Investment Management Resume Samples

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O Koelpin

Orrin

Koelpin

459 Jacques Streets

Boston

+1 (555) 235 4258

459 Jacques Streets

Boston

Phone

p +1 (555) 235 4258

Experience Experience

Houston, TX

Investment Management

Houston, TX

Gerlach, Roberts and King

Houston, TX

Investment Management

Develop and carry out Controls Awareness training for all levels of the funds product development and platform management team
Develop, coordinate and execute projects across Global Investment Management
Coordinate and lead product optimization analysis and effort; develop schematic, identify resources and establish working groups
Establish and oversee taxonomy standards and workflow practices
Be a part of J.P. Morgan Asset Management’s global network and potentially represent the Singapore Funds business for future initiatives and projects
Assist in new product development process
Partner with business and technical stakeholders globally on development and ongoing implementation of taxonomy frameworks

Phoenix, AZ

Morgan Stanley Investment Management

Phoenix, AZ

Leuschke, Raynor and Marvin

Phoenix, AZ

Morgan Stanley Investment Management

Cost management: Oversee cost management to align with the Firm’s culture on risk and control and to improve efficiency and deliver savings for the Firm
Develop strong working relationships with internal groups and subject matter experts that assist in all the above processes
Develop strong ties to the portfolio management and risk teams headquartered in New York, London, Tokyo, Singapore, Mumbai and New York
Assist in compiling routine and complete business reporting for sales, investment teams, and senior management
Develop fund marketing materials and assist in fundraising efforts
Strategic Analysis: Develop strategic, financial and operational presentations for divisional and Firm senior management
Actively promote risk management products and analysis as an enhancement to portfolio management

present

Boston, MA

Investment Management Associate

Boston, MA

Renner-Beier

present

Boston, MA

Investment Management Associate

present

Manage day-to-day operational duties (manage and track sales lead flow, manage and maintain CRM database, report weekly activities and accomplishments, etc.)
This Investment Management Associate will support an Investment Management Consultant covering a specified region. As a member of the team, the IMA will
Participation in periodic in-person and telephone updating of clients on portfolio changes/performance, as well as in-depth strategy and manager discussions
Work with partner firm to execute a quarterly national sales and training plan
Provide support during the due diligence and closing processes
Maintain internal product and portfolio management databases
Exceed client contact expectations and commitment to professional development

Education Education

Bachelor’s Degree in Business

Oregon State University

Bachelor’s Degree in Business

Skills Skills

Strong communication skills with and ability to coordinate projects and deliverables across multiple regions
Strong ability to address risk and be comfortable with risk taking
Strong knowledge of Bloomberg, Excel, PowerPoint, proficient in data mining and up keep
Strong interpersonal skills and ability to work effectively in a team environment
Strong relationship management skills and ability to facilitate discussions with senior management participants
Driven, highly motivated and results focused, with strong organizational and project management skills
Highly ethical individual with strong moral compass
Time management skill, attention to detail, and ability to perform under pressure
Strong project management skills and ability to multi-task to prioritize appropriately
Excellent project management and multi-tasking skills, including ability to work on multiple projects simultaneously, and bring them to resolution

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15 Investment Management resume templates

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Investment Management Associate Resume Examples & Samples

Assist in the preparation of materials utilized in asset-level business / strategic planning, leasing / marketing initiatives, budgeting, hold / sell analyses, property valuations, and financing / refinancing efforts
Support team during the disposition process
Assist the team in underwriting potential real estate acquisitions by: 1) producing detailed pro forma cash flow and investment return models using ARGUS and Microsoft Excel; 2) researching markets and submarkets; 3) analyzing both macro and micro trends as it relates to specific asset classes; and 4) generating associated quantitative and qualitative analyses
Provide support during the due diligence and closing processes
Help prepare investment memoranda and supporting materials for investment committee review
Maintain internal database applications for tracking acquisitions, dispositions and on-going property operations
Travel may be required, as needed
Participate in special projects, as needed
Track record of high academic achievement. Bachelor’s degree in finance, accounting, economics, real estate finance, or related disciplines preferred
Previous experience in real estate principal investing, development or investment banking is a plus, but not required
Must be proficient and have demonstrated experience working in all Microsoft Office applications, particularly Microsoft Excel
Knowledge of ARGUS is preferred
Must be able to effectively prioritize multiple tasks and have the willingness to take on additional responsibility

Investment Management Associate Resume Examples & Samples

Work with partner firm to execute a quarterly national sales and training plan
Partner with internal PM teams to deliver weekly connectivity and quarterly training
Manage key product offering roadshow schedule and represent BlackRock products at partner firm events
Work with BlackRock speakers bureau to deliver branch and end client presentations nationwide
Deliver product presentations to current and prospective clients via telephone, office visits, sales seminars, road shows, and conferences. Facilitate retail seminars in tandem with the Financial Advisors
Play an instrumental role in executing coordinated territory coverage with field sales personnel. This will be accomplished through regularly communicating with field sales personnel to discuss territory-related matters involving product emphasis and positioning, special marketing efforts, industry news and special issues that affect product sales
Maintain and develop knowledge of products and marketing sales strategies from appropriate journals and attending conferences and seminars
Prepare sales presentations for use in meetings with partner firm

Retirement Investment Management Consultant Resume Examples & Samples

Demonstrated understanding of equity and bond markets
Communicate effectively verbally and in writing
Excellent sales and platform skills to provide value added services to clients

Investment Management Asset Management VP Resume Examples & Samples

Apply a competitive, pro-active management strategy to achieve specific income, expense, unit sales and rate-of-return targets for each asset in assigned portfolio
Engage and direct third-party vendors, including contractors, consultants, property managers and brokerage firms in consultation with Regional Directors and Architecture & Engineering staff. Develop and execute leasing, unit sales, capital and value-added investment strategies with both third party teams and operating partners
Assess and document cost benefit of, and secure proper approvals for all leasing, unit sales and capital investments and ensure that all property-level decisions reinforce overall portfolio and client investment objectives
Advise senior management on performance, budget variances and significant changes in market and property conditions
Advise and assist on new asset acquisitions and in establishing property performance objectives, terms/conditions of the deal structure, and future exit strategies
Support Investment Management team in disposing assets identified for sale. Asset Manager may also run the disposition process for their assets
Prepare and present quarterly performance reports
Facilitate sharing of essential property/market information with Valuation Department and review and approve internal and external appraisals for accuracy as prepared by the investment management analysts
Manage and mentor analysts and associate staff. Network and build relationships with other real estate professionals to enhance personal skills and increase industry awareness of BlackRock’s investment capabilities
Prepare comprehensive annual property business plans, operating and capital budgets, and systematic sell/hold strategies, quarterly internal valuations and quarterly property reports for each assigned asset; present plans and reports for Regional Head and Portfolio Management approval
Demonstrate professional confidence, interpersonal, communication (written and verbal), listening and negotiating skills
Ability to conduct financial cost/benefit and budget analyses
General familiarity with core property types and national real estate markets
Demonstrated ability to assume graduated responsibility and make well reasoned, but decisive decisions, including negotiating construction contracts, management and leasing agreements and leases
Proficiency with spreadsheet, word processing and valuation software
MBA or MS degree preferred

Investment Management Consultant Direct Distribution Channel Resume Examples & Samples

Strengthen and expand client relationship by delivering sales presentations, seminars, and consulting meetings with professional financial advisors, leverage partners, call centers and appropriate centers of influence
Identify implementation opportunities and marketing/collateral needs, that will help drive adoption and usage of Blackrock products
Manage budget to maximize time and resources
NASD Series 7 and 66 (or 63 & 65) required
CIMA or CFA certification preferred
5 years direct outside intermediary sales and territory management experience with a mutual fund, separate account, or hedge fund distributor
Reside in the territory

Investment Management Consultant South Florida Territory Resume Examples & Samples

Call on a prioritized subset of professional financial advisors in National, Regional, and Independent advisory firms, in order to support and grow their business through the use of Blackrock iShares in a defined region
Deliver sales presentations, seminars, and consulting meetings with professional financial advisors, home office personnel, and appropriate centers of influence for National, Regional, and Independent advisory firms
Identify implementation opportunities and marketing/collateral needs, that will help drive adoption and usage of Blackrock iShares
Report weekly activities, accomplishments, and opportunities
Be a contributing member of a team that thrives on partnership, innovation, and execution
Work closely with National Accounts Team to communicate client voice from the field
Coordinate and manage all conference activity and speaking engagements within the region
Identify and coordinate the analytic support of Blackrock iShares implementation opportunities
Work closely with partners in Blackrock Active to identify and grow Blackrock market share
7 years direct outside intermediary sales and territory management experience with a mutual fund, separate account, or hedge fund distributor
Ability to travel extensively on a consistent basis
High energy, motivated and coachable individual, commitment to excellence

Investment Management Resume Examples & Samples

Fund Operations - execute risk focused oversight model that addresses all aspects of Fund Operations including: daily/monthly net asset values, distributions, expenses, implementation of accounting policies, issue identification, management and resolution
New products/change to existing products - evaluating all aspects of proposals (e.g., prospectus language, trading/operational model, distributions, expense structure, etc.) to identify solutions to launch/modify the product. Overall responsibility for implementing the appropriate risk-focused oversight controls
Financial reporting and disclosure controls - review and sign off of Funds' financial statements and regulatory filings; coordination of all audit efforts with service providers and external auditors; and, executing disclosure control procedures in support of Audit Committee clearance meetings, principal financial/executive officer certifications, etc
Fund Regulatory filings, requests and inquiries - review and provide input to all Fund-related regulatory filings (e.g., N-1A), participate in efforts to respond to regulatory requests and inquiries related to the Funds
Fund related initiatives - leading/participating in various Fund related initiatives
Governance/Board Reporting - development of materials to summarize oversight results to Funds' governing bodies
Management Reporting - development of materials to escalate key issues and status of initiatives
5+ years experience in the investment management industry, Big 4 Public Accounting firm and/or relevant industry experience is preferred
Technical and business knowledge of various Fund structures (e.g., mutual funds, collective investment funds and hedge funds) and activities from an investment, operational, regulatory, accounting and financial reporting perspective
Knowledge and experience across various asset classes (e.g., fixed income, alternatives and equities) and complex instrument types (e.g., derivatives and structured products)
Knowledge of International Financial Reporting Standards (“IFRS”) and U.S. GAAP
Ability to thrive in a fast paced environment and effectively multi-task
Strong analytical skills with ability to evaluate issues, propose and implement solutions, with consideration for all downstream implications
Highly developed interpersonal skills and the ability to work effectively as part of a cross functional team
Demonstrated thought leadership and the ability to influence and achieve results
Excellent written, verbal and presentation skills; ability to communicate in a clear and concise manner in any format
Proactive attitude, commitment to continuous learning, willing to challenge the status quo to improve processes
Flexibility, strong organizational and time management skills

Investment Management Resume Examples & Samples

Supportingin the coordination & scheduling of meetings, travel & expenses
Answering calls & prioritizing & directing enquiries
Assist in the administration, coordination and documentation of various meetings
Assist with follow up actions and questions from meetings
Excellent written and verbal communication skills, with ability to communicate clearly and effectively at all levels
Self motivated, effective under pressure and ability to successfully prioritize tasks
Strong organizational skills, including good judgment and decision making abilities
Ability to manage multiple deliverables simultaneously and succeed in a fast paced environment
Should be able to interpret requests, connect different sources of information together and be able to deliver results beyond the basic tasks
Relevant experience, ideally working in a Technology or financial services industry
Proficiency in Microsoft products (Word, Excel & PowerPoint)

Investment Management Resume Examples & Samples

Support senior clientportfolio managers with monthly/quarterly production of pitchbooks/marketingcollateral/RFPs
Use various thirdparty databases and other market resources to 1) obtain relevant data. 2)analyze specific market dynamics 3) summarize findings to use in white papersand other intellectual capital
Be a resource for teamto prepare for due diligence meetings, formal presentations and meetings on thefixed income markets
Research and ownlong-term projects designed to further grow the retail fixed income business
Gain a solidfoundation of JPMorgan fixed income products and clients
Take ownershipof reporting and production of marketing materials
Offer support to teamin developing analysis on products and creating materials to support the strengthof JPMorgan's Fixed Income suite
Be available resourcefor due diligence meetings, formal presentations, training and meetings onfixed income markets
0-1 year of full-time work experience
BA/BS undergraduate degree with strong financial background. A minimum overall GPA of 3.2 is required. Resumes submitted without a GPA will not be considered,
Consistent, reliable, accurate and excellent attention to detail, with the ability to multi-task
Strong knowledge of Bloomberg, Excel, PowerPoint, proficient in data mining and up keep
Responsiveness to client demands and ability to coordinate with multiple constituencies
Adaptability, innovative, results oriented, self starting, excellent teamwork skills
Synthesize large amounts of data into relevant market summaries/soundbytes
Knowledge of the fixed income markets a plus, but not required

Investment Management Analyst Resume Examples & Samples

Strong academic background. Master’s degree in computer science, mathematics, engineering, finance, economics or other quantitative or technical fields is preferred but not required
Experience in empirical analysis using large data sets and databases
Strong programming experience in C/C++/Java or equivalent programming languages
Programming experience in statistical packages, such as STATA/R/Matlab is a plus
Experience with machine learning, unstructured data, textual analysis or natural language processing is a plus
0-3 years of experience in related fields

Investment Management Performance Analyst Resume Examples & Samples

Monitoring the accuracy of returns produced by JPM’s performance measurement applications
Interpretation of returns using Wilshire Atlas, Factset and JPM’s internal performance attribution systems
Direct experience with equity and multi-asset performance attribution
Substantial understanding of all equity and fixed income securities
Strong analytical/quantitative skills
Ability to communicate effectivelywith clients, third party consultants, custodians and across all employee experience levels throughout IM
Demonstrate attention to detail and a sense of urgency
Experience with futures and alternative investments
Up to 5 years experience as a performance analyst, with similar responsibilities
Undergraduate degree from a high quality institution

Investment Management Resume Examples & Samples

Develop meeting briefs and track follow up from client meetings
Oversee the preparation of client presentations
Take responsibility for IBD/EMBD event calendar and GSRG Weekly update
Manage Sales Page notes from the relationship managers
Prepare specifically tailored agendas for in person client meetings
Assist in coordinating regional meetings, conferences and event logistics
Certain administrative duties will also be a component of the position
Substantial project management experience
Passion for sales
Comfort and desire to foster relationships with internal and external clients
Able to multi-task

Investment Management Resume Examples & Samples

Build and deepen strong business partnerships with assigned institutions (mainly sovereign wealth funds, pension funds, insurance companies and FoF) to capture a greater share of asset management wallet
Proactively identify new client opportunities in the region
Proactively communicate with all levels of employees at these institutions from working level asset class specialists to CIO
Navigate the client decisions making process from need identification to deal closure
Maintain a strong understanding of capital markets and investment product capabilities
Effectively leverage different internal parties developing strategic internal relationships with teams within JP Morgan Asset Management as well as with other JP Morgan business units

Investment Management Resume Examples & Samples

Grow relationships and business across existing distributors by actively engaging key decision makers (across advisory and discretionary) and advisors and providing the highest quality of support for J.P. Morgan Asset Management’s funds
Build J.P. Morgan Asset Management’s distribution platform in South East Asia (with an emphasis on Singapore) through the sale/marketing of existing funds and the addition of new funds to distributor platforms
Expand the Singapore Funds business through increasing market share, building client assets-under-management and achieving overall business objectives
Liaise with J.P. Morgan Asset Management’s overseas offices on a regular basis and potentially represent the Singapore team for future initiatives and/or projects
University graduate with minimum 8 years of financial product sales-related experience; prior industry experience in an investment management firm in Singapore preferred
Independent, self motivated with strong sense of urgency
Quick learner with good problem-solving and analytical skills
Confident with excellent communication and presentation skills
Fluency in English; other languages a plus
PC Skills - MS Office and Bloomberg; Morningstar a plus
Professional qualifications such as CFA charter holder and/or CAIA designation a plus

Investment Management Consultant Resume Examples & Samples

Drive Net New Business and Net New Revenue, executing a consultative sales approach within a defined geographic territory
Ability to present both quantitative and qualitative benefits of both Passive (ETF) and Active (Mutual Funds) investing, as well as delineate BlackRock’s unique value proposition
Deliver product presentations to current and prospective clients via telephone, office visits, sales seminars, road shows, and conferences
Sell BlackRock products to established and prospective clients
Play an instrumental role in driving and executing coordinated territory coverage with internal sales partner. This will be accomplished through excellent account planning, communication of client-related opportunities, deploying expertise and resources ultimately leading to product sales
Deep product knowledge and consultative positioning with clients
Develop deep relationships across C-Level of RIA organizations within territory, with strong focus on investment decision makers
Prepare sales presentations for use in meetings with clients
Achieve sales goals and metrics
10 years of sales experience at a top investment management firm
Proven track record of developing and commercializing client relationships
Deep familiarity with the RIA channel – landscape, investment process, buying behavior, decision makers, competitors, and regulatory environment
Experience working on an RIA team
A consultative sales approach
Demonstrated successful business development/client service in an institutional setting, e.g., complex, sophisticated clients
Strong investment and capital markets knowledge
Ability to build strong relationships with diverse sets of clients
Ability to navigate, collaborate, and mobilize resources within large, complex financial services organizations
Experience in selling a variety of investment products including ETFs, mutual funds and alternatives
Ability to represent BlackRock in a professional manner
Exceptional verbal and written communication skills, strong sales presentation skills
High energy, motivated individual with a commitment to excellence and strong leadership presence
Clean compliance record required
Clean U-4
BA/BS degree required; MBA, CIMA, CFA certification preferred
NASD series 7 and 63 securities licenses required

Wealth Investment Management Controller Resume Examples & Samples

Work across Wealth Management Business and Finance teams to develop, analyze, and execute on both revenue and expense budgets
Provide leadership for budget preparation, formulation, presentation, and execution
Interface with all product areas in Wealth Management to assist with the analysis and formation of revenue budgets involving both client and FA segmentation in the design
Create documentation & training materials outlining budget procedures and design for the larger Finance team
Identify important trends and risks in the various client segments of our business. Proactively address areas of focus and produce persuasive, data-driven arguments to support senior management decisions
Microsoft Office skills with experience creating financial models
Existing knowledge of Essbase and Business Objects a plus
Strong analytical aptitude
Excellent interpersonal skills and the ability to interact with various areas of corporate structure including senior management levels
Ability to quickly learn and apply knowledge of proprietary software systems
Self-starter with an ability to work in a fast paced, team oriented environment

Investment Management Resume Examples & Samples

Primary contact for International Sales support and administration
Strategize on business and financial matters for the division
Liaise with for finance, operations, legal and other internal business partners
Work closely with finance in budget preparation and on-going management to targets and goals
Monitor expenditures and cost containment efforts
Prepare and deliver quarterly business reviews and presentations
Facilitate and implement strategic initiatives in an effort to further grow and scale MSIM’s distribution effort
Work closely with other key MSIM contacts in all global offices
Identify and implement special projects that will enhance overall productivity for the group
Participate in numerous working committees
Drive global operational efficiency within distribution unit

Investment Management Controller Resume Examples & Samples

3 to 5 years of industry experience
Nissho 2nd level of accounting knowledge
English communication skill
Basic PC skill (excel/word/power point)
Product knowledge about asset management business

Wealth Investment Management Financial System Administrator Resume Examples & Samples

Serves as an SME for SAS and Essbase and its use in specific functional aspects of business management reporting and system processes with working knowledge of its application in other areas
Access and manipulate large databases to produce routine and ad hoc reports in SAS
Perform exploratory data analysis, identifying patterns, trends, features, and outliers
Works closely with the Finance organization and other internal customers to develop system strategies and transform business requirements into logical data models
Creates and maintains ad hoc databases to support various business functions, including specialized reporting and business planning processes
Schedules and performs all data loads, and guides the business in establishing effective and efficient automated solutions
Performs quality control and auditing of databases to ensure accurate and appropriate use of data
Maintains end user security, including setting up new user accounts, and creating security filters and user groups
Troubleshoots and tunes Essbase for system and performance problems; identifies and resolves information flow, and content issues
Leads projects, makes recommendations and seeks system enhancements or solutions
Provides end user support for questions and issues related to the financial Essbase cubes
Works closely with IT regarding server maintenance issues, including planned and unplanned outages, system patches and upgrades, restoration of databases from backup files, etc
Minimum 3-5 years experience working with data in an analytical and metric reporting environment Strong analytical and technical skills
Bachelors degree in Information Systems/Finance, or related field
SAS/SQL is a plus
Essbase BSO, Essbase ASO, Business Objects, and SQL are a plus
Personable, be able to interface with clients, peers and managers
Highly motivated individual with strong interpersonal skills and proven customer focused project and process management skills
Ability and willingness to adapt to new challenges in a dynamic environment with shifting priorities
Outstanding attention to detail and excellent organizational skills
Multidimensional OLAP database systems experience is a plus
Financial Services industry experience is a plus
A desire to work in a team based environment and contribute as a team player
Ability to handle multiple projects, competing priorities/deadlines with high degree of flexibility
Willingness to work during off hours when necessary

Investment Management Resume Examples & Samples

Positioned independently from sales and marketing team, initiate and execute product-related projects including internal approval process
On-going management of the standards of product terms in Japan
Monitor and advice on set-up of new client accounts to facilitate internal co-work across functions and locations
Coordinate, assist or represent Tokyo team for global projects impacting Japanese accounts

Attorney, Investment Management Resume Examples & Samples

Reviewing and preparing registration statements, proxy materials, and annual/semi-annual reports for proprietary mutual funds
Reviewing prospectuses, statements of additional information and 15(c) information requests for third party sub-advised mutual funds
Reviewing mutual fund marketing materials
Assisting business units in development of new products
Preparing documentation in connection with mutual fund reorganizations and other business transactions
Four to ten years of experience practicing law, including experience with respect to the Investment Company Act of 1940 and the Investment Advisers Act of 1940
The capacity to work independently as well as be an effective team member
Excellent review and proof-reading skills

Alternative Investment Investor Service Associate Investment Management Operations Resume Examples & Samples

Maintaining investor information internally and communicating investor information to one or more third party service providers on an initial and ongoing basis. These activities include using FundRunner, a third-party vendor software application, and other firm based systems to input and maintain investor account information, maintaining a regular investor information communication process with service providers, verifying the accuracy of service provider information periodically, and serving as point of contact for investor related information for internal and external needs. The data input drives a multitude of key internal and external processes, including client web-based reporting, internal business metrics tracking, and client activity and allocation reporting
Communicating potential and actual incoming investor subscription amounts to the investment team on a timely and accurate basis to give the investment team the best information to make investment decisions. Many AIP portfolios hold monthly investor closes with subscription documentation deadlines of one week prior to the closing date
Overseeing and supporting investor capital call, redemption and distribution process including working with members of the AIP team to determine the appropriate timing of distributions, develop the investor communication, verify investor allocations calculated by third-party fund administrator, and monitor payments to and receipts from the investors
Overseeing investor level reporting. These activities include working with members of the AIP team and service providers to provide timely, accurate, informative, professional reporting to investors on a monthly or quarterly basis
Preparing monthly internal client flow and AUM reporting for various management, regulatory reporting, and fee calculation needs
Serving as a contact and resource for all internal and external requests for investor related information, including from the portfolio management, client service, compliance, legal, operations, and wealth management teams, among others
Bachelor’s degree, or equivalent, in Accounting, Finance, or related business field
A minimum of two years of experience in the investment management industry or related business field
Experience with privately placed vehicles such as hedge funds or private equity funds are a plus
Strong organizational and analytical skills and the ability to effectively summarize findings, both verbally and in writing, in a clear and concise manner
Ability to work effectively with minimal supervision

Investment Management Analyst Resume Examples & Samples

Internal product manager - support relationships with retail sales channels; serve as initial point of contact for questions from internal and external client advisors
Backup - when client portfolio managers are not in the office, backup is required to ensure full coverage at all times. This will require fielding calls from relationship managers, sales people and clients and responding appropriately
Presentation materials - you will be the point person for maintenance and development of marketing materials. Your input and initiative will be critical as you will be expected to craft creative solutions for client issues. You will be partnering with marketing in conjunction with portfolio managers and CPMs to develop and revise materials as appropriate
Request for Proposals (RFPs) and questionnaires - Responsible for drafting initial responses to client deliverables including RFPs and monthly/quarterly/ad-hoc questionnaires. You will work with client advisors, their sales associates, institutional marketing and RFP writers to craft answers that highlight GMAG's main competitive advantages
Competitive Analysis - gather, analyze, and maintain a warehouse of information about our industry peers and their competitive products
Ability to deliver results in a timely and accurate manner, frequently under tight deadlines
Strong written and verbal skills
Organizational skills and the ability to handle multiple simultaneous tasks are crucial elements in order to succeed in this role Positive attitude and creative thinking - ability to take direction from senior team members while recognizing when to challenge the status quo and drive efforts to improve processes
Proficient in Excel & PowerPoint: filtering databases, navigating pivot tables, creating and maintaining client presentations
Working knowledge of multiple asset classes, including equities, fixed income and alternatives
Strong quantitative aptitude
Interest in pursuing CFA is desirable; possible sponsorship after one year

Senior Investment Management Specialist Resume Examples & Samples

Prepare presentations and proposals for High Net Worth and institutional clients and prospects
Coordinate efforts to gather data and assist Financial Advisors in preparing responses to requests for proposals (RFPs)
Prepare portfolio analyses for High Net Worth and institutional clients
Assist with drafting and maintaining investment policy statements (IPS) for clients
Assist Financial Advisors with on site presentations to clients and prospects
Assist Financial Advisors with initial setup of client accounts and on-going monitoring
Generate periodic reports on investment analyses and peer group comparisons with relevant investment benchmarks for clients
Create portfolio snapshots, researching investments and providing fund reports upon request to clients
Assist Financial Advisors to customize their marketing materials, including pitch books, communication campaigns, newsletters, etc
Develop and maintain checklists for tracking periodic investment managers' reviews by third party and independent investment manager searches
Company's working structure, policies, mission, strategies and compliance guidelines
Client Relations Management tools
Financial services news and data resource tools
Investment management analytical tools
Financial Planning software tools
Operating standard office equipment and using required software applications to produce correspondence, reports, electronic communications, spreadsheets and databases
Preparing and delivering clear, effective and professional presentations
Organize, manage and track multiple detailed tasks and assignments with frequently changing priorities and deadlines in a fast-paced work environment
Continuously learn investment products, industry rules and regulations and financial planning software
Keep all appropriate parties up-to-date on decisions, changes and other relevant information
Use mathematics sufficient to process account and transaction information
Self motivated and able to work independently
Bachelors degree in Bachelor's Degree in Business, Economics, Finance or a relate field)

Senior Auditor Investment Management Americas Resume Examples & Samples

At least4 -6 years of Asset Management audit or businessexperience
Detailed knowledge of products and services provided within an Investment Management business
Knowledge of applicable laws and regulatory requirements such as Investment Advisors Act, Investment Company Act and ERISA

Investment Management Resume Examples & Samples

Work as an analyst in real estate asset management for office and industrial properties
Review external appraisal reports and provide qualitative and quantitative analysis on their content
Complete asset strategy reviews and hold/sell models
Review annual operating and capital budgets
Review and interpret joint venture structures including waterfalls necessary to manage the modeling and underwriting process
Review of all loan documentation and reporting
0-2 years of post graduate analyst experience coming from undergraduate education or any financial service, accounting or real estate organization
Strong interest in real estate
Strong written and verbal communication skills are essential
Must be a self-starter with the ability to manage multiple tasks and projects simultaneously
Exposure to financial modeling and discounted cash flow analysis
Well developed quantitative and analytical skills
Understanding of real estate valuation concepts highly desirable
Experience with Argus or similar valuation software highly desirable
Candidates should possess the ability to rapidly develop strong skills in the areas of valuation modeling, appraisal analysis, joint venture structures and yield modeling

Investment Management Analyst Resume Examples & Samples

Conduct research related to US equity, international equity, fixed income, alternative asset classes and the global economy
Respond in a timely fashion to special requests from clients and the sales force
Assist in the production and formulation of themes and topics for the Weekly Market Recap
Share responsibility for the production of the quarterly Guide to the Markets booklet
Assists in training sales force on economic and market issues and how to use the Market Insights program in addressing these issues and tying them to investment solutions
Collaborate with strategy team and other groups within Funds Management in idea generation for thematic market discussions incorporating JPMorgan products where applicable
Learn about JPMorgan's product offering across equity, fixed income, international and alternative asset classes
Bachelor's degree in Business, Finance, Economics or related field with a minimum overall GPA of 3.2. Resumes without a GPA will not be considered
One to two years experience as an analyst on a sell-side or buy-side strategy or investment team is strongly preferred
Excellent analytical skills and strong background in Excel. Knowledge of a common financial programming language (e.g. MATLAB, Python, R, EViews, etc) is a plus
Strong knowledge of financial markets and global economics
Proficiency in Bloomberg, FactSet or other commonly used data sources
Solid verbal and written communication skills. Ability to communicate complex ideas with clarity
Comfort speaking with JPMorgan sales force on the phone and in person
CFA candidate or desire to pursue advanced degree/designation is preferred

Investment Management Analyst Resume Examples & Samples

GPAminimum of 3.2
Excellentanalytical, communication, teamwork, leadership and interpersonal skills, andquantitative and technical abilities to analyze complex financial situations
Stronginitiative, energy and confidence to complete projects with limited supervision
Goodjudgment and discretion, as Analysts work with highly confidential information

Investment Management Resume Examples & Samples

Ensure practices are in compliance with relevant risk standards, policies, and regulations to maintain an effective control environment
Project, manage and partner with managers in internal and external audits
Develop, implement, oversee, and execute on Quality Control Program that focuses on key risks and evaluate the effectiveness of the mitigating controls. Perform management reporting and engage management on appropriate actions
Validate and review controls in light of key business projects, business changes, and daily health check events
Evaluate accuracy and completeness of RCSA (Risk and Control Self Assessments)
Perform gatekeeper function for addition of Phoenix issues/ action plans and closure of completed action plans. Ensure internal/external audit issues documented and dispositioned in Phoenix
Responsible for the content, consolidation, and distribution of Risk and Control reporting
Develop, evaluate, and manage risk metrics
Develop and carry out Controls Awareness training for all levels of the funds product development and platform management team
A minimum of 5 years of relevant public accounting experience
Knowledge of the asset management business ideal
Bachelor's degree in a business / finance / accounting discipline preferred
Demonstrable controls awareness experience (e.g. through working within an audit type role)
Strong leadership and team building/management skills
Strong consensus building and influence skills, possesses the ability to achieve a common understanding and agreement across groups with differing perspectives
Be a self-starter, a highly motivated person able to work in a fast paced environment

VP-team Lead Investment Management Internal Audit Resume Examples & Samples

Articulate complex issues and themes to senior level stakeholders
Manage relationships and field requests from U.S. Regulators such as the OCC
Present to relevant Committees including Operating Committees and Risk Committees in US
Monitor key risk indicators, significant change activities and escalation of emerging issues to senior management in a timely fashion
Set standards for efficient and achievable management of resources, schedules and budgets
Provide direction to their team regarding scope and execution
Support and develop their team, including active coaching of less experienced auditors
Strong team player, able to multi-task and work under pressure in a dynamic business environment
Enthusiastic, self motivated and willing to take personal risk and accountability

Investment Management Associate Resume Examples & Samples

Drive Net New Business and Net New Revenue, executing a consultative sales approach within a defined geographic territory
Ability to present both quantitative and qualitative benefits of both Passive (ETF) and Active (Mutual Funds) investing, as well as delineate BlackRock’s unique value proposition
Sell BlackRock products to established and prospective Financial Advisors
Prepare sales presentations for use in meetings with Financial Advisors
Manage day-to-day operational duties (manage and track sales lead flow, manage and maintain CRM database, report weekly activities and accomplishments, etc.)

