Operations Auditor Resume Samples

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R Feeney

Rusty

Feeney

883 Roberts Path

Los Angeles

+1 (555) 828 7675

883 Roberts Path

Los Angeles

Phone

p +1 (555) 828 7675

Experience Experience

Philadelphia, PA

Senior Operations Auditor

Philadelphia, PA

Block-Yundt

Philadelphia, PA

Senior Operations Auditor

Supports the Head of Assignment by assisting with audit scoping, planning, evaluating, and reporting
Conducts interviews to gather pertinent information regarding department functions, policies and procedures
Reports all findings to Audit Committee quarterly; records meeting minutes
Develops reports based on audit points, summarizes findings and recommendations, discuss action plans with management and monitors completion of outstanding audit issues
Strong knowledge of industry recognized auditing and accounting standards, such as Generally Accepted Auditing Standards (GAAS), Generally Accepted Accounting Principles (GAAP) and Institute of Internal Auditors (IIA) Standards and Guidelines
Strong knowledge of accounting processes, financial controls, internal controls and risk assessment practices
Performs audits based on selected samples; conducts data analysis using data analytics software; completes work-papers and document issues in electronic audit database

Boston, MA

AVP Senior Auditor Banking Operations

Boston, MA

Jacobson LLC

Boston, MA

AVP Senior Auditor Banking Operations

Lead and/or participate in audit activities including risk assessments, audit planning, audit testing, control evaluation, report drafting, work paper documentation and follow up and verification of issue closure
Build and maintain key relationships with stakeholders, establishing a culture of engagement while adding value by recommending best practice solutions to issues
Finalize audit findings and use judgment to provide an overall opinion on the control environment
Stay up to date with evolving industry and regulatory developments impacting the business
Build and maintain key relationships with stakeholders, establishing a culture of engagement while adding value
Partner with colleagues, regulators, clients and control community members to develop, evaluate, test and report on the adequacy and effectiveness of control environment
Perform audit projects from planning to reporting and deliver a quality product in line with department standards

present

San Francisco, CA

Senior Auditor / Operations & IT

San Francisco, CA

Haag-Walsh

present

San Francisco, CA

Senior Auditor / Operations & IT

present

Use data analytics during planning, execution and reporting to optimize coverage and effectiveness
Recommend industry leading best practices in areas of audit; direct/develop other members of the audit team, including guest auditors from business teams
Lead audit field work by assessing the design, implementation and operating effectiveness of compliance, financial, IT, fraud and operational controls
Understand and validate business processes and systems across functions and business segments
Understand how IT general controls (ITGC), application controls, and technology risks affect the control environment, and business process risks
Assist with departmental projects, including updates to audit process and procedures, administrating/training internal and external users with the audit reporting tool
Identify opportunities for cost recoveries and improvements to governance, processes or controls

Education Education

Bachelor’s Degree in Related Field

Adelphi University

Bachelor’s Degree in Related Field

Skills Skills

Possesses an understanding of audit, risk, compliance, banking, and/or product knowledge
Demonstrable strengths in one or more of the following
Enterprise Risk Management Activities
Maintains current on industry developments affected areas of assigned responsibilities
Executes audit work in accordance with BNPP Inspection Generale and the Bank of the West Inspection Group policies and procedures
Bank Audit Activities
Credit and Counterparty Activities
Commercial and industrial lending; commercial real estate; trade finance; consumer lending; financial statement analysis; loan underwriting and structure; valuation; highly-leverage transactions; accounting standards; Uniform Commercial Code; capital markets and other non-traditional credit areas including off-balance sheet credit risk; etc
Primary focus of role is on day-to-day execution of assigned areas of audit responsibilities and demonstrates the ability to take on additional responsibilities
IT Audit Activities

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11 Operations Auditor resume templates

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Senior Auditor, Operations Resume Examples & Samples

Performs moderately complex audits related to Markets Operations in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
Monitors the risk environment and assesses the emerging risks through the risk assessment and Business Monitoring process
Pro-actively contributes to the development of automated routines in order to help focus audit testing
Knowledge of capital markets and related operational processes; and/ or; relevant audit experience with a multi-national bank/ broker-dealer
Proven track of experience in financial services/capital markets audit/business/operations
Product knowledge for cash securities, derivatives, FX and the relevant operations processes is desirable but not essential
Valuing Diversity - demonstrates an appreciation of a diverse workforce. Appreciates differences in style or perspective and uses differences to add value to decisions or actions and organizational success

