Risk-audit Resume Samples

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BG
B Goyette
Brielle
Goyette
9895 Nader Port
Phoenix
AZ
+1 (555) 548 0313
9895 Nader Port
Phoenix
AZ
Phone
p +1 (555) 548 0313
Experience Experience
Detroit, MI
Technology Risk, Audit
Detroit, MI
Krajcik Group
Detroit, MI
Technology Risk, Audit
  • Assist in the development and execution of targeted training programs focused to educate end users on key risk / control programs and initiatives
  • 5-10 years of Information Technology program/project management
  • Define and generate executive management reporting – focused on key risk and control issues and program updates
  • Establish and maintain monitoring of key programs impacting technology division
  • Assist in defining and documenting team roles and responsibilities
  • Interest and track record of ensuring accuracy, clarity and quality of work with attention to detail
  • Define and document department procedures, standards, process framework
Detroit, MI
Svp, Audit Treasury, Market, Liquidity Risk
Detroit, MI
Schuppe, Schuppe and Powlowski
Detroit, MI
Svp, Audit Treasury, Market, Liquidity Risk
  • Act as Subject Matter Expert for local audit teams, providing guidance and advice, training, and previous and/or standard audit programs
  • Establish and maintain ongoing relationships with headquarters business and functional leadership for the subject areas
  • Proactively advance integrated auditing concepts and use of technology
  • Communicate audit results and findings to senior level audience in line with the global audit reporting process
  • Inform function and business leaders of audit activity and issues as they are identified, as well as drive issue closure
  • Ensure remedial actions undertaken from related audit work address root cause on a systemic basis across Capital International
  • Build and grow relationships with key business stakeholders, including GE Capital HQ Treasury team, regional Treasury, relevant International HQ risk teams, and Prudential Regulated Entity Treasurers
present
Phoenix, AZ
Director of Risk & Internal Audit
Phoenix, AZ
Streich, Huels and Olson
present
Phoenix, AZ
Director of Risk & Internal Audit
present
  • Develop the groups risk management framework and monitor the risk maturity and ensure this is reflected in the strategy
  • Identify instances of over and under control and provide management with a clear articulation of residual risks where existing controls are inadequate
  • Participate in various committees or task forces geared to policy/procedure development and operational improvements
  • Lead the development and implementation of an internal risk based audit strategy and annual plan for the group
  • Champion best practice in governance, objectively assess the adequacy of governance systems and management of existing risks
  • Should ideally have worked at a senior level ideally within a UK construction/housebuilding organisation, or similar sized organisation
  • Conduct periodic training workshops to promote awareness of internal controls and discuss changes in policies that will impact the organisation
Education Education
Bachelor’s Degree in Finance
Bachelor’s Degree in Finance
Baylor University
Bachelor’s Degree in Finance
Skills Skills
  • Strong PC skills (proficient knowledge of MS Word, Excel, and PowerPoint)
  • Good telephone manner and comfortable dealing with employees at all levels
  • Attention to detail and delivers high quality
  • Full competency in diary management, who can apply good judgment and has an understanding of competing priorities
  • Personable and flexible approach when working under pressure, efficient and accurate
  • Ability to prioritize and multi- task
  • Team player, but ability to work on own initiative
  • Proactive in improving processes
  • ‘Can-do’ attitude with a flexible approach
  • Exhibits a positive, common sense, constructive attitude with character to drive schedules and help manage time effectively
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14 Risk-audit resume templates

1

Svp, Audit Operational Risk Resume Examples & Samples

  • Establish and maintain ongoing relationships with headquarters, business and functional leadership for the subject areas
  • Closely follow latest trends in own field and adapt them for application within own job and the business
  • Experience in financial services industry and working directly with regulatory agencies
  • Detailed knowledge of regulatory guidance and industry standards with respect to managing and measuring Operational Risk
  • Broad knowledge of internal auditing standards and requirements
  • Ability to develop and deliver internal audit's point-of-view with respect to the subject areas
2