Citi Investment Management Junior PM Analyst Resume Examples & Samples

Develop and maintain financial models across a diverse group of global companies
Recommend attractive investment opportunities based upon our investment process
Participate in investment meetings and work closely with portfolio managers and analysts within the team
Monitor existing investments and industry developments
Participate in sell side conferences and corporate management meetings
Prepare specific industry reviews
Interface with internal and external clients to support new business activities and client retention initiatives
Assist in the development of marketing strategies
Participate in the monthly product strategy conference calls and Business review calls conducted by the Global Head of Products
Knowledge of financial markets
Knowledge of asset allocation techniques and implementation tools such as investment strategy, investment process, performance and structure
Master’s Degree and/or CFA preferred
2 – 5 years experience in investment/portfolio analysis and construction
Effective relationship management skills with strong client focus
Highly motivated self-starter, results-driven and teamwork oriented

Investment Management Mandate Specialist Resume Examples & Samples

Focus on acquisitions of new discretionary mandates through pitching activities to UBS Wealth Management clients
Retain the existing book of discretionary mandates via active review of portfolios
Cover Client Advisors and clients across different market teams as a product specialist and subject matter expert for UBS Investment Management Discretionary Mandate offerings
Create customized pitch and review materials, conduct desk meetings and other broad coverage activities
Represent the team on projects with various stakeholders
At least 10 years of experience in a sales or marketing role at a private bank or an asset management firm
Proven track record with private banking clients in APAC in an investment specialist sales role
Excellent sales, communication, and presentation skills
Broad and deep understanding of financial markets and portfolio management
Client-focused, results-oriented team player with highest standards of ethical and professional behaviour

Business Analyst for Portfolio Implementation Investment Management Resume Examples & Samples

Drive analysis, develop business concepts and business requirements with business experts, market representatives and key stakeholders
Ensure project delivery within required budget, quality and timeline
Implement new functionalities in Portfolio Implementation applications in close collaboration with IT
Liaise with various business, IT and project stakeholders on an ongoing basis to understand their needs and priorities as well as to pro-actively manage expectations and resolution of issues
Contribute specialist knowledge during all phases of product, platform, program or strategy development and introduction, as well as supporting the ongoing product and platform management activities
Responsible for observing external and internal trends and developments, formulating and assessing product, platform, program or strategy requests / ideas, and submitting corresponding proposals for new product, platform, program or strategy developments or modifications
Experience with usage, maintenance, and requirements of a portfolio implementation systems
Experience with execution and trading platforms, interfacing, order generation and processing
Work experience in a similar role as business/process analyst, consultant or project manager preferably in the financial service or banking industry
University degree or equivalent (e.g. Economics, Engineering, Econometrics, applied Sciences or IT) and any other certification (e.g. CFA, AZEK, IPMA, CBAP) is an advantage
Experience in the Investment Management / Discretionary Mandate business is an advantage
Proactive and independent work style as well a good team player
Fluency in English and German (oral and written)

Investment Management Uhnw Mandate Specialist Resume Examples & Samples

Focus on acquisitions of large, customized discretionary mandates through pitching activities primarily to UBS Wealth Management ultra-high net-worth clients
Retain the existing book of discretionary mandates via periodic client review of the customized portfolios
Cover client advisors and clients across different market teams as the lead portfolio manager for all the customized portfolios managed by the Investment Management team in Singapore
Create customized pitch and review materials, and be involved in other broad coverage activities
Lead discussion on portfolio streamlining and investment restrictions with the clients and to participate in investment committees for complex accounts
Manage relationships with key stakeholders and collaborate with other product partners
At least 10 years of experience in a marketing or portfolio management role at a private bank or an asset management firm
Proven track record dealing with ultra-high net-worth clients or quasi-institutional accounts in APAC
Deep understanding of financial markets and portfolio management
Experience managing and/or advising on multi-asset-class portfolios through a market cycle preferred
Credentials in finance &/or economics (CFA, MBA, or similar) required
Proficiency in foreign languages a plus

Am-digital Marketing Manager Investment Management Resume Examples & Samples

Manage stakeholder relationships and provide regular communications and reports
Maintain analytics platforms, tags and rules in collaboration with agency
Conduct campaign performance analysis at a granular level
Build deep relationships with marketing teams to educate and influence behavior
Proactively identify opportunities to enhance the reach and performance of our digital portfolio
Engage and manage relevant digital agency relationships and deliverables
Strong analytical skills and in-depth knowledge of Google Analytics (+ SiteCatalyst beneficial)
Experience with Google’s advertising platforms esp. Adwords and DoubleClick
Industry knowledge advantageous

Investment Management Externship Resume Examples & Samples

Develop quantitative tools for portfolio construction and presentation
Automate quality checks and controls on portfolio design / research data
Support development of new global multi-asset portfolio construction frameworks and techniques
Students pursuing a degree in a technical discipline
Strong programming skills: Especially proficient in database design and maintenance tools including but not limited to: VBA, SQL, C/C++, JavaScript
Proficiency in coding macros in excel per specification
Good communications skills: Both written and verbal
Knowledge of finance, economics and real estate finance is a plus
The duration of the internship will be during the month of January in 2015. Candidates must be available during this time frame

Associate General Counsel Investment Management Resume Examples & Samples

Provide in house tax legal services to the investment operations of TIAA Asset Management. This position will provide tax legal support to a wide variety of domestic and international investment activity including commercial real estate, including joint ventures, complex portfolios and separate mandates, commercial mortgages, privately placed corporate debt, private equity funds, mezzanine investments, certain high yield transactions, real estate funds, and a focus on real assets that include agriculture, timber, energy, oil & gas, and infrastructure
Structuring advice
Ability to work collaboratively with transactional team but must also be able to independently direct tax planning
Negotiation, review and analysis of legal agreements, including contracts, joint venture agreements, financing and offering documents
Conducting or supervising legal tax due diligence, supervising outside counsel and coordinating with tax and other consultants
Work closely within a business team, understand business strategies and coordinate with multiple disciplines, including accounting, audit, tax, compliance and risk
JD degree from an ABA accredited law school and member in good standing of a state bar is required
Demonstrated experience as a counsel in the tax practice at a major law firm or financial institution is required; seven plus years of experience strongly preferred
Demonstrated experience in both domestic and international tax planning, as well as corporate taxation is required. Insurance or financial institutions tax experience a plus. REIT and RIC experience a plus
Experience with tax legal work supporting aspects of asset management/investing including commercial real estate investing including acquisitions, joint ventures, sales, privately placed corporate debt, private equity funds, mezzanine investments, certain high yield transactions, real estate funds, and a focus on real assets that include agriculture, timber, energy, oil & gas, and infrastructure is strongly preferred. Experience with fund structures a plus
Strong demonstrated oral and written communications skills
Ability to work closely with an integrated, dynamic business team and serve as the primary legal advisor on complex transactions
Familiarity with Word and document management systems

Investment Management Resume Examples & Samples

Participation in a cross functional team responsible for valuation oversight and valuation of investments held in hedge funds, mutual funds and commingled funds, partnerships and mortgage private placement funds
Coordinating daily, weekly and monthly valuation oversight procedures
Risk based analysis of portfolio holdings to identify potential valuation related issues, analysis and escalation to management and the Valuation Committee
Providing valuation recommendations for consideration by the Valuation Committee
Preparation of valuation oversight reports and summaries for review by senior management and the Valuation Committee; and
Management and resolution of valuation specific issues/initiatives
Minimum 5 years relevant experience in valuation; knowledge of a broad array of financial instruments, their respective markets and participants and valuation methodologies including: fixed income, OTC and exchange traded derivatives and structured products, alternative assets and equities
Strong analytical skills and judgment in evaluating issues and proposing solutions, with consideration for regulatory, industry, market or other external factors
Proactive attitude, commitment to continuous learning, willing to challenge status quo to improve processes

Investment Management Analyst Resume Examples & Samples

Underwrite using Argus and Excel
Create and utilize financial models for investment valuation
Research and analyze market data
Participate in property inspections and market tours
Prepare presentations and written investment committee memos
Perform due diligence to prepare acquisitions for closing
Highly motivated and a self-starter
Exceptional quantitative modeling and analytical skills
Superior writing and verbal communication skills
Ability to multi-task and work in a dynamic environment
Proficient with Microsoft Word and Microsoft Excel
0 - 1 years financial analysis, real estate, modeling experience
ARGUS experience is a plus

Investment Management Mandate Specialist Resume Examples & Samples

Support the existing senior Mandate Specialists on acquisitions of new discretionary mandates through pitching activities to UBS Wealth Management clients and Client Advisors
Support the Mandate Specialist team in various activities to help service and retain the existing book of discretionary mandates via creation of review materials and analysis
Cover Client Advisors and clients across different market teams as a product specialist, jointly with the existing Senior Mandate Specialists as an ambassador for UBS Investment Management Discretionary Mandate offerings
Create customized pitch and review materials, conduct desk meetings and other broad coverage activities singularly or together with the Mandate Specialists in the team
Experience in a sales or marketing role at a private bank or an asset management firm preferred
Experience with private banking clients in APAC in an investment specialist sales role or analysis role preferred
General understanding of financial markets and portfolio management concepts
Client-focused, results-oriented team player with highest standards of ethical and professional behavior
Credentials in finance &/or economics (relevant university degree or CFA) required

Technology & Data-qapm-investment Management IT Analyst Resume Examples & Samples

Interacting with Development Team colleagues to gain and evolve knowledge of MSIM applications under the group's domain
Daily interaction with users from various business users to solve workflow and application related issues and to ensure critical trade booking, regulatory reporting and external client statements commitments are met
Interaction with Offshore team members for incident escalation and handoff
Advanced planning (Run-book) and support of critical business events
Acting as an escalation/communication point between Application development & other IT infrastructure teams and Business Units
Shell/Perl scripting / Python
Relational Databases (Sybase/DB2/Informix)
Unix / Linux / Windows
Proficient in English language is a must
Excellent communication and interpersonal skills with a professional ownership of issues
Strong technical, analytical and problem solving skills with the ability to clearly present technology to a non-technical audience
Highly motivated, self-starter who is happy working for demanding clients
FIX , Electronic Trading Knowledge
.net / C#
Two years of 3rd tier/in-depth support experience

Portfolio Services Middle Office Team Lead Investment Management Operations Resume Examples & Samples

Strong organizational skills and an orientation toward strict attention to detail
Proven record of collaborating with colleagues across geographic and functional boundaries
Professional and decisive with outstanding business judgment
Strong managerial skills, including
Satisfied investment and trading team
Controlled processes demonstrated by metrics and risk incidents
On time, to quality, delivery of projects and initiatives
A team who are growing as individuals
Ideal candidate will have at least 8-10 years’ experience in Investment Management Operations based on Equity products
Bachelor’s Degree or equivalent (Finance, Economics or Accounting preferred) and demonstrated, proven experience in Financial Services Operations or similar role
People and project management experience

Investment Management Resume Examples & Samples

Construct templates for all local discretionary programmes and maintain templates for dedicated Ultra High Net Worth (UHNW) investment content
Construct templates adhering to cross-border rules, ensuring cross-border requirements have a minimal impact on the portfolio characteristics of the cross-border template vs. the unconstrained template
Generate performance and risk reports for local mandates. These reports are used for performance and risk analysis and are also a key input for our after sales reports
Analyze performance and risk drivers along the entire investment value chain and investigate performance outliers
Maintain benchmarks for our discretionary mandates as well as individual account benchmarks for UHNW mandates
At least 1-2 years of experience in portfolio construction, portfolio management or other investment related function
Strong willingness to learn and adapt in a changing environment
Able to understand performance, attribution as well as composite calculation and communicate performance drivers in precise and succinct manner
Strong MS Excel skills
Strong team player approach who can work with different functions

Am-investment Management Marketing Resume Examples & Samples

Structure and develop program management team to meet ongoing coverage needs and ensure best practices are leveraged consistently
Spearhead communication plan across key stakeholders including senior management, marketing directors, product specialists, social media and events team to ensure an integrated and flawless execution of each campaign
Coordinate strategy discussions to align market themes and focus strategies for each outreach program including roadshows, regional forums, and national due diligence meetings
Oversee management and execution of JPMorgan Funds’ participation in industry conferences (i.e. Barron’s, Morningstar) and continuously evaluate other industry sponsors for potential consideration/partnership
Partner with business intelligence to provide quarterly metrics reporting outlining client segment penetration, return on investment impact and other key performance indicators
Relationship Effectiveness - establish rapport and maintain productive relationships with individuals across multiple disciplines
Insight – ability to understand the unique needs of the various channels and manage accordingly
Industry knowledge – understanding of mutual fund business including underlying asset classes we deliver to clients
Delivery – develop credibility and trust through consistent high quality, planning and execution
Tactical Expertise – ability to manage very detailed process with multiple tactical elements

Manager, Investment Management Technology Resume Examples & Samples

Knowledge of business strategy development and industry knowledge is required
Highly flexible and adaptable to change
Experience with the Eagle Accounting platform. Both Star and PACE
Knowledge of Enterprise Data Management concepts
Management and leadership of data management programs and teams
Experience managing multiple projects and project teams across disciplines
Charles River experience a plus

Investment Management Analyst Resume Examples & Samples

Interpreting guidelines and builds logic based rules for automated compliance testing and monitoring
Preparing for account on-boarding by requesting set up of accounts in various systems
Reviewing new and existing rules to ensure compliance with account mandates
Interacting with Client Portfolio Managers, Portfolio Managers and Investment Assistants to resolve any pre & post trade issues
Partnering with the Client Service Team to ensure timely on-boarding / account closings – coordinating dates to ensure guideline rules are coded effectively prior to any trades taking place
Ensuring timely and accurate completion of assigned workload
Managing accurate guideline coding in various systems
Working on projects with strict deadlines, including the migration of accounts from one compliance system to another
Bachelor's Degree in Accounting, Business Administration, Economics, Finance or equivalent work experience
Financial product knowledge of fixed income, equities, and derivatives preferred
Strong organization, time management, communication and multi-tasking skills
Ability to identify inefficiencies in a process and drive change
Self motivated individual with ability to identify issues and escalate
Strong awareness of cause and effect
Understanding of risk and controls
Industry tools and software suites such as Microsoft Office
Experience with guideline coding in compliance systems (Charles River, Linedata, thinkFolio, Sentinel) a plus

Business Manager, Investment Management Resume Examples & Samples

Provision of organizational services with regards to working infrastructure and office-setup
Administrative/organizational support to the Head IM, the IM Management Committee, and the whole IM organization to ensure smooth and efficient operations of the Investment Management function in Switzerland and globally
Organization and preparation of weekly IM Management Committee
Planning and hosting of IM internal events and trainings
Performance of selected operational controls
Administration of filing systems and handling of access rights
Responsibility of administrative tasks related to hired and leaving IM employees
Preparation and coordination of communication through various channels in the name of IM / Head IM
Preparation of analyses and presentations, including coordination of various contributors
Several years' experience in a management support or consulting function utilising exceptional organisational talent
An open-minded, pro-active team player with excellent interpersonal skills
Thorough and accurate work style
Proactive approach to work and self-starter attitude
Proficiency in MS Office applications
Excellent German and English communication skills, written and spoken
Strong service orientation
Willingness and ability to learn fast about both the organization and the underlying business

Wealth & Investment Management Treasury Resume Examples & Samples

Develop and enhance MSSB’s liquidity stress tests in conjunction with IT and Liquidity Risk teams. Requires a good understanding of liquidity risk and the Firm methodology, development of technical business requirements and policies, model creation and monthly review
Manage the implementation of the final US LCR rules for MSSB and MSIM. Requires a technical understanding and interpretation of the rule framework and extensive interaction with IT, Liquidity Controllers and Liquidity Risk to build out an automated solution
Assess the impact of the Net Stable Funding Ratio (NSFR) for MSSB and MSIM. Involves participation in industry forums and Firm responses to the NSFR framework
Work with the business segment CFO to manage the Asset/Liability Committee process, including agenda setting, production & distribution of presentation materials, and recording & approval of meeting minutes
Model resolution plan scenarios and related financial impacts on Wealth and Investment Management material operating entities
Analyze Treasury impacts of new product offerings through the New Product Approval process
Liaise with Legal and Compliance to manage regulatory examinations, inquiries and deliverables
Coordinate cross-functional teams to implement new initiatives and act as project manager for strategic deliverables
Proficient at creating complex, financial models
Strong project management and interpersonal skills, includingsound judgment, ability to create consensus and drive results when working withcross-functional teams
Knowledge of broker-dealer cash management and operations, specifically as it relates to retail clients
Experience in Wealth/Investment Management a plus
Proficiency in MS Office (Excel, PowerPoint, Access)
7-10 years of experience in Corporate Finance
Undergraduate degree in Finance or related field; advanced degreea plus

Investment Management Risk Officer Resume Examples & Samples

Enhance operational risk technology usage
Deliver analytical reporting for operational risk
Operate as Business Unit Information Security Officer covering Traditional Asset Management
Identify and escalate risk issues
Conduct ongoing risk and control self-assessments
Work with business partners to improve risk controls
Work with business and control groups to develop operational risk metrics program and manage deliverables
3+ years of financial services experience in audit, compliance, product management, technology management, or operational risk management
Basic knowledge of the financial industry
Experience with buy-side business and associated support and control functions will be strongly preferred
Proven track record in project management, business analysis or data analysis
Strong relationship management skills and ability to facilitate discussions with senior management participants
Good technical skills including Excel, Access, and other end user computing tools. Prior experience with enterprise reporting tools is a plus
MBA, CFA, CPA, CISA, or FRM is considered a plus but not required

Am-investment Management Resume Examples & Samples

Proven track record of managing teams and resources
Able to work in an international environment within a large organisation
Experience gained in a similar position or with an agency
Knowledge of industry standard software and processes
Strong vendor management experience

Asset Management Investment Management Resume Examples & Samples

Supporting in the coordination & scheduling of internal, external and client meetings, travel & expenses
Answering calls & prioritizing & directing inquiries
Preparing presentations & materials & logistics
Assist with reports and presentations
On occasion may be asked to undertake research & information gathering as directed
Excellent written and verbal communication skills, with ability to communicate clearly and effectively at all levels; both internally and with clients
Ability to remain polished, poised and professional at all times
Relevant experience within the financial services industry
Strong proficiency in Microsoft products (Word, Excel &PowerPoint) utilizing the most recent versions
10+ years of experience supporting Senior Managing Director levels is a must

Citi Investment Management Resume Examples & Samples

Assist in execution of strategic plans on an annual basis
Working with Private Bank Technology, lead CIM’s technology planning and the delivery of applicable technology to all products
Working with Private Bank Operations, lead CIM’s global operational support and oversight processes
Establish business and control processes that ensure regulatory and compliance best practices are implemented in CIM’s day-to-day operations
Lead transformation initiatives to ensure maximum scale advantage
Ensure that ongoing product innovation and development meets strategic and financial objectives
Ensure our product offering is competitive in function and price – optimize P & L by participating in re-engineering discussions on a continual basis
Assist in creation of annual financial plan and mid-year forecast
Review and negotiate with other divisions regarding internal allocations, revenue sharing agreements, target market, responsibility designations and collaborative initiatives
Partner with HR and Finance to maintain optimal organizational and headcount structure and reporting relationships
Ensure a pristine risk and control environment and lead Continuity of Business efforts
Drive initiatives across the business
Undergraduate degree required. MBA preferred
10 years of relevant Operating Management experience within an investment management organization
Detailed knowledge of private bank products, services, and markets
Demonstrated track record in managing and motivating large scale teams
Demonstrated strong Business Maturity in past roles
Excellent Process Management and Reengineering skills
Knowledge of the latest trends in technology, reengineering and outsourcing
Excellent communicator; Communications internal and external
Global mindset/regional understanding
Understanding of the competitive landscape for CPB
Understanding of large scale processing organizations
Strong Financial skills, analytical skills & strategic planning skills
Strong understanding of risk management and regulatory imperatives within CPB
Strong influence management and relationship skills
Team Player; Ability to develop teams to get work done
Ability to work on virtual projects
Strong work ethic, motivation and commitment to the role
Understanding of Data, Analytics, and Technology

Senior Risk Officer Investment Management Resume Examples & Samples

University degree or equivalent (e.g. Economics, Physics, Mathematics) and any other risk / investment focused certification (e.g. FRM,CFA, CIIA) is a prerequisite
Practical experience in risk management and project management with strong focus on implementation within a global financial service or banking industry
In depth Operations know-how including processes and risks
Leadership potential and the capability of interacting independently with Senior Management
Excellent analytical and conceptual skills, a structured and results-driven way of working
Exceptional communication and presentation skills and ability to communicate appropriately at all levels in the organization
Proactive and independent work style as well a good team player
Fluency in English and German (oral and written)

Investment Management Resume Examples & Samples

Evaluation, analysis and execution of infrastructure investment opportunities
Transaction Management and coordination
Day to day execution responsibility
Assisting the Managing Director on future capital raisings
Building and maintaining highly effective and successful relationships with key stakeholders and third party providers
Assisting with the development and mentoring of junior staff
Significant transaction execution experience
Outstanding technical and analytical ability
Strong interpersonal skills – ability to relate with experienced, intelligent and senior level peers, colleagues and clients
Highly motivated and self starter
Infrastructure related experience (well regarded but not essential)
Well developed written and verbal communication skills; and
Cultural fit and the ability to blend into a fully integrated global infrastructure fund within a small and collegiate environment

VP, Investment Management Consultant, Ishares Resume Examples & Samples

Deliver sales presentations, seminars, and meetings with clients/prospects
Maintain and build existing relationships with investment advisors in Quebec and Atlantic, and a have strong reputation among the advisory community
Identify opportunities/needs for marketing or collateral that will help drive adoption and usage of iShares and BlackRock Mutual Funds
Be a contributing partner on a team that thrives on partnership, communication and execution
Work with National Accounts Team to communicate client voice from the field
Manage all conference activity and speaking engagements within the region
Bilingual (French/English) required
CFA, CIMA or CFP certification desirable
5-10 years experience in the financial industry with 3-5 years direct outside intermediary sales experience with an ETF, mutual fund, separate account, or hedge fund distributor
Preference to those who have previously covered the Quebec and Atlantic area with existing relationships and a strong reputation among the advisory community

Investment Management Associate Resume Examples & Samples

This Investment Management Associate will support an Investment Management Consultant covering a specified region. As a member of the team, the IMA will
Develop and maintain investment advisor relationships with primary accounts
Make outbound telephone calls to the advisory community in order to support and grow their business through the use of iShares
Set up face to face meetings for the Investment Management Consultant
Maintain timely follow-up with clients
Promote attendance at all BlackRock road shows and conferences
Deliver educational sales presentations over the telephone on iShares
Position may require travel with assigned IMC approximately one week per quarter
Manage database of existing and prospective clients
Contribute to the success of the overall team
Leverage key tools to support advisors with product implementation
Undergraduate degree in Finance, Economics or other related discipline
Bilingual (English and French) required
3 to 6 years related experience in the investment industry with an emphasis on client service
Strong Microsoft Office applications (Word, Excel, PowerPoint & Outlook)
Business focused, detail oriented and able to work well in a fast paced environment
Must have excellent communication skills, self-motivation and proven initiative
Canadian Securities Course (CSC), CFA (or in progress) preferred, CIMA (or in progress) preferred

Am-investment Management Marketing Resume Examples & Samples

Spearhead day-to-day management for all regional activities across the business including roadshows, regional investment forums, client and industry events
Act as central point for all scheduling, schedule changes and replacement discussions – addressing issues with appropriate senior management
Work with marketing directors and sales management to implement meeting schedule
Work with speakers (CPMs, PMs, Market Strategists, Product Strategists) to schedule meetings and manage content development
Interact with client advisors to obtain local meeting details to share with management and speakers
Coordinate with design and compliance to ensure presentations are approved for use and printed for clients attending the meeting
Enter meetings into on-line marketing tool
Work with marketing directors and business intelligence to build post-meeting reporting (attendee feedback, ongoing tracking of activity and sales, etc)
Ensure the right communication strategy is in place internally to review various programs with key stakeholders
Interpersonal Effectiveness – establish rapport and maintain productive relationships with individuals across multiple disciplines
At least 3 years of sales and/or marketing experience, within asset management business preferred
Ability to balance multiple projects effectively
Strong interpersonal skills with an ability to work well with clients and vendors
Some travel required (25%)

Investment Management Resume Examples & Samples

Provide the highest quality of advice and support to clients for J.P. Morgan Asset Management’s funds via active client engagement
Manage and grow J.P. Morgan Asset Management’s key relationships in the Singapore retail bank distribution channel
Strategically expand the Singapore Funds business through increasing market share, building client assets-under-management and achieving overall business objectives
Be a part of J.P. Morgan Asset Management’s global network and potentially represent the Singapore Funds business for future initiatives and projects
University graduate with minimum 6 years of financial product sales-related experience; prior industry experience in an investment management firm and/or a retail bank in Singapore preferred
Team player who is self motivated with strong sense of urgency

