Equity Resume Samples

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Guide the recruiter to the conclusion that you are the best candidate for the equity job. It’s actually very simple. Tailor your resume by picking relevant responsibilities from the examples below and then add your accomplishments. This way, you can position yourself in the best way to get hired.

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O Botsford

Olen

Botsford

8160 Marietta Crossroad

Chicago

+1 (555) 114 2764

8160 Marietta Crossroad

Chicago

Phone

p +1 (555) 114 2764

Experience Experience

Philadelphia, PA

Equity Product Controller

Philadelphia, PA

Jacobson-Swift

Philadelphia, PA

Equity Product Controller

Management of a team of Controllers, including their development & performance appraisal
Work with stakeholders to effectively prioritize requests and risks
Reporting & resolution of manual adjustments and breaks
Team worker
Effective management of stakeholder relationships across the virtual team, Finance, Business Unit and infrastructure
Engagement in and management of P&L production and financial reporting for the Financing Arbitrage trading desk
Responsible for managing daily and monthly PL reporting and financial control functions for the Japan Institutional Equity Division

Detroit, MI

IMD, Gsam, Fundamental Equity

Detroit, MI

Kerluke Inc

Detroit, MI

IMD, Gsam, Fundamental Equity

Work with product management teams to create materials used in new business pitches and client reviews
Contribute to the portfolio management team’s overall controls and efficiencies by identifying, streamlining and implementing process improvements
Assist with adhoc business analysis for senior management
Work with junior team members to create materials used in new business pitches and client reviews
Work across global teams to assist with implementation of new products
Spearhead with fundamental equity brand building and business development in Asia
Serve as a product management generalist across the Fundamental Equity Platform

present

Detroit, MI

Equity Administrator

Detroit, MI

Ryan-Robel

present

Detroit, MI

Equity Administrator

present

Assisting the Direct Market Access group with out of balances, questions and new processes
Create and retain evidence of successful internal control execution on a timely basis
Assisting the Equity Derivatives group with out of balances, questions, and new processes
Manages administration and recordkeeping of equity-related programs, stock compensation plans, share repurchase programs and dividend distribution programs
Provide administrative support & services to institutional trading desk and Direct Market Access group
Manages the company’s equity position and activity through auditing, accounting, reconciliation and reporting
Assist in maintaining the integrity and accuracy of all institutional databases, records and systems

Education Education

Bachelor’s Degree in Finance

University of California, Irvine

Bachelor’s Degree in Finance

Skills Skills

Excellent attention to detail, problem solving skills and excellent judgment
Candidate should be proficient in time management and able to initiate and manage projects
Strong experience and skills working with vulnerable and rural communities
Advanced Excel knowledge (macros, pivot tables, vlookup, etc.)
Strong knowledge of local rules and regulations
Strong oral and written communication skills with emphasis on establishing and maintaining quality control procedures
Ability to manage others and interact with a varied and diverse set of community stakeholders
Good relationship with local brokers
Excellent verbal and written communication skills
Has proven ability to interact with multiple internal and external functions including clients, sales and other functional operations teams

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15 Equity resume templates

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Specialist, Equity Commission Resume Examples & Samples

Bachelor's degree required, financial concentration preferred
Minimum 3 years in a related field environment
Proficient in MS Outlook and Suite with a heavy emphasis in Excel
Exceptional interpersonal communication skills
Excellent time management and critical thinking skills

Equity Sector Specialist Resume Examples & Samples

Prepares and publishes written/oral marketing pieces such as Stock Call of the Week and the SelectLISTS
Gathers financial and other data from various resources to respond to FA requests
Creates relationships and becomes contact point for branch managers and top producers with their equity needs
Prepares presentations for Road Shows and Morning Meetings for new FA's; will present information and attend road shows in the absence of Department Head
Assists in the training process for new Liaisons
Responds to questions about specific stocks, industries, market trends (90% of all requests are by phone)
Mentors and coaches the less experienced Liaisons
Analytical skills sufficient to assess and explain events in the market
Problem solving skills and the ability to think independently sufficient to market ideas and assist FAs
Ability to present ideas and insight to veteran and new FAs

Asean Equity Specialist Resume Examples & Samples

Responsible for ASEAN stock analysis and investment recommendations with robust knowledge of stocks in the South East Asian region as a minimum
Undertake robust and rigorous research and analysis on ASEAN companies
Recommend and share investment ideas for ASEAN equities to other investment professionals within the Asian equities team
Provide macro-economic views and insights as well as opinions on the outlook for ASEAN equities and key and pertinent market drivers from top-down and bottom-up perspectives
Partner closely with the rest of the Asian equity team and build close working rapport. Contribute to the broader alpha generation of the team beyond just ASEAN stocks through the provision of relevant and insightful comments on drivers for non-ASEAN Asian stocks
Operate as part of the team utilizing best practices in terms of philosophy and process while contributing to evolution and development
Build partnership and strong working relationship with the ASEAN Small and Mid-cap team in Tokyo
Minimum 3 years ASEAN equity market experience
Proven portfolio management skills preferred
Ability to work under pressure, multi-task and prioritize
Well organized and disciplined
Asian languages would be an advantage but not essential

Asian Equity Product Strategist Associate Resume Examples & Samples

With Portfolio Manager/Senior Product Specialist oversight, prepare portfolio reviews, market updates and other timely marketing materials that can be shared with account managers and clients. Promote high quality output and maintain oversight for all materials produced
Take a proactive approach to solving clients’ investment-related, business and operational issues by serving as the liaison between the investment team and all other areas of BlackRock (compliance, legal, operations, marketing and sales)
Contribute to new business opportunities via timely response to requests for proposal (RFPs)
Enable "minimal distraction" for fund managers
Through daily responsibilities, develop relationships with partners across the firm, and increase awareness of the team's products throughout BlackRock
Partner with Client Businesses to engage clients, prospects, consultants and intermediaries on BlackRock’s overall Asian Fundamental Equity investment philosophy, process, and outlook as well as on the performance and positioning of specific products

Associate Product Strategist Value Equity Resume Examples & Samples

Prepare product presentations for prospects and existing clients
Editing/checking of product RFP/RFIs
Conduct ad-hoc data analysis projects to help position the Fund
Maintain and develop a universe of contacts with the sales force for the current retail products
Series 7 and 66/63 preferred, required within 9 months

Equity Portfolio Manager Resume Examples & Samples

Manage all aspects of portfolios including index changes, corporate actions, and cash management; ensure that portfolios track within performance expectations
Apply quantitative techniques and models, coupled with specific market knowledge, to portfolio construction and risk budgeting
Use various investment vehicles (including derivatives) and trading strategies to meet a desired investment objective
Attribute fund performance and understand sources of portfolio risk relative to the benchmark
Establish portfolio management expertise and champion the funds to internal groups and external clients
Support senior management and client-facing groups on fund education and ad-hoc requests
Bachelor's degree in finance, economics, or related field. Graduate degree or CFA desirable
Familiarity with exchange traded funds is desirable
Solid working knowledge of capital markets and portfolio management theory
Expertise in Excel
Excellent verbal and written communication, teamwork, and relationship-building skills

Global Equity Team Product Strategist Resume Examples & Samples

Deliver highest quality investment communication to a wide range of clients & prospects
Enable "minimal distraction"for portfolio managers
Deliver/present highest quality product information to clients, prospects and internal marketing & sales teams with a view to increasing the team’s assets under management
Assist in educating the sales force where appropriate on the Global Equity team’s strategies
Assist in developing the Global Equity team’s marketing strategy
Assist in the preparation of product presentations
Work with the Global Product Strategist group to ensure best practice across the team, implementing new ideas and adopting beneficial strategies
Excellent communication skills both oral and written
MBA, IMC and/or CFA or other professional or higher degree desirable
Ability to confidently present to small and large audiences
Technical and quantitative - must be able to understand and articulate investment management strategies & concepts clearly and with confidence
Advanced PowerPoint and Excel skills
Series 7 and 66/63

Risk Manager Equity Hedge Funds, VP Resume Examples & Samples

Knowing the risks by thoroughly understanding all investment holdings
Understanding who the client is and what his/her investment objectives are
Understanding the factors impacting the equity and alternatives portfolios and managing those risks
Performing ad-hoc analyses and reporting to help address real-time demands of the team
Developing a deep understanding of equity risk modeling techniques
Minimum 5 years experience working in Risk Management or Quantitative finance role
Degrees in finance, quantitative finance, economics, econometrics or applied statistics are preferred
FRM, PRMIA, Chartered Financial Analyst (CFA) designation is a plus
Knowledge of the financial markets, with familiarity in equity and hedge fund products and investing
Some experience in Visual Basic, R, Matlab and/or SPlus is a plus, but not required
Strong written/oral communication and outstanding interpersonal skills
Highly organized, ability to adhere to tight deadlines, and flexibility in modeling (financial markets are always changing, and so are our models)
Previous working experience within a similar field is an advantage. Likely candidates will come from a Risk Modeling company, Investment bank or another Asset Manager

Team Leader, Index Equity Resume Examples & Samples

Primary business owner for IE emerging markets portfolios, both pooled funds and segregated, custom mandates
Inspire a team of portfolio managers through excellent career development and performance management practices
Represent IE in emerging markets discussions with clients, internal investors, regulators and index vendors
Pro-active coordination with key portfolio management stakeholders, including Equity Trading, Business Operations and BRS
Manage relationships with key stakeholders who are critical to the delivery of superior client experience in our emerging markets portfolios
Develop a network with investors across the firm to understand their view of markets and share our investment perspectives
Develop strong relationships and collaborate with colleagues across Beta Strategies globally
Coordinate with the office of the COO and BRS to contribute to the future of the IE portfolio management systems
Experienced manager with proven track record of building high performing teams
10 years experience in the investment industry; thorough understanding of asset management, equity markets, operational processes and trading
Comprehensive knowledge of emerging markets
Significant and successful track record in continually driving excellent investment results
Strong communication skills with a proven track record of being an effective spokesperson for an investment team with internal and external parties
Excellent analytical and problem solving skills coupled with a strong attention to detail

Equity Product Mgmt Team Associate Resume Examples & Samples

Partner with product marketing, product specialist, channel marketing, training and sales teams to support product priorities, ensuring comprehensive content to support Active Equity product distribution goals
Contribute to the positioning of Active Equity priority products in USWA by articulating each fund’s distinct investment attributes and competitive advantages and ensure consistent positioning with sales
Collect and synthesize sales and client feedback to assess product positioning, as well as to inform potential new product offerings in close coordination with Active Equity product development
Help define and position Active Equities’ competitive advantage in the retail mutual fund landscape
Understand and leverage industry dynamics, drivers of growth and new considerations to inform and drive commercial growth initiatives and identify top opportunity segmentation efforts
Organically conceive and develop more tactical investment and positioning ideas for sales team leverage
Ensure consistent Active Equity content deployment and positioning throughout BlackRock web properties (e.g. blackrock.com) and monitor key third-party (e.g. lipper.com, Morningstar.com) and competitor websites in the industry for Active Equity/competitor content
Conduct ongoing competitive analysis, product priority review and ongoing monitoring of Active Equity sales results to inform evolution of product focus and distribution effectiveness against stated goal. Ensure appropriate competitive knowledge with targeted internal consumption
BA/BS required
Progress toward a CFA designation or an MBA, a plus
5 years of financial services experience. Preferably with a focus on equity strategy, sales and/or product management
Relevant business strategy experience a plus
Familiarity with retail advisor industry and trends
Strong investment and product knowledge; specific equity knowledge strongly preferred
Ability to interface and collaborate cross-functionally in an investment management firm, and to execute across teams to drive projects with input and feedback from key stakeholders
Working knowledge of investment databases, including Morningstar, FactSet and Bloomberg
Understanding of (or demonstrated ability to quickly develop) performance attribution, market factors and driver of returns across equity funds and asset classes, in order to create clear linkage and sales leverage
Sound interpersonal skills and ability to quickly form meaningful working partnerships
Solid writing and editorial skills
Strong presentation development skills

China Equity Specialist Resume Examples & Samples

Responsible for China stock analysis and investment recommendations with robust knowledge of financial / accounting concepts
Undertake robust and rigorous research and analysis on Chinese companies
Recommend and share investment ideas for Chinese equities to other investment professionals within the Asian equities team
Partner closely with the rest of the Asian equity team and build close working rapport. Contribute to the broader alpha generation of the team
Serve as a resource for, and share information with, other investment professionals at BlackRock
Preferably 3-8 years experience in China equities analysis
Ability to speak/read/write Mandarin is essential; native fluency preferred
Proven investment skills preferred
Effective team player
Ability to work under pressure, multi-task
Conscientious with attention to detail

AM Equity Resume Examples & Samples

Strong academic background. Master’s degree in computer science, mathematics, engineering, finance, economics or other quantitative or technical fields is preferred but not required
Experience in empirical analysis using large data sets and databases
Strong programming experience in C/C /Java or equivalent programming languages
Programming experience in statistical packages, such as STATA/R/Matlab is a plus
Experience with machine learning, unstructured data, textual analysis or natural language processing is a plus
0-3 years of experience in related fields

AM Equity Business Technology Lead Resume Examples & Samples

Central resource for the COO and management for investment and production information, as well as updates on systems, procedures and project timelines
Resolve problems, provide input to technology on solutions and identify/implement new procedures and controls to mitigate risk
Proactively and effectively partner with numerous constituents within Technology to identify best practices and resolve issues that impact the business
Work closely with the Investment Assistant team and Trading team to ensure enhancements to our OMS platform is prioritized and well executed
Collaborate extensively with the COO and technology to build customized solutions to improve efficiency and work productivity to allow all relevant data to be available anytime, anywhere
Work closely with senior management and Risk on Error and Issue Management with a technology aspect to the issue/solution
Review Quarterly TCO + Profitability and Annual budget planning process for technology and ensure an equitable allocation to the business for services received
Information Owner for US Equity applications and perform ITSM/EURC/Access Approvals and annual recertifications
Work across COO LOBs to implement best practices and common technology procedures
Work with business resiliency COO lead and technology on annual disaster recovery exercises
Understand regulatory requests and policies as they pertain to technology
Lead and drive key programs for the US Equity business
10+ years in a similar role in a banking environment
Extensive knowledge and understanding of the Equities business, including derivatives and Long/Short products
Deep understanding and comfort with technical terminology and current/emerging technical standards
Experience of managing large, complex projects that included some technology aspects
Proven track record of delivering innovative solutions in large, complex business environments
Troubleshooting and issue resolution skills

Equity Valuations Associate Resume Examples & Samples

Conduct bi-monthly IPV of designated equity derivatives products and ensure 100% coverage. Ensure IPV issues are identified in a timely fashion, communicated to management and corrective actions have been taken to minimize financial exposure to the firm
Develop dynamic financial tolerance framework to manage valuation subjectivities consistent with risk profile of the business
Calculate monthly valuation adjustments
Provide weekly reports on significant price changes & trends and their P&L impact on related trading books. Report significant valuation issues weekly. Maintain documentation audit trail history
Daily review of P&L decomp. in collaboration with Market Risk Group and provide alerts on material market information not incorporated in EOD values. Liaise with IT, GRM and Product Control to design system requirements for the above. Design ad hoc P&L decomp. for high risk portfolios, pending automation
Daily monitoring of Day 1 & trade exit P&L, Cash Flow and unrealized gains profile
Ongoing review of related valuations analysis conducted in the Market Risk Group and Product Control to ensure accuracy and consistency across all trading books
Develop new and enhance existing Valuation policies and Documentation of

IBD, Financing Group, Equity Capital Market Resume Examples & Samples

Bachelor’s degree completed
At least 1 year of relevant banking experience
A keen, long-term interest in investment banking and the financial markets. Specific experience in a capital markets role at a major banking firm is advantageous, but not a requirement

IMD, Gsam, Fundamental Equity Resume Examples & Samples

Serve as a client portfolio management generalist across the Fundamental Equity platform
Communicate the Fundamental Equity Team’s investment philosophy, process, product positioning and current market trends to internal and external clients
Work with junior team members to create materials used in new business pitches and client reviews
Spearhead with fundamental equity brand building and business development in Asia
Develop and communicate knowledge of industry trends, competitive landscape and investment team’s capabilities to facilitate improved client experience
Proven work experience within the asset management industry will be essential to the success of this role
Excellent communication skills in English, both written and verbal
Fluency in at least one Asian language will be a plus
Detail oriented, motivated and hard working
Ability to handle multiple projects, deadlines, personalities and broad based coverage
Ability to succeed and work in a fast-paced, team-oriented environment

IMD, PWM, Equity Solutions Group, VP Resume Examples & Samples

Derivatives expertise in marketing, structuring and executing single stock transactions
Strong communication skills with the ability to break down complex concepts simply
Minimum 5 years relevant work experience

IMD, Gsam, Fundamental Equity Resume Examples & Samples

Serve as a product management generalist across the Fundamental Equity Platform
Prepare monthly and quarterly reports for clients and internal reporting across distribution channels
Work with product management teams to create materials used in new business pitches and client reviews
Assist with the completion of Requests for Proposals and ad hoc projects
Knowledge and understanding of Excel, PowerPoint, Word and adaptability to other software products
Command of an Asian language will be a strong plus
Must be detailed oriented, motivated and hardworking

IMD, Gsam, Fundamental Equity Resume Examples & Samples

Fundamental research on MLP issuer universe. Required analysis to include financial modeling, financial statement review, and due diligence on governing regulatory framework, macro sub-sector trends, individual issuer strategies and management competence. Also, responsible for maintaining an active dialogue with the sell-side analyst community
Creation of product marketing materials
Interaction with advisors and clients
Junior-level professional (1-3 years of experience)
Experience in buy or sell research; focus on MLPs preferred alternative research focus could include utilities or energy
Strong financial modeling skills/experience
Strong oral and written communication
Advanced degree and CFA a plus

Cib-equity Technology Resume Examples & Samples

Translate business requirements into code
Partner with business, technology and operations colleagues around the globe (New York, Hong Kong and London) to design and deliver optimal solutions
Provide production support
Make accurate build estimates
Offer technical expertise to the group in areas outlined under technical skills
Extensive experience working with the following technologies in the financial services industry

Business Manager Fundamental Equity Resume Examples & Samples

Provide leverage and direct support to global COO
Play a key role in the determination and execution of the business’ strategic growth plan
Produce strategic research pieces and ad-hoc analysis
Assist in the development of and own the implementation and tracking of a variety of projects
Co-ordinate the global operating plan, taking responsibility for ensuring that tasks and initiatives are completed in a timely and effective manner and operate as the final escalation/resolution point for outstanding issues
Partner closely with all members of the leadership team and broader business to drive execution of the operating plan
Ensure that key stakeholders across the business and broader firm are kept informed and updated
Represent Fundamental Equities as a delegate for the global COO where required
Coordinate, support and develop materials for leadership team meetings and events
Draft executive level presentations
Proactively identify opportunities to add value to the business
5 years + experience in asset management. Far more important than direct experience is the candidate’s ability to demonstrate considerable drive and commitment to owning and building the business
CFA an advantage but not necessary

Equity Financing Product Controller Resume Examples & Samples

Provide daily P&L functions for the DSP businesses in North America
Managerial responsibilities for a team of Analysts
Review and report monthly Books to Reported differences and monthly restatements of reporting system
Signing off on Balance Sheet accounts including Substantiation documentation and variance commentary
Produce P&L reporting to traders and business management on daily, weekly and monthly basis
5-10 years of experience
Basic understanding of Derivative products
Outstanding attention to detail and follow up

Equity Financing Product Controller Resume Examples & Samples

Provide P&L reporting to traders and business management on daily, weekly and monthly basis
New analyst to 1 year experience
Exposure to financial markets and instruments
Proactive, able to multi-task
Self-starter able to work independently, good team player

Equity Prime Brokerage Product Controller Resume Examples & Samples

Oversee and review daily P/L production and month end close process for Listed Derivatives, OTC Client Clearing and FX Prime Brokerage business areas
Deliver financial reporting and business performance metrics including revenue analysis, profitability and balance sheet
Drive improvements in controls and efficiency
Respond and deliver against ad hoc requests from the Business Unit and Finance Management
Effectively manage team resources
Bachelor’s degree in Finance / Accounting or related field
5 – 10 years of experience
Solid understanding of equity markets and products - Listed and OTC Clearing Derivatives a plus
Ability to communicate effectively across all levels; must be comfortable interacting with and presenting to Senior Management
Proven experience with enhancing existing processes and procedures
Strong organizational skills with the ability to multi task and prioritize conflicting demands

Equity Product Controller Resume Examples & Samples

Responsible for managing daily and monthly PL reporting and financial control functions for the Japan Institutional Equity Division
Oversee the reporting functions carried out by offshore deployment teams
Liaise with other functional areas of Finance and other divisions (e.g. Operations, IT) to assess impact of business activity to firm and legal entity financial condition and reporting
Coordinate with overseas counterparts on various projects to enhance reporting, controls and/or efficiency
1-3 years of industry experience
Knowledge of financial products, particularly Equity (including stock, Listed/OTC derivatives)
Strong communication skills in English essential, ability to communicate in Japanese preferred
Intermediate Microsoft Office skills (focus on Excel and PowerPoint)
Attention to detail, with attitude towards maintaining tight control environment

Equity Product Controller Resume Examples & Samples

Understand the Business supported strategies, products and inherent risks
Understand the Risk & Reporting Systems, identifying opportunities to enhance the Control Environment, Standardisation, and Scalability and add value
· P&L Reporting
· P&L Attribution
· Market Commentaries
· Risk Analysis
· Month end reporting and reconciliations
Management of a team of Controllers, including their development & performance appraisal
Strong controls awareness
Financial Products knowledge essential
Chartered Accountant or equivalent specialization in Finance stream
Preferred 0 – 2 years financial experience (Capital Market related experience an advantage)
Macros & VBA knowledge will be added advantage
Product Knowledge on Equity Swaps will be preferable

Equity Portfolio Services Operations Specialist Resume Examples & Samples

Provide proactive and effective operational support to the MSIM front office and business support functions
Act as primary conduit between MSIM and the State Street outsourcing agent for assigned strategies
Continuously review State performance against agreed SLA deliverables
Jointly manage State Street Corporatin (SSC) and MSIM operations action plans to enhance service quality and address operational deficiencies
Leverage tools to perform enhanced analysis to supplement SSC's agreed deliverables
Take leadership role in all product development and T3 (take on/termination/transition) activities on behalf of MSIM operations, including the review of client Investment Management Agreements, IMA amendments, and market registration status for their assigned strategies
Oversee production of fund board, client meeting and marketing materials, client questionnaires, and RFI/RFP responses as required
Represent MSIM operations in senior capacity related to deliverables for internal audit, SSAE 16, SOX, cross-MSIM/divisional working committees, etc
Bachelor's Degree, with 5-7 years of relevant work experience a plus
Desire to develop and maintain client relationships
High level of motivation with the ability to work both independently and as an effective member of a team
Strong aptitude for learning and effectively using new software programs
Proficient computer skills, particularly with Microsoft Office (i.e. Word, Excel, and Access)

