Regulatory Reporting Cover Letter

Regulatory Reporting Cover Letter

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15 Regulatory Reporting cover letter templates

What to include in a Cover Letter
1
Company Address
2
Salutation
3
Compelling Details
4
Respectful Closing

How to Write the Regulatory Reporting Cover Letter

335 Karla Lake
Giuseppetown, WI 73754-1812
Dear River DuBuque,

I would like to submit my application for the regulatory reporting opening. Please accept this letter and the attached resume.

Previously, I was responsible for technical and analytical support in a GCIB support operations function (clearance/settlement, trade processing, etc.) for one or more product areas (equities, fixed-income, futures, FX, etc.).

My experience is an excellent fit for the list of requirements in this job:

  • Familiarity with US GAAP and IFRS accounting standards
  • Experience and knowledge in Financial Accounting or Regulatory Reporting role
  • Experience or involvement in finance change
  • Regulatory reporting background, with focus on Credit and Counterparty Credit Risk
  • Extensive knowledge and past experience in working with Microsoft Access Database and Excel
  • Able to communicate at all levels and able to present issues to senior management
  • Confident and prepared to take the lead on discussions with respect to policy or system improvement
  • Enterprise scale integration designs and architecture with a variety of interface partners (public and private sector) and methods (REST, Enterprise Service Bus, Secure FTP)

Thank you for taking your time to review my application.

Sincerely,

Quinn Crona

Responsibilities for Regulatory Reporting Cover Letter

Regulatory reporting responsible for quality reserve and income statement submissions for internal and external reporting (local and Swiss statutory, US GAAP, and Economic Value Management).

Experience within UK Regulatory Reporting and knowledge of and appreciation of the practical application of regulatory requirements is desirable but other Investment Banking and/or financial reporting experience will be considered
Strong experience in US bank and broker dealer regulatory reporting requirements
Knowledge of concepts of Risk Weighted Assets “RWAs”, Basel 3 or MAS regulatory reporting
Demonstrates proficiency in Microsoft Excel and other programs in the Office suite
Demonstrates advanced proficiency in Microsoft Excel
Proficiency with MS Office Suite including Word, Excel, PowerPoint, Visio and Access
Previous experience as a Business Analyst or Compliance Analyst
Experience with BETA Host and regulatory websites

Regulatory Reporting Examples

Example #1

Example of Regulatory Reporting Cover Letter

3985 Bayer Ways
Carolinaport, MS 86217-1007
Dear Sam Goldner,

Please consider me for the regulatory reporting opportunity. I am including my resume that lists my qualifications and experience.

In the previous role, I was responsible for analysis and develops process and governance for information required for TDS US entities reporting into the IHC.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

  • Knowledge of broker/dealer products and operations
  • Familiarity with Federal Reserve reports (eg.FR Y-9C, FR Y-7Q, FR Y-14Q, FR Y-20, FFIEC 009), Department of the Treasury reports (TIC), and Department of Commerce reports (eg.BE-605, BE-180, and BE-125)
  • Experience with financial general ledger systems (Oracle, PeopleSoft)
  • Ideally will have previous experience within Compliance at a brokerage
  • Solid Banking background
  • Qualified accountant desirable but not essential
  • Strong financial reporting, product and accounting knowledge background in banking and financial services
  • Experience in implementation of reporting requirements while maintaining processes and controls

Thank you for your time and consideration.

Sincerely,

Ryan Willms

Example #2

Example of Regulatory Reporting Cover Letter

1534 Mertz Bridge
East Candiston, MO 56771
Dear Alexis Mills,

Please consider me for the regulatory reporting opportunity. I am including my resume that lists my qualifications and experience.

In the previous role, I was responsible for sME support to any new reporting requirements either in the upstream or with the regulatory requirement.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

  • Oversees completion of all post-compliance Certificate of Need (CON) reporting requirements
  • Assists in determining NorthShore’s eligibility for disproportionate share payments (DSH)
  • Ensures NorthShore is receiving the proper reimbursement based on the applicable rules and regulations
  • Obtains and maintains Provider-Based Billing (PBB) Status
  • Maintains professional liaison relationship with key organization such as MCHC and IHA as they assist in state-wide reimbursement issues
  • Third-party reimbursement knowledge
  • Experience with Lawson, Epic, ImageNow or equivalent ERP system preferred
  • Knowledge of FBO and IHC requirements

Thank you for your time and consideration.

