Auditor Resume Samples

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SB
S Barrows
Sydnee
Barrows
12353 Marjorie Ridges
Chicago
IL
+1 (555) 239 1635
12353 Marjorie Ridges
Chicago
IL
Phone
p +1 (555) 239 1635
Experience Experience
Los Angeles, CA
Auditor
Los Angeles, CA
Schneider LLC
Los Angeles, CA
Auditor
  • Develop accurate and complete audit workpapers that adequately support audit observations and documents work performed
  • Provide team support by reviewing audit work, providing technical knowledge and guiding and assisting the direction of various audit procedures
  • Opportunity to lead others, delegating the work, provide guidance / coaching, reviewing workpapers and providing feedback
  • Performs program procedures and documents work performed, test results and conclusions using work paper preparation guidelines
  • Develop effective working relationships with technology and business management of the area being audited
  • Assists with the analysis of risk and controls for assigned audits and provides input to Audit management or senior staff on routine audit reporting
  • Provides assistance in developing and administering department administrative guidelines
present
Philadelphia, PA
Auditor
Philadelphia, PA
Tremblay, Corkery and Fisher
present
Philadelphia, PA
Auditor
present
  • Evaluates staff performance; performs management review of work performed by assistant auditors, prior to Senior Auditor/Section Chief's review
  • Evaluates staff performance; performs management review of work performed by assistant auditors, prior to Senior Auditor/Section Chief’s review
  • Evaluates staff performance; performs management reviews of work performed by assistant auditors prior to the Senior Auditor/Section Chief’s review
  • Evaluates staff performance; performs management review of work performed by assistant auditors, prior to Senior Auditor's/Section Chief’s review
  • Working with management to develop ways to better manage risk
  • Works closely with the Audit Team Leader to perform/develop the audit planning, scoping, and fieldwork execution strategy
  • Assists and/or supervises audit team members in the performance of internal audit fieldwork for audit areas assigned by audit management
Education Education
Bachelor’s Degree in Accounting
Bachelor’s Degree in Accounting
The George Washington University
Bachelor’s Degree in Accounting
Skills Skills
  • Strong analytical skills: including ability to understand quickly the critical steps in a process and understand the related risks of various nature
  • Excellent team working capabilities and an ability to build strong business and team relationships
  • Strong analytical skills with the ability to break down complex situations into manageable components, and to reach appropriate conclusions
  • Demonstrates strong interpersonal skills and ability to develop solid working relationships with others
  • Strong analytical skills: including ability to learn (be able to understand the critical steps in a process and understand the related risks of various nature)
  • Ability to apply strong understanding of risk recognition in financial and operational processes with solid core analytical and problem solving skills
  • Excellent working knowledge of MS Office and proficient in Computer Assisted Auditing Techniques (CAATs), e.g. SAS, ACL and/or IDEA
  • Highly organized, detail oriented and capable of managing multiple tasks
  • Participate on audit engagements from planning to reporting and produce quality deliverables to both department and professional standards
  • Ability to learn quickly, work independently, and maintain professional skepticism
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15 Auditor resume templates

1

Auditor Resume Examples & Samples

  • Performs tests of operational effectiveness to validate controls
  • May assist with the preparation and may assist with communicating recommendations for strengthening controls in assigned business processes
  • Provides assistance to external auditors and regulators as required
  • Fundamental concepts of financial markets and products
  • Planning, organizing and conducting audits
  • Identifying and documenting risk management issues
  • Preparing written reports and delivering oral presentations
  • Work independently, demonstrating initiative and problem solving skills
  • Bachelor's Degree in Business Administration, Accounting, and Finance or related field
2

Auditor Resume Examples & Samples

  • Partner with colleagues, clients and control community members to evaluate, test and report on the adequacy and effectiveness of management controls. This is conducted in accordance with department and professional standards and will require the presentation of root cause issues to senior client management
  • Identify and follow up on specific audit issues and ensure appropriate involvement with significant development efforts or projects. In this capacity members of the team are often asked to join the steering or program control committee's of major projects to provide continuous feedback on control issues or compliance with best practice standards
  • A minimum of 5 + years of working experience with exposure to asset management and the financial services industry including related processes/controls
  • Strong knowledge of investment products along with a good knowledge of the end to end transaction cycles and systems in asset management business will be a plus
  • Ability to understand potentially complex processes to identify and test key controls
  • Flexible to set individual goals and objectives to be consistent with those of the Audit department
  • A good understanding of the local/regional regulatory requirements is a plus
3

Auditor Resume Examples & Samples

  • At least 3 - 5 year's internal/external auditing experience, with at least 1-2 years specifically covering Consumer Banking products, services, or operational functions preferred
  • Strong knowledge of key Consumer regulations
  • Ability and desire to learn quickly, be flexible and think strategically
4

Auditor Resume Examples & Samples

  • 6 years of audit and/or Mortgage Banking Originations experience, including roles as a project lead
  • Enthusiastic, self motivated, effective under pressure
  • JPMorgan Chase is an equal opportunity and affirmative action employer M/F/Disability/VeteranBe prepared to travel to business locations domestically (15 - 25%)
5

Auditor Resume Examples & Samples

  • Be the established “point-person” for Chief Auditor support and lead both central and Chief Auditor defined initiatives
  • Build and support the analytical processes to enhance the reporting and assessment of the annual audit plan for the Citi Chief Auditor and the members of the IA Executive Committee
  • Establishment and provision of Committee-level reports to the Chief Auditors for local country and business control committees
  • Support the design and build of MIS to address all of the IA reporting requirements to all Audit Committees within the Group (per alignment of the role)
  • Design and continually streamline the process whereby data owners (Chief Auditors) sign off the data accuracy and completeness of the central audit data
  • Establish and implement data methodology to provide a central repository for all reporting
  • Work with other control functions to ensure data is leveraged across the Group to ensure a higher level of data intelligence
  • Highly proficient in data analytic tools and MIS reporting tools. Essential technical skills include intermediate SQL (including writing scripts for data extraction), VBA, advanced Microsoft Excel and Access, and high proficiency across the MS Office suite
  • Have specific experience with data cleansing and validation within imperfect and disparate data environments. Experience with a diverse range of databases would be highly beneficial
  • Excellent interpersonal and organizational skills
  • Significant, diversified experience in providing MIS on a global basis, working across several related, but not necessarily directly linked, information sources, and providing aggregated, coherent outputs
  • The candidate will have experience in utilising mainstream Business Intelligence tools (for example, Tableau, Qlikview). Additionally, will be required to have experience within ETL (Extract, Transform, Load), real time transactional systems, data cleansing and validation within imperfect and manual data environments
6

Auditor Resume Examples & Samples

  • Independently contributes to the development of audit processes improvements
  • Good analytical skills and critical thinking
  • Fluent in English and Spanish
  • Able to travel 50% of the time
  • 3 years of experience in the banking/financial industry
7

Auditor Resume Examples & Samples

  • Effectively execute and complete assigned projects on the department’s risk-based Internal Audit Plan
  • Assist in creating / updating process narratives or flows, audit programs, and test procedures for assigned projects
  • Work on various ad hoc projects for Internal Audit leadership and business partners as assigned
  • Ensure all workpapers and deliverables are in accordance with the Institute of Internal Auditors (IIA) and department’s quality standards
  • Research and report on significant accounting, auditing and internal control related topics
8

Auditor Resume Examples & Samples

  • Plans, assigns, schedules, reviews and directs the work of others
  • Develops operational audit programs, including determining audit objectives and scope, procedures and internal control reviews to ensure compliance with policies and procedures
  • Identifies, analyzes and recommends changes to core business processes to minimize risk, increase service levels and improve process efficiency and prepares follow plans to ensure recommendations are addressed
  • Makes recommendations for improving assigned business processes and internal controls
  • Identifies potential process improvements to assigned to increase the effectiveness and efficiency of operations
  • Serves as a technical resource to other auditors
  • Identifies, reviews, assesses and documents risk management and control issues
  • Tests or reviews testing of key controls to provide due diligence in compliance with organizational policies for risk management
  • Maintains currency in operational audit processes and procedures
  • Advanced concepts, practices and procedures of operational auditing
  • Advanced investment concepts, practices and procedures used in the securities industry
  • Planning, organizing and conducting operational audits
  • Work independently as well as collaboratively or in a leadership role in a team environment
9

Auditor Resume Examples & Samples

  • Basic to intermediate level bank or audit experience in a Consumer banking role, with demonstrated execution capabilities according to strict timetables
  • Excellent knowledge of product management/operations/compliance in corporate and/or retail banking
  • Good Mandarin and English language skills (both written and spoken) with Chinese / English translation working experience will be a plus point
10

Auditor Resume Examples & Samples

  • Bachelor's degree, or equivalent work experience
  • Thorough knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business
  • Thorough knowledge of Risk/Compliance/Audit competencies
11

Auditor Resume Examples & Samples

  • Presents recommendations that are feasible always bearing in mind the cost/benefit relationship where applicable
  • Demonstrate sufficient knowledge of required auditing standards, accounting policies, computer application standards, applicable laws and regulations, etc
  • Written communications should be clear and concise
  • Proficiency with Word and Excel required
12

Auditor Resume Examples & Samples

  • Leads multiple and concurrent projects in accordance with department standards for quality
  • Communicates audit progress and results to both department and business unit management, both verbally and in writing
  • Effectively identifies and evaluates the risks/impacts associated with identified processes
  • Focuses on Internal Audit’s impact on Transamerica’s Four Must Win Battles
13

Auditor Resume Examples & Samples

  • 2-5 years of audit (internal, external, combination)
  • Oil and gas experience preferred
  • CPA and / or CIA is a plus
  • Ability to travel domestically and internationally 20% - 30%
14