AVP Senior Auditor Banking Operations Resume Examples & Samples

Partner with colleagues, clients and control community members to develop, evaluate, test and report on the adequacy and effectiveness of control environment. This is conducted in accordance with department and professional standards and will require the presentation of issue root cause to senior client management
Build and maintain key relationships with stakeholders, establishing a culture of engagement while adding value by recommending best practice solutions to issues
At least 7 year's internal/external auditing experience, with at least 1-2 years specifically covering Consumer Banking products, services, or operational functions preferred
Excellent communication (i.e., verbal and written) and interpersonal skills, with the ability to present complex and sensitive issue to senior management in a persuasive manner and influence change
Strong analytical and risk analysis skills particularly in regard to understanding business processes, identifying control points and gaps, and assessing the probability and impact of an internal control weakness
Ability to be able to multi task, complete projects on time and on budget, and be able to change priorities
Ability to perform out of state travel (25%)

AVP Senior Auditor Banking Operations Resume Examples & Samples

Partner with other groups within Audit to ensure the delivery of an integrated audit program of coverage
Be able to travel to locations domestically (25%)
An MBA degree and/or professional certification, such as CPA, CIA or CISA are a plus

Senior Operations Auditor Resume Examples & Samples

Performs and documents audit testing; researches regulatory requirement and applicable laws to be included
Conducts interviews to gather pertinent information regarding department functions, policies and procedures
Performs audits based on selected samples; conducts data analysis using data analytics software; completes work-papers and document issues in electronic audit database
Develops reports based on audit points, summarizes findings and recommendations, discuss action plans with management and monitors completion of outstanding audit issues
Tracks and reports on status of current audits and progress towards annual goals; performs follow-up audits on departments that were unable to meet standards in primary audit
Maintains current knowledge of regulatory changes, auditing practices, data analytic software functionality, and Bank policies and procedures
Completes reports, time sheets and other spreadsheets within the department as needed for compliance and reporting purposes
Reports all findings to Audit Committee quarterly; records meeting minutes
Assists in the development of the annual risk assessment and audit plan
Strong knowledge of industry recognized auditing and accounting standards, such as Generally Accepted Auditing Standards (GAAS), Generally Accepted Accounting Principles (GAAP) and Institute of Internal Auditors (IIA) Standards and Guidelines
Strong knowledge of accounting processes, financial controls, internal controls and risk assessment practices
Advanced proficiency with Microsoft Office (Excel, Word, Access, Outlook, PowerPoint, SharePoint), audit database and analytics software (AutoAudit, IDEA) and the ability to navigate banking platforms (Bancline, Mozart)
Ability to research, assimilate information, apply strong problem solving and analytical skills, and influence issue resolution
Excellent written and verbal communication, interviewing, and presentation skills
Ability to work cooperatively and collaboratively with all levels of employees
Proven ability to prioritize and manage workload and to instill a sense of urgency in others as necessary to meet deadlines
Independent with a team orientation; ability to exercise independent judgment and discretion under limited supervision
5-7 years of audit, accounting, finance or banking operations experience with exposure to internal controls and risk assessment practices
Knowledge of data mining tools such as ACL, IDEA, SQL or MS Access required
Banking or financial services industry experience required

Senior Auditor, ICG Market Operations Resume Examples & Samples

Possesses a broad and comprehensive understanding of different Internal Audit standards, policies and local regulations; applies a broad and comprehensive knowledge of high risk areas including: Operations and regulatory compliance
Applies solid understanding of how internal audit collectively integrates with line management and control functions to accomplish the objectives of the function and overall business. Performs moderately complex audits related to ICG Operations in accordance with corporate methodologies and professional standards, including assisting with drafting of audit reports, presenting issues to the business and discussing practical solutions
Frequently involved in matters that require complex judgments and solutions based on sophisticated analytical thought such as identifying solutions for a variety of complex and novel audit control issues
Proactively advances integrated auditing concepts and use of technology including the development of automated routines in order to help focus audit testing
Applies an in-depth understanding of the inter-relationships of business and support units throughout the
Demonstrates strong judgment, astuteness, and sensitivity to cultural diversity
Degree or equivalent combination of education/experience
Related certifications (CPA, ACA, CFA, CIA or similar) are a plus. Intermediate level experience in a related role with experience in business, functional and people management, with proven abilities in taking responsibility for issuing to stakeholders high quality deliverables according to strict timetables
Knowledge of Markets and Securities Services products and related operational processes; and/ or; relevant audit experience with a multi-national bank/ broker-dealer is desirable but not essential
Experience in and familiarity with the financial regulations, governance requirements and regulatory expectations (especially , FCA Client Asset segregation, transaction reporting) will be a distinct advantage
Valuing diversity - demonstrates an appreciation of a diverse workforce. Appreciates differences in style or perspective and uses differences to add value to decisions or actions and organizational success

