Risk Controller Resume Samples

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A Reichert

Alberta

Reichert

88182 Ebony Drives

New York

+1 (555) 904 9231

88182 Ebony Drives

New York

Phone

p +1 (555) 904 9231

Experience Experience

Boston, MA

Junior Treasury Risk Controller

Boston, MA

Koepp-Hahn

Boston, MA

Junior Treasury Risk Controller

Provide independent oversight over structural balance sheet and banking book risks and assume the main responsiblity for daily controls under the supervision of senior MROs. This includes on a daily basis
Support improvements in risk reporting to effectively highlight critical and less-visible risks. Articulate and advocate for systems enhancements necessary to improve reporting efficiency and quality
Support the heads of Structural Balance Sheet Risks and Banking Book with projects and general oversight over Treasury activities: Potential activities could include supporting developments regarding
Various Limit framework reviews
Holistic structural balance sheet risk framework
Strong results orientation and adept at working in a fast-paced, high-energy level environment
Ensuring adherence to limit framework

Houston, TX

Risk Controller

Houston, TX

Hilll-Brown

Houston, TX

Risk Controller

Performing/Non-performing exposures
Summarize key liquidity & funding risks and developments for senior management as well as corresponding updates with regulators and auditors
Contribute to improvements in analysis and reporting of legal, geographical, regulatory and operational constraints on free movement of funds
Be encouraged to think creatively, challenge status quo, and work independently towards strategic solutions
Funds transfer pricing framework
Provide independent control over funding gaps by tenor and currency as well as the long-term funding profile
Contribute to the refinement of industry leading liquidity & funding risk management and control methodologies and infrastructure

present

Philadelphia, PA

Market Risk Controller

Philadelphia, PA

Toy-Hahn

present

Philadelphia, PA

Market Risk Controller

present

Develop and maintain relationships with a range of clients/stakeholders including GPC, Regulatory Controllers, Business Unit, Risk Management
Develop and maintain relationships with a range of clients/stakeholders including GPC, -Regulatory Controllers, Business Unit, Risk Management
Lead, develop, and manage a team of world class analysts from end to end
Manage BTI steering group
Provide ad-hoc analytical support to clients
Lead quarterly working groups across all products to ensure ongoing monitoring compliance
Identify opportunity areas and build partnerships across the firm within Risk Management, Regulatory Reporting, Finance, Middle Office and Technology

Education Education

Bachelor’s Degree in Business

San Diego State University

Bachelor’s Degree in Business

Skills Skills

Excellent analytical and problem-solving skills with an acute attention to detail
Strong team player who can work well and build partnerships with colleagues of various levels, across multiple locations
Ability to critically challenge with the goal of identifying control issues
Self-motivated and comfortable working with large amounts of data
Deep technology risk and control knowledge from working in similar positions
Excellent verbal and written communication skills
Ability to excel in a dynamic environment through efficient prioritization and consistent execution
Experience of Software Development Lifecycles and supporting controls
Advanced desktop/spreadsheet/database skills
Proven track record of strategic issue resolution

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11 Risk Controller resume templates

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Market Risk Controller Resume Examples & Samples

