Global Investment Management Resume Samples

The Guide To Resume Tailoring

Guide the recruiter to the conclusion that you are the best candidate for the global investment management job. It’s actually very simple. Tailor your resume by picking relevant responsibilities from the examples below and then add your accomplishments. This way, you can position yourself in the best way to get hired.

Craft your perfect resume by picking job responsibilities written by professional recruiters

Pick from the thousands of curated job responsibilities used by the leading companies

Tailor your resume & cover letter with wording that best fits for each job you apply

Resume Builder

Create a Resume in Minutes with Professional Resume Templates

CHOOSE THE BEST TEMPLATE - Choose from 15 Leading Templates. No need to think about design details.

USE PRE-WRITTEN BULLET POINTS - Select from thousands of pre-written bullet points.

SAVE YOUR DOCUMENTS IN PDF FILES - Instantly download in PDF format or share a custom link.

Create a Resume in Minutes

F Wyman

Florida

Wyman

993 Dovie Bypass

San Francisco

+1 (555) 683 5582

993 Dovie Bypass

San Francisco

Phone

p +1 (555) 683 5582

Experience Experience

Detroit, MI

Global Investment Management

Detroit, MI

Koepp, Treutel and Ruecker

Detroit, MI

Global Investment Management

· Manage vendor management process of identifying & evaluating suppliers, establishing contracts, their categorization, management and termination
Keep abreast of the competition and emerging industry developments, develop an effective internal and external network
Providing support to acquisition, asset management, fund management, client marketing function and fund reporting
Work closely with senior management to develop and refine recommended solutions to address issues and capture opportunities
Product support - work closely with Sales & Marketing teams to assist with product positioning and developing marketing collaterals
Be a process improver on product/project management processes, product governance and registration, and management tools
Establish strong working relationships with all business partners throughout the Investment Management organization - across all functions and geographies

Houston, TX

AM Global Investment Management

Houston, TX

Borer-Murazik

Houston, TX

AM Global Investment Management

Assist with the review of monthly trial balances, management fees calculations, and carried interest calculations
Perform and resolve complex inquiries and research within established department standards
Monitor work queues
Budget/accrual analysis and management of expense processing function
Assisting the business unit (and the fund administrator and custodian) in new Fund launches and other account infrastructure initiatives
Assist with preparations for quarterly valuation meeting materials
Assist with the review of monthly capital activity in the internal accounting system

present

Dallas, TX

Am-global Investment Management

Dallas, TX

Hammes-Goyette

present

Dallas, TX

Am-global Investment Management

present

Provide day to day support and produce accurate and timely reporting of financial performance (P&L, cash flow, AUM) and headcount for resource planning
Provide guidance and respond to request for information from business management and business functions in the region
Gain in-depth understand of current finance workflow, participate in process improvement and finance initiatives
Develop product intelligence. Serve as subject matter expert on JPMorgan product range, market, market trends and key players
Develop strong partnership with global and location finance teams and across business functions
Participate in designated channel meetings, conference calls etc. Communicate product updates/positioning to train sales personnel via conference calls or formal presentations
Perform analytical review of monthly financial results

Education Education

Bachelor’s Degree in Computer Science

Webster University

Bachelor’s Degree in Computer Science

Skills Skills

Quickly build strong working relationships with your Funds Control Group colleagues in EMEA and US
Work closely and effectively with a number of other internal teams across the business and regions. Key contact points will be Product Development, Product Delivery, Business Management, Technology and Control Functions (e.g. Compliance, Oversight and Control, Risk)
Strong verbal & written communication skills - the internal clients are typically in remote locations (NY & London), so excellent telephone & e-mail skills are essential
Team spirited attitude - our internal & external clients view us as a cohesive group; information sharing and a willingness to seek out and develop new skills / knowledge from within the group as key attributes
Excel - intermediate aptitude is essential (formulas, filters, pivot tables); advanced knowledge
Client Centric - Build relationships quickly, build deliverables with a client perspective
Excellent understanding of the investment process and associated market practices with the ability to think strategically about how to create business led solutions
Good communicator with strong interpersonal skills
Good inter-personal and communication skills, with excellent relationship building skills across multiple organizations and key touch points
Strong sense of prioritization & ability to execute against deliverables. Able to take personal accountability for projects & issue resolution

Create a Resume in Minutes

8 Global Investment Management resume templates

Read our complete resume writing guides

Global Investment Management Expense & Headcount Finance Associate Resume Examples & Samples

Bachelors degree preferably in Accounting or Finance with strong Accounting background
Minimum of 1 - 3 years of experience in finance/accounting, preferably in the financial services industry, P&A or Financial Analysis experience a plus
Excellent PC skills, including Excel and the MS Office Suite of products as well as the ability to master the JPM internal financial systems (Essbase, SAPCO, Advance Analysis, GXM, Business Objects skills are a plus)
Strong communications (written and verbal) skills
Ability to work well under pressure and multi-task as well as the ability to work flexible hours to complete deliverables
Able to resolve complex issues working with a wide range of staff globally

Global Investment Management Technology Finance Resume Examples & Samples

Partner with product and client technologymanagement to analyze consumable and application expenditure to identifyenvironmental efficiencies
Review / analyze application actual expense,forecast, budget and associated variances
Complete understanding of the Technology project/ program life cycle (SDLC)
Maintain a Global Total Cost of Ownership modelenabling business units to identify key drivers further improving businessfunctions and profitability margins
Partner with front office, senior technologymanagement and GIM Planning & Analysis Profitability team to provideinsight and transparency into Global Technology expense
Organize / Facilitate annual planningdiscussions
Ensure timetable and deliverable schedules areunderstood and communicated
Organize reporting for business review sessions
Create executive level presentations
Ability to work independently and managedeliverables in a dynamic, fast-paced environment
6 years strong Finance background (FinancialServices and Technology preferred)
Experience in working with senior levelexecutives (CIO, COO, CFO)
Clear communication skills, and the ability toarticulate complex issues concisely
Excellent organizational and presentation skills
Leadership, relationship-building andinfluencing skills to drive agenda’s across a number of functions
Highly proficient in Microsoft Office,particularly Excel and PowerPoint
Working knowledge of internal financial systemsa plus (Essbase, Clarity, PPG, TITAN, TAMS, SEAL)
Proven ability to flourish as a member of a globalteam
Career oriented individual who must possessdrive, flexibility and self-organization to produce high quality output undertight deadlines

Global Investment Management Resume Examples & Samples

Developing and maintaining consistent methodology and approach for the construction of activity based costing model(s)
Active management of data collection effort by working closely with CFOs and the infrastructure teams
Learning to run the SAS allocation model on a monthly(actual outlook), quarterly and plan basis, eventually be able to run the model on your own
Understand the logic and rules in SAS and escalate when issues arise
Developing communications around future enhancements and potential use of ABC data
Acting as the 'translator' between model output and business input
Proactively identifying opportunities to leverage ABC-produced data in business decision making or extensions of cost analyses
SAS ABM moduleexperience a plus
Strong Excel, Access and PowerPoint Skills (minor SQL)
Essbase Proficient preferred (not required)
Self starter, detailed oriented, and well organized
Minimum of a bachelor degree is required, MIS major preferred
1 - 4 years experience within Finance

Global Investment Management & Private Bank Oversight & Controls Resume Examples & Samples

Provide support for regional head of O&C in terms of project mgmt, business responses and driving remediation activities related to regulatory exams, internal audit or operating errors
Develop working knowledge of the Asset Mgmt business, with an emphasis on its control environment and regulatory agenda
Be a change agent and influence the broader control environment and culture through on the ground training and coaching
Evaluate data and trends to identify improvement opportunities and associated issues and risks
Identify quantifiable metrics and benchmarks to track progress over time
Develop and implement standards and methodology for control and risk
Prepare and present regular executive updates summarizing results
Close coordination with global & regional O&C colleagues and business partners
Previous experience in financial services, audit, or consulting roles with knowledge/experience across operations, technology, risk, legal, compliance, business management or other control functions
Experience analyzing, communicating and executing against complex business strategies
Critical thinking, project management, analytical and communication skills
Experience with, or knowledge of, implementing effective control environments
Ability to coordinate issues, findings and practices with colleagues across regions and/or divisions
Ability to influence and lead in a collaborative environment
Track record of delivering on business initiatives in the asset management industry
Able to adapt to a rapidly changing business environment, ability to quickly assess situations and capitalize on change
BA required; MBA and/or CPA preferred

Global Investment Management Oversight & Controls Resume Examples & Samples

Minimum of 12 years of relevant experience
Seasoned and experienced with a deep understanding of the business. Current senior manager within the business or operations
Strong knowledge and background in controls management, process improvement, issues management, and audit best practices
Strong ability to identify issues, directly address conflicts and escalate issues where appropriate
Have the fortitude to stand up and hold the businesses accountable for running a controlled environment
Ability to successfully navigate, influence, and lead collaboratively in a complex infrastructure that involves numerous groups and individuals. Ability to communicate effectively at all levels of the organization
Individual must be results driven, have attention to detail, and able to synthesize large amounts of information and propose recommendations. Adaptable, flexible and willing to work in a dynamic environment

Global Investment Management Oversight & Controls Control Specialist Resume Examples & Samples

VPs or Associates within the business, operations, or project organizations
Minimum of 4 years of relevant experience for VPs and 4 years of relevant experience for Associates
High potential individuals looking to broaden business knowledge

Auditor Global Investment Management Americas Resume Examples & Samples

Knowledge of applicable laws and regulatory requirements such as Investment Advisors Act, Investment Company Act, ERISA and management of fiduciary risk (e.g., 12 CFR 9)
Enthusiastic, self motivated and able to work effective under pressure
Excellent verbal and written communication skills with the ability to present complex and sensitive issues to senior management
At least 3+ years of Asset Management audit or business experience
Strong skills in time management, problem solving, written and oral communication

Am-global Investment Management Marketing Resume Examples & Samples

Developing and maintaining the project plan for all event distribution
Building distribution interaction for events using MRM tool
Manage end to end process for event communications
Field inquiries and resolve issues from various groups
Creating process document or quick reference as necessary
Manage report distribution to various group for sales updates
Creating, modifying, analyzing event reporting for Marketing
Review and analyze communication and event metrics and results and oversee regular data processing required to drive email marketing
Post campaign analysis and recommendations and ad-hoc and standard campaign reporting
Identify opportunities to improve the efficiency or effectiveness of campaigns or processes
Work with communication owners to develop and distribute new campaigns or associated processes
Co-ordinate the delivery of more complicated template, liaising with our in-house HTML and Java developer / designer
All aspects of campaign testing including content, process, tracking and email deliverability
Minimum of 3 years work experience
Knowledge of CRM systems

Global Investment Management Finance VP Resume Examples & Samples

Team members have the opportunity to work directly with the CFOs for all asset classes, Global Institutional and Global Funds CFOs, GIM CFO, and Sales Senior Management on internal presentations
Gain an understanding of the Investment Management industry and JPMAM’s product offering and solutions capabilities
Manage and work with a counterpart team in Mumbai to produce timely and accurate MIS reporting of the distribution of the full range of products to large and mid-sized institutional clients based in the Americas
Assist Sales Channel CFOs with planning and forecasting
Partner with stakeholders across Asset Management including Sales, Strategy, Business Management, Client Account Managers, and others
Support a global sales force with strong regional differences and different market dynamics
Oversee all the reporting for the Americas Institutional and Global Insurance business on weekly, monthly, and quarterly bases
Bachelors degree, with major in Accounting/Economics/Finance preferred
5 or more years experience in Financial Services is preferred
Strong technical skills – must be proficient in Excel (experience with databases and macros desired)
Superior organizational and communication skills with a strong attention to detail
Ability to manage multiple tasks simultaneously while still delivering a quality product
Strong team player that can bring together multiple groups of people across a variety of functions

Senior Gfcc Global Investment Management Lead Resume Examples & Samples

Lead and manage the Global Investment Management Lead GFCC program for the Global Investment Management (GIM) business, which includes oversight of AML, Sanctions and Anti corruption compliance, predominantly in the US
Execute corporate and line of business specific policies and guidelines for Financial Crime Prevention and Sanctions
Provide clear advice on the application of local and regional rules and firm policy in relation to Financial Crime Prevention guidance, and provide risk-based solutions to complex business issues / initiatives involving the Investment Management product range
Serve as the point of communication and, where necessary, escalation of material GIM AML issues in NAMR, to the Head of GFCC, senior GIM management and other relevant senior Compliance and Risk management teams
Represent GFCC on behalf of GIM via membership in various NAMR Governance, AML and Risk committees, sub-committees, board meetings, working Groups; and GFCC initiatives
Act as main liaison for GFCC GIM in NAMR with US regulators, audit and compliance testing in relation to any regulatory examination or action, audit or test
Assume ownership of remediation of any regulatory issues, audit point or testing finding as they pertain to the GIM GFCC NAMR program
Represent GFCC GIM NAMR in the collaboration and communication amongst cross-regional GFCC teams
Oversee the production of Compliance reporting and metrics; including committee and board meeting reports
Prior experience in leading a Compliance or equivalent team or process
In-depth knowledge of US AML legislation, guidance and standards and International Sanctions Programs, in relation to Investment Management/Asset Management products and business models
Strong decision making capabilities and the ability to identify problems and propose solutions
Excellent communication skills especially the ability to articulate complex issues to a range of audiences, including business management, other Compliance, Legal and control colleagues, as well as Audit and regulatory authorities
Demonstrated flexibility including willingness to accept new assignments and challenges in a rapidly changing environment

Am-global Investment Management Solutions Resume Examples & Samples

Internal product CPM and product manager - develop relationships with retail sales channels; serve as initial point of contact for questions from the field; manage details of Roadshows, sales meetings
Conduct reviews of portfolios and funds, primarily over the phone but occasionally in person, with financial advisors and JPM funds sales staff
Presentation materials - You would be the point person for maintenance and development of marketing materials to present our story in as meaningful a way as possible. Your input and initiative will be critical as you will be expected to craft creative solutions for client issues. You would be working with resources from marketing in conjunction with portfolio managers to develop and revise materials as appropriate
RFP writing - you will be the main point of contact for RFP's and work with salespeople, marketing associates and RFP writers to craft answers that highlight IM Solutions' main competitive advantages
Backup - when portfolio manager are not in the office, backup is required to ensure full coverage at all times. This would require fielding calls from relationship managers, sales people and clients
Competitive Analysis - gather and maintain a warehouse of information about our competitors
The environment is fast-paced and demanding, and travel is required
All candidates must have a minimum of 7 years experience in Asset and Wealth Management
Investment and markets background
Strong cross-functional team building and management skills (for example, partnering with multiple distribution channels, marketing, product administration, legal and compliance)
MBA, CFA and/or CAIA desirable
Leadership-ability to manage and influence people
Organization, coordination and project management skills
Strong understanding of Target Risk Funds and their role in the DC industry, including competitive positioning
Some public speaking skills preferred
Working knowledge of multiple asset classes, including equities, fixed income and real estate
Experience working with institutional separate accounts, commingled funds, and mutual funds

Am-global Investment Management Solutions Resume Examples & Samples

A minimum of 15 years of work experience in the financial markets and an understanding of multi-asset, multi-country investing
Experience working for an Asset Manager and experience with Portfolio Management
Experience in research or portfolio management role covering equities or cross-asset solutions highly preferred
CFA and post-graduate degree in finance or economics preferred
Accomplished presentation skills, and the ability to present to audiences in a variety of settings such as: roundtable, web casts or at seminars
Good statistical analysis skills, including econometric analysis
Organizational skills including prioritization and managing multiple tasks as well as a proactive attitude
Collaborative and collegiate and the willingness to undertake all aspects of the role
Demonstrated leadership skills and experience

Audit Global Investment Management Technology Audit VP Resume Examples & Samples

Document audit results and communicate issues to management, identifying opportunities for improvement in the design and effectiveness of key controls
Minimum of 8+ years of work experience in auditing or technology with exposure to financial services industry, preferably asset management
Knowledge of security concepts, technology operations, the development lifecycle, project and program management concepts, and corresponding controls

Global Investment Management Solutions Business Resume Examples & Samples

Monitoring and maintaining the data integrity of Front Office systems
Conducting ongoing data validation tests
Preparing reports for the Front Office and for Operations management
Partnering with the Front Office, Core Operations, and Technology teams to resolve issues
Bachelor’s degree (or better) from an accredited, high-quality institution
Minimum of 2-3 years of relevant work experience
Ability to manage concurrent assignments effectively and efficiently
Excellent analytical, problem solving, time management, interpersonal, and written and oral communication skills
Team player and adaptable to a changing environment
Ability to influence people, lead discussions, and troubleshoot issues
Proficiency with Microsoft products – Excel, Word, PowerPoint, Visio

Am-global Investment Management Solutions Resume Examples & Samples

Internal product manager - support relationships with retail sales channels; serve as initial point of contact for questions from internal and external client advisors
Backup - when client portfolio managers are not in the office, backup is required to ensure full coverage at all times. This will require fielding calls from relationship managers, sales people and clients and responding appropriately
Presentation materials - you will be instrumental in the maintenance and development of marketing materials. Your input and initiative will be critical as you will be expected to craft creative solutions for client issues. You will be partnering with marketing in conjunction with portfolio managers and CPMs to develop and revise materials as appropriate
Request for Proposals (RFPs) and questionnaires - Responsible for drafting initial responses to client deliverables including RFPs and monthly/quarterly/ad-hoc questionnaires. You will work with client advisors, their sales associates, institutional marketing and RFP writers to craft answers that highlight GMAG's main competitive advantages
Competitive Analysis - gather, analyze, and maintain a warehouse of information about our industry peers and their competitive products
The environment is fast-paced and demanding. All candidates must have at least three years of financial industry experience, preferably in Asset Management
Ability to deliver results in a timely and accurate manner, frequently under tight deadlines
Strong quantitative aptitude
Organizational skills and the ability to handle multiple simultaneous tasks are crucial elements in order to succeed in this role Positive attitude and creative thinking - ability to take direction from senior team members while recognizing when to challenge the status quo and drive efforts to improve processes
Proficient in Excel & PowerPoint: filtering databases, navigating pivot tables, creating and maintaining client presentations
Working knowledge of multiple asset classes, including equities, fixed income and alternatives
Series 7, Series 63 requirement within 12 months
Progress towards CFA designation is desirable; possible sponsorship after one year
Undergraduate degree is required