Equity Documentation Resume Examples & Samples

Negotiate full suite of equity related documentation including, but not limited to, ISDA Master Agreements and Credit Support Annexes, prime brokerage account agreements, listed derivative trading agreements, OTC clearing documentation, tri-party control agreements, and other trading-related agreements
Work closely with IED Sales and Trading desks as well as members of Firm’s Legal, Risk and Credit teams. Client coverage includes hedge funds, mutual funds, pensions, insurance companies, banks, corporates and money managers
Act as primary point of contact with clients and their counsel for all trading documentation negotiations and questions. Interact with clients in connection with new industry rules and regulations under Dodd-Frank and EMIR

Equity Derivative Structuring & Marketing Resume Examples & Samples

Previous experience as an Equity / Fund Structurer / Marketer in one of the top investment banks, typically Analyst level
Strong exotic equity / fund derivatives structuring experience
Strong quantitative academic background, preferably with a focus on financial mathematics (Master's degree or above)
Commercial effectiveness
Fluency in other European languages is a plus

Securities, Equities, Equity Liquidity Strats Resume Examples & Samples

Design, build and maintain complex, scalable, low latency and high capacity distributed software systems in C++ for real time smart order routing and internalization
Conduct statistical data analysis to identify trading performance improvements
Understand North American market rules, regulations, exchange service offerings and implement changes to these on an on-going basis
Communication with traders, clients and compliance officers about new feature requests, explanation of existing features etc
Bachelor’s or Master’s degree in computer science or engineering
Two to four years industry experience, working on high-performance, high-availability, distributed systems
Broad knowledge of C++ and programming concepts (primarily on Linux)
Experience in load testing and performance optimizations
Basic statistical analysis and problem solving skills
Knowledge of equity and options market microstructure

Month Fixed Term Contractor Equity Settlements Processing Resume Examples & Samples

Ensuring that all deadlines are met, all allocated breaks are investigated and satisfactorily resolved
Manage variable daily traded volume within the role; adhere to tight deadlines, involving large financial transactions
Be fully aware of time critical deadlines and fully conscious of high value trades and sensitive clients
Maintain a high level of customer service and support, to both external customers and key Citigroup staff
Build strong relationships with other areas, including regular communication with the settlements teams
Ensure all post settlement breaks are resolved within the required timeframe and that the numbers of reconciliation differences are kept within strict tolerances
Escalation of high value or old exceptions to line manager in line with existing procedures
Meeting all Control and Compliance requirements and updating procedures as required
Being fully aware of information security requirements, and complying with the clear desk policies
Work experience in a reconciliations role within a Financial Services Industry is a benefit
Understanding of bank reconciliations, proofing
Displays a well-developed ability to schedule work and understand relative priorities
Building positive working relationships and working with team members to understand the root cause of an issue in a timely and effective manner
An understanding of the risk involved in managing agent stock and cash reconciliations and margin/collateral posting flows
Computer literate and ability to grasp several in house systems quickly
Analytical and problem solving skills are essential
Ability to investigate source of issue and advise of solution either technical or procedural to improve automation within the reconciliation
Demonstrates sound judgement and professionalism in decision making/problem solving, escalating to supervisor as appropriate
Good Microsoft skills including Excel, Word and Outlook
University Graduate
Industry exams e.g. FSA module exams or a full affiliate status

Equity Product Control Head-director Resume Examples & Samples

Oversight of Daily P and L production, validation and reporting
Profit attribution analysis
Extensive interaction with the trading floor management and regulators
Building and maintaining strong partnership with global and regional Business management
New Business review and validation
Oversight of Daily Sub-ledger validation
Oversight of Daily Risk/Position validation
Review of Daily Balance sheet validation/reconciliation
Management of Month end balance sheet and Management reporting
Senior key Business partner for Global Business Head and CAO
EMEA Equity Product Control point of contact for assisting in facilitation of global Equity matters
Key role in assisting with implementation of global consistency and best practice across Product Control
Significant experience managing an Equity Product Control team
Excellent technical knowledge around Equities product set
Strong technical finance skills, experience of a ‘best-in-class’ process
Demonstrable success in developing a Product Control function and building an excellent partnership with the front office
Proven track record of contributing to the financial agenda, leading change and supporting a business during a dynamic, fast growth phase
Used to working in a highly results oriented and performance driven environment with a focus on excellence
Able to deal in an intelligent, commercial and problem solving way with complex business issues
Excellent influencing skills. Able to communicate and present to executive level business management. Internally, must also be persuasive with a considerate but firm touch
Strong personality, tough, adaptable and resilient
Must have a good eye for detail, but also be able to step back and see the bigger strategic picture
Hard-working but with a good sense of balance to contribute to the professional culture
Ambitious, dynamic, highly driven and motivated. An agent of change
The gravitas to challenge ideas and balance opportunities and threats
Comfortable operating in a management environment, which is open and honest, lean, informal and dynamic
Excellent people management skills with the ability to lead and develop a Finance team reporting directly and indirectly
Qualified ACA/ACCA/CIMA with excellent academic achievements (preferably mathematical/numerical degree)

Structured Equity Resume Examples & Samples

Part of the integrated asset-class team, pricing and executing orders for equity, commodity and hybrid products (Structured Product and OTC). The candidate will source and deliver investment ideas and manage the syndication effort for primary structured product issuuance to Citi Private Bank clients, directly and indirectly
Actively enable and develop the syndication effort around high conviction ideas. This will involve idea generation, product pricing / implementation, documentation production (drafting, approval coordination)
Develop the sales / marketing and after-sales process
Communicate/deliver/close on client investment proposals and new account pitches as part of the overall client team
Ensure conformity with global Firm standards of client service, regulatory, compliance, and operating model
Assist with the roll-out and development of the project work needed to expand and improve on the platform and product infrastructure
Assist and manage the regular MIS activity (Mgmt Reporting, daily sales reporting, blotter maintainance, various ad-hoc metric requests
Experience in pricing, sales and trading of Equity products required
Active experience in derivatives required
Active experience in light exotic products beneficial
Exposure to High Net Worth Private clients and Family Offices would be beneficial
An additional language to English is beneficial but not essential
Strong IT skills essential
Ability to develop strong working relationships across functional and geographical lines
Fluent spoken and written English
Good initiative and Creativity – ability to present alternatives and construct new ideas
Strong service-focussed attitude
Self- motivated
Exceptional candidates who do not meet this criteria may be considered provided they have the necessary skills and experience
RDR qualification in place

Equity Structurer Resume Examples & Samples

1) Price commoditized and mildly bespoke exotics at small sizes
2) Perform iterations on trade attributes and market data for analysis
3) Perform backtests on structures and customized indices
4) Keep abreast on market data moves and key calls for pitching purposes
5) Generate termsheet
6) Produce pitchbook
7) Liaise with on-shore structuring, trading, sales, quants, IT etc
3) Self-motivated with independent thinking and practical mindset
4) An excellent team player who puts team goals before his/her personal ambitions
5) Familiar with Excel, PowerPoint etc. Knowledge of VBA coding is a plus

Equity DMO Resume Examples & Samples

Ensure flawless, accurate, and timely controls around the capture of the trading desk's risk
Monitor intersystem reconciliations and various controls across the business
Provide operational insight for process mapping of New Business Initiatives being driven by front office
Effectively manage queries from other departments including Settlements and Confirmations
Develop relationships with counterparts in EMEA and APAC in order to implement best practices approach
Strengthen relationships with front office by providing superior client service and regularly seeking feedback
Drive continuous improvement within the role. Deliver quantitative results
Communicate clearly, concisely, and effectively to all audiences
Increase STP (Straight through Processing) rate of all products by actively engaging IT and Ops Change teams
Adhere to escalation procedures within Equity DMO
4-7 years' experience in a large financial institution
Strong Knowledge of Excel
Thorough understanding of Cash and Derivative Equities products / markets
LI-TP1

Equity Strategist Resume Examples & Samples

Strong communication skills, in particular presenting and editing/writing
Thorough knowledge of investment and capital markets
CFA charter holder or other professional qualification
Clear analytical and statistical mind
Flexibility, adaptability and responsiveness to variable workload
Focus on detail. Be able to demonstrate organizational skills and diligence
LI-AM2

Equity Operations Team Leader Resume Examples & Samples

Prepare and validate T0 PL for FO EOD review and signoff
Reconcile and explain any material PL movement from T0 to T1
Perform various analyses and ad hoc requests from FO
Participate in process improvement initiatives with various stakeholders
Perform EOD controls such as off-market checking, new trade PL review etc
Assist to build out new functions in Middle Office such as Data Integrity
Provide support for risk reporting such as risk validating, exception review and act as the centre point of resolving issues
Working hours 9am to 6pm. (Some overtime may be required.)
Responsible for the process execution on a daily basis
Responsible for assisting analysts on a daily basis
Responsible for processing complex transactions
Responsible for tracking daily performance metrics and devise measures to improve the same
Focus on stabilizing the process and meeting customer expectation
Provide performance feedback to analysts
Mentor and guide the existing team and assist the new hires
Graduate or post graduate in Commerce/Finance (B.Com/ M.Com/ MFM/MBA Finance)
2 to 4 years of relevant experience in investment banking/brokerage/ custodian banking
Previous experience in a BPO or transaction processing business would be preferable, with experience in interaction with overseas clients or customers on the phone Experience in
Settlements area of a brokerage or at a custodian bank;or
Brokerage industry trade administration and clearance or
Interacting with clients and agencies such as exchanges or
A back office functions of bank, custodian or a brokerage firm
Good communication skills and presentation skills
Solid interpersonal and client-relationship skills
Aptitude for understanding technology
Independent decision making
English fluency mandatory. Mandarin Chinese also preferred

Junior Equity Portfolio Manager Resume Examples & Samples

5-8 years of professional experience
Desire to learn financial valuation and modelling skills
A strong interest in operating in a trading environment
A strong desire to develop risk management and portfolio management skills
Excellent oral communications skills
Demonstrated ability to work independently and as a team
Advanced degrees and designations a plus

Equity Capital Market Analyst Resume Examples & Samples

Undertaking comprehensive financial analysis, financial modelling and valuation
Assisting senior bankers in execution of transactions, including book building, pricing and syndication process; documentation and liaising with other external intermediaries/ institutions
Developing relationships with junior executives at our clients/ institutional investors
Preparing presentations, pitch books and marketing materials
Working with public and private companies, governments and financial sponsors to originate, structure and execute equity and equity-linked financings

Equity Product Controller Resume Examples & Samples

Engagement in and management of P&L production and financial reporting for the Financing Arbitrage trading desk
Report and agree daily P&L with Business Unit and Finance counterparts
Key ‘go to’ person for the Business Unit, responding to and addressing P&L issues and requests in an accurate and timely manner
Effective management of stakeholder relationships across the virtual team, Finance, Business Unit and infrastructure
Support team members in the resolution of complex issues and drive cross training and robust cross coverage within the team
Manage control framework across complex, cross-entity, multi-derivative trade structures, including understanding tax frameworks and accounting treatment
Understand and enhance the control framework in areas such as: position control, valuation, trade integrity, currency, Greek attribution, dividend economics and legal entity review
Understand and be in control of a wide range of equity instruments including but not limited to: options, futures, swaps, certificates, securities lending and equity repos
Identify control gaps. Enhance the quality and increase the scalability of existing controls
Participate in and drive the streamlining of processes and reduction in sign off times
Escalate appropriately risk issues as and when they arise
Work with stakeholders to effectively prioritize requests and risks
Develop a deep understanding of the businesses and understand the strategies and P&L drivers. Draft revenue commentaries for presentation to finance management
Participate in a wide variety of global finance projects
Month end reconciliation and validation of the Balance Sheet
The successful candidate should be able to demonstrate a rounded commercial approach to reporting and controllership, with proven skills in chasing issues through many layers to discover root causes
Confidence in managing relationships across a wide variety of stakeholders, business and geographic areas
Ability to manage work load effectively across a team, develop practical solutions to problems whilst balancing multiple issues and priorities appropriately
Candidates for the role should hold an Accounting /Finance/Mathematical degree or equivalent, and have an understanding of the balance sheet
Relevant work experience in the financial services industry (regulatory reporting, financial and product control, liquidity, treasury)
Candidates should possess excellent Microsoft Excel skills and be proficient in data mining and summarising and presenting themes and results in a meaningful format
Knowledge of financial products which are used in the financial services industry, in particular equity products, would be preferred
Candidates should be highly numerate with a close attention to detail, and demonstrate a strong commitment to developing your own skills
Have the flexibility required to work in a dynamic environment under tight deadlines to high standards of guardianship
Team worker
Versatile communicator

Equity Advisory Team Member Resume Examples & Samples

Part of the integrated client team, delivering ideas and investment strategy recommendations as well as providing the highest level of tactical advice and execution to senior Citi Private Bank equity trading clients directly and indirectly
Actively market and develop a dedicated client base of between 10-20 long term accounts in order to achieve business revenue and service objectives. Identify client needs and objectives within overall investment objectives and match to service delivery capabilities
Develop and constantly update market intelligence in order to meet/exceed external standards of best practice in order to introduce single stock ideas through CIRA and CPB research functions
Maintain rigorous risk management approach with clients on their exposures in line with client risk tolerances
Responsible for increasing sales across the product set from cash equities and listed derivatives to OTC derivatives (vanilla, barrier, worst-of, delta one, accumulators and decumulators)
Increase connectivity and engagement between Markets and Citi Private Bank clients and staff
Actively participate in daily morning meetings and marketing team sales calls
Assist with the roll-out and development of the IT projects needed to expand and improve on the platform
Experience in sales and trading of Equity products required
Sales or Sales/Trading background in UK, European and US equities required
Active experience in selling listed derivatives required
Active experience in selling OTC equity derivative products beneficial (vanillas, barriers, worst-of’s, accumulators, decumulators, delta one)
Good interpersonal and communication skills essential
Fluent spoken and written English. An additional language to English is beneficial ideally Spanish, but not essential
Good initiative & Creativity – ability to present alternatives and construct new ideas
Ability to work in a changing, project based, team environment
Ability to motivate members of the team
Self- motivated and ability to motivate team members
Preferably Degree educated, however, exceptional candidates who do not meet this criteria may be considered provided they have the necessary skills and experience

Equity Settlements Analyst Resume Examples & Samples

Review CNS buy in report
Issue/Initiate CNS buy in orders
Contact failing brokers by phone for fail status
Reconcile aged fails
File NYSE extensions for fails
Notify short parties
Review threshold securities and seg reports
Ensure transactions are correctly recorded in appropriate systems facilitating successful settlement
Maintain excellent client service skills (Internal & External clients)
Address settlement discrepancies and engage appropriate desk/Manager for prompt resolution
Adhere to all rules, regulations and procedures that governs this role and organization
Computer literacy, knowledge of Excel and Word
Detail oriented, good problem solver
Should have good communication skills
An overall knowledge of Equities products
Knowledge of ADP, DTC Cage, Loanet, Global1 and Euroclear
Minimum of 3-5 years of Settlement experience

Managing Director, Active Equity Investments Resume Examples & Samples

Generate consistent levels of excess return that exceed both the benchmark and majority of peers
Implement a disciplined investment process including stock selection, portfolio construction and risk management
Extensive marketing and sales background, including the ability to present & market the equity process to clients and consultants
Develop and utilize marketing materials to communicate the investment process internally and externally, emphasizing why you should be selected versus the competition
Successfully leverage the centralized research analyst team, while sharing own investment insights
Extensive managerial experience in order to add depth to the equity management team
10+ years of experience in investing with proven track record of outperformance
Sound fundamental knowledge of financial markets
Background in equity management
Extensive experience in equity marketing and sales
Strong verbal/written communications and interpresonal skills
Exceptional ability to explain, communicate and present investment process

Equity Market Specialist Mexico City Resume Examples & Samples

Protecting the existing terminal base by influencing customer usage patterns, increasing product adoption, and helping the sales-force to generate and close new sales opportunities
Furthering the knowledge of our sales-force by designing and delivering customized training
Mexico based
Fluency in English and Spanish language is required
An extensive network of deep client relationships, and ties to applicable professional organizations, societies and associations
Exemplary communication and customer service skills, with the ability to initiate, develop and maintain relationships with senior market professionals

Equity Market Specialist Sao Paulo Resume Examples & Samples

Building and maintaining key relationships with decision-makers and senior financial professionals
Shaping future product development by providing business managers with actionable feedback on the latest trends, regulations and market practices
Sao Paulo based
Fluency in Portuguese, English and Spanish language is required
Demonstrable expertise and success in the financial industry, with a broad and detailed theoretical knowledge and practical experience as a equity analyst or specialist sales, so that the successful candidate can meet the high-level analytical demands of our customers
Strong written skills
Strong organizational skills, with the ability to successfully prioritize multiple tasks

Sustainable Investors Equity Strategist Resume Examples & Samples

Take responsibility for marketing material for internal and external clients, including written reports, presentational slides and capability reports
"Own the business" in terms of helping to craft a business strategy for the team on a global basis
Help create brand presence and communication using novel approaches including the newsletter, web site, etc
Provide and monitor performance analysis for all products
Liaise with internal analysts and portfolio managers in order to accurately represent the strategy internally and externally
Build extensive knowledge of investment and portfolios
Work on equity projects or initiatives as required, supporting and leading initiatives to improve efficiency or maximise growth
Support new business, assisting in the preparation of RFP’s and new business pitches
Help in management of existing product shelf
Work on marketing of new product launches, developing a good understanding of appropriate delivery vehicles
Build and maintain strong network of contacts through distribution channels
LI-CD1

Equity Product RM Resume Examples & Samples

Liaise with the Equity Ops/front office, Offshore Center and other On-boarding functional teams to facilitate account set up and account maintenance
Drive the Client Data Services’ Agenda & Target Operating Model with the stakeholders
Work in an integrated fashion with peers to ensure appropriate level of coverage and customer service is provided to the stakeholder community
Monitor workflows to ensure PLA are met
Monitor / discuss escalations from the stakeholders
Execute ad-hoc requests and manage customer expectations
Drive Process Efficiency for the Equity business on Client Data Quality / Integrity
Support the Company’s Diversity programs
Prioritize outstanding requests
Engage where input is required on Change programs
Timely escalations to the CDS Management
Deliver to agreed SLA parameters for existing customer groups and also new customers recently taken into GBM On-boarding
Review to ensure we are in line with the Client Hierarchy Standards & also work closely with the Chief Data Office
Assist in projects to onboard new systems
Performs according to prescribed procedures & policies
Minimum of 5 years’ experience in Client Data Operations especially on the Securities Business
Minimum of a Bachelor’s Degree in any discipline
Good communication and inter-personal and influencing skills
Proven experience building relationships with stakeholders
Spanish as a language would be an advantage

CIB & F&BM Equity Exotics & Hybrids Product Controller VP Resume Examples & Samples

Running and analysing the mark to market of the portfolio, daily P&L reporting, P&L substantiation, and residual analysis
To produce the daily Risk reporting for Front office, specifically the risk used in VaR calculations
Working with Financial Control to ensure that front to back systems are in line, and to close out month end with accurate reporting of MIS and accounting in the books and records
You will have oversight of month end reconciliations, with emphasis on the control agenda, ensuring integrity and substantiation of exceptions between Balance sheet / GL and Front Office systems
Production of daily/weekly/monthly MIS, commentary and controls, and reporting to senior Finance and business members
Working with Front Office on new deals and analysing the impacts to the Control function, as well as evaluating the accounting impacts of complex deals
Working with the centralised Balance Sheet function to report on and substantiate Balance Sheet usage, RWA and Funds Transfer Pricing
Responsible for adding continuous improvements to the process and infrastructure, as the changing regulatory and financial landscape means you will be involved in analysing impact for the business and driving through change
Support any new initiatives, for example new reporting systems or new products
Preferably a qualified accountant ACA/CIMA/ACCA, with proven track record in Product control
Technical understanding of equity derivatives, covering vanilla and exotic products, and excellent understanding of risk and Greeks, including familiarity with barriers, multi-asset options, Worst/Best of Baskets, and cliquets
Excellent Analytical skills, with strong oral and written communication /presentation skills, demonstrating an ability to develop strong working relationships
Self-motivated, initiative taker, who is good at problem solving and devising solutions
You must thrive on task completion, exception resolution and enjoy being constantly challenged
Highly organized, and very control orientated with sound time management skills, being flexible to handle multiple tasks at the same time and prioritize the tasks in the order of importance
Keen to question everything and understand the detail behind the numbers and/or process
Strong accounting knowledge of financial instruments, to ensure compliance with appropriate corporate and regulatory requirements
Understand and contribute to control frameworks; Control self assessment (CSA), SOX, New Business Initiative Approvals, etc
Proven people manager and change agent

Chinese First Word Equity, Shanghai Resume Examples & Samples

Bachelor's degree or equivalent experience
Proven stock-market experience, with broad contacts in the investors, exchanges and company officials community
Strong work ethic, team player, ability to work calmly under pressure
Fluency in Mandarin Chinese

Equity Execution Services Product Control Resume Examples & Samples

Maintain and develop best practice controls around both P&L and balance sheet
Maintain strong networks and communication across all functions that support and control the Equities business, including Market Risk and Operations
Provide direction and support to the dedicated team of controllers in Mumbai

Ishares ETF Equity Product Strategist Resume Examples & Samples

Work within a team of 3 (this VP role plus 2 ASO), to design and execute on all day-to-day client and sales queries related to our Equity range (35%). In this respect, the candidate will work closely with the BlackRock Equity Portfolio Management team and the iShares Product team to deliver a comprehensive service to clients on the iShares EMEA Equity product range
Work closely with the Head of the team to represent ISI and iShares in client meetings and presentations across the region, with respect to our Equity product suite (40%). Strong client facing role - ideally 3 or 4 roadshow per year. To be executed in partnership with rest of the team to cover all core and flagship markets
Contribute to Marketing campaigns and product launches (25%). Work to develop close links with other businesses and teams, such as Product Marketing, which form part of the communication process to ensure timely and effective message delivery. Contribute to produce market-leading thought pieces, to promote our deliver iShares EMEA Equity product range – offering to clients a deep understanding of product structures, performances and risks. Create content with a technical driven focus for sophisticated clients – across the iShares EMEA Equity product range
Be a product champion, representing iShares Equity products internally and externally, where appropriate
Candidates must have a strong and proven track record in the equity indexing fund space – for example in portfolio management, or product strategy roles. Understanding of Exchange Traded Funds a plus
Knowledge of index construction methodologies and terminology a must
Strong and proven client facing track record
Excellent communication skills including writing and presentation skills
Wiliness to travel – approx. 8-10 days per month
Experience of managing multiple projects simultaneously a must
Experience in managing teams a plus
Ability to pick up & digest new detail quickly
Quantitative aptitude and analytical skills
BA / BS in Finance, Economics, Mathematics, Engineering or similar field
IMC a plus
Ability to build relationships both within and outside a firm

Equity Resume Examples & Samples

Provide Compliance support for Equity Sales and Trading with a primary focus on electronic trading, as well as support functions: IT, Legal, Risk, Operations, Controllers, and Finance
Provide advisory support to electronic sales, supervisors, IT and Risk on regulatory rules: 15c3-5 (Market Access), Reg SHO, Reg NMS, Rule 5320, trade reporting and Rule 605/606
Heavy interaction with technology support to provide guidance and ensure trading technology and trading practices remain compliant with Firm policies and industry regulation
Communicate with electronic sales and supervisors to assess risk and remediate issues
Assist in the design and maintenance of written supervisory procedures
Assist in regulatory reviews, including inquiries, audits and exams
Design and deliver applicable training for business unit personnel
Actively monitor regulatory developments and trends, and take appropriate action to ensure the business unit complies with new or amended regulations
5-10 years of related experience
Candidate must demonstrate ability to effectively review and analyze data/situations and apply judgment to resolve issues in a timely manner
Candidate should be proficient in time management and able to initiate and manage projects

