Regulatory Capital Management Office Resume Samples

4.9 (89 votes) for Regulatory Capital Management Office Resume Samples

The Guide To Resume Tailoring

Guide the recruiter to the conclusion that you are the best candidate for the regulatory capital management office job. It’s actually very simple. Tailor your resume by picking relevant responsibilities from the examples below and then add your accomplishments. This way, you can position yourself in the best way to get hired.

Craft your perfect resume by picking job responsibilities written by professional recruiters

Pick from the thousands of curated job responsibilities used by the leading companies

Tailor your resume & cover letter with wording that best fits for each job you apply

Resume Builder

Create a Resume in Minutes with Professional Resume Templates

Resume Builder
CHOOSE THE BEST TEMPLATE - Choose from 15 Leading Templates. No need to think about design details.
USE PRE-WRITTEN BULLET POINTS - Select from thousands of pre-written bullet points.
SAVE YOUR DOCUMENTS IN PDF FILES - Instantly download in PDF format or share a custom link.

Resume Builder

Create a Resume in Minutes with Professional Resume Templates

Create a Resume in Minutes
AS
A Schaden
Armando
Schaden
7809 Gaylord Stravenue
New York
NY
+1 (555) 228 9194
7809 Gaylord Stravenue
New York
NY
Phone
p +1 (555) 228 9194
Experience Experience
New York, NY
Regulatory Capital Management Office
New York, NY
Muller-DuBuque
New York, NY
Regulatory Capital Management Office
  • Perform analyses, and accurately articulate results to managers & senior managers
  • Assist in establishing control governance framework for issue identification/escalation, the root cause analysis process, and issue remediation efforts
  • Identify and implement data solution which improve proactive management of data quality, and reduce adjustments across risk stripes
  • Identify and implement data solution which improves proactive management of data quality and reduces adjustments
  • Assist on other business management initiatives such as confluence, SharePoint, intranet management
  • Assist in the development of periodic management, Board and supervisory presentations
  • Partner closely with external data providers and model development resources
Los Angeles, CA
Regulatory Capital Management Office Central Challenger Team Qualitative Review
Los Angeles, CA
Turner LLC
Los Angeles, CA
Regulatory Capital Management Office Central Challenger Team Qualitative Review
  • Partner with stakeholders within the team and outside on high priority reviews and ad hoc requests concerning Stress-Testing, Recovery & Resolution and External Reporting
  • Lead/participate in the independent review of User Tools (UT) supporting key business functions with a focus on implementation accuracy, completeness, tool design and in select cases review conceptual soundness
  • Report and present plans, status and findings to various stakeholders and leadership
  • Lead various finance calculation reviews to ensure high quality and timely delivery
  • Liaise with various groups across the firm to define scope and manage engagements
  • Understand methodology used in the financial calculations and its broader impact / contribution to the firm’s overall finance / risk framework to assess conceptual and financial soundness of implementations as well as compliance with rules and best practices
  • Develop firm wide models to forecast capital stress testing components
present
Dallas, TX
Regulatory Capital Management Office Implementation Manager VP
Dallas, TX
Blanda, Halvorson and Erdman
present
Dallas, TX
Regulatory Capital Management Office Implementation Manager VP
present
  • Managing a small team of supporting developers
  • Preparing ad hoc analysis used by line of business partners to make critical decisions
  • Interfacing with various internal and external review functions on all residential mortgage Basel implementation related matters
  • Preparing high quality implementation documentation subject to extreme scrutiny by various internal and external review functions
  • Executing user acceptance testing to ensure accurate implementation of production models and reporting logic
  • Extracting information from often-disparate data sources in addition to extracting information from production databases running on DB2, Oracle, or Teradata databases
  • Coordinating with technology and the central model implementation team to ensure timely closure of action items and resolution of issues during the build phase
Education Education
Bachelor’s Degree in Finance
Bachelor’s Degree in Finance
Johnson & Wales University
Bachelor’s Degree in Finance
Skills Skills
  • Ability to quickly grasp concepts, learn processes and execute on deliverables in a timely manner
  • Strong knowledge of OOP concepts
  • Strong problem solving and analytical skills, able to work independently
  • Excellent communications and presentation skills; ability to interface with all levels of employees
  • Regulatory knowledge and experience analyzing funding, capital and liquidity impacts on these businesses as a result of new regulation is highly desired
  • Ability to develop strong client relationships and gain consensus on key decisions
  • Demonstrated interest and ability to rapidly assimilate product and/or regulatory knowledge
  • Expert-level proficiency in MS Excel, with ability to independently implement and trace through complex calculations
  • Demonstrated interest and ability to rapidly assimilate product and/or regulatory (especially Basel) knowledge
  • Strong understand of data quality controls and metrics
Create a Resume in Minutes

