Junior Compliance Cover Letter

In response to your job posting for junior compliance, I am including this letter and my resume for your review.

In the previous role, I was responsible for compliance guidance to equity investment professionals and traders with respect to client guidelines and regulatory requirements imposed by US and foreign financial authorities.

Please consider my qualifications and experience:

• High level of concentration
• Objectivity and critical thinking
• Good analytical skills and strong attention to details
• Clear and articulate communication
• Extremely organized and detail oriented while working in a fast-paced environment, sometimes under pressure
• Requires some knowledge of our product lifecycle management system (Windchill) to be able to access requirements
• Additional administrative support for purchasing activities and other quality system requirements
• Knowledge of SAP authorisations is desirable

I would like to submit my application for the junior compliance opening. Please accept this letter and the attached resume.

In my previous role, I was responsible for leadership in establishing to ensure all documentation is created, reviewed, approved, and retained in accordance with established procedures and regulatory compliance requirements.

Please consider my qualifications and experience:

• Develop and maintain a good basic understanding of Operational risk management
• Study for and obtain an approved Financial Services industry qualification (reflecting a willingness to learn and enhance the technical knowledge gained on the job)
• Experience using statistical packages (e.g., SAS, R, SPSS, SQL, Python)
• Advanced Microsoft Power Point skills, Office and advanced Excel skills
• Security Experience and/or certifications
• To carry out Compliance reviews
• To promote an effective Compliance culture and framework, minimising regulatory and operational risk
• Enrolled in Social Science, Political Science, Business, English, or related program

I am excited to be applying for the position of junior compliance. Please accept this letter and the attached resume as my interest in this position.

In my previous role, I was responsible for compliance consultancy to key stakeholders on all applicable regulation/legislation such as Ofcom, GDPR and associated customer impacting compliance, raising change requirements and awareness of risk and any relevant mitigation strategies.

Please consider my experience and qualifications for this position:

• CISA qualification is desirable or equivalent experience
• Knowledge of risk and internal control processes
• Knowledge of Sarbanes Oxley Act for internal control over financial reporting
• Experience of IT Control Testing and Auditing
• Broad understanding of data privacy compliance is desirable
• At least one of the certifications listed below
• Knowledge on chemicals, chemical classification and REACH regulation (will be an advantage)
• Interest or experience in working with chemical regulations and chemical compliance according to REACH (will be an advantage)

I am excited to be applying for the position of junior compliance. Please accept this letter and the attached resume as my interest in this position.

Previously, I was responsible for guidance to other Company sites to help ensure compliance with US government contracting requirements, import/export requirements and other regulatory requirements.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• IT skills and knowledge in Excel
• Experience with supporting IT industry, a business environment supporting DoD customers, or a large complex government agency
• Experience in communicating at a functional level with government leaders and developing quality, accurate work products
• Junior-to-mid range role in terms of experience
• Part-time/internship experience in the law field and/or law education preferred
• Compliance Communication
• Experience in Compliance, within asset management or financial services, is not essential
• Develop and maintain a good basic understanding of the appropriate FCA rules and PRA rules (where appropriate)

I submit this application to express my sincere interest in the junior compliance position.

Previously, I was responsible for ongoing training, guidance and support to increase organizational awareness of labeling compliance requirements as it relates to North America and Global regulatory compliance requirements.

Please consider my experience and qualifications for this position:

• Volunteer and give back to the community
• Assist in the preparation of the decks for Regional Committees monthly Compliance update to Regional CEO
• Understanding of the Linux security concepts, operating systems and scripting languages
• Fresh graduate with Tax Internship experience would be most preferred
• Familiarity with GAAP Accounting principles
• Proficient in Microsoft Office (Advanced understanding of Excel Preferred)
• *Understanding of Deltek, Cost Point
• MBA, or BA Accounting, Business Administration, Business Organization