Equity Finance Resume Samples

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Guide the recruiter to the conclusion that you are the best candidate for the equity finance job. It’s actually very simple. Tailor your resume by picking relevant responsibilities from the examples below and then add your accomplishments. This way, you can position yourself in the best way to get hired.

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J Sauer

Javon

Sauer

53800 West Meadows

Philadelphia

+1 (555) 285 0833

53800 West Meadows

Philadelphia

Phone

p +1 (555) 285 0833

Experience Experience

Los Angeles, CA

Equity Finance Trader

Los Angeles, CA

Lakin LLC

Los Angeles, CA

Equity Finance Trader

Understand, Execute and Risk Manage OTC transactions that commit balance sheet of the firm in CS Dublin, equity swaps and stock loan trades
Develop internal and external relationships on behalf of the Financing desk
[For managers only] Take responsibility for your team’s conduct and conduct risks’’
Identify potential trading strategies and offer ideas to improve existing trading methods
Evaluate financial risk, make decisions and prepare reports
Open-minded to develop relationship with clients (Lenders, counterparties, internal)
Commit firm capital and manage a risk book

Houston, TX

Cib-equity Finance Trading

Houston, TX

Will LLC

Houston, TX

Cib-equity Finance Trading

Provide developmental feedback to team members; effectively deliver tough messages and encourage performance improvement
Provide a meaningful contribution to revenue and client franchise; Exploit revenue and minimise loss potential
Drives the IB people development agenda through leadership of key initiatives (recruiting, mentoring, training etc)
Ensure all relevant parties (vertically and horizontally) are kept abreast of key developments; Provide a solution-based framework to business practice and clients; Take the initiative to make things better
Employs knowledge of industry/sector to read "between the lines" of news or other developments
Engage others in active dialogue; Drive group involvement; build active collaboration with and trust of clients and internal constituencies
Exhibit sound judgment under pressure and maintain composure through challenging trading environments

present

Phoenix, AZ

CIB Prime Service Equity Finance VP

Phoenix, AZ

Ernser-Stroman

present

Phoenix, AZ

CIB Prime Service Equity Finance VP

present

Covering Senior members of the team and establishing client relationships
Preparation and distribution of the daily morning reports released to Sales, Traders & clients
Responding to general queries throughout the day from Equity trading and sales desks and Prime Hedge Fund clients
Strong academic background
Collation of Bloomberg stories and daily news stories, covering the global markets
Liaising with support functions (Ops, middle office & Tech) to ensure the smooth running of the desk
Preparation and distribution of the end of day report

Education Education

Bachelor’s Degree in Hard Science

University of Florida

Bachelor’s Degree in Hard Science

Skills Skills

Ability to undertake a number of issues simultaneously is essential as well as the ability to work under considerable pressure
Displays dedication & prioritises problems by considering the impact on the business; identifies quick-wins
Resilience
Demonstrates a good awareness of risk and fundamental risk concepts. Always considers risk in his/her daily activities and abides by the Key Front Officer Responsibilities (and FXLM Principles) and Guidelines. Understands the market, credit, operational, compliance, legal, regulatory and reputational risks of transactions he/ she managers
Communicates pro-actively with management, escalating issues as necessary
Stays calm and positive, controls his/her emotions in conflict or any situation of intense stress (due to market, time or client pressure)
Effective communicator who can align people to the broader vision for the business whether they are directly managed or simply influenced by the individual in question
Passion, tenacity and resilience in an ever changing environment

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5 Equity Finance resume templates

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CIB Tech-prime Brokerage Equity Finance Resume Examples & Samples

Working closely with Users and global technology teams to define, design and implement the system. Bring strong technical leadership to architect, design and implement complex business solutions partnering closely with teams at different locations
Lead the design and development of web based applications and services
Ability to quickly grasp requirements and convert into a technical product implementation, ensuring functional and non functional requirements is met
Lead and perform on-going enhancements, maintenance and support of the system
Effectively become the platform expert from a technology perspective
Define best design practices and implement end-to-end solutions
Perform timely escalation of critical issues impacting project delivery or system incidents
Perform design and code reviews
Assist in project planning and scoping, and interact with users to gather requirements
Participate actively in the complete software development lifecycle, including performance analysis, design, development, and testing
Participate in design refactoring and enhancement of critical components

