Chief Auditor Cover Letter

I submit this application to express my sincere interest in the chief auditor position.

In my previous role, I was responsible for authoritative technical and policy advice to senior managers on systems development in a changing business environment and the implications of various alternatives, on business applications and other related issues; identifies and plans for future needs; develops and disseminates best practices.

My experience is an excellent fit for the list of requirements in this job:

• Solid understanding of CCAR reporting process strongly preferred
• Experience of covering Compliance & Regulatory topics in an Internal Audit or examination role within the financial services sector
• A thorough understanding of banking and brokerage risk and control environment, and knowledge of the regulatory environment specific to Conduct related regulations
• Experience with risk and controls pertaining to Surveillance, Control Room, and Compliance Testing functions
• Demonstrated experience in financial auditing
• Familiarity with practices of identifying and preventing fraud, waste and abuse
• Government & Regulatory Affairs
• Understanding of financial concepts and / or operations related to corporate and investment banking, asset & wealth management, private and retail banking

Please consider me for the chief auditor opportunity. I am including my resume that lists my qualifications and experience.

In my previous role, I was responsible for direction for complex projects in future braking systems that are changing in the trucking industry.

My experience is an excellent fit for the list of requirements in this job:

• Genuine interest in Emerging Technologies
• Knowledge and/or experience on modernized software development life cycle concepts
• Experience in audit of sponsored research expenditures and compliance
• Proficiency in Microsoft Office including Excel (pivot tables and related)
• Related certifications (CPA, ACA, CFA, CIA, CISA or similar) preferred
• Comprehensive understanding of multiple disciplines (Audit, Risk, Compliance)
• Demonstrated success in business, functional and people management
• Consistently demonstrates clear and concise written and verbal communication

I would like to submit my application for the chief auditor opening. Please accept this letter and the attached resume.

In my previous role, I was responsible for input and support to the strategic vision and footprint of the Audit department of JPMBL, including consideration of changing regulatory, audit practice and industry standards and expectations.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• MAD (I and II) / MAR
• The Dodd–Frank Wall Street Reform and Consumer Protection Act
• Relevant certification or industry accreditation (e.g., CPA, CFA, CIA, NASD Series)
• Prior experience in Big 4 accounting/consulting strongly preferred
• Solid understanding of the CCAR reporting process strongly preferred
• Familiarity in SEC Reporting
• General and governmental accounting principles and practices
• Applicable state, federal and local government laws and regulations influencing County financial, collections, public arts program or recording operations

In response to your job posting for chief auditor, I am including this letter and my resume for your review.

In my previous role, I was responsible for perspective on the creation of audit procedures to assess control design, control effectiveness, and assess the impact of end results through a risk-based approach that is aligned with key business and audit objectives.

My experience is an excellent fit for the list of requirements in this job:

• Principles and practices of project management, systems analysis and public administration
• Management principles, including strategic work planning, employee supervision and resource allocation
• Principles and practices of arts administration, planning, management and evaluation
• Contract negotiation and administration
• Principles and practices of grants management
• Community resources, networking and coalition building
• Effective public speaking and presentation
• Experience on effectively leading and managing large complex technology audits

In response to your job posting for chief auditor, I am including this letter and my resume for your review.

In the previous role, I was responsible for subject matter expertise, technical audit proficiency and judgment to assess a broad range of business processes/objectives, risks and control activities.

Please consider my qualifications and experience:

• Solid experience of internal or external auditing experience, or relevant business experience
• Experience with internal audit methodology and applying concepts in audit delivery and execution
• Willing to travel as needed (not extensive)
• Strong interest in continuous learning in particular around emerging technologies
• Experience communicating with high-level executives
• The Chief Auditor shall have management and administration responsibilities for all internal audit related matters in client account
• Ensure risk-based audits are conducted to provide clear line-of-sight to the effectiveness of risk management around key risks
• Ensure governance audits are conducted to assess the effectiveness of the oversight process and validate the second line of defense’s work