Audit Leader Job Description
Audit Leader Duties & Responsibilities
To write an effective audit leader job description, begin by listing detailed duties, responsibilities and expectations. We have included audit leader job description templates that you can modify and use.
Sample responsibilities for this position include:
Audit Leader Qualifications
Qualifications for a job description may include education, certification, and experience.
Licensing or Certifications for Audit Leader
List any licenses or certifications required by the position: CPA, CIA, CISA, ITIL, PMP, ISO, ATEX, EASA, ISO9001, AS9100
Education for Audit Leader
Typically a job would require a certain level of education.
Employers hiring for the audit leader job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and Master's Degree in Accounting, Finance, MBA, Computer Science, Business, Mathematics, Engineering, Economics, Education, Management
Skills for Audit Leader
Desired skills for audit leader include:
Desired experience for audit leader includes:
Audit Leader Examples
Audit Leader Job Description
- Take responsibility for cash collection and financial control of the ADC
- Day-to-day coaching and training of ADC staff
- Stay abreast of current and emerging security risks
- Support the team in the execution of the audit methodology and assigned tasks
- Leading testing of business systems/applications and other processes as per Audit policies, methodologies, and standards
- Communicating well with clients and Audit team members
- Engaging in relevant training regarding audit, businesses, financial controls, regulations
- Completing audits within budgeted hours and target dates
- Learning business strategies, processes and regulations effectively and quickly and is alert to the changing nature of risk
- Adding value to client management through thoughtful analysis of current issues and effective communication with business managers both in person and in writing
- Banking or other financial institution expertise preferred
- Building and maintaining collaborative relationships with Audit Department executives and staff in US and International locations key executives in the businesses and related functions to facilitate the execution of the audit plan the sharing of observations, information and ideas
- Degree educated, however consideration will be given to other skills
- Advanced working knowledge of Excel (including formulae such as SUM, COUNT, IF, VLOOKUP, ISERROR)
- Understanding of basic accounting and auditing principles
- 15+ years recent experience working in a public accounting environment with a focus in Broker Dealers (minimum 25-50% focus)
Audit Leader Job Description
- Following up and validating sustainable resolution of issues on a timely basis
- Lead the annual assessment of internal controls over financial reporting as part of Honda’s Sarbanes-Oxley (SOX) compliance program
- Working as leader of a team, the ASL functions as project manager to effectively and efficiently utilize internal and external resources to schedule and perform tests of internal controls, review the work products of the team to ensure quality and consistency, and report results
- The ASL is expected to be close to the spot for their designated business functions, building strong relationships, keeping Audit management aware of significant developments affecting those organizations, assisting in developing and executing the business plan and challenging the status quo for continuous improvement
- Facilitate execution of annual SOX test plan in a project manager role
- Review work products of team members to ensure quality and adherence to professional standards
- Communicate project plan status and results and evaluates management countermeasure activity
- Build and maintain a 'trusted advisor' relationship with senior business leaders and stakeholders within the channel
- Anticipate and recognize change throughout the organization
- Manage a team of auditors to ensure efficient audit preparation & execution
- Minimum 2 years work experience as Accountant or Accounting Clerk in larger operation
- Bachelor’s degree in business studies from an accredited college or university
- Ability to manage performance of direct reports against stated objectives
- Three to five years of experience with information security or in a technology related field
- In-depth understanding of network and system security technology and practices across all major-computing areas (mainframe, client/server, PC/LAN, telephony)
- Use that knowledge to contribute to the department’s overall risk assessment and plan development processes
Audit Leader Job Description
- Accepting service requests from ADC and their assignment to ADC team members for processing
- Supervising, advising and monitoring assigned ADC team members in the completion and delivery of ADC services
- Reviewing the work completed by ADC staff
- Monitoring the ADC service demand for assigned country/region and working with ADC Leadership to plan staffing needs
- Monitoring assigned team whereabouts on a daily basis, including being the first point of contact for an unexpected absence or timing issues
