Manager, Regulatory Reporting Cover Letter

I submit this application to express my sincere interest in the manager, regulatory reporting position.

Previously, I was responsible for leadership and direction to the Division’s financial operations, including accounting, expense control, indirect rate management, financial planning, and cash flow management.

Please consider my qualifications and experience:

• Working knowledge of risk & control processes and practices across the Group
• Understanding or working knowledge of Regulatory frameworks such Form PF, AIFMD
• Strong and extensive Fixed Income (Bond) knowledge established in Front Office, Middle Office or Controls functions – specific regulatory experience is an advantage
• Experience of Microsoft Excel, Access, VBA and RAD development are advantages
• Subject Matter Expert within the field of relevance Regulatory , Operations processes
• Manage regulatory reports in compliance with BI regulation and in timely manner liaising with related unit
• Manage the team to ensure submission of regulatory related reports and reconciliation related reports are performed accurately and in timely manner as per Operational Instruction, SOP & SLA
• Manage team engagement, team capacity and performance with focusing on people development

I would like to submit my application for the manager, regulatory reporting opening. Please accept this letter and the attached resume.

In the previous role, I was responsible for subject matter expertise by delivering guidance and advice regarding the appropriateness and accuracy of the monthly accounting, in compliance with federal and state regulatory requirements and determining the impact of any complex accounting literature.

Please consider my experience and qualifications for this position:

• Experience in European regulatory Insurance filings, especially Solvency II
• Management of technology platforms and processes in the domain of Data Warehousing, Financial Reporting and Regulatory Filing
• Solvency II accounting skills and XBRL taxonomy
• Implementations, project management experience and keen understanding of full Project Life Cycle
• Proficiency with the Microsoft suite of products – Excel, Visio, SQL Studio
• Good interpersonal skills, creative and open minded, willingness to learn and adaptive to change
• Proven experience in Compliance / Legal / Audit
• Proficient in MS Office Suite of products including MS Word, Excel, Power Point

In response to your job posting for manager, regulatory reporting, I am including this letter and my resume for your review.

In the previous role, I was responsible for all levels of management including executive leadership, Chief Accounting Officer and Chief Financial Officer with insights into business results and accounting methodology.

Please consider my qualifications and experience:

• Preferably maintains or is currently pursuing professional certifications such as CPA, CMA, CISA, or CIA
• Have deep knowledge in FATCA/QI/CRS, experience
• Have a good understanding of the EMIR, MIFIR requirements
• Demonstrate good team management capabilities and a pragmatic mindset
• Show excellent communication and presentation skills
• Are client-driven and willing to develop long-term relationship with clients
• Are proficient in the use of Microsoft office, Excel and Powerpoint
• Are fluent in English and French (English speaking team) / German is an asset

I submit this application to express my sincere interest in the manager, regulatory reporting position.

Previously, I was responsible for complete and comprehensive reporting in the financial books and records of Deutsche Bank, for the effective management of financial and accounting risk.

Please consider my experience and qualifications for this position:

• Early identification of and accurate analysis of and influence changes to the regulatory framework
• Support for and collaboration as needed with managers of the WM EMEA ICAAPs and JPM Life Limited ORSA
• Working knowledge of the current UK/EU prudential regime including CRD/CRR, FCA rules and the current Pillar 1 and Pillar 2 ICAAP framework
• Experience with capital stress testing, planning & forecasting
• Treasury and liquidity planning experience
• Collaborative approach to working across functions and regions in Finance, Risk and business heads
• Knowledge of the Asset Management industry desirable
• Professional experience in a similar regulatory reporting and/or risk management role within a financial services firm

I submit this application to express my sincere interest in the manager, regulatory reporting position.

In the previous role, I was responsible for strong regulatory compliance support, scope management and communication, defining evidence requirements and program management as required.

Please consider my experience and qualifications for this position:

• Exposure to SDLC including methodical and systematic approach to documentation
• Exposure to, and hands-on experience in understanding/implementing regulatory reporting requirements would be beneficial
• Comfortable liaising with a variety of internal stakeholders and external vendors on a daily basis
• Comfortable working collaboratively across multiple cross-discipline teams on problem resolution identifying best practices and process efficiencies
• CPA or Chartered Accountant certification is strongly preferred
• Strong strategic and process thinking skills
• Intermediate level ofproficiency with Microsoft Excel, Microsoft Word and PowerPoint
• Communicate in an effective manner