Auditor, Lead Resume Samples

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Guide the recruiter to the conclusion that you are the best candidate for the auditor, lead job. It’s actually very simple. Tailor your resume by picking relevant responsibilities from the examples below and then add your accomplishments. This way, you can position yourself in the best way to get hired.

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S D'Amore

Schuyler

D'Amore

4588 Quitzon Mountain

Dallas

+1 (555) 180 2749

4588 Quitzon Mountain

Dallas

Phone

p +1 (555) 180 2749

Experience Experience

Chicago, IL

Lead ISO Auditor

Chicago, IL

Jones and Sons

Chicago, IL

Lead ISO Auditor

Assist in the training of other auditors and lead auditors during planned audits or during other training functions
Make relevant decisions concerning the audit process and for informing SGS to resolve issues outside the audit process
Collect and analyze sufficient information to provide a recommendation for certification, with authority over the control and performance of auditing activities
Determine (upon evidence gained during audits) whether or not manufacturers are in compliance with all relevant standards/regulations, and whether registration should be recommended or allowed to continue
Report customer complaints, problems and/or system deficiencies to the Director of Healthcare and Certification Management
Lead a team of auditors in performing medical device audits, in conformance with the SGS Global/Local procedures
May work from home anywhere in the U.S

Chicago, IL

Lead Internal Auditor

Chicago, IL

Robel-Pfeffer

Chicago, IL

Lead Internal Auditor

Develop/maintain working knowledge of laws and industry guidance for establishing, maintaining and reporting on internal controls
Performs related work as assigned by audit management
Work with process owners to develop, maintain and review best of breed internal control and process documentation
Contributes to the team environment by assisting and mentoring junior auditors
Communicates or assists in communicating the results of audit and consulting projects via written reports and oral presentations to management
Knowledge of banking regulations and procedures
Perform project assignments as directed, completing the activities within established timelines

present

Houston, TX

Senior / Lead Auditor

Houston, TX

Prohaska, Haag and Hackett

present

Houston, TX

Senior / Lead Auditor

present

Effectively collaborate with other parties as necessary to perform audit work, including developing and maintaining effective stakeholder relationships
Assist with preparing the annual audit plan and budget; risk assessment and audit schedules; and quarterly reporting
Knowledge of data analytics (e.g. ACL), process improvement methodologies (Lean/Six Sigma) and auditing software are a plus
Own and manage a portfolio of audit actions being worked on by the business
Ensure all audit program steps are addressed; and, document audit testing clearly and concisely
Develop and maintain strong and positive relationships with key stakeholders and maintain a thorough knowledge of the business and regulatory environment
Disseminate best practices and lessons learned to colleagues and auditee

Education Education

Bachelor’s Degree in Related Field

University of Southern California

Bachelor’s Degree in Related Field

Skills Skills

Strong attention to detail
Great interpersonal skills
Solid Audit background (Financial and Operational)
Strong Internal Controls SOX skills
Microsoft Excel proficient
Utilize information and knowledge to take calculated risks
Excellent communication skills (written and verbal)
Professional, polished, poised and positive demeanor
Highly organized
Communicate information in a clear, well-organized, and professional manner

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Senior / Lead Auditor Resume Examples & Samples

Complete the planning process and develop an overall audit approach timely. This includes development of a risk assessment, audit program and design of detailed audit testing, which identifies and analyzes all significant areas of control risk
Supervise one or more auditors on individual projects, assigning challenging tasks within their ability, and ensuring they receive appropriate coaching and mentoring on the techniques and procedures involved in auditing. Manage multiple auditors, projects and/or tasks
Demonstrate advanced knowledge of external, independent party relationships, field operations and producer agents, internal control concepts and techniques and key computer applications
Assist with preparing the annual audit plan and budget; risk assessment and audit schedules; and quarterly reporting
Computer skills, including advanced knowledge of Microsoft software (Word, Excel, Access, PowerPoint, Outlook) and the PC/LAN/Internet environment required
Participation in an appropriate and ongoing professional development and training program required, which includes but is not limited to completing the Associate of Customer Service (ACS) designation within five (5) years, and the Fellow, Life Management Institute (FLMI) designation within eight (8) years of obtaining the exempt position as well as Integrity Education courses
Graduate degree or professional certification of Certified Internal Auditor (CIA), Certified Fraud Examiner (CFE), Certified Public Accountant (CPA) or a related certification(s) preferred
One or more years of prior management/supervisory/lead experience preferred
Ability to travel a minimum of 25% of the time required