Investment Management Consultant Resume Examples & Samples

Call on full services investment advisors in order to support and grow their business through the use of iShares, Exchange Traded Funds & BlackRock Mutual Funds
Existing relationships with investment advisors in Ontario & some parts of Western Canada and have a strong reputation among the advisory community
Identify opportunities/needs for marketing or collateral that will help drive adoption and usage of iShares
Understanding of territory rotation (coverage) strategies to maximize time selling
Report weekly activities and accomplishments
Work with the internal wholesaler (Associate) to maximize territory sales coverage
Undergraduate degree required
CIMA or CFA certification desirable
5-10 years experience in the financial industry with 3-5 years direct outside intermediary sales experience with an ETF, mutual fund, separate account, or hedge fund distributo;r
Preference to those who have previously covered Ontario and some parts of Western Canada with existing relationships and a strong reputation among the advisory community
Ability to develop relationships with clients/prospects and deliver ideas and information that will generate sales and assets
Ability to travel as necessary/extensively
Extensive knowledge of the full services brokerage market
High energy, self motivated individual, commitment to excellence

Security Reference Data Integrity Group Lead-investment Management Operations Resume Examples & Samples

Strong organizational skills, familiarity with data management disciplines and strict attention to detail
Demonstrated success working in a high intensity environment and an ability to get closure on issues promptly
Proven record of collaborating with colleagues across geographic and functional boundaries
Professional and decisive with outstanding business judgment
Using strong interpersonal skills to building strong working relationships with other Data Management professionals, Traders, Portfolio Managers, Technology, and vendors
Strong managerial skills, including
Proven abilities in providing oversight and direction to employees
Proven abilities in developing staff through goal setting, clear and direct feedback, and performance development planning
Foster a culture of teamwork and a culture of data quality
Experience in recruiting
Familiarity with Bloomberg
Satisfied investment, trading, compliance and data governance teams
Controlled processes demonstrated by data management metrics and risk incidents
On time, to quality, delivery of projects and initiatives
A team who are growing as individuals
Ideal candidate will have at least 7 years’ experience in Investment Management Operations and reference data management; with experience with Equity and Fixed Income products a plus
Bachelor’s Degree or equivalent (Finance, Economics or Accounting preferred) and demonstrated, proven experience in Financial Services Operations or similar role. Familiarity with securities databases is essential; hands on experience with BRS’ Aladdin would be advantageous

Morgan Stanley Investment Management Resume Examples & Samples

Relevant experience in the financial services industry, preferably in risk management, compliance, audit or operations, and strong, broad knowledge of UCITS risk management regulatory requirements
Advanced degree in a technical field such as Economics, Finance, Mathematics, Statistics, or Operations Research
Strong knowledge of both standard and OTC derivative instruments both from operational and investment risk aspects
Strong verbal and written communication skills; previously demonstrated the ability to build relationships with front office and business leadership
FRM, CFA, MBA or CAIA is considered a plus but not required
Familiarity with front office risk management applications preferred

Investment Management, Marketing Specialist Resume Examples & Samples

Manage administrative duties for Columbus Marketing location. This will include submitting expense reports, invoice submission, tracking and researching, shipping for UPS, submit technology related requests, among other responsibilities
Develop understanding of the business and sales needs
Assist with budget management and tracking, including day-to-day tracking of past and future initiatives; process invoices as needed
Assist in Business Resiliency requirements
Collect, collate and analyze information to build presentation and spreadsheets, demonstrating expertise in PowerPoint and Excel skills
Assist with the creation, development and execution of communication plans, project management plans and specialized schedules
Assist with special projects as determined by Head of US Funds Marketing and direct reports
Work with Marketing Directors and channel counterparts to execute on the marketing plans and initiatives identified for each channel and assist with measurement criteria
Works with Marketing Directors and Marketing Event Analyst to prepare event surveys and evaluation summary reports
Supports Marketing Communication Managers with overflow projects, proofing communications, preparing roadshow invitations, fund performance emails, and managing Compliance reviews and approvals
Work with the Digital Strategy team to update and enhance the channel pages on SharePoint and jpmorganfunds.com. This role will also be instrumental in updating partner firm websites with J.P. Morgan material
List management/tracking: working in Sales Page and Aprimo to manage mail lists, attendee lists, input events in calendar, among other tasks as it relates to these systems
Article reprints: Working with channel managers to determine needs/usage for article reprints. Multi-step process includes reviewing article to determine disclosure needs, working with performance reporting to obtain pertinent data, working with compliance to obtain approval of said disclosure, then finally working with the publication to negotiate pricing, incorporate disclosures, order needed quantities and have them delivered to the fulfillment center. Finally, a communication must be sent to the applicable channel managers notifying them that the reprint is now available, and in what form (i.e. Printed or electronic/web-posting)
Firm approval program management: Build and retain relationships with the compliance officers at firms. Duties include submitting marketing collateral to the firms’ compliance groups for review, and strategizing with the Channel Marketing Director to ensure pieces are approved to coincide with marketing programs and national account initiatives. Requires working within the parameters set forth by each firm – each having their own process and requirements. In addition, maintain a database of all pieces that have been, or will be, reviewed, and the corresponding approval code for each firm. This function also requires working with JPMorgan’s compliance officer and the corresponding Marketing Communications Manager to make revisions to materials in line with comments from these firms. This individual will also help manage FINRA approvals with internal staff and partner firms
Responsible, self motivated and willing to step up and work as a team
Intermediate to advanced command of Microsoft Word, Excel and PowerPoint and strong understanding or willingness to learn internal systems, including Aprimo, ECM, etc
People Skills – work with a variety of individuals across multiple disciplines and interface with clients from partner firms
Multi-tasker – ability to work on many different projects at once with attention to detail on all
Insight – ability to understand the unique needs of the channels and assist in executing on plans accordingly
Execution – develop credibility and trust through consistent, quality client delivery
Measurement and reporting – build processes to track and measure marketing success within and across distribution channels and maintain records
Grammatically proficient with strong proofreading skills
Drive to excel at both the administrative and marketing analyst responsibilities that are part of this role
Contributes to a positive team environment
College degree with at least one year of experience in a marketing/sales role
Extremely proficient in Microsoft applications, including Word, Excel and PowerPoint
Analytical skills to help track, measure and interpret success/strategy of marketing programs
Strong interpersonal skills with an ability to work well with senior management and sales organizations

Am Investment Management Business Intelligence Assoc Ny Resume Examples & Samples

We define and understand our clients and our competitor segments
We use quantitative metrics to measure the success of our programs, using clearly defined control groups wherever possible
We employ predictive science to uncover actionable insight which can be deployed quickly and in an easy to use manner
Build strong partnerships with JPMorgan Funds Marketing and Sales Management teams. Utilize your expertise to optimize effectiveness throughout the entire Campaign Management Life Cycle. Ensure that marketing campaigns and events are properly created in the development stage to provide the ability to accurately create post mortem analysis
Lead the marketing functions in developing analytically-informed decision making processes
Partner with JPMorgan Funds Retail Operations for process enhancements and systems planning. Build and establish strong relationships with Retail Operations to ensure a solid understanding of platforms, CRM tools, and business reporting devices
Analyze online client behavior in order to uncover stimulus that is most effective within each segment
Campaign performance, through exposure and conversion lenses
Establish a framework for evaluating major marketing partners
Calculating ROI and Cost of Acquisition
Identifying areas for stronger data integrity within our databases
A Bachelors Degree in the area of Business Administration, Marketing, Finance or Computer Science. Masters Degree preferred
5-10 years financial services experience, with a significant focus in sales, product management, analysis, and/or strategy
Previous experience working with the Financial Advisor community and/or "central office" functions a plus
Demonstrated ability to influence and gain senior management buy-in on key initiatives
Strong leadership, influence, analytical, communication, project management and cross-organization collaboration skills required

Am-investment Management Resume Examples & Samples

We define and understand our clients and our competitor segments
We use quantitative metrics to measure the success of our programs, using clearly defined control groups wherever possible
We develop review cycles for investment decisions to improve resource deployment based upon past experience
We employ predictive science to uncover actionable insight which can be deployed quickly and in an easy to use manner
Intellectually curious. Finds inspiration in unexpected places and makes it relevant in a financial services environment with new approaches, case studies etc
In particular, a passion for pushing to the edge of innovation and finding unmet needs in the category
Able to balance the rigor of analytics with the intuition inherent in an organization that works so closely with their clients
A genuine interest in understanding financial advisors across all channels to enable astute and proprietary insights development
Deadline oriented; ability to multi-task in high-pressure, fast-paced environment. Thrives on working swiftly in a team environment
Build strong partnerships with JPMorgan Funds Marketing and Sales Management teams. Utilize your expertise to optimize effectiveness throughout the entire Campaign Management Life Cycle. Ensure that marketing campaigns and events are properly created in the development stage to provide the ability to accurately create post mortem analysis
Lead the marketing functions in developing analytically-informed decision making processes
Partner with JPMorgan Funds Retail Operations for process enhancements and systems planning. Build and establish strong relationships with Retail Operations to ensure a solid understanding of platforms, CRM tools, and business reporting devices
Analyze online client behavior in order to uncover stimulus that is most effective within each segment
Campaign performance, through exposure and conversion lenses
Establish a framework for evaluating major marketing partners
Calculating ROI and Cost of Acquisition
Identifying areas for stronger data integrity within our databases
A Bachelors Degree in the area of Business Administration, Marketing, Finance or Computer Science. Masters Degree preferred
10 to 15 years financial services experience, with a significant focus in sales, product management, analysis, and/or strategy
Previous experience working with the Financial Advisor community and/or "central office" functions a plus

Internal Audit Wealth & Investment Management Americas Avp Resume Examples & Samples

3+ year experience in risk based auditing
3+ year with Wealth and Investment Management products (brokerage and advisory), relevant regulations and market working practices
Graduate degree and / or professional qualifications (e.g. CIA, MIIA, ACCA, CISA) Proven track record of high performance in previous roles

Senior Business Analyst Investment Management Resume Examples & Samples

Bachelor's degree in Business Administration, Computer Science, or related field
Experience with Microsoft Project and or Project Server
Proficient with Power Point and preparing presentation ready documentation
7+ years of experience participating in and running business technology projects
Advanced skills in MS Word, Outlook, and Excel
Effective time management skills
Ability to analyze and document complex business processes
Ability to make effective decisions under pressure, work independently and as a team player
Ability to think analytically and should be a problem solver
Excellent written and verbal communication skills and ability to present at business meetings
Experience with Advent APX or other portfolio accounting and investment performance reporting systems
Master's degree in Business Administration

Investment Management Analyst Resume Examples & Samples

Clear focus on managing client assets and delivering strong risk-adjusted returns
Nearly 1,300 investment professionals providing more than 350 different strategies spanning the full spectrum of asset classes, including equity, fixed income, cash liquidity , currency , real estate, hedge funds and private equity
Leadership positions in America, U.K., Continental Europe, Asia , and Japan
Execute on the strategic and financial objectives of the GIM GFlCC business
Work closely with the CIOs, their portfolio managers, traders and client portfolio managers plus Distribution to assist in driving the Front Office agenda
Provide support for new products from conception through to implementation
Provide an effective liaison between the Front Office and various support groups (e.g. Operations, Technology, Compliance, Risk, Finance, Audit, HR, Legal, Oversight & Control) to manage both the day to day operations, and to define and help implement key initiatives for the business
Oversight to ensure the business is run in an efficient and controlled manner, including tracking against budgets/plans and key financial ratios, and effective management of direct and indirect costs
Prepare material for business reviews, governance meetings, and other presentations to communicate performance, strategy and objectives of the businesses to a broad audience
0-2 years work experience
Ability to multi-task and adapt to changing priorities in a dynamic business environment and continually reprioritize to focus on the key issues/topics
Outstanding teamwork and interpersonal skills who can integrate effectively within a fast moving, driven team
Proven record of delivery of key business initiatives
Ability to influence others and successfully navigate a complex internal infrastructure that involves numerous groups and individuals to get things done

Attorney Investment Management Resume Examples & Samples

Reviewing materials relating to the marketing of retirement products and services, including target date funds, term trusts, 401(k) plans and IRA products as well as advising on retirement marketing campaigns for overall messaging and content
Providing advice on FTI’s institutional business for ERISA and government plans, including negotiating investment management agreements and investment guidelines, reviewing RFPs, due diligence questionnaires and compliance certifications relating to ERISA or state regulatory issues, reviewing investment documentation related to proposed investments by ERISA accounts and advising on the ability of ERISA accounts to engage in transactions with other FTI-managed accounts
Advising on the content and applicability of ERISA-related reporting, including Form 5500, 408(b)(2) and 404(a)(5) disclosures
JD and License to practice law in US (with subsequent California Bar membership or certification as Registered In-House Counsel)
At least five years of experience in the investment management area with a law firm and/or global financial services company
Experience working on investment management products and services subject to regulation under the Investment Company Act of 1940 and the Investment Advisers Act of 1940, particularly with respect to ERISA, DOL and disclosure issues, as well as OCC issues with respect to collective investment trusts

Operations Investment Management Resume Examples & Samples

Oversee and manage the processing, controlling, confirming and settling the firm’s and our client’s transactions to a high quality standard as well as internally generated transactions necessary to conduct business
Management of projects related to new product launches and infrastructure changes
Design of system flows and production processes to conduct trade flows in an efficient and controlled-manner
Maintain a keen eye towards process improvement to enhance existing systems and processes
Perform operational controls across both firm and client portfolios including reconciliation, cash management and issue resolution
Manage client reporting and query resolution (both internal and external clients)
Document process flows and creating procedure manuals for the function performed
Share knowledge of processes and systems with new analysts and junior members of the team
Minimum of 6 years asset management experience or similar financial, accounting or consulting background
Ability to pass local Securities exam (SAC) or within a short period of time after hire
In-depth knowledge of local China products, regulations, and practices a plus
Demonstrate an in-depth understanding of Operational risk and controls that underlie trade processing
Strategic thinker and thought leader
Strong organizational skills; capability to prioritize and make decision in a fast-paced environment
Energetic team player, able to work well inside a group as well as still being a leader
Strong presentation and communication skills; experience working with a global audience
Experience in team and people management a plus

Investment Management Analyst Resume Examples & Samples

Create and update all marketing collateral including marketing pitch book, investor welcome packages, product profiles, ad hoc materials, etc
Complete and/or review requests for proposal (RFPs), requests for information (RFIs), due diligence questionnaires, quarterly/monthly client/consultant questionnaires and ad hoc requests
Manage and support all of the fund-related operations, including client onboarding, capital calls, distributions, fund and tax reporting
Support with requests from senior marketers (client portfolio managers) and portfolio managers on outstanding issues
Write and/or oversee the production and distribution of monthly and quarterly reports such as snapshots, flash reports, Quarterly and Annual reports
Work with internal constituent groups, consultants, clients and prospects to answer questions and address issues
Analyze client and market data to identify appropriate marketing strategy and execution plan
Develop innovative and creative ways to market investment products to Institutional Investors
Keep abreast of our competitors: how they are positioned and how we can best position/market our funds
Support internal marketing efforts to generalist client/consultant advisors - providing client relations and sales support
Identify and work on efficiency initiatives to help team continue to improve productivity
0-1 year experience with financial product analysis, marketing, operations and/or management
Excellent financial, math and/or accounting skills
Excellent Excel and PowerPoint skills
Highly organized, detail-oriented, self-motivated, strong, positive work ethic and comfort working in a fast-paced, demanding environment
Strong multi-tasking, time management and interpersonal skills
Undergraduate/graduate degree in Business, Marketing or related field

Investment Management Resume Examples & Samples

Collaborate with Channel Leaders to ensure assigned analyses are delivered on time and meet or exceed expectations
Partner with Asset Class Strategists to ensure delivered analysis is consistent with product messaging
Develop a proficiency in JPMorgan product range, competitor products, and industry trends
Collaborate with team to identify and implement measures to improve productivity and find additional efficiencies
Bachelor's degree in Business Administration, Finance, related degree or the combination of equivalent work experience, knowledge, skills and abilities related to the position requirements
Two to five years financial services experience
Progress toward CFA/CIMA strongly preferred but not required; Series 7, 63 preferred. Quantitative background a plus
Candidates should have a minimum GPA of 3.2
Strong project management skills and ability to multi-task to prioritize appropriately
Knowledge of JPMorgan Investment Products and broad markets
Sound knowledge of Windows (Word, Excel(Macros & Pivots), Access, PowerPoint)
Proficiency in Market Data tools a plus (Morningstar, eVestment, etc.)

Insurance & Investment Management Resume Examples & Samples

Be an active member of the team on client-facing project work, being self-starting and motivated to produce the required high standard of deliverables
Owning and delivering the data analysis work on a portfolio of audit clients
Supporting our Data Assurance propositions and delivery methodologies
Assisting business development activities through working on bids and proposal responses
Establishing credibility both internally and externally through your knowledge, approach, and professionalism
Advanced data analytics
Strong SQL and data manipulation skills
Data quality and data cleansing techniques
Understanding of the principles of data governance
Advanced MS Excel, Access and ACL
Experience of the UK insurance or asset management industry
Thorough knowledge and understanding of performing on project teams and providing deliverables
Ability to identify and address client needs, including developing and sustaining meaningful client relationships and understand the client’s business
Project management skills in relation to data management projects, including developing project plans, budgets and deliverables schedules
Ability to develop new ideas into structured, deliverable projects
Strong stakeholder management and interpersonal skills, including communication with stakeholders of a non-data background
Excellent presentation and report writing skills
Ability to manage tasks or projects, meet deadlines, overcome challenges and manage stakeholder expectations
Desire to work in an exciting, yet rapidly changing environment
Understanding of UK Financial Services regulation
Data modelling experience
Knowledge of database and ETL technologies
Experience of using data analytics and visualisation products and technologies (such as Tableau, Spotfire and, in particular, Qlikview)

Tax-investment Management Resume Examples & Samples

Degree 2.1 or equivalent
ACA / ACCA / CTA qualified or equivalent
Working knowledge from a professional services background with experience of working across a portfolio of clients
Working knowledge of UK Corporate Tax
Experience within the Asset Management industry

Intern Morgan Stanley Investment Management Resume Examples & Samples

Analyze Money Market purchase and sale transactions
Review and maintain credit rating matrix for Rating Agency requirements
Maintain and track portfolio cash balances
Answer incoming phone calls and communicate with trading counterparties
Attend and produce summary reports for weekly Portfolio Management strategy meeting
Review and help prepare various board and client reports
Working towards an undergraduate degree, preferably in Finance or related major
Strong analytical and computer skills; Excel required
Strong communication skills, both oral and written
Committed to delivery highest quality work product; strong attention to detail
Proactive; self motivated and goal oriented
Ability to effectively prioritize & handle multiple tasks
Ability to work under tight deadlines and in a team environment

Investment Management Resume Examples & Samples

Develop, coordinate and execute projects across Global Investment Management
Plan and organize management and other internal meetings
Author minutes and manage follow-up items for operating committee meetings
Research and solve client issues
Create templates and outline data requirements for financial reporting
Create and manage internal and external presentations (e.g. Town Halls, Sales Conferences)
Draft internal communications and client letters
Develop speeches for internal and external client events
1- 3 years experience with exposure/involvement in one or more of the various Asset Management businesses or Asset Management Product areas
Financial analysis, project management, other quantitative analysis
Expertise with Excel (e.g., managing large amounts of data, complex data manipulation, equations, etc.)
Expertise in PowerPoint: creating and editing presentations for senior meetings
Candidate should have a minimum GPA of a 3.2
Able to deliver messages clearly and succinctly
Demonstrate ability to multi-task and re-prioritize quickly

Am-investment Management Resume Examples & Samples

The Portfolio Insights Service leverages investment and market insights combined with analytical tools to provide advisors with consultative guidance on investment selection, asset allocation and portfolio construction. It is a service designed to deepen relationships with select partners in the advisory community. The individual in this role will
Strengthening relationships across their sales channel through enhancing product, asset allocation and portfolio construction knowledge
Work together with sales management to enhance adoption of both the service and best practices including opportunities and expectations
Strive, as a subject matter expert, to growth their proficiency across the JPMorgan product range, competitors, market and industry trends
Collaborate with asset class strategists to effectively deliver analysis consistent with product messaging while partnering with compliance to ensure process and disclosure suitability
Take an entrepreneurial approach to bringing scalability and continued success to the service
Five years plus financial services experience, with a significant focus in asset allocation, due diligence or competitive analysis. A demonstrated ability to influence and gain buy-in on key initiatives
CFA or CIMA strongly preferred; Series 7, 63 preferred
Strong project management skills and ability to multi-task
Proficiency in Zephyr, Morningstar Direct and Evestments
Sound knowledge of Windows [Word, Excel (Macros & Pivots), Access, PowerPoint]

Operations Investment Management Client Middle Office Analyst Resume Examples & Samples

This role supports the oversight of Net Asset Value in GSAM accounting system and providing Portfolio Managers and Traders with accurate information to support investment activities
Managing available and projected cash balances to minimise unplanned currency exposures whilst ensuring that uninvested cash has been placed in an appropriate vehicle to maximise the return to the client accounts and mutual funds
Candidate will be responsible in participating in business and department driven initiatives and extensive ad hoc analysis for portfolio managers
Contribute to the development of the methods to improve processes, reduce risks, increase controls, and / or increase customer satisfaction
Validating Hedge ratio and Funds NAV to minimise unplanned currency exposures whilst ensuring that uninvested cash has been placed in an appropriate vehicle to maximise the return to the client
Seeking and implementing automated solutions to manual processes
Problem solving capability for complex accounting, cash management, performance and portfolio issues
Extensive ad hoc analysis for fund managers and clients
Identify and resolve accounting agent issues and queries
Partner and communicate with internal groups such as compliance, legal, risk, and the business in the monitoring of sub-advisors
Minimum 2 years Asset Management or financial industry experience in Operations or any type of reporting functions
Solid understanding of financial products such as equities, fixed income, derivatives and foreign exchange
Client interaction and commercial sense
Self-motivated, well organized and attention to detail
Proven analytical and time management skills
Interest in portfolio management
Energetic team player, able to work well within a group
Flexible individual, able to learn quickly
Desire to work in a fast-paced environment
Part / qualified accountancy qualifications are a preferred/nice to have but not mandatory; a degree is essential however
Understanding of risk and performance measurement is a plus
Understanding of regulatory requirements in EMEA and US
Demonstrates an in-depth understanding of how Operations supports the business, how risk is managed and how controls operate

Am Investment Management Performance Analyst Gips Resume Examples & Samples

Creating GIPS Annual Performance Page according to GIPS Presentation Standards
Maintaining various composite databases
Supporting RFP Team as it pertains to composite performance
Supporting portfolio managers as it pertains to composite performance
Basic understanding of AIMR/GIPS Performance Presentation Standards
Experience in working with all areas of investment management operations
Knowledge of MS Excel -Intermediate Level (e.g VLOOKUPS, etc.)

Am Investment Management Performance Analyst Multi Asset Resume Examples & Samples

Utilizing proprietary and system tools to identify inaccurate accounting and reference data
Liaising with various teams across the organization to resolve issues
Providing significant support to the business by creating and disseminating custom performance reports
Responding to ad hoc requests
Contributing to the enhancement and testing of software and system tools
Sound knowledge of equity and fixed income securities
Knowledge of multi-asset attribution
Attention to detail and strong sense of urgency
Strong MS Excel skills
1-3 years experience as a performance analyst, with similar responsibilities

Morgan Stanley Investment Management Resume Examples & Samples

Drive and oversee the creation of industry-leading communications and strategy/fund-focused collateral that resonates with clients to successfully complement the sales process and position Morgan Stanley as a thought leader and top solutions provider
Complete proposals/questionnaires on a timely basis, including compiling existing language, creating new language as needed and reviewing an iterative document to ensure a high quality final product and where appropriate, work globally with other MSIM Business Development Services teams located in New York, London and Tokyo
Ensure close collaboration with support and marketing colleagues in other departments within Investment Management including client services, operations, legal and compliance
Ensure response files for all products are maintained, and help build support infrastructure for products identified as priorities on an ongoing basis
Assist in compiling routine and complete business reporting for sales, investment teams, and senior management
Equivalent of an MBA or other advanced financial qualifications preferred
Fluency in spoken and written Chinese (Mandarin & Cantonese) and English essential, additional Asian language skills advantageous
At least 5 years of experience in asset management, preferably in an RFP or marketing role
Strong fundamental understanding of equity, fixed income and alternative asset classes
Excellent cognitive and writing abilities, as well as exceptional verbal skills, in order to translate sophisticated investment concepts into commercially viable publications and marketing materials
Ability to build strong, trusted relationships with sales and investment professionals and identify creative solutions to resolve conflicting priorities
Ability to work independently but also function as a key contributor to a small, collaborative team
Ability to manage multiple tasks simultaneously and deliver outstanding work products under tight deadlines

Advertising Manager for the Uk-investment Management Resume Examples & Samples

End-to-end campaign management, from idea generation through to production and reflection on the performance of the advertisements
Liaising with internal stakeholders in order to ensure advertising is in line with the brand messaging and management of external agencies to ensure effective campaign delivery
Performing competitor analysis to report to the marketing team
Assisting with the promotion of the firm's sponsorship through both online and print advertising
Working on advertising for flagship events alongside the events and marketing teams

Investment Management Resume Examples & Samples

1- 3 years experience with exposure/involvement in Global Investment Management or Global Wealth Management
Strong analytical skills, including financial and other quantitative analysis
Minimum GPA of a 3.2

Asset Management Investment Management Business Manager Analyst Resume Examples & Samples

Nearly 1,300 investment professionals providing strategies spanning the full spectrum of asset classes, including equity, fixed income, cash liquidity, currency, real estate, hedge funds and private equity
Review and analyze MIS around revenues, headcount and expenses and input into investment/productivity initiatives
Perform analysis and data mining on adhoc issues
Partner with other Business Managers across other regions and products e.g. equities, to share best practice and drive consistency across GIM
Support Business Continuity and Disaster Recovery efforts for the business
Address adhoc business issues
Investment management expertise/experience is a strong preference but not an absolute requirement
Knowledge of some of the Fixed Income markets, products and processes is essential
Excellent interpersonal skills with the ability to successfully engage and influence a broad range of individuals across various businesses and key support functions
Strong focus on the bottom line of the business
Attention to detail with logical thought process
Strong business experience and product/process knowledge, ideally in the Rates space

Senior Contract Recruiter Investment Management Sta Resume Examples & Samples

Corporate and Agency recruiting experience preferred
Experience with applicant tracking systems; Taleo preferred
Demonstrated attention to detail

Senior Director Global Treasury Investment Management Resume Examples & Samples

The individual will develop investment strategies that will meet targeted risk adjusted returns while meeting the portfolio’s liquidity objectives
Analyze and quantify risk/return profiles of potential asset classes, monitor financial markets, and have a regular dialogue with brokers, assets managers, and other investment professionals
Execute transactions across a wide spectrum of fixed income instruments as well as entering into Repo and CP transactions for liquidity needs
Additionally the individual will be involved in corporate finance initiatives. These are typically far ranging and involve analysis and executions that have elements of capital markets and investments
Prior corporate finance initiatives have included: prepayment of outstanding debt, restructuring of investment portfolios, and negotiating bank credit support agreements
At least 12 years of broad Treasury experience, including investments, and capital markets
Bachelor’s degree required. MBA preferred
Chartered Financial Analyst (CFA) credential a plus
Experience with financial modeling, financial software and databases
In depth knowledge of financial markets and instruments

Investment Management Resume Examples & Samples

Demonstrated interest in the real estate industry
Highly motivated and a self-starter
Exceptional quantitative and analytical skills
Proficient with Microsoft Word, Microsoft Excel (familiarity with Argus is a plus)
Candidate must have a minimum GPA of a 3.2

AM, Jpmorgan Investment Management Americas Resume Examples & Samples

High energy and work ethic, responsible, self-starter, team player
Foster Teamwork: Work cooperatively and effectively with others to set goals, resolve problem, and make decisions that enhance organizational effectiveness
7 - 10 years of experience working within an Asset Management organization preferred
3 + years of experience working in a project management or client on-boarding role

Crm Business Analyst Investment Management Resume Examples & Samples

Facilitating reporting analysis tools
Assisting user end requests
Coordination of BAU initiatives and projects
Data management and database administration
Improve effectiveness and support of the CRM platform
Excellent English communication and written skills
2 to 3 years experience in CRM function or sales/marketing operations
Exceptional analytical skills of database management, reporting and processes
Strong level of interest in analyzing sales and marketing activities
Good time management and organization skills
Be inquisitive by nature with systems