Auditor Resume Examples & Samples

  • Knowledge of auditing in the financial services industry and basic accounting principles and 2+ years of related work experience
  • Knowledge of regulatory and financial reporting, capital markets, treasury, capital adequacy, and/or enterprise risk management is a plus
  • Background in finance, law, business economics, and/or credit and market risk management is a plus
  • Professional certifications (e.g. FRM, CPA, CIA, CFA, ACA, ICAS, ACCA, CIMA) and/or an MBA along with demonstrated technical abilities in select areas (e.g. accounting, regulatory compliance, etc.) are preferred
  • Strong report writing and workpaper documentation skills is preferred
  • A College or University degree is required
  • Relevant auditing experience in a financial institution or similar public accounting/consulting experience in the financial services industry is preferred
15

Auditor Resume Examples & Samples

  • Execute control testing through the examination and verification of business records
  • Build business process & risk knowledge for areas of responsibility
  • Keep comprehensive workpapers for planning, risk assessments, and audit testing
  • Thought Leadership – Understands business objectives and balances big picture concerns with day to day activities. Demonstrates initiative and critical thinking to analyze problems logically, improve efficiency of work and generate innovative solutions. Open-minded and curious to non-traditional ways of providing risk assurance
  • People Leadership – Encourages an effective and productive team environment. Develops positive relationships and communicates effectively in meetings. Appropriately involves others in decisions and plans that impact them. Effectively shares experience, providing honest opinions and feedback across the team
  • Bachelor’s degree (Accounting or Finance preferred) and a minimum 4+ years of accounting, finance or audit experience
  • Ability to quickly analyze and synthesize data
  • Strong interpersonal skills and the ability to effectively work on virtual teams with people at all levels of the organization
  • Willingness to travel (expected to be less than 10% initially)
16

Auditor Resume Examples & Samples

  • Bachelor’s degree (B.A.) from four year college or university in Accounting, Finance, or other relevant area of study
  • Up to two years related working experience
  • Possess or in pursuit of a relevant professional certification (e.g., CPA, CIA, CFSA, or other relevant certification)
  • Strong analytical skills, attention to detail as well as strong written and verbal communication
  • Demonstrate good judgment in evaluating test results and presenting remediation solutions where weaknesses have been identified
  • Proficient with the Microsoft Office Suite and prior experience with audit management software a plus
17

Auditor Resume Examples & Samples

  • Performance of audit activities including inquiry, testing and observation towards completion of audit projects
  • Contributes to the planning of audit projects through the effective assessment of inherent and residual risks
  • Responsible for researching laws, rules and regulations impacting designated audit projects and partnering with Risk Management to ensure the business risks are properly identified and mitigated within the business lines, and ensuring that the changes are incorporated into the independent assessment process performed by Corporate Audit Services
  • Support the completion of audits through effective co-sourcing of outsourced audit activities to ensure appropriate and timely coverage of business line risks. This includes performing the research and training to enable the auditor to become a subject matter expert
  • Primary contact with officers and staff within the assigned business lines regarding audit activities. Through inquiry and testing, analyze and discuss with the business line the effectiveness of risk management practices. Works in collaboration with the Audit Manager in the preparation of written communications with the business lines including Points for Discussion (proper identification of root cause and exposure), development of recommendations, and drafting audit reports and other correspondence
  • Develop and communicate the annual risk based assessment of the audit projects within the designated portion of the audit universe. Coach and mentor peers in the documentation and analysis of key business controls, risk identification and mitigation
18

Auditor Resume Examples & Samples

  • Develop work program, in consultation with Director or Senior Auditor, for efficient tests of key controls
  • Document test results in work papers ready for Director or Senior Auditor review
  • Interacts with management to assess audit findings including control weaknesses with an appropriate degree of professional skepticism. Keep Director or Senior Auditor informed of audit findings, and assist business partners with the development of Management Action Plans to mitigate weaknesses, and evaluate adequacy of management’s response. Where appropriate, test corrective action taken
  • Bachelor's degree in business, accounting, management information systems, or related field
  • 4-6 years of internal audit experience, preferably with a large financial institution, or Big 4 assurance experience
  • Strong time management skills
  • Ability to travel internationally, approximately 25%
19

Auditor Resume Examples & Samples

  • The ideal candidate is a motivated, detail-oriented self-starter with the ability to multitask within a fast-paced environment. Additional qualifications include
  • Bachelor’s degree in related discipline
  • 3+ years of internal or external auditing experience
  • Professional certification (CPA, CIA, CFE, etc.) preferred
  • Biotechnology or pharmacy experience preferred
20

Auditor Resume Examples & Samples

  • Bachelor’s degree in Accounting or related field
  • 2-3 years of public accounting experience
  • SEC Clients preferred
  • Must have CPA or parts passed
21

Auditor Resume Examples & Samples

  • Minimum 5 years of audit experience in information systems required
  • Bachelor’s degree in accounting, business or information systems required
  • Any one of the following
  • Ability to communicate clearly and professionally with all levels of an organization
  • Effective interpersonal skills
  • Proficiency in multi-tasking and prioritizing projects
  • Excellent time management skills and be accustomed to working with deadlines
  • L1-LL
22

Auditor Resume Examples & Samples

  • Assist with internal audits throughout Great Western Bank. This includes the planning and scheduling, field work, writing audit reports, issue tracking, and consulting with management to resolve issues
  • Conduct follow-up reviews of financial, operational, or regulatory compliance deficiencies noted during audits
  • Assist in the development of audit programs. Includes researching business areas within Great Western Bank
  • Become a resource for management throughout the Bank
  • Respond to and resolve customer service requests according to Great Western policies in a prompt, efficient and courteous manner at all times
  • Perform other job-related duties or special projects as assigned
  • Degree in Business, Finance, Accounting, or related field
  • One or more years of Banking, Finance, or Audit experience
  • Must possess initiative and be a self-starter
  • Excellent written, verbal/nonverbal, and interpersonal skills
  • Proven investigative skills
23

Auditor Resume Examples & Samples

  • Bachelor’s degree in a business area is required. Major in Accounting or Finance is strongly preferred. A professional designation such as a CPA, CIA, etc., is a plus
  • Auditor II experience minimum of one year experience in auditing, accounting, general banking, and or information technology. Auditor III requires two or more years experience in auditing, accounting, general banking, and or information technology
  • Must be willing to travel domestically and internationally, as required
24

Auditor Resume Examples & Samples

  • Bachelor’s degree in Accounting with minimum GPA 3.00
  • For senior level, at least 2 years experiences in forensic investigation, external or internal audit field
  • Work well as a supportive team player
  • Computer literacy in MS office
  • Fresh graduates are welcome
25

Auditor Resume Examples & Samples

  • Must have CPA or CIA
  • 2 years or more of work experience audit experience
  • Must be able to work well alone and in a team
  • Must exhibit great oral and written communication skills
26

Auditor Resume Examples & Samples

  • May research industry regulations and make recommendations for implementation
  • Concepts of financial and banking markets, products, and concepts
  • Bachelor’s Degree in Business Administration, Accounting, Finance or related field with a minimum of three (3) years of financial or Sarbanes Oxley auditing or related experience
27

Auditor Resume Examples & Samples

  • Monitors the risk environment and assesses the emerging risks through the
  • Business monitoring process
  • Effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent view
28

Auditor Resume Examples & Samples

  • Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of deposit, personal lending and investment products, especially those associated with the retail business
  • Have an excellent knowledge of product management/operations/compliance in corporate and/or retail banking. In-depth understanding of the relationship between retail and support units within a financial institution, impact on the overall control environment and audit approach
  • Business Travel will be required
29

Auditor Resume Examples & Samples

  • A first degree in mathematics, physics, engineering, finance or econometrics and ideally a Masters or PhD in one of those areas or finance. Experience in data analysis and management, and trading risk management systems would be an advantage
  • Hands-on experience of model risk and capital modeling, derivatives pricing and broader financial modeling is desirable, but regardless of experience all candidates should be able to demonstrate an understanding of capital modeling, financial and derivative products and mathematics, from private study if they have not worked in the financial sector
  • Strong communication and writing skills (fluency in English is a prerequisite)
  • Candidates should be self-motivated, disciplined, task focused, able to structure their work and have a proven record of delivering high quality results to strict deadlines
30

Auditor Resume Examples & Samples

  • Developing and executing a risk based testing approach for assigned audit segments
  • Performing process walkthroughs
  • Documenting work performed/testing results in a timely manner and effectively communicating with the client and the audit team during all phases of the audit
  • Demonstrates analytical skills
  • Demonstrates ability to review data, develop themes and determines what is important
  • Demonstrates ability to logically organizes thoughts
  • Demonstrates interpersonal skills; the ability to develop solid working relationships with others
  • Demonstrates strong writing skills
  • Demonstrates ability to present opinions in a clear and concise manner in order to influence peers and management
  • Demonstrates ability to thrive in a team environment or work independently
  • Demonstrates ability to self-manage by effectively balancing commitments
  • Demonstrates understanding of how the audit process is designed and the purpose/objective of each task
  • Demonstrates the ability to influence the audit team through open communication and sharing of ideas
  • Demonstrates the ability to identify and assess risks and controls
  • Demonstrates the ability to distinguish between a root cause and a symptom; identifies and provides fact-based criteria to support conclusions
  • Demonstrates the ability to evaluate data mining strategies using MS Excel, MS Access or other tools to quantify results or test controls
  • Demonstrates proficiency in conducting interviews in order to gather information
  • Demonstrates proficiency in Microsoft Office Suite
  • Financial services and/or banking knowledge
  • Ability to propose scoping/planning decisions in the audit
  • Ability to independently develop a risk-based test approach and plan
  • Ability to anticipate roadblocks/delays, assesses critical path, develops alternative approaches
  • Knowledge of TeamMate and other audit software
  • Ability to execute data mining strategies using MS Excel, MS Access or other tools to quantify results or test controls
  • Basic level of understanding of IT general controls and security concepts
31

