Audit Team Lead Job Description
Audit Team Lead Duties & Responsibilities
To write an effective audit team lead job description, begin by listing detailed duties, responsibilities and expectations. We have included audit team lead job description templates that you can modify and use.
Sample responsibilities for this position include:
Audit Team Lead Qualifications
Qualifications for a job description may include education, certification, and experience.
Licensing or Certifications for Audit Team Lead
List any licenses or certifications required by the position: CIA, CPA, PMP, CISA, CFA, PRM, FRM, CA, ICD10
Education for Audit Team Lead
Typically a job would require a certain level of education.
Employers hiring for the audit team lead job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and University Degree in Accounting, Finance, Business, Economics, Education, Technology, Auditing, MBA, Technical, Computer Science
Skills for Audit Team Lead
Desired skills for audit team lead include:
Desired experience for audit team lead includes:
Audit Team Lead Examples
Audit Team Lead Job Description
- Continue to strengthen and manage relationships with senior business leaders and related control groups
- Conduct performance appraisals for team members and provide ongoing feedback
- Proactive partnership with the other groups in the AMCB Audit team and the Audit department to deliver a seamless program of audit coverage
- Lead Chargeback and Revenue Audit Team, ensuring month end closes are completed per schedule
- Process daily chargeback files from Acquirers
- Review eligibility of chargeback for representment
- Collect, prepare necessary documentation necessary defending chargeback dispute
- Adhere and Maintain extensive knowledge of card scheme rules, regulations, timeframes relating to chargeback, arbitration and compliance cases
- Maintain and provide detailed reports of all chargeback received and status update
- Monthly reconciliations between chargebacks received, updates and bank accounts
- Be prepared to travel to business locations domestically (15 - 25%), with the potential for international travel
- BA/BS degree with a concentration in Accounting, Finance, Business Management or related field
- Minimum 8+ years of audit or consumer compliance experience
- Bachelor degree in Business, Economics, Finance, or Accounting, or an equivalent combination of education and work experience
- Excellent working knowledge of SAP (FICO), MS Word, Excel, Power point
- 8 to 10 years’ experience in Treasury function ( Forex & Derivatives, Investments, Trade Finance & Long Term Financing) in Large /Mid- Size or Large Corporate , Banks or Audit/Advisory experience in BIG 4 Consulting firms
Audit Team Lead Job Description
- Ad-hoc duties as assigned by Revenue Audit Control Manager
- Lead complex operational, financial, and compliance internal audits and special projects while ensuring quality and timeliness
- Review staff-prepared working papers to ensure they adequately document the nature and extent of the examination and substantiate conclusions reached
- Develop and communicate audit reports and related findings, risks, and recommendations to audit clients and senior management
- Continue to strengthen and manage relationships with senior WMIS business leaders and related control groups
- Set objectives and conduct annual performance appraisals for their team and provide ongoing feedback
- Leads or participates in comprehensive audits of site organizations to assure program adequacy and implementation effectiveness
- Identifying and evaluating audit risk areas and provide key input to the development of the annual internal audit plan
- Establishing the detailed scope and required resources for assigned Audits
- Organizing the audit logistics
- Proficient in use of MS Office applications (Excel, Word, PowerPoint )
- Strong interpersonal skills within the team and with the process owners
- Minimum 8 to 10 years of post-qualification experience out of which minimum 4 years of relevant experience in Internal Audit within RIL or within a similar company
- CA / ICWA / MBA from reputed institute or similar educational background
- Organize and staff audit engagements
- Proven track record in dealing with Regulators in EMEA such as the UK FSA and Swiss FINMA
Audit Team Lead Job Description
- Identifying, selecting and managing required consultant services
- Ensuring the audit scope is covered other potential concerns as identified
- Managing the audit objectively and escalating concerns appropriately
- Ensuring audit documentation is clear, concise, complete and traceable to requirements
- Managing information from the audit and utilize established business systems
- Communicating the results of the Audit to the Site/Area and the GSE Leadership Team
- Approving and providing follow up and closeout of actions developed to address audit observations
- Utilizing the established audit program protocols and systems
- Developing audit program reports as requested covering metrics, controls, practices and compliance status
- Demonstrating continuous professional development across areas to be audits
- 5-7 years as an internal or external auditor
- Public company and/or manufacturing company experience desired
- CIA, CPA, MBA preferred
- 45% international travel (~3 weeks per audit)
- 10+ years extensive knowledge and experience (including auditing) of fiduciary business activities / product areas relevant to private banking
- Extensive knowledge and experience on the trust account administration, mortgages and credit products including their regulatory framework
Audit Team Lead Job Description
- Team lead of a grants audit team
- Audit of state agencies, local government, and non-profit entities as they relate to grant operations
- Review client program and financial documentation, perform testing, record detailed results of testing, and communicate with the client
- Documentation of key control testing in standardized work papers
- Communicating findings with process owners
- Reviews editor for claims being processed by Clearing House for resubmission
- Assists with periodic coding and compliance audits, including but not limited to the CBO Quarterly QA Audits
- Assist Coding Manager in training new employees
- Adheres to American Anesthesiology, Department and HR policies and procedures
- Oversee the day-to-day operations of all documentation and coding audit processes the coding analysts and coordinators' activities
- A four year college or university degree and/or relevant auditing and systems experience is required
- Requires 3 to 4 years of experience in a financial institution
- Prefer CPA, CIA or any other relevant certifications, a plus
- Must be a self-starter and excel in time management
- May provide leadership, coaching, and/or mentoring to team
- Knowledge and, preferably, experience of relevant Investment Management, Wealth Management and Commercial Banking business and products
Audit Team Lead Job Description
- Perform quality assurance reviews of coding analysts' audit findings, which may include pulling samples of unsubstantiated diagnoses in order to validate the accuracy of the reviews
- Conduct periodic
- Develop and implement processes and workflows around the execution of audits
- Directly manage team of Corporate Technology Auditors across multiple global locations
- Combine knowledge of Corporate Technology and firm wide Technology activities to recommend best practice solutions to complex issues
- Coordinate and conduct credentialing audits
- Analyze provider files for completeness, accuracy, consistency, gaps in work history, relevant references, Identify issues and initiate further data collection as needed
- Prepare credentialing audit reports
- Track and trend auditor findings and administer appropriate staff education
- Manage multiple concurrent audits, plan audits and related projects, make judgments around objectives and scope and ensure effective and efficient execution
- At least three years of experience leading environmental or safety compliance programs
- Ability to communicate clearly, concisely and accurately both in writing and orally
- Ability to analyze a wide range of operational and regulatory data and draw appropriate conclusions
- Professional certifications in the safety, environmental or auditing fields
- Demonstrated project management and budgeting skills
- At least eight years of experience in a Financial Services or public accounting firm, with an appropriate level of exposure to or involvement with Risk Management such as Market or Valuation risk through either functional, product control or markets audit experience