Regulatory Risk Analyst Cover Letter

I am excited to be applying for the position of regulatory risk analyst. Please accept this letter and the attached resume as my interest in this position.

In the previous role, I was responsible for operational assistance to business stakeholders for issues impacting their ability to effectively meet their business objectives.

Please consider my experience and qualifications for this position:

• Act as a bridge to translate business requirements to analytics and reporting needs for a given domain
• Assist in keeping compliance with the applicable Federal, State and local laws, regulations, and acts
• Evaluate and maintain existing processes to ensure compliance with Case Management Data Governance, Risk Reporting – Reputational Risk, and End User Computing (EUCs.)
• Foster strong business relationships across multiple business and technology partners, program and project managers, with Audit, and Operational Risk & Compliance
• Deliver various aspects of research, analysis, and support, and evaluate information for relevancy and provide findings of fact
• Produce insights and recommend business actions to management to support business strategy, and solve business issues
• Work closely with internal business owners and stakeholders to review and obtain support for compliance outcomes, recommendations and remediation activities
• Make recommendations to management regarding opportunities for process improvements and reporting, programs, procedures and policy to improve efficiency and effectiveness

I submit this application to express my sincere interest in the regulatory risk analyst position.

In the previous role, I was responsible for proactive analysis on customers, key business drivers and/or economic/market factors to enhance forecasting ability and identify risks and opportunities.

My experience is an excellent fit for the list of requirements in this job:

• Proficiency with MS office and familiarity with financial instruments, research
• Strong stakeholder engagement, including internal Business partners, external clients and other infrastructure areas
• Knowledge of the complexity of EU regulations and a willingness to learn the intricate details of applicable requirements
• Knowledge of the products and booking flows associated with an institutional securities trading business
• Strong documentation skills with superior attention to detail
• Fluency with Microsoft Office suite, including proficiency with Excel
• Preferred experience with financial statement analysis and credit data analysis
• Experience working in the banking industry or financial technology industry

I submit this application to express my sincere interest in the regulatory risk analyst position.

Previously, I was responsible for support to enhance program management’s ability to identify critical issues impacting operations and further strategic goal achievements.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Continuously enhance knowledge /expertise in own area and keep current on emerging trends /developments and grow knowledge of the business, analytical tools and techniques
• Interpreting and confirming compliance with applicable rules and regulation
• Transaction testing to ensure completeness
• Efficacy and appropriateness of data capture/aggregation and reporting
• Accuracy of risk measurement
• Development and implementation of automated data validation
• Information technology and automation
• New products or product modifications

I would like to submit my application for the regulatory risk analyst opening. Please accept this letter and the attached resume.

In my previous role, I was responsible for strong communication skills (reading, writing, and spoken) as well as an ability, and willingness to work effectively in a team.

Please consider my experience and qualifications for this position:

• Awareness of financial markets and regulations impacting technology risk management processes including technology governance, information security, business continuity planning, systems development, project management and supplier management
• Understanding of risk assessment methodologies, internal controls and industry technology risk management frameworks such as ITIL, NIST, CobiT, and ISO 27001
• Analyze Equities systems to determine technical implementation requirements
• Manage related technical implementation and testing processes
• Understand banking/financial products and risk processes
• Proficiency with MS Office and familiarity with SharePoint
• Experience in Credit Risk Management, Reporting and / or Middle Office
• MBA Finance or related field

I submit this application to express my sincere interest in the regulatory risk analyst position.

In my previous role, I was responsible for in-depth analytics to identify actionable insights and opportunities to enhance their ability to support the business.

My experience is an excellent fit for the list of requirements in this job:

• Requires strong documentation skills with superior attention to detail
• Requires strong interpersonal skills to contribute in a team environment across departments
• Preferred experience in SQL
• Referred experience working on complex projects in large organizations
• Drives ERT activities related to Corporate & Investment Banking Regulatory testing
• Reviews documentation, performs testing and supports remediation efforts in the function/LOB
• Conducts quality control assessments on a regular basis to ensure function/LOB meets corporate standards that specifically relate to internal operating controls
• Assists in update of function/LOB control, policy, procedures, and risk/control documentation