Auditor Resume Examples & Samples

  • Responsible for most components of the regulatory financial and compliance examination, working from Joint Audit Committee approved programs, including bank statement, safekeeping, carrying broker, clearing organization and equity system analysis
  • Performs and is responsible for detailed examination testing and documentation of assigned areas
  • With guidance from senior members of the examination team, sets reasonable scopes, identifies problems, researches the problems, and determines and obtains all necessary information from the firm for completion of their assigned areas
  • Maintains the audit trail and ensures it is logical and organized. Follows the examination process from beginning to end
  • Performs monthly and daily financial statement reviews, addresses issues with clearing member firms, and documents findings on edit checks and alerts. Performs biweekly SIDR (Segregated Investment Detail Report) reviews, addresses issues with clearing member firms, and documents findings on edit checks
  • Learns and understands firm reconciliations, equity system documents, third party documents (e.g. bank statements, trade registers), the 1-FR and FOCUS Report, testing procedures and requirements (e.g. completeness, verification), and rules and regulations (e.g. financial statement filing requirements.)
32

Auditor Resume Examples & Samples

  • Plan and coordinate assigned audits through the issuance of the Audit Planning Memorandum (APM). The APM lists the audit benefits, objectives, identified risks, boundaries, strategy, responsibilities and timetable
  • Develop audit plans and programs using generally accepted auditing standards and techniques to achieve APM goals and objectives
  • Interview appropriate associates to flowchart and/or describe internal control systems. From these workpapers, the auditor will test the validity of the systems documentation, assess overall control risk and perform compliance and substantive tests
  • Review the staff auditor’s work papers prior to submission to the Audit Supervisor/Director
  • Ability to be resourceful, flexible and adaptable to situations
  • Determine the business risk of areas reviewed and the amount of testing required to adequately evaluate each area
  • Identify the business risk associated with audit findings and determine their reporting materiality
33

Auditor Resume Examples & Samples

  • Executing assigned audits within the business with the guidance of the in charge auditor and/or management
  • Assist Senior Auditors by contributing to the planning and risk assessment of assigned audits within the business
  • Maintain an open and transparent communications process with the business during and after audit fieldwork
  • Execute the follow-up of findings arising from internal audits within established standards and timelines
  • Support management and other team members in the achievement of individual, divisional and team goals
  • Strong negotiation skills and good business acumen
  • Strong knowledge of Canadian regulatory requirements
34

Auditor Resume Examples & Samples

  • 3-6 years of experience in either public accounting or industry and have significant experience with audit and/or operations
  • The ability to multitask effectively in a dynamic environment is a prerequisite along with confidence interacting with executives at all levels
  • Bachelor’s degree in Finance or Accounting is required
  • Prior experience with Sarbanes-Oxley 404 preferred
  • Annual travel is expected to be approximately 35%, primarily international travel
  • Speaking additional languages is a plus
35

Auditor Resume Examples & Samples

  • 3-5 years of experience with bank operations, bank regulatory compliance, audit and/or SOX
  • BA/BS preferably in Accounting, Business, or Economics
  • CPA, CIA, CISA, CFE or CRCM preferred
  • Possesses a solid working knowledge of FDIC, CFPB, FRB, and/or FINRA compliance regulations and practices
  • Strong knowledge of generally accepted accounting principles, practices, methods and techniques, particularly those used in banking
  • Highly skilled in the auditing process, including planning, identifying risks and determining controls, work paper documentation, finding development, and finding follow-up
  • Ability to work on special projects and SOX testing with limited supervision
  • Ability to maintain records and prepare audit reports
  • Exercises consistent judgment within generally defined practices and policies in selecting methods and techniques for obtaining solutions
  • Ability to mentor and provide guidance to less experienced staff members
  • Excellent customer relationship and time management skills
  • Strong verbal and written communication skills including ability to effectively draft findings, write audit reports, train staff and present information to audiences
  • Proficiency in Excel and Word
36

Auditor Resume Examples & Samples

  • Leads internal audits throughout Great Western Bank. This includes planning, scheduling, field work, writing audit reports, issue tracking, and consulting with management to identify opportunities
  • Develop or revise audit programs as needed, which may involve researching business areas within Great Western Bank
  • Become a resource for management throughout the bank
  • Attends Leadership meetings to promote visibility and interaction with senior managers
  • Reviews and approves the audit reports completed by other auditors within Great Western Bank
  • Monitor, respond and adapt to new practices and changes within the industry. Consult with management regarding new regulations
  • Proactively interact with management to gather information, resolve problems, and make recommendations for business and process improvements
  • Bachelor’s degree in Business, Finance, Accounting, or related field required
  • 7 or more years of Banking, Finance, or Audit experience
  • Strong leadership, training, and mentoring skills
  • Proficient in MS Excel and Word
37

Auditor Resume Examples & Samples

  • This position requires a four-year college degree in Business Administration
  • Direct work experience in a license management capacity is highly desirable
  • Familiarity with industry standards such as ISO/IEC 19770 and/or ITAM is preferred
38

Auditor Resume Examples & Samples

  • Generally 1-3 years operations and/or audit, bank regulatory compliance, and/or SOX experience
  • Bachelor's degree with an emphasis in Accounting, Business, Economics, or a related discipline or equivalent experience. MBA, CPA, CIA, CISA, CFE or CRCM preferred
  • Skilled in the auditing process, including: planning, identification of risks and controls, fieldwork, work paper documentation, finding development, reporting, and finding follow-up; or commensurate experience
  • Previous experience and knowledge of FDIC, CFPB, FRB, and/or FINRA compliance regulations and practices preferred or ability to quickly get up to speed
  • Previous experience working in a financial institution or regulatory environment preferred
  • Must be able to keep up to date on regulation changes
  • Exercises judgment within defined procedures and practices to determine appropriate action
  • Demonstrate the ability to perform audits of moderate to high complexity, under the guidance of more senior staff. Ability to successfully perform SOX testing as required
39

Auditor Resume Examples & Samples

  • Propose solutions to management for value-added improvements to internal controls
  • Supervise and develop audit staff to ensure audit quality and enhance technical skill level of staff
  • Collaborate and partner with the business and liaise with all levels of management as well as external auditors
  • 6+ years’ auditing experience in some combination of internal audit and public accounting (with at least 3-5 years managing or supervising others)
  • Bachelor’s Degree in Accounting or Finance from an accredited college or university
  • Comprehensive knowledge of internal auditing, risk assessments, fraud controls, and GAAP accounting
  • Strong project management skills, communication, presentation, and interpersonal skills
  • Ability to think objectively, critically and innovatively and challenge the way things have always been done
40

Auditor Resume Examples & Samples

  • BA/BS in Accounting or Finance
  • Willingness to travel 15% of the time, on average
  • CPA or CIA designation a plus
  • 2+ years work experience in either audit or property casualty business preferred
  • Understanding of risk assessment, accounting, and auditing principles required
41

Auditor Resume Examples & Samples

  • Support services and outsourcing arrangements
  • Perform audit on company and clients
  • Provide objective and professional evaluation of internal control systems
  • Offer advice on improvements of business processes and the economical use of resources for the company
  • At least three years of prior audit experience
  • Ability to process analytical notation
42

Auditor Resume Examples & Samples

  • Conduct social compliance audits on factories throughout China (expected travel content within job is approximately 70 - 80%)
  • Possess full working and in-depth knowledge of China laws, Industry standards and practices relating to the manufacture of goods
  • Possess full working and in-depth knowledge of the Disney Code of Conduct and the Disney ILS program
  • Ensure timely completion and submission of audit reports which meet the required internal standards
  • Ensure that all documents relating to audits are captured, processed and managed appropriately
  • Manage one’s own travel expenses according to company policy
  • Participate in the compliance training of third party organizations which may include other audit companies, Disney licensees, vendors, buying agents, and MSIs
  • Capture, review and report to local management any changes or amendments to local laws, ordinances, regulations, and industry codes
  • Minimum of 5 years work experience, preferably 2 years in manufacturing management
  • Degree in law, accounting, environment, sociology, applied chemistry, engineering, management
  • Mandarin essential with good command of English and Cantonese
43

Auditor Resume Examples & Samples

  • Direct the collection of information necessary to prepare audit and accounting clients’ returns
  • Develops and leads in house training on accounting and audit related matters
  • Five to seven years of experience
44

Auditor Resume Examples & Samples

  • 1-3 years of public or private accounting experience
  • Prior auditing experience
  • Computer proficiency
45

Auditor Resume Examples & Samples

  • At least 5 years of bank or audit experience in cash management and tradeTTS business and/ or related control functions
  • Have a goodn excellent knowledge of cash management and tradeTTS pProducts and processes. In-depth understanding of the relationship between product TTS and support units within a financial institution, impact on the overall control environment and audit approach
  • Good English language skills (both written and spoken
46

Auditor Resume Examples & Samples

  • Execute diverse risk-based audit engagements and projects from start to finish including the following: draft scoping memos; perform walkthroughs; analyze business processes, risks and controls; prepare narratives and flowcharts; draft audit programs; test; analyze data; report results; and monitor management action plans
  • Draft preliminary audit reports and conclusions, including vetted findings that get to root cause, explain impact on business, and propose solutions to management
  • Deliver accurate and quality work product including workpapers that meet re-performance standards
  • Develop and maintain good, collaborative working relationships with team members and audit clients
  • Assist in updating the annual risk assessment
  • Minimum of 5 years' auditing experience (preferably with some Big 4 experience)
  • CPA, CIA, CISA or other relevant audit certification (or actively working towards certification)
  • Bachelor's Degree in Accounting or Finance from an accredited college or university
  • Solid knowledge of the International Standards for the Professional Practice of Internal Auditing , GAAP, internal control frameworks, SOX, basic IT controls, as well as the ability to analyze risks and controls and perform root cause analysis
  • Strong written and verbal communication and presentation skills including ability to write clearly, concisely and effectively
  • Skilled at thinking objectively, critically, analytically and creatively
  • Skilled at working on multiple assignments concurrently with minimal supervision and meet or exceed deadlines
  • Knowledge and experience using MS Office (especially Excel, Word and PowerPoint), Visio, electronic workpapers, and data analysis tools
47