Equity Finance / Prime Developer, Technology Resume Examples & Samples

Designing and developing key components for systems supporting the Equity Finance / Prime business
Inventory Management
Market rules eg short sell
Working as a part of a team to deliver quality and robust solutions in a demanding business environment
Solid experience in Java development gained from an investment banking environment
Solid experience in FIX protocol in equity trading
Sound knowledge in Asia Exchanges, like, ASX, SEHK, KSE, etc
Experience with multithreading, concurrent systems
Familiar with technologies, include Messaging Bus/ Tibco Rendezvous, SQL/ SQL Server etc, is a plus
Financial industry experience
Telco industries with experience of concurrent systems
Prior experience or interactions on an order management system

Cog Equity Finance Developer Resume Examples & Samples

Designing and developing key components for systems supporting the Equity Finance business
Solid experience C# 3.5+ development gained from an investment banking environment
Experience with SQL using at least one of the following Database technologies – SQL Server, Sybase, Oracle
Knowledge of Secured Financing – SBL, Repo, Collateral Management
Knowledge of Swaps – resets, accruals, cashflows
Familiar with Eclipse and Visual Studio C#, with experience on unit testing, performance testing and build automation tools and technologies
The ability to work well under pressure
Prior experience developing Equity Finance systems (Inventory Management, Funding/Cash Projections, Collateral Optimizations)

CIB F&BM Prime Brokerage & Equity Finance Capital & Balance Sheet Controller Resume Examples & Samples

Collation and reconciliation of balance sheet, capital and RWA information from a variety of source systems and groups across F&BM. Objective is to provide granular insight at a trading desk level and to provide true view of asset, RWA and capital usage which is not possible given system design and ledger frameworks
General Ledger – responsibility for the forecasting, review, understanding and sign-off of Financing balance sheet, and adherence to regulatory and financial disclosure requirements
Investigation and explain of business drivers underpinning significant financial movements across B/S, funding and RWA for LOB’s, senior management, LEC’s, Corporate Reporting and others
Provide guidance / insight to the Front Office on efficient B/S, RWA (advanced & standardised), Leverage Ratio management and GSIB
Education agenda across Basel I, II, II.5, III and other capital / leverage / ratio requirements emanating from the Reg Reform agenda
Calculation of RWA and oversight of RWA calculations to ensure appropriate allocation and calculation
Drive and support the Control environment – compliance and accordance with recent Basel regulations (Basel II.5, Basel III, Leverage Ratio, etc)
Positive can-do attitude
Exceptional relationship building and influencing skills
Control/efficiency mindset
Understanding of accounting and regulatory principles and their application in practice
Excellent working knowledge of MS Excel (Pivot tables, v-lookups) and PowerPoint, Microsoft Access desirable Project management experience

Equity Finance Production Services Analyst Resume Examples & Samples

Issue tracking and prioritisation
Incident management
Capacity management
Problem analysis and resolution
Risk management including proactively identifying and addressing risks before they impact us
MIS reporting
DR / BCP management
Interfacing with development teams
Understanding / learning all aspects of the business
Background in application support in a banking environment (working in a front office environment would be a major plus)
Equity Finance business knowledge, or demonstration of a keen desire to learn
Strong communication skills, and confidence dealing with internal and external parties
Provern background in managing stakeholder expectations
Strong SQL knowledge (Nomura�s Eq. Fin business uses Sybase)
Background in working with UNIX based applications (UNIX shell development is desirable)
Knowledge of job scheduling systems (ideally Autosys)
TIBCo middleware and Java knowledge would be highly beneficial

