Regulatory Initiatives Cover Letter

I would like to submit my application for the regulatory initiatives opening. Please accept this letter and the attached resume.

In my previous role, I was responsible for strategic leadership and direction of Quality/Regulatory organization to ensure efficiency and compliance of products and processes to Customer and global regulatory requirements.

Please consider my experience and qualifications for this position:

• Project planning small and large scale initiatives
• Familiarity with implementing corrective action plans and recommending approaches on how to improve efficiency in process flows
• Creating presentations and presenting to management
• Knowledge of US, European and International regulations and regulatory requirements
• Knowledge of medical device industry standards and guidance documents
• Knowledge and understanding of QSR and ISO quality system documentation requirements
• Knowledge and understanding of product lifecycle management systems such as SAP, Agile
• Strong project management background with hands on experience in managing advice incidents, regulatory and remediation projects

In response to your job posting for regulatory initiatives, I am including this letter and my resume for your review.

In my previous role, I was responsible for expertise, guidance, oversight and governance in support of strategic initiatives and management of compliance risk, predominantly in relation to new regulatory requirements affecting the Markets business.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Big 4 / consultancy experience preferred
• Experience using word-processing, spreadsheet and presentation programs, with clear and concise messaging and content
• Foundational knowledge and/or experience in risk-based methodologies, and risk and control environments
• Willingness to take ownership of global project needs in areas such as compliance, international mobility, or data management by establishing frameworks and processes that are transparent and sustainable
• Background in investment banking or related is preferable
• Experience of working with regulators or with the industry on regulatory issues
• Experience of working within change management programmes
• Experience of managing stakeholders/ running meetings/ preparing presentations preferable

I would like to submit my application for the regulatory initiatives opening. Please accept this letter and the attached resume.

Previously, I was responsible for support to the Compliance advisory teams with respect to global initiatives and other global Compliance processes impacting their coverage responsibilities.

My experience is an excellent fit for the list of requirements in this job:

• Relevant experience in stakeholder management
• Strong customer focus to ensure core services are consistently delivered in a timely and quality way
• Confident at coordinating team activity to deliver projects and initiatives that meet identified needs
• Strategic orientation to understand the environment and develop robust and effective ways to work with external reviewers to achieve ASIC deliverables
• Experience of managing large regulatory programs
• Experience within capital markets and of operational functions within capital markets
• Experience of data governance and data issues relating to regulatory programs
• In depth knowledge of regulation, regulatory processes and industry trade associations

I would like to submit my application for the regulatory initiatives opening. Please accept this letter and the attached resume.

Previously, I was responsible for regulatory guidance and support on privacy risk, data governance and data management matters.

Please consider my qualifications and experience:

• Strong knowledge of OTC derivatives
• Margin rule knowledge
• Medium to Advanced capabilities in Excel, Word, PowerPoint, Visio and other MS Office applications
• In-depth knowledge of liquidity market risk analytics, including LCR, Earnings at Risk, Economic Value of Equity, Value at Risk (VaR), risk sensitivities, scenario analysis, and stress testing
• Initiative to work independently and adept at working on team assignments with other personnel, departments, and organizations
• Strong computer skills with proficiency in all Microsoft toolkit applications
• Capacity to adapt to changing work priorities
• Knowledge and experience in Jurisdictional Regulatory proceedings

I would like to submit my application for the regulatory initiatives opening. Please accept this letter and the attached resume.

Previously, I was responsible for the leadership and delivery of global regulatory strategies for Monsanto's products in collaboration with colleagues in the global Regulatory organization;.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Experience of the UK/ EU regulatory framework
• Strong understanding of Insurance and Securities regulations
• Demonstrated experience in dealing with ambiguity
• Deal with conflict with strong influence skills
• Success in adapting quickly to new demands and rapidly changing environments
• Familiarity and experience in risk-process-controls
• Knowledge of businesses and associated controls
• Understanding of and experience in EMEA regulatory developments, both the process of regulation and the application of regulation to the business