Auditor Resume Examples & Samples

  • The performance of business audits of India based functions as well as supporting audits of other locations
  • Assessment of the effectiveness of the Bank’s control environment, assessing compliance with laws, regulations and best practices, and identifying commercial and practical solutions to mitigate identified risks
  • In addition to the broad exposure to different businesses/ functions, they will also work with different levels of management in different locations and be required to build and develop long term relationships with auditees
  • The incumbent will be required to demonstrate excellent auditing skills in the performance and execution of audits: deliver audit work on time, with minimal supervision; to raise and clear audit issues with management; draft audit issues and reports; keep within MIS budgets and timelines
48

Auditor Resume Examples & Samples

  • Assist in audits related to Market Risk Management in accordance with corporate methodologies and professional standards, including: analysis and testing, identification of process and control weaknesses, review of methodologies and governing policies
  • Partners with VPs, SVPs and Directors to identify and improve controls around Market Risk Management processes
  • Monitors the risk environment and prepares Business Monitoring Quarterly risk assessments and reviews
  • Basic to intermediate level experience in a related role with experience in capital markets, market risk management or treasury along with proven abilities in taking responsibility for issuing to stakeholders high quality deliverables according to strict timetables
49

Auditor Resume Examples & Samples

  • Oversee/contribute to the completion of the overall audit process, including execution of the audit plan, development and application of appropriate audit programs, on-going client communications, reporting, and post-audit procedures
  • Review and recommend controls and safeguards that contribute to the development of policies and/or procedures throughout TDS
  • Prepare and present findings and recommendations to client management
  • A financial accounting background/designation (CA, CPA) or MBA, CFA
50

Auditor Resume Examples & Samples

  • 3+ years of Audit experience
  • 1+ year in Financial Services
  • 4-6 years of professional experience
51

Auditor Resume Examples & Samples

  • Independently performs audits related to Retail Banking, technology management; project/program management; or supplier management in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
  • Independently completes assigned activities within budgeted timeframes, and budgeted costs
  • Identifies inconsistencies in data or results, defines business issues and formulates recommendations on policies, procedures or practices
  • Basic level experience in a related role, with demonstrated execution capabilities according to strict timetables
  • Must be an articulate and effective communicator, both orally and in writing
52

Auditor Resume Examples & Samples

  • Bachelor’s degree required in accounting, business, economics, a related field or equivalent work experience
  • 1-2 years of experience in audit, SOX testing, or compliance-related field; prior experience in bank operations, finance or accounting, or other financial services function will be considered. We will also consider qualified entry-level candidates who demonstrate strong academic records, business acumen, etc
  • Must have strong written and verbal communication skills
  • A true team player with a track record of cultivating relationships and collaborating with others
  • A motivated individual who takes personal initiative, acts as a positive example for others, and can be counted on to deliver high quality results
  • Proficiency in Excel and Word. Experience with SharePoint, Visio or PowerPoint preferred
53

Auditor Resume Examples & Samples

  • Prepare quality audit reports and issue timely
  • Complete projects within negotiated budgets and calendar due dates, with any deviations from planned objectives approved in advance; and, provide proactive status updates to appropriate personnel throughout the project
  • Develop and maintain positive relationships with customers which include management and personnel of the external, independent parties; TPA account management; and, TAN-Career Agency senior and field leadership, and agency coordinators
  • Other duties as assigned based on divisional needs
  • Exhibits regular, reliable, punctual and predictable attendance
  • Ability to work more than 40 hours per week and outside normal business hours, as needed, due to project deliverables required
54

Auditor Resume Examples & Samples

  • Assist Senior/US Supervisor Auditors by contributing to the planning and risk assessment of assigned audits within the business
  • Maintain awareness of emerging issues and evolving regulatory requirements
  • Effectively communicate and regularly share information, issues, points of interest and knowledge with audit management, colleagues and internal and external business partners
  • Strong knowledge of US/Canadian regulatory requirements
55

Auditor Resume Examples & Samples

  • Execute day-to-day activities of audit engagements of various clients; review financial statements, including balance sheets, cash flows and income statements
  • Evaluate inventories: perform tests of stated inventory levels
  • Identify and communicate accounting and auditing matters to senior management
  • Develop client relationship to help ensure information flow from client is efficient
  • 2+ years of auditing experience
  • BA/BA degree within Accounting/ Finance field
  • Eligible to sit for CPA is a plus
  • Must be highly self-motivated, well organized and have strong oral and written skills
56

Auditor Resume Examples & Samples

  • Assist in the day to day operations of audit engagements
  • Identify and resolve client issues found during audit engagements
  • Perform internal control and audit test work
  • Perform complex financial analysis
  • Communicate audit matters and procedures with senior audit members, including managers and partners
  • Bachelor’s Degree in Accounting required. Master’s Degree preferred
  • Minimum of 1 years related experience
  • CPA or progress towards CPA completion also a plus
  • Excellent analytical, communication, and written skills
  • Ability to multi task and handle multiple projects
  • Local Applicants Only*
57

Auditor Resume Examples & Samples

  • Functions in various roles on complex and high risk audit engagements, including executing, leading and consulting on audits across capital and treasury functions (e.g. audits of U.S. CCAR, jurisdictional ICAAPs, global liquidity risk management, investment portfolio, reserve position, enterprise risk management, etc.)
  • Develops a thorough understanding of the organization and ensures a sound audit methodology in adherence with department standards
  • Applies analytical skills to scope and review complex capital and treasury activities, with the ability to quickly learn and assess new processes and controls (e.g. quantitative processes that incorporate the use of forecasts and models)
  • Communicates audit findings, emphasizing the risk associated in relation to the broader corporate risk profile, with partners at all levels, including senior managers that are direct reports of the CFO and CRO
  • Highlight key themes resulting from audit work performed to aid in preparation of Audit Committee and relevant board reporting
  • Responsible for staying current on regulatory rules and changes within the industry (e.g. capital, liquidity, resolution planning regulation in the U.S., Europe, and Asia)
  • Participates in peer audit discussions on risk/capital coverage, as well as risk committee meetings to stay abreast of industry and organization progress
  • Displays strong adaptability and objective decision making to effectively work in an evolving regulatory environment where there may not be clearly defined expectations
  • Knowledge of auditing in the financial services industry, basic accounting principles and related work experience
  • Knowledge of regulatory and financial reporting, capital markets, treasury, capital adequacy, and/or enterprise risk management is desirable
  • Excellent analytical and organizational skills are necessary to conduct audits
  • Strong report writing and workpaper documentation skills are preferred
  • Communication
  • Focused client relationships
  • Team player
58

Auditor Resume Examples & Samples

  • Strong risk assessment, problem solving and general analytical skills
  • Excellent oral communication skills, including ability to facilitate meetings, communicate/translate audit risks to business risks and deliver presentations
  • Strong written communication and business writing skills
  • Working knowledge of GAAP, COSO and SOC Compliance requirements desired
  • Ability to excel in a fast-paced, dynamic environment and successfully multi-task responsibilities across simultaneous projects
59

Auditor Resume Examples & Samples

  • Participates in meetings with business unit to discuss audit results Communicates with partners at all levels, developing and presenting recommendations on operations and controls for the business unit
  • Utilizes understanding of various Corporate units to ensure operations, services, and systems have proper audit controls in place (i.e., design of the control environment)
  • Evaluates corporate management, business processes, business controls and operating practices during audits and consulting/monitoring engagements
  • Develops a thorough understanding of the Northern Trust Audit Methodology and adheres to all applicable Department Standards
60

Auditor Resume Examples & Samples

  • Research on public and private companies
  • Review and document internal controls policies and procedures
  • Identify all information required for the audit and create associated document requests
  • Analyze accounting records in order to quantify unclaimed property reportable to the states
  • Communicate with companies and their representatives throughout an audit
  • Maintain clear and well organized records of all communications and data analysis
  • Prepare written reports and documents for Xerox management
  • Participate in internal audit management and strategy discussions
  • Track and report time spent on each audit
  • Participate in presentations of audit findings to client States; and
  • Work paper preparation and file maintenance
  • Auditing and/or accounting experience
  • Unclaimed property administration or management experience
  • Proficiency in basic statistics and statistical software
  • Professional business experience
  • Proven comfort with self-directed activity and task-oriented deadline management
  • Excellent organization, project management, and work prioritization skills
  • Proficient technology skills - including MS Excel, Word, Access and PowerPoint
  • Willingness to work both in a team and independently
  • Willingness to travel on occasion
61

Auditor Resume Examples & Samples

  • Assist with pre-audit planning and preparation by performing analysis of financial data to identify areas of audit risks. Analyze complex licensing contracts, identifying financial terms and compliance points for audit. Customize and develop dynamic data testing models to accommodate all levels of licensee reporting sophistication. Review accuracy of licensee royalty reporting and payment histories
  • Perform audit interviews of licensees and/or agents to evaluate royalty reporting processes and financial environments. Document licensee process flows and system functionality as it relates to royalty reporting
  • Consistent with audit program, execute audit procedures and document findings for inclusion in draft audit reports. Assist with resolution of any interpretive differences of contract terms
  • Assemble work-papers and present audit findings to management for review. Assist with settlement of audit claims as needed
  • Perform other related duties and special projects as assigned
62

Auditor Resume Examples & Samples

  • Bachelor's Degree in accounting or finance
  • 3+ years audit experience in public accounting or private industry
  • Proficiency in all MS applications (Excel, Access, and Word) is a must. A CIA, CPA or equivalent qualification is expected
  • Successful candidates will demonstrate an ability to understand complex business processes
  • Have a history of identifying and quantifying business risks and adding value to an organization
  • Production accounting or production auditing experience strongly preferred
  • Familiarity with audit software programs like ACL is a plus
63

