Supervisor, Audit Job Description
Supervisor, Audit Duties & Responsibilities
To write an effective supervisor, audit job description, begin by listing detailed duties, responsibilities and expectations. We have included supervisor, audit job description templates that you can modify and use.
Sample responsibilities for this position include:
Supervisor, Audit Qualifications
Qualifications for a job description may include education, certification, and experience.
Licensing or Certifications for Supervisor, Audit
List any licenses or certifications required by the position: CPA, CIA, CISA, CISSP, CFA, CISM, CRCM, APA, CBA, CRMA
Education for Supervisor, Audit
Typically a job would require a certain level of education.
Employers hiring for the supervisor, audit job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and Master's Degree in Accounting, Finance, Business, Education, Business/Administration, Auditing, MBA, Graduate, Technology, Communication
Skills for Supervisor, Audit
Desired skills for supervisor, audit include:
Desired experience for supervisor, audit includes:
Supervisor, Audit Examples
Supervisor, Audit Job Description
- Participate in regular activities pursuant to his or her personal marketing plan
- Continue to develop awareness of the Firm marketing strategies and participate in niche activities
- Build effective working relationships with client personnel
- Mentor staff accountants and provide performance-related information to managers for the content of engagement evaluations
- Develop an understanding of the client’s business and become a “functional expert” in the area
- Consistently demonstrate concise, accurate, and organized work paper technique
- Build effective working relationships with client personnel and meet time constraints and client deadlines
- Maintain contact with management regarding audit scope, status, and findings
- Responsible for the preparation of audit strategies and business plans
- Develop and implement a personal marketing plan to attract new clients
- Bachelor’s degree required in Accounting or other relevant subject, MBA preferred
- Working knowledge the common issues facing non-publicly traded companies in manufacturing, distribution and services industry, including but not limited to
- Familiarity with capital adequacy components and regulatory requirements
- Must be able to supervise staff at lighter levels on different engagement(s)
- Experience in various industries is a plus
- 401k plan audit and ESOP audit experience ideal
Supervisor, Audit Job Description
- Ensuring delivery of quality client service and maintain profitable client relationships
- Developing, supervising and mentoring team members
- Maintaining contact with client personnel responsible for the engagement matters throughout the year
- Possessing a deep knowledge of the client and the client’s business
- Directly interacting with executive level client personnel and owners
- Identifying planning & consulting opportunities
- Being cognizant of time budgets, but does not allow time budgets to sacrifice the quality of the audit procedures
- Prepare and plan one or multiple audits (in sequence or parallel) including Financial, Operational, Fraud and IT engagements
- Conduct audit fieldwork in accordance with department standards
- Coach and lead other auditors interview, observe, test and document
- Must be able to interpret and convey technical information to all levels of technical aptitude, including senior management
- Professional certification (CIA, CISA, CISSP or equivalent)
- 4-5 years of public accounting and/or private industry audit experience with knowledge of Information Technology risks and internal controls
- Understanding of information technology frameworks, including but not limited to COBIT, ITIL and ISO 27002
- Working knowledge of information security assessment industry standards/best practices and compliance with information security-related laws and regulations
- Self-motivated with ability to work independently and multitask to complete assignments within time constraints
Supervisor, Audit Job Description
- Applies and actively supports the hotel's pricing policy
- Establishes the closing and nightly activity reports for hotel management
- Ensures the organization's internal controls, processes, policies and mechanisms are adhered to and compliance with regulatory principles, industry standards and corporate guidelines
- Performs audit procedures for control testing including preparation of scoping document, risk assessment, perform testing and evaluate deficiencies noted
- Assist to design internal audit procedures and work program for the audit
- Perform follow-up reviews to examine that actions committed by management have been completed
- Assist in other ad-hoc work
- Responsible for the supervision of senior, semi-senior and staff auditors
- Day to day operational supervision of all daily revenue audit functions
- Directs and supervises audit clerks in the performance of their duties
- Ability to travel 20% - 40%, both international and domestic
- Generally leads a team focused on assigned audit and generally assumes the lead position on the audit, providing supervision and assignments to team members as Auditor In Charge reviewing work papers completed by staff and drafting audit report
- Responsible for time and staffing budgets for upcoming audits
- Works at direction of Audit Manager
- May perform testing procedures for more critical areas of audits
- Supervises findings follow up tasks with management and audit staff
Supervisor, Audit Job Description
- Perform special audits to provide high level of expertise on matters of complex or sensitive nature
- Provides assistance to internal, external, and/or regulatory auditors in the preparation of their examinations
- Responsible for the dissemination and training of tenured employees on process changes/updates
- Daily, review a sample of daily audit packets for completeness and accuracy
- Continually evaluate the existing revenue audit processes and procedures, suggest improvements that will increase department efficiency
- Assist the Revenue Audit Manager in developing and implementing new audit processes and procedures as operational changes occur
- Conduct follow up on outstanding discrepancies noted by the Revenue Audit team
- Answer department managers questions related to the work performed by Revenue Audit
- Evaluate Revenue Audit Team Members performance
- Gather and analyze information using various methods and systems
- Knowledge of GlobalMarkets/Investment Banking lines of business, Candidate should also be familiar with key securities industry regulations and US market structure the key processes and controls within the Finance, Operations and Middle Office functions
- Knowledge of UK GAAP, UK and International GAAS, IFRS and Financial Reporting requirements
- A bachelor's degree and CPA certification required with a minimum of 3-5 years public accounting experience
- At least 3 years in Big 4 accounting firm
- Portuguese would be an asset
- Ability to travel domestic (Mexico) and regional (Honduras & Brazil) as required (75%)
Supervisor, Audit Job Description
- Assigns auditing tasks to Revenue Auditors in accordance with their skill levels in order to obtain maximum efficiency and coverage
- Contribute to the development, implementation and communication of Audit's missions, goals and strategies
- Interact with regulatory agencies, external consultants and other internal risk management groups
- Prepare and plan one or multiple audits (in sequence or parallel)
- Conduct audit fieldwork including development of audit program in accordance with audit standards & schedule
- Coach and lead other auditors interview, observe, research, document and analyze
- Prepare workpapers review and approve work of others
- Review and draft audit findings and draft audit reports
- Supervise audit teams on the audit engagement
- Provide guidance and research of policy, procedures, internal control concepts, processes and other matters
- Undergraduate degree-Accounting / Finance / Business / Industrial Engineering / IT
- 5-7 years minimum experience in financial / accounting / business / consulting / information technology disciplines, including at least 3 years in internal / external audit
- Deep knowledge of relevant audit methodology, the main bank risks, legal and regulatory standards and activities within your scope, either within the area of Corporate & Investment Banking services and/or Specialized Financial Services
- Must understand fair value accounting
- Relocation to Memphis, TN
- Foreign Languages (may be required)