Assistant Auditor Resume Samples

The Guide To Resume Tailoring

Guide the recruiter to the conclusion that you are the best candidate for the assistant auditor job. It’s actually very simple. Tailor your resume by picking relevant responsibilities from the examples below and then add your accomplishments. This way, you can position yourself in the best way to get hired.

Craft your perfect resume by picking job responsibilities written by professional recruiters

Pick from the thousands of curated job responsibilities used by the leading companies

Tailor your resume & cover letter with wording that best fits for each job you apply

Resume Builder

Create a Resume in Minutes with Professional Resume Templates

CHOOSE THE BEST TEMPLATE - Choose from 15 Leading Templates. No need to think about design details.

USE PRE-WRITTEN BULLET POINTS - Select from thousands of pre-written bullet points.

SAVE YOUR DOCUMENTS IN PDF FILES - Instantly download in PDF format or share a custom link.

Create a Resume in Minutes

T Dooley

Tremayne

Dooley

69008 Savion Bypass

Phoenix

+1 (555) 724 8782

69008 Savion Bypass

Phoenix

Phone

p +1 (555) 724 8782

Experience Experience

Detroit, MI

Assistant Auditor

Detroit, MI

Dickens Group

Detroit, MI

Assistant Auditor

Working in a team, you will interact with the client in order to collect all the necessary data/information, set-up and maintain audit files, prepare leads, etc
Positive attitude and demonstrate willingness to learn
Work constructively with team
Graduates from Finance / Economics / Accounting
High level of motivation and drive to start a career in professional services
Self-motivated, positive attitude
Willingness to learn

New York, NY

Assistant VP CIB Equities Market Auditor

New York, NY

Rosenbaum, Goodwin and Gulgowski

New York, NY

Assistant VP CIB Equities Market Auditor

Perform detailed test work efficiently within defined targets as part of an audit team
Plan, execute and document audits with limited supervision and to a high standard in accordance with department and professional standards
Build and maintain key relationships with stakeholders and colleagues, establishing a culture of engagement while adding value
Works well individually and in teams, shares information and supports colleagues
Finalize audit findings and use judgment to provide an overall opinion on the control environment
Participate actively as a member of the Global CIB Equities audit team, disseminating best practices globally as well as regionally
Communicate audit results and issues in a clear and concise manner, both verbally and in writing

present

Phoenix, AZ

Assistant VP AML / KYC Senior Auditor

Phoenix, AZ

Ullrich, Heathcote and Mertz

present

Phoenix, AZ

Assistant VP AML / KYC Senior Auditor

present

Lead or assist on audit engagements covering AML/KYC functions including risk assessments, audit planning, audit testing, control evaluation, audit report drafting and follow-up and verification of issue closure
Proactive coordination/interaction with the Global Corporate Sector AML auditors and line of business audit teams
Communicate audit findings to management and identify opportunities for improvement in the design and effectiveness of key controls
Provide ongoing continuous monitoring and relationship management for certain key Corporate Sector Groups
Be prepared to travel to locations domestically (10%)
Oversee the execution of AML Audits within the context of the firm's global independent testing mandate, including robust tracking of audits, audit components, and issues
Develop a team focused on KYC Controls , AML control audits, and independent validation of KYC remediation activities

Education Education

Bachelor’s Degree in Accounting From

University of Southern California

Bachelor’s Degree in Accounting From

Skills Skills

Attention to detail with a commitment to high quality and accuracy
User level IT (Ms Office) knowledge
Interest in the different fields of assurance
Desire to exceed expectations
Self-motivated, positive attitude
Willingness to learn
Work with a bright, friendly and energetic team
Develop your personal and business skills by working on challenging projects with some of the most well-known companies as well as threw our extensive learning and development programs
Receive a competitive intern remuneration package

Create a Resume in Minutes

4 Assistant Auditor resume templates

Read our complete resume writing guides

Assistant VP / Senior Auditor Resume Examples & Samples

6+ years of audit and/or Mortgage Banking Originations experience, including roles as a project lead
Proven ability and desire to learn quickly, be flexible, and think strategically
Basic knowledge of Information Technology control concepts, preferred

