Regulatory Reporting Quality Assurance Cover Letter

Regulatory Reporting Quality Assurance Cover Letter

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15 Regulatory Reporting Quality Assurance cover letter templates

What to include in a Cover Letter
1
Company Address
2
Salutation
3
Compelling Details
4
Respectful Closing

How to Write the Regulatory Reporting Quality Assurance Cover Letter

352 Josef Plains
Connstad, ND 73029-8315
Dear Jordan Williamson,

I submit this application to express my sincere interest in the regulatory reporting quality assurance position.

Previously, I was responsible for direction and leadership over the preparation of all financial and regulatory reporting for a key subsidiary, Sun Life Financial Investment Services (Canada) Inc., including monthly regulatory reporting and quarterly financial reports for the Board of Directors.

Please consider my qualifications and experience:

  • Understanding of controls and practical application of control principles
  • To develop and implement a strong financial control framework for CIB Banking and non-Banking entities (such as Broker/Dealers entities)
  • Solid understanding and experience of U.S. regulatory reports
  • Strong analytical skills and advanced technical skills
  • Solid understanding of financial industry and instruments and developed skills in analysis of business supporting processes from internal control perspective
  • CPA/CA or equivalent preferred
  • Big 4 and global financial services industry experience preferred
  • Technical understanding of the business and regulatory reporting obligations is critical in this role

Thank you for considering me to become a member of your team.

Sincerely,

Zion Hermann

Responsibilities for Regulatory Reporting Quality Assurance Cover Letter

Regulatory reporting quality assurance responsible for support to the US wholesale Federal Reserve Bank regulatory reporting lead on the implementation of the IHC Regulatory Reporting.

Experience in financial and regulatory reporting at a major financial institution
Experience in AML/ATF specific to LCTR/EFTR experience, or experience with SWIFT EFT, BESS, payment centre, cash handling, or FFT
Certified Anti-Money Laundering Specialist (CAMS or CAMS-audit) or Association of Certified Financial Crime Specialists (ACFCS)
Strong analytical and communication skills and strong attention to details
Awareness of financial services industry
Awareness of global and regional regulatory regimes and reporting such as Basel Frameworks, CAAP processes, RRPs and others
Public accounting, internal audit or internal control experience in the financial services industry is strongly preferred
Knowledge of regulatory reporting (Federal Reserve, OCC, FFIEC) or US GAAP

Regulatory Reporting Quality Assurance Examples

Example #1

Example of Regulatory Reporting Quality Assurance Cover Letter

9620 Jae Forks
Leopoldoshire, NM 02843
Dear Cameron Herzog,

In response to your job posting for regulatory reporting quality assurance, I am including this letter and my resume for your review.

In the previous role, I was responsible for assistance to Canadian Banking Finance – Reporting team in financial or regulatory reporting tasks including:.

Please consider my qualifications and experience:

  • Strategic and tactical approach to any solution
  • Experience designing test automation for data movement and transformation processes
  • Extensive hands-on experience in all aspects of QA testing in large-scale shared data & technology environment with multiple stakeholders
  • Strong domain knowledge of the GBAM, Consumer, GWIM and Control Functions data domains
  • JIRA Work Management
  • QA Tools – Selenium, Tosca, Cucumber, QTP
  • Data Platform – Hadoop, Oracle, SQL Server
  • Languages – Python, SQL

Thank you for considering me to become a member of your team.

Sincerely,

Denver Connelly

Example #2

Example of Regulatory Reporting Quality Assurance Cover Letter

11521 Kathie Tunnel
East Mason, CA 67718
Dear Jordan Renner,

I submit this application to express my sincere interest in the regulatory reporting quality assurance position.

In my previous role, I was responsible for overall management of the site regulatory assurance function and regulatory interface with respect to station needs and regulatory requirements.