Internal Auditor Operations Resume Examples & Samples

Good understanding of internal controls and/or audit experience in back-office operations for Institutional Securities (as defined above)
Preparation of audit planning memoranda, including identifying and evaluating key risks, setting audit scope, determining budgets and staff assignments
Manage all aspects of audits focusing on end to end processes
Develop and execute robust Business Audit Programs
Able to assist with/complete audits to meet budgets and required time frames
Following up actions quarterly with clients through to completion. Tracking implementation of recommended processes designed to strengthen internal controls
Coordinate with Internal Audit Division Management and Teams to develop effective techniques to identify and address emerging issues; identify opportunities to conduct efficient cross-functional audit; promote integrated auditing concepts; and use of technology/data analytics
University degree in a business discipline e.g. Finance or Accounting
Master’s degree (Financial Engineering or Quantitative Finance) or professional qualifications (e.g. CIA, CPA/CA) preferred
Strong communication and analytical skills

Senior Operations Auditor Resume Examples & Samples

Exhibits effective written and verbal communication skills with all levels of management
Maintains current on industry developments affected areas of assigned responsibilities
Banking laws and regulations; region and branch banking operations; asset and liability management; treasury (including derivatives); lending (including evaluation of loan loss reserve, syndication desk, and other real estate owned); expenditures; deposits; PC and telephone banking (including FCC requirements); related systems; etc
Enterprise Risk Management practices for large, complex banking organizations (LCBOs); capital management and planning; stress testing; model risk governance and management; operational risk; financial reporting (including FDIC and state call reporting requirements, GAAP, and SEC requirements); budgeting; cost accounting (including transfer pricing and cost allocation); incentive programs; etc

Avp-senior Auditor Banking Operations Resume Examples & Samples

Stay up-to-date with evolving regulatory changes and market events impacting the Consumer business
At least 5 year's internal/external auditing experience, with at least 1-2 years covering Consumer Banking products, services, or operational functions preferred
Ability to travel (10-15%)

Senior Auditor / Operations & IT Resume Examples & Samples

Perform as project lead in audit planning, execution and reporting for audits located across Baxter globally
Take a risk-based approach to plan audits across a variety of processes including IT, HR, Supply Chain, Procure to Pay, Manufacturing, Distributor, Commercial, Privacy, Data Protection and other key areas of the business
Lead audit field work by assessing the design, implementation and operating effectiveness of compliance, financial, IT, fraud and operational controls
Assist with departmental projects, including updates to audit process and procedures, administrating/training internal and external users with the audit reporting tool
Use data analytics during planning, execution and reporting to optimize coverage and effectiveness
Understand how IT general controls (ITGC), application controls, and technology risks affect the control environment, and business process risks
Understand and validate business processes and systems across functions and business segments
Identify opportunities for cost recoveries and improvements to governance, processes or controls
Recommend industry leading best practices in areas of audit; direct/develop other members of the audit team, including guest auditors from business teams
Develop and maintain relationships with Baxter management to ensure familiarity/ with corporate priorities and alignment with the audit plan
Self-starter with strong analytical skills and decision-making capabilities
4+ years progressive internal audit experience at a publicly traded company that includes experience in a risk-based audit environment
Ability to multi-task across multiple projects/priorities
Strong understanding of internal controls and business processes across functions, including manufacturing, information systems, finance, accounting, commercial, human resources and others
Bachelor's degree in computer sciences, information systems, economics, finance, accounting or related degree is required
Sr. Audit Consultants are expected to travel 10-35%, domestically and internationally
Opportunity to work between headquarters in Deerfield and our satellite office in Chicago as business needs allow
ERP implementation or audit experience is preferred
IT Security experience in the space of Cybersecurity, Data Privacy laws (HiPAA, DPA, EUDD, SafeHarbor/Privacy Shield)
Internal audit experience in a professional services firm or publicly traded company is preferred
Appropriate audit certifications
No IT SOX experience is necessary