Equity Finance Asset Servicing Analyst Resume Examples & Samples

Reconciliation and Reporting Analysis
Working knowledge of Corporate Action Events
Knowledge and understanding of Corporate Action and Dividend processing
Requires fundamental understanding of securities industry as it relates to the following

Equity Finance Trader Resume Examples & Samples

Build analytical tools which focus on optimization of funding markets across OTC and Listed liquidity pools
Liaise with sales traders/clients on market movements
Identify potential trading strategies and offer ideas to improve existing trading methods
Maintain a thorough understanding of and be able to explain stock market terms
Commit firm capital and manage a risk book
LI-OS1

CIB Equity Finance Product Development VP Resume Examples & Samples

Be the sole point of contact and escalation point for all product, business, technology, and operational inquiries related to assigned projects
Identify profitable, efficient product enhancement concepts that reflect revenue opportunities
Partner with stakeholders to deliver effective strategic solutions, on time, and on budget
Ensure the product investment is clearly aligned to commercial business objectives
Assist in creating the product road map, defining the business requirements and managing sponsored deliverables throughout the development cycle, ensuring tangible and successful end-to end delivery
Be responsible and accountable for on-going client facing product positioning against key competitors
Extensive knowledge of global principles and market standards for corporate action, dividend and incoming processing and proxy voting
Working understanding of Prime Brokerage, Equity Finance across shorting, use of synthetics, stock loan market procedures, and withholdings criteria across global tax regimes
Operational understanding of both cash physical and synthetic securities transaction settlement lifecycles including exception management and matching criteria
Knowledge of transaction and settlement systems used by prime brokerage & custody preferred
A broad knowledge of fund accounting principles and how they apply and are used by hedge funds and administrators from a reporting perspective
A general understanding of RoR and PnL calculations, cash in/out flows, and characteristics of the following product types: equities, fixed income, derivatives, FX and future contracts, equity swaps, credit products

Cib-qr Equity Finance Resume Examples & Samples

Better understand risk factors for highly leveraged portfolios
Quantify crowding
Assist in conversations with prospective quantitative clients
Experience in equity finance or equities,
Strong financial modeling skills
Experience with factor decomposition, statistics, modelling tail risk
Strong Python programming

Executive Equity Finance Synthetics Developer Resume Examples & Samples

Designing and Developing the key components for systems supporting the Equity Finance Synthetics business for better usability and performance
Working as part of a team to deliver quality and robust solutions in a demanding business environment
Taking responsibility for delivering to agreed constraints in terms of time, budget and scope
1 - 4 years of experience in Java development preferably gained from an investment banking environment
Good understanding of Sybase or Oracle databases
Familiar with frameworks and standards, such as Spring, JPA, Messaging Bus/Tibco Rendezvous, MQ, FIX Protocol
Knowledge of web-based technologies such as AngularJS or Meteor is a plus

Equity Finance Manager, Mmbu Resume Examples & Samples

Responsible and complete all aspects of the accounting, gross profit eliminations, and corporate supplemental submissions for equity investments
Ensure that effective internal controls are in place and ensure compliance with TCCC financial and reporting requirements, GAAP, and applicable federal, state and local regulatory laws
Responsible for and maintain strong relationship with the equity companies financial staff and chief financial officers, and including across the whole equity company staff to understand the entire equity company business drivers and needs
Responsible for all annual planning process, rolling estimates, and connect with related parties to ensure consistency in marketplace execution. Ensure that volume projections within the Coca-Cola system and equity companies are in-balance
Responsible for the joint commercial finance and analytic functions including the development, implementation, and management of value chain and pricing analytical work to ensure compliance and value-creation for all parties
Responsible for and partner with Corporate M&A on TCCC board updates on equity investments, working with equity companies on variances to original deal values
Responsible to steward with Corporate Treasury and CCFC on all loans and compliance, and including business updates against loan parameters
Responsible to partner with CCNA senior management and equity companies to provide analytics and business case on new business propositions. Responsible to manage RFA process including stewarding internally with all approvers
Support the deal/transaction process, including due diligence, valuation, DCF modeling and scenario analytics, develop business case. Responsible to manage RFA process including stewarding internally with all approvers
Support, evaluate and consult on the financial impact of business and integration wiring strategies, especially those in the areas of customer deals, marketing strategies, supply chain, material sourcing, brand/product development, and distribution across both equity companies and the Coca-Cola system

