Securities Finance Resume Samples

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J Lesch

Jamel

Lesch

812 Nicklaus Orchard

Boston

+1 (555) 933 9482

812 Nicklaus Orchard

Boston

Phone

p +1 (555) 933 9482

Experience Experience

Phoenix, AZ

Securities Finance

Phoenix, AZ

Monahan, Jaskolski and Lowe

Phoenix, AZ

Securities Finance

Working as part of a wider global peer group to create a gold-standard service around MS
Manage the deposit books of RBC Trust Company (Cayman) Limited & RBC Trust Company (Bahamas) Limited to maximize profits and provide direction and support
Enhance existing and assist with developing new securities finance and repo client relationships
Manage interest rate exposure within limits
Establishing relationships with complimentary datacentre services within the hosted client footprint
RFP/proposal assistance as part of the team leadership engagement
Actively participate in the overall development of the Treasury business

Detroit, MI

Securities Lending & Finance Generalist

Detroit, MI

Morar Inc

Detroit, MI

Securities Lending & Finance Generalist

Create and maintain business metrics for measuring SLF performance
Contribute to projects related to the future vision of SLF, through providing quantitative and qualitative analysis
Support creation of presentation materials, for both internal and external audiences such as fund boards and clients
Work closely with all internal and external strategic partners
Contribute to various sized projects/ initiatives from research stage through to implementation to deliver, for example, expansion of lending markets, collateral instruments and lending models
Demonstrated intellectual curiosity in financial markets
High level of self-motivation with strong work ethic

present

Houston, TX

SFS Securities Finance Service Settlements Ftc-months

Houston, TX

Wuckert, Franecki and Roberts

present

Houston, TX

SFS Securities Finance Service Settlements Ftc-months

present

Perform all securities instruction processing, pre-matching and fails monitoring for the securities lending clients
Prevent and resolve exceptional errors and escalate to management
Assist in the on boarding of new and existence clients
Daily management of all core reconciliation’s both internally and externally
Proactively monitor all failing trades
Liaise with collateral team at regular intervals to ensure correct client exposures are calculated
Ownership of clients and brokers static date with the GSLS system

Education Education

Bachelor’s Degree in Business

University of Delaware

Bachelor’s Degree in Business

Skills Skills

Good knowledge of the following technologies
Knowledge of the securities finance sector
Knowledge of Business Objects
Knowledge of one or more of the FIS Securities Finance Products: Global One, Martini, Apex SecFin, Apex Collateral
Knowledge of the trade lifecycle
A commitment to hard work, the ability to work individually and as part of a team with the willingness at times to work under pressure in a sometimes challenging environment
Strong communication skills
Ability to work effectively on a number of tasks in parallel
Working knowledge of Unix/Linux and Windows environments
The confidence and ability to deal directly with customers at all levels of seniority

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Securities Lending & Finance Generalist Resume Examples & Samples

Contribute to various sized projects/ initiatives from research stage through to implementation to deliver, for example, expansion of lending markets, collateral instruments and lending models
Work closely with all internal and external strategic partners
BA/BS is required and 2 years of work experience is required
Preferably in a quantitative subject (math, statistics, economics, finance)
Ability to perform guided analysis on products and markets
Strong analytical skills, clear & structured thought processes. Requires the ability to analyze and interpret large sets of data, and excellent technology skills (SQL, VBA Excel helpful but not required)
High level of self-motivation with strong work ethic

T&LS Securities Lending & Finance Resume Examples & Samples

Support creation of presentation materials, for both internal and external audiences such as fund boards and clients
Contribute to projects related to the future vision of SLF, through providing quantitative and qualitative analysis
Respond to client queries and create marketing materials
Create and maintain business metrics for measuring SLF performance
Must have experience working in investment banking, investment management or financial markets departments audit companies
Must have strong analytical and numerical skills, clear & structured thought processes. Requires the ability to analyze and interpret large sets of data, and excellent technology skills
Must have experience working internationally EMEA and Asian markets (specifically Japan and or China) within global company
Must have experience creating internal and external client presentations
Must have project management experience with ability to prioritize and deliver assignments as promised, while maintaining high quality and consistent results
Must have excellent communication skills and a track record of interacting with high-level client contacts across global Financial Institutions, including Banks, Asset Managers and SME’s
Must have demonstrable ability to perform analytics/create metrics on products, markets and financial statements
Must have held a position requiring excellent attention to detail
Must be able to demonstrate the ability to manage multiple tasks and changing priorities in a fast-paced environment, and have demonstrable ability to identify revenue/process improvement opportunities and provide solutions
Minimum of a Master’s degree in Economics/Finance/Business or equivalent
CFA certification or partial qualification essential
Japanese and or Chinese language skills a strong advantage