Assistant VP Senior Auditor Mortgage Banking Resume Examples & Samples

Lead and/or participate in audit activities including risk assessments, audit planning, audit testing, control evaluation, report drafting, work paper documentation and follow up and verification of issue closure
Partner with colleagues, clients and control community members to develop, evaluate, test and report on the adequacy and effectiveness of control environment. This is conducted in accordance with department and professional standards and will require the presentation of issue root cause to senior client management
Build and maintain key relationships with stakeholders, establishing a culture of engagement while adding value by recommending best practice solutions to issues
Partner with other groups within Audit as appropriate to ensure the delivery of a seamless program of audit coverage
Stay up-to-date with evolving regulatory changes and market events impacting the Mortgage Bank
Contribute to a business climate and culture that encourages integrity, respect, excellence and innovation
Minimum Bachelor's degree in Finance, Economics, Accounting or other quantitative discipline. An MBA degree and/or professional certification, such as CPA or CIA a plus
At least 5-7 year's internal/external auditing experience, with at least 1-2 years specifically covering Consumer Banking products, services, or operational functions preferred
Excellent communication (i.e., verbal and written) and interpersonal skills, with the ability to present complex and sensitive issue to senior management in a persuasive manner and influence change
Strong knowledge of key Consumer regulations
Strong analytical and risk analysis skills particularly in regard to understanding business processes, identifying control points and gaps, and assessing the probability and impact of an internal control weakness
Ability and desire to learn quickly, be flexible and think strategically
Ability to be able to multi task, complete projects on time and on budget, and be able to change priorities
Enthusiastic, self motivated, effective under pressure and willing to take personal risk and accountability
Ability to perform out of state travel (10-15%)

Assistant VP CIB Equities Market Auditor Resume Examples & Samples

Complete work efficiently, in a risk focused manner within designated timeframes, with the ability to multi-task
Participate actively as a member of the Global CIB Equities audit team, disseminating best practices globally as well as regionally
Minimum 5 years audit or relevant business experience
Good technical knowledge of CIB products, with exposure to equities products desirable
Flexible and adaptable to dynamically changing work environments, including travel where necessary

Assistant VP AML / KYC Senior Auditor Resume Examples & Samples

Oversee the execution of AML Audits within the context of the firm's global independent testing mandate, including robust tracking of audits, audit components, and issues
Develop a team focused on KYC Controls , AML control audits, and independent validation of KYC remediation activities
Partner with other groups within Audit to ensure the delivery of a seamless program of audit coverage across the firm
Partner with the key AML stakeholders in Compliance Practices, QA and Testing teams to identify emerging issues and distill thematic or systemic control issues affecting the global organization
Partner with Training team to identify and implement robust training on AML within Audit
Past experience as a bank examiner, auditor, consultant or compliance professional with a deep understanding of BSA, AML, KYC and OFAC (7+ years)
Strong control orientation and analytical skills
Experience establishing and meeting goals, tracking and driving optimization opportunities, and presenting progress of the same
CAMS Certification a plus

Assistant VP Senior Auditor Banking Operations Resume Examples & Samples

Contribute to a business climate and culture that encourages integrity, respect, excellence and innovation
Bachelor's degree in Accounting/Finance, Economics or related discipline with at least 4+ years auditing experience or public accounting
Ability to manage multiple tasks concurrently in an efficient and effective manner and with minimal supervision; proven ability to multi task, complete projects on time and on budget, and adjust to changing priorities

Assistant Auditor Resume Examples & Samples

Graduates from Finance / Economics / Accounting
A minimum of division two for both O’ Level and A’ Level with credit in Mathematics and English and a Cumulative GPA to a minimum of 3.8 at Degree Level
Interest in the different fields of assurance
User level IT (Ms Office) knowledge

Assistant Auditor Industry Resume Examples & Samples

Working in a team, you will interact with the client in order to collect all the necessary data/information, set-up and maintain audit files, prepare leads, etc
Develops working knowledge of the objectives of an audit (e.g., statutory and other regulatory requirements, client expectations and types of reports to be rendered) as well as the planned audit approach (including the effect of weaknesses in the control environment and other risks for the areas of the audit that they personally execute)
Executes audit procedures, such as obtaining an understanding of routine data processes, testing controls, and performing substantive procedures
Prepares written communications such as client correspondence, memoranda and other working papers that document the audit procedures performed, the findings, and the results of those procedures
Works under close supervision. Complete instructions are furnished and work is reviewed to verify its accuracy and compliance with required procedures and instructions
Participates in one-to-one and small group discussions with other engagement team members and client personnel
Interacts with client personnel and demonstrates a commitment to continually improve our client's satisfaction
Graduates from Finance / Economics / Accounting/Technical Sciences
Previous experience in a similar position is required