Auditor Resume Examples & Samples

  • Conduct or assist in conducting all phases of internal audits including planning, scheduling, field work, writing audit reports, issue tracking, and consulting with management to resolve issues
  • Document and test internal controls over financial reporting, coordinating with external auditors to minimize duplication of effort
  • Conduct follow-up regarding deficiencies noted during various financial, operational, or compliance audits
  • Develop or revise audit programs as needed based on the risk assessment conducted. Includes researching business areas within Great Western Bank
  • Monitor practice and changes within the industry. Be able to respond and adapt to new regulations or emerging risks
  • Three or more years of Banking, Finance, or Audit experience. Internal control documentation and testing experience preferred, such as Sarbanes-Oxley 404
  • Highly motivated self-starter with ability to multitask and complete assignments within predetermined deadlines
  • Must be willing to travel up to 15% of the time
64

Auditor Resume Examples & Samples

  • Perform high quality audit execution. This includes reviewing, analyzing and testing documentary evidence, clearly and thoroughly documenting processes and work performed; and identifying and articulating issues
  • Develop an understanding of a wide range of business processes, systems, applicable regulations and associated risks through independent research, staff interviews, and past experience
  • Complete assignments timely and keep audit manager informed of audit status
  • Work with team leaders to identify and resolve issues discovered during the audit process
  • Maintain a good working relationship with business owners and interact with personnel at all levels clearly and comfortably
  • Assist in executing special projects as necessary
  • Assist team leaders, senior/managers in accomplishing audit department and administrative objectives in a team environment
  • Pursue professional development opportunities
65

Auditor Resume Examples & Samples

  • Promote the use of audit analytics and provide training to team members regarding the use of analytics to enhance all phases of the audit process
  • OD Job Number: 0130323
  • JAVA
  • UNIX Shell Scripting
  • MS Access
  • Data Science skills including extracting insights from large volumes of data in various forms, either structured or unstructured. Experience in the use of statistics, data modeling, data mining and predictive analytics are a plus
  • At least 4 years of business / audit experience in providing automated solutions to business needs
66

Auditor Resume Examples & Samples

  • Assist with pre-audit planning and preparation by performing analysis of financial data to identify areas of audit risks
  • Review accuracy of licensee royalty reports and payment histories
  • Perform audit interviews of licensees and/or agents to evaluate royalty reporting processes and financial environments
  • Document licensee process flows and system functionality as it relates to royalty reporting
  • Consistent with audit program steps, execute audit procedures and document findings for inclusion in audit reports
  • Assemble workpapers and present audit findings to management for review. Assist with settlement of audit claims as needed
67

Auditor Resume Examples & Samples

  • Work with internal and external audits by clients or our regulators compiling documents and checking the audit requests like PII; transactional testing to see if what the auditors are looking at are what we are looking at
  • Examines accounting/statistical records, interviews appropriate personnel to assess accuracy of records and effectiveness of internal control mechanisms
  • Evaluates, tests and documents the internal control systems and processes for compliance with policies, procedures, laws and regulations
  • May assist external auditors with their projects during on-site visits
  • Experience in the student loan industry, federal student loan servicing requirements, and regulatory environment. 3-plus years’ experience preferred
  • Ability to handle confidential information in a professional and respectful manner and to reveal information on a need-to-know basis only as necessary
  • Ability to prioritize and execute on short range and long range tasks
  • Must be organized and detail-oriented. LOCATION AND WORKING CONDITIONS
68

Auditor Resume Examples & Samples

  • Applies a general understanding of business processes, risks and controls to identify opportunities to enhance audit efficiencies and effectiveness through the development and delivery of automated processes
  • Develop effective professional relationships with product and technology audit teams to assist in the definition of audit analytics opportunities for assigned audits and business monitoring activities
  • Promote the use of audit analytics and provide training to product/functional audit team members regarding the use of analytics to enhance all phases of the audit process
  • Excellent technical and programming skills
  • Knowledge of SAS, SQL, VBA, IDEA, ACL, MS Access, Business Intelligence, or Visualization tools will be beneficial
  • Interest in various aspects of the banking businesses (i.e., Institutional Clients Group, Consumer, and Corporate Functions)
  • At least one year of business/audit experience in providing automated solutions to business needs
69

Auditor Resume Examples & Samples

  • Performs assigned audit procedures, including documenting audit objectives, identifying risks and controls, developing and executing an audit program, performing appropriate audit testing, and providing direction to other audit team members
  • Identifies and evaluates opportunities for operational efficiency
  • Documents audit findings in automated working papers that support procedures performed and conclusions drawn
  • Effectively communicates audit results, risks, and/or recommendations for improvement, both verbally and in writing
70

Auditor Resume Examples & Samples

  • Supports and leads audit teams in executing risk based audit projects. Responsible for the planning, scoping, execution, documenting and communication of audit results to both Audit and Business Unit Management
  • Functions in various roles on audit engagements, including leading audits, executing audits and providing oversight functions based on the needs of the team. Conducts and documents audits throughout the Corporation
  • During the planning of the audit, develops a budget and/or timeframe for how the audit will be completed. Responsible for scoping, executing, documenting and reporting the audit in accordance with stated timeframes and Departmental Standards
  • Applies analytical skills to review and test business processes, perform risk and control assessments, document results and report the audit results including the adequacy of controls
  • With partners at all levels, communicates audit results and develops and presents recommendations on operations and controls to the business unit
  • Reviews work of all members of the engagement team ensuring that Departmental Audit Standards have been met
  • Extensive knowledge and application of audit procedures and standards (planning, execution and reporting of an audit) obtained through related work experience is required
  • Experience auditing asset servicing and/or asset management activities, typically gained in a financial services audit environment, together with knowledge of risks and controls of these activities, including operational, compliance and credit risks
71

Auditor Resume Examples & Samples

  • Plan and execute internal audits and external compliance audits of Licensees
  • Project management techniques and tools
  • Financial/operational internal controls
  • Business process mapping, audit tools and retrieval packages (i.e., Visio, Audit Command Language (ACL) and Electronic Work paper Systems)
  • Ability to interact and communicate both written and verbally with BMI personnel and external auditors/consultants
  • Proficiency in Microsoft Office (Word, Excel, Access, PowerPoint)
72

Auditor Resume Examples & Samples

  • Documenting work performed/testing results in a timely manner
  • Effectively communicating with the client and the audit team during all phases of the audit
  • Demonstrates strong understanding of IT risks, processes, and controls, including application controls, ITGCs, and security configuration controls within UNIX/Linux, AD, Oracle, SQL Server, iSeries, z/OS, VMware, and network devices
  • Demonstrates strong analytical skills
  • Demonstrates ability to review data, develop themes and determine what is important
  • Demonstrates ability to logically organize thoughts
  • Demonstrates strong interpersonal skills and ability to develop solid working relationships with others
  • Demonstrates self-management by effectively balancing commitments
  • Demonstrates knowledge and understanding of how the audit process is designed and the purpose/objective of each task
  • Demonstrates ability to influence audit team through open communication and sharing of ideas
  • Demonstrates ability to identify and assess risks and controls
  • Demonstrates ability to distinguish between a root cause and a symptom and identify and provide fact-based criteria to support conclusions
  • Knowledge and understanding of the PeopleSoft ERP environment
  • Knowledge and understanding of perl scripts and developing scripts to pull operating system and database configurations
  • Knowledge and understanding of performing new systems development audits
  • Demonstrates ability to propose scoping/planning decisions in the audit
  • Demonstrates ability to independently develop a risk-based test approach and plan
  • Demonstrates ability to anticipate roadblocks/delays, assesses critical path, develops alternative approaches
  • Knowledge and understanding of TeamMate and other audit software
  • Demonstrates ability to evaluate and execute data mining strategies using MS Excel, MS Access, IDEA or other tools to quantify results or test controls
73

Auditor Resume Examples & Samples

  • Evaluating the adequacy and effectiveness of internal controls, relating to risks involved in the relevant areas, in accordance with Group Audit methodology and the established risk assessment framework
  • Supporting the implementation of the risk-based Group Audit methodology, including performing coverage of automated business processes, the respective technology environment and supporting structured on-going risk assessment via continuous audit assessments
  • Supporting the successful delivery of technology audits, or participating in integrated business and technology audits, both locally and globally
  • Generating impactful exceptions and drafting audit findings for review by senior Group Audit staff, and to facilitate finding, tracking and validating the closure of findings
  • Completing all work assigned to you promptly, including ad-hoc projects and special investigations
  • Understanding the client’s marketplace and expectations, whilst continuing to develop your technical expertise
  • Providing coverage in certain overseas locations and travelling as required
74

Auditor Resume Examples & Samples

  • Implementation of Sarbanes-Oxley (SOX) requirements within the business
  • Risk assessment of key business processes in order to identify potential internal control weaknesses and recommend opportunities for improvement
  • Perform internal control reviews of Landing Systems’ businesses and make recommendations for control improvements
  • Interface with both Internal/External Auditors to insure their requirements are met
  • Prepare clear, concise reports on procedures performed related to the control environment
  • Prepare and present presentations to Senior Management
  • Support the research and preparation of accounting position papers
  • Ad hoc accounting support as needed
75

Auditor Resume Examples & Samples

  • Four year degree in business, accounting or other applicable field
  • Four or more years of relevant audit work experience
  • Knowledge of internal controls and SOX requirements
76

Auditor Resume Examples & Samples

  • 1+ year of Audit experience within Financial Services Industry and/or a Big 4 public Accounting setting
  • Working knowledge of Caseware
  • Previous Community Banking experience
77