Generate accurate & timely reports for senior clients on daily/weekly basis
Prepare and maintain weekly/monthly risk metrics
Partner with IT and other groups to facilitate resolution of issues
Interpret policies and advise clients on capital indicators
Ensuring that assigned projects are delivered on time and any issues escalated proactively
Work with wider team/other teams on new regulations / policies impacting firm’s market risk capital requirements
Develop and maintain relationships with a range of clients/stakeholders including GPC, Regulatory Controllers, Business Unit, Risk Management
Develop an understanding of the various products and businesses for which we provide support
Partner with wider MRC team both locally and globally on cross silo initiatives/projects
Maintain functional policies and procedures
Appropriately escalate risk issues to local management
Provide adhoc analytical support to clients
Good communication skills are essential. In particular the ability to effectively communicate with senior clients
Candidates should have a “can do” approach with a close attention to detail, having the ability to investigate and progress issues logically through to their conclusion
High level of guardianship – the candidate should be focused on guardianship and ensuring that exceptions are identified, resolved and escalated on a timely basis
Ability to make decisions under pressure and justify those decisions
Ability to meet tight reporting deadlines, manage time and prioritise effectively
High level of organisational skills – including proactively keeping management updated as to any issues or problems that may arise
Candidate must be able to work well within both a local and global (virtual team) environment
Intermediate Excel (including pivots and formulae) and general MS Office skills desirable
An interest and awareness of financial markets and products
Prior experience within Financial services, particularly with product controller, risk management or related functions
An awareness of the Market Risk regulatory framework (e.g. Basel framework)
An Accounting /Finance/Mathematical/Risk Management degree or equivalent

Market Risk Controller Resume Examples & Samples

Experience in Basel regulations / risk Based Capital guidelines, project management and or Market risk reporting
Familiarity with fixed income, equity, and other traded securities
Self motivator and team player with strong interpersonal skills
Undergraduate degree in Finance, Computer Science, or Engineering related areas
Ability to manage dynamic priorities with attention to details
Ability to meet deadlines and deliver quality work in a fast-paced environment
Strong proficiency with Microsoft Office, including Excel, PowerPoint, and Outlook

IT Process & Risk Controller Resume Examples & Samples

Ensure operational effectiveness of the service
Perform data mining analysis on collected data
Provide expertise on the tools used as part of the service delivery
Conduct privileged administration tasks and data validation activities
Liaise with Bank staff and coordinate quality improvement activities

Risk Controller Resume Examples & Samples

Conduct ESR assessments in onboarding and transaction due diligence processes
Support the team in reviewing and further developing standards, methodology, tools and processes to identify, assess and manage ESR and to set the firm's ESR appetite
Monitor emerging ESR and contribute to portfolio reviews
Deliver internal training and support related communications measures
Contribute to UBS's environmental and human rights reporting and disclosure and answering external requests
Director level candidates will be considered as well
LI-SM1

Risk Controller Resume Examples & Samples

Establish and maintain strong working relationships with Group and EMEA Regional Treasury, Asset Liability Management, Risk Control and Finance functions
Provide independent oversight and control over liquidity & funding risks for Group, with particular focus on the EMEA region
Liquidity & funding model assumptions, output and interpretations
Liquidity & funding status, risk appetite and capacity
Sizing, investment guidelines and composition of liquidity portfolios
Liquidity & funding limits and targets
Liability structure analysis and funding plan/strategy
Contingency funding plan
Funds transfer pricing framework
Liquidity & funding parameters and assumptions in Earnings at Risk, Capital at Risk and Combined Stress Testing models
Contribute to the refinement of industry leading liquidity & funding risk management and control methodologies and infrastructure
Review and assessment of Basel III liquidity & funding risk framework implementation, including Liquidity Coverage Ratio (LCR), Net Stable Funding Ratio (NSFR) and intraday liquidity monitoring
Provide independent control over funding gaps by tenor and currency as well as the long-term funding profile
Support design efforts for liquidity & funding risk scenario parameterization, stress testing design and analysis
Enhance existing scenarios to address changes in liquidity & funding risk profile in light of evolving regulatory requirements and best practice
Contribute to improvements in analysis and reporting of legal, geographical, regulatory and operational constraints on free movement of funds
Support establishment of reports to reflect cross border and cross-entity funding dependencies
Summarize key liquidity & funding risks and developments for senior management as well as corresponding updates with regulators and auditors
Develop enhancements to liquidity & funding risk reporting and representation

