a busy, deadline driven environment focused on accuracy and confidentiality
Ability to solve problems and use sound judgment
Flexibility to handle changing priorities and adapt to evolving RM policies and procedures
Proficiency with the MS Office Applications, in particular MS Excel

243

Global Risk Management Resume Examples & Samples

An appointed mentor to provide guidance and an understanding of Northern Trust culture
Learning and development opportunities, including business related workshops and weekly “Lunch & Learn” sessions
Meaningful work assignments to assist with real-world application of learned concepts
Professional and social networking opportunities with various levels of Northern Trust employees, including access to senior leaders across the business
Group presentation to senior managers on an assigned business topic
Goal setting and job expectations discussion along with a performance evaluation; and
Community service team-building event (past events have included packing food at non-profit food distribution center, apartment rehabbing and beautification of a community garden)
A cover letter indicating your interest in the position should accompany your resume
We do not/will not sponsor intern program participants for work authorization, including H-1B petitions

244

VP Partner Portfolio Risk Management ECM Resume Examples & Samples

Analyze credit risk data and financial statements to develop, test, and optimize risk policy criteria
Develop and build MIS and analysis that help identifies areas of growth opportunities and potential threats or adverse trends
Manages new programs / test approval, loss estimation, MIS and analytics and prepare presentations and material for senior management
Utilize experience with UNIX and SAS to perform risk, financial and data analysis including profiling, sampling, reconciliation, and quality testing
Validate and test the effectiveness and the impact of risk management policies and new products / program
Validate existing criteria and incrementing profitability thresholds related to Existing Customers utilizing statistical scoring, segmentation, regression and simulation techniques
Coordinate and collaborate with Policy Execution teams to ensure flawless execution of policy
Communicate policy changes and new tests, program approvals, MIS and performance trends with key stakeholders, senior management and external regulators
Implement initiatives to ensure consistency and compliance with credit policies, and liaise with cross functional business counterparts to develop and implement risk strategies and program planning
Bachelor’s degree required in Mathematics, Engineering, Statistics, Business or relative quantitative discipline
5+ years of financial services experience in analytic role is required. Private Label Credit experience preferred
Proficient SAS/SQL programming skills and advanced spreadsheet skills. Knowledge and experience of segmentation, statistical procedures, and financial analytic tools are required
Understanding of consumer credit risk management and Credit Card Profit & Loss Drivers preferred
Strong organizational skills, multi-tasking ability and an ability to learn and apply new skills quickly. Strong analytical and problem solving skills required

245

Risk Management Resume Examples & Samples

Preparation of valuation and restructuring analysis for stressed and distressed assets and situations, including the determination of write-off, reserve and risk of loss amounts that directly impact the P&L of the firm
Assess liquidity, debt capacity, refinance ability and other areas of financial and operating performance to evaluate areas of weakness and potential for turnaround, which is measured by setting and monitoring appropriate classification triggers
Track ongoing performance of classified credits, reporting to senior credit and business management
Work closely with other IRM colleagues (Seniors and SCO-level transactors) to gain guidance about the restructuring/valuation process and situations
Liaise with internal business and product areas in the bank, as well as external fund managers, advisors and consultants to develop deeper industry expertise
Strong credit analysis and corporate financial modeling, including a range of valuation techniques
Excellent knowledge of credit assessment techniques and policies of the bank
Ability to analyze and evaluate financial statements and business plans, across a wide range of industry sectors and countries
Solid understanding of corporate and debt structuring, with a particular understanding of bank loan documentation
Good understanding of risk profiles of all credit products

246

Internship Within Risk Management Resume Examples & Samples

Contacting national/international suppliers by e-mail and phone to gather information with respect to the REACH regulation
Identification of REACH-relevant products in Airbus DS procurement SAP systems with regard to amount and date of the purchase
Support to ad hoc/regular reporting (e.g. KPI (Key Performance Indicator)- reporting, contaminated articles)

247

Business Unit Risk Management Resume Examples & Samples

Daily review of surveillance reports and escalations to supervisors and/or Legal and Compliance as needed
Risk reviews of communications written and verbal
General day to day response to risk management situations needing immediate attention and follow-through such as investigating and helping to resolve problems with compliance and regulatory matters, inquiries from regulators and/or audit, and numerous other risk incidents
Review of system entitlements and analyzing appropriate access
Local support for outsourced procedures
Engaging with global Risk Control Group (RCG) team to focus on and deliver increased automation and standardization across applicable surveillance processes
Ability to present technical/complex data in a meaningful manner
Proficient in Word, PowePoint and Viso,
Advanced excel skills including VBA and Macros is advantageous
Ability to work independently and within teams
Exceptional organizational skills and high degree of attention to detail
Background in Compliance, or Risk Management is advantageous
General awareness of regulations and the banking governing bodies
A good understanding of FID technology and system applications