Svp, Audit Treasury, Market, Liquidity Risk Resume Examples & Samples

  • Partnering with the Department's business, product and technology audit teams, as needed
  • Establish and maintain ongoing relationships with headquarters business and functional leadership for the subject areas
  • Closely follows latest trends in own field and adapt them for application within own job and the business
  • Liaise with the Global Treasury Audit Director to provide requested information to regulators and work to assess and validate examiner findings
  • Previous Big 4 or boutique consulting experience in the subject areas desired
  • Specific experience in market and/or liquidity risk, obtained in a leading audit or risk management function
  • Experience working in a multinational organization
  • Experience working in a large financial services organization
  • Strong understanding of industry leading practices within the subject area and the ability to apply them within the GEC organization
  • Experience in financial services and working directly with regulators
  • Financial Risk Manager (FRM) or Chartered Financial Analyst (CFA) designation
  • Ability to develop and deliver internal audit's point-of –view with respect to the subject areas to executive management and the Audit Senior Leadership Team
  • Proven ability to direct personnel across multiple locations and operations and work in a matrix-type organization
  • Possess strong project management skills, make sound decisions, and exhibit initiative and intuitive thinking
  • Strong oral and written communication, presentation, facilitation and negotiation skills
  • Excellent critical thinking and analytical/technical skills
  • Collaboration and teamwork skills
3

VP Risk Audit Resume Examples & Samples

  • 5+ years experience with pricing financial products in businesses such as equities, rates, commodities, FX, etc
  • 5+ years modelling skills and industry-standard pricing techniques such as lattice modelling and Monte Carlo Simulation
  • 5+ years working with the evolving regulatory environment and its challenges
  • Excellent communication skills, ability to communicate effectively to senior technical specialists (Model Developers, Model Validation, Risk Managers etc) and senior non-technical individuals
  • Proven track record of senior stakeholder management
  • Extensive technical knowledge of traded market risk modelling techniques (VaR, SVAR, IRC and APR/CRM)
  • Postgraduate qualification in quantitative discipline Financial services experience and familiar with investment bank operations
  • Previous programming experience e.g. C++, SQL, Matlab
4

Senior Risk-internal Audit Resume Examples & Samples

  • A bachelor's degree in accounting, finance, business or a related field; MBA preferred
  • A minimum of 2 years of related audit or applicable business experience; 2 or more years of public accounting experience preferred
  • A minimum of 2 years of relevant experience would be acceptable for those holding a relevant graduate degree
  • Analytics experience highly desired
  • Bilingual (French & English) considered an asset
  • CPA/CA, CIA, CISA, CFE, CMA, RICS APC, PMP or CCIM certification desired; non-certified hires are required to become certified to be eligible for promotion to Manager
  • Demonstrate a consistency in values, principles, and work ethic
5

VP-risk Audit Resume Examples & Samples

  • Bachelors' Degree
  • 5+ years of experience with pricing financial products in businesses such as equities, rates, commodities, FX, etc
  • 5+ years of developing modeling skills and industry-standard pricing techniques such as lattice modeling and Monte Carlo Simulation
  • 5+ years' experience working with the evolving regulatory environment and its challenges
  • Proven ability to deliver timely high-quality analytical work in a relatively unsupervised environment
  • Extensive technical knowledge of traded market risk modeling techniques (VaR, SVAR, IRC and APR/CRM)
  • Postgraduate qualification in quantitative discipline
  • Financial services experience and familiar with investment bank operations
  • Previous programming experience e.g. C++, SQL, and Matlab
6

Audit Ops Risk Resume Examples & Samples

  • Experience working in an Internal Audit function focused on SLOD Operational Risk
  • Excellent understanding of risk and audit issues
  • Good regulatory knowledge pertaining to Ops Risk
7

