Corporate & Investment Bank-legal Resume Samples
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Corporate & Investment Bank-legal Resume Samples
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NS
N Shields
Nickolas
Shields
603 Hudson Mountain
Philadelphia
PA
+1 (555) 578 7252
603 Hudson Mountain
Philadelphia
PA
Phone
p
+1 (555) 578 7252
Experience
Experience
Chicago, IL
Corporate & Investment Bank-legal
Chicago, IL
Muller, Schamberger and Murphy
Chicago, IL
Corporate & Investment Bank-legal
- Assistance with the development of policies, procedures and controls
- Advising the collateral management business on a wide range of issues affecting the business and their clients
- Assist with the legal and commercial settlement of any type of error or dispute (e.g. trading, booking, settlement etc) with clients, dealers and CCPs
- Assist with the legal and commercial settlement of any type of error or dispute (e.g. trading, booking, settlement etc) with clients, brokers, exchanges etc
- Technical drafting of various collateral management agreements and related documentation
- Provide legal and regulatory support and advice to the F&O business
- End to end transaction management, navigate internal processes and coordinate with clients across multiple regions
Phoenix, AZ
Private Bank & Corporate & Investment Bank Legal Advisory Lawyer
Phoenix, AZ
Legros-Crooks
Phoenix, AZ
Private Bank & Corporate & Investment Bank Legal Advisory Lawyer
- Providing legal advice to the business, support functions and risk partners in connection with the provision of private banking solutions (including securities based lending) to an Italian based but potentially international client base
- Advising on standard terms and conditions for a wide range of banking products; advising on the structuring and execution of non-standard transactions (which might combine derivative aspects)
- Assisting other members of the legal department with advice on a general legal, regulatory and contract matters arising from transactions by J.P Morgan’s corporate and investment banking business and discretionary investment management business in Italy
- Advising on the Italian law aspects of J.P. Morgan’s business in Italy
- Advising management, support functions and risk partners on law and regulation that will impact on the operations or commercial and financial position of J.P. Morgan’s business in Italy
- Assisting management and other members of the legal team on governance issues relating to J.P. Morgan’s business in Italy and assisting with global and regional projects
- Co-ordinating, instructing and supporting J.P. Morgan’s external legal advisors
present
Boston, MA
Corporate & Investment Bank-legal Luxembourg Counsel VP
Boston, MA
Heidenreich LLC
present
Boston, MA
Corporate & Investment Bank-legal Luxembourg Counsel VP
present
- Participating in Local Operating Committees
- Participating in Outsourcing Committees
- Participating in a working groups (e.g. hosted by industry associations)
- Assisting in the development of policies, procedures and standard forms
- Advising on new product expansion and periodic product reviews
- Liaising with local regulators on legal and regulatory matters in conjunction with local Compliance
- Reviewing, negotiating and drafting legal transaction documentation for Investor Services, Treasury Services and Wealth Management as well as for the firm’s own Treasury function
Education
Education
Bachelor’s Degree
Bachelor’s Degree
University of Delaware
Bachelor’s Degree
Skills
Skills
- Futures and Options, regulatory law and OTC clearing experience would be highly desirable
- Strong attention to detail
- Ability to work independently, manage complex projects, exercise good judgment and work effectively in challenging business environments
- Regulatory and prior Futures & Options and OTC Clearing experience highly desirable
- Excellent written and oral communication skills and negotiating skills
- Commercial and practical outlook, ability to handle a number of matters and to prioritize and re-prioritize in a pressurized commercial environment
- Strong intellectual and legal skills
- Excellent drafting, written and oral communication skills
- Strong organisational and project management skills
- Ability to manage projects and work independently
15 Corporate & Investment Bank-legal resume templates
Read our complete resume writing guides
1
Corporate & Investment Bank Legal Trust & Fiduciary Lawyer VP Resume Examples & Samples
- Provision of legal guidance and expertise to the Trust & Fiduciary Business throughout Europe, specifically although not limited to Ireland, Luxembourg and the UK, including general advice and negotiation and drafting of transaction documentation and contracts
- Working with the Trust & Fiduciary Business and the respective industry groups to assess and implement new regulatory requirements
- Advising the Trust & Fiduciary Business on key legal/regulatory issues
- Assisting the Trust & Fiduciary Business to implement new initiatives
- Extensive years of post qualification experience with a City law firm or equivalent experience as lawyer obtained in private practice or in-house
- Strong background in fund structures and advising on significant regulatory developments such as AIFMD and UCITS V
2
