Securities Finance Resume Samples
4.9
(86 votes) for
Securities Finance Resume Samples
The Guide To Resume Tailoring
Guide the recruiter to the conclusion that you are the best candidate for the securities finance job. It’s actually very simple. Tailor your resume by picking relevant responsibilities from the examples below and then add your accomplishments. This way, you can position yourself in the best way to get hired.
Craft your perfect resume by picking job responsibilities written by professional recruiters
Pick from the thousands of curated job responsibilities used by the leading companies
Tailor your resume & cover letter with wording that best fits for each job you apply
Resume Builder
Create a Resume in Minutes with Professional Resume Templates
CHOOSE THE BEST TEMPLATE
- Choose from 15 Leading Templates. No need to think about design details.
USE PRE-WRITTEN BULLET POINTS
- Select from thousands of pre-written bullet points.
SAVE YOUR DOCUMENTS IN PDF FILES
- Instantly download in PDF format or share a custom link.
JL
J Lesch
Jamel
Lesch
812 Nicklaus Orchard
Boston
MA
+1 (555) 933 9482
812 Nicklaus Orchard
Boston
MA
Phone
p
+1 (555) 933 9482
Experience
Experience
Phoenix, AZ
Securities Finance
Phoenix, AZ
Monahan, Jaskolski and Lowe
Phoenix, AZ
Securities Finance
- Working as part of a wider global peer group to create a gold-standard service around MS
- Manage the deposit books of RBC Trust Company (Cayman) Limited & RBC Trust Company (Bahamas) Limited to maximize profits and provide direction and support
- Enhance existing and assist with developing new securities finance and repo client relationships
- Manage interest rate exposure within limits
- Establishing relationships with complimentary datacentre services within the hosted client footprint
- RFP/proposal assistance as part of the team leadership engagement
- Actively participate in the overall development of the Treasury business
Detroit, MI
Securities Lending & Finance Generalist
Detroit, MI
Morar Inc
Detroit, MI
Securities Lending & Finance Generalist
- Create and maintain business metrics for measuring SLF performance
- Contribute to projects related to the future vision of SLF, through providing quantitative and qualitative analysis
- Support creation of presentation materials, for both internal and external audiences such as fund boards and clients
- Work closely with all internal and external strategic partners
- Contribute to various sized projects/ initiatives from research stage through to implementation to deliver, for example, expansion of lending markets, collateral instruments and lending models
- Demonstrated intellectual curiosity in financial markets
- High level of self-motivation with strong work ethic
present
Houston, TX
SFS Securities Finance Service Settlements Ftc-months
Houston, TX
Wuckert, Franecki and Roberts
present
Houston, TX
SFS Securities Finance Service Settlements Ftc-months
present
- Perform all securities instruction processing, pre-matching and fails monitoring for the securities lending clients
- Prevent and resolve exceptional errors and escalate to management
- Assist in the on boarding of new and existence clients
- Daily management of all core reconciliation’s both internally and externally
- Proactively monitor all failing trades
- Liaise with collateral team at regular intervals to ensure correct client exposures are calculated
- Ownership of clients and brokers static date with the GSLS system
Education
Education
Bachelor’s Degree in Business
Bachelor’s Degree in Business
University of Delaware
Bachelor’s Degree in Business
Skills
Skills
- Good knowledge of the following technologies
- Knowledge of the securities finance sector
- Knowledge of Business Objects
- Knowledge of one or more of the FIS Securities Finance Products: Global One, Martini, Apex SecFin, Apex Collateral
- Knowledge of the trade lifecycle
- A commitment to hard work, the ability to work individually and as part of a team with the willingness at times to work under pressure in a sometimes challenging environment
- Strong communication skills
- Ability to work effectively on a number of tasks in parallel
- Working knowledge of Unix/Linux and Windows environments
- The confidence and ability to deal directly with customers at all levels of seniority
8 Securities Finance resume templates
Read our complete resume writing guides
1
Securities Lending & Finance Generalist Resume Examples & Samples
- Contribute to various sized projects/ initiatives from research stage through to implementation to deliver, for example, expansion of lending markets, collateral instruments and lending models
- Work closely with all internal and external strategic partners
- BA/BS is required and 2 years of work experience is required
- Preferably in a quantitative subject (math, statistics, economics, finance)
- Ability to perform guided analysis on products and markets
- Strong analytical skills, clear & structured thought processes. Requires the ability to analyze and interpret large sets of data, and excellent technology skills (SQL, VBA Excel helpful but not required)
- High level of self-motivation with strong work ethic
2
T&LS Securities Lending & Finance Resume Examples & Samples
- Support creation of presentation materials, for both internal and external audiences such as fund boards and clients