Assistant Internal Auditor Resume Examples & Samples

Project management training & certification
Service Excellence Training
Cultural Awareness Training

Auditor Assistant Resume Examples & Samples

A Bachelor's Degree in Accounting from an accredited college or university OR a Bachelor's Degree in another field with at least twenty-four (24) semester hours of accounting from an accredited college or university (Credit will only be given for semester hours listed on college transcript with an accounting course prefix).*
A valid driver's license.* Applicants must have an automobile for use in this position
Prior to appointment, the hiring agency is required to verify educationclaimed by the applicant to qualify for this classification. If selected for hire, applicants must provide original documents of their qualifying credentials to the hiring agency prior to their start date in this job classification
Required Question

Assistant VP-internal Auditor Resume Examples & Samples

Acquire a good level of understanding of the audited activities by showing initiative
Employ qualitative and quantitative analytical skills to analyse activities and processes using the BNP Paribas Audit Methodology and Tools
Add value to the Firm by raising interesting findings and recommending solutions and following through until complete and sustainable remediation
Document audit memorandums, findings & recommendations and presentations in a clear and concise format in line with internal standards
Follow up on Internal Audit and Regulatory findings with the business through to complete and sustainable remediation
Monitor issues and trends throughout the year with the goal of developing and communicating a view as to the design and effectiveness of the processes and controls as well as emerging risks and concerns
Build and maintain collaborative relationships with key executives in business areas and corporate functions in order to facilitate the execution of the audit plan and the sharing of observations, information and ideas
Remain current with industry views, prevailing practices and regulatory requirements so as to adapt the audit methodology and approach as appropriate
Adopt and promote good ethical values

Assistant Internal Auditor Resume Examples & Samples

Bachelor's degree in Accounting or equivalent
Internship experience in public accounting, internal audit, and/or consulting with a focus on auditing
The candidate will be expected to become a Certified Public Accountant (CPA) or Certified Internal Auditor (CIA) within a reasonable timeframe, based on prior experience
General understanding of current professional accounting and auditing standards, regulations, procedures, and requirements (SOX, IIA, etc.)
Strong documentation, presentation, time management and critical thinking skills
Ability to travel both domestically and internationally – up to 30%

Auditor Assistant Resume Examples & Samples

Drive on finance
Curiosity and keeping up with finance and business news
Motivation and willingness to grow as an expert in audit
Proper mix of strong communication and interpersonal skills as well as analytical and critical thinking skills
University degree or being last year student in economic/ finance/ accounting or related area
Excellent spoken and written Latvian and English

Assistant Auditor Resume Examples & Samples

Receive guidance and support from mentors and supervisors to enrich your experience
Learn how universities, such as Brown University, apply concepts of governance, risk, compliance, and internal controls
Assist with conducting internal audits, document and evaluate internal controls, and develop recommendations for improvement
Perform audit tests to verify the accuracy of records and compliance with standards, policies and procedures; and clearly and concisely document audit work, testing procedures, results, conclusions and recommendations
Assist in drafting audit reports and other correspondence; participate in meetings with audit clients; complete specific research or other assigned projects; and perform administrative tasks as needed
Have the opportunity to attend professional development and training through University-sponsored events and professional organizations that will help you develop and refine your skills
Successfully completed a minimum of nine credits of college-level accounting and other business courses
Sincere interest in learning about the audit profession
Critical thinker with strong interpersonal, written, and verbal communication skills
Ability to carry out assignments and handle information in a strictly confidential manner
Maintain a professional presence at all times
Work well with varying levels of supervision
Proficient in the use of Microsoft Office software
Preferred: One audit credit course and knowledge and interest in information technology, including database systems

Senior Auditor / Assistant Manager Resume Examples & Samples

Manage projects within time budgets and target dates
Conduct interviews with business unit management regarding risks in their area and assist in developing audit programs to evaluate these risks
Assist in preparing audit reports, including executive summary and audit issues
Assist with follow up on open audit issues until resolved
Wealth management industry experience is an asset
Solution-oriented with strong analytical and problem solving skills
Self-starter with the ability to lead, and motivate others to achieve results while working in a deadline oriented environment
Ability to effectively communicate issues and recommendations orally and in writing
Good knowledge of audit methodologies, project management and system development methodologies, control frameworks and risk management practices, and regulatory requirements
(OSFI)
Knowledge of wealth management operations and company policies is a plus