Asset Management Global Investment Management Resume Examples & Samples

Experience associated with Asset Management business is preferred
Experience in financial services industry, with specific experience in Operational Risk, Finance, Business Management, Audit, Compliance or other controls related area is required
Bachelor’s Degree in business administration, finance or related field
Working knowledge of banking operations, financial services laws and regulatory environment preferred
Adept at developing relationships with senior business executives with a reputation for partnering across organization lines to mitigate risks

Global Investment Management Resume Examples & Samples

Preparation & review of fee calculations using in-house systems as well as Excel
Self-management of open item list and prompt communication of issues to team leader
Strong verbal & written communication skills - the internal clients are typically in remote locations (NY & London), so excellent telephone & e-mail skills are essential

Audit Manager Team Lead-global Investment Management of Americas Resume Examples & Samples

Minimum 7 years of audit or related business/risk management experience
Ability to multi-task, learn quickly, think strategically and build strong partnerships with global team members and key stakeholders
Strong analytical skills particularly in regard to assessing the probability, likelihood and impact of an internal control weakness

Global Investment Management Oversight & Control Americas Control Officer VP Resume Examples & Samples

Global errors framework for the identification, resolution/remediation, root cause and trend analysis
Policies and procedures framework/governance -- creation, review/approval, maintenance and recertification. Alignment with corporate initiatives, as applicable (ERISA, Part 9)
Regulatory exam management -- driving activities involved with resolving regulatory issues. Review/challenge of actions taken, internal and external status reporting
Complaints -- establish regular reporting and assessment to key control forums within the business
SSAE16 Coordination
In addition, this role will involve management/representation on various key GIM initiatives and issues that arise
Exceptional critical thinking, project management, analytical and communication skills (i.e. communicate effectively at all levels of the organization)
Ability to adapt to a rapidly changing business environment, quickly assess situations, and capitalize on change

Am-global Investment Management Solutions Resume Examples & Samples

More than 900 investment professionals managing $1.7 trillion in assets covering over 450 different strategies spanning the full spectrum of asset classes, including equity, fixed income, cash liquidity, currency, real estate, hedge funds and private equity
Asset allocation analysis – Support client asset allocation decision making, incorporating tradeoffs between economic, regulatory, accounting and tax considerations
Completion of client advisory assignments – Analysis for clients, including initial scoping and interaction with clients, development of models to meet their needs, presentation of results, and incorporation of revisions/extensions as needed
Development of intellectual capital – Help produce high quality research/analysis in response to industry needs
Background with linear and non-linear optimization as applied to portfolio optimization and capital management (including the formulation of problems, development of constraints, and use of software to solve these problems)
Ability to articulate complex investment strategies/processes in a clear and concise manner and comfort in interacting with clients during meetings and over the phone
Strong written communication skills, including the ability to prepare high quality presentation materials for clients
Knowledge of basic asset classes (e.g., corporate bonds, RMBS, private equity) and their risk/return and cash flow characteristics
Knowledge of basic investment management concepts, such as CAPM, efficient frontiers, passive vs active management, VaR, etc
Understanding of US GAAP, statutory accounting, rating agency models, and taxation as they relate to insurance companies
Knowledge of pension financial reporting and regulatory funding requirements

Global Investment Management Bank Loans Specialist Resume Examples & Samples

Manage through issues/exceptions with custodians, fund accounting agents, and other third parties to ensure accuracy of client investments
Bachelor’s Degree in Accounting, Business Administration, Economics, or Finance
Self motivated and proactive with the ability to work in a team
Knowledge of financial markets and desire to learn new financial instruments
Strong attention to detail, high level of accuracy and problem solving skills
Organizational, time management and multi-tasking skills

Asset Management Oversight & Control Global Investment Management Kyc & Quality Assurance Team Associate Based Resume Examples & Samples

Solid prior experience in AML space such as KYC, investigations, and/or testing
Working knowledge of GIM LOB products and services; operations; infrastructure is a plus
Ability to successfully influence many different groups and individuals to deliver high quality and timely deliverables
Strong sense of accountability and ownership over "Quality" and end-to-end best practices around the quality assurance process
JD is a plus

Global Investment Management Oversight & Controls Resume Examples & Samples

Risk control self assessments (RCSA) – GIM program support including: data analysis, stakeholder communications and presentations to facilitate RCSA process; respond to RCSA program information requests; business support including evidence collection and guidance on testing instructions; participate in initiative to replace RCSA system
Policies and procedures governance – develop and sustain a framework for the creation, approval and retention of GIM related policies and procedures
Issue management and resolution – compilation and analysis of control issues; review action plans for relevance and quality; actively track status of action plans coming due and escalate concerns as needed
New business initiative evaluation and approvals – program administration for activities in the Americas region (IMA); create meeting agendas and materials for IMA NBIA meetings; coordination and partnership with Business Control Officers and initiative sponsors to ensure quality submissions that meet NBIA program approvals; track, report and resolve outstanding items (e.g., post-implementation reviews)
Controls metrics and reporting – coordinate with Control Officers to create/publish control reports to management and risk/control committees, as applicable
Preferred background/experience

Global Investment Management Pricing Analyst Resume Examples & Samples

Coordinating daily, weekly and monthly valuation oversight procedures
Risk based analysis of portfolio holdings to identify potential valuation related issues, analysis and escalation to management and the Valuation Committee
Preparation of valuation oversight reports and summaries for review by senior management and the Valuation Committee; and
Strong analytical skills and judgment in evaluating issues and proposing solutions, with consideration for regulatory, industry, market or other external factors
Demonstrated thought leadership and the ability to influence and achieve results
Excellent written, verbal and presentation skills; ability to communicate in a clear and concise manner in any format
Proactive attitude, commitment to continuous learning, willing to challenge status quo to improve processes

Global Investment Management Bank Loan Specialist Resume Examples & Samples

Communicate with portfolio managers, traders, agents and broker-dealers on a daily basis
Ability to work in deadline oriented and controlled environment
Ability to demonstrate flexibility and adaptability to rapidly changing business and technology needs
Prior syndicated loan operations experience a plus
Ability to take initiative and use proactive approach, exhibit sense of urgency
Excellent analytical ability and proficient technical skills
Comprehensive understanding of the financial markets and products
Ability to work overtime as needed

Global Investment Management Resume Examples & Samples

To provide operational and transitional support/coordination services for new business initiatives as proposed by Product Developers, Client Account Managers and Investment Desks
Produce relevant initiative documents, including but not exclusive to: on-boarding checklists, account opening data, product specifications, project plans any other related onboarding documents as required
Issue resolution – undertake effective issue management practice, look to resolve initiative delivery issues and escalate to the Product Delivery Manager as appropriate
Co-ordinate and deliver relevant operational tasks and functions required for successful delivery of the initiative
Effective communication and regular reporting to the Product Delivery Manager
Wishlist coordination and distribution – Pre-trade compliance checks, and interaction with internal investment teams and external teams (e.g. Third party Transition Managers as appointed by Client)
Maintain and update functional procedures, plans and checklists
Coordinate and chair Front Office/transition meetings, duly minuted and actions followed to completion
In specie activity planning preparation, coordination, ownership and distribution
Complete account closure processes and track status
Sub Fund transfer request coordination
Weekly meetings/conference calls with all key stakeholders involved in onboarding activities
Liaise with external parties as appropriate for the successful delivery of the initiative, such as (list is not exclusive to) Consultants, Custodians, Transfer Agents, Outsourced service providers, Incumbent/Receiving Transition Managers/Asset managers and other external parties as required

Global Investment Management Asia AML & Client Due Diligence Manager Resume Examples & Samples

Act as the accountable leader who manages Client Due Diligence, AML/ KYC projects such as streamlining existing Anti-Money Laundering (AML), OFAC programs and clients screening processes
Coordinate AML and Client Due Diligence with other regional teams in EMEA and the US
Analyze/ profile process, highlight gaps and escalate
Perform analysis and produce regular reports, metrics and capacity planning for the regional and global Senior Management teams
Bachelor's degree in business/ project management / related discipline or equivalent work/training required
Sound knowledge and project management experience in AML and KYC regulatory areas from Asset Management, Banking or Financial Institutions
Strong leadership and management track record with excellent communication, time management and interpersonal skills
Outstanding analytical skills with the ability to understand business functions and processes swiftly
Highly motivated, team player, self starter and able to work independently

Head of Global Investment Management Compliance Testing & Monitoring Resume Examples & Samples

Leading the development and implementation of the GIM Asia Compliance Testing and Monitoring under the Global Compliance Programme
Research, plan and undertake detailed testing reviews, in accordance with the IM Asia’s testing program to assess compliance with applicable rules and regulations
Prepare and agree detailed and accurate reports of findings including the agreement of practical and relevant recommendations for the business to address
Interact with all levels of business management and staff. Meet regularly with key business staff to remain informed of risks within the business and issues arising
Enhance the visibility of the testing team and establish key business relationships
Prepare clear and organized work papers to document and support work performed and conclusions reached
Co-ordinate annual compliance risk assessments exercise to ensure testing coverage of identified key risks
Regular Co-ordination with Global/Regional Compliance Managers and the locational testing and monitoring teams in ensuring consistent execution of the testing and monitoring programmes (at the Asset Management and regional level)
Work with the Compliance Advisory teams/Subject Matter Experts to ensure up to date and comprehensive understanding of key areas of risk including businesses/regulatory change and focus which may impact the risk assessments/test and monitoring planning at both local and regional level
Management of open issues arising from testing and monitoring and ensuring that associated action plans are addressed
Co-ordination and provide oversight of Audit, Regulator and Client enquiries and reviews relating to Compliance testing and monitoring
Production and reporting of testing and monitoring MIS and ensure testing and monitoring issues/trends are monitored and timely escalated to Senior Management
Provide additional oversight (and support), sharing of best practice, to individual locations in the development/execution of country specific testing and monitoring
Participation in Regional/Global compliance projects includes ad hoc investigations and monitoring reviews
Support the regional roll out and development of the monitoring (non trade) programme

Global Investment Management Resume Examples & Samples

Present the end to end process, risks, and issues to stakeholders, ensuring appropriate approvals are obtained
Proactively engage appropriate resources to adjust to changing requirements and demands of the project/ business
Own and understand project pipeline, ensuring it is accurately tracked and managed and fed into the broader Global team
Support relevant stakeholders to manage changes
BA/BS degree, with at least 5 to 7years of industry experience
Proven track record of project delivery within large financial organisations
Extremely organised, ability to multi-task, prioritise, and collaborate vertically/horizontally and operate in a fast past environment are essential
Business management and project management skills are a must along with strong verbal and written communication skills
Experience of managing multiple projects simultaneously a must
Experience with asset manager, private bank or wealth advisory firms as well as an understanding of Funds and Institutional business are strongly preferred

Global Investment Management Resume Examples & Samples

3 to 5+ years of relevant experience (e.g., strategy consulting, banking, program management)
Solid understanding of business and management functions in Global Investment Management and/or related financial services industries
Experience managing and working with geographically distributed and functionally diverse work-groups
Proven collaboration, influencing, and negotiation skills
Language Competencies - English and Asian languages including Japanese, Korean, Mandarin is desirable

Global Investment Management Asia Pacific Institutional Client Services Team Resume Examples & Samples

University graduate in Business, Finance and/or related discipline or demonstrate a basic understanding of financial markets and investment products
Solid Client Service experience from Financial Institutions, with fund management background is highly preferred
Excellent interpersonal skills with client service mind set and able to maintain good clients and internal relationships
Ability to work independently and meet strict deadlines
Great attention to details, able to demonstrate maturity and confidence to work under pressure
Excellent communication skills in both spoken and written English and Korean
Other qualifications: HK Securities Institute Paper 1 or readiness to take the exam

Global Investment Management Resume Examples & Samples

Proactively engage the appropriate resources to adjust to changing requirements and demands of projects and business
Own and understand project pipeline, ensuring it is accurately tracked and managed and fed into the broader Global Team
BA/BS degree, with at least 5 to 7 years of industry experience

Global Investment Management Head of AML & Client Due Diligence Resume Examples & Samples

Be accountable for Client Due Diligence, AML/ KYC projects
Coordinate AML and Client Due Diligence with EMEA and US
Establish strong working relationships with all business partners throughout the Investment Management organization
Sound knowledge and work experience in AML and KYC regulatory areas from Asset Management, Banking or Financial Institutions
Ability to be flexible, follow tight deadlines, organize and prioritize work and deliver results quickly
Exceptional communication, conflict management and negotiation skills; fluent in English, Mandarin will be a major plus
Highly motivated, team player, self-starter and able to work independently

Global Investment Management Resume Examples & Samples

Effective organization, prioritization and time management skills, able to work under pressure and meet tight deadlines
Ability to breakdown complex initiatives into manageable tasks, prioritize and execute accordingly
Exemplary communication skills both written and spoken, must be able to deliver key messages to senior colleagues in a confident, straight-forward manner
Fluency in English plus good language skills (oral and written) in Cantonese and/or Mandarin
Comfortable to perform routine tasks as required

Asset Management Global Investment Management Funds & Institutional Business Finance Manager VP Resume Examples & Samples

Work with regional/channel CFOs and their respective teams, to coordinate, control and produce high quality and globally consistent management information and analytics
Support senior GIM Client leadership (Head of GIM Client, CFO, senior business management, and other various OC members) with various ad hoc analysis and reporting requests
Produce of materials for Global Funds and Institutional business reviews, Operating Committees and other ad hoc presentations
Central point of contact for coordinating on behalf of the GIM Client finance organization with various other finance groups (i.e. P&A, Strategy, Profitability, Tech & Ops, Fusion, etc…)
Directly manage and responsible for development of 1-2 finance analysts
Production of Global Institutional weekly sales reporting and monthly MIS
Coordination of the planning and forecasting process for GIM client
Partner with the business and strategy teams on strategic initiatives
Identify and execute on opportunities to improve efficiency and standardize reporting
Minimum of 5 years of finance management reporting experience
Strong people management skills, including being able to manage and develop junior resources
Technical aptitude - advanced skills and comfort with complex systems and large data sets
Ability to work under pressure, with multiple deliverables at the same time, whilst maintaining a high level of accuracy and quality

Strategic Program Management Lead-global Investment Management Resume Examples & Samples

Coordinating the bi-weekly project prioritization meeting, which is a senior project review and approval committee
Driving globally uniform project standards, tracking and capacity planning
Tactical project remediation - getting involved with projects that may be trending off course
Mentoring junior talent
Financial oversight of the Strategy & Execution budget
8+ years work experience, preferably with a background from a top-tier management consultancy
Investment Management literacy, demonstrated through an MBA, CFA, CPA or similar qualification
Experience managing a complex global project portfolio
Ability to influence & negotiate
Recent people management experience

Am-global Investment Management Resume Examples & Samples

Develop product intelligence. Serve as subject matter expert on JPMorgan product range, market, market trends and key players
Drive messaging, communication and sales ideas for JPMorgan product line
Partner across Funds Distributions in developing analytics to provide insight into industry trends as well as competitor strengths, weaknesses, opportunities and threats
Develop in-depth relationships with the Funds Management Sales team. Partner to influence product sales conversations primarily through tailored analysis for specific opportunities
Provide advisors with consultative guidance on investment selection, asset allocation and portfolio construction
Participate in designated channel meetings, conference calls etc. Communicate product updates/positioning to train sales personnel via conference calls or formal presentations
Participate in product evolution and rationalization efforts
Partner with training to identify sequencing of product training and key product selling points
Five years plus financial services experience, with a focus in product management, analysis & strategy and sales positioning
Strong leadership, influence, analytical, communication, project management and cross-organization collaboration skills required
Knowledge of Market Data tools a plus (Morningstar, Strategic Insight, Evestment)
Fluency in foreign language beneficial but not required
Series 7 & 63, CFA, CIMA strongly preferred

Global Investment Management Financial Planning & Analysis Resume Examples & Samples

P&L analysis - analysis of the overall GIM financial results and business metrics
CFO support - preparation of presentations and support for GIM CFO ahead of senior management meetings such as GIM OC, IMA OC, OCC, GIM Advisory Council etc
Sales/Portfolio Manager Scorecards - production of scorecards for evaluating sales people and portfolio manager performance
Accounting or professional qualification (ACA, ACCA, CIMA, CFA)
Financial analysis and / or financial services experience
Technical aptitude - advanced skills in Excel and Hyperion Essbase. Comfort with complex Accounting and Financial Systems
Ability to work independently and prioritize responsibilities

Global Investment Management Product Strategy Resume Examples & Samples

Bachelors Degree and 6+ years financial services experience with strong Asian markets exposure, with a significant focus in product management, analysis, and strategy
CFA or CAIA preferred; SFC License to sell or equivalent in local markets
Strong analytical, communication, project management and cross-organization collaboration skills required
Demonstrate ability to influence and gain senior management buy-in on key initiatives
Fluency in English. Preference for candidates with fluency in Mandarin
Proficiency in Morningstar Direct, eVestment and Simfund
Quantitative background a plus

Global Investment Management Asia AML & Client Due Diligence Team Resume Examples & Samples

Act as KYC/ AML Subject Matter Expert and give advice in real life cases
Take a leading role and having active participation in global and regional AML/ KYC projects such as streamlining existing Anti-Money Laundering (AML), OFAC programs and clients screening processes
Profile (include process map) the existing AML/ KYC process, highlight gaps against global best practices/ standards
Liaise with and coordination of the various business areas within the business around the region and Compliance teams on the AML/ KYC issues. Functional areas include operations, technology, fund management, compliance, legal, risk, sales and etc
Perform analysis and produce regular reports and MIS on specific topics for the regional and global Senior Management team
Establish strong working relationships with all business partners throughout the GIM organization – across all functions and geographies
Bachelor's degree in business/ related discipline or equivalent work/training required, professional qualification in KYC/ AML such as CAMS is a big plus
7 years or above of work experience within the investment management/ financial service/ auditing/compliance/ consulting industry with a strong exposure to KYC/ AML/ CDD/ EDD
Strong interpersonal skills with the ability to interact with all levels of staff and Senior Management
Sound knowledge of business environment and regulatory knowledge in Asia
Experience rolling out projects involving process and culture change preferred
Outstanding analytical skills with the ability to understand business functions and processes swiftly
Ability to be flexible, follow tight deadlines, organize and prioritize work and deliver results quickly
Exceptional communication, conflict management and negotiation skills; fluent in English, Mandarin will be a major plus
Highly motivated, team player, self-starter and able to work independently