Corporate & Investment Bank Legal Securities Lending Lawyer Resume Examples & Samples
- Working with the Fund Services Business and the respective industry groups to assess and implement new regulatory requirements
- Assessing legal risk, advising on such risk and reviewing policies and procedures and processing changes to mitigate risk
- Attendance at internal and external meetings
- Experience with a City law firm or equivalent experience as lawyer obtained in private practice or in-house
- Strong background in traditional and alternative funds
3
Corporate & Investment Bank Legal Treasury Services Lawyer Assistant VP Resume Examples & Samples
- Analyse existing legal documents for conformance to the Bank's policies and procedures and regulatory requirements
- Advising on legal and regulatory issues affecting Treasury Services products
- Communicate effectively with internal business partners
- Experience in banking and/or financial services law or equivalent experience both in private practice and in house would be a plus
- Ability to handle a large and diverse workload
- Excellent communication skill
4
Corporate & Investment Bank Legal Securitisation Resume Examples & Samples
- Developing and maintaining pro-active relationships with business groups in London which originate European/U.S. placed securitisation products (as described above), infrastructure transactions and capital markets debt products, review and negotiate and provide legal advice on transactions
- Pro-actively developing/advising/informing/assisting others in the EMEA Debt Capital Markets Group on/legal advice in connection with securitisations and vanilla debt products
- Provide legal/regulatory advice to the business and others in the CIB Legal Department in connection with various regulatory securitisation initiatives
- Excellent drafting and oral communication skills with in-depth experience of securitisations, general capital markets and basic derivatives documentation
- A broad skill set that is adaptable to a range of vanilla and structured finance transactions including new or novel asset classes
- Strong analytical, problem solving, organisational and teamwork skills
- Ability to work to deadlines, identify and assess legal risk and work independently as necessary
5
Corporate & Investment Bank-legal Retail Structured Products Lawyer Resume Examples & Samples
- Excellent drafting skills, including the ability to draft "plain language" disclosure documents
- Extensive experience of debt capital markets and derivatives documentation (including familiarity with ISDA derivative definitions (i.e. equity derivative, commodity derivatives, interest rate derivatives, foreign exchange derivatives and credit derivatives)
- Strong interest in both transactional and policy work
- Good commercial awareness, with ability to advise the business on cross-jurisdictional matters spanning across multiple asset classes and product wrappers which are offered to a spectrum of end investor types
- Confident and proactive, with interest in working closely with the business
- Experience in documenting securities transactions targeted at the retail market throughout EMEA and familiarity with related legal, regulatory and policy issues including the work of the Joint Associations Committee on retail structured products
- Experience in documenting EMTN and/or repackaging programmes
- Experience with securitised derivative products (warrants, certificates and notes)
- Familiarity with tax, accounting and legal and regulatory issues associated with subsidiary issuing entities and special purpose vehicles
- Fluency in an European language in addition to English
6
Corporate & Investment Bank-legal Resume Examples & Samples
- Provide legal and regulatory support and advice to the F&O business
- Advise upon and negotiate exchange and clearing house legal documentation. Clarify and high-light key issues/risks to the F&O business
- Engage with exchanges and clearing houses with respect to new rules and agreements impacting the F&O business
- Review and advise upon a variety of legal opinions (e.g. jurisdictional, collateral and netting opinions etc)
- Provide support in relation to the JP Morgan standard clearing agreement, execution agreements, credit support documentation, non-disclosure agreements, electronic trading agreements and custody agreements
- Work closely with Compliance and other legal teams in relation to market/regulatory developments or client contracts with cross-product impact (in particular, with the OTC Clearing, Regulatory, Prime Brokerage and Cash Equities legal teams)
- Review of and advising in relation to regulatory change such as MiFID II, FCA CASS and other regulatory and market rules
- Review and approve or draft legal and regulatory disclaimers
- Assist with the legal and commercial settlement of any type of error or dispute (e.g. trading, booking, settlement etc) with clients, brokers, exchanges etc
- Draft tailored legal documentation, where required
- Prior experience in financial markets and trading/broking legal work
- Futures and Options, regulatory law and OTC clearing experience would be highly desirable
- Excellent understanding of the commercial, legal and regulatory environment in which the J.P.Morgan’s Global Clearing business operates
- Strong intellectual and legal skills
