Transaction Capture Analyst Resume Samples

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M Swift

Myra

Swift

174 Lakin Vista

Dallas

+1 (555) 298 4465

174 Lakin Vista

Dallas

Phone

p +1 (555) 298 4465

Experience Experience

Philadelphia, PA

Transaction Capture Analyst

Philadelphia, PA

Botsford LLC

Philadelphia, PA

Transaction Capture Analyst

Perform daily reconciliations that are designed to ensure full compliance with all current regulation and legislation
Can work well under pressure and multi-task with a sense of urgency
The team provides Client Support for NAM Cash Equities busines 1, daily controls supervision and client service for the firm’s top tier Platinum Clients
Perform daily reconciliations of trading activity to ensure there are no discrepancies
Proven record of delivering results and working to strict deadlines
Work closely with the sales and trading desk to ensure the timely resolution to any discrepancies
Liaise with and provide updates to clients in a professional manner on outstanding trades

Chicago, IL

MYS Ctsm Kl-transaction Capture Analyst

Chicago, IL

Murray Group

Chicago, IL

MYS Ctsm Kl-transaction Capture Analyst

Work on and test system enhancements to improve controls and straight through processing
Continuously work to improve day to day process flows via technology
Improve efficiency in day-to-day processes while incorporating technological improvements
Ensured the integrity of the bank's trading positions through accurate trade capture, portfolio management, price reconciliations and query management
Assist with staff development / training and meet all Objective/Appraisal deadlines
Provide day-to-day operational support for Citi's Equity Derivative Sales and Trading Business
Work directly with sales trades on the cash, electronic, convertible bond and program desks to ensure complete trade execution and settlement

present

Phoenix, AZ

Intermediate Transaction Capture Analyst

Phoenix, AZ

Kirlin LLC

present

Phoenix, AZ

Intermediate Transaction Capture Analyst

present

Perform root cause analysis and process improve current trade front to back flow in order to achieve economies of scale
Continuously work to improve day-to-day process flows
Manage operational relationships for institutional clients transacting with the fixed income sales business
Can work well under pressure and multitask with a sense of urgency
Perform Key Middle Office Reconciliations and Controls in order to ensure that the business is being supported in a controlled environment
Local/global projects (includes working on criteria, UAT and implementation)
Exception management

Education Education

Bachelor’s Degree in Economics

Howard University

Bachelor’s Degree in Economics

Skills Skills

Good PC skills essential to quickly learn the variety of in-house trading and related systems
Comfortable with computers/applications and proficient in use of Microsoft Excel and Microsoft Word
Strong Microsoft Excel knowledge is essential
Excellent organisational skills and attention to detail
Strong control and risk awareness background critical. Ability to work under pressure essential
Computer literate and ability to grasp several in house systems quickly
Strong communication skills (articulate and literate), able to liase with internal and external customers at all levels
Ability to quickly gain a full understanding of products and proprietary systems, internal policies and limitations of support groups
Good time management
Highly motivated and self sufficient

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Transaction Capture Analyst Resume Examples & Samples

Ability to work independently, under pressure and manage time efficiently
Flexibility with regard to travel for training purposes
Attention to detail is expected
Knowledge of Excel is required
Bachelor’s degree and significant qualifications in finance, math, accounting, or other analytical disciplines
Related work is a plus

Transaction Capture Analyst Resume Examples & Samples

Work collaboratively with individuals focused on implementation to ensure effective transition of requirements into production and further maturity of post trade governance process
Further development of each of the various regulatory processes – work collaboratively with senior operations management , compliance, etc. to develop standardized best practices for exception management and governance
Technical Skills: Advanced knowledge of Visio, Excel, Access, Power Point and SQL preferred
Analytical Skills: Strong analytical skills
Multi Task: Flexibility to handle multiple tasks and changing priorities along with a desire to work in a fast paced environment under tight deadlines
Highly motivated and self sufficient

Transaction Capture Analyst Resume Examples & Samples

Basic derivative product knowledge and basic awareness of accounting, compliance and regulatory environments
Degree preferred but not essential, no professional registrations required
Good PC skills essential to quickly learn the variety of in-house trading and related systems
Strong Microsoft Office knowledge needed. Excellent planning and organisational skills