Global Investment Management Resume Examples & Samples

Lead the Sales support function for J.P. Morgan Asset Management’s South East Asia Funds business - work closely with Client Advisors in the Fund Sales team to strategically grow key client relationships and provide the highest quality of support to our clients through managing a comprehensive sales support framework and process
Client support and communication – handle client queries, manage client contact and activity databases and deliver effective market and product updates
Product support - work closely with Sales & Marketing teams to assist with product positioning and developing marketing collaterals
Client outreach support – work closely with Sales & Marketing to provide general and/or on-site support for key client engagements such as events and campaigns
Project support - liaise with J.P. Morgan Asset Management’s overseas offices on a regular basis and represent the South East Asia Fund Sales team for key initiatives and/or projects
University graduate with minimum 5 years of financial services experience; prior experience in an investment management firm in Singapore preferred
Must demonstrate a strong understanding of financial markets and investment products
Team player with client and support centric mindset
Proactive, self motivated with strong sense of urgency
Organized with high attention to detail
Strong communicator with fluency in English; other languages a plus

Global Investment Management Resume Examples & Samples

1,300 investment professionals providing more than 350 different strategies spanning the full spectrum of asset classes, including equity, fixed income, cash liquidity, currency, real estate, hedge funds and private equity
Develop and execute the strategy to build scalable platform and processes that will improve the client experience, operational control and efficiency
Work closely with business partners and other operational leaders and be able to influence business decisions from an operations perspective
Work closely with technology and senior operational leaders to implement outsourcing solution across Asia
10 - 15 years of relevant project management experience
Excellent understanding of the investment process and associated market practices with the ability to think strategically about how to create business led solutions
Proven ability to build strong, cohesive partnerships with the business, operations, technology & other key stakeholders and work effectively in a matrix organization
Must have prior and proven experience of managing teams
Be able to lead, motivate and get the very best out of a high performing team of operations professionals
Ability to challenge and influence stakeholders to ensure decisions are well thought out and can be executed from an operations perspective
Financial and budgeting skills
Language Competencies - English and Asian languages including Mandarin, Cantonese, Japanese, and Korean is desirable

Global Investment Management Resume Examples & Samples

Source reporting data and commentary from various platforms and teams including client account managers, client advisors and client portfolio managers
Prepare monthly, quarterly, annual and ad hoc reports for clients
Document reporting procedures and promote best practices
Resolution of client queries around reporting
Work with global project team to streamline reporting workflow
Support regional and global projects around client servicing and client experience
Degree holder, preferably in Business, Finance and/or related discipline or demonstrate a basic understanding of financial markets and investment products
Excellent interpersonal skills and able to maintain good internal relationships
Ability to work independently and meet strict deadlines
Highly accurate with attention to detail and analytical skills
Flexible time management during busy periods such as month end or quarter end
Excellent communication skills in both spoken and written English and Cantonese. Fluency in Mandarin preferred
Experience in English / Chinese translation would be an advantage
Proficiency in MS Word, Excel, Macro and PowerPoint

Global Investment Management Resume Examples & Samples

Develop expertise on cross border controls and become the helpdesk for related procedures and tools
Monitor regional cross border activity log and follow up exceptions with related parties
Maintain policies and procedures documentation
Partner with Legal, Compliance and business managers for training and day-to-day support to control procedures
Prepare regular MIS reports
Work with global project team to design processes / tools to streamline existing workflow
Support client reporting
Support different controls and projects around client servicing and client experience
Degree holder, preferably in Business, Finance and/or related discipline or demonstrate a basic understanding of financial markets
Highly accurate with attention to detail
Support and conduct clear analysis, logical structuring and creative problem solving
Create and apply appropriate conceptual frameworks to push thinking and expand solution sets
Demonstrate maturity and confidence to work under pressure
Proactive in identifying and addressing critical risks and issues
Proficiency in MS Excel, Powerpoint and Access. Knowledge of macro, database, Qlikview, sharepoint would be an advantage

Global Investment Management Resume Examples & Samples

Very strong critical and creative thinking, with ability to develop business insights and hypotheses
Ability to scope and structure complex projects
Strong quantitative skills, particularly designing complex models
Exceptional interpersonal leadership and influencing skills, and ability to achieve goals without direct control over resources
Exceptional communication and presentation skills; prior experience presenting to and working closely with senior management
Demonstrate expert industry and competitor knowledge of key business drivers
Ability to manage multiple teams and competing deadlines, with exceptional attention to detail
MBA or equivalent advanced business degree required

Global Investment Management Resume Examples & Samples

Reporting on transaction costs
Conducting trading research projects
Designing internal transaction cost analysis tools and systems
Supporting the trading desk as required
Degree in numerate or scientific discipline
Strong analytical and statistical skills
Basic knowledge in SQL / database queries
Excel/VBA and general office tools
Good ability to multi task and prioritise
Working knowledge in Matlab / Python
Experience working with large data sets
Knowledge and interest in the financial markets
Ability to develop and present an idea

Global Investment Management Resume Examples & Samples

Demonstrated experience in Technology and Operations consulting desired; Financial Services and/or Asset Management experience is a plus
Six Sigma green belt or above, or LEAN experience is a plus
Problem solving skills - Candidate must demonstrate the ability to identify key issues, gather and analyze data to support hypotheses and develop actionable recommendations
Analytical skills - Candidate must be highly analytical with experience in collecting, analyzing, and synthesizing data from multiple sources using Excel
Project management skills - Candidate must be able to manage multiple workstreams, create workable workstream plans and execute on such plans
Teamwork skills - Candidate must be flexible in his/her work style and be able to work with stakeholders and colleagues at all levels
Must be proficient in MS Excel, PowerPoint and other Office applications; strong modeling skills a must

Global Investment Management Resume Examples & Samples

End-to-end delivery of workstream(s) as part of major change programs and process improvement consulting projects across JP Morgan Chase support functions
Conduct interviews with key contacts across the organization to gather baseline information
Gather, model and analyze data to test hypothesis and size opportunities
MBA or advanced degree from top-tier institution / equivalent experience

Global Investment Management Resume Examples & Samples

Manage a regional Product Development team (China Joint Venture, Hong Kong, Japan, Korea, South-East Asia and Taiwan) to launch, manage and reposition funds across a wide range of asset classes and client channels
Develop effective partnership with investment desk representatives and sales teams with an aim to establish a forward-looking product plan while maintaining the fund range
Be a key driver to manage product development initiatives with key stakeholders across Asia and EMEA
Monitor the execution of legal documentation, liaise with regulatory bodies on fund registration and on-going compliance matters
Be a process improver on product/project management processes, product governance and registration, and management tools
Operate as a subject matter expert on new requirements (product feature, client, market and regulations), lead projects to support business initiatives and enhance product governance and oversight
Keep abreast of the competition and emerging industry developments, develop an effective internal and external network
10+ years of relevant experience in the mutual funds industry, preferably in product development (i.e. coordination and launch of new funds and changes to existing pooled funds)
In depth knowledge of mutual fund products and knowledge of regulatory environment in the region, excellent technical knowledge of onshore and Luxembourg SICAV structures and documentation
Excellent communication skills with the ability to build relationships and influence individuals internal and external to the firm
Strong, proven, project management and people management skills
Ability to manage business expectations with a high level of intellectual agility and creativity
Degree in finance / law / economics, ideally with relevant professional qualifications such as CFA

Global Investment Management Resume Examples & Samples

2+ years of relevant experience (e.g., banking, program management)
Organized and proactive with a keen attention to detail
Discretion with highly confidential and sensitive information
Strong Microsoft Excel, Outlook, Word, PowerPoint skills
Skills with SharePoint and other project management tools a plus

Global Investment Management Resume Examples & Samples

Work with business stakeholders across the IMA Client Services organization to evaluate and execute significant business strategies that produce growth and scale
Support the enhancement of complex existing operational and service models to improve scalability, enhance operational controls, and mitigate business risk
Develop and manage project plans including timelines, milestones, budget, resourcing requirements to effectively execute against business initiatives
Conduct data-driven analysis, research, and fact-finding to develop and support recommendations to senior management to drive informed business decisions
Engage and influence appropriate constituents across the business including sales, investment teams, legal, compliance, risk, controls, technology and operations
Produce executive communications of initiative progress to key stakeholders to obtain critical decisions and guidance, and ensure continuous organizational commitment
3+ years financial services (preferably Asset Management) experience in analyzing, and delivering against complex business strategies
Exceptional critical thinking, analytical and quantitative skills
Disciplined project management, organization, and execution skills
Highly collaborative - history of delivering results through organizational partnership with cross-functional teams
Demonstrated proficiency in MS Office (Excel, Powerpoint, Word)

Global Investment Management Resume Examples & Samples

Detailed research and analysis of individual stocks and sectors within the Australia / New Zealand equities universe
Building and maintaining financial forecast models based on management meetings and other forms of primary research
Formulating and articulating investment views and recommendations, both in detailed written reports and oral presentations
Providing input into portfolio construction and asset allocation decision-making
Holder of a relevant University bachelor degree
Masters degree or completion / progress towards CFA designation
Australian equity market experience essential
Strong financial knowledge and analytical skills
Written and verbal fluency in English a must
Excellent general/report writing and presentation skills
Willingness to reside in Hong Kong, whereby regular international travel will be required

Global Investment Management Resume Examples & Samples

Client enquiries - Via telephone and written correspondence (email, fax and letter)
Occasional face to face appointments with clients supporting the sales team or client queries
Log and manage client complaints ensuring regulatory deadlines and requirements are adhered to
Respond to non-investment related client feedback and issues
Liaising with operations to resolve any queries on client instructions or to perform client/custodian call backs to gather additional information
Client onboarding (including gathering of AML/KYC documentation and support with the Due Diligence)
Account Maintenance including dealing related activities
Preparation of client communications surrounding; operational/fund changes, issues or new initiatives
Providing an input to projects impacting the client experience e.g. system enhancements
Deal checks and confirmations
Log client contact on contact management tool (CRM)
Maintain team and personal Key Performance Indicators (KPIs) and meet service levels
Support and provide information to key stakeholders across the business to ensure a consistent and positive client experience
Respond to the sales team on investment related enquiries and complaints
Excellent communication skills (verbal and written) in English, Cantonese and Mandarin
Experience working with and providing client services to retail clients
Self-motivated, team player with strong work ethic
Understands risk management and the importance of escalation
Active interest in the markets, industry and regulatory news
Will be required to pass the HKSI Paper 1 test
Prior experience of using SalesPage, SalesForce and AWD desirable but not essential

Global Investment Management Resume Examples & Samples

Assist with the coordination and maintenance of GIM Technology project portfolio and recurring financial forecasts working with key technology and finance staff
Invoice / Payments management and strategic vendor reporting
Balance Sheet management including fixed assets and WIP accounts
Liaise with various corporate groups related to indirect / services rendered allocations
Extensive experience in financial reporting / accounting environment
Advanced systems skills required including knowledge of Excel, Essbase and PowerPoint, and experience with SAP and Clarity preferred
Ability to present information in a clear and concise manner
Individual must be able to work independently as well as in a team situation
Self motivated individual to go beyond immediate responsibilities

Global Investment Management Resume Examples & Samples

Working with operations users, internal technology teams and external service providers to gather business requirements, perform detailed analysis, end to end solution design and produce associated specifications
Participating in the development and support of applications supporting a Transfer Agency Operations environment and executing strategy to build scalable platform that will improve client experience, operational control and efficiency
Supporting large-scale and time critical SIT/UAT testing cycles with operation users, internal technology teams and external service providers
Producing implementation approach, timelines, go-live strategy
Implementing projects in accordance to the company standards and procedure
Maintaining security controls in accordance to the company requirements
University graduate with degree in Computer Science or a related discipline
At least 10 years of solid development experience and well versed with full development life cycle
Proficient in JEE design patterns, Spring Framework, Hibernate/JPA, JMS, JavaScript, XML, Eclipse, JUnit, Maven 2, major UNIX/Linux edition
Proficient in BusinessObjects/Crystal Reports tools
Practical experience in database technology with Oracle and IBM Websphere/Apache Tomcat application server. Experience with Linux, Agile development methodology, SmartGWT/AngularJS, Crucible, Fisheye, JIRA, and Subversion/GIT are a definite plus
A self-starter with ability to work under minimal supervision and under pressure
Mature with assertiveness and aspiration to excel
Well disciplined in following company and department policies
Proactive and outgoing personality, with keen enthusiasm for keeping abreast of emerging IT technologies
Past experience in Asset Management area is an added advantage
Experience in vendor management is preferred but not mandatory
Excellent command of both written and spoken English and Chinese
Ability to speak fluent Putonghua is a definite advantage

Global Investment Management Resume Examples & Samples

Degree in economics or related disciplines
Advanced degree or 7 years+ experience in macro or economic research
Fluency in Asian local languages a plus

Global Investment Management Resume Examples & Samples

Act as KYC/ AML Subject Matter Expert and give advice in real life cases
Take a leading role and having active participation in global and regional AML/ KYC projects such as streamlining existing Anti-Money Laundering (AML), OFAC programs and clients screening processes
Profile (include process map) the existing AML/ KYC process, highlight gaps against global best practices/ standards
Liaise with and coordination of the various business areas within the business around the region and Compliance teams on the AML/ KYC issues. Functional areas include operations, technology, fund management, compliance, legal, risk, sales and etc
Perform analysis and produce regular reports and MIS on specific topics for the regional and global Senior Management team
Establish strong working relationships with all business partners throughout the GIM organization – across all functions and geographies
Bachelor's degree in business/ related discipline or equivalent work/training required, professional qualification in KYC/ AML such as CAMS is a big plus
7 years or above of work experience within the investment management/ financial service/ auditing/compliance/ consulting industry with a strong exposure to KYC/ AML/ CDD/ EDD
Sound knowledge of business environment and regulatory knowledge in Asia
Experience rolling out projects involving process and culture change preferred

Global Investment Management Resume Examples & Samples

Assist in quarterly reporting for both internal and external client needs, including quarterly reports, valuations, webcasts, business plans, budgets, etc
Actively participate in due diligence of approved deals including lease review and analysis of third party audit, engineering and environmental reports, debt and financing arrangements
Actively participate in documentation and execution of approved deals
Strong work ethics and integrity, a team player who is pro-active and motivated
Ability to juggle multiple projects simultaneously under time pressures
Strong proficiency in Microsoft Excel, Word and Powerpoint
Full fluency in English and Japanese is required

Global Investment Management Resume Examples & Samples

Acquisition managers will be responsible for site selection, financial modeling, and the execution of the transaction, whether it is an acquisition or disposition
Also responsible for strategic planning, identifying and analyzing acquisition opportunities, negotiating transactions assessing tax implications and structuring the sale with tax-deferred exchange vehicles
Initial evaluation and analysis of potential investment opportunities
Financial modeling, underwriting, and valuation of infrastructure investment opportunities with both existing and new development projects
Analyses of market and demographic studies
Drafting, writing, and presenting investment memorandums for both internal investment committee and external client presentations
Coverage of local markets
Modeling sophisticated investment structures and reviewing analyses
Actively participating in the negotiations of sale and purchase agreements, management agreements, financings, leases, etc; and due diligence of approved deals including lease review and analyses of third party audit, engineering, and environmental reports
Minimum of 15 years of experience at an established Infrastructure Investment program; such as a Private Equity Firm, a Banks Principal Investment Group, Investment arm of Infrastructure development and management company
Candidates must have a strong deal history in Infrastructure Investments in China. Must have a proven track record and large portfolio of contacts within the industry
Candidate will possess a high level of oral and written communication skills
Candidate will be enthusiastic, entrepreneurial, and able to work independently yet work comfortably as part of a close knit team

Global Investment Management Resume Examples & Samples

ASD (Application Service Delivery) teams based in Hong Kong, Singapore, Taiwan,& Japan As the GIM Application Service Delivery Lead you will be responsible for representing the Application support group to the senior technology stakeholders across the region
Stakeholder Engagement – oversee and manage the relationship with the key stakeholders. Demonstrate and communicate the wider AMIAS strategy and regional progress or challenges
Global Engagement - Be the ambassador of the AMIAS Global Production Support team at a regional level and translate the AMIAS global strategy to the regional teams
Audit and Regulatory adherence – Working closely with the AM TCO (Technology Control Officers), internal audit and external regulatory bodies to drive the successful completion of internal and external regulatory inspections
Responsible for constantly reviewing the efficiency of support processes and creating productivity initiatives at a regional level
Metrics – responsible for producing and managing against production metrics – Actively working with the Application Development teams to reduce incidents, defects and improving the end user experience using the latest technologies and automation tools
Incident Management – During major incidents impacting Asia, you will be the senior resolver and will represent your team on Incident management calls and lead troubleshooting efforts
Experience in a technology application support role or a service delivery role, particularly in the financial sector is essential
Previous experience within the Asset Management industry and knowledge of the financial products and core banking processes is required
Minimum of 8 years experience in a production support, Infrastructure or service delivery role at the middle management level
A natural leader with a track record of shaping and forming geographically disparate teams and driving excellence
Excellent knowledge of the Asia region and in particular the current regional regulatory environment
Passionate for Service Improvement
Very good command of the English language. Cantonese and /or Mandarin is a plus
Comfortable working with senior leaders and business teams across all geographies to understand complex issues and provide solutions
Awareness of software development practices, and ITIL
Strong technical skills and a good grasp of Application Support, Infrastructure (distributed) and end user technology solutions

Global Investment Management Resume Examples & Samples

Review of medium and high risk client communications/marketing materials for the Japan client base such as print ad, client presentations, brochures, digital properties and new communication templates
Oversight of low risk materials self-certified by the business
Provide the business with day-to-day up-front content advice
Involvement with the preparation and delivery of marketing training across the business
Regulatory filing as required
Maintain an up to date knowledge of the regulatory environment and an awareness of the evolving mediums and methods used for marketing activities
Good academic or professional qualifications
Proven experience in a similar role either within the business, legal, compliance, controls department or within a regulator in relation to asset management products and services
Clear and concise communicator with strong collaboration skills
Self-starter with the ability to multi-task and prioritise workload
Strong attention to detail and quality
Fluent in English and Japanese
Holder of Internal Control Officer or Sales Representative Officer under JSDA (Japan Securities Dealers Association) rules
A practical working knowledge of all asset classes and financial instruments
Experience working with the Documentum workflow tool

Global Investment Management Resume Examples & Samples

2-5 years relevant working experience within the financial services industry
Strong knowledge of cash equities gained from previous experience within investment management or custody business
Knowledge of fixed income and currency markets preferable but not essential
Knowledge of project management and change driven events preferable but not essential
Comfort with ambiguity and shifting priorities, timelines, and demands
Ability to network with internal stakeholder community to foster relationships across locations
Possess strong analytical skills, with great attention to details and ability to make sound judgment
Fluency in English (oral & written) essential
Mandarin & Cantonese preferable