- Excellent drafting, written and oral communication skills
- Commercial and practical outlook, ability to handle a number of matters and to prioritize and re-prioritize in a pressurized commercial environment
7
Corporate & Investment Bank-legal Resume Examples & Samples
- Negotiating all agreements relevant for the business with a variety of types of clients such as pension plans, corporates, mutual funds, UCITS and other funds financial institutions including collateral management agreements, clearance agreements, confidentiality agreements, margin control agreements, and other ancillary documentation
- Advising the collateral management business on a wide range of issues affecting the business and their clients
- Instructing and liaising with external counsel, as required, including review and analysis of legal opinions
- Advising the business on key legal/regulatory issues
- Liaising with business representatives and legal and compliance colleagues and other control functions e.g. credit, risk, tax, in the EMEA region and globally
- Good experience within a Legal Department of a premier financial institution or in private practice (preferably with in-house experience)
- A background in collateral management, or custody, or securities lending/repo is preferred but not required
- Excellent written and oral communication skills and negotiating skills
8
Corporate & Investment Bank Legal Documentation Specialist Associate Resume Examples & Samples
- Involved in internal system set up and establishing controls for credit and documentation tracking
- Legal Degree (Masters Level or LPC equivalent) preferred but not mandatory
- Team player, confident, and proactive
9
Corporate & Investment Bank-legal Resume Examples & Samples
- End to end transaction management, navigate internal processes and coordinate with clients across multiple regions
- Draft and negotiate documentation in accordance with policies, procedures and regulatory requirements
- Obtain and track internal documentation exception approvals and maintain up-to-date transaction information
- Communicate effectively with, and provide guidance and subject matter expertise on documentation to, internal business partners
- Coordinate and manage engagement of external legal counsel
- Undergraduate degree; a Law degree (or equivalent) is an advantage, but candidates with strong transferable skills will be considered
- Ability to interact effectively with internal and external clients
- Ability to work independently, manage complex projects, exercise good judgment and work effectively in challenging business environments
10
Corporate & Investment Bank-legal Prime Brokerage Lawyer Assistant VP Resume Examples & Samples
- Core Responsibilities
- Providing assistance to the business in onboarding clients, including negotiating agreements
- Providing advice to the business on legal and regulatory implications of new markets, new regulations in connection with all aspects of the business and ongoing compliance with existing regulations
- Identifying and resolving legal and regulatory issues affecting the prime brokerage business
- Reviewing legal opinions relating to collateral confidence and capital introduction services
- Fluent in English
- Confident and proactive, with an interest in working closely with the business
- Derivatives experience
- AIFMD/CASS/Custody experience
11
Corporate & Investment Bank-legal Equity Finance Lawyer Assistant VP Resume Examples & Samples
- Managing the funding and liquidity positions of the FI cash and trading desks
- Covering shorts positions of the FI cash and trading desks
- Match book activity where the Business is engaged in client financing activity and managing the risk of such activities
- Drafting and negotiating derivative documentation in relation to transactions
- Identifying and resolving legal and regulatory issues affecting the financing businesses
- Working closely with the business on project related matters or new business initiatives
- Substantial experience with GMRA, GMSLA and equity derivatives documentation and regulatory framework
12
Corporate & Investment Bank-legal Treasury Services Lawyer Assistant VP Resume Examples & Samples
- Responsible for interpreting client needs and documentation requirements from information provided by internal business partners
- Negotiate standard and customized contracts that minimize the risk to the business through strict adherence to policies, procedures, and regulatory requirements
- Responsible for coordination of documentation globally, for clients with presence in multiple regions
- Responsible for performing global research to assess existing documentation status for a client and to determine ongoing documentation requirements
- Contribute to the development and maintenance of negotiation guidelines, training materials and procedures
- Coordinating and managing engagement of external counsel
- Degree in law
- Attorney must be licensed to practice law and a member in good standing in the state/jurisdiction in which the position is based or otherwise in compliance with the in-house counsel registration rules of that state/jurisdiction
- While commercial transactions experience would be helpful, recently qualified solicitors or lawyers with equivalent qualifications may apply as well