Transaction Capture Analyst Resume Examples & Samples

Managing operational client relationships for institutional clients transacting with the sales desk
Ensuring timely and accurate capture and settlement of cash and derivatives transactions
Resolving trade issues , settlement exceptions and trade discrepancies with customers
Continuously work to improve day to day process flows via technology
Liaise with and provide updates to clients in a professional manner on outstanding trades
The individual will work closely with our institutional clients, salespeople, trading assistants and operations and technology to provide a high level of service to our clients
Possess the passion and desire to learn fixed income products and financial markets
Able to handle a fast paced environment while working on multiple requests

Intermediate Transaction Capture Analyst Resume Examples & Samples

Reconciliations and related tasks to ensure compliance with regulation both for regimes across APAC and globally
Close interaction with FO, supporting ad hoc queries related to their risk/pnl
Daily liaison with Operations/Technology/Product Control to resolve booking/settlement/tech/pnl/regulatory issues
Exception management
Monitoring control reports
Local/global projects (includes working on criteria, UAT and implementation)
Bachelor's degree, preferably in a Business, Finance or Economics concentration
Prior Middle Office/Control function experience - 5+ years in a similar role, preferably working with Fixed Income
Ability to work in a collaborative team atmosphere
Must be able to function effectively in a high volume, dynamic environment
Can work well under pressure and multitask with a sense of urgency

Transaction Capture Analyst Resume Examples & Samples

Prior Middle Office/Client Service Related experience preferred
Comfortable with computers/applications and proficient in use of Microsoft Excel and Microsoft Word
Willing to work in an environment that requires variable start and end times, including Holidays

Transaction Capture Analyst Resume Examples & Samples

Familiarity of cash and equity derivatives
Previous experience of supporting a demanding trading desk
Regulatory knowledge – Dodd Frank, CFTC, EMIR
Proven record of delivering results and working to strict deadlines
Excellent organisational skills and attention to detail
Ability to build Macros is a major plus

Intermediate Transaction Capture Analyst Resume Examples & Samples

Bachelor's degree, preferably in a Business, Finance, or Economics concentration
Prior Middle Office/Control function experience -5+ years in a similar role
Must be able to function effectively in a high-volume, dynamic environment
Candidate must be very detail-oriented and the ability to meet a daily deadline
Can work well under pressure and multi-task with a sense of urgency
Willing to work in an environment that requires variable start and end times, including Holidays location

Transaction Capture Analyst Resume Examples & Samples

Affirm and reconcile trade economics for both Credit Derivatives and Interest Rate Swaps
Actively engage with Sales and Trading to determine if trades affirmation maybe performed based on trading guide lines and over all firm exposure
Continuously work to improve day to day process flows via technology solutions such as the development of macros, system enhancements and integration of systems
Liaise with and provide updates to platinum clients in a professional manner on outstanding trades
Create analytical reports on an hourly and end of day basis to be reviewed by both Senior Trading Desk Heads and Middle Office Management
Must be able to handle a fast paced environment while working on multiple request at the same time
Must possess the passion and desire to learn fixed income products and financial markets
Ability to demonstrate independently decision making skills as well working in a team setting
Ability to work well under pressure in a fast paced work environment
Past experience in Fixed Income Derivatives a plus
Must be able to work extended hours

Transaction Capture Analyst Resume Examples & Samples

Minimum 4 years previous industry experience. A good theory based understanding of derivatives will be a beneficial – particularly Equity derivatives
Candidate should have good understanding of risk associated with derivatives
A Finance/Legal/Mathmatical background would be preferred along with a good demonstration of organisation, ownership and responsibility in previous activities
Candidate should possess excellent communication skills and be able to work in stressful environments. Skills in organisation and prioritisation are essential
Knowledge of OTC confirmations
Knowledge of current Regulations affecting the OTC space, especially CFTC, EMIR regulations also a huge benefit
Experience in Operations (Confirmations) preferred

Transaction Capture Analyst Resume Examples & Samples

Strong attention to detail, clear communication skills both written and verbal, ability to use good judgment in determining if trade details match, or if one trade can be ‘substituted’ for antoher (example: broker has billed fee on the sell trade, our FO has added fee on the buy trade – do these trades ‘go together’ and can we apply the fee on the sell to our buy, or does the trader need to add a fee to the buy deal?)
Strong interpersonal skills. Excellent excel skills
Interacts well with traders/salespeople
Ability to multitask and strive in a fast pace environment
Able to work well as a team player

Mys-ctsm Kl-transaction Capture Analyst Resume Examples & Samples

Degree holder in Business or Banking
Minimum 1 year experience in operations, preferably in Custody/Funds, settlement or securities operations
Knowledge in SWIFT preferred