- Contribute to projects related to the future vision of SLF, through providing quantitative and qualitative analysis
- Respond to client queries and create marketing materials
- Create and maintain business metrics for measuring SLF performance
- Must have experience working in investment banking, investment management or financial markets departments audit companies
- Must have strong analytical and numerical skills, clear & structured thought processes. Requires the ability to analyze and interpret large sets of data, and excellent technology skills
- Must have experience working internationally EMEA and Asian markets (specifically Japan and or China) within global company
- Must have experience creating internal and external client presentations
- Must have project management experience with ability to prioritize and deliver assignments as promised, while maintaining high quality and consistent results
- Must have excellent communication skills and a track record of interacting with high-level client contacts across global Financial Institutions, including Banks, Asset Managers and SME’s
- Must have demonstrable ability to perform analytics/create metrics on products, markets and financial statements
- Must have held a position requiring excellent attention to detail
- Must be able to demonstrate the ability to manage multiple tasks and changing priorities in a fast-paced environment, and have demonstrable ability to identify revenue/process improvement opportunities and provide solutions
- Minimum of a Master’s degree in Economics/Finance/Business or equivalent
- CFA certification or partial qualification essential
- Japanese and or Chinese language skills a strong advantage
3
Institutional Securities Finance Resume Examples & Samples
- Setup and report on multiple programs simultaneously
- Track budgeting and cost management of actual vs. plan
- Manage/Coordinate project plans/deliverables and dependencies across work-streams
- Manage project prioritization and resource allocation across programs
- Facilitate decisions as they relate to risks, issues, timelines, scope and resources across a global project portfolio
- Ensure communication and information transparency to key stakeholders and senior management
- Work closely with Finance and Firm Change Management teams to ensure risk management and reporting deliverables are met
- Strong organization skills and ability to oversee multiple initiatives simultaneously
- Ability to produce quality reporting for senior management and central teams
- Advanced MS Office skills, including Project, PowerPoint and Excel
- Experience in project support, including developing and tracking project plans, and forecasting and tracking budget is a plus
4
SFS Securities Finance Service Settlements Ftc-months Resume Examples & Samples
- Perform all securities instruction processing, pre-matching and fails monitoring for the securities lending clients
- Proactively monitor all failing trades
- Manage trading desk queries as and when required
- Liaise with collateral team at regular intervals to ensure correct client exposures are calculated
- Clearly understand department procedures and Audit requirements
- Ownership of clients and brokers static date with the GSLS system
- Assist in the on boarding of new and existence clients
- Preferably a college or university degree Minimum of 1 years working experience preferably in Securities Operations Collateral environment
- Knowledge of Citi’s Internal systems such as Secore, Recon and SFE
- Achieved a minimum of a 3 performance rating in your most recent appraisal
5
SFS Securities Finance Service Settlements Resume Examples & Samples
- Excellent communication skills Systems knowledge, problem solving, ability to communicate (internally and externally)
- Preferably a college or university degree
- Minimum of 1 years working experience preferably in Securities Operations
- Collateral environment
6
O&t-securities Finance Settlements Intermed Analyst Resume Examples & Samples
- Experience of different local market practices would also be an advantage
- Experience of dealing with English-speaking clients in a senior service role
- Good oral and communication skills
- Candidate should have 3-5 years work experience
7
Securities Finance Resume Examples & Samples
- Maintain the correct level of funds at the Bank’s correspondent accounts, placing/taking funds in the money & repo market within authorized limits
- Maintain liquidity within internal & external requirements
- Proactively seek the best return for the Bank’s funds
- Assist with securities finance and repo trading
- Enhance existing and assist with developing new securities finance and repo client relationships
- Utilise off balance sheet products to enhance profitability and cover interest rate exposure
- Manage interest rate exposure within limits
- Actively participate in the overall development of the Treasury business
- Manage the deposit books of RBC Trust Company (Cayman) Limited & RBC Trust Company (Bahamas) Limited to maximize profits and provide direction and support
- Assist in the control of the Bank’s interest rate structure
- Support the WM Foreign exchange desk when required
- Maintain a high level of professionalism and competitive pricing to enhance the Bank’s profile within the market place and amongst the WM & CM client base
