Analyst, Regulatory Reporting Job Description
Analyst, regulatory reporting
provides weekly and monthly input to Treasury and Investment Accounting to support fund capital management and financial statement reporting.
Analyst, Regulatory Reporting Duties & Responsibilities
To write an effective analyst, regulatory reporting job description, begin by listing detailed duties, responsibilities and expectations. We have included analyst, regulatory reporting job description templates that you can modify and use.
Sample responsibilities for this position include:
Liaise with business units and support groups to handle any issues
Assist with the preparation and consolidation of the monthly and quarterly Basel 1 and Basel 3 capital results
Keep track of and ensure data and adjustments are received on time
Assist with the preparation and review of quarterly submissions to the Fed including the HC-R and FFIEC 101 reports
Compile required information for internal/external auditors, RRQA, and the Federal Government
Preparing regulatory filings with multiple government agencies including Form PF, Form SLT, Form B, Form QFR
Determining the fund scoping of each quarterly regulatory filings
Researching new regulatory developments and reporting requirements
Performing ad-hoc projects
Support the monitoring of funding and liquidity risk by use of various monitoring tools
Analyst, Regulatory Reporting Qualifications
Qualifications for a job description may include education, certification, and experience.
Licensing or Certifications for Analyst, Regulatory Reporting
List any licenses or certifications required by the position: PM, PGDBM, MBA, CFA, CPA, ISTQB, PMP, ITIL, AML, CFCS
Education for Analyst, Regulatory Reporting
Typically a job would require a certain level of education.
Employers hiring for the analyst, regulatory reporting job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and University Degree in Accounting, Finance, Business/Administration, Business, Economics, Education, Science, Financial Services, MBA, Technical
Skills for Analyst, Regulatory Reporting
Desired skills for analyst, regulatory reporting include:
Project management and change management principles
Related systems: Bloomberg
Reuters
Share point
Excel and Word
Financial / capital markets
Microsoft Office
Accounting concepts
Financial instruments and products acquired through studies
Processes/procedures related to Regulatory Reporting
Desired experience for analyst, regulatory reporting includes:
At least 3 years relevant experience gained in Big 4 audit firm or financial institutions
HKMA reporting experience added advantage
Excellent adaptability and flexibility to deal with a rapidly changing environment and time pressure to meet deadlines
Strong knowledge in EXCEL, WORD and ACCESS
MUST be willing to work out of an office located in Chicago, IL
Natural ability to manage large quantities of complex quantitative and qualitative information structured, systematic approach, with a high degree of accuracy
Analyst, Regulatory Reporting Examples
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Analyst, Regulatory Reporting Job Description
Job Description Example
Our innovative and growing company is searching for experienced candidates for the position of analyst, regulatory reporting. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for analyst, regulatory reporting
- Assist in the review the BRD and FRD created for regulatory reports
- Assist in the development of reconciliation framework between the ledgers and regulatory reports FR Y-9C
- Assist in the data aggregation across various infrastructure areas to prepare the FR Y-9C report
- Develop data quality process and monitor framework
- Assist in the development of a data governance and attestation framework for the FR Y-9C, FR Y-11, FR 2314 and FFIEC 009
- Submit transfer pricing
- Complete projects related to Accounting Changes or Process Efficiencies
- Maintain relationships and communication with Internal / External Audit and Regulators
- Communicate and interact with other areas across the organization
- Ensure prompt and adequate answers to queries made by Managers, PRA and Bank of England
Qualifications for analyst, regulatory reporting
- Previous responsibility for project management, risk management, or operations work including regulatory reporting
- Degree (or equivalent), and relevant professional qualification
- Strong work experience including 3-5 in an investment banking environment with emphasis on trade flow and business analysis, with good understanding of Front Office asset classes FX, IRS, CDS, Commodities, Equities, Futures
- Detailed understanding of derivatives reporting requirements such as Dodd Frank or EMIR, ideally with experience of reporting via DTCC
- Strong working knowledge and experience in working in front to back projects
- Business Analyst experience from a Custody or Investment Banking environment
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Analyst, Regulatory Reporting Job Description
Job Description Example
Our growing company is hiring for an analyst, regulatory reporting. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for analyst, regulatory reporting
- Involvement in project work to meet changes in regulatory rules
- To be successful in this role you will be enthusiastic, analytical and be able to work in a fast-paced environment
- Experience in financial markets across various products
- Knowledge and experience with MTS, Quantum or Core preferable
- Be pro-active, responsible and have good attention to detail
- Execute on all controls and provide results/documentation to HQ team for review and consolidation
- Develop and execute on gap remediation plan by partnering with risk, operations and technology
- Define and document requirements controlled migration of ref
- Tracking and monitoring the status of audit actions
- Liaising with other departmental stakeholders on hand-offs and analysis
Qualifications for analyst, regulatory reporting
- Ability to check one’s work
- Proven track record of developing new reporting & analysis related to regulatory reporting
- Solid verbal, written and graphical communication sills
- Strong Microsoft product skills, Excel, Access, Power Point, SharePoint
- Hyperion/TM1/Cognos/SAS/QlikView or related skills preferred
- 3 years good experience in MAS Basel 3 reporting
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Analyst, Regulatory Reporting Job Description
Job Description Example
Our innovative and growing company is hiring for an analyst, regulatory reporting. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.