Technology & Data-investment Management Resume Examples & Samples

Database/SQL (Sybase preferred)
Core Java
Web services (SOAP)
UNIX/LINUX
Working knowledge of scripting languages (e.g. Perl/Shell)
Crystal reports/Excel Writer
Be comfortable expressing ideas in meetings, design sessions, etc
Good analytical and problem solving skills that are coupled with strong communication
Self-sufficient and show ability to lead given the opportunity
ETL tools
Understanding of portfolio accounting concepts, Equity and/or Fixed Income trade lifecycle

Investment Management Resume Examples & Samples

Analysis of portfolios including positioning, analytics and performance results
Creating and maintaining client presentations, marketing, performance commentary, and other client communications
Responding to ad-hoc requests from external clients and internal groups
Product positioning projects such as statistical analysis and competitive analysis
Facilitate meetings, both external (client pitches and reviews) and internal (i.e. product development and strategy meetings)
Develop understanding of insurance investment portfolios
1-4 years work experience with fixed income knowledge
Bachelor's degree in Business, Economics, Finance or related field with a minimum overall GPA of 3.2
Interest in financial markets, economics and the insurance industry
Excellent responsiveness and problem solving skills and high attention to detail
Quantitative skills - proficiency in basic financial calculations and high aptitude with numbers
Broad range of computer skills, in particular Excel, Word, and PowerPoint
Adaptable, innovative, and results oriented, with excellent teamwork skills
Organization and time management, ability to meet deadlines without reminder

Investment Management Resume Examples & Samples

Work as an analyst in real estate asset management for multifamily
Superior writing and verbal communication skills
Ability to multi-task and work in a dynamic environment
Proficient with Microsoft Word and Microsoft Excel
ARGUS experience is a plus

Investment Management Analyst Resume Examples & Samples

Develop an understanding of the investment process with the objective of improving assistant procedures. Gain a familiarity with account holdings and investment guidelines. Understand the product's process and current asset allocation guidelines
Day-to-day investment support of Portfolio Managers and Client Portfolio Managers including cash management of accounts, asset allocation or trade input for accounts, running of holdings and analytical reports, monitor fund in/out flows (for accounts that are mutual or commingled funds)
Research - work with senior analysts and portfolio managers on stock-specific analysis, macro research, resolution of special situations and corporate actions, and performance attribution commentary
Project work – work with the broader investment team in new product development, development of new tools and analysis, and quantitative research projects
0 - 2 years of experience and a degree in a quantitative field, such as math, engineering, economics, or finance, is preferred. A high level of comfort with computer programming is strongly recommended, and prior financial research experience is a plus. Paramount skill for this position is attention to detail, must be methodical in their approach to problem solving, highly numerate, and know when to escalate issues of importance to portfolio managers. A large part of this role requires liaisons with numerous groups within JPM Asset Mgmt, therefore strong interpersonal skills are crucial. Strong analytical skills are important as the portfolio construction process is very disciplined and quantitative in nature
Ability to identify trends though numerical analysis
Strong ability to address risk and be comfortable with risk taking
Strong understanding of AWM products and services
Strong understanding of financial services industry
Market data services knowledge
Knowledge of market settlements
Sound knowledge of regulatory environment
Broad range of computer skills, such as (Excel, Word, PowerPoint, Project & Access, other)
Project management/Six Sigma/DMAIIC

Morgan Stanley Investment Management Resume Examples & Samples

A university degree in a business- or finance-related discipline necessary; a Master’s Degree and/or a professional designation, such as CFA, advantageous
Ideally with 1-2 years of experience preferably with an investment manager or investment bank, or equivalent, preferred; fresh university graduates with business acumen will also be considered
Strong English and Mandarin, fluency in Japanese a distinct advantage
Proficiency with Excel and database management is essential
A strong interest in the investment management business
A strong attention to detail
Able to work independently and manage time efficiently and effectively
A team player with a resourceful attitude

Investment Management Resume Examples & Samples

Lead and manage content taxonomy development and ongoing governance models, procedures and policies to account for content tagging needs and changing business circumstances
Partner with business and technical stakeholders globally on development and ongoing implementation of taxonomy frameworks
Drive taxonomy strategy and development consultation for new projects and initiatives in partnership with content publishing/editorial team
Establish and oversee taxonomy standards and workflow practices
Perform regular competitive analysis of digital content to ensure best practices and ongoing innovation in a dynamic, fast moving industry
A minimum of a Bachelor’s Degree
4 years of digital content experience with particular experience developing and overseeing content taxonomy frameworks
Previous experience leading digital content strategy projects and initiatives
Experience with metrics and establishment of KPIs
An understanding of SEO and information architecture
Work experience with financial services, especially asset management, preferred

Investment Management Resume Examples & Samples

Leverage Zephyr and Morningstar software tools to create analyses that contrast JPMorgan mutual funds, ETFs and SMAs versus competitors’ products
Be responsible for ensuring a high volume of analyses are delivered on time and meet or exceed expectations
Follow all quality assurance, tracking and archiving processes, including periodic reviews to ensure the end product fulfills the objectives
Minimum of one to three years financial services experience
Progress toward Series 7, 63 preferred but not required
· Strong project management skills and ability to multi-task to prioritize appropriately
Sound knowledge of Windows (Word, Excel (Marcos&Pivots), Access, PowerPoint)
Proficiency in Market Data tools a plus (Zyphyr, Morningstar, eVestment etc)

Investment Management Processes & Controls Inv Bh Resume Examples & Samples

Collaborate with the other members of the Investment Management senior leadership team, along with senior leaders within Annuities and throughout Prudential Financial, to develop and enhance the Annuities investment platforms future vision of becoming a leading platform by creating and implementing a highly effective risk strategy
Participate in building and maintaining a sustainable, controlled investment platform that focuses on the investor, the board and the Annuity business results; manage fiduciary oversight and the oversight of investment performance, potential litigation, investment diversification, manager concentration and the shareholder
Lead the first line of defense risk oversight of all department functions and processes, with particular focus on investment governance, performance monitoring fiduciary requirements and regulatory risks. Set and oversee best-practice standard operating procedures for the Investment group related to fund oversight and reporting, based on industry best-practices. Develop and review departmental policies, guidelines and procedures for performance reporting operations. Anticipate issues that may cause errors or adversely affect the ability to meet deadlines and take actions to prevent the risk of occurrences. Maintain a well-controlled support environment
Ensure that process management is embedded at an operational level within the department. Ensure that appropriate processes are developed and implemented to connect the right people and functions so that all departmental operations run efficiently and effectively. Support staff in solving problems and incorporating new processes to mitigate risks
Regularly interact and collaborate with the Businesses Chief Legal Officer, Chief Compliance Officer, Head of Investment Research, and Executive Risk Management, and Board outside counsel to learn about, pursue and deliver on needed legal and risk-related activities and mandates. Keep abreast of new regulatory guidance, new technologies and applications and their implications for the business. Partner with peers in other organizations and with trade/industry associates to ensure best practices
Work with members of the investment committee to discuss decisions that impact financial, hedging and capital risk to the entity. As a member of the Investment Advisory Council, participate with fellow members in vetting decisions that are brought to the Senior Annuity Financial Risk Committee
Work with Risk, Legal and Compliance on critical issues related to board governance, regulatory and risk matters, and all pertinent topics related to the Annuities investment platform. Ensure that the Investment Management Department fulfills all legal or regulatory requirements as both an RIA as well as an affiliated entity
Five to ten years experience in a process or controls function, e.g., compliance or risk, etc., or equivalent business experience
Demonstrated ability to create, implement, maintain and sustain highly effective operational processes to reduce risk
Solid understanding of investment vehicles
Ability to manage a team of professionals, proven leadership skills, and the ability to develop talent
Strong analytical, critical thinking, and problem solving skills
Excellent judgment and outstanding influencing skills
Excellent communication skills and the ability to effectively collaborate across the organization and build strong and productive relationships with all levels of people
Strong executive presence and the ability to build consultative relationships with senior management
Series 6 or 7 and series 26 may be required (within 3 6 months of starting role)

Wealth & Investment Management Treasury Resume Examples & Samples

Work with the business segments to manage the Asset/Liability Committee process, including agenda setting, production & distribution of presentation materials, and recording & approval of meeting minutes
Support analysis and reporting of liquidity and funding metrics to senior management through interactions with Capital Markets, Operations, and Cash Management
Support processes related to regulatory deliverables, examinations and inquiries
Strong project management and interpersonal skills, including sound judgment, ability to create consensus and drive results when working with cross-functional teams
5+ years of experience in Finance or Wealth/Investment Management

Citi Investment Management Service Officer Resume Examples & Samples

Act as an intermediary between PMs/Associates and Operations on some of the following administrative matters
Distribution of Daily Transaction Reports
New accounts processing. -Process account maintenance requests
Changes and termination updates
Internal Transfers
Covering Overdrafts
Mutual Fund Orders processing and follow up review
Process collateral/cash loan-hold releases
Money Laundering Searches
Restriction updates and maintenance
Monthly Affirmation Process
Monthly Non-Discretionary Process
Strategic Project Support responsibilities
Design, implementation, and day-to-day management of various initiatives and ad hoc projects. Management reporting of business intelligence
Business analysis and requirements documentation
Develop test scripts and assist in workflow/project testing
One to five years of financial services industry experience
Attention to detail is a critical attribute
Expert proficiency in Microsoft Word & PowerPoint is a required skill set
They should also have an interest and experience in the financial services industry
Required skills include project management, quantitative aptitude, and the ability to effectively synthesize and communicate complex business issues
Fluency with financial modeling and presentations is ideal

100

Wealth & Investment Management Controller Resume Examples & Samples

Good, strong communication skills (English)
Basic accounting knowledge around payables and balance sheet
Proficiency in Excel (formulas, pivot tables; macros a plus)
Access/SQL experience is a plus

101

Wealth Investment Management Revenue Recognition Controller Resume Examples & Samples

Accounting support functions, which include but are not limited to
Accounts receivable
Procedure documentation
Handle and coordinate audit inquiries from
D&T
RCSA/FinRisk
SOX
Regulatory Reporting
Work with business partners across firm including but not limited to
Financial Advisor Compensation
Business Unit CFOs
Regulatory
Tax
Effective muti tasking
Knowledge of Excel and Access

102

Product Investment Management April Resume Examples & Samples

Research and analysis into business, regulatory and technical topics to support the formulation and specification of product requirements
Work with internal and external business partners/clients and systems personnel to define and refine business requirements
Support the management of scoping, scheduling and delivery of product roadmap and releases
Create detailed functional specification documentation for product innovation and enhancements in line with company and industry best practices
Create business cases for potential products
Define and support the systems development team in building prototypes of products
Testing of products and definition of test scenarios
Support training and knowledge transfer to operational teams
Update and maintain product documentation suite
Business analysis or related experience preferably in the financial services industry
Financial Regulatory or Capital Markets experience is an advantage
Self-motivated and excellent attention to detail
4 years + industry experience

103

Citi Investment Management Resume Examples & Samples

Act as an intermediary between PMs/Associates and Operations on some of the following administrative matters
Distribution of Daily Transaction Reports
New accounts processing. -Process account maintenance requests
Changes and termination updates
Internal Transfers
Covering Overdrafts
Mutual Fund Orders processing and follow up review
Process collateral/cash loan-hold releases
Money Laundering Searches
Restriction updates and maintenance
Monthly Affirmation Process
Monthly Non-Discretionary Process
Strategic Project Support responsibilities
Design, implementation, and day-to-day management of various initiatives and ad hoc projects. Management reporting of business intelligence
Business analysis and requirements documentation
Develop test scripts and assist in workflow/project testing
One to five years of financial services industry experience
Excellent interpersonal, verbal and written skills are required
Attention to detail is a critical attribute
Strong ability to multi-task, organize, prioritize and meet deadlines within a dynamic, demanding environment
Must be a flexible, independent, team player with positive attitude and willingness to step-in and provide support as needed
Expert proficiency in Microsoft Word & PowerPoint is a required skill set
Advanced Excel is necessary
Candidates should have basic project management and strategic analysis experience
They should also have an interest and experience in the financial services industry
Required skills include project management, quantitative aptitude, and the ability to effectively synthesize and communicate complex business issues
Fluency with financial modeling and presentations is ideal

104

Wealth Investment Management Fixed Income Product Controller Resume Examples & Samples

Daily Product Control functions for our Wealth Management Fixed Income Division
Compilation of daily P&L for several Fixed Income trading desks, Interest Rate Sensitive Products, Credit Sensitive Products and Municipals Products
Month-end processes include reconciling daily reports to month-end reports and to the General Ledger for the above products and processes. Preparation and posting of G/L entries and reconciliations of G/L balances
For the Municipal Syndicate trading desk, processes include maintaining records for P&L from syndicate deals where Morgan Stanley is a co-manager, and reconciling payments to Financial Advisors for designated sales
There is also heavy interaction with various other groups such as Treasury Controllers, Tax Department, Regulatory and a variety of audit teams
Minimum 3 years of fixed income product control experience
Detail oriented, analytical, and strong problem solving skills

105

Wealth Investment Management National Sales Branch Controller Resume Examples & Samples

Accounting support functions, which include but are not limited to
Month end close
Balance sheet reconciliations
Variance analysis
Accounts receivable
Procedure documentation
Ad-hoc projects
Handle and coordinate audit inquiries from
D&T
RCSA/FinRisk
SOX
Regulatory Reporting
Work with business partners across firm including but not limited to
Financial Advisor Compensation
Business Unit CFOs
Tax
3-5 years accounting experience
Effective muti tasking
Strong accounting and analytical skills

106

Wealth Investment Management Lending & Expense Controller Resume Examples & Samples

Accounting support functions, which include but are not limited to
Procedure documentation
Handle and coordinate audit inquiries from
D&T
RCSA/FinRisk
SOX
Regulatory Reporting
Work with business partners across firm including but not limited to
Financial Advisor Compensation
Business Unit CFOs
Regulatory
3-5 years accounting experience
Effective muti tasking
Ability to work independently, as well as part of a team
Strong accounting and analytical skills
Knowledge of Excel and Access

107

Aam Investment Management Internship Resume Examples & Samples

Candidates must exhibit a successful academic record, preferably in a finance-related field
The candidate should also have strong analytical skills and demonstrate effective communication skills
Ideal candidates will be in junior year; will accept seniors, but must have at least one semester to complete after internship concludes
Experience with Bloomberg and Capital IQ is a plus

108

Wealth Investment Management Accounting Policy Professional Resume Examples & Samples

Apply U.S. GAAP to transactions and strategic initiatives to identify accounting issues
Assist the business units/corporate functions in assessing impacts of evolving standards
Liaise with global policy group to monitor accounting and regulatory capital policies
Review of financial statements and assist with disclosure preparation (10-K, 10-Q and stand-alone reports)
Point of contact with internal and external auditors and other outside advisors
Various ad hoc accounting initiatives
5-8 years of relevant experience
Bachelor’s degree in Accounting (or equivalent), CPA required
Strong analytical skills and technical U.S. GAAP knowledge
Proven ability to execute special projects and strategic initiatives; manage time effectively and meet tight deadlines
Outstanding attention to detail and excellent organizational skills

109

Investment Management Associate Resume Examples & Samples

Superior academic law school credentials including a JD from a top law school and excellent grades
Large firm/boutique high-level work experience
Documented track record of success
Show stability on resume of past experience
Member of the DC bar or eligible to waive in

110

Investment Management Management Accountant VP Resume Examples & Samples

Work with the CFO to report the region, location and business unit financials
Present key financial metrics to sales team leaders, such as cash flows and net new revenues
Provide day to day support to Hong Kong management team, as well as regional support to country CFO’s, and country senior management
Review, analyze and critically evaluate business unit’s financial results. Highlight key trends, as well as manage and evaluate the financial planning and forecasting of each business
Work within the broader global finance team to support product, marketing, technology and operations financial managers, as well as support the regional finance controllers group
Provide oversight to finance support team located in India. Evaluate output, as well as provide guidance on enhancement of key reporting
Build presentations for operating committee, either standard financial reporting, or ad-hoc reporting to focus on key themes
Build network across the sales, management and finance organization
Three year experience with a finance organization
Preferably experience with an asset management firm
Strong business acumen, detailed-oriented, possessing strong analytical skills
Problem solving mindset, ability to take initiative to resolve issues
Attention to detail, timeliness, and high productivity while working under pressure to meet deadlines
Proactive, keen to learn and take on new responsibility
Superb computer skills - Word, PowerPoint, Excel
Articulate in written and verbal communication, native to fluent written and spoken English
Strong interpersonal and influencing skills - and ability to interact with colleagues at all levels and build trusted relationships

111

Investment Management & Mutual Fund Risk Specialist Resume Examples & Samples

Operational Risk Management
Regulatory & Compliance
Audit Management
Standards & Policies
Business Continuity Management
Enhance the quality control, operating risk management and governance standards of the firm's discretionary management business
Execute upon quarterly control activity testing which includes validating best execution, trade rotation, personal trade / investment restriction / conflicts review, compliance / business testing and resolution, ensure adherence to policy and procedures
Perform daily review of covered employee emails
Serve as liaison for Investment Management interaction with Legal & Compliance, Risk, Group Internal Audit, etc
Create framework to organize and maintain books and records to ensure investment decisions are appropriately retained
Inventory and lead all risk and regulatory requirements for Portfolio Management and Execution teams
Manage the initial and ongoing review of all products and providers offering products
Liaise with our research vendor, responsible for all output and overall quality of deliverables, including prioritization and product development/services
Also with the research vendor, develop and maintain the objective criteria and documentation used by UBS to determine if a fund or fund family will be included on the UBS platform
Liaise with mutual fund companies to drive thorough completion of documentation and resolve open questions prior to committee review
Identify the mutual funds for consideration by the committee to be made available for clients and included on the UBS platform; ensure an adequate selection of mutual funds and fund families is available for use on the UBS Platform
Work with the research vendor to provide the committee information necessary to ensure the appropriateness and suitability of the products on the Platform
Lead the review process of all existing fund partners to determine their continued financial stability and ability to support UBS WMA and our clients with appropriate products and services, including questionnaire development and refinement as needed, distribution to partners, response tracking and reporting
Manage required recordkeeping of fund reviews, results and actions taken based on review for internal and external regulatory review purposes, and serve as key Mutual Fund Product Group point person responsible for addressing all related inquiries
Produce metrics and business analytics relevant to the mutual fund business
Ensure audit preparedness
Bachelor's degree and minimum 7 years' experience
Project management, business analysis & coordination skills; ability to work on a wide range of projects and activities simultaneously
The ability to work in virtual teams leveraging immediate colleagues and others as necessary
Experience and knowledge of financial products and their development life cycle management (specific Investment Management and/or Mutual Fund experience a plus)
Experience in risk, audit, regulatory or compliance environment, with a combination a plus
Awareness and knowledge of national and international industry wide risk related initiatives and structures (e.g., SOX)
Proven communications skills (written/verbal) and the ability to present and negotiate complex issues at all levels through senior management
The ability to challenge and be challenged
Series 7 and 66 required
Additional financial services education or qualifications a plus

112

Investment Management Resume Examples & Samples

Underwrite using Argus and Excel
Create and utilize financial models for investment valuation
Research and analyze market data
Participate in property inspections and market tours
Prepare presentations and written investment committee memos
Perform due diligence to prepare acquisitions for closing

113

Investment Management Resume Examples & Samples

At least 3 yrs working experiences in SITCA or Financial Indusity
Team player who has good communication skill , integrity, self-discipline, details-oriented and ability to work under pressure to meet tight deadlines
Ability to work independently and be a self-starter

114

Attorney Investment Management Resume Examples & Samples

Providing guidance on registration and regulatory issues relating to SEC registration of investment advisers, as well as support for the company’s Form ADV regulatory filings
Providing guidance on CFTC rules and regulations regarding commodity pool operators, commodity trading advisors and CFTC required filings, such as Form CPO-PQR
Assist with the legal support for trading of derivative instruments
Assisting with the formation and maintenance of FTI’s private investment funds
JD and license to practice law in the U.S. (with subsequent California Bar membership or certification as Registered In-House Counsel)
At least three years of experience as an attorney, preferably in the investment management area with a law firm and/or global financial services company
Experience with laws and regulations under the Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Act of 1933, and Commodity Exchange Act
A self-directed individual with a high degree of attention to detail, the ability to multi-task and prioritize, and effective oral and written communication skills
Ability to establish and maintain cooperative working relationships with other members of the legal team, company management and outside business contacts

115

Tax Investment Management Resume Examples & Samples

Degree educated or equivalent
Proven working knowledge within the UK asset management industry
Experience of delivering tax audit services
Managing client teams and working closely with Partners
Proven strong project management skills
Have an ability to communicate effectively with both clients and colleagues

116

Investment Management Analyst Resume Examples & Samples

Portfolio Implementation - Develop an understanding of the investment process with the objective of assisting the portfolio manager in implementing buy/sell decisions by sending down orders in equities, futures, and treasuries, monitoring cash flows amongst various accounts, communicating with trading teams, and monitoring futures hedging, etc
Portfolio Monitoring - Keeping abreast of portfolio positioning, market news, and trades, analyzing/reconciling position discrepancies, monitoring account guidelines and restrictions, investment performance reviews; etc
Ad-hoc projects - Working with various individuals and groups on projects related to portfolio management, including research initiatives, stock fundamentals and valuation, complex account transitions, transaction cost analysis, etc
Undergraduate degree in Business, Finance, Economics or related field with a minimum overall GPA of 3.2 . Resumes without an overall GPA stated will not be considered
Strong understanding of JPMAM products and services
VBA and MatLab experience preferred

117

AM Investment Management Performance Fixed Income Investment Analyst Resume Examples & Samples

Auditing portfolio returns for accuracy
Supporting existing attribution analysis process, while aiding in the migration of that function to PAG
Identifying and correcting inaccurate data by liaising with other Operational groups
Application/ systems process assessment
Maintaining various databases
Developing and creating client specific performance reports
Supporting Account Management function as it pertains to portfolio performance
Supporting portfolio managers as it pertains to portfolio performance
Generation of Metrics Reports
Substantial understanding of fixed income securities, especially mortgage and asset-backed instruments
Experience with swaps and options
Experience supporting a multifactor (duration, yiel, sector, security selection) fixed income attribution process
Ability to communicate effectively with clients, third party consultants, custodians and across all employee experience levels throughout IM
Up to 5+ years experience as a performance analyst, with similar responsibilities
Experience with Barclays Point, Yield Book, BiSam B1 or similar application is considered a significant advantage

118

Investment Management Associate Resume Examples & Samples

Preparation of periodic client portfolio reviews and presentations
Preparation of portfolio & manager commentary for retail liquid-alternatives products
Preparation of periodic analytical and due-diligence materials for clients and consultants
Notification and advice to clients of changes to managers in their portfolios
Participation in periodic in-person and telephone updating of clients on portfolio changes/performance, as well as in-depth strategy and manager discussions
Pro-actively responding to ad-hoc inquiries from clients or internal sales professionals about any aspect of a client’s investments
RFP Preparation
Preparation and updating of marketing presentations and pitchbooks
Work with senior sales professionals to help win and retain business
Competitive benchmarking, market research and prospecting
Participation in development of new products and services
3 – 5 years financial markets experience in financial markets, preferably with hedge funds or fund-of-hedge funds
Strong team-player with ability to work independently, as Singapore office covers countries from Australia to Korea with frequent travel
Excellent communication skills, both written and verbal; Mandarin-language skills a plus
Ability to multi-task and prioritize effectively
Proficiency with Microsoft Office Applications
BS/BA with strong quantitative skills
CAIA, CFA or working toward

119

AM Investment Management Performance Analyst Multi Resume Examples & Samples

Ensuring the accuracy of returns produced by JPM’s performance measurement applications
Explaining return anomalies
Assisting in the maintenance of various databases
Participating in group initiatives and projects
Thorough understanding of accounting principles
Team player that can also work independently with minimal supervision
Ability to think critically and synthesize information for a number of different sources

120

Wealth Investment Management Field Management Support Resume Examples & Samples

Perform Data entry
Conduct daily review of various reports
Verification of daily transactions
Verification of changes
Monthly reconciliation of files
Troubleshoot issues, solving independently or escalating to management
Maintain and continuously improve control procedures
Must be able to handle multiple tasks in a deadline driven environment
Must be able to handle multiple projects/tasks while meeting deadlines
3-5yrs experience in a financial services industry
Understanding and executing of customer service excellence

121

Investment Management Resume Examples & Samples

Work with the CFO to report the region, location and business unit financials
Present key financial metrics to sales team leaders, such as cash flows and net new revenues
Provide details on client revenue, expense, sales and headcount information
Highlight key trends, as well as manage and evaluate the financial planning and forecasting of each business
Work within the broader global finance team to support product, marketing, technology and operations financial managers, as well as support the regional finance controllers group
Evaluate and review output from overseas support team in India
Build presentations for operating committee, either standard financial reporting, or ad-hoc reporting to focus on key themes
Preferably experience with an finance organization or finance function
Problem solving mindset, ability to take initiative to resolve issues
Attention to detail, timeliness, and high productivity while working under pressure to meet deadlines
Articulate in written and verbal communication, native to fluent written and spoken English. Mandarin is not critical, but a benefit

122

Head of Risk-investment Management Firm Resume Examples & Samples

Be responsible for overseeing the group risk function, mainly related to operational risk, investment risk and market risk areas
Assist group CRO in the analysis for project financing, M&A, cross-border financing etc.
Liaise with the business and provide advisory related to risk
Roll out relevant risk based projects and ensure the risk framework is in place
Coach and train subordinates and other staff members on risk related issues
Have relevant experience in a group risk capacity from either an asset management or investment banking background
Have prior managerial experience is a plus
Have good experience in performing risk analysis for M&A/corporate finance activities
Be proficient in English and Mandarin is a MUST

123

Wealth Investment Management Resume Examples & Samples

Conduct daily review of various reports
Verification of daily transactions
Verification of changes
Monthly reconciliation of files
Troubleshoot issues, solving independently or escalating to management
Maintain and continuously improve control procedures
Individuals applying for this role must possess
Teamwork focus
Must be able to handle multiple tasks in a deadline driven environment
Must be able to handle multiple projects/tasks while meeting deadlines
3-5yrs experience in a financial services industry
Proficiency in Excel, Word, and PowerPoint
Understanding and executing of customer service excellence

124

Investment Management Resume Examples & Samples

2 – 4 yrs of relevant experience
Strong computer skills – high level of proficiency in basic tools such as excel and powerpoint
Strong teamwork orientation
Have or obtain Series 7 license

125

Investment Management Resume Examples & Samples

Stress tolerance especially when dealing with urgent needs and contingency
Good sense of numbers and willing to learn new things
SICE/SITE/license is a must

126

Portfolio Services Team Lead-investment Management Operations Resume Examples & Samples

Strong organizational skills and an orientation toward strict attention to detail
Proven abilities in providing oversight and direction to employees
Proven abilities in developing staff through goal setting, clear and direct feedback, and performance development planning
Foster a culture of teamwork
Experience in recruiting
Proficient computer skills, particularly with Microsoft Office
Satisfied investment and trading team
Controlled processes demonstrated by metrics and risk incidents
A team who are growing as individuals
Ideal candidate will have at least 7 years of experience in Investment Management Operations, and have experience with Fixed Income products
Bachelors Degree or equivalent (Finance, Economics or Accounting preferred) and demonstrated, proven experience in Financial Services Operations or similar role
Familiarity with BRS Aladdin would be advantageous

127

Investment Management Resume Examples & Samples

Partnering with various business groups across functions to execute key GIM/GFICC priorities, understanding and defining business needs in the context of short and long term objectives
Developing global fixed income strategy materials for internal and external meetings, as well as media/press events, industry forums and roadshows
Organizing, planning and participating in key leadership meetings
Analyzing data, processes, team organization and supporting applications to identify weaknesses, gaps, risks and opportunities for improvement
Communicating priorities, processes and initiatives in a simple and compelling way
1 - 3 years of work experience with exposure/involvement in one or more of the following areas: Asset Management, fixed income markets, consulting, financial analysis, project management, other quantitative analysis
A track record demonstrating a high level of personal initiative, setting and achieving challenging goals, and demonstrating entrepreneurial leadership
Strong interpersonal and influencing skills - ability to interact with colleagues at all levels and achieve goals without direct control over resources
Background and/or keen interest in global fixed income markets, products and strategies
Advanced understanding of MS Excel (including formulas, pivot tables, graphs, basic programming) and PowerPoint tools