Institutional Securities Finance Resume Examples & Samples

Setup and report on multiple programs simultaneously
Track budgeting and cost management of actual vs. plan
Manage/Coordinate project plans/deliverables and dependencies across work-streams
Manage project prioritization and resource allocation across programs
Facilitate decisions as they relate to risks, issues, timelines, scope and resources across a global project portfolio
Ensure communication and information transparency to key stakeholders and senior management
Work closely with Finance and Firm Change Management teams to ensure risk management and reporting deliverables are met
Strong organization skills and ability to oversee multiple initiatives simultaneously
Ability to produce quality reporting for senior management and central teams
Advanced MS Office skills, including Project, PowerPoint and Excel
Experience in project support, including developing and tracking project plans, and forecasting and tracking budget is a plus

SFS Securities Finance Service Settlements Ftc-months Resume Examples & Samples

Perform all securities instruction processing, pre-matching and fails monitoring for the securities lending clients
Proactively monitor all failing trades
Manage trading desk queries as and when required
Liaise with collateral team at regular intervals to ensure correct client exposures are calculated
Clearly understand department procedures and Audit requirements
Ownership of clients and brokers static date with the GSLS system
Assist in the on boarding of new and existence clients
Preferably a college or university degree Minimum of 1 years working experience preferably in Securities Operations Collateral environment
Knowledge of Citi’s Internal systems such as Secore, Recon and SFE
Achieved a minimum of a 3 performance rating in your most recent appraisal

SFS Securities Finance Service Settlements Resume Examples & Samples

Excellent communication skills Systems knowledge, problem solving, ability to communicate (internally and externally)
Preferably a college or university degree
Minimum of 1 years working experience preferably in Securities Operations
Collateral environment

O&t-securities Finance Settlements Intermed Analyst Resume Examples & Samples

Experience of different local market practices would also be an advantage
Experience of dealing with English-speaking clients in a senior service role
Good oral and communication skills
Candidate should have 3-5 years work experience

Securities Finance Resume Examples & Samples

Maintain the correct level of funds at the Bank’s correspondent accounts, placing/taking funds in the money & repo market within authorized limits
Maintain liquidity within internal & external requirements
Proactively seek the best return for the Bank’s funds
Assist with securities finance and repo trading
Enhance existing and assist with developing new securities finance and repo client relationships
Utilise off balance sheet products to enhance profitability and cover interest rate exposure
Manage interest rate exposure within limits
Actively participate in the overall development of the Treasury business
Manage the deposit books of RBC Trust Company (Cayman) Limited & RBC Trust Company (Bahamas) Limited to maximize profits and provide direction and support
Assist in the control of the Bank’s interest rate structure
Support the WM Foreign exchange desk when required
Maintain a high level of professionalism and competitive pricing to enhance the Bank’s profile within the market place and amongst the WM & CM client base
Be fully conversant with all aspects of Treasury, including

GTS Securities Finance Collateral Specialist Resume Examples & Samples

Ensure that all clients in the lending program have sufficient and acceptable collateral
Perform all securities lending collateral processing and fails monitoring for the securities lending clients
Proactively monitor all failing collateral trades
Ensure all client queries are dealt with in a timely manner
Process all email/GMS enquiries
Have a clear understanding of our client needs e.g. timely settlements, accurate processing, process improvements and quick response time
Manage all trading desk queries as and when required
Liaise with settlement team at regular intervals to ensure correct client exposures are calculated
Daily management of all collateral reconciliation’s both internally and externally
Systems knowledge, problem solving, ability to communicate (internally and externally)
Knowledge of Crest Euroclear and collateral process
Knowledge of Citi’s Internal systems such as Secore, Citi Direct, BRIJ, Flexcube, Citi FT and SFE would be desirable also