- Experience in banking and/or financial services law or equivalent experience both in private practice and in house would be a plus but is not essential
13
Corporate & Investment Bank Legal Capital Markets Lawyer Assistant VP Resume Examples & Samples
- Pro-actively support the business groups in London and other offices globally which originate transactions, through structuring and execution of transaction including review and negotiation of legal documents, legal advice, and providing guidance on risk assessment and solutions
- Liaise with the business teams, other control areas and colleagues in Legal in setting/maintaining documentation standards, internal policies, practice guidelines, and monitoring relevant legal, regulatory and documentation developments
- Pro-actively sharing experience and know-how with colleagues in Legal, where appropriate globally. Provide training to the business and within Legal
- Participation in Legal and Firm-wide projects
- Strong analytical, problem-solving and execution skills. Results-driven
- Must be able to demonstrate solid DCM and/or ECM experience in a lead role at a premier law firm (secondment to an investment bank - an advantage) or an in-house legal team at an investment bank
- Lawyer must be licensed to practice law and a member in good standing in the state/jurisdiction in which the position is based or otherwise in compliance with the in-house counsel registration rules of that state/jurisdiction. Non-legal candidates with strong work
- English – fluent
- Foreign languages – an advantage but not a necessity
14
Corporate & Investment Bank Legal Custody Lawyer Resume Examples & Samples
- Provision of legal guidance and expertise to the Custody Business throughout Europe, specifically although not limited to Ireland, Luxembourg and the UK, including general advice and negotiation and drafting of transaction documentation and contracts
- Working with the Custody Business and the respective industry groups to assess and implement new regulatory requirements
- Instructing and liaising with external counsel, as required
- Advising the Custody Business on key legal/regulatory issues
- Assisting the Custody Business to implement new initiatives
- Liaising with Business representatives and legal/compliance colleagues and other control functions (e.g. credit, tax etc) in EMEA and globally (US and Asia)
- English qualified with post qualification experience with a City law firm or equivalent experience as lawyer obtained in private practice or in-house
- Strong background in Custody Fund Services business
- Pragmatic with excellent business sense
- Ability to interact effectively with clients
- Background in providing legal services to operational intensive businesses is preferred
15
Corporate & Investment Bank Legal Assistant General Counsel Corporate Lawyer Associate Resume Examples & Samples
- Reviewing, advising on and negotiating M&A advisory related documentation, including engagement letters and confidentiality agreements, and advising on conflicts management
- Attending business review committees and valuation/fairness opinion committees as representative of the M&A Legal team and reviewing valuation and fairness opinions
- Co-ordination as needed with other CIB Legal Practice Groups, such as Equity/Debt Capital Markets, and with external counsel as and when required
- Domestic and cross border deal execution experience accumulated at a Magic or Silver Circle firm
- In house M&A/Corporate experience at a bulge bracket investment bank would be an advantage, but is not essential
- Ability to work under pressure and to tight deadlines
16
Corporate & Investment Bank-legal French Speaking Derivatives Lawyer Assistant VP Resume Examples & Samples
- Working closely with the business from inception to close of transactions
- Working with the business to draft proprietary index rules and resolve legal issues surrounding the establishment of the indices
- Identifying and resolving legal and regulatory issues affecting the Equity Derivatives business
- Significant and long standing experience with FBF and ISDA derivatives documentation
- Familiarity with and strong interest in the regulatory and policy framework for ISDA based transactions
- Experience with multiple asset classes and proprietary indices and related legal and regulatory issues
- Familiarity with structured funds and securitised derivatives
17
Corporate & Investment Bank-legal Corporate Derivatives Lawyer VP Resume Examples & Samples
- Working closely with the business from inception to close of a transaction
- Liaising with other internal departments such as compliance, tax, credit, conflicts and risk to obtain their input and help the business progress the trade
- Identifying and finding solutions to the legal and regulatory issues relevant to the transaction
- Excellent judgement, drafting and analytical skills
- Familiarity with and strong interest in the regulatory and policy framework for corporate derivatives and margin loans
- Solutions-driven, confident and proactive lawyer with an interest in working closely with the business
- Significant experience in corporate derivatives and margin loans is preferable, however, experience in other structured financing and/or complex derivatives work is also desirable
18
Corporate & Investment Bank-legal Retail Structured Products Assistant VP Resume Examples & Samples