Transaction Capture Analyst Resume Examples & Samples

Experience in a Middle Office or related Operations role is desirable
Demonstrable strong customer service skills
Builds positive working relationships and works with team members to understand the root cause of an issue in a timely and effective manner
Computer literate and ability to grasp several in-house systems quickly
Ability to detail issues, both verbally and in writing, in a clear, accurate and concise manner
Fluency in a second language may be an advantage
Bachelor’s degree or extensive years of relevant experience

Transaction Capture Analyst Resume Examples & Samples

Basic awareness of accounting
Strong communication skills, able to liaise with internal and external customers at all levels
Good organization skills to constantly reprioritize workload and ensure full control over process
Flexible attitude and willingness to help others in the team

Transaction Capture Analyst Resume Examples & Samples

Provide ongoing support to Credit Trading desk. Supporting both complex and vanilla products across Fixed Income and Equity
Create controls that eliminate potential for operational issues and ensure those controls are being monitored on a daily basis
Ensure quality control over the trade details input into the Front Office risk management/trade capture system(s) by addressing discrepancies in the trade booking versus the Front Office execution parameters
Send daily P&L Estimates and reconcile with Product Control’s floor sheets
Analyze and comment on daily front-to-back reconciliation and exception reports
Investigate or escalate queries raised by Operations, Legal/Compliance, and Product Control while working towards a final resolution
Provide ad hoc analysis and reporting to the trading desk and Middle Office management
Participate in special projects including, but not limited to performance analysis, implementation and support for new trading initiatives, and providing specifications and testing for new technologies
Approximately 1 Years’ experience working with Fixed Income products, preferably in a Middle Office, Operations, or Product Control capacity
Strong Excel skills (VBA a major plus)
Familiarity with P&L reporting
High systems aptitude with experience in system implementation and testing
Must be creative and open-minded as the Middle Office is looking to find the best possible solution for issues
Must be able to work in a high-pressure environment and under tight deadlines, as part of a team, and be incredibly self-motivated
Flexible with working hours as the position will occasionally require late nights and weekend work
Familiar with FINRA/TRACE legislation and reporting requirements
Proficient in DTC and Euroclear processes

Transaction Capture Analyst Resume Examples & Samples

Provide day-to-day operational support for Citi's Equity Derivative Sales and Trading Business
Perform daily reconciliations of trading activity to ensure there are no discrepancies
Work closely with the sales and trading desk to ensure the timely resolution to any discrepancies
Work closely with various groups within Citi to facilitate changes to existing as well as planned systems and reconciliations
Perform daily reconciliations that are designed to ensure full compliance with all current regulation and legislation
Work across functions (i.e. Risk, Compliance, Regulatory Reform, Trading, etc.) to implement change to ensure compliance with any future regulation or legislation
Candidate should have a BA/BS degree in a related field
(Preferred) Previous experience of supporting a demanding trading desk
Familiarity with current legislation in relation to equity derivatives (i.e. Volcker, Dodd-Frank, etc.)

Intermediate Transaction Capture Analyst Resume Examples & Samples

Acting as single point of contact to D1 top tier priority clients, where they would be expected to build a good relationship by which they can add real value when dealing with any client issue
Perform root cause analysis and process improve current trade front to back flow in order to achieve economies of scale
Previous experience in client facing or trade/desk support role
Familiarity with impacts on risk and P/L
Strong Microsoft Excel knowledge is essential

Transaction Capture Analyst Resume Examples & Samples

1) Compile / analyze complex data for the business and work with subject matter experts within Operations to identify areas for increased compression output across multiple asset classes with a focus on Interest rate derivatives
2) Ensure quality control over the trade details input into the Front Office risk management/trade capture system(s) by addressing discrepancies in the trade booking versus the Front Office execution parameters. Candidate will be able to manage the processing of all compression related activity as well as provide support to the Rates trading business across the various operation support functions
3) Manage and maintain controls over trade life cycle events including novations, unwinds, and amendments
4) Produce daily New Activity P&L, P&L explain and Option Exercise reports
5) Analyze and comment on daily front-to-back reconciliation and exception reports
6) Investigate or escalate queries raised by Operations, Legal/Compliance, and Product Control while working towards a final resolution
7) Review static and market data for accuracy and completeness
8) Provide ad hoc analysis and reporting to the trading desk and Middle Office management
9) Participate in special projects including, but not limited to performance analysis, implementation and support for new trading initiatives, and providing specifications and testing for new technologies
1) Knowledge of Interest Rate Derivatives or Fixed Income products, preferably in a Middle Office, Operations, or Product Control capacity
2) Ability to analyze large data sets / data mining
3) Strong Excel skills (VBA a major plus)
4) Familiarity with P&L reporting and explanation including Fixed Income risk metrics
5) High systems aptitude with experience in system implementation and testing
6) Must be creative and open-minded as the Middle Office is looking to find the best possible solution for issues
7) Must be able to work in a high-pressure environment and under tight deadlines, as part of a team, and be incredibly self-motivated
8) Flexible with working hours as the position will occasionally require late nights and weekend work
9) Familiar with Dodd-Frank and various regulatory rules
10) Knowledge of ISDA definitions and Industry initiatives is a plus