Internal Auditor Lead Resume Examples & Samples

Candidates may substitute U.S. Armed Forces military service experience as a commissioned officer in Internal Review classifications or Auditing specialty codes in the Financial or Auditing fields of work on a year-for-year basis for the required experience
Two years experience performing and documenting internal audits
Two years experience with the Maryland State FMIS System and R*Stars/ADPIC procedures
Master's degree in Business or Accounting

Global Lead Internal Auditor Resume Examples & Samples

Deliver internal audit engagements with the objective to ensure reliability of the processes and bring added value to the organization · Lead internal audit methodology
Add value to the audit team by expanding knowledge and sharing it with the team
Influence internal stakeholders to adopt internal control good practice through development of trust relationships with them
Participate to the continuous follow-up of audit recommendations
Accounting and controlling background
Fluency in another European language (ie. French/German) is an advantage
Ability to hierarchize and structure issues and produce corresponding synthesis
Good understanding of Atos business processes and organizations (internal candidates)

Global Lead Internal Auditor Resume Examples & Samples

Participate and coordinatethe continuous follow-up of audit recommendations
Coach less experienced auditors on internal audit methodology
6 to 8 years of past experience as External Auditor in a Big 4 company, ideally completed with an experience as Internal Auditor or Controller in a multinational firm

Lead Internal Auditor Resume Examples & Samples

B.S. or B.B.A. in Accounting or equivalent
5-7 years of recent auditing experience or a combination of audit and accounting and finance experience of which minimum 3 years must be from audit, a significant portion of it on site in Europe. Experience should be with a public accounting or industrial firm with significant exposure to multinational operations
Strong knowledge of internal control theory, major import/export and other important laws and regulations and current GAAS and GAAP. This knowledge must cover the EMEA region
Strong skills in cost, inventory and revenue recognition accounting, including financial, operational and control areas. Strong knowledge of accounting for long term construction and facilities management contracts and related service
Fluency in English required
Advanced degrees related to business and management
Very good computer skills and exposure to ERP systems
Possess excellent written and oral communications skills. Interact well with different people and able to work in a multi-cultural environment
Possess strong leadership skills and ability to work in a team environment

Cybersecurity Auditor & Functional Lead Resume Examples & Samples

5 years of experience with supporting Federal FISMA and executing NIST 800-37, NIST 800-39, and NIST 800-53
Experience with network security, vulnerability management, A&A, and Incident Response
Ability to conduct technical security audits for large and complex information systems
Ability to analyze information system configurations and technical specifications against security control standards and identify deficiencies and remediation strategies
Ability to multi-task, set and follow priorities, deliver timely products
Ability to support coordination between federal agency personnel and team members
Ability to speak in front of diverse sets of audiences to deliver training sessions based on a custom developed risk program
BA or BS degree
Experience with FedRAMP risk assessment models
Experience with current technologies used for technical security control reviews, including Microsoft System Center Configuration Manager, IBM Endpoint Manager (IEM) previously Tivoli Endpoint Manager (TEM), or BigFix or Tenable Nessus software preferred
Knowledge of emerging security policy, governance, and continuous monitoring technologies
Knowledge of VistA security practices and security as it pertains to Windows, Solaris, UNIX, RedHat Linux, AIX, OpenVMS, IBM i5OS, RACF, ACF2, Oracle, SQL Server, DB2, Cisco IOS, Firewall, multi-functional printer, scanner, and fax devices, and encryption technologies, including VPN, TLS, and SSL
Knowledge of medical devices, security challenges, and solutions
Knowledge of FIPS 199 and FISCAM
Public Trust clearance
CISSP Certification preferred

Lead Internal Auditor Resume Examples & Samples

Conducts research on regulations and regulatory guidance, monitors changes and new regulatory requirements, and performs gap analysis if necessary
Assists in audit reports and presentation to senior management and the Board
Drafts and socializes audit recommendations with the auditors
Validates remediation to issues raised by regulators or Internal Audit Plan
Designs and executes audits of capital planning and other regulatory reporting with minimum supervision
Minimum seven years of audit experience in banking or finance industry, a must
Familiarity of Capital Planning, CCAR or regulatory reporting is a plus