Auditor Resume Examples & Samples

  • Liaise with Operations and Product Control to obtain source system data necessary for the review and analyze data for inconsistencies
  • Interface with product and country controllers to obtain customer source data, review contracts and determine if critical data elements were accurately reported; making note of any exceptions
  • Communicate to relevant business contact exceptions and follow through to ensure remediation actions are performed
  • Produce and update and KPIs, metrics, and other presentations
  • Provide input on training programs
  • Participate in Internal Audit (IA) reviews
  • Facilitate ad hoc and special requests
  • Bachelor’s degree in Finance, Accounting, or related field
  • Audit experience required
  • 5+ years of Finance, Accounting or Product Control experience, preferably at large financial institution
  • Working knowledge of banking products and services, especially loans, deposits, investment securities and derivatives
  • Understanding of current accounting principles, policies and financial institution regulatory reporting, particularly FRY-9C, Call Report, FR Y-14
  • Solid analytical skills, combined with an ability to deliver analyses in a concise and logical manner
  • Experience in working in operations unit requiring coordination across multiple regions and business segments preferred
  • Must have strong communication skills (oral and written) to liaise with multiple groups and clearly articulate findings
  • Must be assertive and have strong follow up skills
78

Auditor Resume Examples & Samples

  • Demonstrated experience providing risk-based IT auditing and/or IT risk advisory services in a professional services firm, higher education, or corporate environment; and
  • Demonstrated ability to audit large-scale IT business environments, network operating environments, application controls, systems development, or user-developed applications and environments
  • Demonstrated ability to audit information security governance and risk management programs
  • Knowledge of relevant auditing and risk management standards and principles, such as the Institute of Internal Auditors’ Standards for the Professional Practice of Internal Auditing and COBIT (Control Objectives for Information and Related Technology)
  • Knowledge of technical security standards, such as National Institute of Standards and Technology 800-53 Information Security and ISO/IEC 27002:2005 Code of Practice for Information Security Management
  • Strong analytical skills with ability to identify and assess risk and exposures across a wide variety of processes
  • Demonstrated skills in the areas of communication, relationship-building, collaboration, and problem-solving. Strong ability to communicate and collaborate with non-IT operational management and auditors
  • Demonstrated integrity, initiative and professionalism with a results-oriented work style
  • Demonstrated continuous improvement mindset with a strong customer-centric mindset
  • Bachelor’s degree in a relevant field, such as information technology, accounting, business, finance, etc
  • CIA, CPA, CISA, or the ability to obtain such certifications; and
  • Proficiency with Microsoft Office programs
79

Auditor Resume Examples & Samples

  • Assist in conducting audits
  • Analyze bank data, including but not limited to, accounting and financial records
  • Additional responsibilities may include participating in due diligence efforts in the case of an acquisition
80

Auditor Resume Examples & Samples

  • Performing audit reviews
  • Taking part to the continuous risk assessment exercise
  • Following up recommendations
  • Participating in control related ad-hoc projects and investigations
  • Having a thorough mastery of audit techniques, delivering relevant analysis and conclusions supported by comprehensive and value-added working papers and reports
  • Contributing to quality and effectiveness within the Business by providing pertinent feedback supported by practical and balanced solutions to issues
  • Developing constructive relationships with auditees
  • Proposing and implementing improvement measures within the team to drive the quality of our deliverables to the highest achievable standards
  • Significant practical experience of working within a Front Office environment (ideally trading, sales, structuring or research) or a directly related control Function (ideally on market risk)
  • Deep knowledge of financial markets and capital markets products
  • Strong understanding of credit, market and liquidity risk topics
  • Ability to work within a close-knit team
  • Curiosity, rigor, ability to synthesize
  • High level of initiative and drive
  • Committed, self-driven and ability to work under pressure
  • First class interpersonal and communication skills
  • Outstanding analytical skills
  • Willingness to undertake travel as required (mainly UK / Paris-based)
  • French language skills advantageous
81

Auditor Resume Examples & Samples

  • BNP Paribas Cardif (Insurance)
  • BNP Paribas Investment Partners
  • BNP Paribas Wealth Management
  • BNP Paribas Real Estate
  • Participation in audit assignments as a member of an audit team in line with IIA professional standards and Group internal policies from the planning phase through to audit recommendations follow-up
  • Provide conclusions and recommendations on the audit and lead the presentation of these to the relevant key audit stakeholders on areas under his/her responsibility
  • Deliver/contribute to comprehensive and value-adding audit reports
  • Maintain audit documentation in accordance with Hub/IG standards and on the audit tool UNIK
  • Participate in periodic Risk Assessment exercises where input contributes to the audit planning process
  • Relevant practical experience working across diverse product lines
  • Past experience in an audit or consultancy department covering e.g. organisation, quality assurance, project management, risk management or operational risk would be an advantage
  • Willingness to travel if necessary (UK, Paris, Ireland and Channel Islands)
  • Technical: Academic background in Finance/Banking while good understanding of the UK regulation a plus
  • Strong analytical skills: including ability to learn (be able to understand the critical steps in a process and understand the related risks of various nature)
  • Ability to synthesize and ability to process complex information and produce clear written reports
  • Thorough, including strong organisational skills, having a results-driven attitude
  • First class communication skills: including the ability to listen and clear oral communication
82

Auditor Resume Examples & Samples

  • Perform ICOFR testing, including process walkthroughs, detail testing, documentation, and conclusions
  • Perform external audit assist work
  • Perform project work, as directed, including walkthroughs, testing, documentation, and conclusions
  • Apply risk-based judgment in work and assist in risk assessment and scoping activities as engaged
  • Assist in determining conclusions and evaluate findings; document work papers clearly and concisely
  • Draft audit reports and deliverables in a clear and concise manner
  • Bachelors in Finance, Accounting, or equivalent
  • 2-3+ years accounting and/or audit experience or equivalent preferred
  • Has conceptual knowledge of internal audit and broadens skills to other areas
  • Strong verbal and written communication; developed communication skills to exchange information
83

Auditor Resume Examples & Samples

  • Conduct audit and analysis of MBPS teams' compliance and work processes to recommend improvements in risk management, internal control, compliance and governance processes
  • Document and evaluate the design effectiveness of internal controls and provide recommendation for areas for improvement
  • Prepare audit plan and documentation papers
  • At least two (2) years relevant experience
  • Basic to Intermediate understanding of audit or accounting principles
  • Good analysis and critical thinking skills
  • Meticulous to detail
  • Intermediate to Expert skills in Microsoft Excel
84

Auditor Resume Examples & Samples

  • Examine and evaluate internal controls in key risk areas of banking activities/practices to ensure compliance with internal policies and applicable rules, laws, and regulations; Develop audit programs and perform audit fieldwork, including system documentation, evaluations, interviews and financial analysis
  • Prepare clear and concise audit work papers and audit reports summarizing scope, methodology, and significant conclusions of audit procedures performed within prescribed timeframes
  • Project monitoring and reporting to Internal Audit Management
  • 1-5 years years working experience (preferably in internal audit) within a large Foreign Banking Organization or US Money Center Bank
  • Strong oral and written communication skills, including ability to write clear and concise Audit reports; 
  • Knowledge of banking products and/or regulations.  
  • Overall understanding of audit principles (IIA Standard, FRB guidelines, etc), audit theories and techniques, risk and internal controls, as well as working knowledge of Lotus Notes and Microsoft Office Suite (Excel, Word, PowerPoint) 
85

Auditor Resume Examples & Samples

  • Reviewing of Follow-up of regulatory issues 
  • Preparation for the reporting materials to Risk Committee, Audit Committee 
  • This position will require the individual to conduct Quality Assurance (QA) of internal audit activities, and also to create and implement various new fame-works to enhance its internal audit activities of the department
  • Conducting quality assurance (audit planning memo, report, work-paper reviews) during/after audits. Report the results of QA to IAD management and HO Global QA team. Communicate with IAD staff about the QA results for future improvements
  • Working for the creation and implementation of various new frameworks within the department, such as staff skill assessment, training program, fame-work of risk assessment of audit entities, fame-work of annual audit plan, enhanced continuous auditing or other various metrics analysis, etc
  • Prepare various periodic reports, and supervise for the preparation of various reports by staff or other Team Leaders regarding internal audit activities
  • Reviewing follow-up of regulatory issues
  • Preparation for the reporting materials to Risk Committee, Audit Committee
  • 2-5 years years working experience (preferably in internal audit) within a large Foreign Banking Organization or US Money Center Bank
  • Strong critical thinking, analytical and organizational skills; 
  • Strong oral and written communication skills, including ability to write clear and concise QA reports; 
  • Strong data analysis and record management skills 
  • Overall understanding of audit principles (IIA Standard, FRB guidelines, etc), audit theories and techniques, risk and internal controls, with advanced knowledge of Lotus Notes and Microsoft Office Suite (Excel, Word, PowerPoint) 
  • Project management skills 
86