Junior Treasury Risk Controller Resume Examples & Samples

Establish strong working relationships within Treasury Risk Control, and with Treasury, Group Asset Liability Management, with other functions within Group Risk Control and with relevant Finance functions
Provide independent oversight over structural balance sheet and banking book risks and assume the main responsiblity for daily controls under the supervision of senior MROs. This includes on a daily basis
Understanding and controlling of transactions
Reviewing daily risk reports
Writing commentary
Driving book setup and book hierarchy related tasks
Support the heads of Structural Balance Sheet Risks and Banking Book with projects and general oversight over Treasury activities: Potential activities could include supporting developments regarding
Holistic structural balance sheet risk framework
Asset/Liability strategy
Accounting mismatches
Net interest income and Net interest margin sensitivity
Various Limit framework reviews
Assisting on presentation to senior stakeholders and external parties
Actively taking responsibility for the monthly risk reporting efforts
Support improvements in risk reporting to effectively highlight critical and less-visible risks. Articulate and advocate for systems enhancements necessary to improve reporting efficiency and quality

Risk Controller Resume Examples & Samples

Collecting and consolidation process of group figures regarding
Impairments
Performing/Non-performing exposures
Forbearance reporting
Sector reporting
Liquidity reporting
Preparation of regulatory reporting to the Dutch Central bank, ECB, EBA etc
Support the worldwide network regarding the reporting requirements via the reporting & consolidation application (Tagetik) used by Rabobank
Accountability and ownership on data quality
Proactive attitude towards improvements in reporting

Senior Risk Controller Resume Examples & Samples

Country risk reporting
Final responsible for a set of reports
Participating in projects for the implementation of new reporting requirements
Preparation of regulatory reporting’s to the Dutch Central bank, ECB, EBA etc
Improve quality of processes and reporting
Improve efficiency of reporting and correlation between different reports

Regional Shortage Risk Controller Resume Examples & Samples

Identify process and locational risks , develop controls, training and best practices that support omni channel sales, service and shortage
Lead change through controls and technology implementation
Leadership – interpersonal, presentation and persuasive skills combined with verbal and written strength
Prior retail experience a plus, 4 year degree is required

Market Risk Controller Resume Examples & Samples

Fixed income and Equity Risk Control: This team provides reporting and analytical services to clients in the Business Unit and Market risk department. The principal goal of the risk control function is to ensure the information within firm aggregate risk systems is complete and accurate
Regulatory Backtesting: This team is responsible for executing a daily backtesting process – designed to test the validity of the firms risk models which are used to drive the firms Value at Risk calculations. Backtesting is a regulatory requirement whenever a firm employs a Value at Risk based market risk approach. The process involves analysis and reporting on a comparison between the firms economic trading P&L versus the firms Value at Risk measure. Key clients are the Market Risk Department and Regulatory controllers
Capital Indicator assurance: This team executes a series of control processes designed to ensure that firm activity is classified correctly for capital purposes. The parameters of this process are based upon regulatory requirements. Core responsibilities are to review the capital indicators assigned to firm activity to ensure the firms Market Risk Capital calculations are based upon the correct population of firm activity. In addition the team facilitate the overall governance structure for capital indicators and are pivotal in designing and delivering a range of training and reference material to stakeholders (primarily Product Controllers) to help them assign capital indicators appropriately. Key clients are the Market Risk Department, Regulatory controllers, Accounting policy and the Credit Department
Work with wider team/other teams on new regulations / policies impacting firm’s market risk capital requirements or processes
Provide ad-hoc analytical support to clients
Good communication and analytical skills are essential. In particular the ability to effectively communicate with senior clients
High level of organisational skills – being able to manage time effectively
Candidate must be able to work well within a local and global team environment
Prior experience within Financial services, particularly with product controller, regulatory or related functions
A degree in Finance/Accounting/ Mathematics/Engineering

Regional Shortage Risk Controller Resume Examples & Samples

4 year degree
Strong written, verbal, and analytical skills
Ability to break a process into steps, and develop alternative processes
Strong organizational skills, effective time management allowing for multitasking
Computer literacy - proficiency in Word, Excel, and PowerPoint
Prior retail experience required
Must have experience managing a team of individuals
Multi-store or training experience a plus