Assistant VP of Risk Audit Resume Examples & Samples

  • 4+ years of experience in a Market or Credit Risk role or in Risk based Auditing
  • Undergraduate Degree in a related field
  • Certification in at least on of the following: CFA , FRM, CIA, CISA, series 3,7, 24, and 63
  • Previous experience with CCAR, Regulatory Reporting and Audit (Products)
  • 5+ years of overall work experience; 2+ years of experience and/or Specialist Regulatory knowledge in one or more of: Basel, Dodd Frank, CCAR
  • Master's Degree or other advanced academic learning
  • Strong understanding of Risk Management and the associated regulatory requirements for risk
  • Expresses technical information logically and concisely
8

Risk-audit Resume Examples & Samples

  • Extensive diary management to the AM senior auditor and one other senior manager plus relevant team auditors
  • Set up of meetings – reminders, conference calls internally and externally across various different time zones, scheduling of a large number of interviews, agendas, distribution of relevant documentation pre and post-meeting
  • Team travel arrangements, coordinating logistics for business trips and preparing itineraries – flights, hotels, and visas ensuring travel policies are always adhered to
  • Experience of effectively producing accurate itineraries for regional department heads, able to navigate JPMorgan internal travel systems well and apply good judgment on how to optimise traveler’s time and adhere to corporate travel policy
  • Management of expense processing through Oracle, reimbursement and account reconciliations, able to apply good judgment and police expense & travel policy as applicable
  • Creating/editing documents (Word, Excel, and PowerPoint)
  • Update information on internal systems, e.g. department holidays, maintaining personal employee information and any ad-hoc requests
  • Book meeting rooms, conference calls, Telepresence, refreshments and presentation equipment
  • Assisting room set up, schedules, invites for training
  • Maintaining, updating distribution lists and organisation charts
  • Order stationery/general office administration
  • Faxing, photocopying and filing
  • Help with Coordination of new starters/leavers within the department and desk, technology issue handling
  • Raising EURC Technology, facility requests and using various other technology based systems i.e. Passport etc
  • General assistance & back up support to the admin team as required and provide holiday cover for other admin staff in the team
  • Full competency in diary management, who can apply good judgment and has an understanding of competing priorities
  • Good telephone manner and comfortable dealing with employees at all levels
  • ‘Can-do’ attitude with a flexible approach
  • Can follow up without prompting and keep 1 step ahead of arrangement and requirements, displays good use of initiative and follow through to completion
  • Team player, but ability to work on own initiative
  • Proactive in improving processes
  • Ability to prioritize and multi- task
  • Attention to detail and delivers high quality
  • Strong PC skills (proficient knowledge of MS Word, Excel, and PowerPoint)
  • Personable and flexible approach when working under pressure, efficient and accurate
  • Exhibits a positive, common sense, constructive attitude with character to drive schedules and help manage time effectively
  • Awareness of expense arena, expense systems and cost control initiatives e.g. can champion expense policy, process expenses in a timely manner and reconcile accounts accurately
  • Is a team player who can build networks and work in partnership with other admin assistants
9

IT Risk & Internal Audit Consutlant Resume Examples & Samples

  • University graduate
  • 3-5 years of experience in IT or project management/service delivery, operational/IT risk management or consulting
  • Client-oriented, professional services mind-set
  • Strong execution and delivery mind-set
  • Strong written and verbal communication skills
  • Ability to prioritise conflicting demands and work well under pressure
  • Financial services industry experience, i.e. retail banking, insurance, funds, capital markets, payment processors etc
  • Knowledge of risk related frameworks and standards (e.g. COSO, COBIT, ITIL V3, , ISO 27001, SOC2, Trust Principals)
  • Big 4 management experience and training
10

Summer Internships for Audit & Risk Majors Resume Examples & Samples

  • High School graduate
  • Enrolled in an Undergraduate or Graduate accredited University
  • Ability to work within teams and maintain professional composure in a dynamic work environment that often requires management and completion of multiple tasks
  • Ability to display a positive business presence with management and external personnel
11