Auditor Resume Examples & Samples

  • Serves as staff auditor on internal audit engagements
  • Emerging / developing understanding of audit concepts, risks and controls
  • Can clearly document testing results and conclusions
  • Developing walkthrough skills and ability to document risks and controls, present information to immediate team and lead, and communicate test information with LOB personnel
  • Developing understanding of business, industry and regulatory concepts
  • Clearly and concisely documents observations within workpapers including root cause and impact
  • Demonstrates ability to communicate test information and initial findings with line of business (LOB) personnel
  • Foundational understanding of business, industry and regulatory concepts within assigned LOBs; expanding knowledge across businesses and functions. Intermediate business writing skills including strong grammar and sentence structure skills; can cohesively present and organize information; developing formal audit writing skills
  • Demonstrates ability to present information to team and lead. May assist in the preparation or delivery of a formal presentation or training
  • Developing ability to tailor message for audience within the scope of assignments
  • 0-2 Years of professional experience
  • Bachelor’s Degree required or relevant professional experience
  • Demonstrates ability to build relationships within the scope of assignments; developing relationship building skills with mid-level leadership
  • Demonstrates influential/challenge skills within team and with clients
  • Proactively collaborates with others, regardless of team, to achieve desired outcomes
  • Demonstrates ability to complete assignments by required deadlines; proactively communicates delays or additional availability
  • Ability to prioritize and execute multiple assignments and to identify obstacles within the scope of assignments and escalation
  • Demonstrates basic business writing skills including strong grammar; can cohesively present and organize information
  • Developing influential/challenge skills within team and with clients
  • Demonstrates adaptability and flexibility when faced with change; has a continuous improvement mindset
  • Knowledge of Consumer Compliance preferred including: Unfair, Deceptive, or Abusive Acts or Practices (UDAAP), Fair Lending, Privacy, Community Reinvestment Act (CRA), Equal Credit Opportunity Act (ECOA), Home Mortgage Disclosure Act (HMDA), Fair Credit Reporting Act (FCRA), Servicemembers Civil Relief Act (SCRA), Flood Insurance, Regulation O (Insider Loans), Regulation W (Affiliate Transactions), Regulation CC (Availability of Funds and Collection of Checks), Regulation D (Reserve Requirements), Regulation DD (Truth in Savings) Regulation GG (Prohibition on Funding of Unlawful Internet Gambling), and/or Regulation E (Electronic Fund Transfers (EFT)). Relevant certifications include: Certified Regulatory Compliance Manager (CRCM) Certified Anti-Money Laundering Specialist (CAMS) Certified Internal Auditor (CIA) Certified Fraud Examiner (CFE) Certified Financial Crimes Specialist (CFCS) Certified AML and Fraud Professional (CAFP) Certified Public Accountant (CPA)
87

Auditor Resume Examples & Samples

  • Determines, or assists in determining, the direction of the proposed audit effort. Plans the theory and scope of the audit, and prepares an audit program
  • Determines, or assists in determining, the auditing procedures to be used, including statistical sampling and the use of electronic data processing equipment
  • Identifies the key control points of the system
  • Obtains, analyzes, and appraises evidentiary data as a basis for an informed, objective opinion on the adequacy and effectiveness of the system and the efficiency of performance of the activities being reviewed
  • Makes oral or written presentations to management during and at the conclusion of the audit, discussing deficiencies and recommending corrective action to improve operations and reduce cost
  • Completes audits over IT systems, platforms and operations in accordance with information systems and internal auditing standards, established policies and procedures and applicable laws and regulations
  • Evaluates IT infrastructure in terms of risk to the organization and evaluate established controls to mitigate any potential loss
  • Determine and recommend improvements in current risk management controls and implementation of system changes or upgrades
  • Serve as the IT subject matter expert and liaison for internal audit
  • Provide data analytics where needed
  • Possess the capability to lead and direct the work of others. The auditor must be capable of working independently or as part of a team
  • Report results back to department managers and work with department to correct the process and implement solutions
  • Evaluates the performance and capabilities of the assistants who worked under his/her direction during the audit
  • Other: High proficiency in spoken and written English. Ability to digest and understand the overall details of a Company with complex worldwide operations to make constructive recommendations for the betterment thereof
  • Proven experience in auditing IT operations, data, network infrastructure and control frameworks Strong presentation skills
  • Demonstrated knowledge of risk assessment, internal audit standards, concepts and techniques Exceptional written and verbal communication skills
  • Strong analytical and interpersonal skills Ability to interface and work with individuals across a wide variety of operational, functional and technical disciplines
  • Excellent working knowledge of MS Office and proficient in Computer Assisted Auditing Techniques (CAATs), e.g. SAS, ACL and/or IDEA
  • Advanced knowledge of Epic EMR application is required.Working knowledge of SAP is preferred
88

Auditor Resume Examples & Samples

  • Ensure that clinical services are consistent with industry standards and are provided to the patient according to hospital policies/protocol, documented in the medical record, and charged correctly
  • Audit medical records and billing documents for appropriate documentation of (ICD-9 CM, ICD-10 CM, CPT and HCPCS) coding and billing charges
  • Ensure that established JHAH and Kingdom quality standards are followed
  • Provide educational programs to physicians and clinical departments to help improve documentation
  • Participate and develop internal controls
  • Perform departmental audits to ensure procedures follow the Organization's and regulatory guidelines
  • Evaluates the adequacy and effectiveness of the management controls over activities audited and prepares or assists in preparing a formal written report expressing his/her opinion on same and including recommendations to alleviate any deficiencies noted
  • Work Experience: 5- 10 years’ experience
  • Other: High proficiency in spoken and written English. Ability to digest and understand the overall details of a Company with complex operations to make constructive recommendations
  • Registered Nurse (BSN preferred) with strong clinical background and a minimum of 3 years medical record auditing, case management or medical record coding required
  • Knowledge of documentation and billing standards for both inpatient and outpatient services
  • Ability to conduct chart to code audit
89

Auditor Resume Examples & Samples

  • Provide status updates to all levels of leadership for the audit area and within Internal Audit, communicating observations timely and effectively assessing the risk/impact of observations to include control controls not functioning as designed and opportunities to improve efficiency in the area
  • Responsible for writing and presenting the final audit report, execution and effective management of the audit work
  • Opportunity to lead others, delegating the work, provide guidance / coaching, reviewing workpapers and providing feedback
  • An undergraduate business degree is required, an emphasis in accounting or finance is preferred. A graduate degree is preferred
  • CPA/CIA or commitment to obtaining is strongly preferred
  • A minimum of 3 years of Public Accounting and/or Internal Audit experience is required, with measurable experience serving in a senior auditor role
  • Experience evaluating risk to scope audit work, identifying controls and developing effective tests for those controls, analyzing control design and effectiveness and evaluating findings
  • An understanding of GAAP is preferred, utilizing IDEA, ACL or other similar tools to perform audit work
  • Experience writing and presenting audit reports, and flowcharting preferred
90

Auditor Resume Examples & Samples

  • Perform detailed transaction review based on statistical trending reports in an effort to detect fraud
  • Obtain source documentation (hotel folios, POS sales slips, casino records, etc.) to substantiate and support department investigations
  • Comply with all management directives, policies and procedures
  • Must be able to communicate effectively in English, in both written and oral forms
91

Auditor Resume Examples & Samples

  • College Degree (BA, BS) and 3-5 years IT or financial audit experience required
  • Project management skills required
  • Ability to establish and maintain effective working relationships with coworkers, managers, and other stakeholders
  • Exceptional written, interpersonal and verbal skills
  • Good problem-solving, judgment and decision-making skills
  • Highly organized, detail oriented and capable of managing multiple tasks
  • Strong follow-up skills/ability to work independently and in a team environment
  • High level understanding of information security principles and best practices
  • Knowledge of data analytics tools and methodologies for identifying and reporting on trends
  • Must demonstrate a sense of urgency and have the ability to work under tight deadlines
  • Must be able to work with and understand financial information and data
  • Advanced technical Excel experience (pivot tables, Vlookup, VBA/Macros)
  • IDEA or ACL experience a plus
  • Certifications are a plus (CPA, CIA, CISA, CFE, Sig Sigma)
92

Auditor Resume Examples & Samples

  • Performs testing of moderately complex audits related to Cards (e.g., Operations, Risks, Product and Sales) in accordance with corporate methodologies and professional standards
  • Two or more years of experience in the Banking Industry, Risk Management unit audits or Cards business (e.g., Operations, Risk management, Compliance, Statutory audits)
  • Beginner level experience in a related role with experience in business
  • Understanding of local regulation and related risks and controls
  • Effective communication skills. This individual must be an articulate and effective communicator, both orally and in writing, with an energetic, charismatic and approachable style
93

Auditor Resume Examples & Samples

  • Plans individual audits by conducting surveys of functional areas. Collects and analyzes data to determine audit approach, scope/depth, and special audit techniques. Formalizes audit programs for supervisory approval
  • Performs audits in strict accordance with professional auditing standards and internal procedures for fieldwork, working paper preparation, and audit reporting
  • Prepares formal, written reports following each audit and assists in presenting findings to management, identifying problems and recommended solutions, subject to supervisory review and approval
  • Performs other administrative and auditing duties as assigned or necessary. These include drafting correspondence, conducting special audit research or investigations, performing follow-up on audit findings, and serving on various committees. Performs ad hoc management requests, investigations, research for government requirements or new business methods, process improvement activities, and other special assignments
  • When serving as the auditor-in-charge of an assignment, this position will oversee the staff auditor(s) assigned to ensure the work is accurate, sufficient, and in compliance with applicable standards and policies before being given to the Chief Audit Officer for review and approval
94

Auditor Resume Examples & Samples

  • Working on audit or evaluation- related projects such as, collecting, analyzing, and summarizing information to support findings and conclusions; and evaluating policies and procedures established for the Federal government program in accordance with government auditing standards (Yellow Book, GAGAS) or Quality Standards for Inspections and Evaluation (Council of Inspectors General on Integrity and Efficiency - Blue Book)
  • Working on audit- or evaluation-related projects such as, interpreting laws, regulations, policies and procedures to identify conditions impacting mission capability, weaknesses in internal controls and their susceptibility to fraud, and the potential for increased program efficiency
  • Twenty-four semester hours in accounting or auditing courses of appropriate type and quality. This can include up to 6 hours of business law
  • Completion of the requirements for a degree that included substantial course work in accounting or auditing, e.g., 15 semester hours, but that does not fully satisfy the 24-semester-hour requirement of paragraph A, provided that (a) the applicant has successfully worked at the full-performance level in accounting, auditing, or a related field, e.g., valuation engineering or financial institution examining; (b) a panel of at least two higher level professional accountants or auditors has determined that the applicant has demonstrated a good knowledge of accounting and of related and underlying fields that equals in breadth, depth, currency, and level of advancement that which is normally associated with successful completion of the 4-year course of study described in paragraph A; and (c) except for literal nonconformance to the requirement of 24 semester hours in accounting, the applicant's education, training, and experience fully meet the specified requirements
95