Global Investment Management Resume Examples & Samples

Build and deepen strong business partnerships with assigned intermediaries (mainly in the retail platform like retail banks, international life companies, IFAs) and gain our market share
Proactively communicate with all levels of employees (including gatekeepers, investment consultants, relationship managers) from various intermediaries and explore sales and other promotional activities
Work effectively with different internal parties and able to present on the team’s behalf
University graduate in Business, Finance and/or related discipline with a minimum of 10 years of experience in financial industry. Experience in insurance product is preferred
Strive for excellence; able to work under strong pressure
Good analytical skills and can demonstrate a comprehensive understanding of financial markets and investment products (especially fund)
Spoken and written fluency in Chinese and English
Knowledge in Micropal, Bloomberg would be an advantage
Obtain local regulatory license, i.e. SITCA Sales, or Senior Security Sales

Global Investment Management Resume Examples & Samples

People management for a defined group of individuals, including specific training, and coaching/ career development requirements
Lead weekly team meetings and complete appraisals
Detailed review and oversight of Client investment management agreement negotiations and ability to sign on behalf of JPM entities
Review and authorization of new account set up and changes to legal documentation within an accounts lifecycle.(guidelines, fees, restructures, renegotiations)
Proactively be aware of industry changes / departmental issues / initiatives (e.g. regulations, JPM policies, services, etc) and be able to discuss and present these to a senior audience
Review and sign off internal service level agreements between JPM entities
Approver status for CAM instructions regarding cash-flows and transitions regarding receipt and delivery of securities
Ensure team adherence to departmental targets and ownership of issue log
Lead and manage a number of projects simultaneously, or act as Client services representative in order to voice the needs of the Client in relation to the demands of JPM business initiatives
Collation and review of departmental metrics and presentation to business lines
Review and control for Know your client documentation (e.g. anti money laundering documents, tax forms, etc)
Organization of annual mailings regarding regulatory, risk, KYC or other business issues/ initiatives
Escalation point for negotiation of investment management agreements by Legal Risk or Compliance
Visualize and agree departmental initiatives and drivers
Proactively look for efficiencies to improve the service offering and practices employed
Subject matter expert in relation to specific region (issues of regulation/ law/ client type/money laundering rules)
Manage a wide group of Client Account Managers (usually higher in number than a team lead) servicing clients which are either in growth mode or with complex client requirements
Act as number two the Head of Client Account Management – both as an escalation/referral point but also participating in off-sites/meetings etc when the Head of CAM is not available
Drive and help deliver the strategy of the team in conjunction with the Head of Client Account Management
Develop a relationship with the Platform Team to implement a robust set of controls and governance mechanisms
5 to 10 years experience at an asset management firm, with strong background in client service and specific management experience
Excellent language skills (English a must; Mandarin and Cantonese highly desirable)
Strong judgment and decision-making skills
Proactive/self-motivated
Flexible/ability to adapt to change
Ability to multitask and to pursue/meet deadlines
Ability to develop strong internal/external relationships and an in-depth understanding of clients’ servicing needs
Ability to thrive in a team environment
Demonstrate proficiency with Microsoft Office Suite (Word, Excel, PowerPoint)
Other qualifications: HK Securities Institute Paper 1 or readiness to take the exam

Global Investment Management Resume Examples & Samples

Sourcing and screening potential investment opportunities
Performing financial underwriting, modeling, and valuation of real estate investment (new opportunities and existing projects).Drafting and presenting investment memorandums for both internal investment committee and external client presentations
Leading due diligence of approved deals including lease contract review, analysis of third party audit, engineering and environmental reports and debt financing arrangements
Leading negotiation of documentation and execution of approved deals
Training and management of junior investment staff
Real estate related undergraduate or advanced degree preferred
Minimum 6 years work experience in real estate investment in Japan
Strong work ethics and integrity, a team player who is pro-active and flexible for multi tasks in a small team
Strong business acumen, project management, analytical and communication skills
Ability to juggle multiple projects simultaneously under time pressure
International experience or education a plus

Global Investment Management Resume Examples & Samples

Cash, program, algorithmic and derivatives trading across Asia ex-Jap
Working closely and maintaining relationships with Int’l Portfolio Managers
Working with TCA
Monitoring prices/liquidity/Corporate actions
Asian Equity and derivatives trading experience
High standard of English communication skills both verbal and written
Experience of alternative trading venues
Responsive to requests, able to work independently under pressure
Numerate, Quantitative, Analytical, Diligent
Team player/Flexible
Systems knowledge of following is desirable: Bloomberg, Reuters, Excel, Triton, Portware, Tradeweb
Fluency in Mandarin (speaking / reading) strongly preferred

Global Investment Management Resume Examples & Samples

BA/BS degree or above
At least 2 years of related experience within financial industry
Excellent communication skills (verbal and written) in Mandarin and English
SITCA License

Global Investment Management Resume Examples & Samples

Drafting local offering documents for Hong Kong Unit Trusts, Luxembourg SICAVs and MRF funds, liaising with internal parties, external legal counsel and regulatory authorities, in respect of new fund registrations and product management matters
Developing a strong and effective partnership with the local business and sales team, with an aim for understanding market needs and meeting commercial objectives in a timely manner
Driving and managing local product development initiatives, liaising with key stakeholders, both local and regional internal parties, and external legal counsel
Adopting regional “best practices” and adhering to applicable governance processes for all product development initiatives
Operating as a subject matter expert on new products, changes to existing products or newly introduced product features, to support local and regional sales and marketing efforts
Keeping abreast of local regulatory and industry developments and upcoming changes to global product ranges that may impact the local fund range
Supporting/assisting the regional Product Development team in identifying product gaps and opportunities, capitalizing on market and regulatory developments and trends and reviewing the commercial viability of the local product range
4-5 years of relevant product development experience within the Hong Kong funds industry
Degree in finance/law/economics, ideally with relevant professional qualifications such as CFA
Sound working knowledge of the funds and the regulatory environment of Hong Kong, preferably also of mainland China
Excellent communication and presentation skills, with the ability to explain complex matters in a concise and meaningful way
Experience managing and working with geographically-distributed and functionally-diverse workgroups
Experience of working in a fast paced, deadline driven environment
Proven ability of drafting offering documents
Language competency – Fluency in written and spoken Cantonese, English and Mandarin

Global Investment Management Resume Examples & Samples

At least 8 years of Asset Management/Global Investment Management audit or business experience
Detailed knowledge of products and services provided within an Investment Management business, including related fiduciary activities
Strong analytical skills particularly in regard to assessing the probability and impact of an internal control weakness
Be prepared to travel to the business locations
Minimum bachelors degree in Accounting, Finance, Economics or related discipline
Any candidate not meeting the all qualifications can be considered for an AVP, Senior Auditor

Global Investment Management Resume Examples & Samples

Management of the CRM platform in the region including process and improvement, user training, adoption and development
Core reporting and analysis – using Business Objects tools and Qlikview to provide reports and analysis from key information platforms
Development of new reporting solutions
The Information Management team works very closely with Management, Finance, Sales/Sales Support, and other internal partners in leveraging/customizing system functionality to facilitate the sales process, e.g., prospecting clients, maintaining client relationships, and tracking sales activity and performance
It is an excellent opportunity to build a thorough understanding of the APAC Investment Management business, its distribution channels and products
Ensuring the CRM platform is fit for purpose as a fundamental tool for the business
Managing issue resolution, taking responsibility for escalation, options evaluation and management through to resolution
Management of reporting dashboards and insightful analysis of the distribution business
Asset, flows and retained revenue modelling
Sales Office and reporting efficiencies
Project and stakeholder management
Understanding of Big Data concepts
Input and ownership to various projects and pieces of analysis affecting the business
Partner with Technology to continually develop our CRM and data warehousing capabilities
Managing best practice global standards ensuring scale, efficiency and regional relevance
10+ years of experience in the Asset Management industry
Experience with CRM (SalesForce.com or alike)
Understanding of Cognos, Business Objects or base SAS (including macros)
Project Management – Ability to lead programs from end-to-end, while balancing the interest of different parties and understanding the needs of front office / management, the capability of Operations and the available resources of the Technology team
Proficient in spoken and written Mandarin is desirable
Process improvement mind-set
Understanding of Data Warehousing methodologies, particularly dimensional models
Experience with Qlikview

Global Investment Management Resume Examples & Samples

Supervise fund accountants to perform cash operation and fund valuations for pooled and segregated funds
Supervise fund accountants to prepare and complete the semi-annual and annual reports for pooled funds within regulatory deadlines
Lead a team to coordinate audit engagements with Auditors, Trustees and relevant internal parties
Provide support to other functions such as reconciliation, corporate actions and data management when requested
Coordinate with various parties such as fund managers and custodians to ensure compliance in all operational areas including on-boarding of new clients and funds as well as resolving complex issues
To drive global efficiencies and business performance by optimizing, managing and maintaining operational processes
Minimum 5 years working experience in audit or financial industry, ideally with some fund accounting and/or operation experiences
Highly proficient in Microsoft Office, excellent in MS Excel, Power Point and/or MS Access
Strong leadership, integrity, self-discipline
Willing to accept challenges and changes - a highly adaptive individual who embraces cross-functional rotation
Good communication skills in both English and Chinese (Mandarin and Cantonese)
A dedicated team member who is willing to work on overtime and go the extra mile

Global Investment Management Resume Examples & Samples

Execute project plans and programs to develop a regional control agenda across identified business groups
Partner with the global control team to develop and execute the RSCA program. Assist the business to identify specific risks (inherent & residual) and associated risk ratings, control assessments (evidence, findings & conclusions) and control ratings, as well as business guidance & procedures following the RCSA standards set forth for the Firm
Oversee the entire life cycle of issue management; where necessary coordinate the KEYS process and other activities to validate appropriate actions have been taken in accordance with stated action plans
For more significant matters, partner with the business in the development of plans that address issue root cause and develop appropriate MIS to track the progress of action plans so as to ensure completion within stated timeframes
Develop excellent cross functional working relationships with all regional business partners
Track, prepare for and help oversee internal and external examinations; ensure consistency and single messaging with external parties responsible for oversight and regulation
Develop a cohesive and effective partnership with Senior Business leaders, Control Teams, Legal, Compliance, Audit, Operations, so as to build and implement a control framework
Partner with other control colleagues across the firm to identify and analyze trends and remediation plans that are highlighted across multiple exams and then work to ensure they are appropriately and consistently addressed
Effectively manage programs and work-streams; reporting, data collection, and data analysis; ensure periodic and ad hoc management reporting is completed, timely and accurately
Set up and manage a monthly Operational Control, Control Committee for the region
Represent Oversight and Control for Operational Control at relevant committees and forums in the region
Strong background in business management and the ability to lead, negotiate, implement best practices, set priorities, plan, facilitate collaboration, coach, direct activities, and hold teams accountable. ·
Expertise in the effective presentation / visualization of data / findings and the ability to proactively communicate through management updates, presentations, and regular reporting
Strong analytical skills particularly in regard to assessing the impact of internal control weakness and themes across the supported businesses
7-10 years experience in business management, finance, risk and/or operational management roles with a strong track record working across organizational lines
Strong background in, and familiarity with, the LOB’s core businesses or corporate functions would be helpful
Outstanding ability to analyze problems and successfully implement high visibility projects
A high level of attention to detail and quality assurance

Global Investment Management Resume Examples & Samples

University graduate in Business, Finance and/or related discipline or demonstrate a basic understanding of financial markets and investment products
Solid Client Service experience from Financial Institutions highly preferred
Additional experience with either Trustee, Custodian, Fund Houses and other Operations functions a plus
Excellent interpersonal skills with client service mind set and able to maintain good clients and internal relationships
Great attention to details, able to demonstrate maturity and confidence to work under pressure
Excellent communication skills in both spoken and written English, Cantonese and Mandarin
Proficiency in MS Office; knowledge of Chinese word processing would be an advantage

Am-global Investment Management Resume Examples & Samples

Provide day to day support and produce accurate and timely reporting of financial performance (P&L, cash flow, AUM) and headcount for resource planning
Perform analytical review of monthly financial results
Responsible for annual budget and monthly forecast process
Implement proper controls on the reporting process as well as the financial results
Analyze client/product segment profitability metrics, sales/revenue trend analysis
Provide guidance and respond to request for information from business management and business functions in the region
Gain in-depth understand of current finance workflow, participate in process improvement and finance initiatives
Develop strong partnership with global and location finance teams and across business functions
University degree in Accounting, Finance or related disciplines, preferably with accounting professional qualification
3 to 5 years of MIS / Management Reporting experience in the financial services industry, familiar with asset management preferred
Excellent verbal and written communication skills, ability to deliver message clearly across different levels and locations in the region
Strong data mining and excellent Excel skills, working knowledge in VBA or Macro programming a plus
Strong critical thinking skills with ability to analyze and interpret data
Proactive with high level of attention to detail
Strong team player, with demonstrated ability to develop and maintain effective working relationships at all levels of an organization
Ability to be flexible, manage multiple tasks with tight deadlines, organize and prioritize work and deliver results quickly
Operates as a self-starter with high energy and demonstrates a hard-working, can-do approach
Experience in Hyperion Essbase preferred

Global Investment Management Auditor Resume Examples & Samples

Strategically assess the audit plan, oversee the execution of the plan and align resources appropriately to provide risk-based audit coverage
Minimum of 10 years of experience, preferably in Asset Management Audit
Education to degree standard is preferable, as is a relevant professional qualification. All relevant educational, business or accounting qualifications will be taken into account
Knowledge and, preferably, experience of relevant Investment Management, Wealth Management and Commercial Banking product areas. Ideally this experience will be from an audit or risk perspective
Ability to effectively lead, manage and develop teams in multiple countries

Global Investment Management Resume Examples & Samples

Perform business requirements analysis and solution design
Establish strong working relationships with all business partners throughout the Investment Management organization - across all functions and geographies
Serve as local Program Manager for implementing global and regional regulatory and business initiatives
Respond to management information inquiries and ad-hoc reporting requests
Complete special projects as needed
Develop solutions to promptly meet senior management’s information needs and support time critical consolidation
Bachelor's degree in business/ related discipline or equivalent work/training required
1 years or above proven Project Management track record
Financial Services industry work experience is preferred
Exceptional written and verbal communication, global collaboration, and negotiation skills; fluent in English & Mandarin
Expert level proficiency Microsoft Excel, Access, and PowerPoint

Global Investment Management Resume Examples & Samples

University graduate with degree in Computer Science or related discipline
At least 6 years of working experience on middleware technology like Websphere, Tomcat, Apache etc
Experience in scripting and automation technology
General network traffic load balancing knowledge is preferred
Experience with Cloud providers such as Amazon AWS, Microsoft Azure, Rackspace Cloud Servers etc. is desirable
Experience with Cloud Management software such as OpenStack is desirable
Experience with orchestration tools such as OpenStack Heat or VMWare vCO is desirable
Experience on any of Websphere Portal, Oracle WebCenter, Informatica, MQ, Qpid, Mule, Gemfire, Business Objects will be an added advantage
Experience on supporting databases and operating systems will be an added advantage
Experience of coding in a modern programming language will be an added advantage
Familiar with ITIL processes and industry standard Systems Management toolsets
Independent and good interpersonal skill
Good communication skill with both written and spoken English, Putonghua will be an added advantage

Global Investment Management Resume Examples & Samples

Work with operations users, internal technology teams and outsource service providers to gather business requirements, perform detailed analysis, end to end solution design and produce associated specifications
To participate in the development and support of the funds accounting platform and execute the strategy to build scalable platform that will improve the client experience, operational control and efficiency
Participation in large-scale “highly-visible” SIT/UAT testing cycles with operation users, internal technology teams and outsource service providers
Produce implementation approach, timelines, go-live strategy
To implement projects in accordance to the company standards and procedure
To maintain the security control in accordance to the company requirements
University degree in Computing or related disciplines
At least 5 years of experience in application development
Proficient in J2EE design patterns, Spring Framework, XML, Eclipse, JUnit, JavaScript, PL/SQL, shell script, Maven, Sonar, and Jenkins
Experience with Apache Tomcat or IBM WebSphere Application Server running on RHEL
Practical experience on Oracle, SmartGWT and Angular JS are definite advantages
Delivery focused with good problem solving and analytical skills
Excellent command of both written and spoken English is a must while ability to read/write Chinese and speak fluent Putonghua
Knowledge with fund valuation and accounting systems will be an advantage

Global Investment Management Resume Examples & Samples

It is an excellent opportunity to build a thorough understanding of the Asia Investment Management business, its distribution channels and products
Partner with Technology to continually develop our data warehousing capabilities
Application development initiatives with our Technology partner
7+ years experience of developing reports in Cognos, Business Objects or base SAS (including macros) is essential
Proactive approach to problem solving, taking ownership of issues and having tenacity to drive things through to a conclusion
Experience with CRM (SalesForce/SalesPage)
Proficient in spoken and written Mandarin
Prior experience working with data extraction and reporting tools, including 7+ years of either creating reports in Cognos Report Studio or manipulating data and producing reporting using base SAS. Full training will be provided on additional applications
The candidate should have a strong interest in technology, with experience in interfacing between technology departments and business users. Experience of working with relational database and data warehouse architectures would also be beneficial

Global Investment Management Resume Examples & Samples

To ensure excellent client experience for investors and fund distributors by providing efficient and dynamic support via hotline, emails, written correspondence and face-to-face meetings
To constantly identify opportunities to enhance client experience and process improvement
To identify business opportunities and proactively refer potential leads to Sales Team
To be on the lookout for potential risk and escalate to management
Daily responsibilities include
University graduate in Business, Finance and/or related discipline with a minimum of 2 years working experience in financial industry
Excellent communication skills in English, Cantonese and Mandarin (both verbal and written)
Passion for delivering exceptional client services and be able to transform servicing to business opportunities; experience in providing client services to investors and fund distributors preferred
Active interest in investment markets, industry development and regulatory news
Patient, confident, amiable with enthusiasm, initiative and multi-tasking skills; team player a must
Knowledge in MS Powerpoint, Excel, Word with Chinese word-processing skills
Be able to work overtime if necessary
Will be required to pass HKSI Paper 1