Cib-equity Finance Trading Resume Examples & Samples

Significant experience gained within a Trading role in an investment banking environment
Ability to discuss in detail your knowledge of the current market (including trends) for Equity Finance/Prime Brokerage
Ability to talk in detail your understanding of how to build a strong talent pipeline; identifies and works to retain strong performers

Cib-qr Equity Finance Delta Resume Examples & Samples

Enhance modelling and risk management of Delta 1 products
Optimize collateral and inventory under various constraints (e.g. regulatory, contractual, capital)
Optimize funding
Maintain adequate control functionality
Equity finance & Equities in general
Financial modeling and optimization
C++ and/or Python
PhD or MS degree in hard science, including mathematics, computer science, or engineering required

Equity Finance Developer Resume Examples & Samples

Establishing strong relationships with the business and IT stakeholders
Managing time appropriately across multiple and simultaneous projects with differing priorities
Working within established policies and procedures
Solid experience (3-5 years) in C# 3.5+ development gained from an investment banking environment
Solid knowledge of algorithms and data structures
Working knowledge in WCF and transport methods
Experience with WPF & MVVM design patterns
Experience with SQL using at least one of the following Database technologies – SQL Server, Sybase, and Oracle
Experience with Dependency Injection frameworks
Familiar with Visual Studio C#, with experience on unit testing, performance testing and build automation tools and technologies
Sound written and verbal communication skills
Experience of Java 1.6+ and Eclipse IDE
Experience of Maven, Bamboo, Nexus and uDeploy
Knowledge of Inventory Management/Locates
WebServices experience (SOAP/REST)
Source Control experience using GIT

Equity Finance Resume Examples & Samples

(Required) Athena / Quartz / SecDB Development and understanding of Core architecture/design
(Required) Python Programming
(Required) Knowledge of version and revision control practices and procedures
(Preferred) Experience of Agile Methodologies (SCRUM, TDD)
(Preferred) Equity Finance business knowledge

CIB Prime Service Equity Finance VP Resume Examples & Samples

Preparation and distribution of the daily morning reports released to Sales, Traders & clients
Collation of Bloomberg stories and daily news stories, covering the global markets
Preparation and distribution of the end of day report
Collation and distribution of market data for clients
Responding to general queries throughout the day from Equity trading and sales desks and Prime Hedge Fund clients
Liaising with support functions (Ops, middle office & Tech) to ensure the smooth running of the desk
Covering Senior members of the team and establishing client relationships
Strong academic background
Interest in the Equity business and the wider global markets
Good Excel, Word and PowerPoint knowledge
Ability to collate and refine large volumes of data
Ability to multi task and work in a proactive manner
Client relationship experience
Lateral thinking & analytical skills

Manager, Equity Finance SBL Developer Resume Examples & Samples

Establish strong relationships with the business and IT stakeholders
Play a role in effort estimation
Design, develop and deploy code for systems supporting the Equity Finance SBL business
Perform release planning and execution
Follow SDLC best practices
Participation in process improvement initiatives
Take responsibility for delivering to agreed constraints in terms of time, budget and scope
Manage time appropriately across multiple and simultaneous projects with differing priorities
Technical

Delta One & Equity Finance Commando Developer Resume Examples & Samples

Participate into FO applications development
Manage users requirements and provide in-depth business analysis
Good academic background with ideally / first experience with Java, C# or Python
Knowledge of Mathematics and Quantitative finance
Knowledge Equity derivatives products
Strong analytical mind
Good communication and team spirit
Well organized, reliable and quality oriented
Innovative and passionate about technology
This role requires experience in developing applications in the financial industry for minimum 2 years