15 Regulatory Capital Management Office resume templates

1

Regulatory Capital Policy Regulatory Capital Management Office Resume Examples & Samples

  • Work with management team and subject matter experts outside Regulatory Capital Policy to prepare policies and other documents regarding regulatory initiatives including senior management briefings/updates, LOB impact presentations, client/external presentations and training
  • Assist with or perform projects within the Regulatory Capital Policy Group including, but not limited to
  • Detailed knowledge of Regulatory Capital Rules (Basel II.5 & III), risk management and accounting
  • Very strong analytical, written and verbal communications skills
  • Strong understanding of risk and finance concepts
  • Strong influence skills
  • Ability to manage work on multiple projects simultaneously
  • Proficient Excel and PowerPoint Skills
  • Bank regulatory experience preferably in a policy role
  • Market Risk experience
  • Detailed product knowledge
  • Knowledge of JPMC risk and/or finance infrastructure
2

Regulatory Capital Management Office Resume Examples & Samples

  • Provide analytics for the firm’s midyear stress and CCAR process
  • Manage the LOB capital process, including creating/refining allocation methodologies
  • Participates in capital analysis of the firm’s Recovery process
  • Provide subject matter expertise in assessing capital impacts of potential M&A transactions
  • Perform quarterly peer benchmarking
  • Develop understanding of regulatory (Basel I,II,II.5,III) and GAAP capital calculations and metrics
  • Manage capital and balance sheet projections for CCAR and Mid Year Stress processes
  • Excellent oral & written communication and relationship management skills
  • Creative self starter with strong initiative, ability to take ownership and work independently as well as contribute to the broader team
  • Familiarity with regulatory capital (e.g. Basel I/II/III) a plus
  • 5 to 7 years of relevant experience
  • Bachelor’s Degree in Finance or a related field, Master’s Degree/CPA/CFA preferred
3

Regulatory Capital Management Office Resume Examples & Samples

  • Hands-on review of tools and documentation to assess consistent implementation to methodology specification, as well as compliance with rules and best practices that reduce likelihood of potential error
  • Proven hands-on expertise with MS Excel (VBA preferred)
  • Self starter who is able to provide analytical support and effectively perform reviews in a fast paced, results driven environment
  • Demonstrated interest and ability to rapidly assimilate product and/or regulatory (especially Basel) knowledge
  • Hands-on experience in quantitative finance, statistics, and/or software development
  • Basel and/or other regulatory experience
4

Capital P&A Regulatory Capital Management Office Resume Examples & Samples

  • Develop an understanding of regulatory (Basel III Standardized and Advanced) and GAAP capital calculations and metrics
  • Support the long-term capital forecasting process, including Budget and Mid-Year forecast, and short-term capital forecasting process including leading discussions with LOBs on week over week variances, liaising with Corporate Regulatory Reporting and managing press release deliverables
  • Liaise with Bank P&A lead to enhance legal entity capital forecasting and analytics
  • Collaborate with Capital Strategy and Analysis to deliver timely and thorough analysis
  • Respond to ad-hoc analytical requests from key partners such as Corporate Treasury, Corporate Finance Analytics and Investor Relations as well as senior management
  • 5 or more years of relevant experience in a related finance, control risk or audit function. Prior P&A experience preferred
  • Knowledge of balance sheet, income statement and basic accounting concepts strongly preferred
5

Capital P&A Regulatory Capital Management Office Legal Entity Capital Forecasting Resume Examples & Samples

  • Lead and enhance legal entity capital forecasting and analytics
  • Develop an understanding of regulatory (Basel III Standardized and Advanced) and GAAP capital calculations and metrics
  • Partner with various LOB contacts, Bank Controllers team and Corporate Treasury to improve capital projections for primary legal entities (JPMorgan Chase Bank, N.A., Chase USA, JPMorgan Bank & Trust)
  • Participate in short-term, long-term, and CCAR/DFAST projection process as well as review of legal entity Actuals
  • Perform ongoing analysis on dividend capacity and capital contribution needs of legal entities
  • Identify additional information sources (e.g. infrastructure projects) which could be leveraged for legal entity forecasting
  • Perform in depth balance sheet and RWA analysis (including sensitivity analyses) to enable senior management to understand key trends and drivers across all ratios
  • Respond to ad-hoc analytical requests from key partners such as Corporate Treasury, Corporate Finance Analytics and Bank Controllers team as well as senior management
  • 7 or more years of relevant experience in a related finance, control risk or audit function. Prior P&A experience required
  • Creative self starter with strong initiative, ability to take ownership and work independently as well as contribute to the broader team
  • Strong analytical and financial skills with a track record of execution against deliverables
  • Control mindset (ability to identify and close control gaps and / or issues)
  • Ability to multi-task and be hands on in a fast paced environment to meet deadlines under pressure
  • Knowledge of balance sheet, income statement and basic accounting concepts strongly preferred
6