Global Investment Management Resume Examples & Samples

Application Support of the front office investment and trading platforms, including interfacing with portfolio managers and traders daily
Troubleshooting business issues, solving problems to provide solutions to diverse investment teams and the product aligned trading desks
Ownership and accountability for the operation, monitoring and integrity of the technology platform
Escalation support for the members of the team located in other regions including evenings and weekends on a rotational basis
Ownership and participation in the Incident and problem management processes, being accountable for resolution, root cause analysis and technology and business reporting and communication
Providing oversight for the stability of the production environment within the change management process ensuring policies are enforced and adhered to
Relationship management internally with the investment teams, trading desks, operations teams, legal, audit, risk and compliance teams
Navigate the wider technology organization; build relationships to manage the team’s agenda with our critical technology partners
Interface with external vendors and their technical support and development organizations ensuring focus to resolution of issues and strategic enhancements
Proactively identify improvements and address them through independent thinking within a consensus driven team
Experience in financial services with a focus in asset management
Experience in technology
Detailed knowledge of the trading lifecycle, with a focus on front office technology
In depth knowledge of portfolio management and trading systems throughout the full application stack, infrastructure to GUI
Understanding of the Asset Management Business with a detailed knowledge of front office workflows and business processes
Multi Asset class product knowledge
Proven track record in project management, project delivery
Experience in technology service delivery teams
Experience of working within a global organization effectively leveraging cross regional teams
Knowledge of operating systems: UNIX, Windows, and Linux
Experience with the use and capabilities of Enterprise scheduling/workflow software. Experience with Autosys preferred
Advanced SQL knowledge on Sybase, Oracle, and Microsoft databases
Java, C#, PERL, UNIX, and Windows scripting experience
Front Office product knowledge
Knowledge of key Asset Management software packages

Global Investment Management Resume Examples & Samples

Create and grow relationships with central research teams of large, global and regional distributors
Partner closely with country intermediary sales teams and investor teams to complete client submissions including RFI/RFPs
Minimum of 6-9 years of experience in account management, mutual fund or financial industry and/or product due diligence
Experience in managing complex and regional/global clients
Excellent planning, time management, communication and organizational skills
Strong project management skills showcasing the ability to steer toward challenging deadlines
Strong interpersonal skills and ability to thrive in a dynamic team environment

Global Investment Management Resume Examples & Samples

At least 7 years relevant working experience within the financial services industry
Experience of managing/leading a similar function preferable, yet not essential
Strong knowledge of the end-to-end Equity & Fixed Income transaction workflow
Strong knowledge of Asia cash equities gained from previous experience
Intermediate knowledge of fixed income and currency markets
Experience of managing or participating in related projects
Strong written and verbal communication skills essential
Fluency (oral & written) in English & Chinese (Mandarin) is essential

Global Investment Management Resume Examples & Samples

Provide the highest quality of client advice and support for J.P. Morgan Asset Management’s funds via active client engagement
Strategically build and grow J.P. Morgan Asset Management’s key relationships in the South East Asia region with a focus on business development opportunities in Malaysia
Be a part of J.P. Morgan Asset Management’s global network and potentially represent the South East Asia Funds business for future initiatives and projects
University graduate with minimum 6 years of financial product sales-related experience; prior industry experience in a Bank and/or investment management firm in Malaysia preferred
Team player who is self motivated with a strong sense of urgency
Fluency in English; other local languages a plus
Professional qualifications such as CFA charter holder and/or CAIA designation preferred

Global Investment Management Resume Examples & Samples

Shape & Position the GIM global product offering
Bachelors Degree and 6+ years financial services experience with strong Asian markets exposure, with a significant focus in product management, analysis, and strategy
CFA, MBA or CAIA preferred; SFC License to advise or equivalent in local markets
Strong analytical, project management and cross-organization collaboration skills required
Robust communication & presentation skills
Ability to execute at the highest level and in timely matter while balancing competing priorities
Team player within Strategic Product Management and ability to leverage broad resources of global team
Demonstrated ability to influence and gain senior management buy-in on key initiatives
Fluency in English. Preference for candidates with fluency in Mandarin
Proficiency in Morningstar Direct, eVestment and Simfund

Global Investment Management Resume Examples & Samples

Own, enhance and maintain the APAC Funds Data Portal, which is a golden source of fund static data for Asian funds
Participate in / lead projects and initiatives for Funds Control
Further strengthen the fund governance and control framework in APAC
Develop and perform regular review and maintenance of funds control related policies and procedures
Be the regional coordinator for Luxembourg funds range in APAC
Update and circulate management reports related to APAC Funds Control
Work closely and effectively with a number of other internal teams across the business and regions. Key contact points will be Product Development, Product Delivery, Business Management, Technology and Control Functions (e.g. Compliance, Oversight and Control, Risk)
Quickly build strong working relationships with your Funds Control Group colleagues in EMEA and US
A minimum of 5 years’ of experience in Investment Management Operations
Controls focused mindset
Experience in requirement analysis framework and modeling methodologies
Analytical with an eye for detail - Methodical thought process to resolving problems and interpreting business requirements. Ability to quickly analyse information and use this to develop insights and conclusions
Good communicator with strong interpersonal skills, able to network with internal stakeholders to foster positive and proactive collaboration
Excellent English and Chinese written and verbal communication skills, with fluency in Mandarin is a definite plus
Strong PC skills, including Excel, Word and PowerPoint

Global Investment Management Resume Examples & Samples

Work closely with business partners and other operational leaders and be able to influence business decisions from an technology perspective
To participate in the development and support of the funds accounting and transfer agency platform and execute the strategy to build scalable platform that will improve the client experience, operational control and efficiency
Ensure effective communication and escalation on overall program status, implementation plans, management issues, priorities and risks
Ensure that the initiatives maximize impact and effectiveness while meeting financial targets
Proactively lead the people agenda including resource planning, talent management, professional skills development, performance management & diversity
Align the function to maximize impact and effectiveness while meeting financial targets
8+ years of relevant project management experience, with solid experience in Fund Accounting and Transfer Agency

Global Investment Management Resume Examples & Samples

Good knowledge of investment markets and mutual funds
Capability and interest of analyzing industry dynamic and observe the opportunities of promoting product sales and developing new products
Strategic thinking of cooperating with different teams to promote fund sales and develop new products
Strong client interface (face to face & written) with product marketing sensibility
Able to do presentation with fluency and confidence
Personality Trait: Open minded, Team spirits, Adaptability, Strategic thinking, Speak out and Positive mindset
Motivational fit: Self-motivator, Achiever, Proactive and Challenge taker
At least 5 year working experience in financial industry, with at least over 3-year experiences related to fund marketing/communication or new product development. Experience at asset Management or Insurance sector is being preferred
Language skill: Fluent Chinese and English for written and spoken
Tool usage: Bloomberg, Morningstar, Lipper and Microsoft office
Professional license: SITCA License, or Senior Brokerage License is a must

Global Investment Management Legal Entity Controller Analyst Resume Examples & Samples

Calculate and record financial information within the General Ledger in relation to key revenues, expenses and balance sheet accounts
Ability to carry out complex tasks under considerable time pressure, whilst maintaining a high level of accuracy and quality
Previous experience of general ledger control and performance of financial reconciliations desirable
Previous statutory accounts prep and audit file preparation desirable

Global Investment Management Resume Examples & Samples

Detailed research and analysis of individual stocks and sectors within the Greater China equities universe (focus on industrials)
Building and maintaining fully integrated financial forecast models based on management meetings and other forms of primary research
Assessing governance and political risks
Minimum of 6 years of relevant work experience, including detailed financial modeling in Excel
Preference for experience and track record in stock research/analysis/recommendations
Investment and market knowledge, particularly the sectors highlighted above (Industrials)
Fluency in English and Mandarin Chinese

Global Investment Management Resume Examples & Samples

Coordinate and follow-through on projects related to internal and external client communications, e.g., business status updates, quarterly business reviews, sales training, product updates communications, etc
Assist the head of the National Accounts with administration support, meeting preparations, business reviews, budgeting and P&L management
Responsible for creating and managing reports for business results tracking and measurements, e.g., product placement, sales tracking, etc
Prepare for internal business meeting presentations with senior management and internal partners
5 years of experience in administration support, business management or sales support in Financial industry
Ability to work with details while not sacrificing the overall business big picture
Strategic with good business acumen
Self-motivated, tenacious and able to work with high degree of independence
Ability to retain composure in a demanding, dynamic and fast moving environment. Breadth of personality necessary to adapt to various environments and a diverse culture
Excellent knowledge of Powerpoint and Excel
Obtained TW SITCA license

Global Investment Management Resume Examples & Samples

End-to-end delivery of workstream(s) as part of major change programs and process improvement consulting projects across the business
Experiences working on strategic and/or tactical process improvement initiatives and/or management consulting project experience are highly desirable
An understanding of operations is preferred, but not required; Financial Services and/or Asset Management experience is a plus
Bachelor’s degree from top-tier institution / equivalent experience
Must be proficient in MS Excel, PowerPoint and other Office applications; strong data analysis experience skills is a plus
Six Sigma green or LEAN experience is a plus

Global Investment Management Resume Examples & Samples

Strategically manage and grow J.P. Morgan Asset Management’s relationship with key global and regional clients
Partner closely with Client Advisor and Investor teams to align regional product/business strategy and prioritization
Coordinate with GSR teams globally to ensure consistency and deliver integrated client engagement
Leverage strong client, product and platform expertise to identify product solutions and explore new business opportunities
University graduate with minimum 10 years of account management, mutual fund and/or financial product related experience; prior industry experience in Banking or an investment management firm managing global/regional internal/external relationships preferred
Team player who is self-motivated with a strong sense of urgency
Excellent strategic planning, project/time management and organizational skills showcasing the ability to manage challenging deadlines
Exemplary communication, client engagement and interaction skills
Fluency in English and Cantonese; Mandarin and other languages a plus

Global Investment Management Resume Examples & Samples

Minimum 10 years experience in real estate investment with a background in engineering, architecture, construction, and/or development
Broad and deep technical knowledge and experience, in areas ranging from contamination remediation to building envelope to construction contracting, and more
Pan-Asian experience, preferably in key markets such as Japan, Australia/New Zealand, China, Hong Kong, Singapore, Korea, and India
Institutional experience, with large owners, developers, operators, lenders, etc
Confident and articulate communicator with strong interpersonal skills
Highly organised with the ability to perform under pressure

Global Investment Management Resume Examples & Samples

5-10+ years of Top Tier Consulting Experience (McKinsey, Boston Consulting Group, Deloitte Consulting etc)
Strong understanding of Global Investment Management and/or the Investment Management Lifecycle, evidenced through a CFA, Top-Tier MBA (Harvard, Stanford, Wharton, Columbia etc) or Series 7/63 Designation
Demonstrated experience presenting to C-Level Executives
Strong Data and Analytical Skills, evidenced through experience with Advanced-Excel (VBA Macros, Arrays etc.) and/or Statistics/Database Modelling (R, SQL etc.)

Global Investment Management Resume Examples & Samples

Provide and publish metrics information for regional COO office, regional and global Operations in order to meet global and regional operations control and monitoring needs
Develop MIS solutions to promptly meet senior management's information needs and support time critical consolidation
Establish strong working relationships with all partners throughout the Investment Management organization - across all functions and geographies
Understand, coordinate and report regional project summary and provide project status update for regional and global reporting
Highly motivated, team-oriented and collaborative in approach, self starter, able to support function and business independently

Global Investment Management Resume Examples & Samples

More than 800 investment professionals providing over 200 different strategies spanning the full spectrum of asset classes, including equity, fixed income, cash liquidity, currency, real estate, hedge funds and private equity
Leadership positions in America, U.K., Continental Europe, Asia, and Japan
Represent the investment desk to senior internal partners in the institutional & distribution teams
Build and execute a strategy for growing equity fund sales across the region
Deal with day-to-day fund queries raised by the regional sales teams for all EMAP products
Client service of existing client base
Work with marketing for client seminars and roadshows, including travelling for client meetings and seminars
Experience in Asian equities, preferably with Portfolio Management and/or Client Portfolio Manager background or from the sell side
Able to establish immediate credibility with clients, portfolio managers and internal distribution channels
Strong fluency English and Chinese (Mandarin), written and verbal. Ability to also speak Cantonese preferred
Outgoing personality with the ability to be a self-starter
Strong presentation, management and leadership attributes

Global Investment Management Resume Examples & Samples

Work with business users, internal technology teams and outsource service providers regionally/globally to gather business requirements, perform detailed analysis, end to end solution design and produce associated specifications
To participate in the development and support of the funds and distributions platform and execute the strategy to build scalable platform that will improve the client experience, operational control and efficiency
Participate and coordinate large-scale “highly-visible” SIT/UAT testing cycles with business users, internal technology teams and outsource service providers
At least 10 years’ experience in application development
Global exposure
Clear and confident verbal articulation of knowledge and ideas
Takes initiative to identify opportunities to positively impact business objectives
Prioritize work appropriately and independently
Sound business judgement
Makes use of available technology, tools and partners to address business issues
Seeks new ways to do things with “Thinks out of the box” attitude
Proficient in J2EE design patterns, Spring Framework, Hibernate/JPA, JMS, XML, Eclipse, JUnit, JavaScript, PL/SQL, Maven 2, major UNIX/Linux edition
Proficient in Qlikeview, Business Objects & Business Intelligence tools is advantage
Excellent command of both written and spoken English and Chinese, ability to speak fluent Putonghua is a definite advantage
Experience in Asset Management, CRM, MIS and Data Warehouse area is an added advantage

Global Investment Management Resume Examples & Samples

Lead the channel team to achieve overall business objectives, i.e. sales targets and other KPIs
University graduate in Business, Finance and/or related discipline with a minimum of 10 years of experience in financial industry
Experienced team leadership to motivate and lead the team to delivery business result

100

Global Investment Management Resume Examples & Samples

Research companies and industries. Cover the given universe of companies
Forecast income statement, balance sheet, and cash flow items for near-term and normalized periods
Make relative valuation comparisons and investment recommendations to portfolio managers
Participate in managing regional and global analyst funds
Communicate and collaborate with the global network of JPMIM analysts
Strong understanding of financial markets and securities valuations
Buy-side experience preferred
Strong spreadsheet modeling and forecasting skills
Ability to distinguish between essential and nonessential information
Excellent oral and written skills
Ability to work effectively with colleagues based in New York, London and Tokyo
At least seven years of relevant experience analyzing companies in the Financial Services industry
Educational background: CFA

101

Global Investment Management Resume Examples & Samples

To participate in the development and support of the Front Office systems
To design, develop, maintain and support the Front Office applications
To provide on-going production support and overnight support on the Front Office applications to our local, regional and global users
At least 7 years of solid development experience and well versed with full development life cycle
Extensive experience on C# .NET Framework with WPF is required, and with devExpress is a plus
Practical experience in WebSphere MQ with JMS programming and common JEE Application Server
Proficient in J2EE design patterns, Spring Framework, Hibernate, JMS, JavaScript, XML, Eclipse, JUnit, Maven 2, major UNIX/AIX edition
Practical experience in database technology with Oracle and Sybase
Past experience in Asset Management area especially on Front Office applications with FIX protocol is an added advantage

102

Global Investment Management Resume Examples & Samples

Experience in management consulting or internal consulting at a top tier institution; experience in technology or operations is desired; Financial Services and/or Asset Management experience is a plus
MBA or advanced degree from top-tier institution / equivalent experience (or 5+ years of experience in one of these roles in lieu of an MBA)
Six Sigma or LEAN experience is a plus

103

Global Investment Management Resume Examples & Samples

To provide top-notch client services fund distributors (primarily) and fund investors (secondary) (collectively the “Client”)
To ensure excellent client experience for clients by providing efficient and dynamic support via hotline, emails, written correspondence and face-to-face meetings
University graduate in Business, Finance and/or related discipline with a minimum of 5 years working experience in financial industry
Knowledge in MS PowerPoint, Excel, Word with Chinese word-processing skills

104

Global Investment Management Resume Examples & Samples

Calendar management and related logistics such as booking conference rooms, audio visual equipment, documentation, meeting scheduling etc
Expense management, keep track of invoices and processing of expense claims and related record-keeping
Coordinate with relevant parties on travel arrangements
Personnel management of receptionists
Handling phone calls
Tertiary educated with bachelor degree or above
A minimum of 3 years secretarial and administrative experience with demonstrated capability to work in an extremely fast paced and highly demanding environment
Experience in a financial industry would be a plus
Strong proficiency in both written and spoken English and Chinese, fluency in English is a must
Strong Microsoft Office (especially Excel, Word and Powerpoint) and Outlook capabilities
Senior Broker License or SITCA license is preferred

105

Global Investment Management Resume Examples & Samples

Minimum 5 years of working experience including at least 2 years of experience in Asset Management companies
2 years of people management experience
Understanding investment trust business and financial markets
Translating from English to Japanese is required
Writing skill: writing explanation commentary based on the input from investment professionals and the information from various outside sources
MS Excel, Word and Powerpoint skill is necessary
Language requirements: Japanese, English

106

Global Investment Management Resume Examples & Samples

Fluency in English and Japanese
Excellent communication skills both written and spoken, be able to deliver key messages to senior colleagues in straight-forward manner
Team player with ability to work with colleagues in a collaborative manner, as well as ability to manage prioritization with logical mind to reach accomplishment
Possess analytical skills, with attention to detail and ability to make sound judgment,
Effective organization, prioritization and time management skills, able to work to meet deadlines
A track-record working in the financial services industry is preferable
Have knowledge of equity, fixed income, derivatives products, or currency markets gained from experience in investment management are preferable
Have knowledge of investment, regulation, or guideline monitoring is preferred

107

Global Investment Management Resume Examples & Samples

Act as a champion for GFI’s investment products and capabilities; work closely with the sales team with the objective to grow the GFI business in Asia
Provide high quality service/support/communication to our existing clients relating to their portfolios managed by our portfolio management team
Manage and develop our product range to cater for the local market needs
Develop strong technical knowledge on the range of products managed by GFI
Develop strong relationships with sales teams and clients
Support the development of new fixed income products for Asian clients
Write regular market and portfolio commentary as an update to clients and the sales team
Review proposals & write powerpoint presentations, formulate marketing messages on specific investment strategy
Provide timely response to product enquiries from internal sales teams
University degree, preferably in Finance, Economics or related subjects
Strong English and either Putonghua (written and oral) and/or Cantonese
Excellent time management - able to prioritise issues and respond in a timely manner
Team player, combined with the ability to work on own initiative
Strong computer skills – word, excel, powerpoint
Strong interpersonal and presentation skills and ability to deal with colleagues at all levels
Candidate should have a strong interest in investments and asset management business. Knowledge on the fund management industry would be a distinct advantage
Quantitative skills would be an advantage to support research efforts
1-2 years of relevant (e.g. fixed income funds, fixed income sales/product specialist) working experience is preferred