Auditor Resume Examples & Samples

  • Drive ongoing audit coverage of assigned functional audit area through developing audit programs to include proposal of audit objectives and scope, procedures and internal control reviews to ensure compliance with policies and procedures
  • Participate on audit engagements from planning to reporting and produce quality deliverables to both department and professional standards
  • Implement and execute an effective program of continuous monitoring for assigned areas, including monitoring of key metrics to identify control issues and adverse trends
  • Stay current with evolving industry and regulatory changes impacting the business
  • Working understanding of operational risks and related controls of regulations
96

Auditor Resume Examples & Samples

  • Carry out the vision and mission of internal audit to evaluate risk, perform audits, and offer solutions to our business partners
  • Perform financial, operational, compliance, and strategic audits
  • Gather and prepare audit documentation to support conclusions reached
  • Collect and analyze data to detect non-compliance with laws, regulations and management policies
  • Draft reports related to audit results and recommend changes in financial, operational, compliance, or strategic activities and present to audit leadership
  • Inspect account books and accounting systems for efficiency, effectiveness and use of accepted accounting procedures
  • Examine whether the organization's objectives are reflected in its management activities and whether employees understand the objectives
  • Keep informed of pending industry changes, trends, best practices and assess the potential impact of these changes on organizational processes
  • Bachelor's degree in accounting or finance required (CPA eligible a plus)
  • Understanding of U.S. GAAP, U.S. GAAS, and controls framework
  • Critical thinking skills and the ability to use logic and reasoning to identify the strengths and weaknesses of alternative solutions, conclusions or approaches to problems
  • Have the ability to work effectively in group environment
  • Up to 25% travel to project and district sites within North America and Canada
97

Auditor Resume Examples & Samples

  • Coverage of enterprise functional and operating units, with a focus on operational processes (may also include auditing activities related to Sarbanes-Oxley compliance)
  • Assisting in the design, development and implementation of manual and automated audit methods and techniques to improve auditor productivity
  • Supporting in audit oversight, planning and training, including providing technical support and advice to other less experienced auditors
  • Assisting Internal Audit management with periodic internal status reporting, developing the rolling internal audit plan, and promoting internal control and corporate governance concepts throughout the enterprise
  • Bachelor's degree in Business or other related discipline plus 6 years of practical work experience in Business or other functional area
  • Aerospace and Defense industry experience
  • Knowledge of SAP, Peoplesoft, Manufacturing Resource Planning (MRPII) applications and Business Warehouse
  • Knowledge of Earned Value and Risk Management
  • Understanding of Root Cause Corrective Action processes
  • Good project management skills with the ability to prioritize multiple tasks to meet established deadlines
98

Auditor Resume Examples & Samples

  • Prepares trial balances for use in engagements
  • Participate in engagement planning process
  • Complete detail testing of transactions for financial statement audit
  • Participate in review and compilation engagements
  • Perform inventory observation and prepare related documentation
  • Prepares financial statements and related disclosures
  • Bachelor's degree required in Accounting
  • CPA Certification or actively working towards completion
  • 2+ years' of public accounting audit experience
99

Auditor Resume Examples & Samples

  • Provides first level assessment of receipts and expense reports in compliance to client’s subscription and policies and procedures
  • Focuses on the following Global Audit Queues: ExpenseIT, Receipt Audit Clients, and General Audit Clients
  • Documents and recommends necessary corrections and additional requirements to complete the receipts and expense reports in a timely manner
  • Utilizes tools and systems proficiently to process receipts and expense reports and accordingly escalates issues to immediate Supervisor as
  • Provides additional duties such as own (versus team) data collation and reporting as deemed necessary to achieve and produce a high quality support solution
  • Be aware of, and comply with, all corporate policies
  • Must have two (2) years of tertiary education, or its equivalent knowledge, experience, and skill set
  • Ideally should have six (6) months of back office and/or data encoding experience
  • Must have passed the following Certification Processes: Audit New Hire (ExpenseIT, Receipt Audit), General Audit
  • Must possess the following skills and/or abilities
  • Work in a fast-paced environment, handling multiple priorities, at any given time
  • Above-average written and verbal communication skills
  • Communicate with individuals at all levels of an organization
  • Set priorities, meet deadlines, and work independently
  • Work in a team environment
  • Maintain confidentiality, including, but not limited to, end-user financial information and client policies and procedures
  • Pass the company-required background check
100

Auditor Resume Examples & Samples

  • Drawing informed, objective opinions as to the adequacy and effectiveness of Hershey’s internal control environment
  • Collaborating with management to identify solutions to address control deficiencies
  • Assisting with the performance of ethics investigations
  • 2 to 8 years of prior audit experience
  • Highly motivated with strong problem solving skills
  • Fluency in Spanish, Portuguese, or Mandarin a plus
101

Auditor Resume Examples & Samples

  • Interview techniques
  • Knowledge transfer
  • Negotiation
102

Auditor Resume Examples & Samples

  • 2-5 years working experience (preferably in internal audit) within a large Foreign Banking Organization or US Money Center Bank
  • 30% Strong critical thinking, analytical and organizational skills
  • 30% Strong oral and written communication skills, including ability to write clear and concise audit reports
  • 30% Knowledge of banking products and/or regulations
  • 10% Overall understanding of audit principles (IIA Standard, FRB guidelines, etc), audit theories and techniques, risk and internal controls, as well as working knowledge of Lotus Notes and Microsoft Office Suite (Excel, Word, PowerPoint)
103

Auditor Resume Examples & Samples

  • Perform internal audits of Honda company operations (primarily AHFC and HCFI)
  • Perform risk assessments and consulting engagements of Honda company operations
  • Communicate results of engagements to executive management and evaluate countermeasure activity
  • Involved from time to time in operational reviews focusing on efficiency and effectiveness of operations, and annual testing for Sarbanes-Oxley compliance and Honda Corporate Governance
  • B.S. in Business Administration, Finance or Accounting, or related field (required)
  • 6 – 8 years of work experience in auditing / reviewing / analyzing the operations of captive finance companies, banks, credit unions, large sales organizations or related work experience
  • Out of town overnight travel is required for the position, as high as 30 – 50% of audit assignments, depending on annual audit plans
  • Intermediate level of knowledge of generally accepted auditing standards (GAAS), generally accepted accounting principles (GAAP), risk and control frameworks, (e.g., COSO), internal control concepts and practices, and an introductory level of understanding of audit control concepts and practices for information technology
  • Intermediate level knowledge of auto finance, credit origination and collections
  • Strong knowledge of risks, controls, and testing techniques for Sarbanes-Oxley compliance
  • Knowledge and familiarity with Honda Quality tools and concepts (DST-PDCA, Situation Appraisal, Decision Analysis, etc)
  • High proficiency in MS Office products (required)
  • Working knowledge of audit software (ACL or other data analysis tools) helpful but not required
104

Auditor Resume Examples & Samples

  • Often needs help understanding the commercial side or key business drivers impacting the task/decision
  • Researches basic audit information and prepares preliminary reports with findings
  • Provides preliminary input to control plans, adhering to deadlines and balancing competing priorities or deviations from plan
  • Prepares preliminary reports and analyses according to predetermined standards for supervisor/manager review and input
  • Applies basic functional and technical knowledge, in addition to organizational standards, techniques, and procedures when completing work
  • Seeks opportunities to build functional skills and technical expertise; gathers feedback from senior associates
105

Auditor Resume Examples & Samples

  • Review controls designed to safeguard resources and ensure compliance with applicable laws and regulations
  • Provide quality audit engagements through effective planning, fieldwork and audit findings
  • Review the efficiency and effectiveness of company processes and identify opportunities to improve operating performance
  • Partner with process owners on corrective action activities related to non-compliances and process improvement
  • Draft clear and concise reports
  • Test financial recording, financial reporting and fraud prevention controls in accordance with the requirements of the Sarbanes-Oxley Act
  • Leverage automation to support monitoring, audits and assessments
106

Auditor Resume Examples & Samples

  • Exposure to various business functions, like: inventory, procurement, financial analysis and account reconciliations
  • Travel may be close to 50% for majority of the year. Structured scheduling with travel normally the middle two weeks of the month.**
  • Bachelors Degree in Finance, Accounting or business from an accredited Institution
  • A minimum of 5 years of professional experience in Finance or Accounting
  • 2+ years of experience in financial auditing or compliance
  • Experience with Hyperion, Discoverer or Essbase
107

Auditor Resume Examples & Samples

  • Alternative locations that will be considered based on experience and business need are: other U.S. locations, Spain or Canada.**
  • Bachelors Degree in Finance, Accounting or business from an accredited institution
  • This position would require a minimum of 4 years of experience in finance
  • Internal Alcoa candidates need to have exposure to compliance and the financial control environment
  • External candidates need to have a minimum of 2 years of financial audit or compliance work
  • Professional Certification (CPA, MBA, CFE, etc.) is desirable
108

Auditor Resume Examples & Samples

  • Perform Inventory Management audit/inspections
  • Evaluate processes and compliance with material management regulations
  • Conduct statistical inventory sampling on line items held in stock. (“book to floor”, “floor to book”)
  • Conduct reviews of inventory management/control for storage and distribution support associated with a
  • A minimum of a BS/BA degree in accounting or business with a minimum of two years' general audit experience, including one year of government audit experience
  • BS/BA degree in business administration, finance, marketing, accounting, engineering, economics, MIS or related discipline, with a minimum of two years' experience providing analytical support for at least one contract of a similar nature to this requirement
109

Auditor Resume Examples & Samples

  • Assist the Senior Audit Management of Internal Audit in performing company-wide annual risk assessments and preparation and execution of the annual audit plans
  • Responsible for executing complex audits; assist in the performance of critical project management duties including the planning, scheduling, coordinating, reviewing and reporting of the