- Experience with debt capital markets, structured products and derivatives documentation (including familiarity with ISDA derivative definitions in particular equity and credit)
- Familiarity in negotiating distribution agreements and licence agreements
- Good commercial awareness, with ability to advise the business on cross-border issues spanning across multiple asset classes and product wrappers
19
Corporate & Investment Bank-legal Luxembourg Counsel VP Resume Examples & Samples
- Acting as the key representative of the Legal Department for the legal entity JP Morgan Bank Luxembourg SA, and overseeing all business and corporate activities conducted through that legal entity
- Identifying and managing legal risk and advising the business and other stakeholders on relevant legal and regulatory issues including, inter alia, Bank secrecy, anti money laundering, “know your customer” requirements, competition, sanctions, data privacy, outsourcing HR and corporate governance issues
- Supporting Corporate Governance for local legal entities and branches and supporting (together with Compliance and other Control functions) the internal Control and Risk agenda
- Advising on legal and regulatory developments
- Reviewing, negotiating and drafting legal transaction documentation for Investor Services, Treasury Services and Wealth Management as well as for the firm’s own Treasury function
- Advising on new product expansion and periodic product reviews
- Liaising with local regulators on legal and regulatory matters in conjunction with local Compliance
- Assisting in the development of policies, procedures and standard forms
- Assisting with HR related matters in conjunction with EMEA HR Legal team
- Supporting litigation in conjunction with EMEA Litigation team
- Participating in a working groups (e.g. hosted by industry associations)
- Participating in Business Control Committees for the LOBs
- Participating in Outsourcing Committees
- Participating in Local Operating Committees
- Knowledge and experience of Luxembourg law (in particular banking, securities law, custody) with relevant experience gained at a top tier law firm or a bank or investment firm. Knowledge and understanding of common law would be n advantage
- Excellent verbal communication and experience of dealing with senior management in challenging and demanding situations and under tight deadlines
- Experience in transactional workflow and ability to deal in an informed manner with a wide range of products
- An organized self-starter able to handle multiple projects simultaneously
- Working in a cross-functional team to achieve common goals
- Flexible time manager with an ability to prioritize and respond to business needs and goals
- Languages: French and English
20
Corporate & Investment Bank-legal Fixed Income Derivatives Lawyer VP Resume Examples & Samples
- Team player, confident and proactive, with interest in working closely with the business
- Lawyer must be licensed to practice law and a member in good standing in the state/jurisdiction in which the position is based or otherwise in compliance with the in-house counsel registration rules of that state/jurisdiction
- Exceptional organisational and communication skills
- Experience with structured products and derivatives documentation
- Good commercial awareness, solutions driven, with ability to advise the business on cross-border issues
21
Corporate & Investment Bank-legal Equity Derivatives Lawyer Assistant VP Resume Examples & Samples
- Working with the business to draft proprietary index rules and to assist in identifying and resolving legal and regulatory issues surrounding the establishment and ongoing governance of the indices
- Providing assistance to the business in structuring complex deals, liaising with external counsel where necessary/appropriate
- Working closely with the business from inception to the close of transactions, including identifying legal and regulatory issues relevant to the transaction and the drafting and negotiating of transaction documentation
- Assisting and advising on regulatory change and implementation affecting the businesses
- Liaising with other internal departments such as compliance, tax, credit and risk
- Strong interest in transactional and policy work, including regulatory implementation
- Experience with derivative transactions, debt capital markets and/or structured products
22
Corporate & Investment Bank-legal Investor Services Lawyer VP Resume Examples & Samples
- Advising the depositary receipts business and other Investor Services businesses on all legal and documentation related issues
- Negotiating agreements relevant to the businesses such as Deposit Agreements, Fee Letters and ancillary documentation (including related drafting) with clients and their internal or external counsel, as required
- Providing day-to-day legal advice and guidance in relation to the depositary receipts and responding to enquiries
- Attendance at internal and external meetings, e.g. product development meetings, and document negotiation sessions with clients and/or their internal and external legal counsel
- Liaising with business representatives and legal/compliance colleagues and other control functions e.g. Compliance, Credit, Risk and Tax
