Control Analyst Job Description
Control analyst
provides reporting and training support to end-users by developing SAP queries, Access reports,Excel spreadsheets, or any other relevant software.
Control Analyst Duties & Responsibilities
To write an effective control analyst job description, begin by listing detailed duties, responsibilities and expectations. We have included control analyst job description templates that you can modify and use.
Sample responsibilities for this position include:
Facilitating growth of the firm’s Emerging Markets businesses in a controller capacity, including model/market analysis, relevant price-testing and provisioning
Facilitate growth of the firm’s Rates Options US businesses in a controller capacity, including model/market analysis, relevant price-testing and provisioning
Prepare P&L reports and analysis
Monthly analysis of exchange fees
Daily input of interest rates/monthly analysis of interest charged/received
Good analytical and excel skills
Responsible for all overnight and intraday margin calls for house, client and clearing house relationships
Responsible for ensuring that all manual payments are released accurately check that all payment details have been entered correctly by the imputer
Assist in resolving reconciliation breaks that relate to cash processing
Reconciling receivable brokerage/sending out invoices for payment and accounting and reconciling any vendor/exchange costs
Control Analyst Qualifications
Qualifications for a job description may include education, certification, and experience.
Licensing or Certifications for Control Analyst
List any licenses or certifications required by the position: APICS, CPIM, CIRM, CISA, CISSP, CRISC, CPP, CISM, ACAMS, CSCP
Education for Control Analyst
Typically a job would require a certain level of education.
Employers hiring for the control analyst job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and Collage Degree in Finance, Accounting, Business, Education, Business/Administration, Economics, Management, Mathematics, Chemistry, Engineering
Skills for Control Analyst
Desired skills for control analyst include:
Excel
Microsoft Excel
SAP
Accounting principles
Production environment
Word
Planning and tracking procedures and manufacturing systems in a research
Analysis
Word processing and spreadsheets
Commodity settlements
Desired experience for control analyst includes:
Regulatory Reporting – in particular daily FCA Transaction Reporting
Responsible for the completeness and accuracy of all accounting and cash posting, and provision of supporting documentation for monthly attestation processing
Good experience and understanding of the major Future exchanges
Good knowledge of Rolfe & Nolan
Insider Lists
Pre-deal Research
Control Analyst Examples
1
Control Analyst Job Description
Job Description Example
Our company is looking for a control analyst. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for control analyst
- Coordinate and process requests to move cash settlements between the Custody and the Trust accounts, between trusts to corporate accounts
- Ensuring accurate and timely Profit and Loss and risk-based reporting for trading portfolios
- Month-end close processes, including balance sheet substantiation, position reporting, and other control functions
- Controlling and understanding portfolios of fixed income derivative products in a fast-paced, complex, and high volume business
- Produce and analyze effective risk-based explains using them as a means to understand and challenge the business
- Ensure Profit and Loss and Risk moves are fully understood, explained and reported to appropriate levels
- Review and report on new deal activity and its impact on the Profit and Loss and banks risk profile
- Ensure accurate and timely Profit and Loss and risk based reporting for trading portfolios
- Assist with the month-end close processes, including balance sheet substantiation, position reporting, and other control functions
- Responsible for 17a-5 documentation which includes the identification of risks and controls
Qualifications for control analyst
- Awareness of service and run management principles and delivery best practices
- Education at Degree level education 2.1 or above
- Good GCSE’s / A levels
- The position will be located in Brazil
- No relocation package included
- IFIC or CSC course or are currently enrolled
2
Control Analyst Job Description
Job Description Example
Our innovative and growing company is looking to fill the role of control analyst. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for control analyst
- Oversee analysis of PMU and Ending Inventory
- Provide Compliance support and guidance to the business
- Undertake support tasks for wider Compliance team as required
- Daily P&L on derivatives products, including risk attribution and explanation
- Execution of month-end and quarter-end closes
- Research and resolve P&L discrepancies between Front Office and Finance
- Perform daily due diligence for new trades and explain any difference between estimates vs actual P&L
- Write detailed daily P&L commentary
- Post entries and reconcile to the General Ledger
- Prepare, assist in tie-out to General Ledger and deliver final month end P&L briefing reports
Qualifications for control analyst
- At least 2-5 years of relevant experience within compliance/ financial institutions/ professional firms (Big 4) an advantage
- Willing to work flexible hours - working hours 11am-8pm (shifting schedule)
- 4 years post-degree or 1 years post-qualified (ACA, CIMA, CFA) experience
- The ability to collaborate efficiently in projects with team members
- Able to work under own initiative and be flexible and self-motivate
- Knowledge of computer hardware and applicable software
3
Control Analyst Job Description