108

Asset Management Risk Global Investment Management Resume Examples & Samples

The ideal candidate must possess a strong risk and control mindset, be very detail oriented, have excellent analytical and written/verbal communication skills as well as be able to work under pressure and deliver on multiple tight, time sensitive timelines. Specific responsibilities will include
Performing on-going monitoring, periodic exposure reviews, and annual credit analyses
Working with large volumes of data to conduct ad hoc analyses as needed
Updating and distributing Counterparty reports
Contributing to team-wide efforts such as risk assessment methodology enhancements, portfolio-wide reviews and preparing management presentations
Undergraduate degree with 1 to 3 years of relevant work experience - strong academic performance with coursework in economics, statistics, and finance; knowledge of exchange-traded products and derivatives preferred
Experience analyzing Banks and/or Broker-Dealers a plus, but not a requirement
Exceptional analytical skills (naturally inquisitive/intellectually curious)
Demonstrated interest in/ knowledge of global financial markets and current regulatory/legislative agendas
Self-starter with strong project management skills - be able to independently manage multiple tasks and priorities under tight deadlines
Strong PowerPoint/ Excel /MS Office skills

109

Global Investment Management Resume Examples & Samples

Good understanding of current technology trends. Strong ability to grasp the concept, design, and architecture of an application system in a short time frame
Strong planning and management skills with problem solving and analytical capabilities, able to work independently under pressure to meet strict deadlines
Excellent communication and negotiation skills. Good command of Mandarin and English
Experience on Financial Industry is essential, Assets Management or Securities systems development experience is preferred

110

Global Investment Management Resume Examples & Samples

Prepare documents and handle incoming and outgoing mails
An exceptional team player with a high level of integrity and self-discipline
Strong data sensitivity & detail minded
Exceptional multi-tasking skills with ability to work under a high volume transaction environment
Excellent command of written and spoken English, Chinese and Cantonese

111

Global Investment Management Resume Examples & Samples

Perform cash/ securities/ portfolios reconciliation versus custodian’s and/ or counter-party’s records
Monitor the timely updating of accounting entries
Liaise with both internal/external counter-parties for the resolution of reconciliation discrepancies
Monitor the feedback from various parties on the queries raised
Monitor the global custodian’s services
Conduct treasury deals confirmation
Take up ad hoc tasks/projects as assigned
Cross support to other teams in local office
Degree holder in Accounting or Finance with some work experience preferably in fund accounting, operation and/or auditing
Willing to accept challenges and change - a highly adaptive individual who embraces cross-functional rotation
Strong sense of ownership, able to work under pressure and meet tight deadlines An exceptional team player with a high level of integrity and self-discipline

112

Global Investment Management Resume Examples & Samples

Timely handling of transaction matching & related inquiries
Account opening for new markets or with brokers
Participate in new business initiatives, defining new operating models, building out related technology requirements & process maps/procedures
Provide administrative support and Participate in ongoing efficiency initiatives
Local senior securities broking license or SITCA License is a must
3 years relevant working experience within the financial services industry, settlement experience is preferred
Experience working in a fast paced, deadline driven environment. Need to be aggressive, detail oriented, patience, and responsible
Ability to manage priorities

113

Global Investment Management Resume Examples & Samples

Develop procedures for client on-boarding, agreement setup, error handling and other servicing activities
Monitor client services activities according to procedures, conduct sample checks and document testing results
Work with Legal and Compliance to analyse new regulatory reforms, identify client impacts, develop client communication plan and enhance procedures accordingly
Work with global client services teams to align procedures and best practices
Perform data analysis and prepare metrics reports and dashboards for management
Develop uses cases for process improvement
Partner with Technology in requirement analysis, system rollout and post implementation support

114

Asset Management Global Investment Management Project Manager Training Workstream Lead-VP-ny Resume Examples & Samples

Excellent written and verbal communication skills, including capability to tailor the message to different audiences. Experience communicating with senior executives. Proficiency with PowerPoint
Preferred: Project management experience within a large-scale project. Experience leading substantial elements of the project
Energetic; self-confident; ability to function as both a self-starter and a team player
Exceptional organizational skills
Strong interpersonal skills; ability to build consensus and lead groups in coordinated action

115

Global Investment Management Resume Examples & Samples

Drive all people practices for the GIM Analyst Program globally including talent management, performance management, program strategy and structure, compensation, diversity, and employee engagement and retention. This includes managing the HRBP Program Managers in all regional locations and partnering with the GWM Analyst Program HRBPs to ensure Program consistency across Asset Management
Partner across HR functional areas including Learning & Development, Recruiting, Employee Relations and Compensation to deliver the best solutions for his/her client groups
Coach business leaders on all people and organizational related matters
Ensure both Analysts and managers receive the appropriate counseling, guidance and support on employee relations issues
Collaborate with the global HR partners to ensure local execution of plans
Oversee compensation programs, including the annual incentive process, to drive performance and ensure meritocracy across all Analysts
Manage the Analyst to Associate promotion process including: partnering with finance and managers to determine Associate headcount on each team, working closely with the Analysts on their desired next steps, drafting and delivering formal promotion letters, and providing current placement reports to the HR team and the business as needed
Bachelor's degree (or equivalent) required
Strong interest in working with, and developing, junior talent
Previous experience and a track record providing strategic HR advice
Business acumen with demonstrated successes partnering with management and junior talent
Ability to proactively challenge the “norm”; develop and propose new ideas and processes
Strong consulting, influencing and negotiation skills on all HR disciplines including recruitment, talent development, performance management, compensation, and diversity
Ability to link HR strategy to business goals
Creative thinker/problem solver, able to manage multiple initiatives
Proven capability to work successfully across a large, global organization with multiple constituents
Ability to objectively coach employees and management through complex, difficult issues
Able to gather, analyze and interpret data and present fact based information
Strong proficiency in MS Office as well as ability to learn new technology (i.e., SharePoint, PowerPoint, etc.)
The position is based in New York City/Jersey City. Occasional travel required

116

AM Global Investment Management Resume Examples & Samples

Settlement of Primary market ETF order and trading activity
Perform fail trade reporting and resolution
Monitor for receipt of cash for restricted transactions
Resolution of reconciliation differences
Interact directly with external fund accountant and administrator on a daily basis
Monitor end of day/nightly file transmissions to funds and participants
Support new business initiatives
ETF Product knowledge helpful - basic securities knowledge required
Adaptability to a fast paced, consistently changing environment
Strong communication, interpersonal and client service skills
Strong problem solving and trouble shooting ability
Ability to complete multiple tasks accurately and in a timely manner
Ability to react to high pressure situations in a professional manner
Ability to identify control risk issues
Strong reconciliation and problem solving skills
Self starter with strong initiative
Results/detail oriented
Ability to work shiftwork (10am-7pm)
5+ years prior experience in Financial Services Industry
Strong MS Word and Excel skills

117

Global Investment Management Resume Examples & Samples

To engage with partners in offices outside the core investment management ‘hubs’ – including Japan, Taiwan, Korea, Singapore – to ensure that RFP and Client Reporting work is completed by the centralized teams wherever possible or, where local customization is required (e.g. due to language constraints), that this work complies with Global RFP and Client Reporting processes, controls and standards
Proactive leadership, motivation and management of a team of RFP Writers and Client Reporting team members in the creation and on-time delivery of accurate, compelling and client-focused documents
To establish relationships with key stakeholders and business partners across Asia to represent and communicate the Global RFP & Client Reporting Group operating models, so that all parties understand the structure, roles and responsibilities of the key teams with whom they need to engage outside Asia, in the completion of client documents for Asian clients
To lead Client Reporting strategy and implementation across Asia as a member of the Global Client Reporting Leadership Team, ensuring that our goals, strategies, action plans, results and controls are in alignment with the Global Client Reporting initiative
Proactive leadership, motivation and management of a diverse team of Client Reporting professionals across Asia, with variation in business practices, controls, and technology platforms
Integration of the various Client Reporting teams across Asia into a cohesive team, and into the Global Client Reporting Team
Ability to drive sustainable change across a large and complex organization with many diverse stakeholders
Member of Global RFP & Client Reporting Extended Leadership Teams
Support to Global RFP & Client Reporting teams and representation as required in the APAC region
Participation in APAC Client Services & Business Platform Talent Reviews, representing the RFP & Client Reporting Teams, where appropriate
Passion for building and motivating a productive and high performing team
Supervisory and workload management skills
Outstanding relationship-building skills; ability to gain ‘buy-in’ to new ideas and work processes. This will be critical to understanding local stakeholder and client needs in the individual countries of the Asia Pacific region
Prior experience of writing or participating in the RFP and/or Client Reporting processes, preferably in the asset management industry
Leadership skills: demonstrates a professional, positive and mature attitude at all times; displays J.P. Morgan’s core values and business principles; leads by example
Excellent writing skills in English; fluent spoken English
Fluent Chinese language, spoken and written, a distinct advantage
Sensitivity to different cultures and working styles; ability to navigate seamlessly both across countries within APAC, and with the wider global organisation
Confidence to work directly with stakeholders at all levels, both to ensure their RFP & Client Reporting service needs are met, and to partner with them to agree priorities and deadlines
Outstanding accuracy and attention to detail; strong numeracy
Microsoft Word, PowerPoint, Excel and Outlook skills (intermediate/advanced); prior experience of using PMAPS and Saleforce.com applications also helpful

118

Asset Management Risk Global Investment Management Resume Examples & Samples

The ideal candidate must possess a strong risk and control mindset, be very detailed oriented, have excellent analytical and written/verbal communication skills as well as be able to work under pressure and able to deliver on multiple tight, time sensitive timelines. Specific responsibilities will include
Performing on-going monitoring and periodic exposure reviews
Working with large volumes of data to conduct adhoc analyses as needed
Undergraduate degree with 3+ years of relevant work experience - strong academic performance with coursework in economics, statistics, and finance; knowledge of exchange-traded products and derivatives preferred
Bank analysis or prior credit risk experience preferred

119

Asset Management Risk Global Investment Management Resume Examples & Samples

Be highly quantitative, technically proficient, detail-oriented, able to multi-task and work independently
Understand financial mathematics and quantitative techniques aimed at measuring risk at the security and portfolio levels
Possess in-depth knowledge of VaR models and stress testing techniques; experience with RiskMetrics required
Understand the techniques for the backtesting and regression testing of risk models
Have a good understanding of the equity and fixed income (rates and credit) products and markets, as well as related derivatives and structured products
Have experience pricing securities, derivatives and structured products using appropriate models
Have 3-7 years of experience in a quantitative analysis/research role within Market/Credit Risk Management, a Front Office role or academic equivalent
Quantitative degree required (Masters or PhD preferred) in Applied Math, Engineering, Physics or equivalent

120

Global Investment Management Resume Examples & Samples

To design, develop, maintain and support online fund trading and content management websites
Highly proficient in Spring Framework and in particular the MVC, Security, Integration, and Batch modules plus Hibernate 4 with JPA 2
Excellent knowledge of Oracle Database 11gR2 or later including SQL tuning and performance trouble shooting
Experience in JUnit testing with mocking technique or other test driven development
Proficient in common Java tools - Eclipse IDE, Subversion, JIRA, Maven, Sonar, and Jenkins
Experience with Apache Tomcat / IBM WebSphere Application Server running on Linux
Knowledge in Angular JS / Bootstrap and other JavaScript framework will be added advantages
Good analytical and troubleshooting skills

121

Global Investment Management Resume Examples & Samples

Effectively manage and drive the execution of multiple projects to the agreed project plan, scope and budget (if applicable) through completion
Adhere to defined project management methodology and best practice for documentation and governance throughout the project lifecycle
Initiate and lead planning discussions and requirement gathering sessions with key business partners across Product/Operations/Technology and Client Service
Analyze and document current state business processes and requirements and the operating model for complex business change initiatives
Ensure that all requirements and scope for the project are captured in a formal business requirements document (BRD) and are agreed and signed-off by all key stakeholders
Ensure the end to end business solution meets the business needs
Support IT development phase and assist with translating the business requirements into Functional Specification / design documents
Support User Acceptance Testing and Implementation phase and provide User Training
Support the Test Manager with the development of test strategies and detailed test plans & scripts
Lead senior governance forums where projects are presented, discussed and approved
Conduct post-implementation reviews (PIR) and formal project closure (as required); incorporate lessons learned into future projects/initiatives
May supervise one or more junior level analysts/associates
Proactive, well organized, detail oriented, strong decision making and ability to work independently with minimal supervision
Desire to learn and get into the details
Demonstrated business processing re-engineering skills; willing to challenge established processes
High attention to detail, quality and accuracy
Ability to effectively manage competing deliverables and meet tight deadlines in a high pressure environment
Ability to effectively multi-task, work independently and escalate when necessary
Strong influencing skills and the ability to inspire diverse functional groups around a common goal
Display proper judgment and possess the confidence to communicate and resolve issues at all levels of the organization

122

Global Investment Management Resume Examples & Samples

Provide top-notch client services fund distributors (primarily) and fund investors (secondary) (collectively the “Client”)
Deliver excellent client experience by providing efficient and dynamic support via hotline, emails, written correspondence and face-to-face meetings
Identify opportunities to enhance client experience and process improvement
2+ years of solid Client Services experience in Asset Management or Financial industry
Experience in providing client services to investors and fund distributors preferred
University graduate in Business, Finance and/or related discipline
Excellent communication skills in English, Cantonese and Mandarin
Passion for delivering exceptional client services results, with strong risk and control mindset
Proactive attitude, able to multi-task with strong interpersonal skills
Demonstrates strong interest in investment markets, industry development and regulatory updates
Strong knowledge in MS PowerPoint, Excel, Word with Chinese word-processing skills

123

AM Global Investment Management Resume Examples & Samples

Lead the Private Equity Operations team which helps oversee all accounting and operational aspects of the J.P. Morgan Private Equity funds
Coach staff regarding best practices in private equity
Coordinate and supervise the month end close, which includes identifying deliverables for any accelerated investor reporting deadlines
Coordinate and supervise the quarterly financial statement process, which includes identifying deliverables for any accelerated investor reporting deadlines
Coordinate and supervise the annual audit process
Assist with preparations for quarterly valuation meeting materials
Complete oversight of vendors partnering with the JPM Private Equity business (fund administrator, custodian, auditor, etc.)
Budget/accrual analysis and management of expense processing function
Assist with the review of monthly trial balances, management fees calculations, and carried interest calculations
Assist with the review of monthly capital activity in the internal accounting system
Assisting the business unit (and the fund administrator and custodian) in new Fund launches and other account infrastructure initiatives
Lead technology initiatives to improve efficiency and reduce risk
Ad hoc requests and projects as needed
Management of processes owned by Private Equity Operations, included, but not limited to, procedures, controls, risks and metrics
Excellent communication skills, both written and oral, including the ability to interact with all levels of the organization
Strong problem solving, analytical, and decision making abilities
Ability to think about processes and impacts in a non-linear fashion
Detail oriented including strong documentation skills
Desire to “roll up your sleeves” and work independently and as a team player
Ability to adapt to a rapidly changing business and technical environment
CPA preferred, but not required
5-7 years of previous Private Equity accounting experience from a fund administrator, or other relevant financial services experience
Strong experience in Private Equity accounting practices, management fee calculations, waterfall calculations, valuation practices, and vendor management
Ability to juggle multiple priorities in a fast paced and changing environment
A constant focus on managing risk while ensuring adequate controls are in place to minimize it

124

CFO for Global Investment Management Resume Examples & Samples

Attracting, developing and retaining a team of world class finance professionals
Leading and managing a team to create and deliver appropriate management information to the GIM finance, strategy, and business management teams
Interact with other finance functions (P&A, Profitability, Product/Client CFO teams) to provide a seamless coverage model for the business
Ownership of revenue control, expense management and forecasting, understanding key expense drivers, and assisting with enforcement of GIM expense policy
Ad-hoc review of potential new business opportunities
Proven experience of managing a team and delivering results
Strong communication skills with track record in providing management reporting solutions and advising senior management
Knowledge of MIS, accounting, product/client profitability, activity based costing, project management, transfer pricing / revenue sharing
Strong execution skills; ability to establish and meet deadlines; balance strategic and tactical perspectives
Experience of working with matrix structures and across multiple locations
Asset management or investment knowledge and experience in pricing new business
Proficiency with Excel, Essbase, Powerpoint (preferred)
Candidate should be adaptable, creative, and personable
Ability to create a clear, simple and compelling vision, develop strategy and communicates in a way that gains engagement at all levels
15+ years professional experience, accounting or industry qualification (i.e., CFA) an advantage

125

Global Investment Management Resume Examples & Samples

Idea generation, research and analysis of individual stocks and sectors within the China equities universe in conjunction with our dedicated research analysts
Development and communication of macro, policy and sector strategy views
Formulating and articulating investment views and recommendations
Providing input into portfolio construction and asset allocation decision-making, with eventual progression to lead portfolio manager
Minimum of 7 years of relevant work experience, with experience in company research as well as portfolio risk decision-making/management (long only or hedge fund)
Native Mandarin fluency and written and verbal fluency in English a must
Willingness to reside in Hong Kong, with some international travel

126

AM Global Investment Management Fixed Income Resume Examples & Samples

Interpreting guidelines and building logic-based rules for automated compliance testing and monitoring
Reviewing new and existing rules to ensure compliance with account mandates
Working on projects with fixed deadlines, including the migration of accounts from one compliance system to another
Reviewing preliminary client guidelines with Portfolio Management teams to asses testability and solution identified gaps
Partnering with the Client Service Team to ensure timely on-boarding/account closings and coordinating dates to ensure guideline rules are coded effectively prior to any trades taking place
Liaising with Data Management and Technology teams to ensure testing is operating according to requirements
Interacting with Client Portfolio Managers, Portfolio Managers and Investment Assistants to resolve any pre-
Minimum 1-2 years of related operational or compliance experience
Financial product knowledge of fixed income, equities, and derivatives preferred
Ability to prioritize, multi-task, and effectively manage time in a constantly changing environment
Self-motivated individual with ability to identify issues and escalate
Capacity to quickly learn and apply new concepts to different situations
Previous experience with industry tools and software suites such as Microsoft Office
Experience with guideline coding in compliance systems (Charles River, Linedata, thinkFolio, Sentinel) a plus

127

Global Investment Management Asia-finance & Control Officer Resume Examples & Samples

Degree holder, preferably in Business, Finance and/or related discipline or demonstrate a basic understanding of financial markets
Excellent communication skills (verbal and written) – fluent Mandarin essential
Experience working with multinational / multilingual business stakeholders
Ability to work independently and meet strict deadlines
Highly accurate with attention to detail
Proactive in identifying and addressing critical risks and issues. Willing to enforce controls and procedures, and escalate where necessary
Support and conduct clear analysis, logical structuring and creative problem solving
Positive attitude and a good team player
Experience in handling local regulatory and tax returns
Would be willing to study to pass licensing exams, such as PRC Funds Practitioner License (not mandatory)