128

Am-investment Management Resume Examples & Samples

Responsible for full lifecycle recruitment of Experience Hire candidates; positions range from analyst, associate and mid to senior level individual contributors
Successfully source, cold call, screen and candidates
Ensure there is a diverse candidate slate for every position
Interact and build successful relationships with Executive Recruiters and hiring managers to effectively develop recruiting strategies
4-8 plus years full lifecycle recruiting experience
Ability to quickly understand and work in multiple technology systems (applicant tracking, contact management and proprietary offer tracking systems)
Ability to identify innovative and creative solutions for hard to fill positions
Must be able to work independently in a dynamic environment of change, challenge and multiple deadlines and priorities
Working knowledge of AIRS recruiting and sourcing methods preferred
Experience recruiting Investment Management, Private Banking, Trust, Financial Planning and Investment Advisor professionals in the high and ultra-high net worth space is a plus

129

Investment Management Controller Resume Examples & Samples

Aged receivable reporting and partial controllership of the Investment Management balance sheet receivable accounts
Coordinating between various business units fundraising accounting
Coordination of third party (fund) payments to Morgan Stanley
Monthly and Quarterly Business Segment Management reporting (Assets, Revenues, Expenses and PBT)

130

Investment Management Resume Examples & Samples

Conduct fundamental and quantitative research to help identify new investment opportunities in fixed income and currencies globally
Monitor existing positions, clearly understanding the risk/reward trade-off of the underlying investments
Contribute to communications with existing and prospective clients via written reports, Powerpoint slides, and verbal presentations
Help construct/structure positions and portfolios that invest across asset classes, including stocks, bonds, currencies, and commodities
Bachelor’s degree required. Advanced degree and/or CFA preferred
2-5 years research experience in fixed income or currencies on either buyside or sell-side, with particular experience working on top-down investment strategies a plus (but not required)
Experience with financial market data (through Factset, Bloomberg, other sources) is essential
Foundation in computer programming (VBA, Matlab) required, and in mean-variance optimization techniques a plus
Ability to work independently and within a team environment in conducting research
Resourcefulness and ability to think out of the box for enhancing research process, generating trade ideas, and working on client-initiated projects
Time management skill, attention to detail, and ability to perform under pressure

131

Morgan Stanley Investment Management Resume Examples & Samples

3-7+ years of work experience (preferred, not required, in Finance or Consulting)
Passion for life and the task at hand
Proactive, self-motivated, goal-oriented
Desire to read and think critically
Strong analytical and multi-tasking skills

132

Investment Management Resume Examples & Samples

Analyze client and market data to identify appropriate marketing strategy and execution plan
Develop innovative and creative ways to market investment products to Institutional Investors
Create and update all marketing collateral including marketing pitch book, investor welcome packages, product profiles, ad hoc materials, etc
Support with requests from senior marketers (client portfolio managers) and portfolio managers on outstanding issues
Write and/or oversee the production and distribution of monthly and quarterly reports such as snap shots, flash reports, Quarterly and Annual reports
Complete and/or review requests for proposal (RFPs), requests for information (RFIs), due diligence questionnaires, quarterly/monthly client/consultant questionnaires and ad hoc requests
Work with internal constituent groups, consultants and clients to answer questions and address issues
Work with our finance team to complete fund level and client/consultant specific analysis, i.e., cash flow analysis, distributable cash flow calculations, cost basis analysis, IRR analysis
Manage and execute the monthly and quarterly trade process; lead discussions with the operations group to resolve any issues
Keeping abreast of our competitors: how they are positioned and how we can best position/market our funds
Supporting internal marketing efforts to generalist client/consultant advisors - providing client relations and sales support
Identify and work on efficiency initiatives to help team continue to improve productivity
Minimum of 1 year experience with financial product analysis, marketing, operations and/or management
No more than two years of work experience following completion of undergraduate program

133

Morgan Stanley Investment Management Growth Team Resume Examples & Samples

5-10+ years of work experience
Capital raising and relationship building experience
Very Organized
Proficient in Excel and Powerpoint
Self-motivated, goal-oriented
Desire to read and think critically

134

Investment Management Resume Examples & Samples

Analysis of portfolios including positioning and performance results
Assist in new product development process
0-2 years work experience
Interest in financial markets and economics (especially from an international perspective)
Excellent responsiveness and problem solving skills
Candidate must have a minimum cumulative GPA of a 3.2

135

Investment Management Resume Examples & Samples

1) Industry experience for more than 2 years
2) Good English & team player
3) License is a must

136

Management Support Officer Investment Management Resume Examples & Samples

Provision of organizational services with regards to working infrastructure and office-setup
Administrative/organizational support to the Head IM, the IM Management Committee, and the whole IM organization to ensure smooth and efficient operations of the Investment Management function in Switzerland and globally
Organization and preparation of weekly IM Management Committee
Planning and hosting of IM internal events and trainings
Performance of selected operational controls
Administration of filing systems and handling of access rights
Responsibility of administrative tasks related to hired and leaving IM employees
Preparation and coordination of communication through various channels in the name of IM / Head IM
Preparation of analyses and presentations, including coordination of various contributors
Several years' experience in a management support or consulting function utilising exceptional organisational talent
Degree from a vocational business school, and/or some degree from a university of applied sciences (Fachhochschule) or similar would be a plus
An open-minded, pro-active team player with excellent interpersonal skills
Thorough and accurate work style
Proactive approach to work and self-starter attitude
Proficiency in MS Office applications
Excellent German and English communication skills, written and spoken
Willingness and ability to learn fast about both the organization and the underlying business

137

Morgan Stanley Investment Management Resume Examples & Samples

Help prepare presentation materials, working with both Excel and Powerpoint to get our message across through talent for design
Assist in writing Asia-dedicated and GEM portfolio reviews and respond to client ad-hoc research requests based on investment team discussions and comments, internal attribution data and external sources
Deepen and expand relationships with Consultant community to both retain clients and further development new business in the team’s Asia, GEM and other strategies
Serve as a support as investment team’s liaison within MSIM to Sales, Trading, Legal, Risk, Compliance and Operations teams to ensure successful take-on, maintenance and growth of institutional client assets
Perform competitor analysis and market research
Manage data and information required for RFPs, RFIs and help ensure successful completion of such items
A university degree with desire to further studies and to obtain professional qualifications
A minimum of 5 years of experience in the asset management or brokerage industry, in an investment, research or marketing capacity
Business-level proficiency in Mandarin necessary
Self-starter, networker, consensus-builder with drive to be successful
Keen research capabilities with resourcefulness to efficiently solve problems
Knowledge of attribution analysis and risk metrics of portfolios advantageous

138

Morgan Stanley Investment Management Resume Examples & Samples

Communicate all market development, economic and portfolio activity related to the team’s investment in Asia regional and Global Emerging Markets Equity (GEM) with high level and knowledgeable audiences, including Chief Investment Officers and investment boards of corporate, public and sovereign entities
Write and orally communicate Asia-dedicated and GEM portfolio reviews , market outlook commentary and respond to client ad-hoc research requests based on investment team discussions and comments, internal attribution data and external sources
Serve as investment team’s liaison within MSIM to Sales, Trading, Legal, Risk, Compliance and Operations teams to ensure successful take-on, maintenance and growth of institutional client assets
A minimum of 7-10 years of experience in the asset management or brokerage industry, in an investment, research or marketing capacity
MBA, MA or CFA preferred
Extensive knowledge of and experience analyzing Emerging Markets, particularly with Asia
Strong writing and presentation skills in front of small and large audiences
Willingness to travel as required by team leaders
Broad insight into various developed and emerging growth, value and fixed income investment strategies to help cross-sell other investment teams’ capabilities
Keen research capabilities with the resourcefulness to efficiently problem solve
Knowledge of attribution analysis and risk metrics of portfolios

139

VP-investment Management Policies & Procedures Resume Examples & Samples

Be an integral part of the compliance unit responsible for the ongoing maintenance of policies and procedures applicable to the firm’s SEC-registered investment advisers and the products they advise and sponsor
Collaborate with the business unit to develop and implement policies and procedures in response to new regulatory initiatives (i.e., Dodd-Frank; CFTC) and business changes
Assist in the Investment Management Annual Compliance Plan with respect to policy creation, review and maintenance
Assist in developing periodic training to educate employees about regulatory requirements and firm policies
Assist in the publication of the monthly Investment Management compliance bulletin that informs the business unit regarding updated policies and procedures and policies created in response to regulatory initiatives
Assist with and help coordinate regulatory (SEC, NFA) examinations and inquiries. Assist in the preparation of several of the adviser entities’ regulatory filings (i.e., Form ADV, CTA-PR, Form TA-1, Form TA-2)
Assist in the preparation of the Chief Compliance Officer’s written Compliance Program Reviews (quarterly and annually) as required pursuant to Rule 38a-1 and Rule 206(4)-7
Assist in the maintenance of a technology-based regulatory tracker that serves as a point of reference for the Investment Management Legal & Compliance Division to document and track implementation of new regulatory initiatives
Assist in the coordination with the Firm’s Global Compliance team with respect to various initiatives (regulatory and global)
5-10 plus years compliance or other applicable experience
Extensive knowledge of the Investment Advisers Act of 1940, the Investment Company Act of 1940 ERISA, other securities laws and applicable regulation
Working knowledge of relevant FINRA, ERISA, Bank Holding Company Act and UCITS regulation
Detail oriented with ability to multi-task, effectively prioritize responsibilities and produce results
Strong analytical and creative problem solving skills; ability to generate creative alternatives to identified issues
Strong relationship building skills; ability to develop and foster trust-based relationships with the various business lines supported; ability to influence at all levels without direct authority
Create, update and deliver training for internal clients and other team members regarding applicable laws, regulations, policies and procedures
Prior policies and procedures experience

140

Asset Management Investment Management Europe Funds Finance MIS Analyst Resume Examples & Samples

Validate weekly and monthly cash flows into the European Funds sales teams
Represent Europe Funds in monthly control meetings
Validate the Asset Under Management and booked for revenues
Reconcile Finance and Sale MI reports and follow up any discrepancy
Ownership of the cross-holding reconciliation process
Liaise with the European Datawarehouse and Finance Project teams to resolve issues
Maintain the European Funds book of business
Produce Global Multinational Client Reports for senior management
Assist in ad-hoq analysis of flows, AUM and booked revenues
Self motivated and self-starter

141

Business Analyst Investment Management Resume Examples & Samples

Implementation of upcoming changes within the existing end-user application framework
Responsible for the prototyping of potential new solutions or tactical implementations
Continuous improvement and alignment of existing end user application systems within Investment Management
Collaboration with official IT units to ensure timely and correct project realization or handover of existing end-user applications
Degree from a University or FH in an information technology or a quantitative discipline such as Computer Sciences, Business Informatics, Engineering or Quantitative Finance
Computer programming skills, preferably in C# or Java
Practical experience in data modelling, e.g. MS Access and SQL
Experience in business analysis and solution design/ development in the banking or financial services industry is a plus
Financial theory knowledge, e.g. portfolio theory, is a plus
Excellent conceptual, analytical and judgment skills
Strong organizational skills and commitment to quality, time and delivery
Fluency in English (oral and written), German (oral and written) a plus

142

Investment Management Resume Examples & Samples

Strong project management and people management skills
Excellent communication and negotiation skill is a must
Well versed in project development cycles and experience in managing complex application development project to its successful implementation
Good understanding of current technology trends. Strong ability to grasp the concept, design, and architecture of an application system in a short time frame is essential
Good recruitment and vendor management skill
Experience in working with teams in different locations is an advantage
Proficiency in English and Mandarin is a must
Degree holder in Computer Science or equivalent with a minimum of 15 years of IT experience, 5 years of which must be in managerial position
Experiences in developing application systems for Asset Management, Securities, or Banking sectors
At least 5 years of user liaison and management experience
At least 5 years of project management and people management experience
At least 10 years in application development
Experience in managing medium to large size projects

143

Investment Management Resume Examples & Samples

Partner with the South East Asia institutional client advisors to support all facets of their sales dialogues and business development drive
Work with investment desks and operational teams to finalise high quality written business proposals for potential clients and prepare for finals pitches
Partner with the institutional marketing team to deliver high-impact investment summits, product roadshows and thought-leadership publications
Over time take on direct sales and client responsibility
Identify upcoming product searches and new business opportunities
Research prospects and keep client advisors abreast of industry developments
Work with investment desks and operational teams to service existing clients to high standards and address their needs and queries
Work with investment desks to prepare for formal client portfolio reviews
Ad-hoc business management and MIS support for the client advisers
Degree or equivalent from a reputable institution, financial qualifications eg. CFA desirable but not essential
Several years experience in the financial industry required, ideally in institutional investment management
Numerate, quick, rigorous and result-oriented: must be comfortable self-starting projects, getting numbers and details right, working fast and closing quickly
Commercial: does each thing with a view to building our book of business and serving our clients well
High energy: a strongly positive, can-do mindset and work attitude
Team player with strong communication skills who is able quickly to form lasting relationships
Facility with software: comfort learning and working with CRM databases, proficiency in Excel and PowerPoint
Fluent spoken and written English essential, Bahasa or Thai helpful

144

Senior Associate, Investment Management Resume Examples & Samples

Create and maintain strawman portfolios for each Covariance client. Monitor liquidity needs of each portfolio and present recommended portfolio changes to Covariance’s investment team in order to meet cash requirements while optimizing manager and asset class exposures. Communicate determined manager changes to Covariance’s operations team on a timely basis
Take the lead role in determining legacy asset transition plans for new clients in the process of being on-boarded
Maintain quantitative portfolio spreadsheets designed to assist the portfolio manager’s in manager sizing
Be the lead individual responsible for overseeing the accuracy of manager and portfolio information on Covariance’s portfolio exposure measurement software (Caissa)
Generate and document fair allocation calculations for cases of limited manager capacity
Perform special projects such as review of public information available on competitor portfolios as well as available NACUBO data
Complete other special projects as assigned
Five or more years of experience relevant to portfolio construction of alternative investment portfolios. Specific knowledge of alternative manager liquidity terms and norms
Fundamental understanding of individual manager exposures and their impact on investment portfolios
Fundamental understanding of investment risk
Demonstrated strong written and verbal communication skills
Exceptional personal qualities including

145

Investment Management Resume Examples & Samples

Support portfolio managers with trade level research in their sector as well as monitoring of positions
Support portfolio managers in tracking and reporting of performance
Support traders with the entry of transactions and work with trade support to assist with confirmation
Support client portfolio managers with monthly, quarterly, and various ad-hoc reports
Be a resource for team to prepare for formal presentations and meetings on our funds and the fixed income markets
Knowledge of the fixed income markets a plus, but not required. A strong desire to learn about fixed income markets is a must
Adaptability, innovative, results oriented, self-starting, excellent teamwork skills

146

Investment Management Resume Examples & Samples

Elicit requirements through interviews, document analysis, workshops, surveys, site visits, business process descriptions, use cases, scenarios, business analysis and task and workflow analysis
Critically evaluate information gathered from multiple sources, reconcile conflicts, decompose high-level information into details, abstract up from low-level information to a general understanding, and distinguish user requests from the underlying true needs
Proactively communicate and collaborate with clients/users to analyze information needs and functional requirements
Serve as the conduit between users, software development team and the QA team
Be the Subject Matter Expert on all things ECM and know the latest and greatest trends in the industry
5+ years of Content Management experience including

147

Investment Management Resume Examples & Samples

Support senior client portfolio managers with monthly/quarterly production of pitchbooks/marketing collateral/RFPs
Use various third party databases and other market resources to 1) obtain relevant data. 2) analyze specific market dynamics 3) summarize findings to use in white papers and other intellectual capital
Be a resource for team to prepare for due diligence meetings, formal presentations and meetings on the fixed income markets
Research and own long-term projects designed to further grow the retail fixed income business
Gain a solid foundation of JPMorgan fixed income products and clients
Take ownership of reporting and production of marketing materials
Offer support to team in developing analysis on products and creating materials to support the strength of JPMorgan's Fixed Income suite
Be available resource for due diligence meetings, formal presentations, training and meetings on fixed income markets
BA/BS undergraduate degree with strong financial background

148

Senior Associate, Investment Management Resume Examples & Samples

Prepare for and attend sourcing, approval and monitoring meetings with private equity, venture capital and real asset fund managers. Document all pertinent information/issues derived from meetings
Assist in the due diligence process for new fund investments and co-investment opportunities. Perform relevant performance analysis, model and analyze deal structures for co-investment opportunities, and draft detailed investment memoranda
Make regular presentations to investment team, including approval recommendations to the investment committee
Track and monitor manager/portfolio performance on a quarterly basis, including the assembly of portfolio transparency reports and other assigned statistics for fund managers. Input/maintain databases of manager holdings, exposures and other relevant information
Assist in the tracking and analysis of relevant market information and benchmark data utilized for asset allocation and portfolio positioning
Complete special projects as assigned by the Senior Investment Manager and/or the Chief Investment Officer or Co-CIO
CFA or CAIA certification preferred
Five or more years of private equity and/or related investment banking experience
Experience in evaluating direct private equity investments preferred
Strong Excel modeling capabilities
Fundamental understanding of investment risk and capital markets
Outstanding communication skills and a diplomatic interpersonal manner
Capacity to travel extensively - both domestically and internationally

149

Investment Management Resume Examples & Samples

Agile Scrum Master or Tech Lead
Application development on Taiwan eCommerce platform
Partnering with the business on global/regional/local strategic initiatives
Partnering with peers and collaborating with global technical teams within the firm and outside of JPMC
Looking for opportunities to innovate, gain efficiencies, improve quality and evolve towards target state
Collaborating with team to consistently deliver high quality outcome that aligns with core vision
Extensive experience with J2EE Design Pattern and Java framework including Spring, Hibernate
Experience in database query performance tuning and advanced optimization techniques
Good understanding of Java multithreading and concurrency
Knowledge of AngularJS is a plus
Able to see tasks through to completion with some guidance
Organizational skills and the ability to coordinate multiple parallel work streams
Knowledge of Project Management skills
Bachelor’s Degree in Computer Science related or equivalent experience
At least 10+ years of overall IT experience
SCJP/SCWCD certificates

150

Wealth & Investment Management Data Analyst Resume Examples & Samples

Strong verbal and written English communications skills
Solid technical and analytical skills
Ability to interact well with others at varying levels of seniority, and in other locations
High self-motivation and the ability to work both independently and in team environments
VBA/Access/SQL experience a plus

151

Attorney, Investment Management Resume Examples & Samples

4-6 years law firm experience post-JD
Significant experience with fund formation, negotiation of all ancillary documents and negotiation of investment management agreements
Strong substantive knowledge of the Investment Advisers Act
Knowledge of Investment Company Act of 1940, the Commodity Exchange Act and the Volcker Rule a plus
Ability to work in a fast paced, interactive environment

152

Analyst, Investment Management Operations Resume Examples & Samples

1) Operational Research
Maintain and constantly evolve the Operational Research framework to ensure that it is industry-leading amongst long-only manager research operations
Conduct Operational Research on Investment Management firms and present findings to the CAM Product Committee
Review annual operational questionnaire responses to ensure that there are no negative changes in the operational elements of the Investment Management firm
Share findings with members of IMR and follow-up with Investment Managers for clarification or additional information
Present operational concerns regarding Investment Manager partners to IMR Management and to the CAM Product Committee
Provide highly specialized advice based on analysis and any applicable concepts and policies, and support senior/executive management, consultants, and others
Work with Investment Controls in the monitoring of Investment Managers, and in rectifying portfolio guideline violations
2) Transition Management
Help oversee, evaluate and select external transition managers to ensure that the service is best-in-class
Represent IMR in all manager investment products and sub-advisory change projects
Facilitate investment program rebalancing by liaising with sub-advisors and internal partners
Work with the custodian to open necessary new markets for investment
Coordinate projects with other departments including Product, Investment Controls, Derivatives Monitoring, Finance etc
3) Sub-advisory agreements and Investment Policy Guidelines
Assist in drafting of Contracts and IPGs to ensure CIBC and its clients’ interests are protected
Help constantly evolve processes involving contractual agreements and IPGs
Assist in the resolution of contract and IPG developments as investment capabilities and client needs evolve
4) Interdepartmental Liaison
Act as a resource to other areas of CIBC and provide guidance as required
Source and provide accurate information on Investment Management partner firms for use by the Pricing and other committees
This job collaborates with peers both inside and outside the work unit when identifying, discussing and resolving business issues
This job interacts on a regular basis with product committees and with senior management in order to present operational research findings
This job communicates with various departments, and external organizations to obtain/provide information for analysis purpose
As an employee of CIBC, the incumbent must comply with all applicable CIBC and CAM policies, standards, guidelines and controls
Demonstrated understanding of Investment Management firm operations
Strong knowledge of capital markets and investing
Detailed working knowledge of several areas of the Asset Management and Mutual Fund industry sufficient to interpret, analyze and apply relevant issues and developments to work performed
Well-developed interactive skills sufficient to convey factual and conceptual information on issues requiring detailed explanation and interpretation
Well-developed writing skills sufficient to creatively and precisely articulate ideas and opinions that involve analysis, interpretation, and assessment
Demonstrated problem solving skills; ability to investigate, analyze, present findings and deliver recommendations to senior business leaders within CAM
Ability to determine a firm’s financial strength based on the analysis of financial statements
Developed influential skills sufficient to obtain participation in the research process by internal and external sources
Tremendous attention to detail and an ability to manage interdepartmental projects and initiatives to tight deadlines
Ability to take initiatives to improve IMR’s operational research and processes
CFA charter holder or working towards it
Post-secondary education (preferable a Master’s degree) in Business, Economics or Finance

153

Investment Management Resume Examples & Samples

Candidate must hold a Bachelor's degree in business, finance, economics or related field with a minimum overall GPA of 3.2. Resumes submitted without a GPA will not be considered
No more than two years of work experience following completion of undergraduate degree
Strong ability to address risk and be comfortable with risk taking
Strong understanding of U.S. equity products and services
Strong understanding of financial services industry and the markets
Strong written communication skills
Develop Presentation skills and the ability to craft a focused and flowing presentation book
Strong technological skills including a broad range of computer skills, including but not limited to Excel, Word, and PowerPoint

154

Investment Management Attorney Alternative Investments Resume Examples & Samples

Individual with 4-7 years total experience in the asset management space, both law-firm and in-house experience preferred but not necessary
Experience with each of the federal securities laws, including the Investment Advisers Act of 1940 and Investment Company Act of 1940
Hedge fund and private fund experience required
Derivatives and/or commodities experience a plus
Registered fund experience a plus
Knowledge of FINRA rules applicable to registered funds a plus
Knowledge of broker dealer laws and regulations a plus
Ability to work independently, take a hands on approach and coordinate and manage large projects within a global investment management firm
Team player able to work with a variety of different business products and groups globally

155

Senior Funds Investment Management Lawyer Resume Examples & Samples

Working within the Distribution - Intermediary Team of Asset Management Legal Team in London and with Schroders' network globally to provide day to day legal advice and client/product documentation as required by the teams in Distribution
Drafting and reviewing all fund related documentation including trust deeds, articles prospectuses, shareholder letters and Key Investor Information Documents (KIIDs) where relevant for UK and Luxembourg based UCITS or AIF fund platforms including those using external investment managers providing alternative strategies
Advising the Luxembourg and UK management companies and Distribution colleagues on upcoming regulatory changes such as UCITS V and MIFID II as well as ongoing advice on UCITS, AIFMD, FATCA, MiFID II and the FCA Handbook: COLL, FUND etc; working with local counsel on Luxembourg and other non-UK related legal and regulatory issues
Liaising with regulators and external lawyers in the UK and other jurisdictions especially France and Luxembourg
Contributing to (i) ongoing projects run within Group Legal and (ii) other ad hoc projects related to regulatory and Schroder Group policy change across the business
Provide legal advice and guidance to Client Directors, Client Executives and other colleagues, including senior management
Liaise with Product Development, Operations (especially the UK and Luxembourg teams), Compliance, Transitions, Risk, all other relevant departments (in the UK and internationally across the Group) where necessary to complete documentation and projects
Contribute to management information, administrative, filing and documentation systems within Group Legal
Demonstrable post-qualification experience - 7-12 years PQE
Good up to date understanding of (i) the legal and regulatory risks associated with the financial services industry and (ii) current proposed changes to EU legislation brought by MiFID II, UCITS V (and the ongoing development of AIFMD)
From one of the leading London law firms that serve the asset management / funds industry, or with in-house experience of equivalent quality
UK and Luxembourg (and other EU) authorised funds and distribution work experience essential
Experience of unauthorised funds and structured investment products also essential
Must be a good team player, have a very high quality legal skills base and be sufficiently confident with internal and external clients
Fluent business French

156

Investment Management Resume Examples & Samples

Portfolio Implementation - Develop an understanding of the investment process with the objective of assisting the portfolio manager in implementing buy/sell decisions by sending down orders in equities, futures, and treasuries, monitoring cash flows amongst various accounts, communicating with trading teams, and monitoring futures hedging, etc
Portfolio Monitoring - Keeping abreast of portfolio positioning, market news, and trades, analyzing/reconciling position discrepancies, monitoring account guidelines and restrictions, investment performance reviews; etc
Ad-hoc projects - Working with various individuals and groups on projects related to portfolio management, including research initiatives, stock fundamentals and valuation, complex account transitions, transaction cost analysis, etc
Undergraduate degree in Business, Finance, Economics or related field and candidate must hold a minimum overall GPA of 3.5
Strong understanding of JPMAM products and services
Strong understanding of financial services industry
Market data services knowledge
VBA and MatLab experience preferred

157

Investment Management Asset Management Sales Support Resume Examples & Samples

Work with the Asia Pac sales team to provide back up and support
Work on preparing sales presentation and reply to client queries together with sales team in a timely manner
Assist with analysis of competitive landscape and identify new business segments and opportunities
Participate as a key member of the Asia Pac sales team to continuously build our franchise and client experience
Learn and be responsible for adhering at all times to internal compliance rules and external regulations regarding sales practices and transactions
Regularly interact with clients by phone or in person, including country-specific seminars or road shows, off sites / training sessions when appropriate
Identify opportunities to expand, cross-sell and grow relationships
Familiarize and operate internal systems as required
University degree with good academic background
Minimum of 3 years of relevant experience in the financial services industry
Fluent in Mandarin & English, both written and spoken
High energy level and team player
Client focus, service oriented approach
Self motivated with strong sense of urgency
Dedication to accuracy, timeliness, and high productivity while working under pressure to meet deadlines
Strong communication/presentation skills, well-organized and efficient computer skills
Obtained fund practice qualification license

158

Investment Management Resume Examples & Samples

Act as an expert resource on all matters related to risk modeling on asset classes such as Equities, Fixed Income/Liquidity, Multi-Asset and Fund of Funds
Model review quantitative strategies and/or portfolio construction process developed by Investment teams
Assist in model reviewing vendor based risk and pricing analytics
Balance strong, innovative research skills with the practical ability to implement workable solution to problems
Be a team player with the ability to work effectively with colleagues to deliver state of the art analytics in a timely and efficient manner
Ph.D.or Master’s Degree in a technical field such as, Mathematics, Statistics, Econometrics, Operations Research
5-10 years of experience in the financial services industry in a quantitative field, preferably with experience in model development/review, risk modeling and portfolio optimization
Publication in peer reviewed academic/practitioner journals is a plus
Programming skills in statistical packages such as R, SAS , Matlab and S+; and familiarity with database systems such as Sybase
Familiarity with vendor risk systems such as RiskMetrics, BlackRock, MSCI/Barra, Yield Book, Barclay’s POINT, and APT
Excellent communication skills and credibility to operate at a senior level within the organization
Driven, highly motivated and results focused,
Ability to operate autonomously, as well as be an effective member of a broader team

159

Investment Management Resume Examples & Samples

Serve as the Model Control Officer for the Investment Management division
Manage/maintain the division’s model inventory
Work with colleagues to interpret regulatory guidance on model risk management, including OCC 2011-12 and SR 11- 7,to establish and maintain appropriate policies and procedures
Liaise with investment teams, model specialists, and model review staff to ensure model affirmation and reviews are current
Manage the broader model certification and exception processes
Co-chair the IM Division’s Model Oversight Committee
Serve on the Morgan Stanley Model Control Committee
MBA or Master’s Degree in a technical field such as, Mathematics, Statistics, Econometrics, Operations Research
Driven, highly motivated and results focused, with strong organizational and project management skills

160

Asset Management Investment Management Senior Performance Analyst Multi Resume Examples & Samples

