Compliance Reporting Analyst Job Description
Compliance reporting analyst
provides IT system security consultation within cloud-based environments in accordance with NIST SP 800-53, 800-37, OMB, and other authoritative IT security guidance.
Compliance Reporting Analyst Duties & Responsibilities
To write an effective compliance reporting analyst job description, begin by listing detailed duties, responsibilities and expectations. We have included compliance reporting analyst job description templates that you can modify and use.
Sample responsibilities for this position include:
Liase with internal (team leads within WCM) and external stakeholders
Undertake ad hoc projects, such as policy and procedure documentation, regulatory requests, portfolio data analysis and
Facilitate well-structured documentation management in sharepoint.• Assist in developing group operating requirements • Participate in Adhoc projects - regulatory requests, analysis, presentation and
Collect and analyze data for reporting and/or performance (trend) analysis
Prepare complex financial budgeting, billing and business planning analysis/reports
Develop complex reports for clients, internal or external
Participate in high level business initiatives and assist with metrics reporting
Make review/change established policies, maintain issues and manage report delivery
May manage Business & Analysis Reporting staff
Produce quarterly monitoring reports to identify any model performance related issues
Compliance Reporting Analyst Qualifications
Qualifications for a job description may include education, certification, and experience.
Licensing or Certifications for Compliance Reporting Analyst
List any licenses or certifications required by the position: CAMS, CFE, ACAMS, ICA, PMO, CRCM, MCA, PMP, ISA, C-TPAT
Education for Compliance Reporting Analyst
Typically a job would require a certain level of education.
Employers hiring for the compliance reporting analyst job most commonly would prefer for their future employee to have a relevant degree such as Bachelor's and University Degree in Finance, Accounting, Business, Education, Economics, Computer Science, Mathematics, Technical, Financial Services, Business/Administration
Skills for Compliance Reporting Analyst
Desired skills for compliance reporting analyst include:
DoD 8510
DoD continuous monitoring
Excel
FIPS 199
NIST 800-53/53a
NIST 800–34 Contingency Planning
NIST 800–37
POA&M management
Aladdin
Business Objects
Desired experience for compliance reporting analyst includes:
Strong ability to influence change and liaise with multiple stakeholders
Superior organizational and document management skills
Proven ability to acquire subject matter expertise on a variety of technology applications
Solid written and verbal communication skills are required the ability to synthesize information and make clear, concise recommendations
Create and maintain standard and ad hoc reports and presentations for various initiatives
Act as a point of contact for the team, business partners, and management to provide updates, resolve issues, and establish requirements, priorities, and deadlines
Compliance Reporting Analyst Examples
1
Compliance Reporting Analyst Job Description
Job Description Example
Our company is hiring for a compliance reporting analyst. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.
Responsibilities for compliance reporting analyst
- Support or Lead aspects of interchange rate modification vetting, socialization and forecasting, including but not limited to business case and stakeholder impact assessment development around all proposed new fees/services and/or rate modifications, post-implementation compliance monitoring
- Produce tracking reports related to models – model inventory report and
- Participate in Adhoc projects, analysis, presentation and
- Serve as the liaison between various business units and the technology team
- Analyze business needs by examining the current processes, defining new processes, identifying problems and offering solutions
- Document and translate business requirements into systems specification documentation including use cases, wireframes and workflow diagrams
- Collaborate with developers to determine functionality options and associated level of effort and to communicate any tradeoffs between usability and cost to the business units
- Interaction with various levels and Departments throughout the company external suppliers
- Responsible for day-to-day Quality Assurance (QA) functions in support of QA Senior Management, including managing a team of approx
- Maintain, draft and update the team’s policies and procedures
Qualifications for compliance reporting analyst
- Knowledge of regulatory requirements such as Basel II / III, Sarbanes Oxley Act, COSO
- In-depth knowledge of FINRA’s registration process
- Strong attention to detail and ability to multitask and manage time in a fast-paced environment
- Proven advanced analytical skills
- Provide relevant test scenarios for the UAT team
- Minimum 3-year experience in business writing, editing and presentations
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Compliance Reporting Analyst Job Description
Job Description Example
Our company is growing rapidly and is searching for experienced candidates for the position of compliance reporting analyst. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for compliance reporting analyst
- Provide support for trade approvals and certain business activity reporting
- Assisting in the management of the Compliance Offshore team in order to create efficiencies and time savings across the entire department
- Liaise with Legal and Divisional Compliance in connection with regulatory thresholds
- Assist in providing periodic training to the business and Divisional Compliance
- Perform research to understand requirements of pertinent federal, state and local regulatory schemes in reference to all business units within the organization
- Monitor operational compliance practices and performs risk assessments
- Analyze existing policies, identify gaps and recommend new or revised policies and procedures, approval processes, and monitoring methods
- Provide technical expertise in identifying and reducing areas of potential risk
- Gather data, conduct analyses, and prepare work related to compliance reviews
- Participate in developing new compliance systems and tools to support large compliance projects
Qualifications for compliance reporting analyst
- Bachelor’s Degree in Accounting, Business Administration, Health or equivalent work experience
- Database knowledge with an understanding of computer programming C# and SQL
- Possess a general understanding of the current regulatory environment and financial markets
- Detailed-oriented, and with a strong commitment to excellence
- Work independently and exercise sound and balanced judgement
- 3-5 years’ experience with SQL and SAS business intelligence tools
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Compliance Reporting Analyst Job Description
Job Description Example
Our growing company is looking for a compliance reporting analyst. To join our growing team, please review the list of responsibilities and qualifications.