128

AM Global Investment Management Resume Examples & Samples

Timely & accurate response to queries from clients, custodians and other JPMorgan Chase business groups
Completion of various ad hoc financial analyses as requested by Account Management and Financial
Client Focus - recognize and respond to needs of both external and internal clients
Team spirited attitude - our internal & external clients view us as a cohesive group; information sharing and a willingness to seek out and develop new skills / knowledge from within the group as key attributes
Excel - intermediate aptitude is essential (formulas, filters, pivot tables); advanced knowledge a plus

129

Global Investment Management Resume Examples & Samples

Demonstrable experience as an administrator within a fast paced and demanding banking environment
Fluent in both written and spoken English and Korean
Strong organizational skills, meticulous and self sufficient
Self motivated and resourceful
Strong Microsoft Office capabilities
Ability to maintain strong relationships both internally and externally
Demonstrable experience of being able to achieve tight deadlines and multi-task
Strict attention to detail
Clear thinking and concise communication is important when interacting with different groups and balancing priorities
Ability to demonstrate utmost discretion and professionalism at all times

130

Global Investment Management Resume Examples & Samples

Reconcile corporate action event details among various sources and investigate if there is discrepancy
Prepare swift instruction to custodians on voluntary corporate action events
Handle enquiries from other parties
Update fund record and custodian record in internal CAT Database
Listed Futures & Options margin monitoring - to confirm margin requirements with brokers and fund accountants
University graduate, preferably with a major in Accounting or Finance
Minimum 5 to 8 years’ experience in securities related fields
Knowledge of data vendor systems (such as Bloomberg and Reuters)
Good understanding of different security types and their accounting treatment
Good understanding of MS Office applications (Excel, Word, Access etc.) as well as VBA & SQL
Able to work under pressure and needs to work during HK public holidays
Knowledge on proxy voting processing is preferred

131

Global Investment Management Resume Examples & Samples

Self-motivating - the role will need to balance the demands of the business and time to market, versus implementing change in a controlled and auditable manner
Strong ownership – the role requires end to end ownership of the on-boarding activities for initiatives, covering internal and external stakeholders’ interests including risks, oversight and control and compliance
Strategic thinking – the role requires the understanding of investment process, product and client pipeline, ensuring it is accurately tracked and properly prioritised
Proactive stakeholder engagement – the role manages the appropriate resources to adjust to changing requirements and demands of projects and business
Process driven – the role requires constant effort to improve and enhance existing initiative tracking documentation and oversight processes
Funds Implementation - Deliver fund life cycle events in a timely and comprehensive manner
Engage Trustee, Custodian and Operations to ensure smooth execution of Fund Lifecycle events e.g. launch, rationalization, termination
Support Trustee and Custodian onboarding documentation requirements
Conduct data analysis that facilitates discussion in the Dividend Distribution Committee
Establish Legal Entity Identifiers (LEIs) and Fund Identifiers in Bloomberg, SEDOL, ISIN and Morningstar
Client Mandate Implementation - Deliver Segregated Mandate launch, custody and portfolio change, and termination
Partner with CAM (or Client Service) to deliver client’s requirements on Asia platforms on lifecycle events including account on-boarding, custody changes, off-boarding and transition
Coordinate with cross-platform teams on new or change initiatives
Investment Product Capability Build-out - Implement new investment product capabilities to meet business need
Deliver technical expertise on market specific initiatives to stakeholders across regions e.g., China Connect, China Interbank Bond Market
Develop account structures and operating models
Drive the New Instrument Assessment (NIA) , partner with Operations to ensure readiness and successful delivery
Liaise with Custodians and Trustees to setup new markets
Operating Model Design & Implementation - Build operating models for new and changing business requirements
Design or re-engineer operating models for local, regional and global initiatives, test and communicate the impact to appropriate stakeholders
Restructure accounts based on business or client request
Coordinate with T&O on delivering enhanced capabilities
Support Broker/Counterparty onboarding documentation requirements
The position will take a lead role in the project management and strategic planning for the team, which focuses on project management and oversight, due diligence, pipeline launches and strategic planning
Owner of Account Information Control and manage account info to meet regulatory and compliance need
Proven Middle Office and Operation experience within large financial organisations
Demonstrate knowledge and exposure in the following areas: Fixed Income, Equity and Global Multi Asset Group (MAS) are essential. Alternatives funds (hedge funds, private equity, ETF and real estate strategies) are preferable
Organised, ability to multi-task, prioritise, and collaborate vertically/horizontally and operate in a fast past environment are essential

132

Global Investment Management Resume Examples & Samples

Deliver overarching view and investment case for Asia-Pacific real estate securities to portfolio managers. As such, build and maintain detailed models for assigned companies, to enhance existing coverage
Work closely with other analysts in region to ensure an investment framework/thesis is articulated and maintained for all Developed Asia-Pacific markets and property types
Provide clear and concise investment recommendations in a timely manner
Visit markets and meet with companies as often as needed to assess management and asset quality, as well as general real estate investment conditions
Coordinate efficiently with global investment team to ensure relevant information is disseminated rapidly
Assist with client service, sales and marketing efforts as needed, including document preparation and meeting participation
Substantial experience in real estate securities, the majority of which should be on the buy-side
Strong academic background with highly developed analytical and quantitative skills
Deep understanding of financial markets and securities valuation
Ability to deliver clear/concise investment recommendations under significant uncertainty
Adept at cutting through information flow to distinguish what is essential
Can manage significant and varied workload, and operate independently
Comfortable interacting with a broad audience of internal and external clients and colleagues; proven ability to build working relationships across a global organization

133

Global Investment Management Resume Examples & Samples

Conduct “top down” and “bottom up” real estate market fundamental research on the primary sectors (i.e., office, retail, industrial and multi-family) across the real estate markets in Asia Pacific
Providing support to the investment underwriting processes and preparation of investment memo
Providing support to acquisition, asset management, fund management, client marketing function and fund reporting
Work in conjunction with the global research team in target market analysis, portfolio construction and investment strategy formulation
Help to identify new opportunities for real estate investment and participate in the development of new investment strategies
Contribute to regional and global research publications
A tertiary qualification in finance, commerce, real estate or a related discipline
At least five years of research experience in real estate investments, experience in private equity real estate preferred
Good understanding of economic and capital market drivers to the performance of real estate market in the Asia Pacific region
Experience analyzing the fundamentals of commercial, retail, logistic and residential sectors of major markets in the Asia Pacific region. Exposures to Australia, Japan preferred
Knowledge in econometrics and forecasting using time series and causal approach
Strong proficiency in Microsoft Excel, Word, PowerPoint and statistical software like EViews
Advanced analytical skills, attention to detail and work independently
Confident and articulate communication with strong interpersonal skills
Highly organized with the ability to perform under pressure
Good judgment and discretion, as team members often work with highly confidential information

134

Global Investment Management Resume Examples & Samples

Fluent written and spoken in English and Korean
Bachelor Degree or equivalent education background
Good understanding of Korea specific financial regulations and jurisdictions
Proven track record in process improvement initiatives and delivery in a finance environment
Experience in delivering complex technology and data management solutions in financial services industry, experience on client experience / integration initiatives is an advantage
Knowledge in asset management business and technologies is an advantage
PMP, CISSP, CISM or CISA certifications are an advantage

135

Global Investment Management Resume Examples & Samples

Build and execute a business plan designed to develop our business both by winning new mandates and cross-selling to existing clients
Develop and augment relationships with Investment Committee members & relevant asset class leaders
Coordinate across the firm's client service and consultant relations teams to create a consistent approach to the market
Build relationships with investment teams to leverage their capabilities in order to win new mandates
Relay market demands and relevant trends to the firm's investment and product management teams in order to improve existing solutions
Lead the sale of investment strategies to Asia ex Japan institutional clients. Identify and initiate new client relationships
Develop deep relationships at all levels within the institutional client and prospect base and provide excellent on-going service
Develop constructive relationships with relevant J.P Morgan Asset Management product teams, based locally and globally
Manage the flow of deals and prospects to ensure each client is efficiently handled, including correspondence, RFPs, due diligence and documentation
Contribute to business strategy through a deep understanding of industry characteristics and the investment needs of clients
Work in a team environment to deliver long-term business objectives
CFA, CAIA or other similar post graduate qualifications would be advantageous
The successful candidate will have demonstrated experience and success of developing a similar business in J.P. Morgan or another comparable organization
The successful candidate should have a minimum of 10-15 years prior experience in similar client facing roles
Demonstrated expertise in investment strategies across various asset classes is strongly preferred

136

Global Investment Management Resume Examples & Samples

Degree in Business Administration, Marketing or a related degree is preferred
At least 8 years’ experience in all-rounded marketing
Strong marketing skills across strategies and channels
Good understanding of the investment or the mutual funds industry across markets
Ability to interact, influence and communicate effectively with all levels of the organization and across Lines of Businesses
High level of independence, energy and integrity; Responsible and accountable; Respect for diversity of opinions and styles; Flexible in approach
Ability to multi-task, work in a demanding, fast paced environment, and handle multiple, competing priorities and projects with quality output at one time
Ability to adapt quickly and shift priorities based on unexpected business demands
Non-industry profiles will be considered for sounded marketing knowledge and experience from leading brands and/or marketing organisations

137

Asset Management Global Investment Management Resume Examples & Samples

Must have prior extensive PA experience, preferably working in the banking/financial industry
Must be proficient in using the following Microsoft tools, Outlook, PowerPoint, Word and Excel
Tact and good judgement
Effective interpersonal skills, experience at managing internal and external clients at all levels
Ability to work in a busy and high pressure environment
Pro-active and flexible approach with the ability to be a team player
Flexibility around working outside contracted hours when required

138

Global Investment Management Business Manager Associate Resume Examples & Samples

Execute on the strategicand financial objectivesof the GIM GL business
Work closelywith the Sales, Portfolio Management and Client Service to assist in drivingthe Front Officeagenda
Provide supportfor new products from conception through to implementation
Provide an effective liaison between the Front Office and various support groups (e.g. Operations, Technology, Compliance, Risk, Finance, Audit, HR, Legal, Oversight & Control) to manageboth the day to day operations, andto define and help implement key initiatives for the business
Ensuring the APAC business maintains effective controls across Sales and Portfolio Management, including responsibility for Risk Control Self-Assessments, audit requests and error management
Review and analyze MIS aroundrevenues, headcount and expenses and input into investment/productivity initiatives
Perform analysisand data miningon adhoc issues
Oversight to ensure the business is run in an efficient and controlled manner, including tracking against budgets/plans and keyfinancial ratios, and effective management of direct and indirect costs
Prepare materialfor business reviews, governance meetings, and other presentations to communicate performance, strategyand objectives of thebusinesses to a broad audience
Partner withother Business Managersacross other regionsand products e.g.fixed income, to share best practice and drive consistency across GIM
Support BusinessContinuity and DisasterRecovery efforts for the business
Address adhocbusiness issues
4+ years work experience
Investment management expertise/experience is a strong preference but not an absolute requirement
Knowledge of some of the money markets, products and processes is essential
Ability to multi-task and adapt to changing priorities in a dynamicbusiness environment and continually reprioritize to focus on the key issues/topics
Excellent interpersonal skills with the abilityto successfully engage and influencea broad range ofindividuals acrossvarious businesses and key supportfunctions
Outstanding teamworkand interpersonal skills who can integrate effectively within a fast moving, driven team
Ability to learn new concepts, systems,processes and initiatives
Self-starter with the ability to think creatively and laterally
Proven recordof delivery of key business initiatives
Strong focus on the bottom lineof the business
Attention to detail with logical thought process
Ability to influence othersand successfully navigatea complex internalinfrastructure that involves numerous groups and individuals to get things done
Strong businessexperience and product/process knowledge, ideally in themoney market funds space
Mandarin language is a strong preference but not an absolute requirement

139

Global Investment Management Resume Examples & Samples

8 years or above of work experience within the investment management/ financial service/ auditing/compliance/ consulting industry with a strong exposure to KYC/ AML/ CDD/ EDD
Sound knowledge of business environment and regulatory knowledge in Taiwan
Exceptional communication, conflict management and negotiation skills; fluent in English

140

Global Investment Management Resume Examples & Samples

Perform compliance monitoring and cash operation
Prepare semi-annual and annual reports for pooled funds
Coordinate with various parties such as fund managers and custodians to ensure compliance in all operational areas as well as resolving complex issues
1 to 2 years working experience, ideally with some fund accounting, operation and/or auditing experiences
Recently graduated student who is keen for fund accounting career will be considered for contracted position
Highly proficient in Microsoft Office, excellent in MS Excel, Word, Power Point, Visio and/or MS Access
Good communication skills in both English and Chinese

141

Global Investment Management Resume Examples & Samples

Provide sales support to the China Retail Distribution Sales team through preparing sales reports, product and market reports and analysis
Assist the team to complete different business projects in accordance to the rapid growth of the China market
Assist in marketing events / sales training / seminars and coordinate with internal parties to preparing all related materials
Prepare and translate pitch book, presentations and reports (English to Simplified Chinese and vice versa)
Handle client enquiries & assist on account opening procedures, coordinate with internal parties to work towards a solution (Marketing, Legal & Compliance, Operations … etc)
University graduate in Business, Finance and / or related discipline with a minimum 2 years of relevant experience. Preferably with asset management background
Good understanding of financial terminology, Investment funds and preferably China fund distribution market
Willingness to travel to China; must be able to manage high volumes, work under pressure and within tight deadlines
Excellent communications in both Mandarin and English is essential, fluent in Cantonese is a plus
Maturity, honesty, proactive and positive attitude, team work spirit plus good social and communication skills
Willingness to working on weekends and travel when necessary I/POST

142

Global Investment Management Resume Examples & Samples

At least three years of working experience as system support or system development
Basic Experience on Shell of UNIX
Basic Experience on writing SQL (Sybase or Oracle)
Very good communication skills with Japanese (native level) and English (business advanced level)
Strong team player, results oriented with a flexible approach
Good inter-personal and communication skills, with excellent relationship building skills across multiple organizations and key touch points
Ability to multitask, quick learner, strong dedication for assignment, hardly give up
Positive and self motivated personality, aspiration
Experience of application development under Client-Server, Distributed Computing
Middleware technologies (MQ ? Required to have thorough, working experience, and Tomcat/Apache)
Experience with the Enterprise scheduling/workflow software. Experience with job scheduler (i.e. Autosys) is preferred
Good understanding of IT Risk & Control
Experience in Financial Services with a focus in Asset Management especially for Equity Business
Understanding of the Asset Management Business with a detailed knowledge of Front Office workflows and business processes
University graduate of Computer Science or equivalent with 3+ years of working experience
Strong research, analysis, investigation and evaluation skills
Self motivated to operate independently and make necessary decisions within the global team
Ability to prioritize effectively within a dynamic global environment
Ability to present technology concisely to the business locally and globally with a good understanding of the receiving audience
Comfortable operating in high pressure environments whilst managing incidents across a global business
Ability to deal with and navigate difficult situations through strong teamwork and a focus on resolution

143

Global Investment Management Resume Examples & Samples

Conduct pre-and-post trade monitoring and perform breach investigation
Coordinate fair valuation of securities
Coordinate Risk and Control Self-Assessment & New Business Initiative Approval
Coordinate Business Resiliency planning and execution
Coordinate Korea Business Control Committee meeting
Conduct counterparty and vendor management
Conduct various regulatory and internal reporting
Assist in front office projects
Assist internal audit and marketing material review
Carry out ad-hoc projects and tasks as directed by CEO/CAO

144

Global Investment Management Resume Examples & Samples

More than 3+ years business experience in Asset Management firm, performing middle office and trade support functions
Basic knowledge of accounting
Must be a team player, energetic and possess excellent analytical and problem-solving skills
Self motivated and positive character
Fluent in English & Japanese (both written and verbal)
MS Word, Excel, Power Point
Knowledge for trade support for Toshin & Pension Accounts
Ability to multi-task with flexible work style
Basic knowledge of Fund Accounting/ Booking for pension clients
T-Star, X-Net system knowledge or experience
Contract for Pension client (Documentation)
MS ACCESS, VBA, MS Excel Macro

145

Global Investment Management Resume Examples & Samples

Client Service experience
Experience with using Bloomberg
Experience with using Investment Management systems and applications
Ability to perform under pressure and meet deadlines that may arise with little notice
Strong Microsoft Office (especially Excel & Power Point) and Outlook capabilities

146

Global Investment Management Resume Examples & Samples

Provide trade implementation assistance to the Fund Managers (located in the Asian offices) on a day to day basis
Monitor portfolios for compliance with guidelines and restrictions
Conduct pre-trade compliance checks and then input trades onto the dealing system (OSIRIS)
Monitor cash flows and cash levels in accounts
Liaise with dealers and operational departments to keep on top of issues affecting portfolios and to solve problems rapidly (i.e. corporate actions / proxy voting / settlements / Cash Management)
Produce adhoc/daily/weekly/monthly reports for the Team and Marketing departments
Provide input/suggestions for projects to help improve the efficiency of the operations of the desk
Build good relationships with many departments to facilitate resolution of problems/queries in an efficient manner
Operational set-up of new accounts/funds
Set-up of new securities/IPOs/Placings in OSIRIS for trading
Monthly testing of fund compliance with guidelines (including using Beacon to sign off RAVs)
Management of the resolution of systems issues
Ad hoc projects to streamline and improve the accuracy and efficiency of the implementation process
Maintaining desk implementation procedures and remaining up-to-date with/advancing best practice
Providing support to the PMs when any Asian markets are open. This means working on HK public holidays will be required
High level of numeracy and attention to detail
Very risk aware with a control oriented mindset
Assertive with strong communication skills
Flexible attitude in supporting people based in different time zones
Is highly focused and can maintain a consistently high level of concentration and attention to detail
Able to work accurately under pressure, within tight deadlines and able to effectively and efficiently prioritise work flow
Knowledge of the Back-Office functions and the life-cycle of an equity trade would be an advantage
Knowledge of client guidelines and various regulatory regimes an advantage
Operating knowledge of Emerging and Asian equity markets desirable
Good MS Office skills (Preferably to Advanced Excel level. VBA understanding is an advantage)
Spoken Mandarin and ability to read/write Simplified Chinese would be an advantage
Has a questioning nature, challenges anomalous figures or procedures
Is willing to accept high responsibility
Is driven to achieve excellence

147

Asset Management Global Investment Management Equity Middle Office Resume Examples & Samples