National Shortage Risk Controller Resume Examples & Samples

Proactively impact results and drive item file accuracy across omni-channel by delving into the processes, providing greater oversight and creating shortage awareness
Identify process and locational risks , develop controls, training and best practices that support omni-channel sales, service and shortage
Interpersonal, presentation and persuasive skills combined with verbal and written strength
Ability to juggle multiple tasks, changing priorities and rapidly execute
Problem solving skills, ability to break down intricate processes into logical steps with attention to details
Computer literacy and quick learning skills

Risk Controller Resume Examples & Samples

Conduct ESR assessments in on-boarding and transaction due diligence
Review and enhance standards, tools and processes to identify, assess and manage ESR in UBS Region Switzerland
Monitor emerging ESR and contribute to portfolio reviews as directed by senior management

Market Risk Controller Modeling Resume Examples & Samples

Developing price verification models. Models must capture the economic and statistical properties of the underlying market risk factors. An Associate will analyze the quality and availability of independent data inputs to the models, and will design them accordingly
Implementing new models as well as providing ongoing testing and support for existing models
Documentation and quality control of models
Performing exotic structure pricing analyses
Broad exposure to pricing and calibration models for a variety of products
Exposure to challenging quantitative problems such as modeling risks for derivatives, large scale Monte-Carlo simulations of complete portfolios across the firm, fast and accurate approximate market risk measurements
Development of quantitative and programming skills as well as product and market knowledge
Opportunities to work with product controllers in various areas of the firm
Dynamic team work environment
PhD or Master’s candidate in a quantitative field such as mathematics, physics, statistics or engineering
Excellent command of mathematics, modeling and numerical algorithms. Good knowledge of statistics and time series analysis a definite plus
Strong programming skills and experience with an object oriented programming language (Java ok, C++ preferred)
Self-motivated team player

National Shortage Risk Controller Resume Examples & Samples

Strong working knowledge of OMNI channel process and systems
Experience in reverse logistic process, systems and accounting
Identify process and locational risks, develop controls, training and best practices in support Omni channel sales, service , gross margin and shortage
Create bench marks against which to measure the performance of company operations
Lead change through companywide standardization
Implement technology to improve efficiency and effectiveness
Four year degree/ Finance/Economics/ Retail logistics/Ecommerce
Prior retail experience a plus,
Time Management -Organization – ability to juggle multiple tasks, changing priorities and rapidly execute

Market Risk Controller Resume Examples & Samples

Capital Indicator assurance: This team executes a series of control processes designed to help ensure that firm activity is classified correctly for capital purposes. The parameters of this process are based upon regulatory requirements. Core responsibilities are to review the capital indicators assigned to firm activity to ensure the firms Market Risk Capital calculations are based upon the correct population of firm activity. In addition the team facilitates the overall governance structure for capital indicators and is pivotal in designing and delivering a range of training and reference material to stakeholders (primarily Product Controllers) to help them assign capital indicators appropriately. Key clients are the Market Risk Department, Regulatory controllers, Accounting policy and the Credit Department
Ability to meet tight reporting deadlines, manage time and prioritize effectively
High level of organizational skills
4+ years of prior experience within Financial services, particularly with product controller, regulatory or related functions

Treasury Risk Controller Resume Examples & Samples

Reviewing risk exposures
Ensuring adherence to limit framework
Writing brief summary commentary
Driving book set-up and book hierarchy related tasks
University degree in Finance or a quantitative discipline; CFA / FRM or equivalent education is a plus. Strong preference for a hands-on quick learner, quantitatively talented individual with communication skills. Previous work experience not required, but preference given to candidates with some experience in the financial industry or academic focus on finance (e.g. internships, first full positions). Candidates with more work experience are also considered Some knowledge of risk management including risk metrics (e.g. VaR, Stress testing, sensitivity analysis) is preferred Software requirements: Strong preference for candidates with good working knowhow of Microsoft office, but especially Excel and PowerPoint. VBA knowledge is a plus