Responsibilities for analyst, regulatory reporting
- Develop global partnerships across Technology, Operations, and other functions in order to help implement initiatives
- Review and analyze new business, rule changes or system changes that impact reporting processes and perform testing
- Document business requirements outlining required changes to reporting processes as a result of new business activity, new or amended regulations, system changes
- Develop and implement controls to ensure the timeliness, accuracy and completeness of reporting, and resolve any exceptions identified
- Support and respond to regulatory inquiries and exams
- Maintain a strong focus on streamlining processes by identifying and implementing automation opportunities
- Document policies and procedures as required
- Investigate, resolve exceptions & track metrics related to OATS and Electronic Blue Sheets (and others)
- Assist with coordinating the remediation of reporting anomalies (raise JIRAs, document requirements, and perform checkout )
- Assist with the production of presentations for a range of stakeholders highlighting achievements, reporting metrics, and other relevant material
Qualifications for analyst, regulatory reporting
- Excellent PC skills including utilisation of advanced Excel functions data analysis skills and Management Information production
- In-depth knowledge of front / middle / back office processes, such as trade execution, settlement, custodian funding, confirmations
- Bachelors degree in Accounting, Finance or directly related field
- Three years experience in public accounting or accounting industry with reporting, policy or financial analysis experience
- Bachelors degree in Accounting or Finance or a directly related field
- Three years experience in public accounting, accounting industry or preparing regulatory reports and financial statements is strongly preferred
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Analyst, Regulatory Reporting Job Description
Job Description Example
Our innovative and growing company is looking to fill the role of analyst, regulatory reporting. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.
Responsibilities for analyst, regulatory reporting
- OInterprets SEC regulations, STAT reporting principles, GAAP, SOX 404 regulations and company policies in order to perform complex tasks
- OInvestigates and resolves significant reporting issues/discrepancies
- Manage the detailed data gap assessment to support Regulatory Capital reporting requirement
- Review the business and functional requirement documentation for the Regulatory Capital production process working with Change Management and IT development teams and test the final output
- Assist in coordinating the data aggregation within various infrastructure areas within the IHC to complete the FRY9C and FRY14 reporting
- Coordination with multiple stakeholders across the organization
- Delivery of ad-hoc projects related to regulatory requirements to ensure firm’s compliance
- Be expected to participate on simultaneous reviews, identify issues and exceptions, develop remediation plans and communicate effectively to senior stakeholders
- Liaise with Risk, Finance, Operations and Product Control to obtain source system data necessary for the review and analyze data for inconsistencies
- Interface with product and country controllers to obtain customer source data, review contracts and determine if critical data elements were accurately reported
Qualifications for analyst, regulatory reporting
- 4+ years of knowledge of Federal Reserve Bank leverage ratio requirements (Basel I and III)
- 1+ years of experience in Bank regulatory capital
- MBA, CPA, CFA beneficial
- Ability to prioritize and operate proactively
- 1+ years of experience in the finance industry (ex
- Relevant tertiary qualification from a recognized institution
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Analyst, Regulatory Reporting Job Description
Job Description Example
Our company is growing rapidly and is searching for experienced candidates for the position of analyst, regulatory reporting. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for analyst, regulatory reporting
- Carry out testing running end of day processing in Moody’s Risk Authority to produce regulatory reports and work closely with end users in interpreting and validating test results
- Ensure development is carried out using best practice techniques ensuring optimisation, throughput, scale and efficiency have been factored in the design of the build
- Provide timely updates to stakeholders in terms of progress and status of issues
- Work with Oracle support, raising Moody’s support cases or SR’s on MOS and provide any supporting information required such as diagnostics
- Work on improving the technological platform through continual improvement
- Ensure change is compliant with strict change control policies and system changes are subjected to rigorous testing
- Communicate with wider technology teams to ensure fixes or enhancements are executed in a controlled and co-ordinated manner
- Review and clarify Business Requirements from stakeholders
- Analyze and document requirements using advanced analysis techniques such as rule tables, decision models, sequence diagrams, swimlane diagrams
- Identify robust solutions with enough experience and industry knowledge to solve current and plan for expansion into broader application of same or similar logic
Qualifications for analyst, regulatory reporting
- Production of mandatory external Large Exposures regulatory reporting CoRep, FSA018 and GSIBs reporting
- Preparation of both intercompany and third party Large Exposure figures for presentation to senior management
- Monitoring of Large Exposures against the pre-determined limits and raising any issues to both Senior Management and the Large Exposures Oversight Committee in both a timely and accurate manner
- Assessing the impact of regulatory changes in the Large Exposures Reporting space
- Support any new mandatory regulatory requirements
- Preparation of any other required regulatory information for the Bank