Driving process improvement projects for the Front Office
Acting as a central point of contact for interactions with Core Operations and Client Services
Where appropriate provide support for complex client relationships
Monitoring and maintaining the data integrity of Front Office systems
Partnering with the Front Office, Core Operations, Client Services and Technology teams to resolve issues
A proficient understanding of either AM Operations or Technology
Excellent analytical, problem solving, time management, interpersonal and communication skills

148

Global Investment Management Resume Examples & Samples

Produce and maintain marketing collateral, ranging from brochures to emails to web content, ensuring that it is compliant, accurate, aligns to Brand and fits with the overall marketing and business objectives
Assist in executing both internal and external marketing communications programmes, including events, across all institutional business
Direct support for insurance channel marketing programmes for APAC
Collaboration and support for wider APAC regional marketing and global institutional initiatives
At least 3 years’ experience in all-rounded marketing; Experience in asset management / financial services or other regulated industry is essential
Digital marketing experience/knowledge will be an advantage
Can demonstrate a broad business awareness and good strategic awareness
Ability to manage multiple relationships, interact, influence and communicate effectively with all levels of the organization, across Lines of Businesses and with external partners
Numerate and possess good analysis skills with the ability to interrogate data
High level of written and spoken English and Chinese/Mandarin

149

Global Investment Management Resume Examples & Samples

Create strong sense of style aligned with brand guidelines through excellent skills in typography, photography, and video
Create and rollout integrated multimedia campaigns in partnership with copywriting resources and key stakeholders
Conceptualise and design high quality print, digital and video work, that aligns with business and marketing objectives
Create new and original designs from scratch based on corporate and project specification, needs and brand image
Produce creative designs adapted from core visuals for multiple media platforms
Collaborate with teams to translate complicated information and data into clear, effective charts, graphs and compelling visuals and stories
Maintain corporate brand standards and consistency of message and design across materials and media
Ability to work from a styleguide but also push the boundaries to keep designs fresh and interesting
Create visually compelling and high impact presentations for strategic initiatives and important presentations
Supervise and coordinate amongst team to ensure quality and timely delivery of design work
Create and maintain files for all creative assets and resources, such as software, art materials, special fonts etc. for record keeping and reference
Evaluate, manage production resources for productivity
Perform ad hoc projects and assignments as required
Degree holder in related filed from a recognized institution
Minimum 5 years of experience in professional design setting
Proficiency in design applications including Adobe Create Suite, In-Design, Dreamweaver and basic coding skills
Ability to produce creative designs across multiple media platforms including animations and infographics
Good knowledge of corporate branding, digital media and colour theory
A passion for design and data and a solid understanding of digital tools, trends and infrastructure
Team player with initiative, good communication and problem solving skills
High level of communication skills with the ability to receive and interpret complex creative briefs, present ideas creatively and effectively
Good time management with ability to multi-task, work in a demanding, fast paced environment and handle multiple, competing priorities and projects with quality output at one time
Ability to adapt quickly and shift priorities based on unexpected business demand
High level of independence, energy and integrity; respect for diversify of opinions and styles; Enjoy to work as part of a team and open to take directions from multiple stakehoders
Ideally can speak in English and Mandarin
Experience gained from leading financial news platform, design agency / advertising agency will be an advantage

150

Asset Management Business Manager Global Investment Management VP Resume Examples & Samples

Clear focus on managing clientassets and delivering strong risk-adjusted returns
Nearly 1,300 investment professionals providing more than 350 different strategies spanningthe full spectrum of asset classes, including equity, fixed income, cash liquidity , currency , real estate, hedge funds and private equity
Leadership positions in America, U.K.,Continental Europe, Asia, and Japan
Execute on the strategicand financial objectivesof the GIM GL business
Work closelywith the Sales, Portfolio Management, CPMs and Client Service to assist in drivingthe Front Officeagenda
Provide supportfor new products from conception through to implementation
Provide an effective liaison between the Front Office and various support groups (e.g. Operations, Technology, Compliance, Risk, Finance, Audit, HR, Legal, Oversight & Control) to manageboth the day to day operations, andto define and help implement key initiatives for the business
Ensuring the Americas business maintains effective controls across Sales and Portfolio Management, including responsibility for Risk Control Self-Assessments, audit requests and error management
Review and analyze MIS aroundrevenues, headcount and expenses and input into investment/productivity initiatives
Perform analysisand data miningon adhoc issues
Oversight to ensure the business is run in an efficient and controlled manner, including tracking against budgets/plans and keyfinancial ratios, and effective management of direct and indirect costs
Prepare materialfor business reviews, governance meetings, and other presentations to communicate performance, strategyand objectives of thebusinesses to a broad audience
Partner withother Business Managersacross other regionsand products e.g.fixed income, to share best practice and drive consistency across GIM
Support BusinessContinuity and DisasterRecovery efforts for the business
Address adhocbusiness issues
Investment management expertise/experience is a strong preference but not an absolute requirement
Knowledge of some of the money markets, products and processes is essential
Ability to multi-task and adapt to changing priorities in a dynamicbusiness environment and continually reprioritize to focus on the key issues/topics
Excellent interpersonal skills with the abilityto successfully engage and influencea broad range ofindividuals acrossvarious businesses and key supportfunctions
Outstanding teamworkand interpersonal skills who can integrate effectively within a fast moving, driven team
Ability to learn new concepts, systems,processes and initiatives
Self-starter with the ability to think creatively and laterally
Proven recordof delivery of key business initiatives
Strong focus on the bottom lineof the business
Attention to detail with logical thought process
Ability to influence othersand successfully navigatea complex internalinfrastructure that involves numerous groups and individuals to get things done
Strong businessexperience and product/process knowledge, ideally in themoney market funds space
Mandarin language is a strong preference but not an absolute requirement

151

Global Investment Management Resume Examples & Samples

Strong Core Java
Experience IoC frameworks such as Spring or GUICE
Experience in using a unit testing framework such as Junit and associated mocking technologies for example Mockito
Experience in using Build technologies such as Maven and Continuous Integration technologies such as Jenkins or Team City
Experience in Low Latency Trading/Order Management systems
Experience in using FIX for order management and fix engines such as Appia or Camron

152

Global Investment Management Resume Examples & Samples

Represent team function to speak up in local and regional meetings and assess client and business impact
Must be client centric and very detail-oriented
Excellent problem solving, oral, and written communication skills in both English and Mandarin
Escalate timely as & when required
Excellent interpersonal skills with client service mindset and able to maintain good client and internal relationships
Have positive outlook and a desire to stretch themselves & team to achieve both personal and functional success
Constantly look for opportunities to improve process efficiency and increase productivity
In-depth knowledge of regulations and policies surrounded client onboarding and due diligence
Strong working knowledge of Microsoft Office (Excel, PowerPoint, Word, Outlook)
Possess high sense of urgency and accuracy
Good level of emotional quotient to be capable in handling difficult customer situation

153

Global Investment Management Resume Examples & Samples

Responsible for business development and incremental sales for Taiwan institutional clients, especially in the insurance sector
Develop, apply, and provide advice on investment strategies, products, and services, especially in alternative areas such as private equity and hedge funds
Responsible for actively managing certain names and accounts, as well as senior client relationships
Mandarin native speaker with fluent English in both spoken and written
8+ years work experience in financial industry
Prior experience at AVP/VP level or equivalent as a Sales or Relationship Manager covering Taiwan institutions is preferable
Solid knowledge of investment products, market, and industry
Excellent product knowledge of alternative investments (hedge fund/private equity/property/infrastructure)
University degree is essential; CFA or CAIA chartered holder is strongly preferred
Willingness to travel frequently and face clients in Taiwan
Good at communication, cold calling, networking, and excellent team player
Holder of at least one of local regulatory licenses: Senior Security Sales or SITCA Sales license

154

Global Investment Management Legal Entity Controller Associate Resume Examples & Samples

Monthly review of all UK legal entity results to ensure all drivers of the income statement and balance sheet are understood and appropriately factored into Board level reporting
Work closely with Planning & Analysis team to understand forecasting methodology including revenue, expenses and incentive compensation in order to produce legal entity level forecasts
Create thought-provoking analysis around the financial results e.g. impact of FX, impact of interconnectedness of UK entities etc
Present quarterly results, forecasts and ad-hoc analysis to the Board of Directors
Own various projects across all UK legal entities and ensuring progress is made in line with expectations (e.g. creation of cash flow model, transfer pricing control, ad-hoc FCA surveys, training agenda etc)
Manage and mentor team graduate including training, exposure to various Legal Entity Control teams and performance
Qualified accountant
Good understanding of the workings of a complex ledger
Ability to move initiatives forward with minimal supervision whilst managing stakeholder expectations

155

Global Investment Management Assistant Legal Entity Controller Analyst Resume Examples & Samples

Work with appropriate financial and operational groups to provide value added financial analysis (e.g. revenues, expenses, balance sheet etc.) to management, including the Board of Directors where appropriate
Part qualified, AAT qualified or accounting graduate
Newly qualified wishing to build Legal Entity experience
Strong PC skills (Excel and Word)
Understanding of general ledger control and performance of financial reconciliations required
Understanding of statutory accounts prep and audit file preparation required

156

Global Investment Management Technology Audit Manager Resume Examples & Samples

Participate in audit engagements covering the Asset Management businesses including risk assessments, audit planning, audit testing, control evaluation, report drafting and follow-up and verification of issue closure
Liaise with global and regional Audit management
MBA /MS degree and/or other professional certifications, such as CISA, CISSP, CPA, CFA, or PMP are a plus

157

Global Investment Management Legal Entity Control Supervisor Associate Resume Examples & Samples

Work with appropriate financial and operational groups to provide value added financial analysis (e.g. revenues, expenses, balance sheet, FX etc.) to management, including the Board of Directors where appropriate
Provide input into the monthly forecast process by providing accurate flash results prior to the month end
Calculate and record financial information within the SAP General Ledger in relation to key revenues, expenses and balance sheet accounts; Maintaining a strong control environment around the SAP GL and monthly close process
Monitoring and oversight of monthly balance sheet and capital hedging process
Dealing with 3rd party transfer agent business and working with JPMAM Operations teams in the monitoring and oversight of the transfer agent
Production of statutory accounts together with appropriate working papers to a high degree of accuracy and timeliness
Dealing with external auditors and JPMAM colleagues from a range of functions (internal audit, tax, compliance etc) on a regular basis
Produce consolidation packs for legal entities to facilitate the statutory consolidation process
Manage and mentor team including training and performance review
Liaise with the regulatory team on regulatory returns in preparation for senior management review prior to submission to the FCA
Balance sheet reconciliation - responsibility for ensuring all accounts are fully reconciled and reported both to the IM Control Group and to EMEA Control

158

Global Investment Management Resume Examples & Samples

Perform General Ledger reconciliation and substantiation
Perform daily accounts and bank reconciliation and monitoring
Review and follow up on operation exception reports
Review fee agreements, prepare fee computations and arrange payments
Arrange expense recoveries from mutual funds
Compute and arrange financing
Review new and existing product documentations / financial reports
Prepare MIS data and compile reports to sales/management/regulators, all at a high level of accuracy, efficiency and completeness
Handle ad-hoc business requests, projects, testing and new product features implementation
Communicate with overseas offices on routine as well as projects
A University Graduate preferably with a major in Accounting and Finance
Preferably with audit experience
At least 2 to 5 years financial industry experience
Good communication skills in written and spoken English
High proficiency in Microsoft Windows PC software
Team player who has strong integrity, self-discipline, dedicated, responsible and is able to work under pressure and to meet strict deadline
Patience and details oriented
Willing to accept challenges, self-motivated and with initiations
Able to multi task in a fast paced environment

159

Global Investment Management Resume Examples & Samples

. Represent AM Technology in Korea and responsible for all technology agenda
· Strong end to end ownership for Korea location, responsible for IT governance, risk and controls management, able to articulate issue and drive solution delivery as part of the global technology operating model
· Partner with Application Support and Global Technology to manage technology incident and problem management for all global and location specific applications
· Manage and oversight all technology change requests from location governance and compliance perspective
· Manage technology resiliency plan, conduct annual review and coordinate plan validation mandate for all internal and external applications
· Act as the location owner to enforce the application access control to meet the corporate and regulatory mandates
· Manage all the data exchange interfaces between internal applications and outsourcing business partners
· Managing the data center with the support from various Global Technology support teams to meet the corporate standard
· Conduct regular functional and technological related training and knowledge management to the business users
· Manage all projects with impact to GIM Korea and provide support guidance to the project team to fulfil Korea specific requirements
· Manage vendor management process of identifying & evaluating suppliers, establishing contracts, their categorization, management and termination
· Support TPO process, Sourcing and legal fellow teams to ensures contracts and agreements align with business needs with a proper service level expectation
· Assist CAO office to oversight business continuity plans, maintain control self-assessment process, provides audit support, support remediation projects and adherence to regulatory requirements, training and certification of technology risk related activities
· Maintain efficient work relationships with the various teams locally, regionally and globally

160

Asset Management Risk Global Investment Management Resume Examples & Samples

Possess in-depth knowledge of VaR models and stress testing techniques
Experience with RiskMetrics is required
Quantitative degree required (Masters or PhD preferred) in Math, Engineering, Physics or equivalent

161

Global Investment Management Resume Examples & Samples

To drive sound solutions for our business with good consideration of scalability, robustness and performance
To interact with IT colleagues and users regionally / globally as per required in the given assignments
To safeguard data privacy and compliance of local regulations
Hands-on experience on Private/Public Cloud (e.g. Cloud Foundry / AWS), Microservice, DevOps, Next Generation Development is a definite advantage
Familiar with Agile development and Continuous Integration and Delivery using tools Git, JIRA, Sonar and Jenkins is a definite plus
Experience in Design Patterns, Spring Framework, JPA/Hibernate, BDD/TDD, Maven, Oracle
Hands-on experience on Spring Boot, Spring Cloud, Netflix OSS is a definite advantage
Training will be provided leading to the individual becoming seasoned Cloud developer

Download Global Investment Management Resume Sample as Image file

Related Job Titles

Investment Management Resume Sample

Global Investment Research Resume Sample

Investment Banking Division Resume Sample

Investment Management Division Resume Sample

Investment Management Finance Resume Sample

Investment Assistant Resume Sample

Investment Specialist Resume Sample

Manager, Global Strategy Resume Sample

Strategy Management Resume Sample

Strategic Management Resume Sample

Strategy Analyst, Global Strategy Resume Sample

Investment Management Compliance Resume Sample

Browse More

Global Investment Management Resume Samples

The Guide To Resume Tailoring

Craft your perfect resume by picking job responsibilities written by professional recruiters

Pick from the thousands of curated job responsibilities used by the leading companies

Tailor your resume & cover letter with wording that best fits for each job you apply

Resume Builder

Resume Builder

8 Global Investment Management resume templates

Read our complete resume writing guides

How to Tailor Your Resume

How to Make a Resume

How to Mention Achievements

Work Experience in Resume

50+ Skills to Put on a Resume

How and Why Put Hobbies

Top 22 Fonts for Your Resume

50 Best Resume Tips

200+ Action Words to Use

Internship Resume

Killer Resume Summary

Write a Resume Objective

What to Put on a Resume

How Long Should a Resume Be

The Best Resume Format

How to List Education

CV vs. Resume: The Difference

Include Contact Information

Resume Format PDF vs Word

How to Write a Student Resume

Global Investment Management Expense & Headcount Finance Associate Resume Examples & Samples

Global Investment Management Technology Finance Resume Examples & Samples

Global Investment Management Resume Examples & Samples

Global Investment Management & Private Bank Oversight & Controls Resume Examples & Samples

Global Investment Management Oversight & Controls Resume Examples & Samples

Global Investment Management Oversight & Controls Control Specialist Resume Examples & Samples

Auditor Global Investment Management Americas Resume Examples & Samples

Am-global Investment Management Marketing Resume Examples & Samples

Global Investment Management Finance VP Resume Examples & Samples

Senior Gfcc Global Investment Management Lead Resume Examples & Samples

Am-global Investment Management Solutions Resume Examples & Samples

Am-global Investment Management Solutions Resume Examples & Samples

Audit Global Investment Management Technology Audit VP Resume Examples & Samples

Global Investment Management Solutions Business Resume Examples & Samples

Am-global Investment Management Solutions Resume Examples & Samples

Asset Management Global Investment Management Resume Examples & Samples

Global Investment Management Resume Examples & Samples

Audit Manager Team Lead-global Investment Management of Americas Resume Examples & Samples

Global Investment Management Oversight & Control Americas Control Officer VP Resume Examples & Samples

Am-global Investment Management Solutions Resume Examples & Samples

Global Investment Management Bank Loans Specialist Resume Examples & Samples

Asset Management Oversight & Control Global Investment Management Kyc & Quality Assurance Team Associate Based Resume Examples & Samples

Global Investment Management Oversight & Controls Resume Examples & Samples

Global Investment Management Pricing Analyst Resume Examples & Samples

Global Investment Management Bank Loan Specialist Resume Examples & Samples

Global Investment Management Resume Examples & Samples

Global Investment Management Asia AML & Client Due Diligence Manager Resume Examples & Samples

Head of Global Investment Management Compliance Testing & Monitoring Resume Examples & Samples

Global Investment Management Resume Examples & Samples

Global Investment Management Resume Examples & Samples

Global Investment Management Asia Pacific Institutional Client Services Team Resume Examples & Samples

Global Investment Management Resume Examples & Samples

Global Investment Management Head of AML & Client Due Diligence Resume Examples & Samples

Global Investment Management Resume Examples & Samples

Asset Management Global Investment Management Funds & Institutional Business Finance Manager VP Resume Examples & Samples

Strategic Program Management Lead-global Investment Management Resume Examples & Samples

Am-global Investment Management Resume Examples & Samples

Global Investment Management Financial Planning & Analysis Resume Examples & Samples

Global Investment Management Product Strategy Resume Examples & Samples

Global Investment Management Asia AML & Client Due Diligence Team Resume Examples & Samples

Global Investment Management Resume Examples & Samples

Global Investment Management Resume Examples & Samples

Global Investment Management Resume Examples & Samples

Global Investment Management Resume Examples & Samples

Global Investment Management Resume Examples & Samples

Global Investment Management Resume Examples & Samples

Global Investment Management Resume Examples & Samples

Global Investment Management Resume Examples & Samples

Global Investment Management Resume Examples & Samples

Global Investment Management Resume Examples & Samples

Global Investment Management Resume Examples & Samples

How to Make
a Resume

50 Best
Resume Tips

200+ Action
Words to Use

Internship
Resume