Assistant VP-risk-ccar Audit Resume Examples & Samples

  • Write high quality audit observations and support the Audit Lead in writing the report
  • Proactively take on additional tasks as requested by Vice Presidents/Directors/Managing Directors
  • Suggest practical ways of improving the work they do and apply where appropriate
  • 4+ years experience in a market or credit risk roles, or in auditing of financial risk processes – primarily focused on Investment Banking and the relevant financial products coupled with a sound understanding of the relevant risks
  • 2+ years experience / specialist regulatory knowledge in one or more of: Basel, Dodd Frank, CCAR
  • Masters Degree or other advanced academic learning especially in finance or quantitative disciplines
  • Project management experience and ability to conduct complex work under pressure
  • Some knowledge of finance, risk, and/or statistics
12

Technology Risk, Audit Resume Examples & Samples

  • Assist in defining and documenting team roles and responsibilities
  • Assist in the development of management dashboard reporting to track progress of key deliverables as well as monitoring of key performance and risk indicators
  • Facilitate weekly status reporting meetings
  • Define and generate executive management reporting – focused on key risk and control issues and program updates
  • Monitor and ensure “at risk” metrics or past due program deliverables are reported, escalated and plans developed to remediate issues
  • Establish and maintain monitoring of key programs impacting technology division
  • SOX 404
  • Risk Control Self Assessments
  • Internal QA programs
  • Define and document department procedures, standards, process framework
  • Assist in the development and execution of targeted training programs focused to educate end users on key risk / control programs and initiatives
  • 10-15 years of IT and business/industry work experience
  • 5-10 years of Information Technology program/project management
  • Excellent verbal and writing skills, including creation of executive management presentations
  • Ability to create executive level reporting
  • Excellent inter-personal, negotiation and influencing skills
  • Persistency, poise and perseverance to get things accomplished under pressure and within the set timelines
  • Excellent MS-Office skills (including PowerPoint (for presentations) and Excel ( for manipulating large amounts of data)
13

Head of Internal Audit & Risk Resume Examples & Samples

  • Designing a risk based, flexible internal audit plan that provides assurance over risks and internal controls across the group; the plan will cover existing processes and systems as well as those under development
  • Ensuring the delivery of the internal audit plan utilising a risk-based methodology & reporting findings to the Audit Committee and Senior Management across the Group. This will involve the use of co-source resource and also delivery of some audit work internally
  • Agreeing actions with management in response to audit findings
  • Ensuring that agreed management actions are tracked and followed up and reporting progress to Senior Management and the Audit Committee
  • Managing and developing the risk management processes across the Group to ensure that key risks are transparently identified and reported to Senior Management, the Audit Committee and the Board
  • Providing pro-active advice on governance, control and risk management, subject to Internal Audits independence requirements
  • Maintaining a close working relationships with the Audit Committee and broader Senior management team to deliver effective results and actions to designated deadlines
  • Managing the internal audit third party resource to ensure value, effectiveness and efficiency with value-add to the business where possible
  • Professional qualification (eg ACA, IIA) and extensive internal audit experience in a listed business
  • Strong technical background in internal audit and control, along with practical experience of risk management frameworks and their operation
  • Pragmatic approach, able to provide assurance in a growing, fast-paced, commercially-minded retail and services business
  • Ability to manage the delivery of audits using co-source resource whilst also delivering some audits internally
  • Must be able to effectively engage at Executive and Board level
  • Strong communication skills with the ability to influence both internal and external stakeholders
  • The ability to lead, take control and initiate change
  • Excellent analytical skills and the ability to seek out and understand granular levels of detail
14