- Be fully conversant with all aspects of Treasury, including
8
GTS Securities Finance Collateral Specialist Resume Examples & Samples
- Ensure that all clients in the lending program have sufficient and acceptable collateral
- Perform all securities lending collateral processing and fails monitoring for the securities lending clients
- Proactively monitor all failing collateral trades
- Ensure all client queries are dealt with in a timely manner
- Process all email/GMS enquiries
- Have a clear understanding of our client needs e.g. timely settlements, accurate processing, process improvements and quick response time
- Manage all trading desk queries as and when required
- Liaise with settlement team at regular intervals to ensure correct client exposures are calculated
- Daily management of all collateral reconciliation’s both internally and externally
- Systems knowledge, problem solving, ability to communicate (internally and externally)
- Knowledge of Crest Euroclear and collateral process
- Knowledge of Citi’s Internal systems such as Secore, Citi Direct, BRIJ, Flexcube, Citi FT and SFE would be desirable also
9
CDO Finance & Securities & Banking Lead Resume Examples & Samples
- Manage a team focusing on the IMR process and engagement with the DGOs and their teams to address IMRs in a timely manner
- Partner closely with the DGOs and business partners to identify Critical Data Elements, Data Quality Measurement, Business Rules and KPIs
- Manage selected data quality (DQ) projects for Finance and S&B
- Manage the reporting of the monthly review of scorecards
- Prepare monthly and ad-hoc DQ reports on the KPIs and associated IMRs
- Partner closely with DGO teams in developing and managing DQ metrics and scorecards
- Engage with a diverse set of Business groups and Technology groups to deliver appropriate solutions
- Ensure system implementations and data acquisition projects for Finance and S&B are aligned with the data standards
- Ensure the team is adequately sized and contains the requisite skill set
- Demonstrated leadership, project management and technical skills, with particular aptitude for leading in a fast-paced, highly intellectually and politically complex environment
- Experience in leading data-intensive projects and programs
- Must be a self starter and work productively with minimal direction
- Experience leading, developing, and performing a variety of quantitative analyses
- Well-developed requirements gathering, analysis, problem solving and documentation skills
- Ability to provide business/data analysis and project management as necessary for internal projects
- Excellent critical reasoning, quantitative, and qualitative analysis skills, with a demonstrated track record of developing and performing a variety of quantitative analyses
- Demonstrated ability to exercise sound judgment in making business decisions, especially when leading teams where tradeoffs must be made and buy-in from key stakeholders must be achieved
- Outstanding communication and presentation skills, with a demonstrated ability to effectively interface, influence and build alignment with individuals and multi-disciplinary teams across all levels of management
- Strong project management skills
- Must learn quickly and produce under pressure and tight deadlines
- Must have extremely strong interpersonal skills – collaboration across multiple business and technology functions, relationship building and consensus building are a must
- Must have extremely strong listening, requirements elicitation, analysis and problem solving skills
- Must have extremely strong documentation and oral communications skills
- Must have strong MS Excel, Visio, PowerPoint, Word and Project skills
10
Finance Analyst, TD Securities Finance Resume Examples & Samples
- Post-secondary degree in Business or Finance is preferred but not required
- High level proficiency in Excel, Word, and PowerPoint
- Fundamental understanding of capital market and Wholesale Banking businesses
- Understanding of the Bank’s management and financial reporting processes would be an asset
11
Securities, Amssg, Finance, Analyst Resume Examples & Samples
- Build financial models, assemble and summarize data to structure sophisticated reports on financial status
- Provide creative alternatives and recommendations to improve processes and efficiency; drive process improvement and policy development initiatives
- Work with management to guide and influence long term and strategic decision making
- Prepare internal and external presentations regarding the business by collecting, formatting analyzing, and explaining information
- Coordinate with other functions within Special Situations and GS to assemble information or manage joint projects
- Gain and update job knowledge to remain informed about novelty in the field
12
Cpb-margin & Securities Backed Finance Team Head Resume Examples & Samples
- Strong and proven analytical, financial structuring and execution skill
- Strong marketing and management skills
- Minimum 10 years’ structuring experience preferably in a Markets, Credit or risk-related role covering China/HK markets
- Strong ability to co-operate with various internal and external stakeholders
- Good knowledge of financial markets, investments, banking and loan products
- Financial and cash flow modelling skills