IMD, PWM, Equity Solutions Group, VP Resume Examples & Samples

Managing options portfolios
Working on special projects
Buy/Sell-side equity derivative desk experience; risk responsibility a plus
Experience trading US Exchange-Listed, Flex and OTC products
Both single-Stock and index trading experience a plus
Understanding of overall market structure/mechanics
Proven ability to communicate effectively with traders, salespeople and clients

Basel Measurement & Analytics Equity Associate Resume Examples & Samples

Calculate, analyze, and report Basel 3 RWA for the Equity portfolio
Partner with LOB Controllers and Risk Management to investigate and determine key drivers of quarterly RWA variances such as portfolio changes, policy updates and capital treatment
Provide stress analysis for CCAR and ICAAP
Drive implementation of policy and methodology updates to the B3 rule engine, including defining business requirements, participating in user testing and establishing controls and procedures
Perform impact analysis on methodology enhancements and rule changes
Identify, track, and resolve credit risk data quality issues; Work towards streamlining and improving processes
3- 5 years experience in Finance, Risk Management, or related field
Experience in credit risk management and reporting
Experience in a production or operations environment preferred
Experience in project management preferred
Experience with Basel regulatory capital rules preferred
Experience driving large initiatives across multiple functional groups
Strong problem solving and analytical skills, able to work independently
Self-motivated individual who seeks a challenging role
Strong communication skills and relationship-building skills
Excellent organizational skills and control focus
Superior attention to detail and process-orientation
Expert in Microsoft Access and Excel required
Knowledge of Basel III rules a plus

Institutional Equity Executive Assistant Role Resume Examples & Samples

Liaise with New York on upcoming management teams coming to the West Coast. Manage logistics of corporate roadshows and field trips for Technology, Media, Telecom, Financials, REITs, Healthcare, Insurance and Energy sectors
Arrange all business travel for sales and trading
Provide telephone coverage back up for sales and handle urgent calls with appropriate judgment
Process invoice payment requests for consultants, international conferences, and research vendors and facilitate research Obtain pre-approvals via EnC system for managers and associates to attend business related conferences and summits

Equity Settlements Clerk Resume Examples & Samples

Prematch Client trades Resolving Matching Details on Client trades
Chasing Client when Insufficient Communicating with Client Static Updates for Clients Liaise between Clients / Settlements / MO Update Client Contact Detail
Proven Client Service skills Market knowledge as a preference
Computer literate with a quick mind able to learn in-house systems speedily
Must be skilled in most Microsoft applications EXCEL,WORD and Outlook

Developer Equity Risk Systems Resume Examples & Samples

Solid knowledge and experience with a compiled Object Oriented language, such as Java or C++
Experience developing multithreaded and real-time systems
Strong problem solving and communication skills
Strong knowledge of and experience applying design patterns and principles
Unix/Linux knowledge/experience
Knowledge of shell (ksh) scripting or a higher level scripting language (e.g Perl, Python)
Basic or better knowledge of relational DB concepts, SQL (Sybase a plus)
Equity Derivatives knowledge or other financial knowledge

Valuation Control Equity Division Resume Examples & Samples

Managing the execution and review of the global price testing results for cash, prime services, equity derivatives and SMM across five global locations
Providing clear, concise reporting and explanation of valuation issues to senior finance personnel, including the global head of product control and senior front office personnel, including the global head of equities
Chairing the Independent valuation review and the global PVWG. These are cross-functional working groups, which are held on a monthly basis to review and control model risk and valuation risk respectively, with particular focus on the exotic population. Both groups will involve senior members of front office, quantitative modelling, market risk and model validation
Project managing a number of strategic change projects to deliver significant long term improvements to the effectiveness and efficiency of the existing control platform
Excellent communication skills, ability to articulate complex issues clearly and succinctly
Flexible attitude towards change and proven leading and managing tasks
Numerical degree level education – preferably finance / science / engineering / economics / maths
The candidate should ideally have a robust valuation knowledge of derivative products as well as the ability to demonstrate good control over deliverables with strong communication skills

European Equity Product Strategist Resume Examples & Samples

Maintain an up to date knowledge base on the investment team’s activities and outlook, and competitive positioning
Prepare portfolio reviews, market updates and other timely marketing materials that can be shared with account managers and clients
Quarterly and monthly commentary writing to include performance attribution
Enable "minimal distraction" for fund manager
Experience in, or strong knowledge of, equity investments industry preferred
Sharp oral and written communications skills
IMC preferred, required within 9 months
Progress toward CFA designation preferred

European Equity Product Strategist Resume Examples & Samples

Enable "minimal distraction" for portfolio managers
Maintain and develop a universe of contacts internally and externally
Assist in educating the institutional and retail sales forces where appropriate on the European Equity team’s strategies
Assist in developing the European Equity team’s marketing strategy
Product messaging and positioning
Building industry knowledge
Customisation and editing/checking of product RFP/RFIs
Work with the European Product Strategist group to ensure best practice across the team, implementing new ideas and adopting beneficial strategies
Confident person capable of engaging with internal and external client base
Experience with large institutional clients (pensions, insurance, consultants, etc) desirable
Experience of presenting to a wide variety of clients desirable; ability to communicate with conviction and flexibility essential
Deep knowledge of Equity markets preferable
Combine attention to detail with a flexible approach

Equity Specialist Resume Examples & Samples

Provide equity and structured notes recommendations on a book-level
Create and maintain strategic equity and ETF portfolios
Present tactical ideas on a weekly and ad hoc basis
Prepare ad hoc proposals for clients/FAs
Promote equity products within the context of asset allocation
Monitor equity markets for relevant trends and disseminate Citi research and views as appropriate
Develop structured note ideas and coordinate demand between FAs and the trading desk
Maintain performance reports and provide post-trade follow up
Knowledge of asset allocation and modern portfolio theory
Knowledge of equity valuation models
Knowledge of derivative instruments
Thorough understanding of portfolio construction, risk management issues, and quantitative methods
Strong background in discretionary investment offering (traditional and alternative)
Knowledge of a wide range of asset classes, financial instruments, and strategies
Effective communication skills (verbal / written / proposal) to all levels
Candidate will have 90 days to get the Series 7 license

Scientific Active Equity Risk Manager Resume Examples & Samples

Working with senior risk managers to help ensure that the risks are fully understood by portfolio managers and are consistent with our client's objectives
Understanding the factors impacting the SAE portfolios and managing those risks
Supporting the creation, production and delivery of analytics pertaining to risk management
3-7 years of related experience in the financial industry, quantitative equity experience preferred
Working knowledge of the financial markets, with expertise in equity products and investing
Programming (Matlab, S-Plus, SAS, Excel VBA, Perl,) and database (SQL) skills are highly desirable

Equity Product Controller Resume Examples & Samples

P&L Reporting
P&L Attribution
Market Commentaries
Risk Analysis
Month end reporting and reconciliations
6-8 years relevant experience
Preferred 2-4 years financial experience (Capital Market related experience an advantage)

Equity Solutions Group Wealth Management Professional Resume Examples & Samples

Ability to work & think clearly in a fast-paced environment
Advanced Excel skills a plus
Series 7 and 66 required (to be obtained within first three months of start date)

Equity Market Specialist Resume Examples & Samples

Marketing the product by speaking at external events and industry conferences; organizing and delivering seminars, webinars and audio-visual presentations; writing content for Bloomberg on-line and printed publications
Demonstrable expertise and success in the financial industry, with a broad and detailed theoretical knowledge and practical experience in the equity and equity derivatives markets, so that the successful candidate can meet the high-level analytical demands of our customers
Fluency in English and Japanese are essential

Global Data-equity Data Analyst Resume Examples & Samples

Please submit an ENGLISH resume/CV
Fluent in Portuguese and English
Spanish is a plus

Equity Product Controller Resume Examples & Samples

Understand the Businesses supported including the strategy, products and inherent risks
Understand the Risk & Reporting Systems, and contribute to enhancing the control environment
Daily analysis and substantiation of new trading activity to report and/or for discussion with the BUC’s and or Ops/BU
Daily reconciliation of the Risk systems attributed P&L to the Reporting system
Substantiation & distribution of reportable TD+1 P&L with analytics & commentary
Reporting & resolution of manual adjustments and breaks
Month end P&L reconciliation of books to be reported
GPC related projects, process enhancements, UAT testing etc
Other P&L related tasks and requests
Excellent organisational, communication and relationship management skill

Markets Equity Solutions Associate Resume Examples & Samples

Intermediate level corporate finance background and experience
Skilled in Microsoft Excel and PowerPoint
Good understanding of Capital Structure, Financial Statements and Valuation
Basic+ understanding of the current economy, equity markets, equity options and convertibles
Above average quantitative/math skills
Ability to work on and prioritize multiple projects, while maintaining superior attention to detail
Proficient with PowerPoint, Excel, Factset, Bloomberg ( Kynex a plus)
Good organizations skills
Hard working
Series 7 and 63 necessary to obtain

Equity Volatility Strats, Associate Resume Examples & Samples

Strong academic background in a relevant field - Computer Science, Engineering, Physics or Mathematics
Strong programming background in a structured language (C, C++, Java, Scala, etc.)
Knowledge of financial mathematics
High degree of enthusiasm and expertise in both mathematical modeling and software engineering

Equity Resume Examples & Samples

Supervise the post trade execution support, including confirmations and trade settlement process provided by the Equity or Fixed Income Cash Client Processing teams in Mumbai
Provide proactive and effective operational support for both internal and external stakeholders, including, clients, sales, traders, legal, compliance, risk, operations and other appointed client/fund service providers
Perform oversight of all internal deliverables and track performance of the team against the established Service Level Agreement and KRI’s
Working proactively with counterparts on a global basis, in making recommendations for process improvement and consistency
Using strong business sense and judgment to identify potential risk areas; making appropriate recommendations and highlighting those risks via the appropriate escalation channels
Working with the appropriate legal entity supervisor and the Mumbai management team to both report and remediate any issues observed in the Mumbai team
Direct experience operating within client services or a similar client facing role
Broad understanding of different investment products and instruments
Excellent attention to detail, problem solving skills and excellent judgment
Has proven ability to interact with multiple internal and external functions including clients, legal, compliance, sales, and other functional operation steams
Mandarin language skills (written and verbal)

Ops , Equity Operations Specialist, Analyst Resume Examples & Samples

Internal and external clients have different needs, the ability to communicate in a clear and concise way is vital. In addition, it is necessary to adapt to client specific needs in a positive way. Maintaining a good relationship with the various departments globally
CCP is responsible for supporting Morgan Stanley's clients and other MS business divisions to provide wide range of support related to post-trade execution and settlement process
Due to the pressurized environment and the need to deal with issues on an ongoing basis it is necessary to maintain composure while remaining assertive when dealing with complex problems
Has proven ability to interact with multiple internal and external functions including clients, sales and other functional operations teams

Equity Capital Market, Analyst / Associate Resume Examples & Samples

Origination and execution of equity financing deals in the primary and secondary markets
Analysis of equity capital markets
Fluency in Japanese (Native or Japanese Language Proficiency Test N1 level) and business level English
Excellent judgment and problem-solving skills
Solid communication and interpersonal skills; ability to be personable yet persistent
Previous GCM / IBD and or IED experience is required

Market Specialist, Buyside Equity Asean Resume Examples & Samples

Extensive experience on the equity buy-side as a portfolio manager or as an equity analyst within the ASEAN region
Demonstrable expertise and success in the financial industry, with a broad and detailed theoretical knowledge and practical experience in cash equities
Thorough knowledge and experience of the BLOOMBERG PROFESSIONAL� service, and familiarity with other relevant market information platforms
Strong consultative sales and written skills. Be able to convey complex concepts in simple terms
CFA designation a plus

Equity Programs Analyst Resume Examples & Samples

Ensure equity awards are administered in accordance with the terms and conditions of the agreements, the governing equity incentive plan(s), and internal processes and procedures
Partner with HR, Accounting, Payroll, Tax, Legal and the third party stock plan administrator to develop, enhance and administer procedures associated with equity awards
Understand cross-functional impact and considerations (accounting, securities law, tax, administration) for equity programs
Establish and maintain control procedures associated with stock plan administration
Prepare and provide communication and education materials related to equity awards, including grant notification, terms and vesting events
Assist in the analysis and preparation of reports for management and applicable stakeholders
Respond timely to employee equity questions, while maintaining the highest levels of customer service
Assist and lead administration, as assigned, of equity grant and vest processes
Assist with audits, reviews and SOX compliance
Participate on cross-functional teams for equity-related projects
Assist with other projects, as assigned

Black Rock Portfolio Manager Specialist Canadian Equity Resume Examples & Samples

Internal/external communication of portfolio performance, positions, etc
Analyze current investment performance to continually understand model and risk factor contributions to return
Monitor trading dynamics and predicted/realized transactions costs. Work with Trading & Trading Research to minimize implementation shortfall
Evaluate portfolio construction and implement improvements
Identify/monitor factor exposures and event risks; implement systematic controls
Identify current market environment and how it relates to portfolio positioning and performance
Respond to and handle enquiries from clients and prospects
Support the distribution effort and make presentations to end-clients and consultants. Travel is required, primarily within North America
Work with research teams to identify and evaluate new investment insights
Responsible for full life-cycle of investments including signal research, portfolio construction, trading attribution and client communication
Research and development of Canadian market strategies and contribute to research meetings across regional teams
Previous work experience, expertise and/or insight on the Canadian equity market, natural resources or commodities
MS or PhD in Finance, Business or some Applied Sciences field
Familiarity with databases, and with modeling and statistical packages (e.g. Matlab, SAS)
Familiarity with Unix and Windows environments
Strong programming skills and familiarity with numeric techniques
Effective interpersonal skills that will help foster a culture of teamwork and knowledge sharing
Detail-oriented and self-motivated. Ability to work in a fast-paced, team environment
Clear ability to understand and articulate the drivers of global market returns across various financial instrument types
Outstanding communication and presentation skills

Equity Product Controller Resume Examples & Samples

Essential qualification: Graduation in Commerce, specialisation in Financial Accounting
Strong MS Excel skills is a must
Basic understanding & interest in Financial Products essential
Preferred 5 - 10 years financial experience (Capital Market related experience an advantage)
Excellent organisational, communication and relationship management skill’s

AVP of Equity Accounting Resume Examples & Samples

BS or BA degree in Accounting
8+ years of related experience in a public accounting or private firm
Equity and compensation accounting experience

Senior Analyst, Cmrm Equity Valuation Resume Examples & Samples

Proficient Excel, VBA and Access skills are preferred to develop, modify and continually improve the risk management infrastructure used to capture and analyze risk
Good understanding of capital markets and financial risk management
Strong interpersonal and communication skills with the ability to translate complex technical issues for the benefit of others
Strong quantitative, analytic, and problem-solving skills
Strong conceptual and strategic thinking skills, ability to see the “big picture” in a complex environment
Independent thinker who takes initiative to capitalize on opportunities, minimize problems, and achieve efficiencies
High level of commitment to quality work

Long Short Equity Risk Manager Resume Examples & Samples

Work closely with other members of risk team to support our risk monitoring and management functions across multiple portfolios with emphasis in long/short equity portfolios
Perform in-depth ad hoc analysis of portfolio characteristics
Monitor global market development and communicate the impact to our overall portfolios
Enhance and build risk reports and toolkits to facilitate risk monitoring and analysis
Work with other departments to produce external risk reports such as investor letter risk reports
Degree in math, stats, financial engineering preferred
5-8 years of experience working in risk at a Hedge Fund in long /short equity capacity
Broad experience in global equity long/short asset class, and equity derivatives
Experience in multi-factor equity risk model such as Axioma or Barra a BIG plus
Experience in global macro and credit asset class a plus
Working experience with trading / risk systems a plus

Gwm-equity Solutions Resume Examples & Samples

Develop and manage project plans though strategy development, project definition, solution development, agreement, and implementation regionally and /or globally for business and regulatory priorities
Analyze current investment offerings and operating models across Wealth Management and partner with the Asset Class Leaders to define new business priorities
Drive new product development and build-out of new investment and new business capabilities for the Global Investment Opportunities desks in the US, EMEA, and Asia
Partner with Legal, Compliance, and Risk to identify and address areas of risk and regulatory exposure across multiple asset classes
Define and prioritize the annual discretionary technology budget to support the relevant investment business and regulatory needs
Build detailed knowledge of current trading systems and front office and middle office process flows and create recommendation for improvement and globally consistency
Numerous projects will require effective partnership with the following groups: Investment Leadership; Business Management; Legal and Compliance; Technology and Operations; Risk Management; Marketing; Finance; Tax; Client Service; and HR
Minimum of 3-5 years of experience in large-scale project planning and product management
Understanding of the JPMorgan Asset Management organization, and specifically the businesses within Global Wealth Management
Working knowledge of investments, specifically equity, derivatives, & structured product trading
Advanced data analytics and excel skills

European Equity Deal Resume Examples & Samples

Preparing proposed logistics for Roadshow schedules
Scheduling of 1-1 Conference Schedules
Drafting invitations
Arranging travel/accommodation, including flights, ground transportation, hotel bookings, visa applications etc for management of Corporates
Booking meeting venues (internal and external), confirming full arrangements and oorganising audiovisual equipment when required
Arranging Conf Calls
On-site management of events where necessary
Arranging production and delivery of presentation material
Arranging Salesforce Presentations
Some previous experience within the financial sector is required - ideally investment banking
Excellent organisational, written and oral communication and administrative skills
Excellent understanding of MS Office – Word, Excel, PowerPoint minimum
Ability to use initiative and forward plan
Ability to multi-task and prioritise effectively to meet deadlines while managing a large number of projects running concurrently
Ability to remain calm under pressure and to think ahead
Flexible and willing to work long hours where necessary
Enthusiastic and motivated team player
BA or BS, Finance a plus
Logistical coordination and execution of all European Corporate roadshows working in conjunction with the Sales, Analyst & Investment Banking teams
Maintenance of RBC’s contact relationship management system and shared events calendars. Collaborate with vendors and other business areas regarding implementation & enhancement of new systems
Work with the Corporate Access Desk, Research Analysts & Sales desk to communicate status of events, establish priorities etc
Collaborate with Global Corporate Access desks on deliverables and content for specific clients and pitch materials
Using templates provided create and maintain all road show materials including invites, company schedules, investor profiles and feedback documents
Liaise with internal and external vendors to book travel and print presentation materials as required
Manage interaction with vendors on process improvements, report enhancements, etc
Assist with Special Projects as needed to support evolving platform
Work with Sales to collate investor feedback and format
Data mining to include pulling historical Corporate Access data for internal clients (research, investment banking, sales etc)
Manage invoice processing, including the tracking of roadshow costs
Mentor and train other junior team members
Consistently seek innovative ways to improve efficiencies and productivity with the Corporate Access team
Assist Corporate Access Origination team with preparing Corporate Access proposals and pitch documentation

Equity Financing Product Controller Resume Examples & Samples

Manage database and front to back process of Basel 3 related investments for Global DSP desks
Review, analyze, and interpret fund prospectuses for Basel investments and leverage analyses
Assist with evaluation and implementation of ongoing process improvements and automation with third party vendors
Reconcile, review, and enhance reconciliation process for Volcker related metrics
Oversee, coordinate, and ensure policy adherence to various risk metrics across the NY and Baltimore locations, including the new account opening process, and cancel and correct metrics and processing
Work with Sales & Trading, Risk Mgmt, Technology, Operations and other Controllers on a day-to-day basis to ensure proper reporting and analysis
Understand the DSP booking model
Bachelor’s degree with a GPA of 3.0 or higher. Major in Accounting/Finance strongly preferred

Equity Loan Processing Specialist Resume Examples & Samples

College degree/actively pursuing college degree (preferred)
One (1) or more year#s prior loan processing experience (preferred)
This position requires S.A.F.E. Act registration at the time of employment through the

Equity Portfolio Management Intern Resume Examples & Samples

Update benchmark and portfolio performance and create graphs as needed for marketing
Update investment performance templates
Develop investment universes and competitive analysis (i.e. versus open-end funds, ETFs, competition, etc.)
Develop a basic understanding of the industry as well as detailed knowledge of Invesco's products
Knowledge of financial analysis and markets
Strong working knowledge of MS Office
Strong aptitude for detail and good organizational skills
Ability to conduct research independently
Flexibility to adapt to changing priorities and events
Seeks to provide strong contribution to a team in a demanding work environment
Desire to work in the financial industry

Equity Administrator Resume Examples & Samples

Reconcile all trading activity versus the CDN and US exchanges
Reconcile and maintain accuracy of average & inventory accounts
Facilitate settlement of trades
Provide administrative support & services to institutional trading desk and Direct Market Access group
Reconcile daily trading activity on CDN and US markets and report discrepancies to traders
Booking of all Institutional Equity trades (on average per month 15,000 trades with a net worth of approximately $5,500,000,000)
Assisting the Direct Market Access group with out of balances, questions and new processes
Balance and monitor hold accounts for positions and money
Coordinating and responding to all client allocation for NI 24-101 regulatory requirement
Thorough knowledge of back office procedures, departments and contacts
Thorough working knowledge of systems which include SSCNet, Belzberg, Global Oasys, Trade Management, Business Objects, Trades Navigator, Alert, Microsoft Excel and excellent knowledge of ADP
Ability to quickly and effectively respond to enquiries with confidence
Knowledge of investment products and relevant markets

Senior Associate Roynat Equity Partners Calgary Ab Resume Examples & Samples

3 years related banking or business experience working in a financial accounting or loan/ credit adjudication environment
Successful completion of a university program with a focus on commerce and/or accounting
Proficient at developing financial models and has advanced analytical abilities in order to review, understand and make creative recommendations/comments on the structure of complex transactions
Demonstrated ability in financial analysis, risk assessment and credit judgement
Demonstrated skills in problem solving, structuring and pricing credits

Equity Assistant Resume Examples & Samples

Entry of invoices in Invoice Management System
Research distribution system maintenance (including adherence to guidelines (eg. CASL)
General spreadsheet maintenance
Filing, scanning, binding, preparation of marketing packages, as directed
Interest in learning about and assisting with all aspects of equity client-related services (including Salesforce)
Assistance/attendance at 7:15 AM research call and 4:15 PM teach-ins as needed
Setting up ad hoc conference calls when needed
Act on requests for all client service efforts from management, colleagues, vendors – in consultation with manager
Day-to-day interaction with internal colleagues
Day-to-day interaction with external vendors (including internal room bookings, reservations, deliveries, etc.)
Maintain details of client activity
Maintain documentation of procedures
Identify issues, escalate as required
Ability to work effectively in a fast-paced, team environment
CSC/CPH RR encouraged

Global Data Equity Data Analyst Resume Examples & Samples

Fluency in English and Romanian is required
Knowledge of Hungarian a plus
Advanced programming skills such as VBA, SQL, a plus