Responsibilities for compliance reporting analyst
- Draft accounting treatment forms to document the proposed accounting treatment of unique and/or complex transactions occurring through the Health System
- Assist with the preparation of quarterly Finance, Audit and Compliance Committee materials to present certain Financial Reporting and Compliance results
- Assist with the review and consolidation of month end quality of earnings schedule
- Prepare meeting materials for monthly financial integrity meetings with regional accounting teams
- Prepare documents and other PBC requests for external auditors such as the annual goodwill impairment testwork and the non-GAAP policies memorandum
- The Financial Reporting Compliance Analyst will be responsible for implementing and ensuring compliance with Finance and Accounting policies, procedures and controls
- Prepare and submit monthly Key Risk Indicators (KRI's)
- Coordinate, track, analyze, document, and report AFIN IAVA, IAVB, TCNO and MTO compliance
- Query compliance monitoring data populations from multiple sources
- Stratified and statistical sampling of monitoring data
Qualifications for compliance reporting analyst
- Familiarity with Microsoft Word and PowerPoint
- 3-5 years of experience in tax / accounting environment
- A Bachelors degree in a relevant subject, or have the equivalent experience or qualifications (beneficial)
- Bachelor's degree in Finance and/or Accounting required
- Two (2) to five (5) years of combined experience in public accounting and financial services industry
- Experience in writing policies and procedures required
4
Compliance Reporting Analyst Job Description
Job Description Example
Our growing company is hiring for a compliance reporting analyst. We appreciate you taking the time to review the list of qualifications and to apply for the position. If you don’t fill all of the qualifications, you may still be considered depending on your level of experience.
Responsibilities for compliance reporting analyst
- Analyze, summarize and draw conclusions from sample data
- Investigate and resolve data questions and issues identified through compliance activities
- Data governance and documentation requirements
- Administration of Cogent compliance monitoring application tool
- Assist with development and production of management reports
- Serve as a resource to Enterprise Compliance for data related matters, initiatives and special data requests, providing guidance to managers and compliance
- Assist with development of committee reporting and analysis
- Work directly with Partners member hospitals in ensuring compliance on State and Federal Community Benefit program and financial reporting requirements
- Schedule, coordinate, draft and manage SEC filings, including Forms 10-K, 10-Q, 8-K, 11-K and Proxy
- Assist with preparation of earnings releases, audit committee presentations, board presentations and investor presentations
Qualifications for compliance reporting analyst
- Reporting experience, including report development and quality reporting
- Bachelor's degree or 7+ years of experience with XE compliance and/or operations processes
- Data integration between operations processes and the evidential matter required to support compliance requirements, project or program management
- Ability to partner with business personnel at various levels of the organization
- Analytics and Project Management skills and/or experience is required
- Public company experience (as employee or public accountant) preferred
5
Compliance Reporting Analyst Job Description
Job Description Example
Our company is growing rapidly and is hiring for a compliance reporting analyst. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.
Responsibilities for compliance reporting analyst
- Coordinate and manage internal and external audits
- Lead the SOX compliance effort, including internal control design, documentation, and testing
- Perform technical accounting research on complex or significant transactions and new accounting pronouncements and document conclusions
- Assist with acquisition accounting, including reviewing acquisition valuations and documenting management’s assessment
- Prepare monthly and quarterly cash flow statements
- Manage, track and forecast weighted average share counts and treasury stock
- Prepare monthly foreign currency hedge recommendations and look-back analysis
- Assist with managing real estate, including financial analysis of lease options and implementation of the new lease accounting standard
- Prepare quarterly debt compliance certificates
- Assist with implementation of new revenue recognition standard
Qualifications for compliance reporting analyst
- Compliance experience, either with CIP, SOX or extensive audit
- Experience in writing policies and procedures preferred
- Bachelor's Degree (or foreign equivalent) in Engineering, Computer Science, or related field
- Minimum 3 years related experience in a regulatory reporting environment in a financial institution is strongly preferred
- Strong, current understanding of banking regulatory reporting rules and regulations is essential
- Knowledge of banking and financial services industry required