Lead ISO / Auditor Resume Examples & Samples

Be a registered (IRCA and/or Exemplar) Quality (ISO 9001) Lead Auditor as well as the additional requirements for ISO 27001 Lead Auditor. (It would also be a plus to be qualified for ISO 20000 and/or ISO 22301.)
Have satisfactorily completed an Exemplar or IRCA approved training course in Quality (ISO 9001) operation and auditing. The course(s) must include an examination, which must be passed to evidence satisfactory completion
Have competent working knowledge of nationally recognized Quality (ISO 9001) and ISO 27001 Management System auditing standards and procedures. (It would also be a plus to have the competent working knowledge of ISO 20000 and/or ISO 22301.)
Ability to travel, including a valid passport, driver’s license, and credit card
Have had a minimum of five years recent and relevant industrial or business experience, of which at least three years have been devoted to the practical application of quality assurance

Cybersecurity Auditor & Functional Lead Resume Examples & Samples

5 years of experience with supporting federal FISMA, including Federal agency FISMA compliance requirements, NIST, STIGs, emerging Cybersecurity trends, challenges, and solutions to the modernization of legacy systems, and industry best practices
Experience with executing NIST 800-37, NIST 800-39, and NIST 800-53
Ability to multi-task, set and follow priorities, and deliver timely products
Ability to support training sessions based on a custom developed Risk Program
Experience with speaking in front of technical and non-technical audience members
Knowledge of security as it pertains to the following platforms: Windows, Solaris, Unix, Red Hat Linux, AIX, OpenVMS, IBM i5OS, RACF, ACF2, Oracle, SQL Server, DB2, Cisco IOS, Firewall, multi-functional printer, scanner, and fax devices, and encryption technologies, including VPN, TLS, and SSL
Knowledge of current technologies used for technical security control reviews, including Microsoft System Center Configuration Manager, IBM Endpoint Manager (IEM) previously Tivoli Endpoint Manager (TEM) or BigFix, or Tenable Nessus software
Ability to support the translating of Nessus vulnerability scan results into findings aligned to NIST SP 800-53 Revision 4 security controls
Possession of excellent oral and written communication skills
Possession of excellent analytical skills
Public Trust clearance preferred

Lead QMS Auditor Resume Examples & Samples

Lead, conduct, and plan internal QMS audits for compliance to the AS9100 series of standards in support of Raytheon’s Enterprise Quality Management System across all domestic US sites
Perform all formal responsibilities of a Lead Auditor such as audit team selection; audit planning; representing the audit team with Raytheon site leadership; conducting opening and closing meetings and daily debriefs with management; completing an audit report and issuing, reviewing and approving formal corrective action
Serve as liaison and interface to Raytheon’s Certification body (NQA) during site certification or recertification audits. Facilitate NQA audit schedules, logistics, and closure of corrective actions
Analyze audit performance to identify trends, risks, and opportunities for continuous improvement; recommend and facilitate Enterprise level improvement initiatives and actions
Conduct comprehensive audit preparation and planning based on historical and current performance data
Support special audits and independent assessments as required by Raytheon Business units
BS Engineering/Technical or equivalent degree
Minimum 8 years quality assurance experience
Minimum 4 years of Aerospace QMS auditing experience
Proficiency with executive management presentations
Able to function effectively without direct supervision
Able to travel 50-75% throughout domestic US and Canada
Able to obtain a DoD Secret clearance
Existing certification to one of the following
Certified Lead Aerospace Auditor (AEA or AIEA), or
Certified Lead Quality Management System Auditor
Existing certification to AATT (Aerospace Auditor Transition Training)
Exceptional interpersonal skills and demonstrated ability to lead teams
Familiarity with the RCAS (Raytheon Corrective Action System)
Existing Secret Clearance
ASQ Certification (CQE, CMQ/OE, or CQA)
Raytheon Six-Sigma certification

Auditor, Lead Resume Examples & Samples

Facilitates audit planning and develops the audit program for assigned internal audit projects. Must be able to lead multiple complex projects concurrently
Works closely with Internal Audit management regarding the status of budgets and assigned audits
Provides independent appraisals, analyses, and observations for examining and evaluating the adequacy and effectiveness of business processes, internal controls, and regulatory compliance
Ensures all audit testing, documentation, and reporting is completed with quality, in a timely manner, and in accordance with Audit Methodology and professional standards
Ensures management action plans are tracked to completion
Reviews the work staff members for adequacy and completeness, and provides work direction to audit staff
Required 5+ years of experience in auditing
Intermediate Demonstrated written communication skills
Advanced Other Expertise in auditing principles, including strong knowledge of process
Advanced Other Demonstrated ability to understand business processes, identity risks and develop a comprehensive audit plan
Preferred Other Certified Public Accountant, Certified Internal Auditor, Certified Information Systems Auditor, or other professional designations
Required Intermediate Microsoft Outlook
Preferred Intermediate Microsoft Access
Preferred Intermediate Other Knowledge of data analytical procedures and tools that may include: Audit Command Language (ACL), Arbutus, and Tableau
Required Advanced Other Ability to manage electronic work papers