Director of Risk & Internal Audit Resume Examples & Samples

  • Lead the development and implementation of an internal risk based audit strategy and annual plan for the group
  • Plan and conduct audits to assess controls, operational and technical efficiencies and compliance with selected policies, procedures and regulations
  • Champion best practice in governance, objectively assess the adequacy of governance systems and management of existing risks
  • Develop the groups risk management framework and monitor the risk maturity and ensure this is reflected in the strategy
  • Identify instances of over and under control and provide management with a clear articulation of residual risks where existing controls are inadequate
  • Keep abreast of legislative issues, new audit regulations/trends and appropriate audit direction/methodology
  • Conduct periodic training workshops to promote awareness of internal controls and discuss changes in policies that will impact the organisation
  • Participate in various committees or task forces geared to policy/procedure development and operational improvements
  • Promote the highest standards of ethics and standards across the organisation based on the principles of integrity, objectivity, competence and confidentiality
  • Review the adequacy of key corporate arrangements including such as risk strategy, risk register, anti-fraud and corruption strategy, corporate plan
  • Review significant partnership arrangements and major services provided by third parties and the controls in place to promote and protect the group’s interests
  • Plan and conduct audits to assess controls, operational efficiencies and compliance with selected policies, procedures and regulations. Resolve audit problems that occur and develop modifications to coverage and schedule
  • Provide advice on proposed developments such as major new systems and proposed initiatives to help ensure risks are properly identified and evaluated and appropriate controls built in
  • Establish logical and systematic methods of identifying, analysing, evaluating, treating, monitoring and communicating the risks associated with the group’s activities
  • Investigate allegations of fraud
  • Should ideally have worked at a senior level ideally within a UK construction/housebuilding organisation, or similar sized organisation
  • Demonstrable strong audit and commercial experience and track record of supporting business growth
  • Well-developed analytical, oral and presentation/communication skills
  • Gravitas and profile to lead at a senior level and able to demonstrate the ability to influence change and build strong audit management and controls within the business
  • Capable of maintaining a high level of energy and team spirit that enhances goal attainment
  • Likely to have academic and / or professional qualifications in Business, Finance, Accounting or a relevant field
  • Sound experience in Auditing in a large organisation or professional services firm
15

Director, Credit Risk Audit Resume Examples & Samples

  • Identify systemic and emerging issues and strategic changes planned/undertaken by the auditees that will impact the audit plan, including review of business/strategic plans, review and update the Risk Assessment database for entities assigned, attend periodic meetings with key management officers to understand changes and new business initiatives and review key performance indicators
  • Leads and drives a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge
  • Leads and participates in audits of the credit risk management processes in Banking, Global Risk Management, Operations and other control and support functions supporting the corporate banking business, with a particular focus on the audits covering US credit risk management processes. Responsible for executing the US Loan Review Program in line with the US Loan Review Policy and Procedures. Writes and presents audit and loan review reports to senior management, executive committees and boards of directors
  • Assists the Chief Auditor, US Audit in executing the US Audit plan and assessing the effectiveness of controls
  • Acts as a change agent to assess, monitor and evaluate the effectiveness of actions taken to address audit and regulatory issues relating to credit risk management processes
  • Participates and/or reports to US Risk Management Committees along with the Chief Auditor, US Audit and/or the Vice President, Credit Risk Audit
  • Ensure that department standards are met on all assignments
  • Continuously assessing the resourcing needs in order to adequately fulfill the US Loan Review Mandate and Policy
  • Provide coaching and development to other Credit Risk Audit staff, particularly in the areas of US Loan Review Requirements
  • Understand how the Bank’s risk appetite and risk culture should be considered in day-to-day activities and decisions
16

Risk, Audit & Self Verification Engineer Resume Examples & Samples

  • Experience in similar role for min 3 years, prefer in oil and gas industry. Preferred to have experience working in Drilling engineering role
  • Focus and manage to follow practices, guides, processes, procedures and tools in a systematic and controllable manner
  • Able to demonstrate team work and lead of integration work
  • Self-motivation and able to create own task and deliverables based on target
  • Able to demonstrate communication and interaction with global team and diverse team and functions
  • Able to converse fluently in English and Indonesian
  • Hold Indonesian passport
  • Able to demonstrate following behaviors
  • Action oriented mindset
  • Consistent focus on simplification of complexity
  • Adaptability and flexibility for changing agendas and timelines
  • Logical thinker, able to focus activities around key components and respective linkages
  • Detailed and quality focused approach and style in working
17

