Manager, Regulatory Reporting Job Description
Manager, regulatory reporting
provides key inputs in the development and implementation of these systems that generate financial entries to ensure compliance with IFRS principles, accounting and financial controls.
Manager, Regulatory Reporting Duties & Responsibilities
To write an effective manager, regulatory reporting job description, begin by listing detailed duties, responsibilities and expectations. We have included manager, regulatory reporting job description templates that you can modify and use.
Sample responsibilities for this position include:
Ensure timely submission of Monthly Financial Report (MFR) to Investment Industry Regulatory Organization of Canada (IIROC)
Management of leverage ratio reporting, including business level view
Engagement with Front Office and other departments on capital-related matters – capital usage, interpretation and application of regulatory capital calculations, ad hoc queries
Production of Management metrics ALCO packs and other MI packs
Review drafts of various quarterly and annual financial statements provided to the FERC and the various state regulatory commissions
Perform quality control reviews of various financial statements, including all aspects of the underlying mapping files and footnote support
Take a leadership role in coordinating with various external groups for the timely flow of information required for preparation of and disclosure in said financial statements
Work on the improvement and enhancement of communications and processes around obtaining information necessary for the production of external financial statements
Manage requests from the external auditors in connection with annual financial statements that are subject to audit, including working with the Director of Regulatory Reporting and the external auditors to plan for the various audit requests
Maintain a high degree of knowledge of all current GAAP and FERC regulations and requirements and ensure that new accounting pronouncements affecting disclosures are implemented effectively, accurately, and completely
Manager, Regulatory Reporting Qualifications
Qualifications for a job description may include education, certification, and experience.
Licensing or Certifications for Manager, Regulatory Reporting
List any licenses or certifications required by the position: PMP, CPA, CFA, CIA, FID, PM, MBA, RFI, II, PRINCE
Education for Manager, Regulatory Reporting
Typically a job would require a certain level of education.
Employers hiring for the manager, regulatory reporting job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and University Degree in Accounting, Finance, Business, Economics, Financial Services, MBA, Business/Administration, Education, Management, Mathematics
Skills for Manager, Regulatory Reporting
Desired skills for manager, regulatory reporting include:
Accounting and basic terminologies used in the financial services sector
Project management and change management principles
Share point
Banking organization
EGL/OBI /Smartview
Federal Reserve Bank
GAAP and financial regulatory requirements with strong understanding of financial and management accounting principles
IFRS and financial regulatory requirements with strong understanding of financial and management accounting principles
Operations and technology
Regulatory banking environment and familiarity with risk management
Desired experience for manager, regulatory reporting includes:
Good knowledge of Wholesale processes at Finance, CMRM, MRC, Operations, and BLAR
Familiarity with FRY-9C, FR Y-14 and FFIEC 009 reporting requirements is recommended
Demonstrated time management and organizational skills to meet tight deadlines flexibility to adapt to changing priorities
Demonstrated relationship building, people management and leadership skills with the proven to ability to make things happen through use of impact and influence
Collaborative, team player with ability to work individually
Demonstrates the ability to manage up, laterally with business partners and with junior team members
Manager, Regulatory Reporting Examples
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Manager, Regulatory Reporting Job Description
Job Description Example
Our company is looking to fill the role of manager, regulatory reporting. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for manager, regulatory reporting
- Assist in GL attestation issue investigation when needed
- Responsible for resolving account ownership disputes when needed
- Prepare and analyze the differences between Location view and management view for P&CB Balance Sheet and resolve differences as required
- Report PEGA issues to PEGA data administrators timely opening tickets where required
- Assist in resolving control process issues, as assigned
- Support business rule change requests for GLs and transits for Canadian Banking
- SOX compliance and reporting, EUC compliance and training
- Prepare and submit data and data analysis
- Respond to data inquiries
- Monitor Canadian broker dealer capital position and assist in regulatory filings
Qualifications for manager, regulatory reporting
- An understanding of business and management functions in financial services
- An understanding of mortgage banking regulatory reporting requirements
- The qualified candidate will have a B.A
- This position requires excellent analytical, verbal and written communication skills necessary to
- 1+ years in the regulatory space
- 2+ years in business/team management
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Manager, Regulatory Reporting Job Description
Job Description Example
Our growing company is hiring for a manager, regulatory reporting. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for manager, regulatory reporting
- Member of a team specialized on the production of customised client reporting
- Presentations of customized client reporting both internally and to clients / prospects at senior level
- Ensure product readiness aligned to local market needs with Product & Operations partners primarily located in the UK
- Identification and follow up of new reporting development opportunities
- Oversight and coordination of operational tasks that are necessary to support the delivery and further development of customized reporting locally
- Transformation planning targeting the outsourcing of our local production facility to global hubs where appropriate and necessary
- This role will be responsible for the review of regulatory reports from CBRC, PBOC and SAFE for Asia Region
- Furthermore, you will also establish and maintain effective controls on the whole process of regulatory reporting
- You will be responsible for the detailed implementation of Asia Prudential Standards and Regulatory Reporting Model