Operations Auditor Resume Examples & Samples

Conducting business site review audits at selected domestic locations across the country. The business site review allows the audit group direct observation of key functions and program operations at significant site locations reporting to sectors, major program locations and subsidiaries. Scope of reviews may cover business functions such as Program Management, Manufacturing, Quality, Supply Chain, Financial Management, Contracts Management, Physical and Information Security, and General Business Practices
Performing and/or leading a variety of audits and related activities covering operational and financial systems and records, internal controls, policies and procedures, safeguarding of assets, accumulation of costs and other related matters with consideration for both manual and automated processes
Candidate will interface with senior management on audit-related and business process issues
Under limited supervision the candidate is accountable for developing and executing audit programs and establishing and maintaining cooperative working relationships with auditees and affected management
Bachelor's degree in a related field plus 6 years of practical work experience in Manufacturing/Operations, Quality, Engineering or Mission Assurance processes
Master’s or MBA in Industrial Engineering, Operations or related field
Familiarity of Aerospace and Defense Industry. Strong background in Government Contracting, a plus
Working knowledge of analytical tools (SAP BW, ACL, MS Access & Excel) to analyze, interpret and organize a wide variety of data, information, and ideas to identify trends and form valid conclusions
Experience with AS9100 or ISO 9001
Ability to effectively communicate in both oral and written forms

Global Operations Auditor Resume Examples & Samples

Prepare and conduct internal and external audits for Mylan Inc. Perform independent research of required topics and FDA, EMEA, TGA, Health Canada, WHO, PIC/S, MHLW, and other national, international, or supranational regulations (GxP and ICH) including assessment of applicability and impact on systems being audited
Facilitate opening and closing audit meetings with all levels of Management
Perform GXP audits based on a defined audit plan within specific time constraints
Prepare all associated documentation including audit plans and audit reports under strict confidentiality. Provide guidance and support in the development of corrective actions based on GXP principles and current industry standards
Track and monitor audit responses and the implementation of corrective actions
Author and approve Quality Compliance procedures. Serve as a compliance reference regarding GXP Interpretations for all levels of Management
Serve as a liaison within the many GXP departments of Mylan Inc. to effectively establish compliant quality systems. Plan, schedule, and arrange travel to various sites based upon guidance from Management
Must possess a sound knowledge of national, international, and supranational cGMP regulations and expectations sufficient enough to readily interpret, lead discussion, and provide guidance based on the applicability of the regulations to the subject being audited. Must be familiar with all other GXP concepts
Minimum of a Bachelor of Science Degree and a minimum of six years of relevant experience is required. Minimum of a Master of Science Degree and a minimum of four years of relevant experience is required. However, a combination of experience and/or education will be taken into consideration
Auditing Certification preferred (either by independent body or by corporate program)
Requires domestic and international travel (approximately 50% of the time)

Global Operations Auditor Resume Examples & Samples

Provide objective audits of internal GXP systems and external businesses for Mylan Management in order to accurately depict the status of compliance and to foster improvements based on current GXP references and interpretations
Prepare and conduct internal and external audits for Mylan Inc
Minimum of a Bachelor of Science degree (or equivalent). Minimum of a Master of Science Degree and proven relevant experience is required. However, a combination of experience and/or education will be taken into consideration
Must be articulate in both written and oral communications including diplomatic discussion of required corrective actions with business partners. Must be able to review, interpret, and discuss governing regulations, precedent interpretations, and current application. Must be adept at independent decision-making. Must be proficient in leading discussions of complex topics and have a working knowledge of Microsoft Office including Word, Excel and Lotus Notes

Experienced Business Operations Auditor Resume Examples & Samples

You will conduct value adding internal audits with a small team in order to assess business operations processes and practices risks. You will be expected to take the Team Lead role for some audits over the course of the year
You will evaluate risks and compliance in the processes reviewed and agree on appropriate action plans with management in order to improve internal controls as well as efficiency and effectiveness of their processes
You will perform risk assessments, develop and adapt work programs and effectively support more junior auditors through audit engagements, as an experienced member in the audit team

Auditor, Production, Operations Resume Examples & Samples

· Initiate/facilitate/review/approve, as applicable, documented deviations/process discrepancy reports/investigations of any reported or observed nonconformance found relative to product quality
· Write and/or revise standard operating procedures (SOPs)
· Actively participate in corrective actions and continuous improvements in regards to all functions at the site
· Propose quality improvements
· Communicate trends and or observations causing documentation discrepancies to supervision and or management. (FORMAL MONTHLY REPORTING)
· Audit and evaluate the manufacturing operation for compliance to product processing instructions, policies and standard operating procedures on the manufacturing floor
· Prioritize batch record review to ensure release and OTD is maintained
· Input manufacturing data in various computer program systems (product rejection quantities and types in Global Reject program), discrepancy reports in Track Wise, and documentation errors in the EE program
· Evaluate compiled data; provide corrective actions for DISCREPENCIES identified during internal manufacturing audits, to Production Management
· Provide direct Customer Support as needed/requested when CUSTOMERS are on site for monitoring of production reworks and provides product status updates, to management
· Work closely with, PCA, Quality Assurance Releasers and Coordinator to ensure a consistent flow of batch records is maintained
· Review and revise instructions on Product Reprocessing tasks when requested or as needed
5 years of Pharma experience