Assistant State Auditor Resume Examples & Samples

Overseeing audit engagements throughout the planning, execution and delivery phases of the engagement
Developing appropriate time budgets and monitoring budget-to-actual time incurred, as well as tracking engagement progress against milestones
Detail reviewing of lower level staff work and preparing quality audit deliverables
Timely communicating engagement status and potential issues
Supervising and developing lesser experienced personnel by providing guidance, mentoring and on-the-job training
Serving and managing multiple IS projects simultaneously, while working with other team members throughout the Division to facilitate the execution of projects
Mastering IS audit work programs, creating efficiencies and developing leadership skills
Analyzing and evaluating information technology (IT) risks and controls based upon COBIT, ISO, NIST, FISCAM and/or other relevant IT control frameworks
Performing IS audit objectives, including reviews of IT general controls, IT application controls, IT infrastructure, IT risk assessments, IT governance policies and procedures, and regulatory compliance
Performing Computer Assisted Audit Techniques (CAATs) and Data Retrieval activities with audit software such as ACL, in support of the State's financial audit teams
Maintaining a strong client focus by demonstrating an understanding of the client's IT environment, while developing and maintaining productive working relationships with client personnel to accomplish audit objectives
Preparing audit programs and documenting control descriptions, findings, and recommendations in accordance with internal procedures, GAGAS, and GAAS, as well as direction from management
Actively participating in relevant governmental and professional networking groups
Excellent interpersonal communication and writing skills
Strong problem solving abilities and critical thinking skills
Commitment to quality and driving the quality of team members
Experience in writing reports, including executive summaries, descriptions of scope and methodology, control descriptions, findings and recommendations
Experience with leading teams and executing audit procedures in accordance with audit objectives and scope while utilizing State defined audit methodology
Proficient understanding of the relationship between IT general controls, application controls, and use of Service Organizations and how they impact the control environment
Strong technical knowledge and application of relevant IT audit frameworks (e.g., COBIT, ISO, NIST, FISCAM and/or other relevant IT control frameworks)
Strong technical knowledge and application of relevant governmental audit standards (e.g., GAGAS and/or GAAS)
Experience utilizing CAATs (e.g., ACL, IDEA, Monarch or other data analytic software) and performing Data Retrieval with scripting
Experience auditing ERP security (e.g., Banner, Oracle, PeopleSoft, and/or SAP)
Experience auditing Mainframe and Databases security (e.g., CICS, Endeavor, IMS, MVS, RACF, TSO, DB2, Oracle DB, and/or SQL Server)
Experience auditing O/S security (e.g., Linux, UNIX, and/or Windows)
Experience performing audit of government entities
Willingness to travel to client locations (average of 25% - 30% throughout the year)
CISA, CISM, CISSP or CPA certification or similar related certification preferred, or willingness to obtain in the near future

Asset Wealth Management Technology Senior Auditor Assistant VP Resume Examples & Samples

Partner with colleagues, stakeholders and control community members to evaluate, test and report on the adequacy and effectiveness of management controls with appropriate recommendations for improvement. This may be delivered through specific audit reviews or through ongoing involvement in major activities or projects
Bachelor's degree with at least 5 years of internal or external auditing experience, (Technology background a plus)
Understanding of internal control concepts with the ability to evaluate and determine the adequacy of controls by considering business and technology risks in an integrated manner

Assistant Internal Auditor Resume Examples & Samples

Conducts risk assessment of assigned department or functional area in the System in established timelines
Review the reliability and integrity of financial and operating information and the means used to identify, measure, classify and report such information
Review operations or programs to ascertain whether results are consistent with established objectives and goals
Review established information systems to identify business risks to the Retirement System, audit the controls and security measures in place, and identify controls that may be required
Review the Retirement System’s investments by evaluating controls, security measures and techniques intended to ensure investment information systems are providing consistent, accurate and timely information
Review the System’s internal control policy and conduct audit testing of specified area to identify issues of risk and to ensure compliance with policies and procedures
Conduct investigations of suspected fraud, abuse, and non-compliance with law as requested by the Internal Auditor, Executive Director or the Audit Committee
Prepare reports that reflect audit’s results and fully document processes and present findings to the Internal Auditor for approval. Bring all concerns and issues to the attention of the Internal Auditor
Kpersrecruitment@kpers.orgFor a detailed position description, please contact Human Resources at (785) 296-1476 or email
Thorough understanding of audit standards, procedures and techniques
Proficiency in Microsoft Office products, specifically Excel
Experience working with computer applications and auditing software
Ability to handle sensitive and confidential information
Ability to analyze data and apply problem-solving techniques
Ability to compare figures accurately and reconcile discrepancies in financial records
Ability to explain complex information to others in an understandable manner
Ability to maintain positive working relationships with a diverse group of people
Ability to work effectively within a team
Commitment to excellent customer service