Regulatory Capital Management Office Financial Calculation Reviewer Resume Examples & Samples

  • Liaise with tool owners to establish inventory and acquire tools and documentation evidencing implementations and controls
  • Present assessments and findings to team members
  • Document analyses, recommendations, and conclusions
  • 6 or more years experience in a finance, control, risk, or audit function
  • Control mindset (ability to identify and close control gaps and/or issues)
  • Ability to trace through financial calculations and processes
  • Proven demonstration of strong quantitative, analytical, and problem solving skills using MS Excel and/or other equivalent tools
  • Self starter who is able to effectively perform and demonstrate leadership on reviews in a fast paced, results driven environment
7

Regulatory Capital Management Office Resume Examples & Samples

  • Building central and product level stress testing models to perform firm-wide capital stress tests
  • Self starter who is able to provide analytical support and effectively perform in a fast paced, results driven environment
  • Good organizational, management, and communication (verbal and written) skills
  • Experience with pricing models, capital models, and/or financial forecasting
8

Regulatory Capital Management Office Resume Examples & Samples

  • Design and develop software solutions to
  • Proven demonstration of strong quantitative, analytical, and problem solving skills using MS Excel and one or more of the following: C#, .Net Framework, Java, C, C++, VBA, SQL, and/or other equivalent tools
  • Experience with developing technology framework using extensible architecture and rapid development methodologies such as AGILE, RUP, and/or other equivalent processes
  • Experience with all aspects of SDLC (requirements, development, testing, deployment, support)
  • 0-5 years experience, preferably with a broad product-level exposure in multiple areas across finance, risk, technology and/or control-related functions
  • Expert-level proficiency in MS Excel, with ability to independently implement and trace through complex calculations
  • Strong knowledge of OOP concepts
  • MS / MBA or other Graduate degree
9

Regulatory Capital Management Office Corporate Capital Stress Testing VP Resume Examples & Samples

  • Extensive business process management or project management experience
  • Proven ability to lead by influence and establish the necessary structure, process, controls and communication mechanisms to successfully manage a cross-LOB, cross-functional initiative
  • Strong organizational, multitasking and prioritization skills
  • Extreme attention to detail and ability to work independently
  • Strong experience in either Finance or Risk
10

Regulatory Capital Management Office Resume Examples & Samples

  • 2- 3 years experience in Finance, Risk Management, or related field
  • Experience in credit risk management and reporting
  • Experience in a production or operations environment preferred
  • Experience in project management preferred
  • Experience with Basel regulatory capital rules preferred
  • Experience driving large initiatives across multiple functional groups
  • Strong problem solving and analytical skills, able to work independently
  • Self-motivated individual who seeks a challenging role
  • Strong communication skills and relationship-building skills
  • Excellent organizational skills and control focus
  • Superior attention to detail and process-orientation
  • Expert in Microsoft Access (i.e. SQL) and Excel required
  • Knowledge of Basel III rules a plus
11

Regulatory Capital Management Office Solutions Analyst Associate Resume Examples & Samples

  • Automation of regulatory capital data adjustment facilities and reconciliation tools
  • Establish processes for proxy risk parameter identification, evaluation and audit
  • Face-off with technology on all stages of the SDLC with a primary focus on ensuring completeness of business and functional requirements
  • Strong programming skills in one or more object-oriented programming languages (e.g. Java/Python/C++/etc.)
  • Ability to work in a dynamic, fast-paced environment
  • Expertise in design and development of visualization tools, preferably Qlikview– data linkages, dashboard builds
12

Regulatory Capital Management Office Resume Examples & Samples

  • Delivery of variance analysis and explain of the Firm’s RWA and capital on a quarterly basis
  • Oversee end-to-end control environment as it applies to Basel RWA including data quality, adjustments and manual processes, results attestation and implementation of control processes in support of policy documents
  • Delivery of the Firm’s response to regulatory led Quantitative Impact Studies (QIS) and assist in coordinating consortium and external benchmarking and outcomes analysis
  • Participate in the preparation and review of external reporting
  • Ability to trace through financial calculations, financial systems and processes
  • Hands-on experience in quantitative finance, statistics and/or software development
13