Transaction Capture Analyst Resume Examples & Samples

Manage operational client relationships for institutional clients transacting with Citi
Develop a high level of understanding in fixed income financial products and markets, including Rates, Credit, Mortgage, Municipal and Foreign Exchange products
Ensure timely and accurate trade capture, confirmation and settlement of cash and derivatives transactions
Resolve trade discrepancies and settlement exceptions with clients
Improve efficiency in day-to-day processes while incorporating technological improvements

Transaction Capture Analyst Resume Examples & Samples

Reduce risk to the firm through reconciliation and break resolution
Product coverage includes US Equity Markets. (Cash and Converts)
Work with Client facing teams to ensure client allocations are done on trade date
Work with compliance and trading desk to process and document trading errors
Work with Purchase and Sales team to ensure all street facing trade breaks are resolved
Work with trading desk to reconcile EQRMS and TMS(Front Office to Back Office reconciliation)
Monitor OATS reporting and reconcile repairs with FINRA when needed
Ensure compliance with regulations/laws/policies that govern our business
Collaborate with technology groups and trading desk to integrate new trading flows and system changes Investigate methods to reduce breaks and risk. Work with business analyst team to create requirement documents Help produce Daily MIS report and attend weekly review meetings
Liaise with IT group and Global Business Analyst Team on system enhancements, requirements, and UAT"

Transaction Capture Analyst Resume Examples & Samples

Validate all types of transactions in product processors, risk, pnl and vendor applications
Compile, analyze and attribute T+1 P&L reporting for business
Monitor, investigation and drive remediation of trade exceptions
Continuously identify, assess and improve the control framework
Identify gaps in the front to back trade life cycle flow and collaborate with colleagues to improve accordingly
Technical Skills: Knowledge of Microsoft Office suite of products (Excel, Access, Power Point) preferred

Transaction Capture Analyst Resume Examples & Samples

Good grasp of FX products is the key with exposure to clearing and settlement is added advantage
Attention to detail and excellent time management
Enthusiastic self-starter

Transaction Capture Analyst Resume Examples & Samples

Monitoring and compiling daily exception reports to ensure Citi's positions and risks are correctly captured at the time of execution
Liaising with the business to identify and resolve issues, provide trade information and acting as a point of contact for multiple teams around the firm
Investigating cash and payment fails, trade maintenance and reconciliation of daily trading activities
Maintaining, developing and improving current processes and procedures
Identifying and investigating regulatory reporting exceptions, developing a strong understanding of the requirements of the current and upcoming regulatory environment
Reviewing daily control reports targetting patterns of exceptions
Supporting the desk through system enhancements and regulatory or compliance queries. Taking the lead in testing for new product and system roll-outs. Representing the trading MO team on various projects
Providing timely and accurate MIS data in response to ad hoc management queries
Basic awareness of financial markets, compliance and regulatory environments
Ability to focus on the detail and maintain accuracy in a pressurised environment

Intermediate Transaction Capture Analyst Resume Examples & Samples

Bachelors Degree, preferably in a Business, Finance, or Economics concentration
Min. 2 years Middle Office experience in similar role, preferably working with Fixed Income
Fluency in written & spoken English, Mandarin & Cantonese
Strong interpersonal skills. Able to work with teams or different group of people
Able to function effectively in a high-volume & dynamic environment
Can able to work well under pressure and multi-task with a sense of urgency
Knowledge of Markitwire & DTCC system is benefit
Proficient in Microsoft Excel, Word & PowerPoint

Transaction Capture Analyst Resume Examples & Samples

Candidate must be a self-starter who possesses a BA/BS degree or equivalent work experience in financial services with emphasis on people management, risk control, reconcilement and basic accounting. Also important are strong process and project management skills, analytical abilities and excellent communication skills with all levels of staff and management
Possess excellent interpersonal, business writing, and verbal/presentation skills including good communication skills with the ability to be assertive. Strong aptitude with understanding regulatory environments
Preferred working experience in project management with a solid technical background with understanding and/or hands-on experience in Citi systems
Solid organizational skills including attention to detail and multi-tasking skills