Aso-scientific Active Equity Resume Examples & Samples

Develop algorithms and infrastructure to provide static and interactive visualizations of large and potentially unstructured data sets for research, portfolio management and strategy
Develop and maintain webpages, presentations and mobile applications for these visualizations
A passion for working on data-driven problems
Detail-oriented and self-motivated. Ability to work in a fast paced, team environment
A bachelor or graduate degree in computer science, statistics, engineering, or some other computational field
Required: the candidate must be a strong programmer
Static and interactive data visualization using R, D3, CSS and HTML and Java script
Some exposure to each of Java, Matlab, Python, R and SQL is required, as is fluency with at least two
Desired, but not required skills and experience
Cloud computing and NoSQL
Text based analysis and natural language processing
Machine learning, neural networks and artificial intelligence
Comfort with Linux environments
Key terms: data, visualization, D3, CSS, HTML, Java script, Matlab, Python, R, SQL, NoSQL, cloud computing, machine learning, neural networks, statistical inference, time series, analytics, linear algebra, MapReduce, computer science, CS, statistics, engineering, computational science

IBD, Gmsg Equity Linked Origination, Anl-aso Resume Examples & Samples

2 years of experience in equity derivatives (either origination/sales or trading)
Excellent skills in Microsoft PowerPoint and Excel
Familiarity with Bloomberg and other market data services
Be detail oriented
Have sincere interest in Capital Markets
Ability to communicate clearly and effectively with clients (both in writing and orally)

Equity Programs Analyst Resume Examples & Samples

Provide excellent customer service to all levels of employees acting as first level responder to employee questions
Generate equity plan statements and communication materials as needed
Assist with daily and monthly reconciliations
Assist with new hire grant process
Coordinate the opening and closing of the company trading window
Prepare monthly equity grants and supporting documentation
Correspond with global payroll departments to report trades and RSU vesting details
Manage systems adjustments related to vesting suspension
Respond to ad hoc requests from HR, payroll, legal, and accounting
Manage equity knowledge tools – team calendar, shared drive and company intranet sites related to equity to ensure all information remains current
Maintain equity administration database
Process RSU releases
Participate in other projects ad hoc

Analyst Equity Management Resume Examples & Samples

Prepares quarterly update reports for each portfolio investment that are used to monitor the performance of existing investments on an ongoing basis. Includes spreading of financial statements and preparation of supporting analyses necessary to document appropriate valuation of portfolio investments
Monitors portfolio company performance and characteristics and preparing reports for use by senior management in managing the business
Special projects and monthly/quarterly reports as directed by senior management
Financial modeling and industry research
Bachelor’s degree with strong academic performance in a quantitative major such as finance or accounting
Entry level position. 1+ years of work experience in accounting, finance or audit field preferred
Strong quantitative skills, attention to detail and understanding of financial statements
Familiarity with and keen interest in investing and business strategy
Ability to manage multiple assigned projects in an unstructured environment
Self-starter with an exceptional work ethic; able to prioritize and meet deadlines
Proficient with Microsoft Excel, PowerPoint, and Word

Manager Due Diligence Equity Resume Examples & Samples

Perform detailed investment due diligence on equity managers, which includes both in-depth quantitative analysis and qualitative assessment
Analyze the investment portfolio to determine sources of risk and return, consistency with investment process and philosophy and assess return expectations given different market environments
Develop a deep understanding of the existing managers on the platform, be able to articulate the managers’ competitive advantage, and identify when that advantage may erode
Possess a robust understanding of investment managers within your assigned area that are not approved, and recommend skilled managers for inclusion to the platform
Monitor the markets in which your managers invest, and assess manager performance in the context of current market dynamics
Support the business lines via well written investment memos, conference calls and meetings
Perform special projects as needed
Bachelors degree in Business, Finance, or Economics, with MBA or CFA preferred. FRM or CAIA a plus
At least 3 years experience in investment consulting, manager due diligence, equity portfolio management or equity research
Strong understanding of the financial markets, portfolio theory and construction
Ability to conduct industry research and articulate opinions on investment opportunities
Must be proactive on projects and demonstrate initiative
Strong written and oral communication and attention to detail
Experience using Excel, Morningstar Direct, FactSet, eVestment and MPI Stylus

Am Equity Small Cap Analyst Position VP Resume Examples & Samples

Develop analytical and valuation framework for covered stocks and for ensuring the quality and consistency of the investment team’s research process
Identify fundamental risks for each stock in regards to macro, industry and company specific events
Perform independent fundamental analysis of a company’s business by examining SEC filings, analyzing historical financial statements and interviewing corporate executives to identify sources of competitive advantage and understand the company’s business model
Build and maintain financial models to estimate future cash flows and sustainable earnings power
Maintain written and verbal communication with the Portfolio Manager
Utilize valuation techniques to estimate firm value
Bachelor Degree in Finance or related field. CFA preferred
4-8 years of work experience, including buyside or sellside research
Health care research experience preferred, but not necessary
Must be detailed oriented with creative problem solving abilities, an ability to multi-task, good interpersonal skills, and a team player

Gwm-manager Selection Equity Resume Examples & Samples

Act as the Asset Class Leader directing new manager searches, while conducting continued research on ongoing platform managers
Understand and communicate the impact of including a particular manager or strategy in a multiple asset or multiple manager structure
Interact with portfolio construction and strategy to ensure strategies reflect current investment thinking
Articulate how the manager selection process functions and how both external and proprietary strategies fit the private bank strategy for internal and external audiences
Coordinate with Bankers and Investors through the JPM network on client matters
Develop a relationship with asset managers to facilitate general communications specific to industry trends
Provide thought leadership on asset class
MBA and/or CFA
5+ years of practical, hands-on investment experience
Experience within asset management industry
Suitable "presence" to represent the Private Bank to vendors and clients

Equity Fdsf Quant Analyst Resume Examples & Samples

Review & sign off market risk scenarios & sensitivities generated as part of the FDSF
Develop thorough understanding of specific structured derivatives valuation models using the Global Markets Analytics Group (GMAG) pricing tool and use it to price and validate scenario values and risks
Engage with scenarios, quant and model validation tools to enhance understanding of products
Develop subject matter expertise and proactively engage various stakeholders in identifying the issues relating to market data & systems
Act as the primary point of contact for FDSF market risk analysis for sepcific sructured products
Numerate degree essential (incl. Advanced Math, MFE, etc.)
Additional certifications such as CFA,FRM preferred
1+ years of experience in Investment Banking, preferably in a risk function
Understanding of VaR / ERC / stress testing and other risk measurement frameworks
Understanding of Equity products, structured derivatives, etc
Strong understanding of Equity Greeks
IT skills including Excel/Access with VBA and ideally experience in R & SQL
Ability to work in a complex & dynamic environment, understand various risk management systems and tools and interact with multiple stakeholders
Strong communication skills both written and verbal including power point and presentation skills
Strong team player and ability to grasp various risk management and reporting systems

Ibd, Equity Linked Solutions Group, Aso Resume Examples & Samples

Work with IBD (including industry / country group bankers and senior management) and PB coverage bankers closely on transactions and prospects
Develop and structure tailor-made solutions for clients and co-ordinate and prepare marketing materials, books for client meetings
Assist in execution of transactions, including the trade approval process (credit risk, market risk, legal, compliance, tax, accounting etc.) and collaborating with legal department in drafting documentation (i.e. term sheet, confirmations etc.)
Liaise with traders and market-risk professionals within the Equities division
Keep up to date with developments in the primary and secondary equity markets and advise clients and colleagues in IBD

Equity Index Data Analyst Resume Examples & Samples

1-3 years of work experience with proven track record of managing large quantities of data
This individual will be creating and using macros and other advanced Excel functions to process large amounts of data
Have acute mathematical ability with a keen eye for detail
Have an investigative mindset and a strong acumen in problem solving,
Strong communication skills in both written and spoken English
We are looking for a strong team player with multi-tasking abilities in a fast paced and ever changing environment
As this person will be supporting markets in North Asia (Korea, Japan) and Pacific regions (Australia, New Zealand, etc), working hours will be from 7am to 5pm

Equity Solutions Group Resume Examples & Samples

Understanding and experience of single stock financing transactions
Cross asset class market knowledge
Use of PowerPoint and Excel with the capability of options modelling and pricing
Minimum 7 years relevant work experience

100

Head of Equity Operations Resume Examples & Samples

Being the face of the Market Operations Division to the Macquarie Securities Group
Running the Middle office and Operations teams that support the Securities Group
Member of the Local and function Management committees
Producing Management Information reporting
New business solutions, working with Front Office
Updating and formulating processes and procedures
Proven equities experience
Proven track record of managing teams, Managing change leadership
Ensuring team effectiveness by means of regular performance review, identifying training and development needs. General oversight
Experience in cross product asset classes ETD and OTC products, including but not limited to Swaps, FX, exotic derivatives and futures
Experience in cash equities
Knowledge of European settlements and settlements funding
Good understanding of the regulatory environment
Senior contributor, go to person

101

Equity Flow Derivatives Product Controller Resume Examples & Samples

3+ years of prior Product Control / Finance related experience
Derivative product knowledge and prior accounting experience a must
Equities market/product knowledge preferred [Greeks]
A proven team leader
Control-focused and diligent
Able to communicate effectively with traders and senior management in a dynamic and fast-paced environment
Assertive and proactive

102

Summer Analyst, Global Equity Linked Products Resume Examples & Samples

Support local quant and structuring teams in day to day tasks such as model and product testing and analysis, data collection, analysis and presentation
Implementation tools using VBA or other programming tools
Running of periodic reports

103

Equity Operations Analyst Resume Examples & Samples

2+ years of working in Equity Operations with firm of similar structure
Bachelor's Degree in Accounting, Economics, and/or Finance
Experience with Sterling OMS
Highly organized
Series 24 and/or 99

104

Senior Equity Aggregation Analyst Resume Examples & Samples

Five or more years experience in the Securities or Finance industry
Completion of a post-secondary university degree
Advanced Microsoft Excel skills including macro editing, template creation, data mining, report formatting and formula usage (mastery of Vlookup functionality and equivalent)
Ability to operate in a demanding, high-pressure environment that requires the ability to compile, interpret and relay security holdings in an effective manner
Comprehensive knowledge of investment vehicles, security types, investment products and practical investment industry knowledge
Highly developed interpersonal skills including the ability to communicate complex ideas clearly and concisely to individuals at all levels of an organization
Excellent time management skills with a proven ability to meet strict timelines while coordinating multiple tasks requiring a high level of engagement
Experience with interpreting securities rules and regulations and legal memos
Strong inter-personal skills suited to problem resolution
Relevant security industry courses or designations

105

Equity Reseach Associate Resume Examples & Samples

Play an important role in producing and writing company and sector research*LI-JG1
Native or professional proficiency in both English and Mandarin necessary
Passion for the Technology industry
Quick learner with an ability to work well under pressure
Proactive & hard working with strong professional accountability

106

Analyst, IBG Inst Equity Resume Examples & Samples

1) Sales Support
2) Client Service
3) Events/Conferences
4) Market Knowledge
1) Provide sales support to senior members of the team to facilitate administrative processes
Assist senior sales staff in the research and resolution of administrative/operational issues
Aid senior sales staff with the presentation of information and prepare sales/marketing proposals for their review
Provide consistent phone coverage to ensure prompt attention to clients and issues
Coordinate the marketing needs for senior sales staff with the Marketing Department
Use internal contacts and resources to arrange meetings
Travel/expense administration for senior sales staff using web-based, Oracle application
Maintain and develop knowledge of client systems/applications, including I-star and our internal web-based research document database
2) Maintain a proactive, client service focus in order to meet their needs and increase sales for the group
Under the supervision of senior sales staff, contact customers to present available investment services and develop client prospects from among current customers, referral leads and other sources
Act as point person to provide client support in the form of proposals, marketing material, event planning, and scheduling with the cooperation of sales, research, and marketing and with the support of the managing senior salesperson
Respond to inquiries from clients, regulatory agencies, or members of the business community in a professional manner and determine acceptable solutions
3)Actively participate in events and conferences to build relationships, increase familiarity with products, and strengthen the firm’s profile in the industry
Attend internal and external meetings with salespeople and s in order to provide client service support and become familiar with the BMO Capital Markets research product
Assist the Event Planning group in the coordination and running of firm-sponsored conferences to ensure smooth execution of firm-sponsored events
Be actively involved in the event and look for ways to develop sales
4) Develop strong market knowledge in order to provide comprehensive service to clients, develop new solutions, and construct compelling recommendations
Cultivate strong relationships with members of the research team in order to understand their industries and stock coverage
Read, analyze and interpret common technical journals, financial reports, and legal documents to better serve client needs
Use analytical skills (probability, statistical inference, concepts such as fractions, percentages, ratios and proportions) and be able to interpret an extensive variety of technical instructions in mathematical or diagram form and deal with several abstract and concrete variables
Four-year college or university degree, MBA optional
Familiarity with institutional equity markets
Required to have or pass the series 7 in 3 months
Ability to read, analyze, and interpret general business periodicals, investment and financial reports
Ability to learn and communicate fundamental company information pertaining to multiple industries

107

Analyst, IBG Inst Equity Resume Examples & Samples

Travel expense administration for senior sales staff using web-based, Oracle application
3) Actively participate in events and conferences to build relationships, increase familiarity with products, and strengthen the firm’s profile in the industry
Attend internal and external meetings with salespeople and analysts in order to provide client service support and become familiar with the BMO Capital Markets research product

108

Portfolio Manager Equity Index Tracking Management Resume Examples & Samples

Acting as lead portfolio manager on specific mandates/funds/ETFs as well as providing cover for colleagues as named backup portfolio manager
Daily monitoring of portfolios to ensure they remain within set tolerances and the monitoring and management of cash flow and currency balances
Monitoring and analysis of corporate actions and index changes, seeking to maximize value for our clients
Order generation including investment restriction verification and monitoring open orders
Performance monitoring and attribution and supporting marketing efforts and attending client portfolio reviews where appropriate
Experience in managing physically replicating equity index portfolios
Named / lead PM of equity index ETFs/pooled funds/segregated mandates
Excellent attention to detail and accuracy under pressure within tight time constraints and be able to demonstrate a high degree of numerical and analytical ability
A keen interest in financial markets and have CFA designation or be studying/or willing to study for it
Fluent English, other languages particularly German would be advantageous and advanced excel and system skills

109

Managing Director Energy Equity Investments Resume Examples & Samples

Work with assigned cross functional leaders on the development, growth and maintenance of relationships across the energy/power market including project developers, utilities, investors, advisers and other financial services firms as well as within GE Power & Water and GE Oil & Gas, with a view to identifying and securing investments that will deliver both assigned volume / NI targets and established goals and objectives.Effectively screen all relevant Energy sector issues impacting EFS’s strike zone
Manage internal process of deal advocacy and external communication of deal progress to meet /exceed all assigned targets
Support EFS Global Markets group in its growth initiatives, including enabling transactions in support of development activities and asset sales
Work effectively with cross function deal teams, while maintaining primary responsibility for investment committee presentations
Bachelor's Degree with proven years’ experience in financial services industry including structuring/execution of complex financial transactions, capital markets exposure and significant credit exposure
Years of energy industry experience with a track record of evaluating and executing complex transactions as principal
Deep relationship network in the energy sector in Europe across project developers, utilities, investors, advisers and other financial services firms
Skilled/experienced at negotiating complex sale and credit documents
Experience of successfully interacting with deal teams
Experienced in contracts, credit documentation, and negotiations.Proficient use of Microsoft Office Suite to include Word, Excel, PowerPoint, and Outlook
Must submit application for employment through COS (internal candidates) or www.gecareers.com(external candidates) to be considered for this position.Must have unrestricted authorization to work in Europe
Must be willing to comply with pre-employment screening, including but not limited to drug testing,reference verification, and background check
Bachelor's Degree in accounting, finance, business administration or equivalent
MBA degree.Proven problem-solving abilities, skills with background in project equity investing
Experience in evaluating and negotiating legal documentation
Ability to effectively influence peers/superiors via presentation and communication skills via balanced approach to deals and a clear understanding / presentation of risks.Strong relationship building and transaction skills with ability to effectively create, screen and communicate opportunities for GE
Exemplified ability to build/maintain strong internal/external relationships while coordinating multiple tasks/priorities
Must be able to solicit interest, and potential ideas, and then formulate those into concrete executable transactions
High level of enthusiasm, energy and a team player
Credit trained at major money center bank/equivalent
Multiple European language skills advantageous

110

Equity Intern Resume Examples & Samples

Assist team in all aspects of portfolio management
Actively support quarterly portfolio reviews and monthly dashboards
Run valuation of investments on a quarterly basis running DCF, Comps models
Utilize research tools effectively to obtain market information and data including generating comparable
Perform stress test and financial analyses as needed
Assist team in managing direct equity investments to ensure optimal account performance and compliance with legal agreements and internal policies
Support implementation and execution of risk policies and internal controls
Standardization of existing documentation and processes
Masters/ Bachelor's degree in Finance, Accounting, Economics or related field from a Tier 1 University
Proficiency in Excel with strong financial modeling skills
Unrestricted authorization to work in the EU
Excellent written and communications skills and fluency in English
Ability to develop strong working relationships with team members in an independent work environment
Self-starter, motivated individual with strong work ethics
Previous Transaction experience (M&A, Leveraged Finance, Private Equity, etc.)

111

Equity Buyside Market Specialist Resume Examples & Samples

Protecting the existing terminal base by influencing customer usage patterns, increasing product adoption, and directly impacting our business by generating and closing new sales opportunities
Demonstrable expertise and success in the financial industry, with a broad and detailed theoretical knowledge and practical experience in equity buy side work flow and analysis. This includes financial and company analysis as well as portfolio construction and management
Thorough knowledge and experience of the BLOOMBERG PROFESSIONALr service, and familiarity with other relevant market information platforms
CFA charter and/or MBA a plus

112

Operations Administrator Equity Clearing P&S Resume Examples & Samples

Identify, report, monitor and resolve trade reconciliations/exceptions in a timely manner; Obligation Warehouse, CNS, Suspense, Stock Record
Monitor TSIQ transactions
Process client requests including but not limited to: Trade Corrections, Trade Input, AUTR, Journals, MMF
DTC corrective action surrounding F/R, F/D, COR, COD
Must be able to work on all Canadian Statutory Holidays where US Market is open
University Degree (Bachelor) or equivalent
Equity Back Office or Trade Support experience
Proficient in GEMS, ACT, ICI & ADP related functions including, but not limited to, PCAN, MRGN, SINR, NEWB, TSIQ, DTC (CAGE)

113

Am Equity Portfolio Analyst, Associate / VP Resume Examples & Samples

Academic honors in undergraduate and graduate education, major in economics strongly preferred
CFA Level 3
Demonstrated ability to build integrated financial models
Writing sample
Demonstrated interest in investing

114

Summer Analyst, Global Equity Linked Products Resume Examples & Samples

A final year bachelors/masters candidate in Computer Science, Mathematics, Finance, Engineering or Sciences
Proficiency in MS Excel, VBA, SQL and Windows/UNIX scripting
Strong analytical and problem solving skills; ability to work in fast-paced environments delivering quality solutions
Basic concept of financial mathematics and equity derivatives in particular
Excellent written and spoken communication skills
Authorization to work in the US or Canada or UK
Knowledge of C# or Java is a plus
Knowledge of market data access using Bloomberg or Reuters Excel API is a plus

115

Equity Solutions Group Resume Examples & Samples

Managing discretionary options portfolios
Structuring, pricing and trading equity linked structured notes
Driving AUM / revenue growth through innovative solutions and differentiated offerings
Performing portfolio reviews and maintaining dialogue with relationship managers / marketing
Recommending thematic as well as strategic trade ideas (working cross asset where required)
Managing relationship with broker/dealers
Strong investment acumen and in-depth knowledge in Equity Derivative Markets
Understand institutional/PWM clients' investment behavior and orientation on equities and
Experience trading across different Asia Pacific markets
Both single-stock and index trading experience a plus
Strong, demonstrated attention to detail and organizational skills

116

VP, Product Control Equity Financing Resume Examples & Samples

Enhance controls and create efficiencies throughout the daily and month end processes
Participate in the design of new trade flows and the creation of new products
Collaborate with Operations, Financial Reporting, Regulatory Reporting, Valuations, and IT groups to ensure accuracy of downstream processes, including accounting and control responsibilities
Lead, strategize, and implement new development projects for new products and firm initiatives, working closely with IT and being involved in the testing and roll out into production
Build strong relationships with Front Office, Middle Office, and Technology through frequent interaction
Respond to complex queries from areas across the firm, including Front Office, Risk, Operations, IT, Regulatory, Valuations, and Financial Control
Utilize knowledge of system infrastructure and control framework to recognize and challenge potential infrastructure efficiencies and control gaps, and lead initiatives with colleagues and other teams in the development of both infrastructure and control improvements and major enhancement projects
8+ years financial services experience, including Product Control, Equity Financing, and management experience
Analytical thinker and problem solver mentality

117

Cpb Senior Asia Equity Portfolio Manager Resume Examples & Samples

Manage Asia Equity Portfolios
Lead and develop Asia Equity investment strategies for the Citi Investment Managemet in Asia
Manage segregated accounts on a discretionary basis for Asia Equity portfolios and Global Equity portfolios with Asian bias
The main investment focus is large cap companies within the MSCI AC Asia Pac ex Japan universe of companies
Ensure each account is managed according to the investment mandate and special guidelines
Comply with regulatory requirements and internal risk management parameters
Potential investment strategies include: North Asia Equity, South Asia Equity and Asia Dividend Focus portfolio
Work closely with traders in executing Asia Equity trades
Business Development and Client Servicing
Work closely with internal banking and marketing teams to promote discretionary Asia Equity products
Meet with prospects and help close potential new business by explaining the investment process and strategies
Conduct portfolio review with clients on a regular basis
Prepare presentation and review materials
Research and Analysis
Lead and supervise the Asia Equity analyst in all research activities for the Asia Equity markets
Write and present investment strategies and review to the investment committee
Minimum of 10 years experience in managing Asia ex. Japan equity portfolios; candidates with a past investment track record is highly desired
Bachelor's Degree required, preferably in finance, accounting, business or related field; MBA and/or CFA preferred
Ability to develop and articulate investment process
Excellent interpersonal skills with ability to maintain relationships at all level in organization
Ability to take initiative and function independently in a team oriented environment

118

Associate Analyst Structured Equity Resume Examples & Samples

The successful applicant will work directly with Portfolio Managers, becoming familiar with their products and portfolios, and understanding the investment processes
The applicant will be responsible for preparing, analyzing and manipulating various reports and data sets for external clients and internal partners
Over time, the applicant will be responsible for mastering the financial and quantitative principles that serve as the foundation of the portfolio and risk management processes used to create value in client portfolios
Over time, the applicant will be responsible for becoming proficient in the team’s portfolio management research applications and quantitative tools
Over time, the applicant will be responsible for managing projects, proactively seeking solutions and driving programming development that can improve process efficiency and portfolio outcomes
BA, BS or master’s degree that demonstrates intellectual ability and rigor
Established and demonstrated work ethic and willingness to invest in their careers
Strong organizational skills coupled with an ability to take initiative
A working knowledge of Excel and macro implementation or the equivalent
The ability to integrate and function effectively on a team that places clients first and is dedicated to sustaining excellence
A career desire that includes continuous learning (advanced degrees) and professional accreditation (CFA)
Attention to detail, with the ability to work effectively under tight deadlines
Comfortable with: 1) advanced quantitative tools and analytics or 2) developing advanced quantitative skills
BA, BS or master’s degree in engineering, economics, the sciences or finance
VBA, programming or AI development skills