Assistant City Auditor Resume Examples & Samples

Graduation from an accredited four-year college or university with major coursework in Accounting, Business Administration, Finance, Public Administration or a related field plus five (5) years of related experience, two (2) of which must have included management and/or supervisory experience
Master’s Degree in related field (highly preferred)
5+ years of local government auditing experience
Experience managing multiple performance audits in a government settings
Experience managing multiple government auditors of varied experience and performance levels
Provides responsive, high quality service to elected officials, employees, representatives of outside agencies, and members of the public by providing accurate, complete, and up-to-date information in a courteous, efficient, and timely manner
Manages all aspects of audit and non audit services for assigned engagements, including: planning, budgeting, scheduling, risk assessments, preliminary audit surveys, methodologies, fieldwork, audit program, work paper review, report writing, quality assurance and presentation of results and recommendations for basic and complex engagements as applicable
Manages engagements and administrative duties assigned to their teams monitoring their progress and insuring that engagements are performed effectively, efficiently and economically, and on a timely basis
Prepares and/or reviews reports to insure that key operational, financial or compliance risks and issues are sufficiently supported and documented and that meaningful recommendations are developed. Also that reports are well organized, logical and clear
Manages the preparation of audit and non-audit reports for completeness, quality, and compliance with GAGAS standards
Formulates and recommends the development of audit techniques and procedures required by OCA to conduct engagements, address special situations and handle the changing environment. Coaches team leaders on concepts and implementation
Recommends alternative approaches to interpreting and implementing auditing standards, legal and regulatory requirements, administrative requirements and policies and procedures with regard to engagements and manages their implementation
Supervises the implementation of improvements in policies, procedures, operations and programs
Assists or conducts oral presentations to elected officials, management, employees and the public as required. Reviews written presentations and recommends improvements in organization, logical presentation and clarity as well as content
Assists in developing the OCA development plan to ensure the staff competency necessary to meet or exceed standards. Ensures that all assigned staff meet CPE required for their licenses and certifications. Manages and provides training and other developmental activities as required
Assists in managing the OCA Quality Assurance Program to ensure full compliance with standards
Represents the City and department to state agencies, city officials, vendors, contractors, community interest groups, and the general public. May serve on committees, associations, and task groups as assigned
Maintains the credibility of the OCA, ensuring that the standards of objectivity and independence are maintained and that all staff adheres to the high ethical standards required by the profession and the City of Austin
Manages office activities and office-wide improvement projects to team leaders
Maintains OCA’s status as a regional and national governmental auditing leader by providing leadership in professional organizations and initiatives at the local, regional and national level
Leads in modeling office values and expectations with regard to ethical standards and professional demeanor
Proficient knowledge of Generally Accepted Governmental Auditing Standards (GAGAS)
Proficient knowledge of performance measurement principles
Proficient knowledge of audit related quantitative methods
Proficient knowledge of audit project management
Proficient knowledge of City and Office of the City Auditor personnel policies and procedures and the ability to effectively apply them
Proficient knowledge of process improvement methodologies
Proficient knowledge of management principles and practices applicable to government functions, programs and processes
Effective oral and written communications skills in a local government setting
Effective leadership skills in a medium to large audit shop
Strong inner work standards
Strong decision-making skills with specific emphasis on good auditor judgment
Strong interpersonal skills needed to establish and maintain good working relationships with elected officials, management, other employees and the public
Knowledge of the Institute of Internal Auditor’s (I.I.A.) professional practices standard framework including: Code of Ethics, International Standards, and Practice Advisories
Knowledge of the COSO Internal Control Framework
Knowledge of customer service objectives and methodologies
Knowledge of Generally Accepted Auditing Standards (G.A.A.S.)
Knowledge of Generally Accepted Accounting Principles (G.A.A.P.)
Knowledge of Information technology concepts and with the IT best practice frameworks
Ability to maintain high ethical standards in difficult situations
Ability to resolve issues and overcome obstacles needed to achieve objectives
Ability to treat City employees, representatives of outside agencies, and members of the public with courtesy and respect
Ability to maintain a professional presence and demonstrate sound judgment in answering questions and releasing information to insure relevant, reliable and accurate information is provided on a timely basis