My experience is an excellent fit for the list of requirements in this job:

  • Demonstrated experience in analyzing data, identifying trends, and influencing decisions on recommended strategies to remedy issues
  • Bank Regulatory reporting experience (Call report, FR 2900, FR 2644)
  • Oversees the testing teams across geographies that develop and implement testing programs to ensure technology for supported business lines is performing effectively and meeting business requirements
  • Oversees and drives Test Automation within the team to aggressively pursue the conversion of manual test execution to test scripts
  • Drive team members to move from manual testing to automated Dev Ops across FCRMT
  • Develop and maintain strong relationships with the Application Development teams and business lines
  • Implements appropriate processes to retain testing evidence and meet Audit requirements
  • Evolve testing standards and reporting formats across testing staff

Thank you for considering me to become a member of your team.

Sincerely,

Royal Sporer

Example #3

Example of Regulatory Reporting Quality Assurance Cover Letter

8423 Torp Springs
Dooleyfurt, NV 99375
Dear Corey Zieme,

In response to your job posting for regulatory reporting quality assurance, I am including this letter and my resume for your review.

Previously, I was responsible for status updates to the Regulatory Reporting Director and Project Managers; Execute selected process enhancements and remediate management-identified issues Complete ad hoc regulatory reporting FRB inquiries and projects; including participation in the regulatory reporting automation project.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

  • Experience working within an agile team and related agile/scrum processes
  • Proficiency in Microsoft Office – Excel, Outlook, Word and Powerpoint
  • Methodical and concise with strong attention to detail
  • Apply technical understanding to practical problems
  • Able to multi-task and adapt
  • Strong interest in financial products and new processes/systems/activities
  • Considerable knowledge of internal controls over financial and regulatory reporting
  • Knowledge of Regulatory, SEC or Management Reporting

Thank you in advance for taking the time to read my cover letter and to review my resume.

Sincerely,

Max D'Amore

Example #4

Example of Regulatory Reporting Quality Assurance Cover Letter

384 Alana Square
Lake Jennineton, NH 19502-3099
Dear Campbell McClure,

I submit this application to express my sincere interest in the regulatory reporting quality assurance position.

In the previous role, I was responsible for management and oversight of team responsible for monitoring, and reporting of regulatory controls for Volcker Rule requirements.

Please consider my qualifications and experience:

  • Prior audit (external, internal and/or SOX) experience
  • Experience working in the financial services industry and have an understanding of CCAR, Basel, Liquidity and/or other regulatory reporting
  • Expert knowledge of data analysis tools including MS Office products
  • Expert knowledge of industry data sources
  • Understanding of Financial Services or the Banking Industry
  • Understanding of Credit Risk, Market Risk, Liquidity Risk and Operational Risk
  • Understanding of global and regional regulatory regimes and reporting such as Basel frameworks, capital adequacy assessment processes, recovery and resolution planning and others
  • Previous experience operating in a financial services environment

Thank you for your time and consideration.

Sincerely,

Morgan Pagac

Example #5

Example of Regulatory Reporting Quality Assurance Cover Letter

322 Darron Springs
New Freddieborough, TN 58244-5011
Dear Jordan Fisher,

I submit this application to express my sincere interest in the regulatory reporting quality assurance position.

In my previous role, I was responsible for direction and guidance to HVT regulatory personnel on regulatory requirements for US and Europe, but also international.

My experience is an excellent fit for the list of requirements in this job:

  • Experience with testing and proposing remediation plans
  • Oversight over German/EMEA business regulatory reporting control framework to ensure ongoing compliance with regulatory reporting obligations
  • Quality Assurance strategy & execution for the regulatory reporting platform
  • Designing and developing standardized test data preparation processes to ensure that QA processes are executed under actual data environment to detect any software defects well ahead of UAT
  • Design and development of QA best practices review processes to ensure consistency
  • Leading a team of global QA professionals for consistent execution of QA processes
  • Coordinating UAT with end-users and capturing feedback to ensure that user feedback is addressed prior to production deployment
  • Tracking QA execution metrics and reporting QA results to development managers and executives

Thank you for your time and consideration.

Sincerely,

Reese Graham

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