119

AVP Equity Due Diligence Resume Examples & Samples

A passion for investing and a dedication to providing superior research
Ability to think creatively about investments including due diligence, managers, and the markets in which they invest
Solid analytical skills, good judgment, and a high tolerance for change
Ability to drive to results while being able to re-prioritize as needed
Discipline, organization, flexibility
Ability to set and meet hard deadlines
Unimpeachable ethical standards, with an innate ability to build trust and strong relationships
Ability to cogently communicate research and investment content both orally and written to different audiences, including investment managers, advisors, executive management, and clients
Emphasis on asking questions and challenging standard answers and analysis
3-5 years of experience in the financial services industry, ideally with a broker/dealer
FINRA Series 7 and 66 license required (either have or be willing to obtain soon after hiring)
An MBA or CFA is strongly preferred

120

Associate DSP Equity Swaps Operations Resume Examples & Samples

Reconciliation of Trader’s Risk products and positions to Firm books and records and investigation and resolution of breaks
Processing upcoming swaps maturities
Investigation and resolution of realised cash flow breaks

121

Equity Derivative Marketing Resume Examples & Samples

Derivatives expertise in marketing, structuring and executing transactions
Strong client facing and presentation skills
Use of PowerPoint and excel with the capability of options modelling and pricing
Experience in private banking is beneficial
Cantonese or Mandarin

122

Cib-equity Risk / Analytics Resume Examples & Samples

Deep understanding of business and technologies, with specific expertise in the business area of this LOB
(Required) Strong experience of Java Application Development
(Required) Solid Object Oriented design and programming skills
(Preferred) Python Programming
(Preferred) Bond Analytics Knowledge (e.g. Risk & PnL Calculations)
(Preferred) Fixed Income business knowledge (preferably Repo)

123

Equity Valuations Controller Resume Examples & Samples

Take ownership of reserves calculation and price testing process for different products
Take responsibilities in compilation and submitting of results for the regional and global MIS reporting
University graduate in Accountancy or Finance related discipline
At least 1 -2 years of relevant experiences in Product Control/Valuation Control with specific exposure to Equity products
Excellent interpersonal skills with the ability to operate effectively across all levels within the organisations in particulary with key clients (Front Office, Market Risk Control etc)
Must be self-motivated and adaptable to continuous change
Proactive and continuously seek ways to standardised or automate processes
Prior experience on Microsoft Access & VBA would be an advantage
Open to contract position

124

Equity Reseach Analyst / Associate Resume Examples & Samples

Identify the trends, the competitive landscape, the evolving content and services, as well as differentiate investment opportunities in the Technology space
Contribute effectively to projects across functional, geographic and business lines
Support extensive financial modeling and analysis
Assist in the collection of information across industries and companies
Assist Lead Analyst with expanding stock coverage universe and maintenance or updates of financial models and databases
Bachelor's degree or above
1-3 years of relevant work experience would be preferred

125

Equity Valuations Control Resume Examples & Samples

Run and manage processes by which Valuation Product Controllers collect market data and comparing to internal marks
Run and manage FVH and prudential valuations process
Implement standardization, automation of process and perform UAT where necessary
University graduate in Finance / Quantitative Finance and related discipline
At least 5 years of relevant experiences in Product Control/Valuation Control with specific exposure to Equity products
Excellent interpersonal skills with the ability to operate effectively across all levels within the organizations in particular with key clients (Front Office, Market Risk Control etc)
Must be independent and able to operate alone in identifying and resolving valuation issues
Ability to work within several teams globally simultaneously and balance conflicting priorities

126

Global Equity Derivative Operations Analyst Resume Examples & Samples

Manage all aspects of OTC Derivative trade validation, maintenance, affirmation, settlement and regulatory reporting
Perform trade validation when new trades are booked and identify and escalate issues as needed
Validate, process and settle all periodic events to ensure the integrity of the entire trade life cycle
Perform position and cash reconciliation for desks in Sophis where required
Liaise with counterparties to ensure payments are settled as scheduled
Perform trade affirmation with counterparties to minimize risk
Track and monitor outgoing and incoming payments with counterparties and escalate payment failures when required
Perform interest claim and counterclaim analysis and provide to trading partners for approval when required
Be able to competently support other trading groups in the Global Equity Derivatives space when colleagues are out of the office
Perform ad-hoc request support and analysis when requested
Understand the impact of your responsibilities as they relate to the desks and trades you support
Problem solving ability in pressure situations
Able to perform work under severe time constraints
Analytical expertise
Ability to be pro-active to identify, troubleshoot and resolve potential problems
Self-confidence

127

CIB Equity Affirmation Team Leader Resume Examples & Samples

Perform daily controls and reconciliation functions for derivative & cash trades
Investigate exceptions and liaise with multiple teams across Front Office, Middle Office, Back Office and technology teams to get the exceptions resolved
Action and perform root cause analyses on new issues or control gaps
Escalate issues for any urgent matters or assistance
Take ownership of work, problems, clarify issues / objections, and ensure data integrity, accuracy and completeness
Continuously participate in projects involving; new product rollout, new system implementation, process improvements, etc
Strong product knowledge; thorough understanding of the end to end transaction cycle for derivative products
Ability to work in a high pressure environment with time critical deliveries
Control mindset to identify process control gaps, prioritize & mitigate operational risk
Excellent time management skill and ability to prioritize work effectively
Proactive in problem solving and developing solutions
Ability to respond to a changing environment
Be innovative and suggest system improvement capabilities
Ability to multi task, ensuring the trades are booked correctly, breaks are resolved and MIS being sent to managers on deadlines
Positive “Can Do” attitude
Contributes to an environment of collaboration and mutual responsibility
Good understanding of downstream impact of actions undertaken, particularly the requirement for strong and timely controls throughout the life cycle of the trade
Graduate with minimum 5 years of experience in an investment banking environment, preferably in Middle Office / Trade Support
Degree holder in Finance / Economics or other related disciplines (preferable)
Strong proficiency with PC software. Knowledge of MS VBA and SQL would be an asset

128

Beta Strategies Institutional Index Equity Resume Examples & Samples

Solid working knowledge of equity markets and portfolio management theory
Proven current or previous experience in an investment role within asset management or investment banking
Working knowledge of index methodologies and portfolio construction desirable
Exposure to index based products and strategies, and good understanding of the operational processes for index portfolio management an advantage
Bachelor's degree in finance, economics, similar related field or relevant experience
IMC required, CFA desirable
Ability to multitask and prioritize assignments while producing high quality work in a demanding, fast-paced environment
Strong analytical, organizational and project management skills
Highly computer literate, with advanced Excel skills

129

Equity Long / Short Analyst Resume Examples & Samples

Perform investment due diligence on hedge fund managers investing in equity long short strategies including generalist and specialist managers such as among others
Attend and participate in meetings with current and prospective hedge fund managers
Prepare financial analysis and modeling of hedge fund manager performance
Prepare client presentations and participate in client meetings
Prepare written market commentary for distribution to clients
BA required, CFA or MBA preferred
At least 10 years’ experience in an equity analytical role
Experience selecting hedge funds and performing due diligence on hedge fund managers
Strong analytical skills with an extensive knowledge of capital markets
A current professional network of industry contacts is preferred
Strong interpersonal and presentation skills with the ability to interact with clients as necessary
Highly motivated with a demonstrated ability to work successfully within a team environment

130

Associate of Equity Resume Examples & Samples

Previous experience with Equities, General Ledger, and Month-end Close
Exceptional accounting skills
Experience with quarterly closes and SEC reporting
Knowledge of Oracle

131

Technology Equity Technology Eq Americas Mc Analyst Resume Examples & Samples

Perform trade and order support, order status and provide updates
Execute routine system check and follow up on issues identified during the checkout process
Monitor application status, connectivity, capacity, etc via internal monitoring systems
Aid in tools and system design
Perform integration tasks such as application upgrades, configuration changes, etc
Execute recovery procedure in a timely fashion when needed
Enhance the monitoring process by documenting the handling instructions on issues lacking predefined actions
Participate in production recovery drills
Other tasks to help improve the support process such as creating knowledge base for new applications
Have a strong technical background and core application support experience
Prior experience supporting Trading Systems at brokerage firms, ECNs (Instinet, Arca, etc.) or Exchanges (CME/Globex, ICE, NYSE Euronext, NASDAQ, etc.) strongly preferred
Knowledge of Futures Products, Exchanges and Trading Systems a plus
Should be able to work in a high pressure environment
Excellent analytical abilities - should be able to analyze complex issues quickly and accurately
Persistent in problem solving and desire to service clients, internal and external
Ability to roll up their sleeves and a strong work ethic
Knowledge of Linux environment is essential
Understanding of the FIX protocol is a plus
Knowledge of Perl and K-shell script a plus
Comfortable with databases(SQL/stored procs) a plus
Series 7,55,63 and 3 a plus

132

Portfolio Analyst Value Equity Team Resume Examples & Samples

Bachelor’s degree in Finance, Mathematics, Economics, or other related field
Experience with Bloomberg and FactSet
Strong computer skills and aptitude for technology
Advanced Excel and Access VBA and Macros
Strong interpersonal skills with the ability to interface with multiple teams and individuals at various levels
Ability to work well in a fast-paced environment
High level of organization with the ability to multi-task and prioritize
Experience working within an operational and compliance framework
Interest in and understanding of the financial markets
Financial services industry experience, preferably investment management
CFA designation or interest in pursuing CFA designation, preferred
Experience placing equity trades preferred
Ability to use statistical analysis and modeling (using macros)

133

Cib-equity Business Intelligence / Analytics Resume Examples & Samples

Analytic mindset
Quantitative background
Statistical acumen
Data mining skillset
Toolkit includes

134

Senior Market Specialist, Equity Resume Examples & Samples

Market awareness
Production of Company Research
Dissemination of Investment Views
Model/ Advisory List Manager responsibilities
Participate in the weekly meeting to discuss regional, sector or company views with the intention of introducing new stock ideas or to remove/downgrade views on assigned region/sector/company
Adhere to Bank Policies and Procedures thereby protecting the business from financial and reputational risk
Personal development - commit to the continuous development of personal skills through both study courses and personal endeavour, and promote the exchange of investment views
Supervise, coach and train junior staff to maximise their individual contribution to the team as required
At least 8 years experience in equity research role, either as a Sell Side analyst or as a Buy Side Analyst
At least 5 years experience in managing other analysts in a supervisory role

135

Rbc Capital Markets Operations Equity Derivative Operations Analyst Resume Examples & Samples

Prioritize the tasks below to meet department deadlines
Identify, report and resolve trade, position and cash reconciliation breaks between Front Office and Back Office systems
Perform trade affirmation with internal counterparties to ensure payments are settled as scheduled to minimize risk
Create settlement journals and wires for all confirmed transactions
Provide high quality reports to Front Office, Product Control and Management
Prompt and professional response to email messages and phone enquiries from various internal business partners
Participate in project planning and testing activities for system enhancements and implementations
Escalate any unresolved issues or challenges to Management as soon as possible
Identify potential areas for improved processing and automation wherever possible
Maintain up-to-date and accurate procedure documentation to ensure consistent service
Minimum 3 years relevant experience with Operations functions performed at a financial institution
Proficient in financial products including: Equity Linked Notes, Equity, Equity Swaps, Equity Options, Equity Futures/Forwards and Bonds
Advanced VBA / Macro skills

136

Equity Risk Analyst / Associate Resume Examples & Samples

Perform custom analyses relating to risk across MSIM’s full range of equity products on behalf of risk management, portfolio managers & senior management
Work closely with Research and IT in developing and expanding the current set of analyses
Balance strong, innovative problem solving skills with the practical ability to implement workable solutions to problems in a fast-paced deadline driven environment
Find and articulate the intuitive message in quantitative analyses
Help portfolio management teams implement risk management processes into their portfolio construction methods
Bachelors degree or higher in finance or a quantitative field
Minimum 2+ years’ work experience in the financial services industry or related (such as an analytical software vendor)
Sound knowledge of the methods used for risk analyses such as modern portfolio theory, equity risk models, principal components analysis
Experience with vendor systems such as Factset, Northfield, MSCI/Barra and APT
Knowledge of derivatives analysis a strong plus

137

Technology Equity Technology Slc Deployments Engineer Resume Examples & Samples

Install, configure, manage and support deployments into the Production environment
Key focus on controls and risk management, as well as productivity via automation and metrics
Key required skills: broad software SDLC expertise; experience with software builds/test/deployment automation; strong problem solving / diagnosis skills
Some programming experience across a variety of languages (e.g. C, C++, Java, Python, JavaScript, etc.) in a Linux/Unix development environment
Experience developing large-scale, distributed real-time systems
Unix, Shell and Perl scripting experience
Sybase (or other database) and SQL experience
Ability to learn quickly in a fast-paced environment

138

Technology Equity Technology Equities Technology Asia Onboarding Resume Examples & Samples

Strong Asia Business/Markets knowledge in Equities, Futures, Options and Spreads
FIX protocol versions 4.0, 4.2, 4.4
Connectivity, Networks and TCP/IP, Firewalls, VPN
UNIX/Linux with Shell navigation
SQL and databases
Strong hands-on FIX onboarding experience (2 years)

139

Global Data Analyst Equity Resume Examples & Samples

Effective research and data analysis skills
Strong Excel/VBA skills
Ability to interact with internal and external customers within the financial industry
0-3 years of experience in the financial markets

140

Equity Delta One Strategist Resume Examples & Samples

At least one object-oriented programming language (C#, Java)
Experience with KDB/Q (preferred), or other in-memory time series databases
Windows and/or web GUI development experience (C#/WPF, JavaScript/jQuery, HTML5)
Excel/VBA
At least one scripting language (e.g. Perl or Python)

141

Technology Equity Technology Mission Control Developer Analyst Tokyo Resume Examples & Samples

Research and diagnose bugs
Interface daily with Front Office and Middle Office. There is considerable exposure to the trading desks and a key requirement is to build strong user relationships
Identify improvements to system behaviour, control tools and to monitoring tools
Work as part of a global team
Excellent troubleshooting and communications skills
Aptitude for the role
Will take the initiative to improve their situation
Ability to multitask and prioritize tasks effectively
Ability to quickly learn new systems and technologies
Motivated
Working knowledge of network routing and protocols (TCP/IP, Firewalls etc.) beneficial but not essential
Knowledge of Equities markets
Experience working in a front-line, client-facing technical support role in a user-focused environment

142

Senior Analyst, Global Equity Resume Examples & Samples

Source, identify, due diligence and monitor investment managers across multiple equity strategies on a global basis
Prepare detailed investment reviews and make presentations to the firm’s investment committee, clients, and prospects
Maintain qualitative and quantitative information for prospective and approved investment managers within the firm’s proprietary databases
Prepare analytics to support portfolio construction recommendations incorporating small/mid cap strategies in globally diversified portfolios
Participate in ad hoc research projects
Provide support to internal investment professionals and other business partners
College degree and a minimum of 5 years experience analyzing investments required
Genuine interest for capital markets, investment analysis and investing
Ability to communicate well, both orally and in writing
Proactive approach and active listener/interpreter
Demonstrated ability to work effectively in a team-oriented environment
Ability to travel on a regular basis - position will require up to 20% travel

143

IMD, PWM, Equity Solutions Group, Associate Resume Examples & Samples

Managing separately managed accounts of structured investments
Recommending thematic as well as strategic trade ideas
Liaising with various internal stakeholders, such as compliance, legal, Securities Division, operations, and technology
Executing and booking trades
Managing issuers relationship
Structured investments experience preferred though not required
Proven ability to communicate effectively with traders and salespeople
Motivated team player who can contribute in a small, cohesive team-trading environment
A self-starter who can identify potential issues and propose thoughtful and appropriate solutions
Strong risk management mindset

144

Equity Product Controller Resume Examples & Samples

Supervise daily reconciliation of the Risk systems attributed P&L to the Reporting system
Undertake daily analysis and substantiation of new/ complex trading activity to report and/or for discussion with the BUC’s and or Ops/BU
Understand the risk & reporting systems and contribute to enhancing the control environment
Strong academic background including a Graduation in Commerce, specialisation in Financial Accounting
Prior Business Unit/ Product control experience with a knowledge of financial products, preferably equities
Preferred 5-6 years financial experience (Capital Market related experience an advantage)
Understanding of Corporate Actions would be beneficial

145

Equity Product Controller Resume Examples & Samples

Prepare daily P&L reports for distribution to the business unit and finance managers for review
Undertake daily analysis and substantiation of new trading activity to report and/or for discussion with the BUC’s and or Ops/BU
Contribute to Finance related projects, process enhancements, UAT testing etc
Other P&L related tasks and requests as required

146

Equity Risk Systems Developer Resume Examples & Samples

Strong technical background including proficiency in Object Oriented Design and in-depth knowledge of Core Java
Experience of Linux development environment
Problem solving ability including ability to discuss and refine requirements with users, convert those requirements into a design and build a solution to meet that design
Knowledge of equity derivatives or financial options in general
Familiarity with risk systems
Interest in Maths or analytical problem solving
Experience with scripting languages such as perl, ksh and/or bash
Knowledge of perforce or similar source-control system and jira or similar job-tracking system

147

Technology Equity Technology Developer Resume Examples & Samples

Systems software
Compilers
User interfaces and modern webstacks
Data, structured and unstructured
Pricing, risk and analytics
Test engineering
Software controls and SDLC
Minimum 1 year academic or industry experience programming in a compiled language (e.g. C, C++, Java)
Clear understanding of algorithms and data structures
Familiarity with core programming concepts and techniques (e.g. concurrency, memory management)
Comfort with standard SDLC tools, e.g. version control systems, diff-ing tools
Enthusiastic, proactive and driven individual with high degree of attention to detail
Bachelor’s degree / Master’s degree in Computer Science, Computer Engineering or related field
Experience developing in a Linux or UNIX environment
Real-time systems
Large-scale, distributed systems
Operating systems design
Modern webstacks
Functional programming

148

Technology Equity Technology Mission Control Developer Resume Examples & Samples

Anticipate, diagnose and solve problems
Provide feedback to core development groups on longer-term application requirements
Help to set standards for application testing, documentation and rollout
Undertake system enhancements
Interface daily with Front Office and Middle Office; there is considerable exposure to the trading desks and a key requirement is to build strong user relationships
Proactive management and monitoring of our environment, together with extensive problem identification, ownership, resolution or escalation
Managing significant system outages, directing activities of all development and infrastructure teams to resolve serious production issues
Build support tools to make support tasks more efficient
Run projects that continue to improve the availability, stability, performance of the system (e.g. failover dry runs and other war-games)
Help plan new releases of software with development teams
Manage the turnover of new releases into the production environment and subsequent testing
Work as part of a global team"
Ability to multitask and prioritise tasks effectively
Ability to react calmly but quickly in emergency situations
Comfortable operating in a dynamic and exciting trading environment
Strong knowledge of Windows operating systems
Detailed knowledge of Unix
Programming in SQL, shell scripts and Perl

149

Technology Equity Technology Equities Engineering Business Resume Examples & Samples

Performing impact analyses and defining new requirements
Collaborating with business clients, technology, operations, legal and compliance to support key projects
Managing project schedules and multiple teams through every phase of the software development life cycle
Resolving or facilitating resolution of any project barriers
Coordinating and communicating with key project stakeholders
BA/BS degree in management or related field
Minimum 2 years of professional work experience in business analyst or project manager role
Strong analytical, communication, and presentation skills
Well organized and high attention to detail
Independent and self-managing experience in securities industry
Proficient in MS Office (Excel, Word, PowerPoint, and Visio)
BA/BS degree in computer science, engineering, or related field
Professional work experience with securities regulatory obligations and rules
PMP or equivalent certification in Project Management disciplines

150

Equity RAD Developer Resume Examples & Samples

Client Analytics & MIS
Trading & Risks MIS
Pricing
Market Making
Trading Strategies
Market data analysis
Reporting (PnL for Management and Adhoc reports for Regulators)

151

IMD, Gsam, Fundamental Equity Resume Examples & Samples

Order generation
Develop an in-depth knowledge of GSAM’s Fundamental Equity portfolios and associated objectives and restrictions
Respond to Portfolio Manager and clients’ queries
Ability to be proactive and assertive in identifying potential portfolio issues

152

Technology Gsam Technology Gsam Fundamental Equity Developer Resume Examples & Samples

3+ years experience in a business facing IT role
Strong desire to learn the business
Experience with C# / .NET or HTML5

153

Technology Gsam Technology Gsam Fundamental Equity Resume Examples & Samples

1+ years experience in a business facing IT role
Highly motivated with a desire to work in a technical role closely aligned with a front-office trading desk
Strong communication and client-facing skills
Experience with Sybase / SQL
Experience with Java

154

Equity Clearing Administrator Resume Examples & Samples

Ensure compliance of all department procedures and policies
Identify, report, monitor and resolve trade reconciliations/exceptions in a timely manner; Trade Balancing, Step Outs, Pair-Off, Creation Units, DVP/RVP, Obligation Warehouse, GPS, CNS, Suspense, Stock Record
Book trades as of to clear breaks
Retrieve Ex-Clearing trade confirmations
Process client requests including but not limited to: Trade Corrections, Trade Input, AUTR, Journals
When Issued processing
Effective communication skills both verbal and written
Proficient in ADP related functions including, but not limited to, MRGN, CCXR, NEWB, Reports Online

155

Valuation Controller Equity Exotics Resume Examples & Samples

Work on the production of a number of monthly independent mark reviews within the Equity Derivatives team
Communicate results to team management as well as participation in review of detailed results with trading desks
Mid month support mark review analysis and process improvement by performing in depth analysis on valuation issues or supporting process and infrastructure development
Partner with the model control team within VRG to develop and enhance independent valuation methodologies; ensure the group’s documentation around mark review methodologies is fully up to date and make revisions as required
Take ownership of balance sheet categorisation based upon observability in accordance with FAS157
Pro-active management of valuation risk; where necessary lead the coordination of solutions in partnership with the Business Unit Controllers, front office Quantitative Modelling group, Market Risk Department and other institutional groups
Challenge existing working practices and improve efficiencies
Demonstrable independent price verification or product control experience in exotic or structured derivatives
Analytical approach; attention to detail and mindset of accuracy
Confidence and strong communication skills are essential
Ability to influence and work across teams and regions
Ability to develop strong internal client relationships
Excellent academics including a highly numerate degree or equivalent
PC literate with strong command of excel spreadsheets, preferably with experience in the visual basic language

156

Global Data-equity Fundamentals Analyst Resume Examples & Samples

BA/BS in Business, Finance and/or Accounting
Excel/VBA skills
Capable of handling multiple tasks simultaneously