- Ability to run a team for results whilst maintaining credit quality
- Strong strategic thinking and planning skills
13
Cpb-margin & Securities Backed Finance Transactor Resume Examples & Samples
- Marketing and sale of Investment Finance Margin lending Products, including client calling and account planning in partnership with Private Bankers
- Understand and anticipate clients' needs, following up with effective products and financial solutions
- Responsible for appropriate transaction structuring and execution (within the MSBF product program) with appropriate risk and return characteristics, ensuring appropriate Credit Policy and Risk Acceptance standard compliance
- Define and negotiate the transaction and credit framework (including covenant definition) in close association with Risk partners
- Preparation of Episodic Deal Acceptance Committee (EDAC) and Green light Memos (as applicable)
- Responsible for Credit Approval write up, collateral analysis, loan underwriting for complex MSBF transactions
- Preparing and negotiating credit documentation for facilities, including liaison with internal and external counsel as required as well as undertaking the annual review of documentation with external counsel and Risk Management, as required, for complex MSBF facilities
- Participation in remedial management actions together with Special Assets and Restructuring Group (SARG) as required
- Strong marketing skills
- Structuring experience preferably in a Markets, Credit or risk-related role covering China/HK markets
- Mandarin and/or Cantonese language skills strongly desirable
14
Securities Finance Strategist Resume Examples & Samples
- Further improve the link up the Asian corporate action database (CarMan) with the European/American corporate actions databases
- Responsible for comprehensive production of SFS and D1 market intelligence notes on Asian equities and indexes
- Leverage SFS and D1 intelligence and lead the distribution effort across SFS and D1 market intelligence materials
- Trade ideas incorporating FSS/GRS themes to be implemented via Securities Finance and Delta One wrappers
- Maintain up to date information on the SG Markets website for securities finance and index products and track content usage
- With sales, meet with clients and deliver presentations
- Responsible for portfolio analysis, proactively and reactively for prospects and clients
- Assist with production of general marketing materials for XFS in Asia
- Bachelor or Masters degree in Finance / Engineering / Economics or similar
- Experience in Finance, with equity background. Up to Associate level
- Proficient English (verbal and writing), local Asian languages (such as Cantonese or Mandarin) can be useful but are not essential
- Good financial analysis skills
- Computer programming skills an advantage
15
Securities Finance Resume Examples & Samples
- Helping to build and lead a team of technical consultants/MS Application Support Specialists
- Engaging with client service delivery representatives on service levels and change projects
- Assist in defining the MS service capability and expanding this where required
- Working with the service lead to understand requirements and highlight issues
- Working as part of a wider global peer group to create a gold-standard service around MS
- Building business cases for service enhancements
- Establishing relationships with complimentary datacentre services within the hosted client footprint
- Integrating and working with the hosting service teams on service level definition and delivery
- RFP/proposal assistance as part of the team leadership engagement
- Part of the responsible management team for client outage resolution
- Travel to FIS locations for meetings/working where required
- Develop effective solution to client’s requirements
- Follow effective SDLC to provide clients with resilient and supportable solutions
- Provide clients with an excellent support experience
- Align client requirements with team resources and manage client expectations accordingly
- Identify areas where the client could generate more revenue / reduce loss through more efficient processes
- Produce outstanding documentation reflecting client deliverables
- Bachelor of Computer Sciences
- 5+ years related experience
- Good knowledge of the following technologies
- Linux/Unix
- Shell scripting
- Perl scripting
- Citix
- Working knowledge of Unix/Linux and Windows environments
- Exposure to the software development life cycle
- A structured and methodical approach to problem investigation and resolution
- The confidence and ability to deal directly with customers at all levels of seniority
- Ability to work effectively on a number of tasks in parallel
- A commitment to hard work, the ability to work individually and as part of a team with the willingness at times to work under pressure in a sometimes challenging environment
- Knowledge of the securities finance sector
- Knowledge of one or more of the FIS Securities Finance Products: Global One, Martini, Apex SecFin, Apex Collateral
- Any experience in dealing with and issues in the business flow from trading through settlement (upstream and downstream systems and processes included)
- Knowledge of the trade lifecycle
- Experience of other standard market applications (Swift/Crest etc.)