Job Description Example
Our company is searching for experienced candidates for the position of control analyst. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for control analyst
- Monitor the cash flow and closely interact with the Portfolio Investment Team as it relates to the capstock activity of the corresponding fund
- Execute on any investment strategy and target changes issued by the Portfolio Investment team
- Take lead on any modifications or changes to the algorithm and see through the completion of those changes to the process
- Coordinate with Global Fund Accounting and the custodial banks to facilitate the funding and reconciliation of the fund’s expenses
- Ensure that all allocation instructions are properly acknowledged and executed by each responsible party
- To ensure that controls embedded in company processes are adequate
- To assess and report on level of compliance with company policies and procedures
- To ensure full compliance with Sarbanes-Oxley review and reporting requirements on internal controls
- To assist in giving independent re-assurance that the standard of risk management, control and compliance meets the needs of Cadbury in the West African Region and
- To provide assurance to the Regional Audit Team, Audit Committee, and West African Management team on compliance with key internal policies and procedures and external regulatory requirements
Qualifications for control analyst
- BA/BS degree in Accounting or Business Administration or equivalent experience preferred
- Ideally will have previous experience within a control room at a financial service or experience in a central compliance function
- Correlation business product knowledge
- BA/BS in Accounting or Business Administration or equivalent experience preferred
- A Bachelor's degree in Business or related field is preferred or equivalent years of direct experience
- Good capital markets and derivative product knowledge is important understanding of the risks involved in these activities
4
Control Analyst Job Description
Job Description Example
Our company is growing rapidly and is searching for experienced candidates for the position of control analyst. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for control analyst
- Monitor changes to the Company’s policies and procedures and assist in documenting and storing such data in the databases maintained by the unit
- Assist CRM Divisional Privacy Officer in performing responsibilities related to the company’s Corporate Privacy Program, including Clean Workspace audits, system access reviews, maintaining an electronic information systems and records retention inventory, proactively remediate privacy risks as identified through the corporate privacy risk assessment
- Work with each of the CRM business owners to administer the annual business continuity plan
- Proactively perform daily monitoring routines in support of the company’s disaster program
- Supporting key projects in strategic and operational topics autonomously
- Developing tools and processes to support the local Commercial teams to become more effective
- Working with many stakeholders and coordinating their efforts in different initiatives
- Perform execution of specific key controls on daily basis in accordance to relevant procedures, SOX and Fiscal Compliance
- Prepare, analyze and execute payments to internal and external stakeholders
- Assist in physical inventory process, including preparation, generating adjusting journal entries and calculating variances
Qualifications for control analyst
- Either 3 - 5 years relevant experience or law degree required
- Minimum of 18 hours college Accounting and equivalent experience in accounting areas which provide exposure to various functions of Capital Asset transactions
- Approachable and 'can do' attitude
- Willingness to work with a team
- Facilitates half-yearly user access review by the business
- Assist with preparation of material for Internal and External Auditors
5
Control Analyst Job Description
Job Description Example
Our company is growing rapidly and is looking for a control analyst. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for control analyst
- Provide daily, weekly, and monthly reporting to management including variance analysis
- Running the process of cycle counts
- Lead the path to Advance Supply Chain Planning(ASCP) for Inventory Control
- Manage/oversee the activities being performed by the BPO (IBM) team in Bangalore in support of the business
- Support Operational change and ensure evidence relating to change is fully documented
- Collaborate with Materials Ordering to ensure in/max levels are addressed in a timely matter
- Interacting and liaising with teams across the firm including front office, Clearing and Settlements, Legal and Compliance, and Product Control
- Reviewing and overseeing the monthly close process and annual audited financial statements for master and feeder funds prepared by Administrator, Northern Trust Hedge Fund Services
- Independently owning and driving results for projects while working with technology teams and business stakeholders
- Completing monthly closes process and consolidation for select holding companies
Qualifications for control analyst
- Show understanding of financial management concepts such as funding, revenue, cost, profit, billed AR, unbilled AR, subcontracts, consultants, purchase orders
- University or College Degree in Business Management, Risk Management (Operational), or related discipline
- Qualified Chartered Accountant or any other accounting/finance related degree
- Experience in financial accounting and regulatory reporting
- Knowledge of RBI guidelines and Tax Laws
- Familiarity with Agency & Regulatory guidelines/programs (i.e., Fannie Mae, Freddie Mac, Jumbo, FHA, VA, ) preferred