Operations Auditor Fall Co-op Resume Examples & Samples

Currently Enrolled in an accredited degree program, will be a senior next August. (Accounting, Finance or Related Major)
Crisp communication skills with the ability to express facts and ideas clearly both verbally and in writing, interacting professionally, transparently and effectively with people at all levels
Strong critical thinking and analytical skills with the ability to develop solutions to complex challenges
Ability to work independently on special projects

Operations Auditor Resume Examples & Samples

Ability to work both independently and in a team environment with professionals at all levels
Clear, business-oriented communicator
Ability to build trust and work collaboratively with others
1+ year of professional work experience in operations, engineering, finance, or audit
Willing and able to travel up to 25% of the time
Willing and able to relocate Wichita, KS
This position is not eligible for visa sponsorship
Experience working with data analytics (e.g., using ACL, IDEA, excel, Tableau, Qlik, etc.)
Accounting and Finance technical knowledge (US GAAP/IFRS)
Industry certifications (e.g., PMP, CIA, CFE, etc.)
Bachelor’s degree in business or supply chain

Auditor, Operations Senior Resume Examples & Samples

Managing and supervising direct reports
Working knowledge of Microsoft Office products (Word, Excel, Access, PowerPoint)
Comfortable with working within IT systems and business processes
Work Independently /self-starter
Well organized with excellent time management
Communicates well, both written and orally
Works well with a diverse group of people

Operations Business Site Auditor Resume Examples & Samples

Conducting business site review audits at selected domestic locations across the country. This includes any site locations reporting to sectors, major program locations and subsidiaries
Scope of reviews may cover business functions such as Program Management, Manufacturing Management, Quality Management, Supply Chain Management, and overall Operational Effectiveness of Sites to execute Contract/Program requirements and achieve financial and technical goals
Gather and analyze program and operations technical and financial data and validate performance against goals and reported program status
Review quality metrics and assess the adequacy of root cause corrective actions
Bachelor's degree in Engineering, Operations or related field with a minimum of 6 years of relevant experience in Manufacturing, Engineering or Mission Assurance processes or master's degree and 4 years of relevant experience in Manufacturing, Engineering or Mission Assurance processes
Working knowledge of analytical tools (MES, CPAT, Solumina, SAP BW, ACL, MS Access & Excel) to analyze, interpret and organize a wide variety of data, information, and ideas to identify trends and form valid conclusions
Ability to obtain a U.S. Government SECRET Clearance
Ability to travel up 33% of the time
Master’s or MBA in Engineering, Operations or related field
Familiarity of Aerospace and Defense Industry
Strong background in Government Contracting
Certified Internal Auditor (CIA), Project Management Professional (PMP), or other similar certification
Experience with Root Cause/Corrective Action Analysis

Operations Auditor Resume Examples & Samples

Plans and conducts routine internal audits based on assigned schedule
Assists in the development of audit objectives and creation of audit programs
Develops methods to analyze controls, data and business processes
Identify potential threats and vulnerabilities observed during audit
Participates in exit meetings with senior management
Assists in regulatory compliance activities
As necessary, performs other related duties of which the above are representative
Requires experience auditing basic application controls and some knowledge of IT general controls. Excellent verbal communication, writing, interpersonal, presentation, and project management skills

Operations Auditor Resume Examples & Samples

Bachelor’s degree in accounting, business or related field and 3+ years of general business process auditing experience, or equivalent experience. 4+ years of experience in Claims, Membership, Provider Operations, Sales Operations and/or Customer Service relevant to audit responsibilities can be substituted for a Bachelor’s degree
Proven ability to understand and apply statistical and mathematical concepts
General understanding of health plan operations
Strong written and verbal skills to effectively organize information and communicate in a professional manner
PC literate with office computer software – Word, Excel, PowerPoint, Outlook, etc
Demonstrated ability to extract, articulate and track qualitative and quantitative findings
Demonstrated ability to gather, research and organize information
Prior experience in health plans preferred
Conflict resolution strategies a preferred