Financial Adviser Cover Letter

I submit this application to express my sincere interest in the financial adviser position.

In my previous role, I was responsible for ongoing, professional financial planning advice on complex strategies to Wealth Advisors, Primary Relationship Managers, Financial Consultants, clients and other staff of SPCG Centers and SM Branches.

My experience is an excellent fit for the list of requirements in this job:

• Strong client service/stakeholder management experience
• Extensive company and market knowledge
• Advanced knowledge of products and services available
• Good telephone/oral communication
• Chartered (CII) financial planning status is highly desirable
• Solid knowledge of managed investment products, taxation/superannuation implication, wealth creation and gearing and personal risk/insurance advice
• High level of competency of Xplan and the modelling tools
• Experience in Aged Care, Direct Securities and SMSF’s preferred

In response to your job posting for financial adviser, I am including this letter and my resume for your review.

Previously, I was responsible for professional financial advice to a virtual customer base through the Virtual Advice Center in areas such as retirement planning and financial wellness.

Please consider my experience and qualifications for this position:

• Participation in technical coursework such as LOMA, CLU, ChFC desirable
• Suitable professional qualification, such as DipPFS with AF7, AF3 or G60 - to be able to provide DB to DC transfer advice and advice on at retirement income options from registered pension scheme
• Given the proposed lead role on the investment committee, holding J12 (or its equivalent) to be able to advise on Investment Trusts and Gilts is a requirement for the role
• Holding J05 would also be an advantage and support to progress towards Chartered status will be provided
• A detailed understanding of pension and investment products is essential with a good understanding of both SIPP and occupational pensions preferred
• Qualified to be appointed an AR under the FASEA legislation (refer to www.fasea.gov.au)
• Positive attitude and “own it and get it done” mindset
• Proven skills in sales and business development in the affluent markets and high net worth clients

I would like to submit my application for the financial adviser opening. Please accept this letter and the attached resume.

In my previous role, I was responsible for regulatory advice to HCUK colleagues on relevant aspects of the Financial Conduct Authority handbook and related legislation.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Experience with working in an international multilateral financial institution
• Experience with providing direct client consulting support
• Knowledge of the MENA region's financial practices
• Knowledge of the MENA region's financial regulations
• Strong consultative sales abilities in building Adviser relationships and raising assets
• Experience in delivering advice and building relationships with clients over the over the phone or via other virtual channels preferred
• Previous experience in delivering ongoing service and managing a portfolio of clients
• Clear pathway to meeting the FASEA requirements for Existing Advisers in accordance with the timeframes and commitment to professional development

Please consider me for the financial adviser opportunity. I am including my resume that lists my qualifications and experience.

In the previous role, I was responsible for timely information and financial advice and make suitable recommendations to clients and prospects.

Please consider my experience and qualifications for this position:

• Superior verbal & written communication and problem solving skills essential
• Experience working with or supporting financial advisers and knowledge of advice practice highly desirable
• Analytical and advanced excel skills
• Working Knowledge of federal, state, and institutional regulations
• Proficiency in PeopleSoft and state and federal interfaces
• Balance high volume of administrative, technical, and prescriptive activities with high volume of customer service
• High school studies
• Undergraduate studies desirable

I submit this application to express my sincere interest in the financial adviser position.

In my previous role, I was responsible for summary reporting to internal management on office financial health based on proactively identifying financial trends, opportunities and areas of concern.

Please consider my qualifications and experience:

• Authorised Financial Adviser (essential)
• North Shore and Northland
• Private Wealth Management
• High Net Worth client experience
• Team player who understands the intricacies of working in a small team
• FASEA compliant and currently on the ASIC’s Financial Adviser Register
• SMSF qualification and/or CFP designation would be looked upon favourably
• Experience delivering holistic financial advice to clients to help them meet their financial goals