Regulatory Capital Management Office Resume Examples & Samples

  • Manage the firm-wide capital stress testing processes, including the internal capital adequacy assessment process and the Federal Reserve and OCC-mandated processes, and related communication with regulators
  • Represent the firm in industry dialogue on new regulatory requirements related to capital planning and stress testing
  • The candidate must be a self starter who is able to work in a fast paced environment
  • Business process management or project management experience
  • Experience coordinating large-scale projects or processes across multiple teams/constituents
  • Strong organizational, multitasking and prioritization skills
  • Strong influencing and facilitation skills
  • Strong experience in either Finance or Risk
  • Knowledge of or direct experience in RWA and capital-related processes and analyses, a plus
  • Knowledge of or direct experience with regulatory reporting, a plus
14

Regulatory Capital Management Office Resume Examples & Samples

  • Calculate and report firmwide RWA for market risk and wholesale credit risk, providing results to Corporate Financial Reporting and LOB Finance teams
  • Manage the calculation infrastructure ensuring compliance with rules
  • Translate new rules and policy decisions into business requirements for implementation
  • Perform impact analysis on methodology enhancements and rule changes
  • Provide RWA for CCAR, and Resolution & Recovery, Pillar 2 ICAAP and Pillar 3 Disclosure
  • Perform quantitative impact studies (QIS) for regulatory agencies
  • Develop new and efficient analytics to enhance the alignment of the firm’s actual RWA calculators with LOB, Corporate and Senior Management decision making processes
  • Expert in Microsoft Access and Excel preferred
15

Regulatory Capital Management Office Resume Examples & Samples

  • Lead a team of 1 -2 employees in the production and enhancement of short-term capital forecasting and analytics with a focus on building out legal entity process
  • Oversee capital updates for earnings press release and investor day including collaboration with other areas within the Firm needed to compile capital related Q&A for senior management
  • Participate in RCMO responses and delivery on regulatory demands such as TLAC, GSIB, FRTB, CCAR rule changes, model approvals and others
  • Partner with Treasury, Capital Strategy and CCAR team in the monitoring of capital actions against execution and delivery
  • Develop an understanding of regulatory (Basel III Standardized and Advanced) and GAAP capital calculations and metrics, and serve as point of contact for such matters as it relates to forecast
  • Partner with various LOB contacts, Bank Controllers team and Corporate Treasury to improve capital projections Firmwide and for primary legal entities (JPMorgan Chase Bank, N.A., Chase USA, JPMorgan Bank & Trust) and participate in LE consolidation/ merger discussions
  • Participate in short-term, long-term, and CCAR/DFAST projection process as well as review of legal entity Actuals in partnership with RCMO capital controllers team
  • Perform ongoing analysis on dividend capacity and capital contribution needs of legal entities
  • Identify additional information sources (e.g. infrastructure projects) which could be leveraged for legal entity forecasting
  • Perform in depth balance sheet and RWA analysis (including sensitivity analyses) to enable senior management to understand key trends and drivers across all ratios
  • Respond to ad-hoc analytical requests from key partners such as Corporate Treasury, Corporate Finance Analytics and Bank Controllers team as well as senior management
  • 7 or more years of relevant experience in a related finance, control risk or audit function
  • Prior P&A or regulatory reporting (FR Y-9C, FFIEC 101, FFIEC 031) experience strongly preferred
  • Knowledge of balance sheet, income statement and basic accounting concepts required
16

Capital Controllers Regulatory Capital Management Office VP Resume Examples & Samples

  • Develop an understanding of regulatory (Basel 3 Standardized, Advanced and Supplementary Leverage) and GAAP capital calculations, ratios and metrics
  • Lead development and implementation of Basel End to End operating model, including implementation of Service Level Agreements / handshakes and attestation requirements for End to End capital reporting
  • Prepare and review 10K/ Q and Pillar 3 disclosures related to capital requirements
  • Design and coordinate implementation of RWA policy changes with stakeholders
  • Develop and lead Regulator led Quantitative Impact Studies (QIS)
  • Liaise with product leads and LOBs in completion of ad hoc projects and reporting needs
  • Prepare materials for monthly Senior Management Basel Capital Controls & Implementation meeting
  • Participate in impact studies on new proposed rules for regulatory capital requirements
  • Minimum of 6 years experience in a finance, control, risk or audit function
  • Prior Basel regulatory capital experience preferred
17