Sincerely,

Justice Quigley

Example #3

Example of Regulatory Reporting Cover Letter

16234 Cordell Wells
Mannbury, NM 01547
Dear Ari Davis,

In response to your job posting for regulatory reporting, I am including this letter and my resume for your review.

In my previous role, I was responsible for support for other regulatory reporting Teams FFIEC 009/009a, TIC BC, BL & S Series, FR14M, FRY14Q.

Please consider my experience and qualifications for this position:

  • Excellent communication skills at senior levels
  • Regulatory reporting knowledge, including experience with FR Y9C, Call Report, FR Y-11, preferred
  • Regulatory reporting knowledge, including experience with FR Y9C, Call Report, Y-14, preferred
  • BS in Business Administration, Finance, Accounting, or related discipline
  • Experience with large data sets, advanced Access and Excel skills
  • Bachelor of Science in Finance, Accounting, Business Administration or related discipline
  • Possess practical knowledge of retirement plan tax reporting rules
  • Possesses knowledge of the retirement plan industry

I really appreciate you taking the time to review my application for the position of regulatory reporting.

Sincerely,

Bellamy Botsford

Example #4

Example of Regulatory Reporting Cover Letter

91681 Maurice Throughway
Port Roselia, WI 15399-8760
Dear Blake Von,

Please consider me for the regulatory reporting opportunity. I am including my resume that lists my qualifications and experience.

Previously, I was responsible for daily support for controls relating to the accurate, timely and complete reporting of the firm’s Regulatory Reporting obligations, including: OATS, ACT, Blue Sheets, LOPR, Trace, etc.

Please consider my experience and qualifications for this position:

  • Possess knowledge of Form 5500 preparation and submission requirements
  • Highly organized, detail-oriented, and capable of handling multiple tasks simultaneously
  • Well organized and able to handle a variety of projects simultaneously
  • General knowledge of office equipment operation
  • Strong PC skills, including advanced Excel and use of spreadsheets
  • Oversees the preparation and audits of cost reports for Medicare, Medicaid Hospital, Medicaid Psych, Medicaid Rehab, Tricare and Blue Cross
  • Oversees the preparation of numerous reports such as occupational mix survey, hospital wage index report, Graduate Medical Education (GME)
  • Oversees and organizes the filing of all reimbursement appeals with CMS to optimize reimbursement

Thank you in advance for taking the time to read my cover letter and to review my resume.

Sincerely,

Zion Moen

Example #5

Example of Regulatory Reporting Cover Letter

3103 Block Spring
Hintzstad, OH 57637-5827
Dear Armani Rosenbaum,

I am excited to be applying for the position of regulatory reporting. Please accept this letter and the attached resume as my interest in this position.

In my previous role, I was responsible for support to the Regulatory Reporting Lead for any new regulatory projects impacting the business.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

  • Axiom preferred
  • FBO and IHC requirements preferred
  • BS in Business Information Systems, Finance, Statistics, or related discipline
  • Manage a 4-6 member team within the RWA CoE, provide guidance and act as a subject matter expert (SME) with regard to Corep Reporting, EBA and Corep Validation, Corep Data Controls, Drawn Balances RWA calculation, Ulster RWA calculation and reporting and Frank and Walker balances substantiation
  • Manage production of RWAs in accordance with Basel rules and Group Framework of RWAs particularly on Corep Reporting, Drawn Balances RWA calculation, Ulster RWA calculation and reporting and Frank and Walker balances substantiation
  • Production and Review of MI packs including business commentary for stakeholder sign-offs with particular emphasis on Banking Book RWAs including Corep Reporting, Drwan Balances RWA calculation, Ulster RWA calculation and reporting and Frank and Walker balances substantiation
  • Build strong relationships with the team’s stakeholders to ensure delivery of output reports are of a high quality and fit for purpose
  • Experience of SAS will be an added advantage

Thank you for your time and consideration.

Sincerely,

Lennox Denesik

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