157

Head of Executive Reward & Equity Resume Examples & Samples

15% of Time
Must have in-depth experience with executive compensation; experience with UK Corporate governance strongly preferred
15 years’ experience in compensation, including broad-based compensation
Experience with the Pharmaceutical industry is preferred, but not required
Certified Compensation Professional (CCP) designation is preferred, but not required
Experience with leading and managing a team of professionals is required. This position currently has one direct report. However, role will be responsible for leading teams and working others outside of direct authority (e.g., Compensation Operations team)

158

Equity Product Control Resume Examples & Samples

Monthly and quarterly account ownership reconciliation, book management, legal entity and regulatory reporting and accounting policy implementation
P&L Validation and Analysis (including clean P&L), Journal Entry and Review
3 - 4 years of financial service, banking or accounting experience
PC skills including Excel (essential), PeopleSoft Financials, and Essbase as well as comfort with manipulation and presentation of financial data

159

Structured Equity Product Control Analyst Resume Examples & Samples

Trade Validation and new deal analysis review
Ensure all the trade economics, pay-off profiles are correctly captured in the risk management system
Reconcile and validate new and existing trade bookings (including but not limited to OTC Equity Derivatives, Equity Linked Notes, Funding & Equity related instruments)
Liaise with trading desk, Sales, PC, Operations in case of discrepancy with documentation by proposing booking and documentation amendments and coordinating the implementation of enhancements
Identifying risks with respect to booking methodology deficiencies as well as discrepancies with the trade documentation
Close liaison with the trading desk, Operations, Risk and IT and various other areas of the bank on daily P&L of deal and other ad hoc queries
Management of daily MI and Approximate Booking
Provisions calculation and analysis
Investigation and clearance of FO and finance queries and requests
Analysis of trading portfolio including obtaining expert product knowledge
Performance and monitoring of Key Controls and Reconciliations

160

Equity Gca Technologist Resume Examples & Samples

Four years bachelors degree or international equivalent
Requires excellent verbal and written communications skills
Must be able to explain concepts and ideas clearly and concisely to both business and development personnel

161

Equity Accountant Resume Examples & Samples

Preparation of tiered partnership and investment partnership federal tax returns and schedule K-1s
Assist with complex income allocation/debt
Participate in tracking partnership/partner tax basis
Assist with FATCA reporting
Assist with Foreign partner reporting/withholding
Perform interim year partnership projections and allocations for both Federal and States to assist the Firm’s partners with year-end tax payments
Fund to GP Reconciliation of Partner’s Contributions and Distributions
Annual Tax Workpapers utilizing iPACS/Investran/Excel software
Partner analysis and explanation of K-1 information as requested
Annual detailed analysis of partner reallocations

162

IMD, PWM, Equity Solutions Group Resume Examples & Samples

Engage directly with holders of concentrated equity positions and their advisors to develop customized solutions
Educate clients on a range of considerations pertaining to concentrated equity positions
Together with Private Wealth Advisors, develop new client relationships
Structure, price and, in conjunction with trading, execute cash and derivative transactions
Work closely with internal partners in legal, compliance, tax and credit to develop innovative solutions
Experience working with C-level executives and entrepreneurs
Expertise in marketing, structuring and executing cash and derivative transactions
Use of PowerPoint and Excel with capability of options modeling and pricing
Strong communication skills with the ability to break down complex concepts into simple terms
Track record for collaborating with internal partners to deliver client solutions

163

Equity & JV Accountant Resume Examples & Samples

Ensure proper accounting and controls in Equity & JV area (i.e. external reporting, closing & reporting)
Identify controllership simplification and process improvement opportunities
Coordinate with controllership and finance teams
Review and conduct analysis of financial statements
Responsible for monthly and quarterly accounting for GECAS Equity investments and Loans payable
Overall accounting and reporting responsibilities for the GECAS Loans portfolio
Overall accounting and reporting responsibilities for the GECAS External Debt
Manage the GECAS Finance relationship with SES, PK and Avia
Account for and reconcile monthly and quarterly numbers from Avia & GIP
Document all areas, developing Standard Operating Procedures and process maps
Support any accounting changes and support the rollout of controllership initiatives to PK, Memphis and Avia
Bachelor's Degree. Relevant years of finance or accounting experience
Qualified accountant - ACA/ACCA with exposure to US GAAP
Demonstrated oral and written communication skills. Proficient use of financial systems and Microsoft Office (eg. Excel, Word, PowerPoint)
Must be willing to comply with pre-employment screening, including but not limited to, reference verification and background check
Demonstrated ability to manage multiple priorities
Knowledge of Oracle General Ledger System
Proactive, detail oriented, and strong organizational skills
Experience within the aviation industry

164

Equity Derivative Operations Director Resume Examples & Samples

Providing supervisory oversight of daily workflows to ensure the teams confirmations are prioritized accordingly, ensuring Morgan Stanley meet external, FED-imposed, documentation targets
Manage and develop the drafting team through 1-2-1, goal setting and review process and ensure that team personnel are appropriately trained to perform the required functions of the department
Regional faceoff to Equity Sales & Trading and Risk Management regarding drafting performance, initiatives and issues
Drive both global and regional projects in partnership with global drafting organization & CTB team to identify thematic issues, drive efficiencies and control improvements as part of wider renovation of the Equity Swaps & OTC drafting process
Represent the firm at relevant industry forums (e.g. ISDA) as required
Act as escalation point for all North American Equity Documentation issues with faceoff to internal stakeholders
Drafting, reviewing and negotiating of structured and exotic equity derivative confirmations
Provide oversight to the electronic submission and matching process for NY Exotics business
Investigation of booking and term sheet issues, which will involve daily interaction with sales, trading, legal and other internal clients
Production of reports and metrics for incorporation into management reports
Prior experience drafting experience in a supervisory capacity is required. Structured Equity drafting experience documentation is highly desirable
Knowledge of, and comfort with, the ISDA equity and swap definitions
Prior managerial experience is required with a proven track record of team and career development
Strong communication skills with proven experience as a direct point of internal+external client escalation and ensuring prompt upward and downward communication flow within the operational organization
High attention to detail, coupled with advanced analytical skills
Awareness of current market initiatives in the Equity Derivative Documentation space
Knowledge of financial services industry, or legal background

165

CIB International Equity Settlements Analyst Resume Examples & Samples

Pre-matching and settlement of equity trades ( including Priority client focus )
Escalation and resolution of failing trades
SBL intra day activity
Instruction of bond conversions - both physical and ADRs
Validation of interest claims
Delivery management, cross depot stock movements - identify and instruct
Payment processing
Asset Servicing
Auto-borrow reports
Daily High/Credit Risk reporting
Daily Client Money Segregation
Resolution of Cash and Stock breaks working closely
Good time management
Financial services experience with an interest in securities and investments
Ability to work under pressure due to cut-off times and volumes
Initiative, root cause analysis and problem solving skills
Experience in dealing with physical issuance/deposit of UK into and out of Crest
Understanding of UK, European and US markets
Securities Knowledge, preferably settlements experience
Technical knowledge of securities transaction processing

166

Equity Risk / Analytics Resume Examples & Samples

Communicates work priorities to stakeholders, in order to improve integration of similar efforts and drive toward shared component model
Researches to determine if solutions to business needs currently exist within or outside the technology platform, and if not, whether new solutions are amenable to the technology available
Educates the team on new development and best practices
Provide third line production support
(Required) Knowledge of DBMS, relational database and SQL, preferably Sybase
(Required) Prior experience with team-based development following a structured lifecycle
(Preferred) Prior experience managing a software development team, or as a team technical lead
(Preferred) Athena Development
(Preferred) Experience developing applications using Flex
(Preferred) Experience of Agile Methodologies (e.g. SCRUM, Kanban, TDD)
(Preferred) Prior experience developing with middleware API's (IBM MQ,JMS, QPID)
(Preferred) Prior experience developing with Web application server (preferably Tomcat)

167

IMD, Gsam, Fundamental Equity Resume Examples & Samples

Work across global teams to assist with implementation of new products
Assist with adhoc business analysis for senior management
Assist with implementation/compliance with new regulations
Respond to internal or client inquiries regarding portfolio positioning, basic indicative information or other trading or portfolio questions
Act as facilitator between Fundamental Equity and the Federation teams where required
Contribute to the portfolio management team’s overall controls and efficiencies by identifying, streamlining and implementing process improvements
Basic knowledge of the asset management business and investment products across equity markets
Task oriented: Must be able to multi-task and work well under pressure from multiple clients/constituents to respond to client inquiries quickly
Strong interpersonal and communication skills: Ability to build the trust and confidence in capabilities, ability to work well with others internally to accomplish client objectives
Project management skills including ability to organize and track multiple threads of activity, ability to deliver on tight timelines, hands-on approach to resolving issues and detail orientation
Ability to interact with clients a plus
Must be a team player, hardworking, resourceful and eager to learn
Minimum 2 years work experience at an asset management firm or related organization (investment manager, consultant or plan sponsor)

168

Equity Salestrader Resume Examples & Samples

Build and maintain institutional and hedge fund client relationships
Provide sales trading services for relevant clients
Liaise with team to perform trade execution for clients
Analyse market trends
Market Citi research and ideas to clients
Understand compliance frameworks
Deliver comprehensive solutions to client’s complex requirements
In-depth knowledge of European equity market
Existing client relationships with Hedge Funds and US/UK institutional investors
An in-depth understanding of the current regulatory framework and the implications for the structural changes the industry is faced with
Understanding of the mechanics of cash equity, delta-1 and derivative trading
Exposure to event-driven space, in particular merger arbitrage
Previous experience to and existing expertise in the electronic execution (EE) space
Current FCA registration
Quantitative skills

169

IMD, Gsam, Fundamental Equity Resume Examples & Samples

Generate alpha, investment research and recommendations across one or more sectors
Conduct independent research and interact with industry participants and management teams as part of the investment process
Update and maintain price target and valuation screens
Take an active role in team debates, as a presenter and a participant
Passion for investing and markets
Minimum of three to fifteen years experience in equity research / corporate finance
Strong accounting background and experience (must be able to fully comprehend financial statements, work with advanced Excel models, analyse financial data, conduct primary research, and mine new sources of information)
Excellent analytical and a high degree of numeracy
Demonstrated experience in company valuation
Self-motivated, well-organised with a high level of attention to detail
Emerging markets experience, especially Latin America / Emerging Europe

170

Private Bank-equity Strategist Resume Examples & Samples

Identifying opportunistic equity investment opportunities across individual stocks, sector trades, and geographies
Managing several different trading lists across different investment objectives-Opportunistic trading, Core, and High Dividend
Developing medium and long-term global investment themes utilizing proprietary investment research, financial modeling and various sell-side research
Working with the CIO to help shape the overall equity view for global wealth management
Working with derivatives specialists to determine appropriate implementation vehicles
Market the Firm's equity views and best investment ideas to a our internal sales force as well as a global client base
Tracking the equity teams recommendations and communicating performance regularly
Strong knowledge of global equities markets
Equity Research background (either buyside and sellside)
Strong track record of stock picking capabilities
At least 7 years of equity investment experience

171

Cpb-equity Specialist Resume Examples & Samples

Degree holder with at least 4-5 years of relevant experience; dealing and advisory experience in both HK, and US equities. Other markets is a plus
Must have excellent knowledge of cash equity markets, dealing and operations. Those with knowledge in global equity markets will be preferred
Strong presentation skills. Previous experience involving direct client contact will be beneficial
Fluent in both spoken English and Cantonese (fluent Mandarin as a third language is preferred)
A team player with excellent interpersonal and communications skills

172

Equity Department Resume Examples & Samples

Develop, maintain and promote the Credit Suisse Top Ideas Suite. This will be an active and changing list of the best investment ideas and research insights generated by EQR and other content creators. This Suite will not be confined to single stocks and when appropriate will be expressed via other structures (ie derivatives). The Head of Flow Product will ensure that the ideas on this list are given appropriate and regular public focus by the research analysts and other content creators/providers. The Head of Flow Product will help manage and promote the branding of our best ideas, eg “Ideas Engine”
Ensure effective delivery of the product via the adequate forms of distributing our timely ideas to the sales forces in collaboration with research management (morning call, global call, conference calls, teach-in’s, other creative forms)
Effectively manage and motivate a team across flow product desks encouraging them to share timely, relevant views instrumental in creating commercial ideas
Advance the Global Product Agenda in coordination with the Heads of Product and DORs in other regions. The US Head of Flow Product will ensure that our global capabilities are fully and appropriately reflected in the Top Ideas Suite, that the best of our non-US ideas are delivered appropriately to the US distribution system, and that the US system is made aware of all relevant read-throughs of the larger ex-US calls being made
Manage and promote The Credit Suisse Focus List, a collection of the best single stock research ideas in the US equity research department, which is the basis of an important product in the CS Private Bank and which helps generate publicity for the US Equities Department
Promote our differentiated research products including Theme Research, FID Macro Research, Strategy Research, Accounting Research, HOLT etc
Supervise the Deputy Head of Flow Product who will have responsibility including Research Aggregation/ Department-wide Products. The Head of Flow Products will ensure that our Research Aggregation and Department-Wide Products are timely, functional and appropriate to the needs of the clients and of the internal constituencies. The Deputy HOP will be responsible for the execution of this item
10yr+ experience in institutional equity sales, with strong production record and existing meaningful CIO, PM, analyst, & trader client relationships
Deep and proven interest in the research product and service with broad support from the research department
Very strong organizational skills, ability to multi-task, and passion for the markets
Sufficiently strong personality to withstand the inevitable pressure from senior sales people and research analysts
Well-developed network across multiple CS sales desks in EQ, FID, and within Research
Strong ability to influence opinion and foster debate
Knowledge of investing in other regions and some familiarity of other research product globally
Understanding of CS products including EQ research, HOLT, Macro research, Swaps, ETF’s, & Derivatives with capabilities of fostering relationships to regularly communicate with those desks
Ability to manage a team on this newly created Head of Flow Product platform

173

VP of Product Control Equity Financing Resume Examples & Samples

7+ years of Financial Services experience
Previous Product Control and Equity Financing experience
Solid Management experience
Experience with Daily Profit & Loss and Month-end Close

174

Associate Director of Special Projects for Equity & Inclusion & Title IX Coordinator Resume Examples & Samples

Develop and lead diversity-related programmatic, educational, and learning opportunities
Serves as a resource to the campus community on best practices and national trends with regards to equity, inclusion, and diversity
Develop new initiatives to address needs of underrepresented student groups on campus
Assist in coordination of Pratt Diversity Advocates programs and initiatives and make recommendations based on data
Oversight of compliance with Title IX regulations, Institute sexual misconduct policy, and complaint intake and resolution procedures
Provide ongoing training for students, faculty, and staff with regards to Title IX and sexual misconduct policies and procedures
Evaluate and assess campus climate and programs and initiatives and make recommendations based on data

175

Equity Derivative Operations Analyst Resume Examples & Samples

Familiarity with the Life of Trade concept
Strong communication/relationship building skills and organizational ability
Equity Swap product knowledge preferred but not required
Experience in North American and LatAm Markets preferred but not required

176

Equity Operations Regional Lead Resume Examples & Samples

Middle office / Trade Support
Clearing & settlement including network management
South African Derivatives
Advanced Problem solving skills including application of commercial acumen and sound judgement to identify practical solutions to complex problems
A high level of commercial awareness
Decision making skills with an ability to take responsibility for high impact or difficult decisions
Results Orientated and able to take on challenging goals with a strong belief in ability to deliver. Stakeholder management and client commitment with an emphasis on identifying ways to better deliver or create synergies for the client

177

Equity Manager Resume Examples & Samples

Minimum five years industry related experience, preferably in the Manager of Managers business, with a focus on equity manager due diligence
Strong analytical skills and ability to provide investment recommendations based on qualitative and quantitative information
Excellent presentation skills, ability to make economic and investment presentations both one on one and in seminar situations
As a subject matter expert, provides comprehensive, in-depth consulting and leadership to team and partners at a high technical level
Carries out activities that are large in scope, cross-functional and technically advanced
CFA and/or CIM® designation preferred
University Degree required, preferably BComm/BS/BA in Finance, Economics or related fields
Advanced knowledge of MS Office applications (Excel, Powerpoint, Word), experience with macros/VBA a plus. Knowledge of returns based, positions based, and risk analysis software preferred

178

Equity Resume Examples & Samples

Daily processing functions - trade allocations and generating confirmations to the clients; monitoring unmatched trades and taking prompt action for a timely settlement; dealing with various queries from the clients and the sales traders; reviewing and monitoring risk reports and cleaning up exception items; static data maintenance and confirmation delivery details and building client relationship through day-to-day processing and contacts
The role requires extensive interaction with clients both internally and externally - the ability to maintain and build excellent client relationships is a priority. The role requires the individual to be articulate with excellent communication skills at all levels
Ability to use the tools and technology available to improve the workflow, meet internal benchmarks and those set by the client. An understanding of market initiatives and new technology are critical to providing a high level of customer service
It is critical to have excellent organisational ability, being able to react to change and deal with issues as and when they arise. The individual will be responsible for maintaining consistent high quality performance and ensuring that client specific requirements are met on a timely basis

179

Equity Product Controller Resume Examples & Samples

Be responsible for the delivery of the daily P&L in a controlled and timely manner
Review the team deliverables for completeness and accuracy
Ensure the team has an understanding of the businesses it supports including the strategies and products
Understand the risk & reporting systems, and contribute to enhancing the control environment
Act as a point of escalation for the team
Review of month end P&L reconciliation of books to be reported
Be involved in other P&L related tasks and requests as they arise
Prior experience in managing a finance team and a proven track record in motivating a team to deliver consistently to meet goals
Preferred 6 - 8 years financial experience (Capital Market related experience an advantage)

180

Equity Prime Brokerage Manager Resume Examples & Samples

8+ years of relevant experience
Prime Brokerage industry & regulatory knowledge
Understanding monitor Market Risk, Credit Risk and Counterparty Risk
Full knowledge of all client-facing trading agreements (PBA, ISDA, DNs, C2C/4-ways)
Prior Managerial experience
10+ years of related experience

181

Equity Derivative Operations Associate Resume Examples & Samples

Deal verification of Tradebooking to Term sheets or documentation
Daily reconciliation and clearance of position/product & internal accounting breaks
Identification and escalation of control-related issues develop procedures/solutions to close gaps
Strong understanding of complex derivatives, specifically structured products and Exotic OTC's
Proven experience of working in Trade Support
Familiarity and experience with the front-to-back lifecycle of derivative products
Strong organizational and time management skills
Ability to adapt existing skills in a new environment quickly
Ability to think laterally, and recognize opportunities for system/process improvement
Ability to understand complex problems quickly and move projects forward
Degree or equivalent educated

182

Assistant VP of Equity Resume Examples & Samples

BS or BA in Accounting
Ability to manage a staff of accountants and administrative personnel
8+ years of related experience in public or private firm
Knowledge of equity-based accounting issues
Strong analytical skills and detail-oriented
Strong work ethic
Ability to multitask in a dynamic, fast-paced environment
Strong desire to work in an entrepreneurial environment
Proficiency in Excel

183

Equity FO & Mo-analyst Associate Resume Examples & Samples

Confirmation to the clients of the allocation and bookings of trade into respective systems
Pre-matching and Fail monitoring management / Account opening management
Trade monitoring and exception management, and Lifecycle maintenance
Main duties in equity finance include Booking, Prop and PB position management, and collateral adjustment
2 years of experience in Investment Banking Operation or other functions
Fluency in English and Japanese
Keen to learn and participate in new projects
Communication skills to be able to work with other teams
Knowledge in Equity products

184

R&D Equity Resume Examples & Samples

3+ years of hands-on professional experience in software development
Strong and extensive C++/UNIX development skills
Computer Science fundamentals and demonstrated experience in object-oriented design, data structures, algorithm design, problem solving, and complexity analysis
Strong problem solving, communication skills and enjoys collaborative environment

185

Market Risk Manager, Equity Exotics, VP Resume Examples & Samples

Competent knowledge of derivative risk factors, Equities preferred
Knowledge of VaR and other risk management frameworks
Relevant market risk or trading/structuring profile
Quantitative undergraduate degree is a plus
Understanding of derivative pricing model risks

186

IMD, Gsam, Fundamental Equity Resume Examples & Samples

1-3, years related experience at a financial services firm, preferably within investment research or investment banking
Strong modeling, analytical and quantitative skills
Can-do attitude, intellectual curiosity and an interest in growing as a public Equity investor

187

Emerging Markets Equity Portfolio Specialist Resume Examples & Samples

Communicate all market developments, economic and portfolio activity related to the Global Emerging Markets Equity (GEM) team and related investment strategies to prospects and clients, including Chief Investment Officers and investment boards of corporate, public and sovereign entities
Write and orally communicate GEM portfolio reviews and market outlook commentary based on investment team discussions and comments, internal attribution data and external sources
Deepen and expand relationships with Consultant community to both retain clients and further development new business in the team’s GEM, regional and Frontier strategies
High-level review of RFP’s and ability write customized commentary
Ongoing competitor analysis and market research
At least 5 years of previous experience as a portfolio specialist, client portfolio manager or investment specialist
Experience covering institutional and intermediary clients and consultants
Extensive knowledge of Emerging Markets
Ability to work in a team-based environment with shared coverage areas
MBA, MA or CFA
Strong writing and presentation skills in front of small and large audiences
Willingness to travel extensively
Self-starter, networker, consensus-builder with drive to be successful
Broad insight into various developed and emerging growth, value and fixed income investment strategies to help cross-sell other investment teams’ capabilities
Keen research capabilities with the resourcefulness to efficiently problem solve
Current Licensing: Series 7 or ability to obtain such licensing within 6 months of hire

188

Associate Equity Portfolio Manager Resume Examples & Samples

Lead the construction and oversight of assigned Equity Portfolios through internal investment models and ensure all securities are selected in accordance with the Portfolio Investment Strategy
Perform investment research through both fundamental and quantitative modeling
Monitor UIT investment portfolios for corporate actions and mergers, and performance movement, to communicate any required actions that would impact the portfolios
Continuously seek improvement of implemented investment processes to enhance portfolio performance
Provide insight into Investment Research including industry research, assessment of the competitive product environment
Market conditions and prepare materials for discussion at Investment Committee and New Product Meetings
Construct and convey thought leadership to UIT Business Development on portfolios including performance attribution, individual security and asset class commentary
Assist in New Product Development through investment strategy and research including
The validation of investment model back-testing and investment strategy review for tax, liquidity, legal and compliance standards
Provide leadership and mentor Analysts and Interns within the Equity Portfolio Management & Research team
Support the UIT Division in special project activities and broad initiatives across the business and firm
Projects may be outside the normal scope of the day-to-day functions which allow for further development of skills and a better understanding of the business environment
Five plus years industry experience/knowledge in either Portfolio and/or Product Management or Equity Research or a similar investment capacity
UIT experience preferred
Good communication skills with an emphasis on strong writing skills
Interpersonal skills necessary to effectively communicate over the phone and face-to-face with a variety of individuals at all technical levels are required