Calculate performance and attribution for multi-asset portfolios
Review the accuracy of returns produced by performance measurement and attribution applications
Identity data issues causing inaccurate returns and collaborate with various operational teams to resolve
Interpret performance and attribution results and effectively communicate analysis to front office teams
Contribute to the enhancement and testing of software and system tools
Participate in group initiatives, projects, and process improvements
Possible supervisory responsibilities, including recruitment, training and periodic talent assessment
Working with the PAG Controls team to ensure that all Risk Control Self Assessments (RCSA) are up to date and tested thoroughly
Working with the PAG Controls team to ensure that any action plans are handled in a timely and accurate fashion
Ensure that all procedures and process flows pertaining to the US IM Portfolio Analysis Group are accurate
Experience calculating and analyzing performance and attribution
Ability to understand, interpret and explain performance and attribution results
Strong understanding of equity, fixed income and multi-asset strategies and different investment vehicles
Experience with derivatives and alternative investments
Strong quantitative, analytical and problem-solving skills
Ability to accurately and efficiently resolve ad hoc requests
Ability to communicate effectively with internal clients, third party consultants, custodians and senior members throughout the firm
Strong technical skills required, especially MS Excel
5+ years relevant experience as a performance analyst
Advanced degree, CFA or CIPM strongly preferred

161

Investment Management Resume Examples & Samples

Assist with the development and implementation a strategic plan for each investment consistent with the investor’s goals / objectives and risk / return profile (core, core plus, value-add, and opportunistic)
Effectively articulate and support recommended strategies to asset managers
Review monthly property financial and operating information
Review and evaluate leasing proposals, capital projects, service contracts, and debt proposals, and debt compliance
Review external appraisals and present fair market valuation recommendations. This includes analyzing complex deal structures and waterfall calculations
Perform due diligence review for new investments and review acquisition underwriting
Assist with disposition and financing due diligence
Complete semi-annual asset strategy reviews and hold / sell financial models
Prepare discounted cash flow models in Argus and Excel
Complete supporting analyses on existing investments, development projects and potential acquisitions on behalf of asset managers
Identify and escalate risks and challenges that can impact investment performance
Develop an expertise in office and industrial real estate
Develop market expertise in assigned geography
Bachelor’s Degree, preferably in a quantitative field such as finance, accounting, engineering, or math
Candidate must hold a Bachelor’s degree with a minimum overall GPA of 3.2. Resumes without a GPA will not be considered
Real estate experience is preferred but is not required
Well developed quantitative and analytical skills and exposure to financial modeling and discounted cash flow analysis
Must be a self-motivated with the ability to meet tight deadlines and to multi-task
Ability to work in a team environment that requires daily interaction with the acquisitions, valuations, engineering, and accounting teams
Ability to work with a variety of third-party service providers such as property managers, leasing agents, appraisers, etc

162

Investment Management Resume Examples & Samples

A university graduate with major in Computer Science or equivalent. PMP certification is preferred
Strong project management and people management skills. Minimum 12 years application development experiences, with 5 years as Project / Program Manager to manage medium to large scale projects, and 5 years People Manager to manage a team of 10 people
Good vendor management skills. Experience in working with teams in different location is an advantage
JAVA application development experience, Unix / Linux, OOAD, UML, Oracle and familiar with Spring/Hibernate framework & SQL Tuning

163

Investment Management Resume Examples & Samples

Fund Operations – execute risk focused oversight model that addresses all aspects of Fund Operations including: daily/monthly net asset values, distributions, expenses, implementation of accounting policies, issue identification, management and resolution
Financial reporting and disclosure controls – review and sign off of Funds’ financial statements and regulatory filings; coordination of all audit efforts with service providers and external auditors; and, executing disclosure control procedures in support of Audit Committee clearance meetings, principal financial/executive officer certifications, etc
Fund Regulatory filings, requests and inquiries – review and provide input to all Fund-related regulatory filings (e.g., N-1A), participate in efforts to respond to regulatory requests and inquiries related to the Funds
Governance/Board Reporting – development of materials to summarize oversight results to Funds’ governing bodies; and
Management Reporting – development of materials to escalate key issues and status of initiatives
10+ years experience in the investment management industry, Big 4 Public Accounting firm and/or relevant industry experience is preferred
Technical and business knowledge of various Fund structures (e.g., mutual collective investment and hedge funds) and activities from an investment, operational, regulatory, accounting and financial reporting perspective
Ability to lead and develop a team of professionals to execute on stated objectives

164

Investment Management Paralegal Resume Examples & Samples

Track, calendar and maintain deadline-driven documents
Proofread various fund documents
Manage filing of documents with the SEC
Assist in the preparation for closing and assemble closing binders
Draft board meeting agendas and “shell” board minutes
Understand procedures for and order various documents at the state level
Assemble board books
Owns professional development by seeking out feedback and learning new skills
Possesses very strong oral and written communication skills
Demonstrates excellent writing and proofreading skills
Must be able to anticipate problems and issues and exercise independent judgment to make sound, justifiable decisions and take action in solving problems while knowing when and to whom to escalate issues
Takes ownership of deliverables and is accountable

165

Portfolio Manager, Investment Management Resume Examples & Samples

Preferred university degree in quantitative discipline (math, engineering or science) and /or business or economics
Demonstrates a high level of initiative, highly motivated and a self starter
Registered as an Advising Representative with the OSC
Undergraduate degree with CFA designation
Minimum 7 – 10 years of fixed income investment experience and knowledge of fixed income benchmarks and methodology
Strong analytical and quantitative skills, including proficiency in excel and VBA
Experience managing Fixed Income ETF's an asset
#LI-BK1

166

Legal Counsel Investment Management Resume Examples & Samples

Advising the business on all matters regarding the development of new product and offerings. Drafting related legal documents (such as contracts, fact sheets etc.)
Monitoring of legal and regulatory developments which are of relevance for the investment management and advisory business in Switzerland (such as FIDLEG, FINIG, FINFRAG etc.)
Supporting UBS strategic initiatives and projects, typically in a cross border context
Acting as point of entry for legal and regulatory matters and supporting business areas implementing the regulatory framework
Work in a cross-functional team including Investment Bank and Asset Management
Swiss degree in law and admittance to the bar; additional relevant education (e.g. LL.M.) is an asset
2-5 years of practical experience in international banking or in an international law firm is an asset
Ability to manage multiple internal and external interfaces
Interest in conducting education for front staff
Fluent in German and English; French, Italian or other languages are an asset

167

Ishares Investment Management Consultant Resume Examples & Samples

Work with Investment Management Associate (IMA) to maximize territory sales coverage
7+ years direct outside intermediary sales and territory management experience with a mutual fund, separate account, or hedge fund distributor
Proven understanding and implementation of competitive analytics and analysis
Ability to develop relationships with professional financial advisors and deliver ideas and information that will generate sales and assets
Exceptional sales presentation skills
Ability to work in a team environment is critical
Clean compliance track record

168

Investment Management Resume Examples & Samples

Leadership positions in the U.S., U.K., Continental Europe, Asia, and Japan
Very strong analytical skills
Works well under pressure, retaining accuracy and focus under tight time pressures
Has good communication skills and is able to build relationships with other groups
A self-starter with a strong personality; someone who enjoys working within a team and is yet comfortable to express an opinion
The ability to work constructively with the firm's research and risk management teams, and the client teams
The willingness to take on responsibility
Apply utmost care to the management of portfolios

169

Sales Assistant Investment Management Resume Examples & Samples

Answer telephones promptly and consistently
Obtain and distribute ad hoc research material upon request
Organising extensive travel, including flights, itineraries, hotel bookings, currency, etc. through Amex travel agency
Completing procedures for expenses incurred when managers are abroad
Maintain and update client lists
Help and advise clients on requests concerning MSIM products
Set up meetings for clients upon request
Maintenance calls to clients to inform them of conference calls, marketing lunches and conferences
Liaise with the Marketing Department in the London Office to co-ordinate PMs visits and itineraries
Liaise with the Marketing Department in the London on documents and brochures update
Organise client events, off sites and other activities
Projects of different types upon request
Commercial Apprenticeship (KV) or equivalent
Experience in Banking,
Good German and English knowledge (written and spoken), French, Italian is a plus
PC know-how, MS Office (Word/Excel/Outlook/PowerPoint)
Certain flexibility in regards to working hours
Ability to perform duties pro-active, reliable and accurate without constant supervision
Discretion

170

IMD, Gsam, Investment Management Resume Examples & Samples

Portfolio performance analysis utilising factor attribution and Brinson attribution approaches
Conduct portfolio risk reviews with fund managers to assess drivers of portfolio risk
Implement hedging strategies to mitigate currency and market risks
Construct and implement bespoke client portfolio solutions
Implement option strategies for income enhancement
Strong academic record with minimum Bachelor’s in Economics, Finance or a related discipline
Prior portfolio construction experience gained from working in asset management within investment banks
Must have full CFA certification
Experience of reviewing risk exposures and analysing existing portfolios
Strong product knowledge and work experience in Equities
Extensive experience of FactSet, application of fundamental risk models and portfolio optimization
Must be proficient in MS Office applications especially Excel (including VBA), Word and PowerPoint
Experience in constructing and trading Emerging Market focused portfolios
Should be driven, enthusiastic and creative
Must have personal integrity, initiative and leadership qualities
Strong communications and excellent interpersonal skills essential
Multi-tasking and time management skills required

171

Investment Management Financial Planning & Analysis Manager Resume Examples & Samples

Measure and analyze financial performance against key business metrics and provide qualitative analysis to enable management to measure progress against goals
Assist in weekly, full year, and multi-year forecasting / budgeting processes for Investment Management Segment
Responsible for management presentations, analysis and support
Interact with the IM Business Finance unit to ensure completion and accuracy of financial forecasts and analysis
Produce ad-hoc value added analytics as warranted by business needs and the market environment to support strategic management decision making
Manage relationships throughout the firm to ensure timely and proper delivery of information
Bachelor’s degree in Finance/Accounting or related field with 4+ years of relevant experience
Strong analytical and technical skills, including excellent command of MS Excel and PowerPoint
Personable, be able to interface with clients, peers and managers
Proven ability to execute special projects; manage time effectively and meet tight deadlines
Ability and willingness to adapt to new challenges in a dynamic environment with shifting priorities
Excellent interpersonal and communications skills, both written and oral

172

Analyst, Investment Management Resume Examples & Samples

A history of academic achievement with a preferred university degree in quantitative discipline (math, engineering or science) and /or business or economics
Demonstrated ability to think critically and creatively
Demonstrated high level of initiative, highly motivated and adaptable to changing priorities
Strong interest in investments and experience in fixed income markets
Minimum 2 years of investment related experience
Demonstrated analytical and quantitative skills
Strong proficiency in excel and VBA
Familiar with financial market technology platforms
Ability to work independently and in a team setting
Strong organizational, prioritization and time management skills
Ability to do multiple tasks and deliver results in a fast paced environment

173

Investment Management Portfolio Compliance Team Manager Resume Examples & Samples

Management and oversight of MSIM’s EMEA Portfolio Compliance team
Direct managerial accountability for two reports
Oversight and review of investment guidelines and trading restrictions for MSIM’S businesses, working with the business to resolve any identified incidents and escalating any material issues as appropriate
Overseeing breach management and trade error processes
Overseeing monthly/quarterly reporting requirements (such as fund manager certifications; bespoke monitoring reporting; delegated account reporting)
Providing Compliance representation in the client take-on process for new segregated accounts and funds, including liaising with internal stakeholders (portfolio managers, traders, legal and operations) regarding suitability and monitoring of investment guidelines and ensuring systems are correctly coded to capture all guideline and trading restrictions
Creating manual tests where Sentinel/Aladdin operating systems are unable to monitor specific guidelines
Managing and overseeing resulting Manual Guideline Monitoring Program
Co-ordination of reviews of investment guideline compliance for equity, fixed income, asset allocation and fund businesses, working with MSIM business and coding teams as appropriate
Maintenance of coded guideline libraries and rules within Sentinel and Aladdin – UCITS/COVIP/IMMFA/Rating Agencies
Liaising with and preparing documents for internal and external auditors, in particular and assisting in completion of MSIM’s SSAE16 audit
Representing Portfolio Compliance in client due-diligence meetings and client presentations to both existing and prospect institutional clients
You will have relevant Compliance experience in asset management (whether Compliance or Operations) with particular exposure to Portfolio Compliance matters
You will have a good operating understanding of the operation of retail fund regimes and relevant rule sets (UK, Luxembourg and Ireland)
Your analytical and communication skills will be first rate
You will be capable of managing a demanding workload
You will be able to oversee, manage and guide more junior staff
You will be able to liaise with colleagues in the US Portfolio Compliance team with respect to monitoring tasks performed by the US team on behalf of the EMEA team
You will be comfortable operating in a dynamic environment involving liaison and operation with MSIM colleagues globally and within Morgan Stanley's Compliance division more broadly

174

Globai Investment Management Resume Examples & Samples

Build and deepen strong business partnerships with assigned intermediaries (mainly to private banks) and gain our market share
Understand and analyze industry development and translate into business opportunity
Prepare business report and handle business agreement related issues
Work effectively with different internal parties and able to present on the team's behalf
As a team to achieve overall business objectives, i.e. sales targets and other KPIs
University graduate in Business, Finance and/or related discipline with a minimum of 7 years of experience in financial industry, with solid intermediary or wholesales sales background
Professional qualifications such as CFA would be an advantage
Good team player whilst able to work independently
Able to work under strong pressure
Good analytical skills and can demonstrate a comprehensive understanding of financial markets and investment products (including mutual funds, hedge funds and alternatives)
Spoken and written fluency in Chinese (Cantonese, Mandarin ) and English
Knowledge in Morningstar, Bloomberg and Reuters would be a advantage

175

National Director of Investment Management Resume Examples & Samples

Strategic Business Direction Support
Leadership and Team Development
Business and Product Development
Contributes to the development, recommendations, and implemention of strategic direction, leadership and business planning for the investment management LOB for a 3-5 year time frame
Partners with Head of BHPB, COO BHPB, Regional leadership team and other LOB heads in regards business planning process, the strategic direction of the business over the next 3-5 years and the effective implementation of the BMO Harris Private Banking integrated offer
Leads, coaches and develops a team of Regional Directors – Investment Management (RDI’s)
Monitors effectiveness of the RDI’s and Investment Cousellors in achieving business objectives and intervenes with solutions and improvements when necessary
Communicates with Market leaders, regional leadership team and Investment Counsellors on BMO Harris Private Banking strategies, priorities, targets, performance standards, and accomplishments on a regular basis
Provides strategic value-added advice to BMO Harris Private Banking senior management to enhance effectiveness of the Investment Management LOB
Leads, coaches, develops, supervises and oversees the National Office Investment Management Team. This team is responsible for investment strategy and policy, investment product development and management, investment communications, the management of BHIMI’s 14 prospectused funds, oversight of all sub-advisors, IM projects and initiatives, performance measurement and reporting, and the centralized portfolio manage support group (PMG)
Creates and sustains an environment that ensures consistently superior service to the High Net-worth and Ultra High Net-worth market segment
Builds a very strong Investment Management LOB within BMO Harris Private Banking in order to remain and maintain the top Private Bank in Canada
Enhances and continues to build strong partnership relationships between BHIMI, BMO Global Asset Management and all 3rd party sub-advisors on the BHIMI platform
Strengthens the existing partnerships with all BMO Financial Group partners, particularly BMO Capital Markets, BMO Nesbitt Burns, BMO Investorline, T&O and Global Product Operations
Responsible for managing multiple projects simultaneously and resolving conflicting priorities and objectives
Provides strong risk management leadership for BHIMI including all regulatory, compliance and operational elements of the business
Ensures that BHIMI is compliant with all rules and regulations set by OSFSI, all Canadian provincial securities commissions and the Securities and Exchange Commission in the Unites States
Works closely with the Market Leaders, RDI’s and Market Managers in supporting the regional business plans and to leverage regional best practices and increase linkage between the regions to ensure synergies between all regions and their continued growth
Partners with senior management, executives and other stakeholders in PCG to enable the development and execution of BMO Financial Group’s overall business plan and strategies
Responsible for budget, cost centre, and administration on the HR side
CFA designation
CFP designation (or equivalent)
Minimum of 15 years in the investment management and financial services industry
Extensive knowledge of the investment management, financial planning and sales process relating to high net worth and ultra high net worth market segments
Extensive knowledge of Bank solutions
Good understanding of banking environment and dynamics
Demonstrated strong managerial and leadership skills with exceptional interpersonal, coaching, oral and written communication skills
Ability to lead change
Strong project management and strategic thinking capabilities
A thorough understanding of the investment management and financial services industry
Ability to network within a large and complex organization
Champions a consultative approach and the development of integrated solutions

176

Investment Management Operations Specialist Resume Examples & Samples

5+ years of experience in Investment Management Operations and experience with Fixed Income products
Bachelor's Degree or equivalent
Proven experience in Financial Services Operations or similar role
Familiarity with BRS' Aladdin

177

Investment Management Account Administration Resume Examples & Samples

Compliance with BMO Private Bank policies and procedures
Satisfy and exceed PCA customer expectations and those of internal colleagues that utilize PCA
Work with internal departments, Legal, Tax, Compliance, Special Assets, etc. as needed to ensure proper documentation and compliance
Maintain appropriate contact with customers and relationship teams; and
Timely completion of responses to regulatory projects, audits and compliance reviews
3-5 years of related experience in trust administration
Ability to handle large volume of accounts

178

Investment Management Controller Resume Examples & Samples

Liaise with other functional areas of Finance and other divisions e.g. Tax, Legal and Entity Controllers to facilitate local business operation and ensure proper P&L booking / reporting
Provide recommendations and liaising with various stakeholders for new/existing business e.g. New Product Approval, Budget review, etc
Complete various regulatory reporting requirements as requested by Compliance, Auditors and different government agencies
Coordinate with global counterparts and other controllers on business developments and initiatives
Interface with business unit and infrastructure team to address ad hoc requests and analyses
Assist with and drive projects e.g. testing on new system roll-outs, functionality enhancements and automation of various reports, etc
1-2 years working experience in a similar role desirable
Financial Services knowledge an advantage
Candidate should be a confident well-rounded person with good analytical skills and a very strong attention to detail
Ability to quickly grasp new technology and tools
Must have a track record of working on a variety of applications and problems
Experience of producing reporting decks
Ability to see things through from start to completion and provide good quality assurance for deliverables
Good management reporting and financial accounting skillset
Microsoft Access & Excel & Powerpoint
Should be comfortable communicating at all levels of staff within Morgan Stanley appropriately, from analysts to Managing Directors and be able to communicate salient points in a succinct manner
Must have the ability to drive forward change

179

Investment Management Practice Consultant Resume Examples & Samples

Effectively targets clients/prospects, delivering accurate and timely information
Extensive contact with internal and external clients, as well as senior management, to identify, research, and resolve issues and provide comprehensive solutions
Acts as a liaison between Asset Management Services, Wealth Management Operations and IT
Advanced practices and procedures of retail oriented investment products and financial planning
Advanced investment concepts, practices and procedures used in the securities industry and of modern portfolio theory
Advanced concepts, principles and practices of relationship management
Investment product management and investment consulting experience
Identifying relationships, drawing logical conclusions and interpreting results for use in decision making
Identifying the needs of customers through effective questioning and listening techniques
High level customer service
Communicate effectively, both orally and in writing
Proper telephone etiquette - clear, concise and accurate
Operating standard office equipment and using required software application to produce correspondence, reports, electronic communication, databases and spreadsheets; including advanced knowledge of performance measurement and investment analysis software (e.g., Morningstar, PSN, SunGard, Security APL etc.)
Communicate effectively and professionally, both orally and in writing with internal and external clients and customers while possessing a wide range of knowledge and sophistication about investment products and processes
Organize, prioritize, and manage tasks and projects to complete work efficiently
Work under pressure on multiple projects concurrently and meet deadlines in a fast-paced work environment with frequent interruptions and changing priorities
Bachelor's Degree (B.A.) in Finance, Economics or Business and a minimum of five (5) years of related experience at a broker dealer or investment firm

180

Cib-namr Investor Services Private Equity Alternative Investment Management Services Analyst NY Resume Examples & Samples

Drive and execute the semi-annual CSA scoring and refresh process for Product Management, while ensuring close coordination with Operations, OCM & Technology
Implement the RCSA framework and ensure key risks are understood by product and reflected in Phoenix. Ensure controls are appropriate, and that the CSAs are consistently scored, tested & substantiated across AIS, as well as with the broader C&FS control team
Ensure issues are escalated, reflected in Phoenix, and delivered within agreed timeframes. Project Management of control related matters and various remediation efforts
Ensure controls are both appropriate and robust in design, to reduce operational, audit and regulatory risks
Develop, capture and manage data to effectively create key operational metrics for the PE administration platform
Coordinate with AIS Product Control Executive in order to implement a comprehensive program for monitoring regulatory changes and ensuring implications, dependencies and linkages are understood by AIS management and eliminate regulatory ‘blind spots&#8217
Identify opportunities to improve regulatory compliance across AIS and drive projects aimed at enhancing AIS’ overall compliance landscape. Effectively partner with business units and technology to ensure on-time delivery of all requirements
Refine existing regulatory inventories by working with Regulatory Solutions and ensure information is understandable and relevant to AIS Product Management
Project Management of regulatory related issues and remediation efforts
3-5 years of securities industry experience required, in Alternatives, and Fund Services experience preferred
Risk or control experience or operational experience required
Understanding of control self assessment (CSA), or similar, methodologies
Strong persuasion skills
Strong prioritization skills and an ability to deliver under pressure
Proven experience with enhancing existing processes / procedures
Politely impatient, persistent individual
Proficient in the use of Microsoft Excel, Word, PPT and Access
Accounting experience is preferable
Must be self starter, exhibit leadership skills, and initiative

181

Investment Management Resume Examples & Samples

Preparation of marketing materials, including investor presentations, due diligence materials, and press releases
Organisation of investor meetings, investor conference calls, and speaking engagements. Prompt follow up with clients and prospects as required
Development and maintenance of content for the company website
Develop strong relationships with institutional clients and prospects
Monitor investment community and advise management on the views and opinions regarding the company and the financial markets
Maintain compliance with regulations related to marketing and investor reporting
Coordination of institutional investor due diligence processes (with support from Chief Operating Officer, Head of Marketing & Investor Relations, finance, and investment teams)
Coordination of quarterly investor reporting process (with input and support from investment and finance functions)
Maintain a competitor analysis, including financial metrics and differentiation
4 years of experience in financial services industry, including significant experience marketing to institutional investors
Corporate Credit investing knowledge is crucial - Bonds, CDS etc
Strong integrity and openness, with the desire to work in a collaborative environment
Energetic, highly motivated, with a desire to work in an early stage, entrepreneurial environment

182

Global Digital Marketing Manager Investment Management Resume Examples & Samples

Drive engagement through online content and build digital marketing solutions
Lead a small global digital team of FTE and consultants; provide a collaborative environment and oversee daily management and tactical solutions to projects and requests
Initiate and implement digital strategies to further current and projected business goals
Manage initiatives start to finish including planning, organizing, and monitoring all aspects of projects to ensure timely and successful implementation
Identify and engage in relationships and opportunities with Corporate Marketing and other business areas within the firm in order to leverage existing capabilities for use in MSIM initiatives
Adapt campaigns into digital media and deliver them in a multi-channel environment
Work closely with Technology to align on processes and execute on integrated projects
Manage vendors, contracts and oversee budgets
Gather metrics and provide interpretations; adapt strategies based on analysis
Drive development of new technologies and integration of digital programs that will advance sales and business objectives
Coordinate with Marketing Communication on thought leadership and other marketing content and campaigns for integration into digital outputs
Liaise with Fund Administration/Operations, Product Development and IT on data content management
Develop process standards and best practices for digital team
Provide a common-sense approach to managing initiatives and integration into our complex business environment
Minimum 10 years of digital marketing experience in fast-paced demanding environment
Experience and knowledge working within the Investment Management industry
Possess strong communication skills and the ability to influence decisions across multiple levels of management
Goal-oriented, self-motivated and adapts to changing situations and requirements
Mobile marketing and social media experience
Highly organized with excellent project management skills
Strong leader of both teams and projects; provides high-level guidance and tactical process related instruction

183

Senior Tax Analyst Prestige Investment Management Firm Resume Examples & Samples

Prepare/review tax provisions and footnote disclosure for approximately 150 or more regulated investment companies
Calculation/review of tax disclosures
Preparation of funds’ income tax and excise returns and supporting workpapers
Analyze Fund portfolios to identify issues arising from various investment strategies including: tax straddles, partnership, foreign securities, and derivatives
1-4 years of tax experience from Public Accounting or financial services industry
Big Four or Mid-tier public
Registered investment Company experience or Financial Services
CPA or MST OR ACTIVELY pursuing CPA

184

Investment Management Research Analyst Resume Examples & Samples

Preferably 1 to 3 years in an investment banking analyst, consulting or investment management role
Passion for and deep interest in financial markets and investing
Proficiency with MS Excel, Word, and PowerPoint required; FactSet, eVestment and Morningstar experience preferred
Detail-orientation is essential

185

Cib-namr Investor Services Private Equity Alternative Investment Management Services VP NY Resume Examples & Samples

Prepare/review journal entries and cash reconciliations
Collaborate with various internal functional groups to support client relationships
Minimum 3 years of accounting experience, preferably including Public Big 4 and partnership or private equity fund accounting
Must be innovative and analytical, with excellent verbal and written communication skills
Superb sense of client service with the ability to appropriately exercise professional skepticism and judgment

186

Asia Investment Management Legal Coverage, VP Resume Examples & Samples

Supporting Investment Management legal activities in all Asian jurisdictions; in particular Hong Kong, Korea, China, Taiwan, Singapore, Australia, and India
Providing legal, regulatory, transactional advice and support to the Investment Management businesses in Asia covering all aspects of the investment management industry with the added complexity of multi-jurisdictional coverage area
Advice to Asia investment management team on aspects of portfolio management and trading issues including investment and divestment opportunities, investment and delegation model issues at portfolio guideline level, and brokerage documentations
Advice to Asia distribution team on all aspects of sales and account take on activities including conduct of sales and marketing practice, cross-border activities, product registration and maintenance, institutional separate accounts take on, drafting and negotiating investment management agreements, negotiating strategic partnership arrangements with institutional clients
Advising on all aspects of legal work relating to the Luxembourg SICAV fund range registered in Hong Kong, Singapore, Korea and Taiwan; and working with various local counsels in Asia and Luxembourg, the EMEA legal and compliance teams, and liaising with Asian regulators
Advice to business management in formulating market entry strategy in Asia via greenfields, lift out of portfolio management teams and contemplated acquisition of fund management companies
Advising on establishing Investment Management offices in various locations; and also providing ongoing analysis on realigning the investment management licensing framework against the Investment Management evolving business strategy
Advice on general corporate and commercial matters and providing corporate secretariat support for Investment Management Asia operating entities
Drafting, negotiating documentation and execution support in respect of transactions (fund raising, acquisitions, divestments, outsourcing) that (1) Investment Management has been engaging in as part of Morgan Stanley's overall growth and entry strategy in the Asia Pacific region; and (ii) Investment Management has been engaging in as part of its fund management activities in the Asia Pacific region (in asset classes including real estate, traditional PE and infrastructure)
Providing strategic direction to compliance on matters relating to compliance manual and internal policies development, investment guidelines compliance, selling practices, licensing matters, conflict management, regulatory inspections and investigations, reviewing compliance implementation plans and monitoring systems, FCPA and matters requiring franchise clearance etc
Interact with internal stakeholders in the investment management businesses, such as Tax, Legal and Compliance, Finance and Firm Management across Asia
Instruct external counsels across Asia (ex Japan) and review key legal opinions
Lawyer with at least 5-8 years post qualification coupled with asset/fund management, private equity, and general / acquisition experience from either a well-regarded private practice or an in-house role with a leading investment bank
Familiarity with Asia regulatory issues highly advantageous
Strong technical knowledge of investment management businesses required
Personable and confident, with the ability to identify and resolve disputes in a fast-paced corporate environment while adhering to Firm policies and practices
Excellent oral and written communication skills in English essential, fluency in Korean advantageous
Team player with solid analytical and presentation skills
Candidates with more experience will also be considered
Position title and remuneration will be commensurate with the successful candidate’s experience and qualifications