248

North American Risk Management Business Partner Resume Examples & Samples

To be responsible for leading a consistent and proactive approach to the management of compliance and risks within the region, ensuring compliance and risk policies are understood, compliance to risk controls monitored and mitigation strategies are in place to manage those risks
Support to interpret and help prioritize vulnerabilities and trends in order to support the region to make informed decisions
Contribute to establishing with the P&S and Global Compliance and Risk Teams best practice standards, risk management methodologies and tools to identify, describe and estimate the quantitative and qualitative compliance and/or risks affecting the business
Lead the development of risk management capabilities in the region through the use of different techniques to ensure sustainable excellence in the management of risks
Be proactive through networking to aid organizational learning of new and innovative thinking around production and supply chain threats, compliance issues and risk management within Syngenta
To ensure that effective co-ordination and alignment is done between the region and Global Production & Supply hierarchy, HSE, Quality, CRM (ERM) and Security
Drive and support the P&S Risk process in the region, providing and supporting regular inputs to leadership teams and/or Regional Commercial compliance and risk management reviews as appropriate and providing support to leaders in the implementation of compliance controls and risk management
Manage and support the production and timely delivery of risk management reports (flash reports and KPIs) and compliance and/or risk escalation and use the reports to lead and educate leaders to understand the most significant production & supply compliance and risks, aligned with the P&S Leadership Reviews
Adopt and deploy Global CRM methodologies and training, including the use of the Risk Management Information System (RMIS)
Provide support, education and training to staff and leaders on P&S risk management process
Monitor, evaluate/challenge and assist as appropriate in the resolution of identified compliance issues and/or risks (in a Business Partnering capacity) to the region’s success in managing its compliance and risks
Enable best-practice sharing within and across the region to ensure compliance and risk response is both consistent and progressive
Carry out reviews of adequacy of risk controls and risk mitigation/treatment to satisfy the business that key controls have been implemented and are being maintained, capturing and escalating any significant changes that may affect the business
Ability to facilitate/catalyse workshops or meetings
Strong ability to think and act independently, to influence in the face of potential opposition and to be confident to consult different levels of stakeholders with Compliance and Risk Management Issue
Ability to work in a matrix organization and in a multicultural/multi lingual environment
Min 3-5 years’ experience in Risk Management in any of the following areas: Supply Chain, HSEQ, Research & Development, Manufacturing, Processing, Marketing, Planning, Purchasing or Customer Services
Experience in leadership in driving change and continuous improvement
Experience in working with Cross Functional Teams
Knowledge and experience of applying Compliance and Risk Management into business cycles
Bachelor degree (or equivalent) in either Business Management, Engineering, Sciences
Understanding of ISO or equivalent in Risk Management
Understanding of Supply Chain Processes
Knowledge and experience in Agrochemical / Pharmaceutical and/or Seeds industry (preferred)
Fluent in English (Oral, Read, Written)
Adaptability – maintaining effectiveness in different situations or environments, interacting effectively with people from varying backgrounds and cultures, and modifying behaviors accordingly
Critical thinking – ability to evaluate complex situations rapidly and effectively and to make decisions and act upon them under potential difficult circumstances
Capability – able to constructively challenge people to overcome individual or organizational complacency
Communicate with impact- gaining commitment of individuals and stakeholders in a compelling way

249

Risk Management Co-op / Internship Resume Examples & Samples

Jr. or Sr. standing seeking a degree in Finance, Business Administration, Risk Management, Insurance or related field
GPA of 2.7 or higher required-transcripts will be required
Working knowledge of Microsoft Office Suite (Word, Excel, Access & PowerPoint), Outlook / Lotus Notes software, on-line data base systems
Leadership abilities
Excellent administrative and organizational skills
Ability to communicate in Korean a plus
Be able to commit to Doosan for the entire term of the co-op (8 months) and be able to work a minimum of 20 hours per week
Ability to follow written instructions
Business Administration or Finance - Bachelors Degree
Experience 0>2 years
Travel < 10%

250

Asia Consumer Risk Management Resume Examples & Samples

Monitor the credit risk performance of products/portfolios. Conduct periodic reviews of asset businesses and provide an ongoing assessment of credit risks in the portfolio and product strategies
Appoint, and recommend for appointment and elevation Senior Credit Officers in their businesses. Establish their approval authority and limits and review their performance and compensation jointly with their Business Heads and the Global Consumer CRO
Manage development of models, scores, and systems for automated decision-making. Approve their use and establish policies, cutoffs and approval/renewal criteria for these systems

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