Analyst / Senior Analyst Compliance Cover Letter

Please consider me for the analyst / senior analyst compliance opportunity. I am including my resume that lists my qualifications and experience.

In the previous role, I was responsible for advice and consultation to client as regards to engineering matters, including compliance with federal/state laws and regulations.

Please consider my qualifications and experience:

• Air Force Financial Management, DFAS experience, and/or CPA desirable
• Minimum 6 months of information system, accounting and auditing experience
• DoD Financial Statement or functional experience
• Demonstrated competence translating complex jargon and regulation into everyday prose
• Demonstrated competence crafting policies and procedures evaluating processes and creating written documentation to describe them
• Previous experience financial services industry or with a donor advised fund or foundation
• Technical or policy writing experience
• Previous experience with clinical procedure development, or in quality support of a clinical team

I submit this application to express my sincere interest in the analyst / senior analyst compliance position.

In my previous role, I was responsible for advice regarding compliance with regulatory regimes governing the marketing of investment funds throughout the world, with a particular focus on European regulations in respect of same.

Please consider my qualifications and experience:

• Strong working knowledge of global finance and accounting principles, including US GAAP, IFRS, internal and external audit processes, and international quality controls such as ISO, QPA, and Lean Six Sigma with a strong service delivery and customer focus
• Highly motivated, self-starter who manages projects end-to-end and has a demonstrated track record of successful stakeholder management, getting results, organizing and prioritizing deadlines
• Basic to Intermediate skills in Microsoft Visio, Access, Skype/Lync, SQL, or other database skills
• Strong working knowledge of SEC and FINRA laws and regulations
• Strong understanding of firms business practices primarily as related to Investor Services or equivalent
• Regulatory, Compliance, or Risk management experience is preferred
• Strong analytical and attention to detail skill is critical
• Work well with colleagues and clients in a cooperative and professional manner

I submit this application to express my sincere interest in the analyst / senior analyst compliance position.

Previously, I was responsible for technical expertise in analysis, development, implementation, coordination of, and compliance with information security initiatives while ensuring compliance with federal, state and organizational regulations.

My experience is an excellent fit for the list of requirements in this job:

• Participates as SME on continuous improvement teams within GIS
• Work with SMEs from the various organizations with GIS to retrieve or develop documentation to satisfy audit requests or inquiries from Abbott divisions or sites
• With relevant experience in taxation, audit or equivalent
• Updated knowledge in government legislations (BIR, SEC, PEZA, local government, BOC)
• Acts as a driver, someone who makes things happen
• Performs routine responsibilities to accurately and efficiently audit existing information and data, ensuring protocols exists, while gaining depth of knowledge in this functional area
• Ensures all local regulations are followed
• Assists with the development of reports for management and regulatory agencies

I am excited to be applying for the position of analyst / senior analyst compliance. Please accept this letter and the attached resume as my interest in this position.

In the previous role, I was responsible for leadership to the US organization in the understanding, interpretation and compliance with all federal and state pesticide laws and regulations as they relate to the production and use of products in the US;.

My experience is an excellent fit for the list of requirements in this job:

• Devout understanding of the NIST SP 800 53 publication
• Experience with managing complex security compliance programs
• Proficient with Microsoft Office suite including Word, Excel, PowerPoint, Publisher, and Outlook
• Culinary background & passion for food and beverage
• Previous Registered Investment Advisor or Broker Dealer compliance or operational experience
• ERISA and Retirement plan experience preferred
• Familiarity with Duty Savings programs
• Knowledge of US securities compliance (Investment Company Act of 1940 and Investment Adviser Act of 1940), regulated business environments and key legal issues especially as they relate to trading, the investment process and the management of investment funds

I am excited to be applying for the position of analyst / senior analyst compliance. Please accept this letter and the attached resume as my interest in this position.

Previously, I was responsible for compliance advisory support in respect of IM-EMEA’s distribution activities within EMEA and Latin America, including provision of timely and accurate compliance advice to business partners on local laws and regulations relating to the promotion of products and services in each relevant jurisdiction.

Please consider my experience and qualifications for this position:

• Experience with Operating platforms
• Familiarity with security industry standards (ISO 17799, ISO 27002, NIST 800 series, PCI)
• Prior experience in financial services' compliance department, with payments experience preferred
• Thinking analytically - being able to understand complex technical information and to apply this understanding to a variety of different scenarios
• Displaying confidence and professionalism - demonstrating sound knowledge of the regulation relating to the FCA, PRA, Anti-Money Laundering regime, Data Protection and the insurance industry
• Organisation – being able to prioritise and manage own work
• Being able to manage change, work under pressure, meet strict deadlines and secure results
• Previous experience within the finance sector, including knowledge of basic risk management techniques