Lead ISO Auditor Resume Examples & Samples

Must have a Master’s degree in Biomedical Engineering or a related field plus 3 years of experience in the job offered or related occupation, or a relevant Bachelor’s degree plus 5 years of relevant progressive experience
Must have 3-5 years of experience (depending on degree) with engineering and technical applications used in the development of medical devices; 3-5 years (depending on degree) of recent and relevant medical industrial or business experience within the medical device manufacturing industry and/or medical device certification industry; solid understanding of Global Regulatory Affairs, including the European Medical Device Directive (MDD); and competent working knowledge of nationally recognized Quality Management System auditing standards and procedures
May work from home anywhere in the U.S

Lead ISO Auditor Resume Examples & Samples

Have satisfactorily completed ISO 27001 approved training. The course(s) must include an examination, which must be passed to evidence satisfactory completion. (It would also be a plus to have the formal approved training for ISO 20000 and/or ISO 22301.)
Be academically qualified in both a recognized scientific/technological discipline and in quality assurance
Integrity, tact and character
Computer literacy for MS Word, Excel, and PowerPoint
Excellent communication and presentation skills

Lead Internal Auditor Resume Examples & Samples

5+ years of audit experience preferred
CIA or CPA strongly preferred
Knowledge of banking regulations and procedures

Lead ISO Auditor Resume Examples & Samples

Make relevant decisions concerning the audit process and for informing SGS to resolve issues outside the audit process
Collect and analyze sufficient information to provide a recommendation for certification, with authority over the control and performance of auditing activities
Lead a team of auditors in performing medical device audits, in conformance with the SGS Global/Local procedures
Access and review North American clients’ medical devices quality systems and technical information to the requirements of ISO 9001, ISO 13485 and other regulatory requirements for access into Canada, European Union (“EU”), Japan, and review technical dossiers to the requirements of 93/42/EEC (MDD) and/or 98/79/EC (IVDD)
Determine (upon evidence gained during audits) whether or not manufacturers are in compliance with all relevant standards/regulations, and whether registration should be recommended or allowed to continue
Present SSC Standard Training Courses and, upon approval, deliver such courses in a tutoring role
Provide technical advice to marketing and sales functions, as required. Utilize and maintain professional communication and presentation skills while meeting with clients
Respond to client inquiries on all technical matters regarding SGS-SSC certification/training products
Report customer complaints, problems and/or system deficiencies to the Director of Healthcare and Certification Management
Assist in the training of other auditors and lead auditors during planned audits or during other training functions
Participate actively in witness audits by SGS or accreditation bodies

Lead Internal Auditor Resume Examples & Samples

Assist department managers in the development of operational, financial, and other audit test procedures including assisting Management with its assessment of internal controls over financial reporting (SOX 404)
Serve as a primary Sarbanes-Oxley 404 liaison and subject matter expert for specific mega processes across Hanger’s business and functional reporting lines, interacting with operational, legal, regulatory, finance, IT and human resources departments and the company’s independent auditors
Provide consulting services to business partners regarding process improvements, policy development and compliance, control deficiency evaluation and impact analysis, and remediation of deficiencies in internal controls
Coordinate with the IT department to strengthen the Company’s overall control environment
Coordinate and execute audits and internal control assessments as part of a team, ensuring timely project completion
Work with process owners to develop, maintain and review best of breed internal control and process documentation
Provide direct assistance to the external auditors, as needed
Participate in fraud investigations as required
Prepare written communications, such as client correspondence, memoranda, and other working papers that document the procedures, findings, and results of those procedures
Continuously communicate project status and observations with the Audit Services leadership and business partners
Prepare presentation charts and provide status updates as needed for use by management
Assist in development and delivery of training
Develop/maintain working knowledge of laws and industry guidance for establishing, maintaining and reporting on internal controls
Work on special assignments as needed
Demonstrated, thorough understanding of audit techniques, standards, internal controls, and SOX program concepts and activities
Sound working knowledge of COSO integrated framework of internal controls, generally accepted auditing standards, and accounting principles required. Knowledge of IT controls desired
Demonstrated project management or Six Sigma certification experience preferred
Ability to understand and communicate technical concepts in simple, understandable terms
Excellent communication and interpersonal skills with ability to build professional relationships across functions and organizations
Effective writing skills and strong attention to detail
Ability to deal with ambiguity and shifting, competing priorities
Effective organizational, time management and planning skills
Flexible and able to adapt quickly in a fast moving company
Ability to travel (approximately 15-30% annually)
Multi-location retail and/or Healthcare industry experience a plus
Self-motivated individual; strong work ethic; action oriented; results driven
Bachelor’s Degree in Accounting or equivalent required; CPA/CIA preferred
5+ years of public accounting, SOX compliance and/or Internal Audit experience

