Compliance Analyst / Senior Analyst Cover Letter

I submit this application to express my sincere interest in the compliance analyst / senior analyst position.

Previously, I was responsible for technical support for system, regional, service unit and department teams to ensure compliance with Federal, State and company regulations.

Please consider my experience and qualifications for this position:

• Support the program in support of DOD Audit Readiness
• Collaborate with team members to set appropriate goals and responsibilities
• Develop a detailed understanding of system processes
• Identify, document, and test key internal controls over financial reporting (includes develop test plans and templates)
• Assess, test, and evaluate the level of compliance against the requirements of the Blue Book
• Assist with system preparation for Statement of Budgetary Resources (SBR) and financial statement audits in accordance with (IAW) Financial Improvement and Audit Readiness (FIAR) Guidance
• Assist with preparation and/or review of SBR or Existence and Completeness (E&C) assertion packages related to the system IAW FIAR guidelines
• Support efforts to assess system conformance with Generally Accepted Accounting Principles (GAAP)

I would like to submit my application for the compliance analyst / senior analyst opening. Please accept this letter and the attached resume.

In my previous role, I was responsible for experience to identify need for, develop, implement and promote privacy policies, procedures and programs to meet or exceed the privacy compliance requirements of laws and regulations including but not limited to: The Health Insurance Portability and Accountability Act of 1996 (HIPAA) and implementing regulations, The Health Information Technology for Economic and Clinical Health Act (HITECH) and implementing regulations, The Centers for Medicare & Medicaid Services Part C and Part D program requirements and other government contract compliance requirements, The Children’s Online Privacy Protection Act (COPPA), The Accountable Care Act , Applicable Federal Trade Commission requirements, Other state and federal privacy laws and regulations, Highmark policy concerning Protection of Competitively Sensitive Information.

Please consider my qualifications and experience:

• Be experienced in data visualisation tools, eg SAS or Qlik Sense
• Comprehensive knowledge ofinstitutional or retail trade execution, clearance, and settlement
• Familiarity withFINRA, SEC, OCC, and federal rules, regulations, and guidelines
• Familiarity with equities, fixed income, mutual funds, or derivative products
• Familiarity with depository, transfer agent, and fiduciary experience
• Understanding of US GAAP, Sarbanes Oxley, COSO, PCAOB requirements
• Experience with regulations including Sarbanes-Oxley, Payment Card Industry, Data Privacy
• Excellent multi-tasking and organizational skills with an Aptitude for system automations and streamlining processes

I submit this application to express my sincere interest in the compliance analyst / senior analyst position.

Previously, I was responsible for technical guidance to support Orlando Health comply with provisions of environmental regulations and other applicable federal, state, and local codes, laws, rules regulations, specifications, standards, policies and procedures.

Please consider my qualifications and experience:

• Strong knowledge of GAAP and controls testing best practices
• Systematically evaluate and improve effectiveness of risk management, controls, and governance processes through a disciplined approach of performing internal audits and analysis of quality IT systems and operational areas on a global basis
• Ensure GIS IT systems are developed and maintained in accordance with Abbott Policies, Standards and/or local regulatory requirements
• Lead and perform compliance audits of the GIS systems and operational areas
• Coordinate and perform assessments of external IT Suppliers
• Monitor the completion of Corrective and Preventative Actions to address the deficiencies identified during the audit
• Collects data related to the tracking and trending of audit related topics
• Understands the basic concepts related Governance, Risk Management and Compliance as it applies it to IT and QA areas

In response to your job posting for compliance analyst / senior analyst, I am including this letter and my resume for your review.

In the previous role, I was responsible for detailed technical treasury support and advice to the Groups captive insurance company Board and Investment Committee surrounding all aspects of risk management and investment strategy.

Please consider my qualifications and experience:

• Prior experience with internal controls including narratives, flowcharts, testing of controls and documentation
• Prior experience in risk identification and assessment
• Experience in working with publicly traded companies
• Strong command of MS Excel (including high level functions and formulas), PowerPoint, and word
• Motivated and self-started individual
• Deep experience with the quoting systems and support tools is preferred
• Familiarity with Access for manipulating large sets of data is preferred
• Experience creating dashboards is preferred

Please consider me for the compliance analyst / senior analyst opportunity. I am including my resume that lists my qualifications and experience.

Previously, I was responsible for written documentation to assist management in the development and maintenance of policies and procedures to ensure compliance with the applicable Federal and State laws and regulations.

Please consider my qualifications and experience:

• Formal end to end audit process knowledge
• Experience conducting Business Impact Analysis and Threat Risk Assessments
• Previous experience with CPT and IDC-10 (hospital coding)
• Knowledge & experience interpreting & implementing CMS Regulatory requirements
• Previous experience in a Clinical Coding / Third Party Billing area
• Consistently works with business leaders and compliance team with reliable results under minimal supervision
• Takes responsibility for errors and applies new knowledge to next situation
• Experience working in an audit process