Junior Interest Rate Risk Controller Resume Examples & Samples

Assist the manager with the implementation and enhancement of a robust control framework for interest rate risk in the banking book (IRRBB)
Review and monitor exception reporting to ensure quality and control of source system data
Analyze and understand data discrepancies and work with Technology to identify systematic solutions
Maintain and update procedures
Understanding of balance sheet / income statement and basic knowledge of traditional bank products
Strong MS Excel skills to pivot and manipulate large data sets
Ability to work effectively with colleagues to meet a common goal

Interest Rate Risk Controller Resume Examples & Samples

Interface and partner with key stakeholders across the Finance division to reconcile and substantiate the banking book balance sheet on a monthly basis
Understanding of balance sheet/income statement and basic knowledge of traditional bank products
Good inter-personal skills in order to interact confidently with key stakeholders
Strong attention to detail and ability to work under tight deadlines
At least 2 years of experience in a control function

Head of Interest Rate Risk Controller Team Resume Examples & Samples

Lead the implementation and enhancement of a robust control framework for interest rate risk in the banking book (IRRBB)
Interface and partner with key stakeholder across the Finance division to reconcile and substantiate the banking book balance sheet on a monthly basis
Provide support on balance sheet and net interest income (NII) to assist in back-testing the asset/liability management (ALM) model output
Management of the Budapest Interest Rate Risk Controller team including
Coordinate and oversee daily / monthly tasks of 3 junior team members to ensure data quality and control of source system data
Being an escalation contact for unresolved / complex issues in the team
Monitor the team’s performance
Provide regular feedback to direct reports and prepare career paths accordingly
Oversight of Interest Rate Risk modeling team (additional 3 people), which are responsible for model back-testing and assumption sensitivity analysis
Knowledge of balance sheet / income statement and product knowledge of traditional bank products
Strong inter-personal skills in order to interact confidently with key stakeholders
Understanding of asset liability management and interest rate risk is desirable
Ability to work under pressure to meet tight deadlines and produce high quality output
Willingness to take initiative to develop and improves processes
Strong people management and team leadership skills
Strong analytical capabilities including ability to summarise complex business problems and detailed analysis with clarity and brevity
Strong teamwork skills with an ability to work with virtual teams and colleagues across the regions contributing to common goals
The ideal candidate will possess at least 7 years working experience in a control function and will have at least 2 years of people management experience

Market / Treasury Risk Controller Resume Examples & Samples

Work in a team of dedicated risk officers to oversee the Group's structural balance sheet risks, such as structural FX, sell-down process, unsecured funding / cash management, UBS debt issuances, employee compensation schemes, pension risk, among other topics
The Structural Balance Sheet Risks team is also responsible for (i) monitoring accounting asymmetries on Group level (ii) controlling Treasury related risks of particular subsidiaries and (iii) liaising with the central risk aggregation and risk methodology teams
Become the main subject matter expert for parts of Structural Balance Sheet Risk control areas
Provide oversight, analysis, limit adherences controls and other risk controls tasks of portfolios on a daily basis
Assess inherent funding, interest rate and FX risks in multi-currency balance sheets
Engage with risk managers to scrutinize overall risk profile, risk capacity, but also individual transactions
Responsible for periodic reporting (editorial, commenting, report generation oversight)
Drive development and implementation of early-warning metrics, risk sensitivities controls, stress testing, Risk-based P&L sensitivity analysis and tail-risk analysis
Reviewing and approving transactions / new business activities in accordance with the Risk Authorities
Liaise with central risk aggregation teams to define and improve risk capture of Group ALM in VaR, Stress tests and other risk metrics
Work in close collaboration with other stakeholders within the organization to assess and improve current control processes and establish new measures or controls as required
Be engaged to develop and review policies, guidelines and reporting frameworks
Keep up to date in legal, regulatory and procedural changes