189

Derivative Projects Equity Swaps Specialist Resume Examples & Samples

Knowledge of equity swaps product and process; ability to recognize deficiencies or improvement opportunities and recommend best practices based on prior experiences
Supporting the Global DTP leads to refine the future state vision for swaps processing, priorities their renovation investment and translate business objectives & requirements into a program of renovation initiatives
Developing relationships with the stakeholders for the program, understanding the priorities of these stakeholders and ensuring that the program meets the needs of the business. Providing status updates on the progress of the programme to the stakeholders
Ensuring that the business case for renovation work is transparent, understood and committed to by all key stakeholders in all regions across Operations, IT, Finance and the Equity Business Units (where appropriate)
Ensuring that thorough business analysis is performed and accurate & detailed business requirements are developed and documented with the support of the appropriate Operations resources
Developing strong relationships with IT colleagues to design, develop and implement technology platforms to deliver solutions to these business requirements
Developing comprehensive and robust test cases/plans and co-ordinating the execution of these tests to ensure successful delivery of these technology platforms
Working with other DTP teams to develop best practice methodologies and approaches for business analysis, for delivery of technology, and process solutions to business problems
Development and presentation of Release notes, User guides and systems training to the Users globally
Middle office / trade support: trade booking, lifecycle management (e.g. increase, assignment, expiration, corporate action processing)
Settlement: cash flow affirmation, netting, settlement accounting

190

Market Specialist, Buyside Equity Resume Examples & Samples

Extensive experience and relationships on the equity buy-side as a portfolio manager or as an equity analyst within the China region
Experience in dealing with the relevant regulators and other governing authorities in the China region
Deep understanding of the cash equity buy-side workflow and ability to recognize potential gaps that can be filled by Bloomberg solutions
Outstanding presentational skills, with the power to command and hold the attention of both small groups and large audiences

191

Equity Strategist Resume Examples & Samples

Actively support the Global Distribution Group in presentations and meetings with clients, consultants and prospects to grow the business
Service existing clients and involvement in the acquisition of new clients
Communicate the equity capabilities of the organization
Promote predominantly the existing and new quantitative & rules based equity strategies, but also other equity strategies based on client demand
Create and enhance investment content for marketing materials and other literature necessary to present capabilities
Support in the production of investment reports, the RfP-Team, data collection and ad-hoc requests from clients and distribution
Facilitate product innovation and initiate strategy
Analyse market & sector developments and competitive intelligence
Close collaboration with the investment teams globally, in particular the quantitative teams, as well as colleagues in Distribution and Products
Excellent understanding of financial markets, equities and the financial industry
Strong interest in quantitative equity investment strategies and a thorough understanding of them – knowledge of quantitative processes in other asset classes or across asset classes is a plus
Master in Finance, MBA or similar. CFA charter holder (or similar) preferred
Fluent German and English, additional European language skills a plus
Pro-active, client focussed, team- and solution oriented personality
Ability to work independently and make hands-on, individual contributions
Flexibility, adaptability, responsiveness to variable workload and short deadlines
Well organised, meticulous attention to detail and accuracy
Willingness to travel – mainly within Europe and the Middle East – as well as to work in a global team with a strong focus on performance and delivery

192

IMD, Gsam, Fundamental Equity Resume Examples & Samples

Ability to source and analyze data for charts and other uses in content
Strong excel skills for creating charts and analyzing data
General market and finance knowledge
Strong attention to detail and ability to work under deadline pressure
Experience in/understanding of markets, particularly equities, and interest in markets
Excellent chart/graphics skills
Excellent writing skills and interest in writing
Knowledge of FactSet and/or Bloomberg
Ideal would be an analyst from the sell side or analytical/research background
Similar role/job functions at another buy side institution, consultant, fund rating agency, etc
0-3 years experience with some data/excel/chart markets experience and interest

193

Equity Structuring Analyst Resume Examples & Samples

Generating and distributing multiple monthly and ad-hoc reports to Hedge Funds, Mutual Funds, Index Structuring teams
Producing various types of performance reports including factsheets, valuation statements and newsletters that will gather data from market data sources (Bloomberg), Trading Desks and Internal Database
Participating in projects leading to automation of reports and processes
Performing Hedge Fund Due Diligence process and supervision over reporting documentation for a number of UBS loans products
Communicating effectively with the trading and structuring teams on development of new reports
Being involved in SPV/SPE governance processes

194

Associate Mumbai Equity Tsg-india Resume Examples & Samples

An absolute focus on risk controls. The teams will be responsible for reconciling and accurately representing traders? positions. The tolerance for error or delay is very low to zero
Ensure timely, accurate, and complete communications between the Mumbai center and trade support groups and other operations/finance/IT/business teams in the various offices
Learn Morgan Stanley?s businesses, organization, procedures, controls, systems, and staff management practices, as rapidly and thoroughly as possible
Experience with institutional equity trade support or settlements, preferably from a major global institution

195

IMD, PWM, Equity Solutions Group Resume Examples & Samples

1-2 years of prior experience in operations or account management preferred, but not required
Manage all administrative aspects of client onboarding process for managed account strategies
Demonstrated interest in financial, economic and global capital markets
Strong analytical and communication (oral and written) skills
Successful completion of Series 7 and 66 exams required within three months of starting at the firm

196

Equity Settlements Lead-avp Resume Examples & Samples

Deal with Settlements and Clearing of equity both Japanese and foreign
In charge of conversions and exercises of Equity linked products
Responsible for corporate actions for both Japanese and foreign equities
Work closely with Fund Settlements, Reconciliations, and Collateral Managements
Report to internal and external clients
Handle initiatives and projects
3 years experience in industry
Mid-level Excel skills
Business level Japanese and English ability
Experience in dealing with internal and external clients
Capable of working in a team setting with a cooperative manner
Experience in collateral management

197

Equity Control Analyst Resume Examples & Samples

Trade Booking
Commission/Fee Billing
Risk Management
Understanding Front-Back trade flows and how they impact controls along with fixing any processes that are not performing optimally
Develop industry knowledge of the products supported by the team
Display excellent analytical/problem solving skills in addition to having a sense of urgency regarding his/her responsibilities

198

Equity Control COO Resume Examples & Samples

Positively influence the control culture across the Equities division
Devise intelligent, strategic, and effective solutions to enhance the manner in which Equities manages controls and operational risk; this includes providing critical input into the design and implementation of controls and procedures
Successfully manage dealings with internal control departments such as Internal Audit and Operational Risk, and External Regulators
Be regarded as a dependable resource amongst the COO and Control COO and Shared Services communities to furthering the control environment across the Bank
Demonstrate the ability to critically assess the performance of controls within the Front Office, and assist in holding Equities accountable to achieving the highest supervisory and control standards

199

Equity Markets Resume Examples & Samples

BSC qualification in a Mathematical, Finance or Computer based discipline
Strong math and computer programming skills
Fluency in written and spoken Mandarin Chinese]Registered/Licensed with the appropriate financial regulatory body

200

Equity Delta One Structured Product Controller Resume Examples & Samples

Understanding, analysing and commenting on the DSP Finance daily P&L, leveraging a number of P&L explain tools including the Full Revaluation Attribution output from MS Strategists
Review of the weekly P&L for MCR and Desk meetings
Fully qualified accountant - ACCA, CIMA or equivalent
Relevant experience in the Financial Services industry with knowledge of market economics, especially in the Equity Markets, to comment on and understand the daily P&L
Accounting and tax knowledge to understand the structured elements of the business
Ability to lead and co-ordinate issues to their conclusion
Well organised and able to efficiently work to deadlines
Strong desire to learn and tenacious mentality
Strong IT skills - good working knowledge of Excel - e.g. pivot tables, IF statements, VLookups

201

Equity Sponsor Group Senior Associate Resume Examples & Samples

Develop and maintain relationships with Private Equity Firms which both invest in Middle Market businesses in the M&T footprint & operate within M&T’s risk tolerance parameters to source loan opportunities for the Commercial Bank
Research PE Firms to expand our database of targeted firms, focusing on PE investment, industry and geography and financing structure
Prepare financial projections to support the RM team engaged in a PE sponsored loan transaction
Maintain and update PE Firms database
Assist the Director Marketing & the RM Team in all stages of the loan opportunity from initial expression of interest to closing
Assist the Director Credit in PE Firm/Fund Analysis, Credit Reporting/Analytics
Attend Management Meetings with the Line
Understand and adhere to the Company’s risk and regulatory standards, policies and controls in accordance with the Company’s Risk Appetite. Identify risk-related issues needing escalation to management
Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable
Exercise usual authority of a manager concerning staffing, performance appraisals, promotions, salary recommendations, performance management and terminations
Bachelor’s degree or in lieu of a degree, a minimum of 11 years’ higher education and/or work experience
Seven years’ work experience in Commercial Banking or a related field (Investment Banking, Leveraged Lending, Credit Underwriting),
Advanced computer skills and strong knowledge of pertinent database and presentation software
Highly proficient in the use of financial spreadsheets with a working knowledge of financial modeling
Individual must be comfortable working in a fast paced environment and be able to handle a high level of responsibility
Must possess strong analytical, written and verbal communications skills as well as the ability to work in a team- oriented environment
Ability to present complex subject matter in a straightforward manner, adjusting presentation depending on audience
Ability to work under critical time constraints
Self-motivated, well organized
Strong interpersonal skills with the ability to interact with all levels of personnel

202

Equity Trade Matching / Settlements Clerk Resume Examples & Samples

Passing accounting entries for various managed accounts identified through independently produced daily reconciliations
Two years relevant experience in a similar work environment
Operational understanding of global equities
A working knowledge of CTM (Oasys) is essential. Experience of the LVTS Longview Portfolio Management System & Beauchamp Accounting System would be a distinct advantage, but not essential
Pro-active, flexible and willing to be involved with all aspects of investment operations
Systems competent / proficient in Excel
Ability to work in a team and to communicate clearly
Willing to take responsibility
Educated to 'A' level standard with minimum A* - B GCSE passes in Maths and English

203

Equity Department Resume Examples & Samples

Develop strategic plan and execute against that plan to build #1 Corporate Access offering across the firm
Thoughtfully and compliantly initiate the alignment of research pieces in working with the DOR’s, Product Manager, and Head of Flow Products. Understand content and actively work with Research, Trading, Product Manager and the Head of Flow Product after the corporate access event to monetize for CS
Work with partners to deliver a corporate access plan across each industry vertical in an organized approach mindful of delivering marquis speakers/beach head content/ themes for each CS conference to take the engagement across the firm to a new level. Share and leverage relationships in power alleys across the firm
Attract, hire, retain and manage top talent
Develop marketing pieces with CS capabilities for corporate access members to use with corporates incorporating content from across the firm to market; initiate pre and post marketing analytics
Develop analytics and marketing plan for corporates (ie mass customization of content)
Marshal the infrastructure, IT, and systems resources required to create the necessary data and analytics to deliver on the strategic Corporate Access plan
Interface with clients to understand their corporate access interests and deliver solutions
Maintain thorough knowledge of current trends of respective sectors
Oversee and facilitate the preparation of pre and post corporate marketing material and feedback necessary for repeat business
Initiate creative technology solutions to servicing our external corporate and institutional investor base and our internal constituents
Ensure the delivery of “white glove” service to the corporates and investors
Interact with the sales force to solicit feedback from roadshows; gauge investor interest in stocks/sectors; assist in finalizing roadshow schedules
Gather information and intelligence on investors, including investor profiles
Accompany management teams on marketing trips where appropriate

204

Equity Collateral Financing & Optimisation Resume Examples & Samples

Daily collateralisation of the Equity Triparty and bilateral funding obligations
Managing collateral efficiency and optimisation. LCR & HQLA ratios
Processing lifecycle events for secured funding and securities lending transactions
Regression testing, feedback, and suggestion of business process improvements for new International Equity platform
Integration of Optimisation engine into T3C
Interacting with the BRM desks, answering any ad-hoc requests/trade related questions
Responding to ad-hoc queries, maintaining a strong network with all internal clients
Interacting with other internal support areas such as Finance, BRM, Settlements, Credit
Setup and execution of new financing trades and flows
Previous cash Equity product and Repo experience required
Ideally experience of Financing:- Triparty financing, working with triparty agents
Strong communication skills:- can build internal and external relationships, and articulate key messages succinctly and effectively
Degree educated or equivalent. Ability to pick up new tasks and functions quickly and work independently

205

Equity Valuation Risk Controller Resume Examples & Samples

Manage a team of dedicated individuals to ensure deliverables are met, improve current processes and coordinate ongoing projects
Monthly mark review production to ensure positions are marked correctly in the firm’s books and records. It covers a broad range of listed and derivative products
Interaction with the trading desks and other internal/external parties in New York, London and Hong Kong
Preparing summaries on mark review results for senior finance executives and the Business Units
Developing and standardizing the existing Mark Review processes
Project work as required on new systems and functionality enhancements
Challenging existing processes and procedures to improve the quality and efficiency of the mark review and to proactively identify, monitor and manage both the known and unknown risk within those existing processes and procedures
Strong academics required in a quantitative discipline such as economics, mathematics, physics, engineering or other technical field
Good understanding of financial markets and products and ability to learn new products
Ability to translate complex theoretical problems into smaller problems that can be solved practically
Solid knowledge of Excel. Programming knowledge is a plus

206

Global Data-equity Fundamental Analyst Resume Examples & Samples

Fluency in English and a European Language
BA/BS in Business, Finance, Accounting, Computer Science, Economics or equivalent work experience
Master's degree or advanced certification such as CPA or CFA charterholder a plus
Effective problem solving, analytical skills and proficiency with Microsoft Office products required
Ability to interact with clients within the financial industry
Commitment to enhancing and developing products and processes

207

Equity Derivative Product Controller Resume Examples & Samples

Responsible for all aspects of control and liaison with the Front Office, IT, Middle Office
Gain knowledge and expand experience within the Equity derivative business. This offers exposure to: Exotics Derivatives, Corporate derivatives, Structured Funds and Vanilla Derivatives
Liaise with the Traders to reconcile any differences or discrepancies
Confidence in collaborating with Risk Management, Operations and Legal departments to resolve issues
A great deal of exposure to senior members of the company and will require excellent communication and presentation skills
Maintain and develop controls around both P&L and balance sheet
Support the infrastructure development and advise on all Finance related issues
Assist the dedicated team of controllers in Mumbai
Provide information and support to business management and traders
Professional accounting qualification desirable (ACA, CIMA, ACCA or equivalent)
Understanding of accounting principles for financial products (experience of US GAAP preferred)
Strong knowledge of investment banking business products and processes � front to back flow

208

Equity Derivative Confirmations Analyst Resume Examples & Samples

Responsible for achieving positive affirmation for their open trade population, with priority applied based on age and risk weightings
Chasing institutional clients to return executed client confirmations or match our trades on electronic platforms
Review all client returned trade confirmations, follow up where necessary with the appropriate internal operational groups, and action all confirmations accordingly
Serve as a conduit between the client and Sales to ensure that all trade discrepancies and client issues are resolved in a timely manner
Provide client support and product guidance around industry initiatives
Follow all documented and reviewed risk controls and escalation procedures to minimize risk to the Firm
Devise and employ new technology to capitalize Straight through Processing, speed and accuracy of systems and procedures
Communicate in small functional teams and larger group teams to complete daily tasks, share market and systems knowledge, protect client confidentiality, and preserve and grow strong trading relationships with clients
Strong interpersonal, organization, leadership, and communication skills
Proven ability to work efficient and accurately under pressure in a fast paced multi-tasking environment

209

Equity Flow Derivatives Associate Resume Examples & Samples

Reviewing and analysing key operational control metrics to ensure that the firm's positions are validated and the trading desks are operating within their agreed remit and limits
Resolving reconciliation discrepancies
Escalating breaks to the senior management teams and presenting analysis during the weekly Front Office Supervision meetings
Reviewing and providing commentary on weekly trade cancel and amends statistics
Facilitating new broker set ups in the trading systems
Static data maintenance and product set ups
Trade lifecycle management from confirms to cash queries
Processing corporate actions
Previous experience in a trade support capacity
Broad based financial services knowledge covering multiple asset classes
Knowledge of F&O, IRS, FX, forwards, dividend products and cash equities
Ability to communicate effectively with SMEs and other senior stakeholders

210

IMD, Gsam, Fundamental Equity, VP-singapore Resume Examples & Samples

The GSAM team wishes to recruit a seasoned investor who has experience in sell-side/buy-side research. The candidate must possess at least 5 years or more APAC equity investing experience
The candidate will become part of a public equity investment business which aims to organically grow its client base over time through market beating returns
The candidate will preferably have extensive equity research experience across various sectors with a sound approach consistent with our emphasis on long term, consistent alpha generation
We seek an individual who is passionate about investing, who would expect the energy, integrity and humility required for thorough and constructive idea debate across the team
As an investor, we seek a candidate who finds their edge in research driven, unconventional thinking with the ability and courage to selectively focus on investment opportunities at any point in time
Knowledge of valuation and accounting
Strong modeling/analytical skills and an outstanding record of professional and academic achievement
Good investing mindset, ability to think independently about an investment
Experience either in sell-side/buy-side research across various sectors
Solid interpersonal skills, motivated, hardworking team player

211

TK Ops, Equity CCP Resume Examples & Samples

5 to 10 years of relevant Equity Operations experience with some supervisory experience
Communication: Excellent communication skills are required both internally and externally to work with variety of stakeholders
Language: Japanese and English are essential
Qualifications/experience -school degree: College graduate is preferred
Product knowledge: Preferred to have a background of Equity products (preferably in the settlement or middle office)

212

Equity CCP Mumbai Resume Examples & Samples

Assist and support Operations Snr. Mgmt. in running day to day operations and strategy to support the business in Asia Pacific ex India and Japan
Supervise the post trade execution support including confirmations and trade settlement process provided by the Fixed Income / Cash Equity Client Processing team for Asia clients
Perform managerial/ supervisory responsibilities - Carry out weekly/bi-weekly 1-1’s, performance management, process & probationary sign-off, carry out career path discussions
Regular reviews with Operations Snr. Mgmt to understand current and future support requirements and involvement in the development of tactical and strategic solutions for these
Accountable for review and resolution of all operational exposure issues (e.g. settlement fails, market claims, trade breaks etc.)
Strong partnership with Sales, Client Relationship Management teams in supporting client service agenda
Perform oversight of all internal deliverables and track performance of the team against the established Service Level Agreement. Manage operations action plans to enhance service quality and address operational deficiencies
Represent operations on local, global initiatives and projects (e.g. client confidentiality initiatives, system enhancement projects etc)
Participation in and provision of appropriate documentation for audits, reviews, inspections
Organizational and project management skills
Comfortable dealing with senior individuals and management across these functions

213

Equity Trade Services VP Resume Examples & Samples

Responsible for overseeing correct processing and transaction of trades
Able to maintain and develop cutting edge and proper internal and external controls
Understand global and Business strategies and implement into practical applications
Co-operate with requirements of regulators by monitoring and improvement of end-to-end Operations processes
Co-operate extensively with counterparties in the business in participation of larger change projects and programmes
Oversee country initiatives in attracting and bringing on new talent
Good working knowledge of Japanese financial markets
Great communication skills and able to develop good networks across global and regional stakeholders
Strong leadership ability to build teams and work collaboratively across business lines
Analytical thinker able to present their thoughts in a clear manner
Comfortable in negotiations and influence of others
Enjoys taking on challenges and overcoming objections

214

Equity & Diversity Specialist, Senior Resume Examples & Samples

Document all interviews and meetings held with faculty, staff, and/or students, supervisors, managers, and senior administrators. Will maintain confidential case files
Assess existing utilization of investigatory methods, processes, and procedures for adequacy and related policies for regulatory compliance
Serve as University representative for all external complaints and represents the University with all agencies against charges of discrimination or harassment
Provides direction and guidance to departmental staff as requested or assigned
Serves as expert on equity and diversity matters
Provides advice and guidance to faculty, staff, and/or students on discriminatory practices and equal opportunity matters

215

Equity Solutions Group Wealth Management Professional Resume Examples & Samples

A minimum of 1-2 years of prior experience in operations or account management preferred, but not required
Work collaboratively with other Wealth Management Professionals to serve as primary support for operational needs
Record of academic and professional achievement
Self-motivated and able to work in an autonomous, yet collaborative environment

216

Equity Loan Pocessing Specialist Resume Examples & Samples

Acts as an active liaison between the client, underwriting and financial center to meet all loan and customer requirements
Analyzes loan to determine alternate solutions to meet customer and bank objectives
Communicates with borrowers; Affiliates, Loan Originators and other parties to correct errors and ensure all conditions and regulatory requirements are met
Provides accurate information to the customer, explains products and policies in a clear, concise manner
Achieves assigned goals while cross selling additional products and services through solution based selling
Achieves loan productively goals while supporting department and individual service level agreements
Fields inbound calls from internal and external customers
Audits documents to insure accuracy and timely processing
Verifies that all documents are present, legible and all guidelines have been met prior to moving the loan forward in the process
Verify and provide ongoing support to internal and external clients until loan application is brought to a complete status
Fosters partners between call center department and other internal customers
Responds in a timely and professional manner to customer inquiries, and concerns
Actively participates in ongoing efforts to continually improve customer experience for both internal and external customers
Provides administrative support to assigned area/unit and updates individual production as requested
Fosters partnership between Retail Direct Sales and Business Partners
Maintain knowledge of Fifth Third policies and procedures
Copies, faxes and sends required customer communications
Receptive to and incorporates coaching feedback to improve overall effectiveness
Actively participates in personal and team success
Must be able to perform basic computer and data entry skills
Strong and proven multitasking skills
One (1) or more yearÆs prior loan processing experience (preferred)
Prior financial services experience and call center experience (preferred)
This position requires S.A.F.E. Act registration at the time of employment through the Nationwide Mortgage Licensing System (NMLS). The NMLS web site (mortgage.nationwidelicensingsystem.org) provides the MU4R questions and registration required for employment in this position

217

Equity Derivative Strategist Resume Examples & Samples

Work closely with the traders, sales and clients of the Institutional Equity division to conduct research on topics related to volatility trading, portfolio hedging, yield enhancement, and risk premia harvesting
Help clients express their investment views through derivative instruments
Identify potential derivative trade ideas based on the Morgan Stanley Research and Strategy views
Execute client requests such as back-testing, simulations, data collection and analysis, portfolio analysis
Construct optimized hedges and tactical baskets given specific investment objectives and risk/liquidity constraints
Automate processes, build re-usable market monitors, signals and screens
An advanced degree (PhD or MS) with strong Mathematical and Economics background
Experience in quantitative investment research, including data collection and processing, time series modeling, effective application of machine learning and other statistical tools on large data sets, back-testing and scenario analysis
Knowledge of derivative products, portfolio construction, and risk management
Relevant experience working with large data sets and conducting empirical research within equity markets
Passion for research and creativity
Critical knowledge of the relevant theoretical and empirical research, forecasting methodologies and portfolio construction techniques
Experience with statistical packages like R or Matlab, traditional programming languages like Java and Perl, and database tools. Knowledge of kdb/q is a plus
Superior written and verbal communications skills

218

Senior Analyst Equity Strategies Resume Examples & Samples

Solid knowledge of financial markets, as well as the asset management industry, including products and trends
Excellent communication skills, specifically writing and presentation skills
Comfortable interacting with senior personnel internally as well as from third party investment management firms
Team player with a strong work ethic and high level of maturity
Several years of experience performing securities analysis, credit analysis, or investment research/due diligence on investment managers
Bachelor’s degree (preferably in Business Administration, Finance, or Economics)
MBA or CFA, or progress towards one of the two
Series 7 and 63