- Experience with: UniData (or similar RDBMS)/SB+
16
Securities, Amssg, SSG Finance, Analyst Resume Examples & Samples
- Develop scalable processes and best practices for the business
- Build and maintain sophisticated financial models
- Analyze and present business financials by utilizing excel and effective data sourcing
- Prepare effective internal and external presentations
- Work closely with other functions within SSG and GS to manage joint projects
- 1-2 yrs experience as a financial analyst (experience in a principal investing or structuring business is preferred)
- Creative, energetic, and proactive approach to work with a strong desire to make an impact on the organization as a member of a dynamic and global team
- Track record of high achievement and problem solving
- Strong presentation and reporting skills
- Proven knowledge of quantitative analysis and modeling (strong excel skills and a working knowledge of US GAAP is preferred)
- Savvy in Microsoft Suite of products, including Excel and PowerPoint (experience with or knowledge of various systems used in GS are preferred)
17
CIB Credit Risk Management Specialty Finance & Asset Backed Securities Associate Resume Examples & Samples
- Primary point of contact for new credit requests
- Work with and guide junior resources on the team in evaluating and analyzing potential transactions or existing client relationships
- Present recommendations to senior credit executives, with an emphasis on balancing/negotiating structural credit protections with the firm’s commercial interests
- Manage transaction timelines with business partners and available junior resources
- Help formulate dynamic risk management strategies in an evolving regulatory and industry landscape
- Work with auditors and regulators to validate credit quality and standards
- At least 3 – 7 years of professional work experience in financial services (credit risk management, investment banking, or similar)
- Solid background in corporate finance and accounting
18
CIB Credit Risk Management Asset Backed Securities & Specialty Finance Analyst Resume Examples & Samples
- Developing a well-informed and forward looking view of the client business or the securitized financial assets
- Remaining current on all aspects of the assigned credit portfolio, including industry trends, portfolio performance, compliance, potential problems and opportunities
- Highly motivated with a natural passion to learn and an inquisitive personality
- Professional work experience in financial services or asset backed securities preferred
- Credit risk management experience preferred
- Strong sense of accountability and ownership of tasks
- Interest in client interaction with strong verbal and written communication skills
- Ability to perform well under pressure in a demanding environment managing multiple tasks at the same time
19
O&t-securities Finance Settlements Team Lead Resume Examples & Samples
- Experience in managing, motivating and providing stretch goals to a team of 5
- Knowledge of Corporate Actions
- Knowledge of equities, fixed income and other financial instruments (e.g. repos, tri-party repos, letters of credit, loan documentation, etc.) would be beneficial
- Able to manage day to day and support implementation of strategic projects
- Strong knowledge of PC-based and mainframe computer systems
- Candidate should have 8 years work experience
20
Summer Internship Wealth Management & Securities Services Finance Resume Examples & Samples
- Accounting, Finance, or related majors
- Juniors highly preferred
- Knowledge of Microsoft Excel, PowerPoint
- Completion of basic accounting courses
21
VP, Securities Finance Clearing Resume Examples & Samples
- To perform this job successfully, an individual must be able to perform each primary duty satisfactorily. Drive the execution of the stock loan business plan across the enterprise
- Partner with Strategy Planning & Development, Enterprise Risk Management, Operations, Legal, Financial Risk, Finance, PMO and other teams to deliver high levels of service to external stakeholders and continue to meet their evolving needs within OCC’s risk appetite
- Develop and oversee OCC’s strategic and business planning for stock loan services
- Identify and establish relationships with key external stakeholders in the stock loan community, including broker-dealers, agent lenders, beneficial owners and technology vendors, to assist in the successful launch of OCC’s revised stock loan clearing offering
- Develop and maintain a landscape assessment, monitor trends and identify emerging needs related to stock loan clearing, reporting regularly to management on the competitive landscape and key business opportunities
- Develop and maintain metrics to measure the effectiveness and performance of OCC’s stock loan clearing offering
- Represent the OCC’s innovation and thought leadership in stock loan clearing, speaking at industry events and presenting to senior executives at target firms
- Supervisory Responsibilities: Manage development of OCC’s stock loan clearing services and supervise personnel assigned to related projects
- Exercise supervision in terms of costs, methods and staffing
- Manage director-level (and below) direct and indirect reports
- The requirements listed are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the primary functions. Professional presence, with the ability to communicate ideas (written and verbally) in a persuasive manner to an executive audience
- Deep understanding of financial markets and post-trade clearing operations (across the value chain)
- Strong knowledge of OCC and clearing member post-trade technology and operational practices
- Strong knowledge of applicable regulatory environment, risk management and controls, and control environment in which stock loan clearing takes place
- Strong ability to construct business models and strategic plans that motivate change
- Strong ability to construct financial models to support business decision-making
- Ability to develop and lead cross-functional teams. 5 years in supervisory roles
- Ability to collaborate with internal and external resources to realize results
- Ability to work win incomplete information, make decisions in ambiguity, navigate complex environments and deliver stated objectives
- Strong analytical ability to examine business problems, conduct research and develop and deliver optimal solutions
- Strong organizational and multi-tasking skills
- Proficient MS Office
- Capable of understanding quantitative and qualitative models, including complex financial models
- College graduate (advanced degree in finance, business, computer science preferred)
- 10+ years in financial services (at least 5 years in post-trade services.)
- Experience managing people (including multi-cultural and cross-functional teams.)