187

Investment Management / Retirement Attorney Resume Examples & Samples

Providing advice on the application of the DOL’s fiduciary duty rule and related prohibited transaction exemptions to FTI’s retail, high net worth and institutional businesses
Reviewing materials relating to the marketing of retirement products and services, including mutual funds, collective investment trusts and separate accounts that are sold across multiple distribution channels (including advisor-sold, platform, plan consultant, and direct to plan sponsors
Advising on retirement marketing campaigns for overall messaging and content; and advising on the development and marketing of retirement-focused on-line asset allocation tools and the use of related output
Providing guidance under ERISA and the Internal Revenue Code on products and services developed for all sizes and types of retirement plans (including 401(k), 403(b) and 457 plans)
Providing advice on FTI’s institutional business for ERISA and government plans, including advice on investment management agreements and investment guidelines, RFPs, due diligence questionnaires and compliance certifications relating to ERISA or related state regulatory issues, reviewing investment documentation related to proposed investments by ERISA accounts and advising on the ability of ERISA accounts to engage in transactions with other FTI-managed accounts
Counseling and guidance relating to the review and monitoring of ERISA-related issues, including bonding requirements for fiduciaries, QPAM status, avoiding or managing plan asset status for private funds and investment testing to ensure ERISA and contractual obligations are satisfied
Advising on ERISA-related policies and procedures
Participating in industry advocacy and lobbying efforts relating to investment management retirement matters
At least eight years of experience in the investment management area with a law firm and/or global financial services company
Experience working on investment management products and services subject to regulation under the Investment Company Act of 1940, the Investment Advisers Act of 1940, ERISA and the IRC, as well as OCC issues with respect to collective investment trusts
Ability to manage competing deadlines, and to establish and maintain cooperative working relationships with persons contacted in the course of performing assigned duties including Company management and outside business associates

188

BNY Mellon Investment Management Senior Information Risk Officer Resume Examples & Samples

LI-SD1
B.S. or B.A. or equivalent work experience required. Security certification (e.g., Certified Information Security Management (CISM) or Certified Risk Information Security Control (CRISC)) is preferred or needs to be obtained within a timeframe negotiated with the CSIRO
Understanding of global cybersecurity regulatory compliance requirements and information risk frameworks (e.g., NIST)
Significant knowledge of the Investment Management business; experience in financial services sector
Proven ability to develop and change business processes to include cybersecurity risk controls
Strong influencer and collaborator, people motivator, ability to translate technical issues into business terms, leverages risk control techniques to achieve business objectives
Proven project management preferably in large IT/business projects, change management, and communication skills

189

VP, Pension & Treasury Investment Management Resume Examples & Samples

Pension Investment Committee and Pension Benefits Management Committee
Pension actuarial and investment consultants and advisors
External subject matter experts and consultants
Treasurer and Treasury executive leadership team, particularly Asset Liability Management, Funding and Liquidity Management, and Capital Management
Risk Management, Finance, Human Resources, Tax, Legal, Controllers and Audit
GALCO and its ALM Subcommittee
Counterparts at major financial institutions and pension plans
In all areas where the Office of the Treasurer is responsible for policy, the incumbent will establish, maintain and monitor compliance with policy as provided in CIBC’s Policy Framework
Ensures control deficiencies are identified, escalated and addressed in a timely manner

190

Analyst, Investment Management Consulting Resume Examples & Samples

Possess a solid understanding of mutual funds and exchange traded funds (ETFs)
Support PAIR’s delivery of portfolio solutions and investment product advice to TD Wealth's advice channels, with a focus on the Financial Planning channel
Provide portfolio construction guidance and support for advisors requiring customized solutions
Interpret managed product research from TD's internal investment manager research group
Contribute to market-related publications and conference calls on a regular basis
Be the first responder to advisor investment inquiries and provide investment guidance and portfolio construction advice
Develop a strong understanding of TD Wealth's Financial Planning channel as well as the recommended portfolio solutions and products to support the delivery of these solutions to the channel
Conduct portfolio reviews and provide portfolio construction guidance and support for advisors
Contribute to written reports for a market-related publications with varied frequency of distribution
Contribute to a daily conference call highlighting relevant research and market-related news for the advisors
Field and respond to advisor inquiries and requests for information regarding managed investments
Participate in advisor training and branch presentations as required
Support PAIR initiatives that may not be directly related to managed investments
1-5 years of experience in the financial services industry
Understanding of financial markets
Strong understanding of mutual funds and ETFs
Strong time management, prioritization and organizational skills are required to manage multiple deadlines and priorities
Proficiency in MS Office (Excel, Word, PowerPoint) is a requirement, especially demonstrated expertise in Excel. Knowledge of Access is an asset
Strong interpersonal and relationship management skills
Ability to work both independently and as a team player
Outgoing individual who demonstrates keen initiative, flexibility and ability to react quickly to changing needs, positively rising to challenges presented

191

Investment Management Resume Examples & Samples

The candidate must possess a detailed knowledge and understanding of the European mutual funds industry, especially as it relates to UCITS, AIFMD (Irish QUAIFs and Luxembourg SIFs)
Experience working within a Product management / Product Development role
Knowledge of structuring and the operation of mutual funds in non-European jurisdictions would be an added advantage
The candidate must have a broad understanding of the asset management industry and its various operating functions

192

TK Investment Management Marketing Resume Examples & Samples

At least 5years’ experience at asset management firms – have deep knowledge of asset management business and products. CMA/CFA holder preferable
Have experience working at Marketing or Sales of AM firms – can think of a best way to deliver our message to clients
PC skill (PowerPoint and Excel)
Translation from English to Japanese
Manage multiple tasks simultaneously

193

Japan Based Investment Management Business Compliance Officer Resume Examples & Samples

Act as the business line Internal Control Manager and provide pro-active compliance oversight advice to the Discretionary Investment Management business
Look to continuously enhance the Investment Management business compliance control framework and processes
Act as the internal control manager for the investment management business
Provide advice to the business on regulatory/ compliance issues
Conduct testing and monitoring of the business activities
Provide effective challenge where necessary
Review and approve product / service related materials such as marketing materials, risk explanations, presentations and mandate brochures

194

Investment Management Resume Examples & Samples

BS/BA required; MBA desired
Five plus years relevant experience
Knowledge of institutional markets, including defined benefit pension schemes, insurance companies, corporates and third party distributors
Confident, credible and capable in meetings and discussions at all levels internally and externally
Ability to organize, prioritize and multi task effectively in a busy and dynamic environment
Demonstrable ability to problem solve to ensure projects are completed on time
Demonstrable interest in investment strategies
Proven effective use of resources – delegation but retention of responsibility
Qualified at IAQ and IMC level or above (or with commitment to obtain both IAQ and IMC if applicable within 12 months)
High levels of energy, enthusiasm, commitment and productivity
Proactive, questioning, challenging
Effective influencer
Flexible and a strong team player
Good communication skills – written and oral
Always aiming high
Looking to fill the gaps – not a “my job starts here and ends here” mentality

195

Senior Account Manager, Investment Management Resume Examples & Samples

Responsible for coordinating the account administration for complex investment management client relationships
Acts as a technical resource for account administration, processes, and procedures for delivery of services
Utilizes knowledge of organization and investment management products and services to provide guidance to Core Account Managers
Coordinates the account administration for complex investment management clients
Receives service requests from clients and partners, executes daily client activity, oversees transaction processing, handles inquiry resolution, obtains appropriate documentation, and ensure systems information is up to date
Monitors operations and accounting activities to ensure that all necessary reports, documents, and action items are processed to facilitate implementation of client servicing plan
Communicates with clients and third parties regarding trades, cash movement, client instructions, fees, and related documentation
Partners with the Relationship Team and provides guidance to Core Account Managers to surround the client and enhance the client experience by ensuring client expectations are met in a timely and proactive manner
Accountable for the execution and/or coordination of client activity and communicates with client and vendors when appropriate
Accountable for knowing client trends, executing client activity, overseeing transactions, resolving client inquiries, obtaining appropriate documentation, and ensuring the book of record is up to date and accurate
4 – 8 years’ experience in financial servicing/accounting with 2 – 3 years in an investment management/client servicing environment

196

Investment Management Resume Examples & Samples

Produce a wide variety of short-form, original video content for use across multiple Private Bank and J.P. Morgan digital channels, including web and social media, as well as for internal and external events
Oversee all aspects of development and production to track with schedule, budgeting and deliverables
10+ years video production, including supervising the creation of short-form original video, managing teams, liaising with talent/subject matter experts, editing and graphics, budgeting and legal issues
Undergraduate degree or higher in a relevant field, such as Digital Media/Video Production, Broadcast Journalism, or Film and Television
Strong project management skills: proactive, detail oriented, well organized and assertive
Excellent communication and collaboration skills; able to work with multiple partners to achieve overall goals
Diplomatic, yet confident about making recommendations on how a message can be conveyed most effectively to the intended audience
Results oriented, with an ability to balance daily and long-range video production needs and goals
Experience managing freelancers, and a personal network of strong video resources that can be called upon
Able to work in fast-paced environment and to drive processes, multitask, problem solve and reprioritize quickly
Familiarity with digital analytics and how they can inform video content strategies
Experience with presenting ideas and being part of creative discussions
Intellectually curious, able to identify trends and incorporate them
Have a passion for “raising the bar”

197

Investment Management Paralegal Resume Examples & Samples

Assist in the preparation of stock certificates, financing statements, and other corporate documents as requested
Perform public searches of all kinds, including federal and state lien searches, financing statement, and secretary of state records; prepare charts to illustrate results
Assist with SEC filings and searches within the SEC’s EDGAR database
Review printer proofs (proofreading)
Ability to be a proactive self-starter, who understands the details within a much larger context
Ability to embrace new processes and incorporate new technology to meet client demands as they evolve
Ability to plan, organize and carry out multiple related activities

198

In-house Investment Management Attorney Resume Examples & Samples

Work closely with the global legal team to provide legal advice and support to all business lines (including Product, Sales, Marketing) on issues related to mutual fund management and distribution (Investment Company Act of 1940 and FINRA), investment adviser obligations (Investment Advisers Act of 1940), and marketing disclosures (CFTC, FINRA and SEC)
Advise sales and marketing teams on adviser and product registration and market advisory services
Assist with issues relating to core adviser and funds business
Structure, draft, and negotiate contracts to support all aspects of the company’s business
Interface with internal clients, external counsel and global legal partners
At least 5 years of Investment Management experience at a law firm or in-house at a financial institution
Solid understanding of the legal and regulatory environment applicable to investment and asset management
First class organizational skills with excellent attention to detail, a motivated pro-active approach and strong analytical skills
Strong interpersonal, presentation, and communication skills
Ability to work independently and efficiently under pressure

199

Web Architect Investment Management Resume Examples & Samples

Hands on experience with strong interest and aptitude for computer application design, development and maintenance
Expert-level experience and thorough understanding of web technologies (internet based public and secure websites) across client/server-side, web content management, web infrastructure including web/app server/load balancing etc., caching/compression/security over web, content distribution network, web usage analytics
Ability to utilize technology to provide business solutions, adapting new technologies based on the project requirement
Possess strong communication, team player and ability to influence decisions while working across multiple teams
Financial Services industry experience is not necessary, but good to have

200

Investment Management Liquidity Trader Resume Examples & Samples

Analyze, execute and reconcile Money Market purchase and sales transactions
Effectively communicate market conditions and investment strategy to the PMs and investment team
Monitor and manage intraday liquidity needs of MSIM liquidity funds
Actively contribute to the integration of new investment processes
Promote efficiency and risk reduction on the trading desk by fostering the development of new ideas and processes
Help maintain and track portfolio cash balances throughout the day
Communicate with distribution team and client service team to ensure timely cash flow details
Develop and maintain strong relationships with brokers, portfolio managers, and traders
Two to five years of general fixed income/money market experience
Experience with executing money market transactions a plus
Solid functioning knowledge of the banking system as it relates to money markets; understanding of the structures various money market securities
Strong attention to detail and problem solving skills
Excellent verbal and written communication skills and quantitative skills
Proficient in MS Office, Excel, Bloomberg, TradeWeb, MarketAxess
Positive team player

201

Edward Jones Investment Management Associate Resume Examples & Samples

Develop a deep understanding of the Edward Jones culture, platforms, business practices and regional structure
Understand the availability of Blackrock offerings on various platforms at Edward Jones using their language and framework. (Guided Solutions, Pyramid, Bar Charts)
Partner with Investment Management Consultant(s) within a defined geographical territory to deliver all of Blackrock to Edward Jones financial advisors
Proactively position and differentiate BlackRock and our investment products against competitor firms and products primarily through phone and web-based interactions
Navigate and communicate with multiple technological platforms – (to include APB, Web-Ex, etc)
Work persistently towards sales and activity goals
Converse knowledgeably with financial advisors and other key personnel about Blackrock investment solutions and current economic and market conditions
Respond to daily telephone inquiries on performance and positioning of BlackRock funds and managed accounts
Periodic travel required
Bachelor’s degree required (MBA, CIMA, CFP a plus)
Previous interactions/knowledge with/of Edward Jones financial advisors preferred
Series 7 is required. Series 63/65 or 66 preferred (willing to obtain)
Previous experience with financial services software (Morningstar, PSN, Zephyr, Coates) a plus

202

Investment Management Consultant Resume Examples & Samples

Generate results and focus on increasing and retaining the firm’s assets
Work persistently towards mutually agreeable sales and activity goals
Adapt to change readily by trying new selling approaches, styles and new material in his/her territory
Exhibit in-depth knowledge on all funds and products, and have a high level of comfort in communicating this information to Financial Advisors and investors
Converse knowledgeably with managers, top producers, and other key personnel in offices about the economy and portfolio management
Creatively assist Brokers/FAs in sourcing sales ideas
Develop and maintain working relationships with Financial Advisors. Assist in the training of FAs on building their book of business
Partner with branch and regional managers to help promote BlackRock Funds
Promote team morale and be open and helpful in working/training with other BlackRock employees
Listen to the needs of the FA and shareholder and respond to those needs with clear, concise answers that are understandable
Utilize assistance and coordinate with sales desk to augment efforts in the field
Read and interpret sales reports and other database information to dissect territory and enhance penetration levels
5+ years as an experienced wholesaler
Demonstrated understanding of the equity and bond markets
Excellent sales and platform skills to provide valued added services to clients
85% of travel is required

203

Merrill Lynch Investment Management Consultant Resume Examples & Samples

Execute US Wealth Advisory’s mission “to help Financial Advisors build better portfolios that solve client challenges”
Drive the top client relationships within a concentrated geography and the delivery of BlackRock capabilities to maximize BlackRock asset and revenue capture
Primary responsibility is helping Financial Advisors build better portfolios to solve client challenges through delivery of BlackRock’s portfolio construction and risk management expertise
This requires identifying client investment needs and linking to BlackRock solutions
Develop a deep knowledge of the Financial Advisor and their business model through profiling and problem solving
Exhibit broad knowledge for all BlackRock investment solutions, facilitating all specialist resources to deliver deep product expertise to clients
Partner with all field specialists from iShares, Active Product, Defined Contribution, Private Investors, etc. to support the top Financial Advisor relationships
Demonstrate fluency in various BlackRock tools and analytics including Aladdin Portfolio Builder, Portfolio Construction Services and BlackRock X-Ray
Broadly leverage all partners across BlackRock – including specialist teams, Private Investors, Marketing, Product Development, etc. – in creating a better experience for BlackRock clients
Converse knowledgeably with managers, top producers, and other key personnel in offices about the markets, firm views and BlackRock’s house views
Coordinate tightly with BlackRock Investment Management Associate to augment efforts in the field
Utilize data effectively to drive territory decisions; read and interpret sales reports and other database information to dissect territory and enhance penetration levels
Present effectively in one-on-one, large groups and conferences
Create and maintain working relationships with coordinators, FAs, and other key “gate keepers” to maintain access to FAs
Partner with branch, regional managers, and other centers of influence to promote BlackRock Funds and iShares ETFs
Promote team morale and be open and helpful in working/training with other BlackRock partners
Demonstrate dedication to the company and colleagues’ success and contribute to the group
Bachelor’s degree required (MBA, CIMA, CFP a plus)
5+ years as an experienced wholesaler (for external candidates), with demonstrated ability to build client relationships
Strong financial services background
Deep understanding of investment products and capital markets
Excellent listening and profiling skills
Series 7 & 66 is required
Experience training new brokers/employees

204

Retirement & Digital Investment Management Consultant Resume Examples & Samples

Drive sales of BlackRock funds, managed accounts and model portfolios through insurance-partner sales forces and their financial advisor clients within variable annuity, life, and mutual fund lineups
Develop and deliver product updates, product positioning, economic, and capital market overviews, and assorted business building and practice management presentation to Sales desks, Wholesalers and/or Financial Advisors
Work in tandem with Relationship Managers to strengthen and grow relationships with leading insurance company and broker-dealer clients
Commercialize iRetire and FutureAdvisor offerings with relevant BlackRock fund, managed account, or model portfolio solutions
Achieve subject matter and technical expertise around iRetire and related retirement topics such as DOL
Work in partnership with Retail IMCs, IMAs, and the Campaign Desk to introduce iRetire to Advisors
Execute retail and insurance broker-dealer partnership launches by conducting road-show presentations
Introduce retirement solutions extensions such as tool enhancements and “decumulation”
Present with confidence and conviction in one-on-one, large group
And conference settings
Bachelor’s degree required (MBA, CFP, CFA, or CIMA a plus)
Ability to communicate with clarity and impact both verbally and in writing
Possess excellent sales and platform skills to provide value added services to clients

205

Investment Management Resume Examples & Samples

Lead effort related to product feasibility analysis and product research
Coordinate and lead product optimization analysis and effort; develop schematic, identify resources and establish working groups
Partner with Investment Management, Strategy, Distribution and Senior Management to identify, scope and prioritize new product ideas and product enhancements that will evolve and differentiate the JPMorgan product range in the US and Canada
Monitor and be aware of industry trends impacting the product line to leverage the firm’s investment capabilities
Develop creative approaches to structuring pooled vehicles, managed accounts and other new products that lend themselves to differentiation and profitability
CFA or MBA (preferred)
10 – 15 years related experience in financial services, investment product development, strategy, project management, applied across various pooled investment vehicles
Strong technical knowledge on the appropriate uses and relevant advantages or disadvantages of various investment vehicle structures and the investment strategies and instruments that can be used within each vehicle structure
Full understanding of US markets for investment products and solutions across various channels; knowledge of international markets and added plus
Strong leadership, influence, analytical, collaboration skills required
Impeccable organization and ability to manage many in-flight initiatives at once
Strong analytic ability; ability to think strategically and creatively as it relates to product development and meeting client needs
Ability to build effective relationships and leverage a network of partners across J.P. Morgan Asset Management in legal, product, operations and distribution
Exceptional verbal and written communication skills including an ability to translate technical, operational and regulatory information into understandable terms
Demonstrated track record of successful presentation in senior management forums

206

Centresquare Investment Management Resume Examples & Samples

Reconciling bank accounts on a monthly basis
Reviewing a selection of real estate investments’ activity each month with a sufficient understanding of accrual accounting
Creating and reviewing investment level financial statements on a quarterly basis for client reporting
Recording investment and fund level cash receipts through the accounting system
Calculating and recording the joint venture investment preferred return
Helping to compile information for external auditors. This will include financial statement audits as well as surprise custody examinations held each year
Account analysis
Completion of other ad-hoc tasks as required
BA/BS with Accounting concentration
Knowledge of GAAP
A combination of five years of education/experience
This position requires knowledge of accounting and finance concepts
The ability to prepare and analyze financial statements is important
The ability to design financial models and databases on the personal computer is also important

207

Investment Management Resume Examples & Samples

15+years of branding experience. Strong preference for candidates with experience in large, complex B-to-B companies
Outstanding communication skills, visually, verbally and in writing
A track record that demonstrates strong skills in evaluating and directing creative work. An understanding of and respect for the values and nuances of visual design
Facility with research and data. Expertise in creating fact-based brand strategies
Expertise in role of branding in digital UX, as well as best practices in digital media
The business knowledge and personal gravitas required to influence senior executives, including C-level
Experience working both for and with agencies (branding, advertising/DM, DM, digital, content, etc.)
People management skills. The role will start with one direct report, a brand associate

208

Wealth & Investment Management Treasury Resume Examples & Samples

Implement MSSB’s liquidity stress test enhancements and assist with modelling of stress contingencies. Requires a good understanding of liquidity risk and the Firm methodology, development of technical business requirements and policies, model creation and weekly reporting review and sign-off
Support regulatory liquidity requirements including the impact of the Net Stable Funding Ratio (NSFR) and Liquidity Coverage Ratio and 5G Reporting for MSSB and MSIM. Requires a technical understanding and interpretation of the rule framework and extensive interaction with business units, Liquidity Controllers and Technology to build out an automated solution with ongoing reporting review and sign-off
Manage the Wealth and Investment Management Asset/Liability Committee processes, including agenda setting, production & distribution of presentation materials, and recording & approval of meeting minutes
Assist with the modelling and documentation of resolution plan scenarios and related financial impacts on Wealth and Investment Management material operating entities
Proficient at creating and managing complex, financial models
5 - 7 years of experience in Finance or Wealth/Investment Management
Proficiency in MS Office (Excel, PowerPoint, Word)

209

Investment Management Associate Resume Examples & Samples

Demonstrates initiative
Proficiency in Excel, Access, and other programs within the Microsoft Office suite
Experience using/maintaining a portfolio management system

210

Senior Counsel, Investment Management Resume Examples & Samples

Analyze, advise and partner with the business team as it works to develop new product and service offerings on business proposals in order to assess and communicate risk and compliance issues; identify and communicate compliant and practical options and solutions
Work with internal team and external clients to help ensure that the design and operation of our services comply with applicable federal and state statutes and regulations
Regularly review and consult with appropriate leaders on operations, procedures and communications for compliance with applicable law and regulations as well as internal policies
Partner with appropriate management, operations and compliance leaders to identify, control and monitor compliance risk from a legal, fiduciary and regulatory perspective
Serve as a member and/or participant in relevant internal committee(s)
Communicate with and represent Aon Hewitt and its affiliates before its regulators; prepare and coordinate regulatory responses
Provide guidance and assist with the management and resolution of escalated operational issues
Manage certain client and vendor contract drafting, review and negotiations
Provide updates on legal developments relating to our services
Work with law department and business leadership to assist/lead on a variety of projects related to process improvements, risk mitigation and legal policy development; and
Partner with Aon business leaders across the organization to help the business accomplish its goals
6+ years relevant experience at large law firm or as in-house counsel with a financial institution
Expertise with the Investment Advisors Act of 1940, the Investment Company Act of 1940, the Dodd-Frank Act and other pertinent securities laws and regulations
Working knowledge of CFTC, NFA, FINRA rules strongly preferred
Excellent communication skills and the ability to collaborate with business, global corporate compliance and law department
Demonstrated organization, facilitation, communication and presentation skills to a wide spectrum of audiences
Demonstrated ability to work independently and collaboratively in a team-oriented environment
Demonstrated ability to work successfully with senior level leaders of an organization
Ability to exercise the highest ethical standards and prudent, risk-based business decision making; and
Ability to understand complex legal requirements and create effective solutions; and
Demonstrated ability to lead and execute over a range of business areas and functions with differing issues, interests and risks
Qualities such as integrity, professionalism, leadership, judgment, initiative, follow-through, strong work ethic, reliability, strategic thinking, ability to execute flawlessly, ability to work independently, relationship skills, and respect for others
Comfort with a high degree of responsibility and motivation to proactively lead project work; and

211

Regional Director Investment Management, PB Resume Examples & Samples

University degree supported by CFA designation and CFP designation (or equivalent)
Registered as an IC/PM in the Province where in operation
Good understanding of Financial Institution environment and dynamics
Recognized as an expert in investment management in the Private Bank and in the industry
Extensive knowledge and technical proficiency related to investment strategies, issues and trends
Significant technical expertise in the areas of financial planning, investments products and services
Broad perspective of economics and financial markets
Highly developed and proven project management, coaching and communication skills
Ability to resolve a magnitude of diverse, complex and ambiguous issues/situations in a creative manner
Strong leadership and management; understands navigates existing work, organization and power structures, and makes recommendations with a clear sense of organizational impact
Strong conceptual and strategic thinking, good ability to take a holistic and integrative view, and consideration for influence and impact on various levels within business

212

Head of Investment Management Testing Resume Examples & Samples

The development, implementation and execution of the risk-based Compliance testing program designed to assess the effectiveness of the Firm’s Investment Management related policies and procedures and controls
Manage the execution of reviews conducted by the IM Testing team
Review work products of IM Testing staff
Compile global monthly and quarterly metrics for management reporting
Develop test scripts/library covering key compliance risk in Investment Management
Assess testing coverage/planning based on risk assessment results
Remain current on industry rules, regulations and best practices to help ensure that the testing program meets regulatory standards
Bachelor’s degree with a concentration in Accounting or Finance preferred
Have 15 plus years of Compliance testing, internal audit experience and/or experience within a financial services regulatory agency (e.g., Office of the Comptroller of the Currency, Federal Reserve)
Experience in designing and implementing risk based testing at a large financial institutions and/or regulatory authority
Extensive experience in managing and developing staff
Possess a strong understanding of financial markets and banking
Have working knowledge of the Investment Advisers Act and Investment Company Act
In-depth knowledge and understanding of the Investment Management regime
Developed investigative skills: inquiry and analysis, interviewing, testing and organization
Ability to research and resolve issues independently while working across teams to acquire information
Excellent interpersonal skills necessary to work effectively with colleagues of all levels of seniority across regions and business units; able to question and challenge established processes
CPA/CIA

213

Investment Management Paralegal Resume Examples & Samples

Oversight and coordination of annual registration statement updates for approximately 100 mutual funds; oversight and coordination of new fund launches, fund mergers and proxy statements
Oversight and coordination of prospectus and SAI supplements; oversight and coordination of required filings for U.S. registered funds, including annual and semi-annual reports
Coordination and oversight of proxy campaigns and shareholder meetings
Responsibilities also include help with preparation of, and maintaining files for, the various fund agreements and charter documents relating to our mutual funds
Various responsibilities in connection with day-to-day oversight of a large mutual fund complex, including board-related matters
Associate’s Degree/College Diploma
Five or more years of related experience highly desired
Strong organizational skills. Ability to handle multiple projects
Attention to detail, good judgment and strong interpersonal skills
Ability to manage in a fast paced environment, while meeting strict deadlines

214

Multistate Tax Manager Investment Management Industry w Resume Examples & Samples

Performing a detailed technical review of partnership and corporate state tax returns and work papers for Investment Management clients
Assisting with audit defense for state tax notices
5+ years’ experience in state tax compliance for partnership and corporate multistate tax returns for Investment Management clients
Solid understanding of state investment partnership rules, common structures for private equity funds, mutual funds, hedge funds, and private wealth funds
Bachelor’s degree in accounting, finance, or other business-related field
CPA certification if qualified to sit for the CPA; if not qualified, licensed Attorney, Enrolled Agent, or other appropriate certification

215

Investment Management System Analyst Resume Examples & Samples

Strong writing/editing skills and keen attention to detail
Ability to learn quickly and work with limited supervision under tight deadlines
Demonstrate initiative, flexibility, and ability to work well within a team setting
Strong interpersonal skills and ability to work directly with and build strong rapport with government clients
Knowledge or experience with federal budgeting, acquisition or investment management processes

216

Tax Senior Investment Management Private Wealth Resume Examples & Samples

CPA, Enrolled Agent, or other appropriate certification (or in the process of pursuing)
Experience reviewing trust documents
Excellent technology (i.e., Microsoft Excel and compliance software), research, and writing skills
Strong analytical and communication skills; and able to articulate conclusions, planning opportunities, and risks identified through research projects

217

Investment Management Resume Examples & Samples

Three or more years’ federal tax experience required; partnership tax experience preferred
Bachelor's degree in accounting, finance, or other business-related field required; advanced degree preferred (e.g., MST or JD)
CPA, enrolled agent, or other appropriate certification required (or eligible)
Big 4 experience or comparable a plus
Strong research and communication skills (both written and oral)
Highly disciplined and comfortable in a fast-paced environment

218

Investment Management Tax Manager Resume Examples & Samples

4 or more years of public accounting experience (at least 3 years in Investment Management) or equivalent in law firms or industry
CPA, Enrolled Agent, or other appropriate certification required (or in process of pursuing)
Bachelor's degree in Accounting, Finance, or other business related field