Credit Risk Controller Resume Examples & Samples

Influence the direction of Credit Risk control processes and support the global expansion of the Credit Risk Controllers into India
Be encouraged to think creatively, challenge status quo, and motivate team members toward strategic objectives
4+ years relevant experience in financial services performing finance, accounting or analytical functions
Capability of working under pressure, prioritize multiple tasks, and bring tasks to closure

Market Risk Controller Resume Examples & Samples

Produce SEC and External Regulatory Reporting in compliance with evolving guidelines
Identify opportunity areas and build partnerships across the firm within Risk Management, Regulatory Reporting, Finance, Middle Office and Technology
Bachelor’s degree in Business, Finance or Accounting with 4+ years of relevant work experience
Ability to critically challenge with the goal of identifying control issues
Advanced desktop/spreadsheet/database skills
Ability to understand business drivers and requirements and influence partners to deliver solutions to business issues and problems
Ability to excel in a dynamic environment through efficient prioritization and consistent execution
Proven track record of strategic issue resolution

Market Risk Controller Resume Examples & Samples

Influence the direction of Market Risk control processes and support the global expansion of the Market Risk Controllers into India
8+ years relevant experience in financial services performing finance, accounting or analytical functions
A developed leadership presence capable of effective messaging of complex systems and processes to junior team members and upper management alike
Understanding of securities, derivatives, and/or loan products

Risk Controller Resume Examples & Samples

Align Firmwide Risk information with external disclosures to create an integrated view of Finance & Risk
Be encouraged to think creatively, challenge status quo, and work independently towards strategic solutions
Have the ability to dissect large datasets, identify themes, and deliver concise messages to management
Support the global expansion of the Market Risk Controller team into India by providing world class data analytics
Master’s in Business Administration, CFA or other finance certifications preferred, but not required
Strong team player who can work well and build partnerships with colleagues of various levels, across multiple locations
Self-motivated and comfortable working with large amounts of data
Excellent analytical and problem-solving skills with an acute attention to detail

Risk Controller Resume Examples & Samples

Influence the Control Agenda of Market Risk and Credit Risk control processes and support the global expansion of the Risk Controllers into India
Monitor the current migration and the existing process, review the control gaps, Identify Strategic Solution to bridge gaps and perform periodic review of the Controller function
Bachelor's degree in Business, Finance or Accounting (or equivalent experience)
Established track record of delivery in a complex environment, ability to multi-task and flex to business changes
Excellent working knowledge of MS Excel (Pivot tables, v-lookups) and PowerPoint, Microsoft Access desirable

Market Risk Controller Resume Examples & Samples

Support accurate and timely execution of control processes/reporting
Work with wider team/other teams on new regulations / policies impacting firms market risk capital requirements
Drive and determination- an ability to proactively push projects/processes forward
High level of guardianship the candidate should be very focused on guardianship and ensuring that exceptions are identified, resolved and escalated on a timely basis

Market Risk Controller Resume Examples & Samples

Fixed income and Equity risk control
Regulatory Back testing
Covered Position (Banking Trading) Governance (BTI)
Global project management
Working with functional coordinators
Managing compliance with regional regulatory deliverables
Point person on cross divisional strategic initiatives
Building out and or enhancing processes to support regulatory divergence related to the Covered position boundary definition
Monitor emerging regulatory issues
Assess the impact of evolving standards
Lead data analysis and documentation efforts related to banking/trading treatments and Strategic architecture initiatives
Interact with business units and corporate functions related to new transactions
Periodically update policies and procedures as new guidance is issued
Participate in training
Manage BTI steering group
Work with stakeholders to ensure documentation standards are applied
Capture and report metrics to the Basel Steering committee
Lead quarterly working groups across all products to ensure ongoing monitoring compliance
8 plus years’ experience in Basel regulations / risk Based Capital guidelines, project management and or Market risk reporting
Self-motivator and team player with strong interpersonal skills