Ccar Audit Risk VP Resume Examples & Samples

  • 8+ years of experience in a market or credit risk roles, or in auditing of financial risk processes, primarily focused on Investment Banking and the relevant financial products coupled with a sound understanding of the relevant risks
  • 4+ years of experience / specialist regulatory knowledge in one or more of: Basel, Dodd Frank, CCAR
  • Experience in leading others in large project / initiatives / audit assignments
18

VP-risk-ccar Audit Resume Examples & Samples

  • Continue to update awareness of risk issues and changes across relevant business units and use this knowledge to update audit approach where necessary
  • Undergraduate degree and/or Industry qualifications (e.g. CFA , FRM, CIA, CISA, series 3,7, 24, 63)
  • 8+ years experience in a market or credit risk roles, or in auditing of financial risk processes – primarily focused on Investment Banking and the relevant financial products coupled with a sound understanding of the relevant risks
  • 4+ years experience / specialist regulatory knowledge in one or more of: Basel, Dodd Frank, CCAR
  • Knowledge about new and emerging financial products and services Practical knowledge of finance, risk, and/or statistics
  • Practical understanding of relevant regulatory environment
19

Business Risk Internal Audit Resume Examples & Samples

  • Bachelor's degree (in Accounting, Business Administration, Computer Science, Information Systems, Management Information Systems, Accounting Information Systems or related field preferred)
  • Certification as CPA, CIA, CISA and/or PMP
  • 5+ years of relevant work experience, including supervisory experience, with industry focus a plus
20

Technology Risk Internal Audit Resume Examples & Samples

  • Bachelor's degree (in Accounting, Business Administration, Computer Science, Information Systems, Management Information Systems, Accounting Information Systems or related field
  • 3+ years of relevant work experience, with industry focus a plus
  • Up to 50% travel expected
21

Business Risk Internal Audit Resume Examples & Samples

  • Subject matter expertise in BSA/AML/OFAC regulations as they apply to financial institutions, including retail, wholesale and international business (trade finance)
  • Ability to write and edit the BSA/AML/OFAC compliance manuals and review other bank policy and procedure manuals as appropriate
  • Ability to coordinate BSA/AML/OFAC training effort including the development and delivery of training
  • Ability to coordinate/develop annual AML / BSA / OFAC compliance and project plans
  • Ability to coordinate enterprise-wide AML risk assessment exercises
  • Experience in and executing BSA/AML/OFAC independent internal audit and compliance testing plans
  • Ability to identify weakness regarding AML rules and regulations
22

Risk Internal Audit Resume Examples & Samples

  • Executing Job planning: Conducting research on client background and risks, planning staff resource and propose tailored audit work program and audit time schedules, coordinate with client on kick off meeting with client and other necessary planning activities
  • Performing testing of complex / non-routine audit areas, complete work programs including conducting interviews with Senior Management, provide guidance to junior team member(s), review the work of junior team member(s), schedule closing meeting with client and prepare closing meeting slides
  • Developing and maintaining productive working relationships with client personnel
  • Build strong internal relationships within EY Advisory Services and with other services across the organization
  • Conducting performance reviews and contribute to performance feedback for staff
  • Contributing to people initiatives, including recruiting and retaining Risk professionals
  • Contributing to an educational program to continually develop interpersonal and technical skills of staff
  • Understanding and follow workplace policies and procedures
  • Strong drive to excel professionally, and to guide and motivate others
  • Recognized Bachelor's or Master's degree in Finance, Business or other related field
  • At least 2 (Senior Associate), 5 (Manager) and 8 (Senior Manager) complete years of experience gained in an internal auditing/line position in a commercial environment, or in a big public accounting firm
  • Demonstrated integrity, values, principles, and work ethics
23