- Another key responsibility is the management of change control from new products, system updates or various projects on the regulatory and statutory reporting including but not limited to impact analysis, procedure or workflow updates
Qualifications for manager, regulatory reporting
- Ability to create and enhance key MI reporting
- Significant detailed experience of producing regulatory returns for a Bank
- An in-depth knowledge of Bank of England and FCA regulatory and reporting requirements
- In depth knowledge of COREP reporting
- Exposure to the FRS regulatory system
- Experience of Flexcube / Murex (an advantage)
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Manager, Regulatory Reporting Job Description
Job Description Example
Our growing company is looking for a manager, regulatory reporting. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for manager, regulatory reporting
- Develop and enhance the use of the Lombard Risk regulatory reporting system
- RBI Reporting – Ensure all RBI reports are submitted on timely basis with correct data
- Holdings Reconciliation – To ensure that when the Position Service overwrites the securities holdings in the trading system that they are all correct and that any differences are logged onto the database for investigation by the relevant ISFA team
- Manage the FATCA requirements for clients, to include
- Coordinate communications with various global stakeholders
- Manage associates and contractor resources
- Manage multiple strategic program deliverables associated with the Employee Compliance Operations Team
- Analysis and facilitation of requirements for strategic and legacy platforms
- UAT management and Implementation oversight of deliveries into production
- Partner closely with both local and global Compliance Operations, Compliance Advisory, Corporate Compliance Technology and other Senior Management to provide them with analysis and assessment of the above-mentioned activities
Qualifications for manager, regulatory reporting
- Significant experience of working with deadlines and tight timeframes and team management and development skill
- 6+ years of relevant experience in banking/financial industry
- Experience in external audit an advantage
- Coordinating & reviewing all regulatory reporting from other functions like Treasury Middle Office & Operations
- Regulatory reporting experience with a large Bank
- Professional Accounting Designation (CPA CA/CGA/CMA)
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Manager, Regulatory Reporting Job Description
Job Description Example
Our innovative and growing company is looking to fill the role of manager, regulatory reporting. Please review the list of responsibilities and qualifications. While this is our ideal list, we will consider candidates that do not necessarily have all of the qualifications, but have sufficient experience and talent.
Responsibilities for manager, regulatory reporting
- Participate in the proactive identification, assessment, and monitoring of potential risks and issues related to various programs we support (i.e., Compliance Management Program, Third Party Management, Data Quality, Policy Management, Information Retention Policy, Business Continuity )
- Ensure readiness for changes to Regulatory Reporting (Y9C/Call Report/FR Y-14, ) such as working with GFIT Compliance team to define the new processes/controls and the Reg team on process documentation
- Day-to-day management of Genpact (offshore contractors) relationship
- Evaluate, update process documentation (with the assistance of process owners) for consistency
- Ability to build relationships across a broad range of internal and external constituencies
- Ability to collaborate, build positive, enduring relationships and exert influence without direct authority
- Strong working knowledge of the Banking Regulatory landscape
- Intellectual curiosity and analytical capabilities to proactively spot emerging risks
- Process design and automation experience to continuously drive improvements
- Produce production work papers
Qualifications for manager, regulatory reporting
- Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM), or Chartered Financial Analyst (CFA)
- 9+ years of experience in audit, 9+ years of experience in compliance, 9+ years of experience in financial analysis, or a combination
- 7+ years of experience in banking or the financial services industry
- 3+ years of experience auditing Call Reports, Y9C, FR Y 14A/M/Q, Resolution Planning
- Deliver projects on time and with quality, and budget
- Work with the Development, Production team
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Manager, Regulatory Reporting Job Description
Job Description Example
Our innovative and growing company is hiring for a manager, regulatory reporting. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for manager, regulatory reporting
- Work with project teams to provide feedback for process improvement, lessons learned, program enhancements, and strategic alignment with business or other programs
- Support the creation of management and project-related presentations as needed
- Define, and refresh transaction review and sampling methodology
- Obtain submission data from CRR, and execute risk-based sampling approach
- Oversee the end-to-end data quality review process, including scope development, sampling, transaction testing, and communication of observations for assigned area of banking product (Wholesale Banking, Mortgage Lending, Consumer Lending, Trading Products)
- Research and analyze regulatory pronouncements, reporting requirements and other accounting documents, and present analysis of recommendations to management
- Maintain a strong internal control mindset with accountability for maintaining controls assigned
- Review and approval of risk transfer checklists for new treaties and amendments
- Develop playbooks that outline GAAP and Stat accounting for new treaty actions
- Ensures implementation of new reinsurance accounting is consistent with technical accounting conclusions
Qualifications for manager, regulatory reporting
- Advanced MS office suite expertise
- Solid understanding of release management techniques
- Join a team of 7 business analysts and 5 project managers in the Regulatory Global Technology division, specifically the Regulatory Transaction Reporting team
- The applicant will be responsible for the implementation of technical changes required to fulfil DB’s regulatory obligations that are based on publications or circulars by regulators affecting Transaction Reporting in Asia Pacific jurisdictions
- The project manager will plan and deliver the project according to specifications, quality and on time to ensure DB is 100% in compliance with above mentioned regulatory requirements
- Advanced MS office suite, ideally including MS Project