Market Risk Controller Resume Examples & Samples

Develop and maintain relationships with a range of clients/stakeholders including GPC, -Regulatory Controllers, Business Unit, Risk Management
Maintain functional policies and procedures appropriately escalate risk issues to local management
LI-SB2
6 plus years’ experience in Product Control / Basel regulations / risk Based Capital guidelines / project management and or Market risk reporting

Wm-business Risk Controller Resume Examples & Samples

Suitability Reviews
Performing phone tape listening of mismatch trades on the Daily Risk Mismatch reports
Documenting the result of reviews of mismatch trades flagged up in the risk mismatch report
Liaising with Business Managers on information required as part of the mismatch review
Escalating identified exceptions to Management and Compliance
Reviews need to be performed and results reported in a timely manner
Staff is expected to be fluent in English and Cantonese to perform the phone tape listening exercise. Mandarin language skills would be advantageous
Regulatory Knowledge
Staff is expected to have a good understanding of BNP Paribas Wealth Management Asia’s procedures and guidelines related to Suitability and the Selling process and understanding of HKMA, HK SFC and MAS guidelines, and Head Office procedures in relation to Suitability and the Selling process
Audit coordination undertaken by regulators & internal /external auditors
As part of the role, staff is required to prepare periodic reports to Management and Compliance
Staff must ensure that the report preparation process is efficient, data integrity is maintained and reports are issued on a timely basis
Staff is expected to escalate issues to Department Head in a timely manner for resolution
Staff is expected to participate in regular meetings within team to discuss operational matters, progress status and specific issues noted
University Degree Holder with minimum 5 years of relevant private banking working experience
Experience in a business management / business risk monitoring position and/or project management with the relevant understanding of Front Office operational framework is highly appreciated
Good understanding of regulatory environment and suitability framework
Good written and oral skills
Good English and Mandarin language skills

Market Risk Controller Resume Examples & Samples

Ensure a good understanding of market risks in the T&M desks
Keep abreast of regulatory developments, enhance treatment of risk capture in the Trading book
Market risk assessment to ensure risks are properly captured, measured, monitored, controlled and reported, covering new products/ business requirements, regulatory requirements, study on risk engine re-platform
Responsible for market risk control, including limit setting, monitoring, analysis and escalation
Handle project assignments to improve / streamline risk metrics and reporting / stress testing / source systems changes / upgrades

Business Risk Controller Resume Examples & Samples

Main responsibilities are to perform post-trade controls on Investment Suitability requirements as per bank's and regulators (MAS/HKMA) rules and regulations, and act as an education utility to remind FO of their requirements when executing investment transactions with clients
The team acts as a control-execution function within the bank's 1st level control risk framework, aimed at improving risk effectiveness and culture
Based on findings, assist RM to carry out necessary actions for proper rectification with clients
As business partner to RMs, helps to rectify issues, ensures RMs understand certain regulations that’s been imposed, to aid RMs in improving risk behaviour
Manage, coordinate and effective communication with cross functional groups at key decision stages to facilitate the decision making process relating to business risk matters
Play a proactive role to continuously review and assessment on the effectiveness and adequacy of the controls
Identify and drive opportunities to enhance efficiency and effectiveness of front office processes
Take on ad-hoc projects as assigned by Department Head

Senior Analyst Market Risk Controller Resume Examples & Samples

Lead Risk through the annual Firmwide Resolution & Recovery planning process including Firmwide crisis simulation
Influence the direction of Market Risk control processes and support the global expansion of the MarketRisk Controllers into India
Execute the team agenda, identify opportunity areas and influence key stakeholders across the firm within Risk Management, Regulatory Reporting, Finance, Middle Office and Technology

