Regulatory Risk Cover Letter

I am excited to be applying for the position of regulatory risk. Please accept this letter and the attached resume as my interest in this position.

Previously, I was responsible for recommendations on regulatory specifications for submissions, and the ability of publishing tools and systems to support them.

My experience is an excellent fit for the list of requirements in this job:

• Manage various regulatory initiatives across the CIB Macro Market Risk teams and partner teams across the firm
• Project management, program management, and IT and Risk frameworks experience, preferably in the insurance or financial services industry
• Excellent written and verbal communications, data and process management, effective interpersonal skills, strong formal presentation abilities
• Preparing for, attending and supporting Credit Risk meetings with the Regulators
• Working with Model owners to maintain IRB Model compliance and the IRB waiver permission
• Working with the Businesses to facilitate IRB Model change notifications applications for permissions
• Co-ordinating and facilitating the annual SIF IRB Attestation process to attest to regulatory compliance
• Quarterly reporting to the Board Risk Committee and the Financial Risk Committee

Please consider me for the regulatory risk opportunity. I am including my resume that lists my qualifications and experience.

In the previous role, I was responsible for leadership and training/certification to maintain the RHTC Test Personnel team’s ability to meet client and RHTC goals.

Please consider my experience and qualifications for this position:

• Investment Banking experience with knowledge of complex Operations environments, specifically Front to Back Operational Processes, Risk and Control Functions, and Regulatory Reporting
• Good working knowledge of operational risk frameworks, control processes and practices, including experience in their design, application and testing
• Excellent people management and communication skills to effectively manage relationships and navigate the organisation
• Delivery focused with superior attention to detail
• In depth understanding of relevant regulatory requirements
• Prior experience at Federal Reserve or OCC
• Prior experience in model risk management
• Prior experience with CCAR /DFAST process

I would like to submit my application for the regulatory risk opening. Please accept this letter and the attached resume.

In my previous role, I was responsible for in-depth advisories and situation reports, focused on impact to the company and the company’s ability to continue the conduct of business during the incident.

My experience is an excellent fit for the list of requirements in this job:

• A good understanding of the Regulatory framework and internal and external governance and policies
• A working knowledge of the CRR/CRD IV and the PRA requirements applying to Credit Risk
• Understanding of modelling databases and proficient in Microsoft Excel
• Understands the underlying risks in the process and able to propose mitigating controls
• Able to drive process independently and identify improvement opportunities
• Innovative and creative – able to challenge the existing processes and status quo
• Attention to details and able to prioritize functions and tasks
• Basic level of regulatory understanding

I submit this application to express my sincere interest in the regulatory risk position.

In my previous role, I was responsible for concise and accurate updates providing the most pertinent information (need the ability to simplify complex topics and situations) to management.

Please consider my qualifications and experience:

• Reporting an accurate view of the control environment in Global Operations
• Identifying and highlighting control issues
• Identifying emerging control concerns and themes
• Acting as a key point of contact for BIA, Compliance, ORM, external Auditors and Regulatory Relations
• Master's in nursing or public health preferred
• CPHH (Certification as Professional in Healthcare Quality) qualification preferred
• Improvement Advisor certification preferred
• Good working knowledge of the Enterprise Risk Management Framework

I submit this application to express my sincere interest in the regulatory risk position.

Previously, I was responsible for the CAMLO and senior management teams with expertise on electronic monitoring AML/ATF issues in order to enhance their ability to anticipate and manage operational risk effectively.

My experience is an excellent fit for the list of requirements in this job:

• Previous experience as a Designated Person for UCITS or AIFM would be desirable
• Expert knowledge of UCITS and/or AIFM directive and regulatory compliance would be preferable
• Expert knowledge of financial products and a range of investment strategies
• Willingness to take challenges, ”can-do attitude”, think outside the box
• Autonomous yet team-player, open attitude, excellent communication skills, eagerness to learn, curiosity
• Innovative, drive for results and commitment to deliver
• Experience in model validation, review of RMPs, model implementation or model design
• Knowledge of risk calculation engines and/or Matlab