Transaction Capture Analyst Resume Examples & Samples

A good theory based understanding of derivatives will be a benefit – particularly Equity derivatives
A Finance/accounting/ Mathematical background from degree would be preferred along with a good demonstration of organisation, ownership and responsibility in previous activities
Candidate should possess excellent communication skills and be able to work in stressful environments. Skills in organisation and prioritization are essential
Knowledge of OTC confirmations a benefit
Knowledge of current Regulations affecting the OTC space also a benefit
Experience in Client Service, Relationship management, Front Office Support preferred

Citibank Berhad Kl-transaction Capture Analyst Resume Examples & Samples

Degree in Finance, Accountancy or Banking is preferred
Fresh Grads
Good understanding on Foreign Exchange and Money Market products as well as regulatory policy and guidelines
Computer literate especially in Microsoft Excel
Team player, strong numerical skills and attentive to details with a high level of accuracy

Transaction Capture Analyst Resume Examples & Samples

Monitor, investigation and drive remediation of trade exceptions partnering with colleagues in the business and other support fucntions (Compliance, Product Control, Technology, etc)
Continuously identify, assess and improve the front to back trade life cycle flow and collaborate with colleagues to improve accordingly
Technical Skills: Working knowledge of Microsoft Office suite of products (Excel, Access, Power Point) preferred

MYS Ctsm Kl-transaction Capture Analyst Resume Examples & Samples

Bachelor's degree or diploma in accounting, finance, computer science, Business Admin and/or professional qualification (ACCA, CPA, CA or equivalent)
At least 1-5 years TA experience preferable
Familiarity with global markets – practices, regulations, industry trends and key industry segments
Knowledge of operations for various kinds of funds including but not limited to Hedge funds, Mutual funds, REITs and ABS
Detailed knowledge of business processes and procedures as well as service and systems (including downstream impacts)
Candidate should be flexible ready to work in different shifts

Transaction Capture Analyst Resume Examples & Samples

Assist in day to day operational support of Syndicate Underwriting business (Municipal and Corporate Bond Investments) acting as an intermediary between Internal/External Clients and third party trustees
Book and maintain various types of transactions in product processor and risk systems
Liaise between sales, trading desk, financial control and other operational and support areas
Handle customer inquires as well as generate and make reports available for customers
Work closely with third-party trustee, counsel, rating agency's on setup and maintenance of trust life cycle
Work on and test system enhancements to improve controls and straight through processing
Financial markets experience (not a must)
Desire to work in a fast paced environment and multi-task under tight deadlines
Spreadsheet and quantitative skills

Intermediate Transaction Capture Analyst Resume Examples & Samples

Manage operational relationships for institutional clients transacting with the fixed income sales business
Develop understanding of fixed income financial products and markets
Ensure timely and accurate trade capture of fixed income transactions
Resolve trade confirmation breaks and settlement exceptions with clients
Continuously work to improve day-to-day process flows
The individual will work closely with our institutional clients, salespeople, trading assistants and operations and technology to provide a high level of service to our clients and internal businesses
Ability to demonstrate independent decision making skills
Must be Able to work extended hours

Transaction Capture Analyst Resume Examples & Samples

Provide institutional clients product coverage for the U.S. and international equity markets. This includes IPO's, convertible bonds, stocks, syndicates, program trading and FX currency exchanges
Work directly with sales trades on the cash, electronic, convertible bond and program desks to ensure complete trade execution and settlement
Ensured the integrity of the bank's trading positions through accurate trade capture, portfolio management, price reconciliations and query management
Handle the booking and matching of trades, account maintenance and commission and trade settlement for assigned client portfolio
Fully responsible for keeping assigned portfolio in compliance with SEC securities trading regulations such as 204, Regulation T, Rule 15c3-3 and Regulation SHO
Detailed Job Skills required/needed to perform the role

Transaction Capture Analyst Resume Examples & Samples

Manage variable daily traded volume within the role; adhere to tight deadlines, involving large financial transactions
Look to actively develop relationship with key Clients as appropriate
Ensure all post settlement breaks are resolved within the required timeframe and that the numbers of reconciliation differences are kept within strict tolerances
Assist with staff development / training and meet all Objective/Appraisal deadlines

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