CDO Finance & Securities & Banking Lead Resume Examples & Samples

Manage a team focusing on the IMR process and engagement with the DGOs and their teams to address IMRs in a timely manner
Partner closely with the DGOs and business partners to identify Critical Data Elements, Data Quality Measurement, Business Rules and KPIs
Manage selected data quality (DQ) projects for Finance and S&B
Manage the reporting of the monthly review of scorecards
Prepare monthly and ad-hoc DQ reports on the KPIs and associated IMRs
Partner closely with DGO teams in developing and managing DQ metrics and scorecards
Engage with a diverse set of Business groups and Technology groups to deliver appropriate solutions
Ensure system implementations and data acquisition projects for Finance and S&B are aligned with the data standards
Ensure the team is adequately sized and contains the requisite skill set
Demonstrated leadership, project management and technical skills, with particular aptitude for leading in a fast-paced, highly intellectually and politically complex environment
Experience in leading data-intensive projects and programs
Must be a self starter and work productively with minimal direction
Experience leading, developing, and performing a variety of quantitative analyses
Well-developed requirements gathering, analysis, problem solving and documentation skills
Ability to provide business/data analysis and project management as necessary for internal projects
Excellent critical reasoning, quantitative, and qualitative analysis skills, with a demonstrated track record of developing and performing a variety of quantitative analyses
Demonstrated ability to exercise sound judgment in making business decisions, especially when leading teams where tradeoffs must be made and buy-in from key stakeholders must be achieved
Outstanding communication and presentation skills, with a demonstrated ability to effectively interface, influence and build alignment with individuals and multi-disciplinary teams across all levels of management
Strong project management skills
Must learn quickly and produce under pressure and tight deadlines
Must have extremely strong interpersonal skills – collaboration across multiple business and technology functions, relationship building and consensus building are a must
Must have extremely strong listening, requirements elicitation, analysis and problem solving skills
Must have extremely strong documentation and oral communications skills
Must have strong MS Excel, Visio, PowerPoint, Word and Project skills

Finance Analyst, TD Securities Finance Resume Examples & Samples

Post-secondary degree in Business or Finance is preferred but not required
High level proficiency in Excel, Word, and PowerPoint
Fundamental understanding of capital market and Wholesale Banking businesses
Understanding of the Bank’s management and financial reporting processes would be an asset

Securities, Amssg, Finance, Analyst Resume Examples & Samples

Build financial models, assemble and summarize data to structure sophisticated reports on financial status
Provide creative alternatives and recommendations to improve processes and efficiency; drive process improvement and policy development initiatives
Work with management to guide and influence long term and strategic decision making
Prepare internal and external presentations regarding the business by collecting, formatting analyzing, and explaining information
Coordinate with other functions within Special Situations and GS to assemble information or manage joint projects
Gain and update job knowledge to remain informed about novelty in the field

Cpb-margin & Securities Backed Finance Team Head Resume Examples & Samples

Strong and proven analytical, financial structuring and execution skill
Strong marketing and management skills
Minimum 10 years’ structuring experience preferably in a Markets, Credit or risk-related role covering China/HK markets
Strong ability to co-operate with various internal and external stakeholders
Good knowledge of financial markets, investments, banking and loan products
Financial and cash flow modelling skills
Ability to run a team for results whilst maintaining credit quality
Strong strategic thinking and planning skills

Cpb-margin & Securities Backed Finance Transactor Resume Examples & Samples

Marketing and sale of Investment Finance Margin lending Products, including client calling and account planning in partnership with Private Bankers
Understand and anticipate clients' needs, following up with effective products and financial solutions
Responsible for appropriate transaction structuring and execution (within the MSBF product program) with appropriate risk and return characteristics, ensuring appropriate Credit Policy and Risk Acceptance standard compliance
Define and negotiate the transaction and credit framework (including covenant definition) in close association with Risk partners
Preparation of Episodic Deal Acceptance Committee (EDAC) and Green light Memos (as applicable)
Responsible for Credit Approval write up, collateral analysis, loan underwriting for complex MSBF transactions
Preparing and negotiating credit documentation for facilities, including liaison with internal and external counsel as required as well as undertaking the annual review of documentation with external counsel and Risk Management, as required, for complex MSBF facilities
Participation in remedial management actions together with Special Assets and Restructuring Group (SARG) as required
Strong marketing skills
Structuring experience preferably in a Markets, Credit or risk-related role covering China/HK markets
Mandarin and/or Cantonese language skills strongly desirable