Cybersecurity Auditor & Functional Lead Resume Examples & Samples

5 years of experience with supporting federal FISMA, including federal agency FISMA compliance requirements, NIST, STIGs, emerging Cybersecurity trends, challenges, and solutions to the modernization of legacy systems and industry best practices
Experience with executing NIST 800–37, NIST 800–39, and NIST 800–53
Experience with network security, vulnerability management, A&A, and incident response
Ability to multi–task, set and follow priorities, and deliver timely products
Ability to support training sessions based on a custom developed risk program
Experience with speaking in front of technical and non–technical audience members
Knowledge of security as it pertains to the following platforms: Windows, Solaris, UNIX, Red Hat Linux, AIX, OpenVMS, IBM i5OS, RACF, ACF2, Oracle, SQL Server, DB2, Cisco IOS, Firewall, multi–functional printer, scanner, and fax devices, and encryption technologies, including VPN, TLS, and SSL
Knowledge of current technologies used for technical security control reviews, including Microsoft System Center Configuration Manager, IBM Endpoint Manager (IEM), previously Tivoli Endpoint Manager (TEM) or BigFix, or Tenable Nessus software
Ability to support the translation of Nessus vulnerability scan results into findings aligned to NIST SP 800–53 Revision 4 security controls

Technical / Building Auditor Lead Resume Examples & Samples

Educated to minimum HNC level in a technical discipline relevant to FM
Suitable & sufficient broad FM management related experience
Qualified – Minimum NEBOSH General Certificate
Intermediate IT skills in MS Office including Excel, Word and Outlook
Full UK Driving Licence

Lead Senior Auditor Resume Examples & Samples

Identify and analyze control weaknesses and/or inefficiencies and recommend appropriate actions or improvements to management to ensure effective internal control over financial reporting, the proper protection of assets and to assist management in its efforts toward continuous improvement
Plan and manage testing for Sarbanes Oxley Section 404 requirements testing in the United States and international locations
Perform detailed, meaningful analysis of account balances or operations being audited to ensure the propriety of financial information used both internally and externally and to provide a basis for reliance by management in the decision making process
Prepare and present reports to management summarizing significant findings and recommendations identified based upon audit knowledge and judgment to foster the achievement of Company goals
Assist the Internal Audit management team with the execution of strategic value-add consulting projects
Evaluate if management has identified all key controls and if management is including non-key controls within the control framework
Assist in the creation of audit plans, and execute the audit plans ensuring accuracy and relevance in the achievement of operational goals including testing, documentation of work papers and conclusions for manager review
Review work papers of audit staff for adequacy, scope of execution, and propriety of findings and recommendations in accordance with Generally Accepted Auditing Standards and other appropriate standards, to ensure accuracy and relevance in the achievement of operational goals
Communicate with all levels of the organization using professional and effective communication skills to ensure that audit findings and recommendations are understood
Lead and provide guidance to other audit staff in the performance of audit engagements or other training opportunities
Plan and manage testing for IT General Controls in the United States and international locations
Assist the Internal Audit management team with the execution of the annual Audit Plan
Plan and execute audits of financial statements in accordance with Generally Accepted Accounting Principles

Senior / Lead Auditor Resume Examples & Samples

Ability to work independently, be self-motivated and manage work within agreed timelines, while producing high quality deliverables (i.e. audit work papers, audit reports and other documents)
Effectively collaborate with other parties as necessary to perform audit work, including developing and maintaining effective stakeholder relationships
Disseminate best practices and lessons learned to colleagues and auditee
Deliver assigned program of audits in line with excellent quality and within allocated time, using professional judgment to set the scope and testing approach to ensure key risks are addressed
Proactively look for areas of improvement during the audit process and provide value adding and insightful recommendations that address control and process opportunities/weaknesses
Develop and maintain strong and positive relationships with key stakeholders and maintain a thorough knowledge of the business and regulatory environment
Experience within multinational utility/asset management companies or operations/functional experience from utility/assessment management companies, a plus
Good knowledge and understanding of audit delivery and practices, internal control frameworks and risks management activities and skill in applying internal auditing principles and practices
Prior experience with audit delivery and practices, internal control frameworks and/or risk management activities a plus
Experience of managing project teams, managing others and projects independently. Project management qualification would be desirable (e.g. PMP)
Knowledge of data analytics (e.g. ACL), process improvement methodologies (Lean/Six Sigma) and auditing software are a plus

