Audit & Assurance Job Description
Audit & Assurance Duties & Responsibilities
To write an effective audit & assurance job description, begin by listing detailed duties, responsibilities and expectations. We have included audit & assurance job description templates that you can modify and use.
Sample responsibilities for this position include:
Audit & Assurance Qualifications
Qualifications for a job description may include education, certification, and experience.
Licensing or Certifications for Audit & Assurance
List any licenses or certifications required by the position: CPA, ACCA, CICPA, CISA, CISSP, CIA, CIPP, CFE, PMI, PRINCE
Education for Audit & Assurance
Typically a job would require a certain level of education.
Employers hiring for the audit & assurance job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and University Degree in Accounting, Finance, Graduate, Business, Computer Science, Education, Accountancy, Business/Administration, Information Systems, Economics
Skills for Audit & Assurance
Desired skills for audit & assurance include:
Desired experience for audit & assurance includes:
Audit & Assurance Examples
Audit & Assurance Job Description
- Adding value by applying your specialist knowledge to your client portfolio
- Assisting in client management and relationship development
- Coaching and mentoring junior members of staff
- Identify technical accounting matters early and assess impact on financial statements
- To assist the Director, Program Assurance in the development of assurance strategies for Programs and Projects
- Carry out End Stage Gate reviews for Programs and Projects
- Carry out health checks as required
- Prepare and submit Assurance reports to Program and Project Boards
- Carry out Go/No countdown reviews and submit status to Boards
- To provide trend analysis on end stage and health check data required by Senior Management at regular Steering Committee Meetings and to adhere to the in house governance framework
- Chartered Accountant / Association of Certified Chartered Accountant qualified
- Member of an Institute of Accountants in home/present country, ACCA, ICAEW, American Institute of Certified Public Accountants, in good standing for at least 2 years
- You need to be a full member of your home institute and have experience managing audit teams
- 3+ years of auditing or equivalent experience preferred
- Project management and /or Secretarial diploma would be an advantage
- At least 5 year in a Project Administrator role or as Personal Assistant
Audit & Assurance Job Description
- Drive the programme of corrective actions to address gaps / risks and work with key stakeholders to help deliver these
- Develop a thorough understanding of the business operating model to support management in the identification of weaknesses and areas where processes need to be strengthened or amended
- Provide ad hoc advice and guidance to managers and staff at all levels including delivery of courses and training sessions where appropriate to address knowledge, skill or compliance gaps
- Proactively anticipate emerging issues and ensure that the review programme supports the business in the most effective manner
- Ensure that each audit is effectively planned, coordinated and reported upon
- Evaluate and understand the impacts of operational, financial and technology risks and controls
- Determine the direction and objectives of the audit engagement
- Conducts cybersecurity and data security and protection audits
- Assist in developing formal written reports to communicate audit results to leadership
- Responsible for coordination and execution of several quality assurance reviews, including providing major input to planning and testing, identification, development, and documentation of exceptions related to quality assurance reviews
- Proven success and track record in building, developing growing and sustaining client and people relationships
- Able to develop, grow & sustain client relationships
- Experience in auditing across multiple industries, experience in auditing publicly owned SEC registrants
- Bachelor's degree in Accounting and hold CPA certification
- Preferably a member of MIA/MICPA/ACCA/ICAEW or equivalent
- Highly competent in Microsoft Office
Audit & Assurance Job Description
- Design and execute best-in-class operational processes of moderate complexity
- Leverage available data and analytical tools during execution and delivery
- Establish and maintain good relations during engagements
- Additionally, as part of the broader Practices and Innovation Team, the candidate will
- Provide training and coaching to team members during quality assurance reviews as applicable, and the broader Practices and Innovation team
- Work independently, with minimal guidance from management, while exercising judgment in risk based assessments
- Connect assurance workstreams to the bigger picture for the assurance work
- Lead by example to challenge the status quo and create a vibrant, values-based work environment
- Expand the knowledge base of the A&A team through proactive knowledge sharing and collaboration
- Assist in the design and development of business strategies around innovative solutions for audit
- PRINCE 2 or PMI certification
- Facilitate updating the documents to ensure that controls are designed effectively and adequately mitigate the risk related to the control
- Master’s Degree and 7 years of relevant work experience, Bachelor’s Degree and 9 years of relevant work experience, or 13 years of experience as a Business /Requirements Analyst in requirements gathering and documentation, process flow and process modeling in lieu of a degree
- Live the CF A People Strategy
- Contribute to recruiting activities
- Risk Management, Internal/External Audit, Operations)
Audit & Assurance Job Description
- Understand and translate the needs into business and technology solutions, providing consultation on the customer e-technology journey and transformation
- Support the delivery of quality functional/application designs
- Support the development and implementation of quality business solutions and align delivery to business goals
- Assist in proposal developments
- Assume a high level of responsibility on audit planning and control
- Assume a high level of responsibility of audit planning and control
- Responsible for reviewing the work of the subordinates and ensuring the professional standard of service to his/her portfolio of clients was maintained
- Responsible principally for audit related engagements but sometimes undertake engagements of an accounting and taxation nature
- Responsible for audit testing of profit and loss account and balance sheet items on small to medium engagements under the direction of an Accountant-in-charge
- Perform substantive testing and analytical review
- Knowledge of audit processes and methodology including risk assessments, planning, inherent risk, testing procedures, reporting, and audit workpaper files
- Minimum of 1 -2 year experience in External or Internal Audit
- Minimum 1 year Financial Reporting/SOX audit experience
- Prefer 1 or more years of experience in IT Systems Auditing or controls compliance
- Technical knowledge and skills in Operating Systems (UNIX and Windows), databases (Oracle and SQL) and network devices (routers and firewall)
- At least 5 years of experience in auditing or quality assurance review, at least 5 years of experience in accounting, at least 5 years of experience in financial analysis, at least 5 years of experience in compliance or a combination
Audit & Assurance Job Description
- Assume a high level of responsibility for client liaison and portfolio management, audit planning and control
- Supervise of the engagement work of audit staff preparation of fee notes
- Responsible for group administration, training, overall evaluation and counselling of audit staff
- Managing key audit and assurance relationships across a variety of industry sectors
- Identifying and developing both audit and assurance opportunities with new and existing senior clients
- Leading audit and assurance teams and developing managers and junior team members to reach their potential
- Develop quality assurance activities and audit procedures by functional area to ensure traceability and adherence to standards for achievement of operational SLA
- Conduct risk assessments and identify controls and control points for operational processes
- Lead activities including the development of workflows, policies and procedures to support external audit readiness
- Work with functional departments to ensure timely and completeness of audit responses
- Bachelor or Master of Science in Computer Science, Information Systems, Engineering or a related field
- At least 2 years in IT consulting or delivery experience
- Knowledge of web-based and mobile platforms for eCommerce sites/apps, Portals, and/or Content Management Systems
- Experience with eCommerce or Digital Transformation is a plus
- Familiar with market trends and emerging technologies such as Artificial Intelligence/ Cognitive, Big Data, Internet of Things, FinTech
- Good collaboration skills and able to deal with both business users and technical personnel