AML Advisory Cover Letter

Please consider me for the AML advisory opportunity. I am including my resume that lists my qualifications and experience.

In my previous role, I was responsible for anti-money laundering and counter-financing of terrorism (AML/CFT) advice, training and technical assistance to support the development and implementation of the AML/CFT regime in Afghanistan;.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Demonstrated experience developing, implementing, and operationalizing AML/CTF policies and procedures
• Understanding of FINRA rules and regulations
• CAMS, CAMS-Audit, CRCM or ACFCS certified
• Excellent verbal and written communication skills particularly in report and proposal writing and preparing presentations for clients
• Solid knowledge of 3 lines of defense
• Have a sound understanding of AML regulations
• Demonstrated knowledge and expertise in banking laws and regulations administered by the Federal Reserve Bank, FDIC, OCC and state banking regulators
• Deep subject matter expertise in financial-crime and terrorism-financing trends, developments and risk-mitigation strategies

Please consider me for the AML advisory opportunity. I am including my resume that lists my qualifications and experience.

Previously, I was responsible for specialist advice on complex AML / CFT matters to business functions, escalating in the first instance to the 1LOD Advisory team lead and onwards to 2LOD if deemed necessary, to ensure AML/CFT requirements are fully met.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Organization Intelligence
• Experience in ICFR or operational controls assessment
• Present objective and independent opinion on the adequacy of AML/ATF and Sanction processes and controls in accordance with regulatory and internal requirements, including presentation of findings and recommendations to client and all levels of management
• An understanding of Canadian Banking and Direct Channels businesses and processes considered an asset
• Professional designation (CPA, CIA, CFA ) would be an asset
• Advise various lines of business, including Investment Banking and Institutional Sales, regarding AML, Sanctions, and ABC requirements
• Advise KYC Operations group on policies and applicable laws and regulations, including beneficial ownership/CDD, and PEP relationships
• Assist with preparation, coordination, and execution of the Firm's AML, Sanctions, and ABC risk assessments

I am excited to be applying for the position of AML advisory. Please accept this letter and the attached resume as my interest in this position.

Previously, I was responsible for relevant technical expertise in interpreting AML/CFT related issues and offer practical solutions and advisory support to address and mitigate AML/CFT risk.

My experience is an excellent fit for the list of requirements in this job:

• Demonstrated experience in leveraging investigative and intelligence output in assessing and managing AML risk across the enterprise
• Experience in assessing KRIs at the threat, risk and typology levels
• Knowledge and experience with industry guidance (e.g., FATF, OFAC and Wolfsberg) on financial crime prevention
• Solid judgment and established negotiation skills
• Understanding/exposure of AML frameworks across Asia and the MAS/OFAC sanctions regulations will be an advantage
• Exhibit timeliness, responsibility and is dependable in all work assigned
• Risk Management (Developed)
• Relationship Management (Developed)

I would like to submit my application for the AML advisory opening. Please accept this letter and the attached resume.

In my previous role, I was responsible for aML/CFT advice, training and technical assistance to build AML/CFT capacity of national agencies and to support the effective implementation of AML/CFT regimes of Member States in Southeast Asia and the Pacific, upon request;.

Please consider my qualifications and experience:

• Background in first or second line governance (AML, Compliance, Audit, or Risk) functions and experience with design of compliance testing frameworks and methodologies would be an asset
• Advanced knowledge of applicable laws, regulations, financial services, and
• Expert knowledge in Compliance, AML/ATF, securities and regulatory legal and regulatory requirements within Latin American Countries under an International banking model
• Experience in managing complex projects and initiatives across barriers
• Prior experience in a policy, governance, compliance, risk management, legal or similar role is an asset
• Strong knowledge of applicable AML/ATF laws and regulations in Canada
• Advanced Proficiency with Microsoft Word, Excel, PowerPoint and SharePoint
• Business Writing / Policy Writing

In response to your job posting for AML advisory, I am including this letter and my resume for your review.

In my previous role, I was responsible for anti-Money Laundering and Counter-Financing of Terrorism (AML/CFT) advice, training and technical assistance to support the development and implementation of the AML/CFT regime in Indonesia, with a particular focus on CFT.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Assess materiality of adverse information referrals and surveillance >
• Evaluate customer due diligence reports, and manage enhanced due diligence process
• Keep up to date on industry developments through regular participation in AML related forums and training
• Participate in global Compliance initiatives, working closely with counterparts in London, Singapore, and Tokyo
• Manage complex, long term AML, Sanctions, and ABC related projects
• Comprehensive understanding of the BSA/USA Patriot Act, OFAC sanctions, and FCPA
• Practical broker dealer and capital markets knowledge
• A curious and inquisitive mindset, with a research background