VP Equity Finance Resume Examples & Samples

Specific investment experience in renewable, fossil and transmission projects
Deep understanding of U.S. electricity markets and ability to quickly understand new markets in foreign jurisdictions
Knowledge of power generation equipment and plant configurations is beneficial
Ability to align specific investment objectives with, at times, competing corporate strategic requirements
Demonstrated capability to quickly evaluate complex financial information and identify opportunities and risks
Effectively and diplomatically manage expectations and alignment of key internal and external project stakeholders in an inter-cultural environment
Willingness/ability to travel internationally and occasionally on short notice
Ability to work independently and demonstrate initiative, creativity and tenacity completing tasks
Manage deal teams across internal functions and orchestrate internal processes
Evaluate viability of investment targets
Manage investment due diligence process and liaise with relevant project parties
Ensure internal data repository for specific project
10+ years’ equity investing/finance experience
Spanish and/or Portuguese language skills desirable

Americas SBL Equity Finance Resume Examples & Samples

Support and grow all aspects of the Americas SBL Equity Finance team
Cover external Lender and Hedge Fund client relationships; work closely with external and internal functional partners
Develop new client relationships. Enhance existing client relationships
Assist in providing market color to clients and the SBL teams globally
Students of [Economics, Business Adm, Engineering]
Graduation in [December/2018] or later
Strong Market knowledge
Ability to extract data from MIS reporting and produce intelligent flow commentary
Ability to process large amount of transactions and manage flow data in a fast pace changing environment
Proven ability to successfully negotiate with the client
Strong attention to detail, self starter

CIB Prime Services Equity Finance VP Resume Examples & Samples

Support and grow all aspects of the US Distribution team, with a specific focus on APAC markets
Cover external Hedge Fund client accounts, work closely with external and internal functional partners
Develop new client relationships. Enhance existing lender relationships
Work with support teams to ensure well controlled operating environment
Assist in providing market color on EMEA and APAC markets to clients and the SBL team
Minimum 6 years of markets experience, preferably in International Synthetic Financing/Securities Lending
Proven excellent writing and verbal communication skills, strong interpersonal and client facing skills
Strong country specific market knowledge
Strong organizational skills and, good Excel skills required. Strong data research skills
Ability to focus on client requirements
Series 7 & 63 are required

Analyst Equity Finance Synthetics Resume Examples & Samples

Produce daily desk PL including commentaries, investigate Flash/Formal differences
Ensure the maintenance of a strong internal control environment. Review key controls: FOBOs, adjustment substantiation and New, Amends & Cancels trades review
Perform daily P&L, P&L attribution, P&L commentary, Investigate Flash vs. Formal differences
Develop a sound understanding of daily processes – “the what”, “the why” and “the how”
Review P&L attributions and prepare commentaries and other MI
Maintain trader mandate, monitor Volcker limits
Submit Clean & Hypo P&L for back-testing
Attend to ad hoc queries from the traders and other infrastructure partners relating to trading revenue and Balance Sheet
Balance Sheet control and commentary, Month End adjustments and Balance Sheet Substantiation
Perform key weekly & monthly reporting to senior management
Attend to queries from internal and external audit and reviews and maintain key stroke documentations for key PC processes, risk assessment and SOX documentation