219

Equity IMO Analyst Resume Examples & Samples

1+ years of Equity Trade Support experience
1+ years Microsoft Office (Excel, Word, PowerPoint etc)
Knowledge of Equity products
Change Agent

220

IMD, Gsam, Fundamental Equity Resume Examples & Samples

Assist with the completion of Requests for Proposals and ad hoc projects. Maintain and create language to accurately reflect the investment strategy and process to prospects
MBA/ Masters in Finance/ CA with Equity Markets experience preferred
Strong communication, interpersonal and analytical skills
Must be detail oriented, motivated, and hard working

221

Assistant Director of Special Projects for Equity & Inclusion Resume Examples & Samples

Collaborate with student organizations, faculty, and staff and provide expertise on programs and initiatives
Serves as a resource to the campus community on best practices and national trends with regard to equity, inclusion, and diversity
Assist in coordination of Pratt Diversity Advocates program and in recruitment and training of members
Serve on Professional Development Committee as department representative
Assist in Divisional assessment efforts

222

Managing Director, Japan Equity Investmentbb Resume Examples & Samples

To originate, execute and manage Japanese investments across sectors e.g. healthcare, consumer, TMT, Financial Services
Monitor the trend on a global scale, collect economic and marketing data and relevant third-party report, establish investment framework
Minimum of 12-15 years of experience in investment, experience in Private Equity, Public Equity investment or Corporate M&A are preferred
Deep understanding of major sectors like Financial Services, Consumer & Healthcare etc. in terms of its macroeconomics, business opportunities, trends etc
Proven track record in managing a small investment team
MS skills- PowerPoint, excel
Fluency in Mandarin Chinese is preferable

223

Securities Equity Flow Volatility Strats Analyst Resume Examples & Samples

Quantitative, computer science or engineering academic background
Strong programming skills in an OO or functional paradigm (for example Java/C++/Python/Scala/Haskell)
An understanding of equity derivatives trading and exchange listed derivatives
An interest in statistical analysis of computational or business data

224

Equity Administrator GBM Resume Examples & Samples

Assisting the Equity Derivatives group with out of balances, questions, and new processes
Balance and monitor average accounts for positions and money
Facilitate the timely settlement of client trades by liasing with clients, the securities cage, traders and custodians
Assist clients, traders and sales staff in resolving any issues
Assist in maintaining the integrity and accuracy of all institutional databases, records and systems
Write, verify and correct tickets
Complete projects and sundry duties as assigned
Ability to exercise good judgement in determination and escalation of issues involving material risk
Ability to work in a fast paced and stressful environment and remain focused
Ability to multitask, excellent problem resolution and time management skills
Ability to quickly and affectively respond to enquiries with confidence

225

Global Equity Programs Lead Resume Examples & Samples

Define, implement and manage acquisition integration processes and applicable SOX compliance for acquired company shareholders/investors and employee equity programs
Lead acquisition integration activity for equity team: work closely with Corporate Development, Legal, Human Resources, Accounting, and the Transfer and Exchange Agents, to execute on deal terms and ensure implementation is carried out in a compliant manner
Manage ongoing obligations arising out of the terms of the acquisition agreements, including share releases and escrow processing
Prepare and deliver educational content to employees of target acquisition companies and schedule one-on-one sessions, as needed
Track and process share repurchases related to acquisitions
Define and manage process for Section 16 insiders and 10b5-1 plans – create trading schedules and confirm trades with brokers, provide section 16 review for legal, and run equity reports for executives & their financial managers
Act as back up to daily operations team, as necessary
Contribute to team initiatives and projects, as they arise
Passionate about delivering efficient, high-quality work product
Ability to think strategically and exercise discretion and independent judgment to contribute to the development of end-to-end and world-class processes and procedures
Eagle eye for minute details
Ability to work in a fast-paced environment, and adjust to changing priorities in a collaborative way
Excellent project and time management skills
Expert working knowledge of Schwab’s Stock Plan Manager & Equiview
Outstanding written and verbal communication skills, and ability to build relationships across departments
BS/BA or equivalent experience; CEP and/or MBA preferred

226

Equity Programs Coordinator Resume Examples & Samples

Process daily stock option exercises and restricted stock unit, restricted stock award and performance share unit lapses
Create equity transaction statements for equity participants
Facilitate daily Employee Stock Purchase Plan processes
Enter new grant information into equity plan database
Maintain applicable equity information in HRIS
Preserve demographic data integrity within equity plan database
Update Insider information in both the equity database and HRIS
Review and assign employee case questions to team members, as applicable

227

Equity Product Strategist Resume Examples & Samples

Monitor macro market conditions to formulate views and translate them into actionable insights to better position QQQ
Help build and reinforce PowerShares QQQ brand by presenting at industry conferences and serving as the “voice” for QQQ in media interviews, sponsored events, webcasts, etc
Lead efforts to develop and manage insights on QQQ through
Product-specific communication to the sales force
Product-specific competitive analysis
Periodic market and product performance commentaries
White papers
Support for Product Marketing and RFP activities
Partner with Sales globally to participate in client meetings and identify potential business development opportunities
6+ years working in the asset management industry, with demonstrated product management, research and/or business development experience
Experience developing product content/thought leadership
ETF product familiarity and industry experience preferred
Strong written communication and oral presentation skills. Experienced presenting at corporate, client, and industry functions in front of large audiences
Team player with excellent interpersonal skills
Must be able to establish and maintain effective, cooperative working relationships with all departments and organizational levels
Ability to conduct complex analysis and present data in a meaningful way
Maintain open minded, flexible, and collaborative approach
Ability to travel domestic and internationally

228

Equity Market Risk Control Resume Examples & Samples

Will take the lead in ensuring a full and detailed understanding of the US Equity Derivatives and Financing portfolios in conjunction with the risk profile being utilized
Educate management with regards to these risks
Ensure sufficient risk capture and representation and escalate whenever gaps are identified to establish appropriate controls
Understand the trading revenues and link to the underlying risk profile
Stress test the portfolio to uncover the potential drivers of tomorrow's trading revenue and potential impacts on the limit framework
LI-LG1

229

Equity Markets Resume Examples & Samples

Motivated individual who is comfortable working and developing within a small team, plus building internal partnerships across the trading floor
Experienced in Equity sales is a key starting point. Selling other products will be expected and these skills can be developed
Strong Market knowledge and experience in covering a predominantly Hong Kong/China focused Client Base
Have a good understanding of the Primary market – be comfortable to advise clients on this side of the business
Comfortable in using Bloomberg, Excel formats; candidate will be trained on internal Research and product pricing and booking tools

230

CIB F&BM NA Equity Exotics Product Controller Resume Examples & Samples

Running, analyzing, and overseeing the mark to market of the portfolio, daily P&L reporting, P&L substantiation, and full greek and residual analysis
Compiling reporting packages for management
Oversight of career development of 2 Analysts supporting the equity exotics desk
Understand the process flows for all products from trade origination through to corporate accounting systems
4-6 years experience in a Financial Services product control environment; Experience with P&L production and understanding of the G/L
Excellent product knowledge, covering vanilla and exotic products, and understanding of risk and greeks
The individual must be analytical, self-motivated, and detail-oriented with strong verbal and written communication skills

231

Equity Infrastructure Engineer Resume Examples & Samples

Responsible for onboarding and integration of in-house developed and third party applications into common technology stacks and processes
Streamline and standardize infrastructure provisioning process
Work with development teams to define, submit and track infrastructure procurement requests
Ensure scalability and resiliency is integrated into each application design
Facilitate integration of incoming and outgoing feeds
Extend common set of monitoring capabilities to application support teams
Work with network operations to submit , track and test firewall, proxy, load balancing and Wide IP requests
Assist in defining and implementing app/database/network disaster recovery strategy
Work with infrastructure team to drive standards and deliverables ensuring EOL/EOVS/Capacity Planning commitments are met
Assist in defining and building out proof of concept environments to explore new and emerging technologies
Bachelor's degree in Computer Science or equivalent
Minimum 7 years in financial services, deploying, hosting, troubleshooting, and managing platforms for Markets
Experience of building leading edge, globally scalable infrastructure to optimize network and hosting performance
Proven ability to own and drive infrastructure related projects with shifting priorities
Experience in working teams
Experience with automated deployments and infrastructure configuration management
Solution implementation experience for large scalable and robust systems
Strong knowledge of Linux and Microsoft platforms and internals
Experience in working with low latency networks
Advanced understanding of load balancers, firewalls, and disaster recovery capabilities
Experience in performance tuning for mission critical trading app

232

Equity Portfolio Administrator Resume Examples & Samples

Receive trade orders and implement trades while properly allocating orders among institutional and separately managed accounts
Perform daily reconciliations to ensure orders were properly filled and allocated
Monitor daily cash positions
Run trade programs to utilize/raise cash related to new or terminated accounts
Oversee the day-to-day administration of client portfolios to ensure management to objectives, portfolio guidelines, and models
Coordinate semi-annual broker vote
Serve as main point of contact for proxy-related issues
Work in conjunction with Delaware's Quantitative team in the design and implementation of analyses of the team's portfolios, individual holdings and overall market trends
Assist in daily office management
Demonstrated prior interest in financial services or asset management
Excellent interpersonal skills and ability to interact with professionals at all levels
Strong written and verbal communication skills and team orientated
Ability to explain complex concepts in a clear and concise manner
Capability to play an active part in improving day-to-day procedures
Ability to multi-task and manage competing priorities while meeting deadlines
Excellent judgment and problem solving skills; escalate issues as appropriate
Familiarity with order management systems (OMS)
Advanced proficiency with Microsoft Office Suite

233

Team Leader, Debt & Equity Markets Resume Examples & Samples

Coaching, monitoring, supervision of direct reports (if applicable) to ensure they have the skills and knowledge to perform their role to be compliant with local regulator and external legislation in a professional & ethical manner
Contribute to the creation and provision of appropriate training and development opportunities for team members, by organising a range of quality on the job training and experiential learning which will help improve job proficiency and competency and career development
Ensure Team Leader and team checklists are completed and signed on a daily basis
Bring to the attention of management, situations that would warrant special recognition rewards as part of the "Achievement Plus" package
Monitor daily activity to identify unusual deals and activities
Abnormal or suspicious trades
Settlement day movements
Trades done at off-market rates
Balance movements
Actively maintain procedures and checklists ensuring that any amendments are advised tothe Manager
Provide cover for other members of the team when required
Check and authorise all entries relating to the daily settlement of cash payments

234

Equity Portfolio Analyst Resume Examples & Samples

Analyzes equity market fundamentals, including sector and stock research. Provides recommendations and insight on this research for use in the Model Portfolios, Sector Analysis work, and market commentary
Responds to questions about specific stocks, industries, market trends (Requests are balanced between emails and telephone calls)
Fundamental concepts, practices and procedures of research
Communicate effectively, both orally and in writing
Problem solving skills and the ability to think independently sufficient to market ideas and assist FA’s
Operating standard office equipments and using required software
Gather information, identify linkages and trends and apply findings to reports
Organize, manage and track multiple detailed tasks and assignments with frequently changing priorities in a fast-paced work environment
Bachelor’s Degree (B.A.) in Finance or related field and a minimum of one (1) to three (3) years of related experience and/or training

235

Equity Risk Intern Resume Examples & Samples

Assist senior team members in creation of reports on performance, positions, risk, and activity of the funds
Assist senior team members in the analysis of such reports and support them in research/quantitative/qualitative analysis of portfolios
Assist in programming computer macros or programs to facilitate portfolio analysis in conjunction with various tools utilized under direction by the risk team
Gather/map/model data and resolve data errors under the supervision of senior staff
Develop basic understanding of products, market characteristics, and investment processes
Proficiency in relational database SQL and Excel VB
Experience with statistical software such as R or S-Plus or Matlab is desirable
Interest in and some knowledge of financial markets and instruments
Ability to write programs/macros to access and analyze the data
Ability to effectively operate in a team-oriented and collaborative environment
Good time management skills and the ability to work under pressure

236

Equity IPV Resume Examples & Samples

ACCA / CIMA or equivalent preferable
Numerical degree required with history of strong academic performance required
Previous work in financial institutions within similar Valuations role would be preferable, although candidates from Product Control / Middle Office / Market Risk would be considered
VBA and SQL programming skills would be preferable, but not essential
Attention to detail is one of the main qualities that would be required to be able to deliver effectively in this role, as is an ability to work independently and be self-reliant
Additional experience with more exotic equity products would be helpful but not essential
The candidate should also be familiar with FAS157 Fair Value Hierarchy allocation
Communication skills are essential. The candidate will need to be able to articulate meaningful challenges and communicate them effectively

237

Administration Co Ordinator Equity & Pension Investments Resume Examples & Samples

Administrative duties in support of operational efficiency
Make travel arrangements and prepare travel itineraries including hotel booking, registration for conferences, etc
Process expenses for team members and arrange for payment of invoices for department ensuring proper charges/allocation of expenses to transit budget
Maintain department budget(s) and prepare quarterly report to ensure units are operating within budget
Coordinate calendar appointments, schedule meetings, tracking of meeting attendees, book meeting rooms organizing catering and equipment set-up as applicable
Accurately typing critical memos and letters in MS Word and prepare PowerPoint presentations
Maintain files, both on network and filing room (as applicable), including opening and closing same as well as sending files to archives
Maintain and update department business continuity plan
Coordinate and sort department mail, faxing, photocopying and courier
Maintain inventory of stationery supplies and ensuring that sufficient supplies are kept on hand
Maintain quarterly/annual planner for pension fund activities, including annual audit workplans
Prepare documentation and updates required by internal auditors and external auditors as required
Prepare and distribute annual terrorist search letters related to the pension funds
Act as a point of contact for all documentation required regarding ISDA Agreement processing
Activities related to pension fund assets supporting financial integrity of pension funds
Process invoices for the Master Trust, Canadian and US pension plans including invoices from Total Rewards, as well as Master Trust Committee and PAIC Committee external member(s)
Provide accounting support including reconciliation of invoices paid by Custodian, pension plan contributions and pension payments, as applicable
Prepare currency hedging reports to Custodian
Prepare and provide instruction letters to Custodians and Investment Managers for pension fund transactions
Update the Master Trust, SPP and SPP (US) asset mix on a monthly basis; analyse and review for reasonableness and consistency
Prepare the Enterprise Risk Management report every quarter
Prepare monthly management advise on BNS shares holding in the SPP
Assist with regulatory filings and with the preparation of Stats Can (quarterly), CEM (annual) and other surveys
Provide pension investment materials and reports to stakeholders
Provide support for the Master Trust Committee as well as a number of other subsidiary Pension Committees
Prepare large volume of meeting materials for the Master Trust Committee, PAIC and QPC-ISC Committee members
Prepare and distribute quarterly Master Trust investment manager performance reports, as applicable
Prepare Pension investments performance report for Scotia Capital and Roynat Board of Director’s Meeting
Perform other related duties as may be assigned from time to time
The incumbent must have good typing skills and a good understanding of MS Word, Excel, and PowerPoint. The incumbent must prepare accurately typed documents, memos, letters, reports, tables, presentations and spreadsheets under a heavy workload and tight time frames. As a result, the incumbent has to work intelligently in an organized manner
About half the work is non-routine requiring maturity, judgement and ability to handle a moderate level of decision-making. A wide degree of creativity and latitude is expected
Sound judgement and awareness of operational activities and responsibilities are essential to assess the urgency, confidential status and importance of all documentation, enquiries and requests for the group
Effective team player who displays good organizational skills, initiative and positively contributes to a team environment
Strong communication skills (verbal and written) to interact with a wide range of individuals in a wide range of situations, which often require diplomacy, discretion and maintain confidentiality at all times
The incumbent must have sound knowledge of business/bank terminology and knowledge of departmental or Senior Officers’ processes/procedures
Knowledge of investment capital markets would be an asset, and completion of Canadian Securities Courses would be desirable

238

Global Data-equity & Fixed Income Index Analyst Resume Examples & Samples

Maintaining and enhancing the existing database
System troubleshooting
Automation and workflow improvements to large quantities of Index data
Improving the quality of the Index database
Developing & managing relationships with Index providers and calculating agents
Liaising with customers internally and externally
The successful candidate will also be required to develop workflow processes, support product development and work closely with R&D to ensure user experience and functionality aligns with client's expectations and the overall product strategy

239

Equity Options Specialist Resume Examples & Samples

Advanced degree in Finance, Economics, or related field
Chartered Financial Analyst (CFA) and/or Chartered Market Technician (CMT) designation
Experience working with taxable accounts in a fiduciary capacity
Experience interacting with clients and other industry participants

240

Equity Markets Resume Examples & Samples

Research and integration of OPTiMUS framework for Asia based on an optimal strategy selection framework
Analyze Asia regional transaction costs on Algorithmic flow and optimize order placement functionality
Analyze, specify and design smart order routing function across the Asia region
Working with external and internal clients (trading desk) to analyze performance and trading functionality
Write Asia market microstructure material and quantitative research pieces
Ensure the Algorithmic product is correctly deployed and administered. Including, but not limited to compliance and trading risk limits and client customizations
Participate in training of users and stakeholders and ensure all users have a minimum level of understanding of the Algorithmic platform
MSc or PhD qualification in a Mathematical, Finance or Computer based discipline
At least 6 years’ experience of equity products and trading concepts
Strong analytical skills and ability to analyze large amounts of data sets
IT skills and a proficiency in KDB or mathematical language (MATLAB)
Experience of the water-fall and/or iterative software lifecycles with a formal QA process
Understanding of risk and the application of risk management systems

241

Cpb-equity Specialist Resume Examples & Samples

Must have excellent knowledge of cash equity markets, dealing and operations
Those with knowledge in global equity markets will be preferred
Previous experience involving direct client contact will be beneficial
Fluent in both English and Cantonese (fluent Mandarin as a third language is preferred)

242

Equity Portfolio Manager Resume Examples & Samples

Manage a portfolio of long/short equity paired positions within the utilities sector
Possess a deep fundamental understanding of the industries, and a proven ability to build a specific industry research effort to originate and evaluate investment ideas
Effectively communicate opinions, new information and market developments to other portfolio managers and investment professionals
Oversee a team of dedicated analysts in support of your research effort
Adhere to defined risk guidelines and parameters
Prior experience following the Utilities/Power sector is required
Strong communication, analytical and management skills
Preferably, the candidate would be ranked in the top of his or her peer group at current and former employers

243

Equity Derivative Strat Team Strategist Resume Examples & Samples

Implement new pricing method and support existing library
Conduct analysis of complex trade to assess the best pricing method
Several years’ experience working with equity derivative models, emphasis on liquidity issue, market impact, dividend modelling a strong plus
Very strong programming skills in an object oriented language applied within the library of a front office team

244

Exotic & Dynamic Index Equity Derivative Strat Team Strategist Resume Examples & Samples

Build cutting edge tools for trading and risk managing equity derivatives product
Implement in conjunction with the Quantitative Derivative Strategies new Dynamic Indices traded by the Exotic Desk for Morgan Stanley’s clients
Support the publication, evolution and risk management of existing Dynamic Indices
Create tools to assist decision making & increase efficiency in trading
Several years’ experience working with derivative models, ideally equity, but FX, commodity or Rates will be considered. Experience working either with dynamic indices or volatility products essential
Degree in a quantitative subject such as Engineering, Applied Mathematics, Physics, Software Engineering
Strong programming skills in an object oriented language applied within the library of a front office team. Database knowledge (KDB/SQL) a strong plus
Good knowledge of VBA, Java and other Rapid Application Development tools

245

Administrative Assistant International Equity Resume Examples & Samples

Adaptable team player with strong interpersonal and communication skills
Ability to conduct oneself at a high level of professionalism
Problem solver with ability to multi-task in a fast paced environment
Strong working experience with Microsoft Word, Excel and PowerPoint, including chart and table creation, and basic formatting
Knowledge of general office procedures (e.g., filing, expenses, calendar management)
Tact and good judgment in confidential situations
Point person in North America for global equity client reports and marketing materials. Prepare and maintain presentation books, monthly commentaries and client reports – including managing compliance review process
Coordinate domestic and international travel arrangements. Obtain appropriate approvals for travel, especially exceptions to company policies
Prepare expense reports and reconcile payments with corporate card on a timely basis
Answer phones, respond to inquiries, properly route calls, take detailed messages
List management for regular monthly distributions, quarterly conference call invites and annual client conference invitations
Provide backup support for colleagues during vacation/sick days
Excellent communication, judgment, and problem-solving skills
Enthusiastic team player who works well with others and/or independently
Thrives in a fast-paced environment and able to handle multiple tasks concurrently
Service-oriented individual willing take initiative

246

Equity Trading Technical Analyst Resume Examples & Samples

Analyze current consumers with the new pricing system api incompatibility and create a bridge design
Build the bridge and coordinate test, integration, and roll out of the new pricing system, the bridge
Identify and escalate risks and issues to the Project Manager
Support reporting of project progress at regular intervals to management and produce key documentation for distribution
Prior work experience as a Software Developer or Technical Analyst in Financial Services firm
Possess a degree from an accredited university in Engineering or Computer Science
Working knowledge of, Java and SQL and other relevant server side technologies
Excellent communication skills and strong analytical/problem solving skills
Proactive, enthusiastic and delivery-focused
Strong work ethics, detail oriented and good interpersonal skills
Ability to adapt to fast changing environment
Equities and Prime Brokerage experience and domain knowledge is a plus, understanding of price collection and control processes around it is also a plus

247

CIB F&bm-equity Exotics Product Controller Resume Examples & Samples

Exotics – Providing complex structures and products to meet client’s needs
Fund linked Product - Providing Fund linked performance to clients through various products
Substantiating and reporting by Greeks the Marked to Market and Marked to Theoretical P&L on a daily basis, adjusting price and position breaks where appropriate
Greek exposure reporting and P&L reconciliation
Month end Income Attribution process
Daily Balance Sheet commentaries and daily/weekly/monthly/quarterly P&L commentaries
Work with Market Risk to ensure portfolio risk is correctly reflected in VaR
Generate, analyze and sign off VAR on daily basis and produce signoff metrics and reconciliations reporting on VAR
Cash and Derivatives product knowledge, including understanding of the Greeks
Good knowledge of Accounting, preferably within the Banking industry
Strong analytical skills and attention to detail including a strong control focus

248

Equity Markets Resume Examples & Samples

University graduate with relevant experience
Ideal candidates should have a deep understanding of regional markets, electronic execution, pre and post trade analytics and market microstructure
Relevant experience trading in Asia and global markets

249

Equity Controller Resume Examples & Samples

Tokyo Equity product controller
UAT / Impact analysis
Implementation of process change
Strong motivation to learn and understand desk’s business
CPA preferable but not necessary
Microsoft Excel knowledge – end user level visual basics preferred
Eye for detail, with an ability to interpret large amounts of data
Work and communicate effectively with trading desk, other location team members
Be flexible and self motivated
Have ownership mentality
Product control experience, either Equity or Fixed Income preferable

250

TK Ops, Equity CCP, Director Resume Examples & Samples

Language: Japanese is a must and English are essential
PC skill: Must be a PC literate. Excel and Word skills are required
Other competencies: The person should be a self starter, a team player, a fast learner and independent. The person should be able to take initiative in providing excellent customer service and to have sound administrative discipline

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