Business Risk Internal Audit Resume Examples & Samples

  • Thorough knowledge and understanding of the Banking regulatory environment and its applications to National Banks, Holding Companies, State-chartered institutions, and US Branches of Foreign Banks, Dodd-Frank, etc., and the Consumer Financial Protection Bureau (CFPB). Requirements include how a Bank is organized – Deposit, Lending, Operations (Wires, Information Technology, etc.), Support Functions
  • Ability to advise clients on various Consumer Compliance laws and implementing regulations, including FCA, ECOA, FHA, RESPA, TILA, HMDA
  • Experience in Banking and Internal Audit with superior audit documentation skills is highly desirable
  • Ability to work cross-functionally with all levels of management and the Board of Directors is essential
24

Risk Audit & Controls Resume Examples & Samples

  • Manage the independent review and challenge of open issues closure requests by FMA managers and executives. Ensure integrity of issue closure requests prior to BURM and senior management review and approvals for submission to Internal Audit and Regulatory Affairs and regulators
  • Understand risks and controls, root cause analysis of control deficiencies, audit and regulatory issues. Ensure remediation and supporting evidence is appropriate and timely. Provide feedback to managers
  • Track and monitor remediation progress across all Finance business units. Provide periodic updates to the Business Unit Risk Manager, some working committees, and senior management
  • Work with the Business Unit Risk Manager team and the FMA organizational units to drive efficient and effective issue closures across Financial Management of the Americas
  • Ad-hoc reporting for issues management
  • Manage relationships with 3rd line of defense and external stakeholders including Internal Audit of the Americas and the Regulatory Affairs Office and banking regulators
  • Intermediate to advanced skills in Excel and PowerPoint
  • Strong data mining and analysis skills to generate reporting
  • High attention to detail in internal control activities & reporting
  • Strong knowledge of governance, risks and controls related to a diverse set of finance functions in a bank
  • Internal audit experience or knowledge of internal audit practices and perspectives
  • Ability to communicate and liaise with all levels of management
  • Strong work ethic, ability to prioritize work and multi-task, make decisions & work under tight deadlines
25

Risk & Control Specialist Audit Resume Examples & Samples

  • Assist Manager – FORM in the ongoing maintenance and sustainability of the FORM program.Duties include support for risk and control analysis, control testing, issue management and reporting, and management reporting
  • Execute test plans of key controls through inquiry, observation, examination, and/or re-performance.Document test results according to FORM testing standards and communicate results to management
  • Participate in annual program scoping exercise by assisting in data analytics, flowcharting, and management interviews
  • As part of a team, facilitate the annual management certification of internal controls over financial reporting
  • Facilitate periodic process owner risk and control self-assessments and significant event (i.e. material changes) surveys
  • Support evaluation of testing exceptions, issues, and action plans through development, distribution, and analysis of management reports in support of business needs. Follow-up and assist with documentation of remediation plans and status reports
  • Participate in major corporate initiatives impacting FORM to ensure business areas are properly evaluating relevant risk and controls as part of project requirements. Participate in meetings with management to evaluate plans for process re-engineering and/or control automation, and evaluate impact on overall control structure
  • Become an expert user on Archer software. Provide end user support for requests from Archer users
  • Provide support to the Manager – FORM and VP Audit & Advisory Services on special projects as assigned
26

Head of Audit & Risk Resume Examples & Samples

  • The development, implementation and maintenance of the risk management framework to manage risk, issues and opportunity across the organisation
  • Ensuring that assurance and advisory activities are appropriately targeted and identify potential areas of control weakness, non-compliance or inefficiency; making recommendations to address any issues and to also support management in improving processes
  • Budgetary/monetary accountability for the department, including the use and management of third party partners to aid execution of overall risk and audit activities
  • Real commitment to teamwork and engagement
  • Awareness and understanding of risk and control evaluation techniques
  • IT-literacy
  • Acute fraud awareness, together with prevention and detection techniques