Securities Finance Strategist Resume Examples & Samples

Further improve the link up the Asian corporate action database (CarMan) with the European/American corporate actions databases
Responsible for comprehensive production of SFS and D1 market intelligence notes on Asian equities and indexes
Leverage SFS and D1 intelligence and lead the distribution effort across SFS and D1 market intelligence materials
Trade ideas incorporating FSS/GRS themes to be implemented via Securities Finance and Delta One wrappers
Maintain up to date information on the SG Markets website for securities finance and index products and track content usage
With sales, meet with clients and deliver presentations
Responsible for portfolio analysis, proactively and reactively for prospects and clients
Assist with production of general marketing materials for XFS in Asia
Bachelor or Masters degree in Finance / Engineering / Economics or similar
Experience in Finance, with equity background. Up to Associate level
Proficient English (verbal and writing), local Asian languages (such as Cantonese or Mandarin) can be useful but are not essential
Good financial analysis skills
Computer programming skills an advantage

Securities Finance Resume Examples & Samples

Helping to build and lead a team of technical consultants/MS Application Support Specialists
Engaging with client service delivery representatives on service levels and change projects
Assist in defining the MS service capability and expanding this where required
Working with the service lead to understand requirements and highlight issues
Working as part of a wider global peer group to create a gold-standard service around MS
Building business cases for service enhancements
Establishing relationships with complimentary datacentre services within the hosted client footprint
Integrating and working with the hosting service teams on service level definition and delivery
RFP/proposal assistance as part of the team leadership engagement
Part of the responsible management team for client outage resolution
Travel to FIS locations for meetings/working where required
Develop effective solution to client’s requirements
Follow effective SDLC to provide clients with resilient and supportable solutions
Provide clients with an excellent support experience
Align client requirements with team resources and manage client expectations accordingly
Identify areas where the client could generate more revenue / reduce loss through more efficient processes
Produce outstanding documentation reflecting client deliverables
Bachelor of Computer Sciences
5+ years related experience
Good knowledge of the following technologies
Linux/Unix
Shell scripting
Perl scripting
Citix
Working knowledge of Unix/Linux and Windows environments
Exposure to the software development life cycle
A structured and methodical approach to problem investigation and resolution
The confidence and ability to deal directly with customers at all levels of seniority
Ability to work effectively on a number of tasks in parallel
A commitment to hard work, the ability to work individually and as part of a team with the willingness at times to work under pressure in a sometimes challenging environment
Knowledge of the securities finance sector
Knowledge of one or more of the FIS Securities Finance Products: Global One, Martini, Apex SecFin, Apex Collateral
Any experience in dealing with and issues in the business flow from trading through settlement (upstream and downstream systems and processes included)
Knowledge of the trade lifecycle
Experience of other standard market applications (Swift/Crest etc.)
Experience with: UniData (or similar RDBMS)/SB+

Securities, Amssg, SSG Finance, Analyst Resume Examples & Samples

Develop scalable processes and best practices for the business
Build and maintain sophisticated financial models
Analyze and present business financials by utilizing excel and effective data sourcing
Prepare effective internal and external presentations
Work closely with other functions within SSG and GS to manage joint projects
1-2 yrs experience as a financial analyst (experience in a principal investing or structuring business is preferred)
Creative, energetic, and proactive approach to work with a strong desire to make an impact on the organization as a member of a dynamic and global team
Track record of high achievement and problem solving
Strong presentation and reporting skills
Proven knowledge of quantitative analysis and modeling (strong excel skills and a working knowledge of US GAAP is preferred)
Savvy in Microsoft Suite of products, including Excel and PowerPoint (experience with or knowledge of various systems used in GS are preferred)

CIB Credit Risk Management Specialty Finance & Asset Backed Securities Associate Resume Examples & Samples