- Evaluating and counselling assigned team members
- Supporting development & update of ADC processes and trainings
- Build capabilities and understanding of our audit process, foundational audit skills, and effective soft skills
- Lead the organization and execution of audit staff recruiting efforts, scheduling and participation in candidate discussions and interviews
- Evaluate the effectiveness of onboarding programs
- Bachelor’s degree in Business Administration, Finance, Accounting, Information Technology or related field (required)
- Ten years (minimum) of professional audit and industry experience with superior advisory and consultative skills
- Professional certification (CPA, CMA, CIA, CISA, PMP, ) (required)
- Ability to travel as needed within North America or globally as necessary
- Comprehensive knowledge of governmental and industry regulatory requirements as they pertain to SOX, is expected
- Strong working knowledge of industry standards for the professional practice of internal auditing and internal control frameworks (e.g., COSO/COBIT)
Audit Leader Job Description
- Ensure that internal audit resources are appropriate, sufficient, and effectively deployed to achieve the approved plan
- Provide supervision to ensure engagement objectives are achieved, quality is assured, and staff is developed
- Evaluate internal control adequacy and effectiveness
- Assist external auditors with year-end substantive and internal control testing
- Responsible for managing and/or overseeing audit assignment simultaneously
- Responsible for the reviews and drafting of audit conclusions based on the results of the design and operating effectiveness testing completed
- Responsible for audits related to financial reporting and/or financial risk areas, , other areas as needed
- Plan, direct and coordinate the work of auditors by providing guidance and expert advice with respect to practices and standards of the Institute of Internal Auditors, monitoring their progress and providing input in the preparation of performance evaluation
- Conduct complex audits, reviews and studies by developing and recommending solutions
- Conduct preliminary research, interviews with Directors General and the Senior Executive to identify issues for the development of the scope and objectives
- Professional certification (such as CISA, CPA, CIA, or CISSP) and/or advanced degree highly desirable
- Excellent oral and written communication skills and high proficiency in MS Office products expected
- Knows and applies Honda Philosophy and Honda Quality tools and concepts (DST-PDCA, Situation Appraisal, Decision Analysis)
- Detail oriented with a high degree of analytical skills and demonstrated ability to apply problem-solving techniques
- Able to handle difficult situations and conflict when necessary
- Experience managing supplier relationships and expertise in using License Management systems
Audit Leader Job Description
- Identify management concepts, theories, practices and methodologies to be used
- Conduct interviews with employees and managers to collect information and prepare and write concise and detailed reports
- Analyse and interpret information collected in relation to the criteria to identify linkages, causes and effects
- Develop a strategy and approach to report the findings, conclusions and recommendations to management teams of the area audited and assess the adequacy of their responses and if required adjust the report accordingly
- Prepare and write complex reports tabled at Audit Committee and approved by the Director
- Attend external audit forums and meetings in the federal government auditing community
- Participate in the annual update of the Risk-based Audit Plan
- Defining the support structure to enable consistent and successful inspections depending on the scope of the audit, , engaging local Regulatory, Quality, and other functional subject matter experts to connect site/function centric activities with expectations, goals, and overall audit support strategy
- Identifying applicable standards and regulations for inspection and ensuring expectations are understood by supporting teams, performing mock audits and training where needed
- Being the engagement team’s first point of call when using the Analytics Solution for troubleshooting or general functionality queries
- Moderate travel, approximately 65%, with international travel required
- Bachelor's degree or equivalent, with concentration in business, economics, accounting, or finance preferred
- Minimum of 5 years IS auditing experience and/or application development or technical experience related to the AWS Cloud, Unix/Linux, Windows, or Oracle
- Experience with Data Analytics tools, such as ACL and Tableau, highly preferred
- The position requires extensive experience in planning and delivering audits and/or specialist skills
- Experience in key financial processes, financial reporting or Risk Management (operational, market, credit, liquidity) or in Technology audits are strongly researched in internal control systems either as an internal or external auditor will be seen as an advantage