Risk Controller Resume Examples & Samples

1) Vendor Portfolio risk management - Work with 3rd party technology vendors to manage their risk portfolios to make sure they sync up with client's risk portfolio
2) Permit to build tollgate design - Will be designing permit to build tollgates for new technology products coming into work space services
3) Identifying security risks working with outside vendors - Managing/following risks that vendors are tracking to be sure that the bank is following the same risks and vice versa
Identify, characterize threats
Assess the vulnerability of critical assets to specific threats
Determine the risk (i.e. the expected likelihood and consequences of specific types of attacks on specific assets)
Identify ways to reduce those risks
Prioritize risk reduction measures based on a strategy
Minimum of 5-7 years of applicable experience

BMW Risk Controller Resume Examples & Samples

Financial analysis and modelling to validate and challenge (including stress testing and back testing) of all existing and new financial models developed by the Risk Management Team
Preparation of monthly risk reserves to ensure current exposure is adequately provided for
Responsibility for all areas of risk reporting to Headquarter, including review and validation of risk positions within month end reporting
Work closely with financial accounts to ensure accurate and timely reporting of risk costs and balance sheet positions
Review and challenge of planning assumptions from Risk Management, before calculating P&L/Balance Sheet movements to be included within Forecasts and Budgets
Build working relationships with key stakeholders across the business
Ensure Risk Controlling procedures are fully documented
Ensure high accuracy and quality of work whilst maintaining strict reporting deadlines
ACA/ACCA/CIMA qualified or finalist level accountancy qualification or equivalent ideally with commercial experience in dynamic organisation (preferably Financial Services or similar business)
Strong analytical and data manipulation skills
Ability to convert complex financials into easily understandable key point summaries and present to staff at all levels within the organisation
SAS Experience desirable but not essential
Strong academic background, degree-level education in a numerate discipline
Ability to produce high quality analysis for use at senior level decision making and planning
Ability to work effectively in a time pressured environment and prioritise own workload

Shortage & Risk Controller Resume Examples & Samples

Develop and maintain effective communication with Store, District, and Regional teams to create strong partnerships to achieve common goals
Participate in Regional calls (RVP, Ops, LP) and District calls as appropriate
Assist in the ongoing development and maintenance of the company Loss Source and Risk Reduction plans, Minimum Merchandise Protection Standards and Shortage/Risk Program components to address changing needs of the business
Maintain comprehensive and current knowledge of Macy’s and Shortage/Risk Policies & Procedures to act as a resource and content expert for stores, and use in measurement of store adherence
Train, educate, and advise store management teams on all risk mitigation, OSHA, Shortage/Risk Program requirements and company operating policies and procedures
Review and analyze operational process reporting affecting shortage, Risk and profitability. Perform follow up with stores on sub-standard performance
Develop site specific Risk action plans, focusing on high frequency departments and accident types to reduce Workers’ Compensation and General Liability frequency rates
Assist in the development of store Shortage Reduction Strategies and monitor input of In-store Audit Scoring document results for assigned districts
Identify high injury areas and submit appropriate recommendations for known loss source/identified potential Risk hazards and Risk program deficiencies
Conduct compliance audits to validate stores’ execution of the Shortage/Risk program and company procedures. Document findings and coach management teams on areas of opportunity and help develop strategies to ensure corrective actions are taken to address deficiencies
Coordinate training of store teams relative to accident mitigation, inventory preparation, execution and reconciliation. Provide additional training as required based on accident data, loss trend analysis, and evaluation of individual store needs
Manage, in partnership with store and district teams, store inventory preparation, execution, and reconciliation. Perform centralized inventory reconciliation and submit adjustments on stores’ behalf
Participate in On-Floor GSM Shortage meetings, district Deep Dive visits, Risk Meetings, and Shortage Reduction Meetings to strengthen partnerships and raise awareness levels within stores
Bachelor Degree required, Retail experience preferred
2-4 years of management experience preferred
Detail oriented, ability to multi-task, and excellent follow-through required
Self-motivated and ability to work well with minimal supervision
Proficiency in MS Office required (Excel, Word)