Primary point of contact for new credit requests
Work with and guide junior resources on the team in evaluating and analyzing potential transactions or existing client relationships
Present recommendations to senior credit executives, with an emphasis on balancing/negotiating structural credit protections with the firm’s commercial interests
Manage transaction timelines with business partners and available junior resources
Help formulate dynamic risk management strategies in an evolving regulatory and industry landscape
Work with auditors and regulators to validate credit quality and standards
At least 3 – 7 years of professional work experience in financial services (credit risk management, investment banking, or similar)
Solid background in corporate finance and accounting

CIB Credit Risk Management Asset Backed Securities & Specialty Finance Analyst Resume Examples & Samples

Developing a well-informed and forward looking view of the client business or the securitized financial assets
Remaining current on all aspects of the assigned credit portfolio, including industry trends, portfolio performance, compliance, potential problems and opportunities
Highly motivated with a natural passion to learn and an inquisitive personality
Professional work experience in financial services or asset backed securities preferred
Credit risk management experience preferred
Strong sense of accountability and ownership of tasks
Interest in client interaction with strong verbal and written communication skills
Ability to perform well under pressure in a demanding environment managing multiple tasks at the same time

O&t-securities Finance Settlements Team Lead Resume Examples & Samples

Experience in managing, motivating and providing stretch goals to a team of 5
Knowledge of Corporate Actions
Knowledge of equities, fixed income and other financial instruments (e.g. repos, tri-party repos, letters of credit, loan documentation, etc.) would be beneficial
Able to manage day to day and support implementation of strategic projects
Strong knowledge of PC-based and mainframe computer systems
Candidate should have 8 years work experience

Summer Internship Wealth Management & Securities Services Finance Resume Examples & Samples

Accounting, Finance, or related majors
Juniors highly preferred
Knowledge of Microsoft Excel, PowerPoint
Completion of basic accounting courses

VP, Securities Finance Clearing Resume Examples & Samples

To perform this job successfully, an individual must be able to perform each primary duty satisfactorily. Drive the execution of the stock loan business plan across the enterprise
Partner with Strategy Planning & Development, Enterprise Risk Management, Operations, Legal, Financial Risk, Finance, PMO and other teams to deliver high levels of service to external stakeholders and continue to meet their evolving needs within OCC’s risk appetite
Develop and oversee OCC’s strategic and business planning for stock loan services
Identify and establish relationships with key external stakeholders in the stock loan community, including broker-dealers, agent lenders, beneficial owners and technology vendors, to assist in the successful launch of OCC’s revised stock loan clearing offering
Develop and maintain a landscape assessment, monitor trends and identify emerging needs related to stock loan clearing, reporting regularly to management on the competitive landscape and key business opportunities
Develop and maintain metrics to measure the effectiveness and performance of OCC’s stock loan clearing offering
Represent the OCC’s innovation and thought leadership in stock loan clearing, speaking at industry events and presenting to senior executives at target firms
Supervisory Responsibilities: Manage development of OCC’s stock loan clearing services and supervise personnel assigned to related projects
Exercise supervision in terms of costs, methods and staffing
Manage director-level (and below) direct and indirect reports
The requirements listed are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the primary functions. Professional presence, with the ability to communicate ideas (written and verbally) in a persuasive manner to an executive audience
Deep understanding of financial markets and post-trade clearing operations (across the value chain)
Strong knowledge of OCC and clearing member post-trade technology and operational practices
Strong knowledge of applicable regulatory environment, risk management and controls, and control environment in which stock loan clearing takes place
Strong ability to construct business models and strategic plans that motivate change
Strong ability to construct financial models to support business decision-making
Ability to develop and lead cross-functional teams. 5 years in supervisory roles
Ability to collaborate with internal and external resources to realize results
Ability to work win incomplete information, make decisions in ambiguity, navigate complex environments and deliver stated objectives
Strong analytical ability to examine business problems, conduct research and develop and deliver optimal solutions
Strong organizational and multi-tasking skills
Proficient MS Office
Capable of understanding quantitative and qualitative models, including complex financial models
College graduate (advanced degree in finance, business, computer science preferred)
10+ years in financial services (at least 5 years in post-trade services.)
Experience managing people (including multi-cultural and cross-functional teams.)