Equity Finance Trader Resume Examples & Samples

Develop internal and external relationships on behalf of the Financing desk
Working globally on pricing to maximize ROA by client
Work closely with front to back groups including Operations to ensure straight through processing (STP), transparency and controls
Review Associate / Analyst level work
Solid communication skills, effective across various seniority / skill-set audiences
Uses in-depth understanding of the financial / stock market, taking into consideration current events, regulatory changes and government policies, to understand clients' business challenges and implement appropriate trading strategies
Understand complex problems with established precedent in a systematic manner using established qualitative and quantitative processes and tools and draw sound conclusions
Prioritizes own activities / projects and those of co-workers to ensure the achievement of individual milestones and goals and facilitate achievement of team milestones and goals
Ability to effectively communicate moderately complex, difficult or sensitive information and collaborate with others, including clients, to develop consensus
Shows drive, passion and can-do attitude. Spots and seizes opportunities for the bank and for individuals. Is eager to grow and learn for her / his area and as an individual. Stretches her- / himself and others to manage things forward
Fully complies with the bank's code of conduct and all applicable laws, regulations and policies. Shows true concern for compliance and control standards, protects the bank's reputation and earns our clients' trust. Is diligent, disciplined and organized in her / his work: meets deadlines, strives for high quality, has complete documentation
Proposes solutions that truly fit clients' needs and colleagues' requests. Communicates effectively; moves easily from discussion to agreement
Contributes to a positive and inclusive team environment, inspires others

Equity Finance Asia PCG Analyst Resume Examples & Samples

Possess substantial knowledge and understanding of Structured Note and payment processes
Ensure adherence to the groups SLAs and policies, in order to successfully meet our obligation
Degree level or appropriate industry qualifications with relevant years within a similar / comparable banking environment
Extensive experience and thorough understanding of making payments settlement and up to date technical knowledge
Significant Financial services experience with an understanding of a complex Operations environment and knowledge of the front to back process in an environment of investment banking
Some Structured Product knowledge
Understand operational risks to reduce risk profile
Able to communicate in other languages
Expert Excel knowledge, Basic VBA knowledge, Business Objects, and Intermediate MS Office skills
Proven ability to build, maintain and enhance relationships at all levels including interacting effectively with other key areas within the bank e.g. IT, MO, FO, Ops Control
Ability to influence others for providing the supports and work under pressure independently
Detailed and meticulous, high level of accuracy with low tolerance for error
An achiever and ambitious, with a strong desire to succeed Innovative, hard working, enthusiastic and motivated
Additional focus on maintaining and implementing tight controls
To apply, upload a copy of your updated resume on Taleo
Completed 12 months in their current role at a grade of BA3 or BA4 grade
Last - year PD rating of Outstanding, Very Strong, Strongor Good
Should not be on active CAP/DAP as on 19/06/2017

Equity Finance Test Analyst Resume Examples & Samples

This is a QA role responsible to actively contribute on test planning and execution of EF cash systems. S/He will also work on automation enhancement and integration of automation tests across cash systems to achieve continuous testing
Estimates size of QA automation backlog items and Evaluates technical feasibility
Translates automation requirements into engineering design and logical units of work
Drives execution on the server side automation development
Participate in analysis and static testing for project non functional testing requirements
Understand the AUT and share your understanding within the team
Participate in test estimations for project's non functional requirement's
Create query log/ mind map/ flow charts
Create test cases/ scripts/ charters/ data sheets/ sample data
Set up and Execute tests and record evidence
Raise defects with appropriate amount of details
Working with Team Lead to understand the bi-weekly metrics demonstrating delivery levels and productivity output and seeks out areas of process improvement
Responsible for quality gateway for the assigned project ensuring all the testing evidence is adequately archived and important checkpoint across testing stages successfully met
Responsible for supporting UAT, including application demo(s), resolving user queries, analysing and trouble shooting of UAT issues
The potential candidate should be able to identify potential automation areas and build utilities/solutions for the same
There will be a strong use case for coordination and collaboration to ensure the dependencies are resolved and testing successfully executed within the stipulated time while adhering to quality checks

Equity Finance Trader Resume Examples & Samples

Knowledge of securities lending market
Knowledge of Synthetic Prime Brokerage activity
Dynamic : lots of pricing requests to handle, clients demands, projects to monitor
Team player : need to work in full coordination with colleagues, need to interact all day long with PB sales-traders
Open-minded to develop relationship with clients (Lenders, counterparties, internal)
Effective communicator who can align people to the broader vision for the business whether they are directly managed or simply influenced by the individual in question

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