Compliance Coordinator Cover Letter

I submit this application to express my sincere interest in the compliance coordinator position.

In my previous role, I was responsible for expertise in the interpretation of Federal, State, Provincial and Company transportation related regulations and policies.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Able to influence and support teams to achieve objectives
• Excellent reading, deciphering, editing, and reviewing of legal document skills
• Previous experience with SEI, Payment and Cash Services (PACS), CTS BPM, CTS Gateway
• Legal document experience/interpretation of documents
• Corporate Trust/Escrow Experience
• Working knowledge of current state and federal environmental regulations applicable to Colorado and midstream industry
• A second European language is desirable although not essential
• Knowledge of Big 12 Conference rules

I would like to submit my application for the compliance coordinator opening. Please accept this letter and the attached resume.

In my previous role, I was responsible for advice/education to investigators and entry level compliance coordinators regarding federal and state regulations, ethical principles on the protection of human subjects and assistance with developing and processing submissions to the IRB-HSR.

My experience is an excellent fit for the list of requirements in this job:

• Strong multi-tasking and time management/project management skills
• Consistently exhibit friendly and professional customer service
• Accurate data entry (alpha & numeric)
• Experience with regulatory compliance or validation processes
• Have a feel for business and collaborate with others to coordinate merchandising programs and other strategies focused on meeting customer needs, inspiring others to act on the merchant vision
• Partner directly with analysts to address any updates/changes that need to be made to research/marketing materials, supporting any questions that arise and ensuring that all are in our system and approved to meet daily deadlines
• Review, update and/or develop Written Supervisory Procedures (WSPs) to address rules or regulations that impact our business, including any rule changes
• Partner with our Trade Surveillance team to ensure proper surveillance and best execution for trading activity within our Institutional business, including review of OATS, CAT, TRACE and MIFIT reporting

I submit this application to express my sincere interest in the compliance coordinator position.

Previously, I was responsible for opinions on the District’s policies and procedures governing special education to ensure compliance with all state and federal laws and regulations, including the Individual with Disabilities Act (IDEA) and Section 504 of the Rehabilitation Act.

Please consider my qualifications and experience:

• Transmission experience strongly preferred
• Knowledge of power utility equipment and Cyber Assets associated with the Bulk Power System
• Understanding of corporate compliance governance processes specific to the energy regulation compliance risk areas
• Working knowledge of the Georgia Integrated Transmission System is desirable
• Understands how to gather and assess information (as done in internal audits, investigations, peer reviews, QA reviews)
• Strong interpersonal, facilitative, negotiation and presentation skills to effectively communicate, consult and build effective working relationships with management, employees, industry peers, regulatory contacts and contractors
• Proficient in Adobe Pro, Word, Excel and Microsoft Office
• Strong knowledge and interest in golf/sports

In response to your job posting for compliance coordinator, I am including this letter and my resume for your review.

In the previous role, I was responsible for clean Air Act compliance subject matter expert support to the Gulf Region, Major Projects Permitting and the Terminals Business Unit, as needed.

My experience is an excellent fit for the list of requirements in this job:

• Prior experience with employment verification documents
• Experience with latest regulatory changes and reporting obligations related to affirmative action and equal employment opportunity
• Experience working with HRIS and Recruitment Management Systems
• Integrity and credibility
• Strong individual performer and team contributor
• Motivator of self
• Previous experience in a professional, fast pace corporate environment preferred
• Pro-active attitude, intellectually curious and self-motivated

In response to your job posting for compliance coordinator, I am including this letter and my resume for your review.

In my previous role, I was responsible for data to assist with permit applications, air emission inventories and air emission reporting.

Please consider my experience and qualifications for this position:

• Develop and maintain a positive working relationship through effective written and verbal communication
• Company policies and procedures, GMP and safety
• Basic computer programs including Microsoft applications
• Good and presentable written and verbal communication skills
• Able to plan, organize, deliver and complete work assignments in accordance with project deadlines
• Receive and confirm contents of all new hire packages for Brokers, Broker and Employee Drivers
• Input and track driver and broker data
• Process systems-based organizational changes for all existing drivers