Global Compliance & Reporting Cover Letter

I am excited to be applying for the position of global compliance & reporting. Please accept this letter and the attached resume as my interest in this position.

In the previous role, I was responsible for financial management for Saferworld Europe’s EU and other projects, including ensuring financial compliance with regulations for EU and European projects;.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Keen sense of corporate awareness with an aptitude to understand different business models, product sets, and risk factors across the various lines of business including Private Banking and Investment Banking
• Able to identify opportunities for improvement and drive the implementation of initiatives and operational process changes with a focus on innovation
• Strong fluency in spoken and written Chinese is preferred
• Provide global subject matter expertise on Volcker related matters
• Engage with Public Policy and General Counsel on Volcker issues and questions
• Provide leadership on Global Volcker program including design of monitoring, testing and reporting
• Participate in all Volcker related forums and management routines
• Development and deployment of annual Volcker training

Please consider me for the global compliance & reporting opportunity. I am including my resume that lists my qualifications and experience.

Previously, I was responsible for best-in-class” support for all other functions within US Surgical including Sales, Marketing, Training, Sales Operations, and Financial Reporting & Accounting.

Please consider my qualifications and experience:

• Strong written and oral communication skills coupled with sound organization and prioritization skills
• Experience with SharePoint, Tableau, and/or other data management, organization, and analytic tools
• Professional licensing and/or compliance certifications
• Problem solving by applying logical thinking and identifying a potential solution
• Judgment in assessing circumstances while seeing the big picture, understanding complex technical issues, and taking appropriate action
• Strong written and verbal communication skills, including senior executive engagement
• Leadership skills that will inspire confidence in reports and peers
• Train, mentor and develop members within the Tax department

I submit this application to express my sincere interest in the global compliance & reporting position.

Previously, I was responsible for financial accounting oversight for global operations, including the supervision of the Accounting Associate Global Programs.

My experience is an excellent fit for the list of requirements in this job:

• Provide subject matter expertise and coordination on US regulatory change – working both with the central regulatory change and with the coverage compliance officers for the impacted areas
• Support annual certification processes requiring global coordination
• Enhance and improve existing metrics and reporting
• Data Aggregation, Management & Reporting
• Assist in the development of dashboards with identified KRI's as appropriate for oversight of Compliance Risk
• Provide innovative thinking on how data management, reporting, and analytics can support the annual Compliance goals in an efficient and effective manner, including automation and streamlining of processes
• Manage to a culture of accuracy, meeting analytical and regulatory standards
• Be able to deliver under tight timeframes with multiple key stakeholders with different needs/ requirements

I submit this application to express my sincere interest in the global compliance & reporting position.

In my previous role, I was responsible for leadership and strategic insight on accounting and compliance in complex, global environments and direct global associates with respect to specific higher risk and judgmental areas of accounting and reporting.

Please consider my qualifications and experience:

• Create insights through thoughtful data reporting and analytics
• Work with Compliance governance, IT, legal, HR, operational risk, Compliance Units and business lines to support an ongoing proactive analysis program
• Participate and be an integral contributor within the Compliance Global Analytics team
• Work with a dynamic and highly effective team to achieve team goals
• Leverage enterprise IT and data strategies and projects to effectively implement Compliance goals within Corporate standards, projects, and budgets
• Interact and communicate with individuals involved in identifying and reporting on Compliance Risk in the Business, HR, IT, OpRisk, and Compliance globally
• Understanding of SEC, FINRA, and Banking rules and regulations
• Familiarity with the execution of Second Line of Defense compliance testing including compliance risk management principles

I submit this application to express my sincere interest in the global compliance & reporting position.

In the previous role, I was responsible for oversight and compliance/regulatory guidance to Global Compliance Operations which supports the PAD and Registrations functions globally.

Please consider my qualifications and experience:

• BS/MS in Taxation or Finance preferred
• Primary point of contact for US and Canadian customs operations
• Monitor brokerage operations via key performance indictor (KPI) reporting and ensure adherence to documented standard operating procedures (SOP)
• Serve as the primary point of contact for internal inquiries on customs matters and supporting the clearance of non standard (ad hoc) shipments
• Familiarity with the US Customs ACE Portal
• Strong leadership skills to manage and develop a strong tax team
• Agility to balance several priorities and maintain composure to meet deadlines
• Able to develop strong business relationships and provide functional leadership