Wealth Management Analyst Job Description
Wealth Management Analyst Duties & Responsibilities
To write an effective wealth management analyst job description, begin by listing detailed duties, responsibilities and expectations. We have included wealth management analyst job description templates that you can modify and use.
Sample responsibilities for this position include:
Wealth Management Analyst Qualifications
Qualifications for a job description may include education, certification, and experience.
Licensing or Certifications for Wealth Management Analyst
List any licenses or certifications required by the position: ACAMS, BA, IIBA, IREB, PM, CFA, FCA, FSA, IMC, ACAM
Education for Wealth Management Analyst
Typically a job would require a certain level of education.
Employers hiring for the wealth management analyst job most commonly would prefer for their future employee to have a relevant degree such as Collage Degree in Finance, Business, Accounting, Management, Graduate, Economics, Mathematics, Communication, Financial Services, Computer Science
Skills for Wealth Management Analyst
Desired skills for wealth management analyst include:
Desired experience for wealth management analyst includes:
Wealth Management Analyst Examples
Wealth Management Analyst Job Description
- Create budgets and forecasts to assist entrepreneur in identifying new investment opportunities
- In-charge of invoicing for projects (both sending and receiving)
- Provide Ad-hoc reports to owner on an as needed basis
- Identify areas of improvement within current system and implement improvements
- Identify and engage firm resources to implement and support WM Compliance solutions
- Leverage Firm and Compliance data to meet Compliance needs
- Develop predictive models to enhance the sophistication of our inspection, sampling and surveillance tools and platforms
- Keep abreast of the latest events in the financial markets GS research and market views
- Responsible for the support of the business on site in Cayman
- Respond quickly to all reported computing issues that affect a users’ ability to complete his/her work
- Additional product licenses may be required Knowledge/Skills
- Knowledge of Finance operating processes (e.g., forecasting/budgeting, stress testing)
- Strong knowledge of financial and cost accounting, financial analysis and principles of economics
- Qualified CPA (CGA, CA, CMA) or close to completion
- 2+ years experience as a business analysis or operations support
- 3+ years Banking experience highly desired
Wealth Management Analyst Job Description
- Travel to Barbados and Bahamas as needed to support the clients in each location
- Support all moves/adds/changes including install of standard desktop hardware, servers, software, phones, peripherals and printers
- Record all changes to user hardware in the Asset Inventory Management System
- Perform initial analysis of integration issues for platform and operating systems
- Ensure Backup Continuity hardware reflect production desktop\Laptops
- Provide on-call support related to a specific line of business request
- Working with the development team and business to produce testing deliverables, including Test Strategies, Test Plans, Test Designs (Test Cases and Test Data) and Test Execution results
- Liaising with business areas and Corporate Operation Group to clarify and resolve issues identified during the systems testing process
- Creating and maintaining test documents and test scripts
- Assisting in the standardisation and continual improvement of the testing processes and methodology
- Fluent and comfort in working in key finance technical programs and systems (COGNOS, Hyperion, TM1, Excel, Powerpoint )
- Providing software solutions and tools
- Effectively communicating and building relationships with clients throughout the process
- Demonstrating technical ability and competence within financial services
- Working closely with the development team in an agile environment
- Upholding strict SLA agreements deadlines
Wealth Management Analyst Job Description
- Collaborate with IT and other CG counterparts with the testing of new system enhancements and the implementation of new policies the lead for multiple processes at the same time, and provide support for ad hoc requests
- Manages application testing
- Work with mainframe and server-based loan and data systems in extracting loan level data and ensuring that data integrity is optimal
- Prepare portfolio metrics and reporting packages on a monthly basis that can be relied upon by MS Senior Management and firm Committees
- Development, creations, and distribution of numerous monthly Private Wealth (PW) financial and sales reports
- Analysis of financial and sales activities for trends and variance explanation
- Creation, distribution, and review & analysis of monthly P&L for total PW and Area Level Executives
- Incentive accrual analysis and adjustments for various PW plans
- PW IM&T research via Quantifacts (IM&T fee database)
- Research and documentation of PW financial variances
- Bachelors in finance, accounting or related field
- Proven proficiency with banking systems
- Familiarity with Basel and risk management topics
- Able to communicate complex matters to multiple constituencies
- Minimum of 8 – 10 years of related experience in finance and risk
- A+, network +, MCSC and like certifications for windows 7
Wealth Management Analyst Job Description
- Support PW partner's achievement of budgeted items by providing guidance on variance items
- Preparing standard and/or customised client presentation materials, briefing books and collateral materials, meeting notes required for external meetings
- Ensuring the timely delivery of accurate monthly, quarterly and annual reporting, responding to ad-hoc requests
- Review inbound & outbound communications to ensure they are appropriate in terms of content and regulatory standards
- Document, research and analyze problems
- Escalate supervisory issues as warranted and provide relevant recommendations as to appropriate actions to be taken
- Provide support to other PWM Supervision Department members with projects and initiatives
- Have regular interactions with the field and partner closely with Senior Supervision Officers
- Help with coordination and monitoring of initiatives
- Ability to proactively identify trends, recurring problems and risk
- At least 5 years of relevant experience, preferably with experience in application support and business analysis roles in banking / brokerage / investment industry
- Support experience of Avaloq is strongly preferred
- Experience in the delivery of IT solutions in a brokerage/wealth management environment and delivery of Valuation and Profit/Loss attribution reports would be an advantage
- Good knowledge of relevant technology, IT standards, methodologies, CMM and audit requirements
- Knowledge on multiple platforms Internet, Client/Server and ability to select appropriate one to meet business needs, in which banking, brokerage and investment platforms are preferable
- Solid experience in Oracle PL/SQL, MS SQL, Java, database design, real-time application with a strong awareness of emerging technologies and industry standards
Wealth Management Analyst Job Description
- Opportunity to join management in all phases of the financial planning process in order to develop skills that will enable you become a lead wealth planner for our PPMDs
- Review the work of staff members and train new staff members
- Draft materials for financial education presentations
- Tertiary qualifications in Finance or Business
- Working closely with Business, Compliance & Technology to define the scope of monitoring and surveillance of business activities
- Analyse transactional activity for consistency and accuracy
- Support ad hoc requests such as completing RCSA's, process flow development, creating procedures, creating presentations and other control related items
- Project management duties
- Write business requirements, write test scripts and testing/tracking defects
- Assist with strategic business improvement, and market expansion projects and the Office of Legal Obligations project
- 6 or more years of relevant experience preferably in the financial banking industry
- 6 or more years of business analysis experience required
- Superannuation and Wealth product knowledge, with prior knowledge of Portfolio Admin, ASX, Chess a distinct advantage
- Fluent in English and fluent in Spanish is preferred
- Qualified candidates will have a Business Degree or 2 years of incentive or closely related experience
- Qualified candidates must be PC proficient with Word and Excel have a strong working knowledge of Access and PowerPoint