219

Morgan Stanley Investment Management Resume Examples & Samples

Institutional sales role covering financial institutions for the EMEA Liquidity Distribution team
Cold calling
Prospect and pipeline management
Building and leveraging internal networks
A results-oriented individual who thrives on achievement and performance
Works effectively and supports a team-oriented approach
Excellent communications skills (written and oral, including excellent telephone manner), interpersonal and
Ability to work under pressure and to manage time effectively
Strong organizational skills with the ability to meet both internal and external demands
Professional approach with attention to detail
Ability to document sales activity through Sales Management reporting (CRM)
FCA/IMC registration preferable but not essential

220

Investment Management Resume Examples & Samples

Experience as an Equity Product Specialist in asset management company
Fluent speaking/reading/writing skills in English
Native-level speaking/reading/writing skills in Japanese
PC skills in MS Word, MS Excel and MS PowerPoint
Sales oriented mentality

221

Investment Management Associate Resume Examples & Samples

Proactively position and differentiate BlackRock and our investment products against competitor firms and products with Financial Advisors through a phone based consultative sales approach
Build an efficient and thoughtful strategy to maximize engagement and influence with financial advisors
Expand existing client base by uncovering investment needs and presenting solutions
Identify and pursue new opportunities by client profiling, lead identification, and follow-up activity
Exhibit high level market knowledge and ability to converse with financial advisors on investment solutions and current economic and market conditions
Understand dynamics of Capital Markets, impact to investor portfolios, and objective based investing
Exceed client contact expectations and commitment to professional development
Understanding of competitive landscape
Partner with colleagues across the organization to maximize the BlackRock/Client relationship
Embrace the firm’s commitment to the client experience
Represent the Professional Quality, Individual Choice and Responsible Innovation that Advisors expect from BlackRock
BA/BS degree required, emphasis on Finance, Economics, or Engineering preferred
Minimum GPA of 3.5
2+ years of experience in mutual fund or brokerage industry required
NASD Series 7 and 66 (or 63 & 65) required
Knowledge of investment trends and advisor practices
Solid MS Office skills, including: Word, Excel, and Outlook
Experience with web-based technology
Clean U-4

222

Investment Management Development Program Resume Examples & Samples

Undergraduate degree or equivalent combination of education and experience. Finance, Economics, Statistics, Math, Accounting, or Computer Science degree preferred
Cumulative GPA of 3.5 or higher preferred
Strong analytical, problem solving, and conceptual thinking skills
Initiative and ability to work independently
Comfortable working in a fast paced environment, with multiple tasks and/or projects concurrently
Strong professional presence/ability to effectively interact with all levels of crew and external clients
Proven ability to deliver meticulous results under tight time constraints
Pursuit of the Chartered Financial Analyst® (CFA®) certification is strongly encouraged

223

Investment Management Resume Examples & Samples

Conduct independent fundamental credit analysis, due diligence and approval of new investments
Calibrate financing needs and structures for prospective borrowers
Financial modelling of investment opportunities
Interact with management teams, industry sources, and other investment professionals
Seek solution to deal structures and issues within the boundaries of fund parameters with external participants
Full involvement in the investment evaluation process including attendance at management presentations, review of due diligence reports, and preparation of internal investment in conjunction with the Portfolio Manager
Presents Portfolio Manager and Investment Committee with a clear and consistent approach to mitigate credit, legal, industry and other relevant risks
Champion selected investment opportunities through the investment process until completion
Provides input on terms and conditions for transactions and works with the Portfolio Manager and legal to ensure appropriate documentation
Negotiation and review of transaction legal documentation and liaising with internal and external legal advisers
Ongoing monitoring of portfolio assets including waivers and amendments, contributing to the quarterly fund valuation process and reporting to investors
Involvement in providing portfolio reports and analytics for internal and external use
Adhere to investment process and operational standards
Help identify and manage operational risks
Excellent credit skills demonstrated through prior relevant experience (5 to 10 years) underwriting, structuring and executing direct lending/private debt/private equity and/or leveraged finance transactions
Ability to direct the negotiations and structuring of a transaction to complete investment opportunities
Strong financial modelling and legal documentation skills
Motivated team player and flexible in approach with ability to work independently
Flexible, responsive with keen attention to detail
Open-minded thought process and intellectual honesty with an ability to dynamically adapt to different parts of the credit spectrum in structuring the best possible risk-return outcome for our investments
Excellent written and verbal communication skills – presents ideas in a clear, concise and constructive manner
Fluency in Bahasa Indonesia/Malaysia strongly preferred

224

IT Investment Management Analyst Resume Examples & Samples

8 -10 years providing IT Capital Planning (CPIC), Portfolio Management, and Budget Formulation leadership for ITIM programs preferably in the Federal IT domain
8 -10 years of IT management consulting focused on providing exception customer service
Working experience supporting an agency’s transformation and acquisition initiatives from an ITIM perspective
Strong working experience analyzing and reviewing the IT portfolios through all phases of the investment management process as prescribed in current OMB legislation and guidance
Strong working experience preparing and reviewing OMB Exhibit 300 and 53s for Federal agency IT initiatives
Functional knowledge of CPIC/ITIM and portfolio management tools (e.g. eCPIC, Primavera)
Functional knowledge of EA, strategic planning, governance and IT portfolio management
Successful experience in facilitating, engaging and briefing program stakeholders, senior IT managers, and executive leaders

225

Newton Investment Management Resume Examples & Samples

2-5 years of Investment, relationship management, business development and or client service experience preferred
General knowledge of investment industry and markets required
Interest or progress towards advance certifications or degrees preferred
Proficiency in Microsoft Office products with expertise in Word, Excel and PowerPoint
Heavy use of general technology to make team more efficient

226

Morgan Stanley Investment Management Mena Sales Resume Examples & Samples

Contribute towards development and delivery of long term strategy for the successful growth of MSIM across the MENA Region
Develop client relationships and maintain existing client relationships
Successfully sell MSIM’s asset management capabilities to a wide range of institutional clients in the financial institutions sector including SWFs, pension funds, insurance companies, bank trust companies and asset managers
Work actively and collaboratively across the Division to deliver a seamless client experience throughout the sales process
Operate credibly and network effectively across Business Units, in order to leverage cross selling opportunities and deliver the whole of Morgan Stanley to clients
The candidate must have good knowledge of the asset management industry and the various forms of the main investment products across all asset classes
The candidate must have worked with a range of clients in MENA, and be able to establish and consolidate relationships across the Region
Strong team player; ability to collaborate with colleagues across MSIM and the broader organization
Progress toward or completion of a CFA a plus
Preferably GCC national. The role is ideally based in Saudi and requires extensive travel (75% travel time)

227

Investment Management Resume Examples & Samples

Participating in the ongoing implementation of the Enterprise operational risk framework throughout the PGIM businesses in collaboration with the various PGIM Risk Officers
Facilitating management’s Risk and Control Self Assessments: ensuring that key operational risks and controls are properly identified, assessed and documented and action plans are developed as needed
Developing and reporting on Key Risk Indicators
Reviewing and analyzing risk event data: identifying the root cause of control breakdowns and recommending enhancements to the control environment
Performing risk aggregation and reporting
Providing guidance and leadership to ensure compliance with SOX requirements
Coordinating with the Risk Officers in the various PGIM business units to implement PGIM and Enterprise risk initiativeswhile recognizing the customized needs of each business unit across PGIM
Collaborating closely with the various business units and support functions across PGIM to reinforce risk ownership and accountability, and enhance the control environment
Coordinating various requests from Internal Audit, SOX, regulatory agencies and others
Experience in the financial services industry with direct exposure to the buy side (preferably) and/or the sell side
Superior understanding of risks and controls and mastery of related tools and techniques
Results-oriented individual who can translate strategy into action
Highly ethical individual with strong moral compass
Product knowledge of multiple asset classes including fixed income, equities, private debt, commercial lending and real estate
Analytical mindset and ability to identify, assess and mitigate key risks and perform root cause and risk/reward analysis
Previous experience in implementing an operational risk framework within a global and complex organization, including facilitating Risk and Control Self Assessments, reporting and analyzing internal and external risk events and developing Key Risk Indicators
Ability to influence, negotiate, drive change and partner with Senior Management in the business and support functions while retaining independence and performing effective challenge
Superior oral and written communication skills, ability to facilitate effective group discussions
Strong interpersonal skills and ability to work effectively in a team environment
Excellent project management and multi-tasking skills, including ability to work on multiple projects simultaneously, and bring them to resolution

228

Coordinator, Investment Management Operations Resume Examples & Samples

Organisation of complex travel schedules and visas
Liaise extensively and professionally with internal/external contacts
Print reports and broker research for the Investment Professionals
Maintain up-to-date and accurate documentation specific to the coordinator department e.g. cover plan for role
Work effectively within a team and provide cover and assistance to colleagues when required
Excellent organisation skills and the ability to efficiently multi-task and prioritise workload
Professional and enthusiastic with a flexible and positive attitude
Excellent interpersonal skills with clear and concise communication
Proven ability to work independently and take initiative as needed

229

Centersquare Investment Management Resume Examples & Samples

New/Terminated Accounts - Work with custodians and clients to establish settlement contact and reconciliation reports. Setup new accounts in the portfolio accounting and trading system
Trade allocations, settlements and issues for all trade activity - Process trade allocations through CTM and Oasys; Proactive monitoring of all trading activity to avoid any delays in settlement and to work with Brokers and Custodians to fix any issues that may come up
Cash Management & Reconciliation - Daily and Monthly account reconciliations to custodian statements; Daily Cash management for domestic and international reports; Daily reconciliation through ACD (Advent Custodial Data)
Corporate Action Processing – Processing and accounting for various corporate actions including rights issues, stock dividends and special offerings
Client Reporting - Assist in the preparation of client compliance certifications, audit requests, and commission reports; Assist in the adherence to ERISA regulations and reporting; Assist Marketing team in answering Operational questions for RFP, new account setups, etc
Bachelor’s Degree Required. Major in accounting preferred or similar work experience
Strong Accounting skills, ability to prioritize work and meet tight deadlines with a sense of urgency. Candidate should be very detailed oriented
3-5 years operations and accounting experience required
Excellent client service skills and team orientation; Ability to prioritize work and multi-task; Ability to meet tight deadlines with a sense of urgency
Proven organizational skills and detail orientation; Proven communication skills, both verbal and written; Ability to work and communicate effectively with all levels
Must be proficient in Excel; Advent products (APX & Moxy knowledge preferred), experience with Omgeo products (Oasys, TradeSuite, CTM), and Bloomberg a plus
Specialized knowledge of operations procedures and best practices required
Institutional global account operations experience preferred

230

Asset Management Legal Investment Management Lawyer Resume Examples & Samples

More than 1,300 investment professionals providing strategies spanning the full spectrum of asset classes, including equity, fixed income, cash liquidity, currency, real estate, hedge funds and private equity
Representative for Swiss registered funds and funds for qualified investors
Distributor of a full product range both directly to institutional investors and indirectly via intermediary networks in Switzerland as well as Liechtenstein
Drafting and negotiating private placement agreements, distribution agreements, investment management agreements and other agreements specific to the investment fund business
Providing proactive legal support to the local teams and practical guidance concerning related activities in Switzerland and to a limited extent in Liechtenstein
Advising on the registration of foreign collective investment schemes in Switzerland
Assisting on ad hoc projects (Switzerland, EMEA or firm-wide)
Identifying, addressing and managing legal risk arising within the local business
Monitoring and ensuring timely implementation of impending legal and regulatory developments that affect the local business
Working closely with other members of the EMEA IM legal team
Providing appropriate training to internal teams
Acting as a secretary to the board of JPMorgan Asset Management (Schweiz) GmbH
Swiss law degree; Swiss qualified lawyer is an advantage
A minimum of five years experience gained as a lawyer in a major law firm or in-house counsel of a FINMA-regulated financial services firm or fund representative and/or distributor
Strong background in collective investment schemes (Switzerland and EU), knowledge in Luxembourg collective investment schemes and Swiss pension funds regulation would be beneficial
Ability to work independently in fast-paced and complex business environment
Ability to work with external lawyers and regulators
Strong commitment to high compliance and quality standards
International professional or educational experience; and
Excellent German and English language and communication skills, French would be beneficial

231

International Investment Management Resume Examples & Samples

Project management – to lead and/or be an integral part of tax compliance projects such as FATCA, and Common Reporting Standards, BEPS, etc to ensure Investment Management comply with the rules, within the deadlines required. This would involve ensuring investment management executive have an understanding of upcoming tax regulation and then working with the investment management firms to successfully implement any new rules in a consistent and compliant manner
Advisory – To be the subject matter expert in tax related queries for Investment Management and be the ‘go to’ person for investment management queries in tax matters. This would include being the advisory on current tax legislation, upcoming legislation as well as current tax regimes and rules such as withholding tax, treatment of securities and financial transactions taxes, etc. The successful candidate will need to ensure they keep up to date with all tax rule changes and legislation and also be able to lobby directly or through Investment Management bodies on proposed new tax legislation
New products – to provide consultation services to the investment management firms around new product launches and their structure in relation to tax matters and to ensure tax compliance with the applicable rules, commissioning external opinions where breaking new ground but drawing on this advice and own knowledge to maximise value and hopefully reduce external spend
Monitoring and reviews – To work with the investment management firms in reviewing their current set-up in regard tax matters for their products and provide a ‘health check’ service to ensure continued adherence to the required rules across our 2,700 funds
Close collaboration with BNYM corporate tax to both represent Investment Management and to stay informed of tax policies and updates
The role reports to Head of Investment Management Governance , BNY Mellon Investment Management and will be predominately based in London
Graduate calibre preferred
Extensive experience in Tax within Investment Management industry ideally and a focus on international fund tax structures, risks and mitigation
ACA or CTA qualified (i.e. chartered accountant having worked in tax or tax qualified professional)
Extensive knowledge of international tax rules and regimes
Good knowledge of US tax rules
Previous representation or membership of tax committee of IMA or other sector associations would be an advantage
Ability to work and communicate with all levels of staff
Strong risk management approach to work

232

Investment Management Financial Control Group Business Finance Team Resume Examples & Samples

Provision Net Revenue (PPNR) and balance sheet forecasting processes for CCAR regulation
Coordinate and manage completion of IM financial forecasts for annual budget and quarterly forecasting
Maintain CCAR-related consolidation models, presentations and documentation
Participate in efforts for process standardization, improvements, and strategic initiatives to enhance the reporting processes
Drive strong partnerships with business units to ensure completion of financial forecasts and analysis
Analytical mindset with attention to detail
Committed and self-motivated individual who can demonstrate initiative & problem solving abilities
Excellent organizational skills and the ability to work to and managed deadlines
Technical skills, including proficiency in Microsoft Excel, PowerPoint, and Word
Experience with financial reporting and forecasting
Familiarity with CCAR / DFAST and relevant stress test topics a plus

233

Investment Management Financial Control Group Resume Examples & Samples

Coordinate and manage completion of IM financial forecasts for annual budget, Quarterly forecasting, Comprehensive Capital Analysis and Review (CCAR) process and Resolution and Recovery planning
Maintain CCAR-related consolidation models and documentation
Assist in developing value-add analytics for the strategic management decision-making process
Complete ad-hoc analysis and presentations for senior management
Ability to communicate effectively, both written and verbal
Regression analysis and CCAR modeling skills a plus
LI-CW2

234

Investment Management Product Analyst Resume Examples & Samples

Using both primary and secondary research, evaluate and report on current/prospective markets and distribution channels for our investment strategies
Provide account management, sales, segments, product development, marketing and other areas with information and analysis relevant to the management, development and distribution of our investment strategies
Work with product management, portfolio specialists, sales, distribution, account management, and the investment teams to support promotion of our investment strategies in client networks
Work with sales and solutions teams to provide pre-sales support related to the product, including responding to RFPs
Ability to prioritize effectively and work in a methodical manner to meet deadlines

235

Centersquare Investment Management Resume Examples & Samples

LI-SD1
Bachelor’s Degree Required. Degree is accounting is preferred
Three to five years of operations experience required. Must have an understanding of different types of securities, trade processing and sales reporting
Strong attention to detail and problem solving skills are needed
Needs to be a highly motivated self-starter who is consistently proactive, uses time efficiently, acts with a high degree of personal accountability, able to meet tight deadlines and enjoys working in a demanding environment
Must be proficient in MS Excel; Advent APX & Moxy knowledge preferred. Experience with SQL Server Reporting Services, Visual Basic, or Crystal report writer is a plus
Needs to be able to work in a fast paced environment with exceptional precision and organizational skills
Ability to communicate issues clearly and succinctly to coworkers, custodians, and vendors is needed

236

Application Developer for an Investment Management System Resume Examples & Samples

Strong analytical, problem solving and communication skills
Flexible to work in a fast-paced environment and with changing priorities
Master degree in a quantitative discipline such as Computer Science, Mathematical Finance, Engineering, Statistics, Actuarial Science or Physics
Minimum 2+ years of experience in development of large-scale computer systems

237

Centersquare Investment Management Resume Examples & Samples

The ideal candidate has extensive experience and understanding of listed strategy performance and attribution and has experience interacting with large institutional clients
Strong communication skills, project management skills, attention to detail, good working knowledge of Microsoft applications, and knowledge of the broad financial markets are required
10+ years of experience in the investment management industry is preferred

238

Account Manager, Investment Management Resume Examples & Samples

Supports portfolio managers in day to day investment activities, client service, and compliance related inquiries
Coordinates the account administration for investment management clients. 3. Receives service requests from clients and partners; executes daily client activity, oversees transaction processing, handles inquiry resolution, obtains appropriate documentation, and ensures systems information is up-to-date
Oversees development of appropriate action plans for client activities and ensures execution and follow-up
Coordinates with servicing team on execution of client activity, communicating with client and vendors as appropriate
Develops clear understanding of clients' needs behind service requests and communicates to service partners. Obtains appropriate information from partners and client to facilitate service changes or transactions
Assists relationship managers in developing additional business, making client presentations, and coordinating servicing team
Monitors trust operations and accounting activities to ensure that all necessary reports, documents, tickets, etc. are processed to facilitate client services
1-3 years experience in financial servicing/accounting fields, with client servicing background
Knowledge of investment related terminology, securities markets generally, and an interest in these areas

239

Compliance Officer Investment Management Resume Examples & Samples

Investigates and resolves trading and portfolio management compliance breaches arising from post trade reviews
Review and investigate trading compliance violations as they occur and provide an appropriate response in order to promptly execute the trade(s)
In the conduct of all activities, pro-actively identifies actual and potential violations of regulatory requirements, internal policies and procedures, and/or other high risk situations in a timely manner to mitigate business and operational risk
Conducts appropriate inquiries and investigations in relation to any such situation and ensures that appropriate corrective actions and/or risk mitigation actions are implemented in a timely manner or escalated
The incumbent will use his/her analytical skills to conduct relevant research and arrive at conclusions and/or recommendations based on the exercise of good judgment on moderately complex decisions falling within standard policies; and escalate matters beyond existing policies
Responsible for the creation and maintenance of the 1832 Funds and Client Accounts Constraint Rule Library with the goal of ensuring all fund and client constraints are properly identified and documented. Works with the Senior Compliance Officer and Manager to ensure all identified constraints are controlled for within the electronic trading surveillance system
Provides compliance approvals, or assesses requests for approval and makes recommendations to Compliance management
Develop a thorough understanding, with guidance, of the investment strategies employed by 1832 and assists in ensuring the strategies are controlled for within the electronic trading surveillance system
Assists in identifying gaps in the existing compliance program and participates in developing, maintaining, and implementing changes to the firm’s compliance policies and procedures
Prepares and coordinate Compliance management reports
Other duties and projects as may be assigned from time to time
Minimum 2 years’ experience in the financial services industry, preferably within a mutual fund company
Canadian Securities Course or working towards is a must
Other Securities Industry Courses (CSI) such as derivative fundamental course or options course are an asset
Advanced knowledge of Excel is a must
Experience in Charles River Compliance Module programming and compliance test set-up is an asset
Knowledge of Bloomberg is an asset
Knowledge of the investment restrictions in National Instrument 81-102 an asset, but not required
The position is within the 1832 Compliance Department - ability to garner credibility with Trading and Portfolio Management staff a key component of success

240

Investment Management Resume Examples & Samples

You are a team player, who enjoys working in a small close-knit team
You enjoy a dynamic, fast paced working environment and are available for intermittent travel
You have a strong work ethic, good communication skills and thrive when faced with intellectual challenges, including the management of multiple projects concurrently
You are a university graduate who has completed your study with a strong academic standing
You have 1-3 years’ experience in investment banking, investment management, business valuations or a similar role. Infrastructure experience is a positive, but candidates from a generalist background with significant transaction execution experience will also be considered

241

Investment Management Associate Resume Examples & Samples

Direct report to the Chief Administrative Officer (CAO) of Global Equity/Fixed Income and co-report to Head of Global Equity/Fixed Income Product Development
Assist the Global Business Operations team in supporting the Public Markets business across a broad range of investment strategies and products
Compile, analyze and monitor information related to the oversight of the business from various perspectives (e.g., business metrics, market overview, investment performance, expense management, regulatory oversight, etc.)
Investigate and resolve investment team issues and challenges
Collaborate with investment teams and business franchise partners to develop and launch global equity, fixed income and multi-asset products across a variety of vehicle structures needed to support overall business strategy
Assist in managing the existing product line to ensure that the proper positioning is maintained and evolved in response to the competitive and regulatory landscape
Conduct research and analyses on competitor funds, performance, and global investment trends using various databases
Assist in the preparation of US Mutual Fund Board material
Partner with business franchise partners on special projects and policy/process initiatives
Maintain internal product and portfolio management databases
Bachelor’s degree with 1-3 years of financial services experience
Broad understanding of the asset management industry, financial markets and investment management products
Must be able to work effectively within a team environment
Self-motivated and enthusiastic
Strong analytical skills and attention to detail
Effective communication and presentation skills
Proficient in Excel and PowerPoint
Familiarity with Morningstar Direct, Lipper and Strategic Insight databases is a plus

242

Centersquare Investment Management Resume Examples & Samples

Analysis of public documents and SEC filings
Development and maintenance of valuation and risk management models
Macroeconomic real estate research
On-site property tours and inspections (typically after 6 months)
Evaluation of management teams
Attending industry conferences
Other ad-hoc investment management projects
A strong academic background/undergrad degree in finance, accounting, or economics; a GPA of 3.5 or higher is strongly preferred
0 -2 years' experience preferred
A keen interest in the stock market, macroeconomic events, and real estate
Superior knowledge of excel required – ex: vlookups, macros and index(match)
Excellent written and information management skills
An outgoing, collaborative style with a demonstrated ability to work effectively in a team-oriented environment
The ability to manage multiple concurrent assignments
Taking concepts and quantifying them through thorough data analysis
Ad-hoc investment projects

243

Investment Management Analyst Resume Examples & Samples

Organizational skills with the ability to prioritize, multi-task and maintain attention to detail
Good foundation in business acumen, problem solving skills and analytical capabilities
Good working knowledge of Microsoft Office products (Excel, PowerPoint and Word)
Experience in financial modeling would be an asset
Strong verbal, and written presentation skills
Highly motivated individual with willingness to take initiative

244

Investment Management Operations Associate Resume Examples & Samples

December 2016 or May 2017 Bachelor’s degree candidates in accounting, finance, economics, business administration or related fields
Cumulative GPA of 3.3 or better
Proficiency in Microsoft Office and Excel
Ability to work in a challenging, fast-paced team-oriented environment
Aspiration for a career in investment management operations

245

Investment Management Operations Internship Resume Examples & Samples

December 2017 or May 2018 Bachelor’s degree candidates in accounting, finance, economics, business administration or related fields
Must be a US Citizen or Permanent Resident
Aspiration for a career in Investment Management Operations

246

Investment Management Liaison Group Resume Examples & Samples

Control focused management oversight of all aspects of the team
Extensive Financial Industry Operations and Investment Operations experience, including management and client service expertise
Leadership and organizational skills are required to determine the Business Unit's goals, resources needed, and to assess and develop the skills of staff
Technical knowledge of trust or asset management and accounting usually acquired through related work experience is required to manage overall client service
Knowledge of general finance and portfolio management concepts usually acquired through experience is needed to consult on client needs
Skills in negotiation, delegating, leadership, and service are necessary to service the client relationship

247

Account Manager, Investment Management Resume Examples & Samples

Monitor and take ownership of all compliance related duties and follow-up procedures, including consulting with PMs on deficiencies and communicating with clients to eliminate exceptions
Participate in client meetings with the PM and other members of the client service team. Duties range from insuring our records are complete for compliance purposes to providing equity and fixed income research needed for discussion with clients to inform them of investment decisions and transactions in their accounts. Assist in the preparation of materials for client meetings to insure the information is accurately and logically presented. Investment Associates work with multiple family relationships
Strong organizational skills are essential to understand each family’s particular circumstances
Obtain written client approvals for Investment Objective forms, trade confirmations, no investment-responsibility letters and any other account-related documentation
Monitor daily all current and outstanding capital structure offers, and ensure that capital structure decision deadlines are met. Communicate information on current offers, relevant research recommendations and any other related information to PMs
Coordinate preparation of asset allocation analyses and presentation materials for existing and prospective clients
Monitor PMs’ desks in their absence. Distribute investment research and portfolio construction information when and where appropriate. Read, understand and abide by the PFS PM Guidelines. Work diligently toward mitigating losses due to error, and be mindful of possible contingencies. Work on special projects as assigned
Candidates for this position should have a broad understanding of financial markets. Knowledge of investment products, services, and terminology, usually obtained through on the job training or prior experience, are helpful. Analytical and organizational skills are needed to meet deadlines and solve client or administrative problems
1-3 years of investment or personal trust client servicing experience is preferred. Proficiency in MS Office suite of product is imperative, with particularly strong Excel and written communication skills
Preference towards candidates pursuing CFA, or similar professional credential, or advance degree (M.B.A.)

248

Macquarie Investment Management Resume Examples & Samples

Undertaking fundamental financial and strategic research on international companies
Analyzing global industries, and the economic and strategic trends that drive returns in them
Building and maintaining models in order to forecast corporate earnings, cash flow, and balance sheet characteristics, and determine target prices and future enterprise values
Assisting in client service and asset growth through participation in marketing and client presentations
Have an MBA or CFA, or a business-oriented BS or BA from a top university, with an exceptional grade point average
Have 5 to 8 years of investment experience, primarily value-core
Have employment experience involving equity analysis, and/or other evidence of a strong orientation toward company and industry analysis
Have strong communication, numerical, and analytical ability (advanced computer skills are a plus, but not required)
Have a very strong desire to undertake international and global business analysis (experience working in countries outside the USA and languages other than English are a plus, but not required)
Be a global generalist with a value-driven approach
Have a strong team orientation, and be willing to be collaborative, take guidance from other team members and share insights. Candidate will be able to adapt his/her analysis to specified formats, templates, styles and firm deadlines

249

Investment Management Consultant Resume Examples & Samples

Generate sales results and focus on increasing and retaining the firm’s assets under management
Work persistently towards mutually understood sales and activity goals
Demonstrate loyalty to the company and dedication to colleagues’ success, and contribute to the group
Adapt to change readily by trying new selling approaches, styles and new material in your territory
Exhibit in-depth knowledge on funds, managed accounts and model portfolios relevant to industry
Demonstrate knowledgeability with partner wholesalers, top producers, centers-of-influence, and other key personnel in at partner relationships around the economy, capital markets, and portfolio management
Present effectively in one-on-one, large group, and conference settings
Promote team morale and be open and helpful in BlackRock meetings and events
Bachelor’s degree required (MBA, CIMA, CFP or CFA a plus)
Strong financial services and capital markets background
Public speaking experience required
80% of travel is required

250

Morgan Stanley Investment Management Resume Examples & Samples

Support Sales teams as the point person for existing and prospective clients in both institutional and intermediary investment market
Maintain detailed knowledge of client’s portfolio accounts and prepare thoughtful investment analysis in determining opportunities for cross-selling investment products
Establish excellent communications across functional areas of the firm - including Portfolio Specialists, Marketing, Legal and Client Service teams - to ensure seamless execution of business requests
Required to think entrepreneurially about your coverage responsibilities and explore new business opportunities for the team
At least 1 or 2 years experience in asset management sales covering Mainland China
University graduate, preferably in Finance or related discipline
Fluent English and native Mandarin language skills (verbal and written Chinese)
The ideal candidate will be client service oriented, as the position entails significant client interaction in initiating sales calls and responding to product inquiries
Additionally, the individual should possess strong communication and analytical skills, as responsibilities will include working with senior management in preparing business plans, sales reporting, and product analysis
The position offers significant area for professional growth and development

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