- Day to day management, together with business and compliance partners, of regulatory matters relevant to the business
- A background in depositary receipts, custody, collateral management, or or securities lending/repo is preferred but not required
- Good organisational, prioritisation and time management capabilities and ability to work on multiple matters
- Ability to work in an open plan environment
- Ability to work to deadlines and independently track and progress negotiations
- Excellent negotiating skills
- Familiarity with the financial services industry
- Some background in providing legal services to businesses that are operationally intensive and prior interaction with other providers of agency services (eg CSDs, Clearing Houses) is preferred but not essential
- Ability to work independently and as part of a team
- Strong understanding of the interplay between legal and business risk issues
23
Private Bank & Corporate & Investment Bank Legal Advisory Lawyer Resume Examples & Samples
- Providing legal advice to the business, support functions and risk partners in connection with the provision of private banking solutions (including securities based lending) to an Italian based but potentially international client base
- Advising on standard terms and conditions for a wide range of banking products; advising on the structuring and execution of non-standard transactions (which might combine derivative aspects)
- Assisting other members of the legal department with advice on a general legal, regulatory and contract matters arising from transactions by J.P Morgan’s corporate and investment banking business and discretionary investment management business in Italy
- Assisting with the review of local consumer legislation and assisting with analysis of current best practice, competitor behaviour (where appropriate and relevant) and all relevant legal and regulatory requirements
- Advising on the Italian law aspects of J.P. Morgan’s business in Italy
- Advising management, support functions and risk partners on law and regulation that will impact on the operations or commercial and financial position of J.P. Morgan’s business in Italy
- Assisting management and other members of the legal team on governance issues relating to J.P. Morgan’s business in Italy and assisting with global and regional projects
- Working with business and corporate functions to assess the vulnerability of products and services to existing or future legal or regulatory challenge and, with an awareness of business priorities, helping devise mitigation strategies
- Co-ordinating, instructing and supporting J.P. Morgan’s external legal advisors
- Excellent verbal and written communication skills (Italian and English)
- First class drafting and negotiating skills
- Strong interpersonal skills which will enable the candidate to work successfully within a team
- An ability to develop strong relationships with the business and fellow Legal and support professionals
- Knowledge of applicable banking laws and regulations (including laws relating to consumer lending, deposit taking and cross border licensing)
- Knowledge of issues relating to taking security interest on a cross border basis, ideally over a wide range of financial instruments including debt and equity securities, funds, structured products, hedge fund interests and insurance wrappers (held across a number of different platforms)
- Awareness of the regulatory environment impacting advisory and discretionary investment management services
- Business awareness and the ability to provide practical advice and solutions to meet business needs
- A proven track record of complex problem-solving, exercising a high level of judgement and taking calculated risks
- The ability to prioritise and manage projects effectively
- Ideally, experience gained within a top law firm and/or in the legal department of a top tier financial institution (preferably including a private client or asset management business)
- Ideally, familiarity with international financial services regulatory issues
24
Corporate & Investment Bank-legal Resume Examples & Samples
- Provide legal and regulatory support and advice to the Global Clearing business
- Focus on CCP Clearing rules and membership matters
- Clarify and high-light key issues/risks to the Global Clearing business
- Engaging with clearing houses with respect to new rules and arrangements impacting the business
- Review and advising upon a variety of legal opinions (e.g. jurisdictional, collateral and netting opinions)
- Work closely with Compliance and other legal teams in relation to market/regulatory developments or client contracts with cross-product impact (in particular, Derivatives, Regulatory Affairs, Prime Brokerage and Cash Equities legal teams)
- Review of and advising in relation to regulatory change such as MiFID II, FCA CASS, EMIR and other regulations
- Assist with the legal and commercial settlement of any type of error or dispute (e.g. trading, booking, settlement etc) with clients, dealers and CCPs
- Participate in industry advocacy via industry groups (ISDA and FIA)
- Regulatory and prior Futures & Options and OTC Clearing experience highly desirable
- Commercial and practical outlook, ability to handle a number of matters and to prioritise and re-prioritise in a pressurised commercial environment