Technical / Building Auditor Lead Resume Examples & Samples

A minimum of five years’ experience working within an FM or H&S based discipline within both an operational and supervisory capacity. Have a proven ability to provide technical assistance to both technical and non-technical persons within the identified discipline. Ability to successfully manage time keeping and work content working as an individual and as part of a small technical team within tight deadlines
BES & BFM Auditing
Raising & Closing of NCR’s
Understanding of waste and soft service provision
Identifying best value
Reviewing work standards

Lead Internal Auditor Resume Examples & Samples

Identifies and evaluates the organization’s risk areas and provides key input to the development of the Annual Audit Plan
Conducts interviews, reviews documents, develops and administers surveys, compose summary memos, and prepares working papers
Communicates or assists in communicating the results of audit and consulting projects via written reports and oral presentations to management
Develops and maintains productive client and staff relationships through individual contacts and group meetings
Performs related work as assigned by audit management
Ability to travel up to 10% for assignments typically within the state of California
Knowledge of the Standards for the Professional Practice of Internal Auditing and the Code of Ethics developed by the Institute of Internal Auditors
Considerable skill in using a computer with word processing, spreadsheet and other business software to prepare reports, memos, summaries and analyses

Senior / Lead Auditor Resume Examples & Samples

Operations, Accounting, and/or Financial background
Auditing experience within a Big 4 firm
MBA and/or Certified Internal Auditor, Certified Public Accountant, and Certified Information Systems Auditor
Prior experience with Audit delivery and practices, Internal Control frameworks, and/or Risk Management activities
Project Management qualification (e.g. PMP)

Lead Internal Auditor Resume Examples & Samples

Plan, perform, and lead internal audit assignments as needed to assess the efficiency and effectiveness of business processes and related controls
Collaborate with internal and external stakeholders by ensuring internal audits are completed timely and accurately, understanding the needs and demands of stakeholders during the audit process, sharing knowledge and expertise and regularly communicating and reporting internal audit findings
Perform project assignments as directed, completing the activities within established timelines
Support internal audit team by monitoring performance, mentoring and directing team members and acting as a resource within area of responsibility to contribute to the achievement of the department’s audit plan
Participate in all aspects of internal audit activity, including pre-audit planning, audit fieldwork, post-auditing work and validate remediation of audit findings
Determine key controls, direction, and approach of proposed audits and audit procedures by participating in the development of audit programs and risk assessments, preparing detailed work papers and addressing and resolving audit issues effectively
Effectively manage internal audit resources to utmost efficiency to improve business lines profitability, monitor progress, and report regularly
Monitor audit bulletins and other professional resources to assess local developments, regulations, and legislation impacting internal audit services to stay abreast of ongoing changes in risk environment and make appropriate recommendations
Monitor audit processes and team members to ensure internal audits are conducted in compliance with legal standards and approved practices, comply with legal and regulatory requirements and adhere to company standards and best practices
Contribute to a positive environment by demonstrating cultural expectations and guiding leaders to reward performance and value “can do” people, accountability, diversity and inclusion, flexibility, continuous improvement, collaboration, creativity and fun
Comprehensive knowledge of internal audit principles and procedures
Products and concepts relating to the financial services industry, including financial instruments, financial management, insurance principles, and cash and capital principles
Products and concepts relating to the insurance industry
Terminology, function and fundamental capabilities of common computer, software, information and communication technology devices, components, and concepts
Principles and processes for providing customer service
Follow established guidelines to focus on details and complete tasks attentively and thoroughly
Use wise, astute and insightful judgment to make sound decisions
Prioritize various competing tasks according to their urgency
Identify opportunities for improvement
Appropriately prioritize assigned tasks to ensure timely goal achievement
Collaborate with internal and external customers
Understand the needs and goals of a customer and actively look for ways to meet them
Guide oneself with little or no supervision, and depend on oneself to get things done
Utilize information and knowledge to take calculated risks
Professional, polished, poised and positive demeanor