Regulatory Capital Management Office Resume Examples & Samples

  • Design and oversight of Basel production data monitoring program across all Retail credit portfolios
  • In-depth research, root cause analysis, and business rule implementation around data quality issues arising during production runs
  • Partnering with technology and risk management teams to see data quality issues through to resolution
  • Developing processes to identify and create visibility around data restatements or corrections
  • Developing data monitoring reports or dashboards to be utilized by various levels of management
  • Liaising with Model Risk and Development (MRaD) team responsible for producing model development reference datasets
  • Streamlining and creating repeatable procedures for all data monitoring activities
  • Proactively communicating and collaborating with data end-users to analyze and meet data needs
  • 5+ years experience utilizing SQL in a relational database environment such as DB2, Oracle, or Teradata
  • 5+ years in the financial services industry
  • Data warehousing experience
  • Chase LOB data experience a plus
  • Bachelor’s Degree in a technical or quantitative field such as Computer Science, Engineering, Information Technology, Statistics, Business, Finance, or Mathematics
  • Must be able to make contributions to the group’s knowledge base by proposing new and creative ways for approaching problems and projects
18

Regulatory Capital Management Office Implementation Manager VP Resume Examples & Samples

  • Managing a small team of supporting developers
  • Understanding changes to the Card, Auto & Student Retail Basel modeling frameworks
  • Partnering closely with the model development function to generate production ready business requirements
  • Coordinating with technology and the central model implementation team to ensure timely closure of action items and resolution of issues during the build phase
  • Interfacing with various internal and external review functions on all residential mortgage Basel implementation related matters
  • Extracting information from often-disparate data sources in addition to extracting information from production databases running on DB2, Oracle, or Teradata databases
  • Preparing ad hoc analysis used by line of business partners to make critical decisions
  • 7+ years SAS programming experience. SAS Certification preferred
  • 7+ years experience utilizing SQL in a relational database environment such as DB2, Oracle, or Teradata
  • 7+ years in the financial services industry
  • Advanced degree in a technical or quantitative field such as Computer Science, Engineering, Information Technology, Statistics, Business, Finance, or Mathematics
  • Must possess the ability to deliver high-quality results under tight deadlines
  • Proficiency in MS Office product suite (Excel, Word, Access, and PowerPoint) required
19

Regulatory Capital Management Office Resume Examples & Samples

  • 5+ years experience writing business requirements and/or functional specifications
  • Advanced knowledge of relational database management systems (RDMS) and data modeling
  • Experience with TOAD and Teradata SQL Assistance
  • Degree in management information systems (MIS) or computer science (CS), advanced degree or equivalent work experience preferred
  • Financial services experience preferred
  • Experience supporting large and complex initiatives across multiple functional groups
20

Regulatory Capital Management Office Resume Examples & Samples

  • Understanding statistical analysis techniques, such as Multiple and Logistics Regression, CHAID, Decision Tree, Segmentation, and perform statistical and data analysis using tools such as SAS, SQL and VBA/Excel
  • Executing user acceptance testing to ensure accurate implementation of production models and reporting logic
  • Preparing high quality implementation documentation subject to extreme scrutiny by various internal and external review functions
  • Communicating project status information to various forums
  • Card, Auto or Student and/or Basel experience preferred
21

Regulatory Capital Management Office Resume Examples & Samples

  • Develop an understanding of regulatory (Basel 3 Standardized, Advanced, Supplementary Leverage and GSIB) and GAAP capital calculations, ratios and metrics
  • Collate and review LOB and risk stripe prepared variance explains, produce consolidated Firmwide variance analysis and explains to support Basel reporting for Firm and Bank
  • Prepare quarterly manual adjustments metrics including providing explains as to cause; identify areas for remediation and control improvement to reduce number of manual adjustments required
  • Support the build out of the Other Assets RWA process, coordinate plans to migrate activities to primary risk stripes as identified and oversee execution
  • Collate and report RWA quarterly data to regulators including but not limited to the FR Y-14Q Quarterly CCAR templates
  • Prepare materials for the GSIB reporting and forecasting process, while working with other groups to consolidate and explain variances between forecasts and actual reporting
  • Participate in quantitative impact studies (QIS) on new proposed rules for regulatory capital requirements
  • Work with product leads and LOBs in completion of ad hoc projects and reporting needs
  • 3 or more years experience in a finance, control, risk or audit function, prior Basel capital experience will be advantageous
  • Excellent oral & written communication skills
  • Ability to multi-task and to meet deadlines under pressure
  • Bachelor’s degree required, Finance, Accounting or related field preferred
22

Regulatory Capital Management Office Basel Independent Review Executive Director Resume Examples & Samples

  • Distil regulatory rules and technical guidance into key requirements for use in assessments
  • Liaise with businesses, modelers, risk management, finance, technology and operations to perform assessments
  • Conduct or direct empirical studies, statistical and data analyses
  • Leverage business management as required to secure commitment to the timely and complete resolution of the root causes of control issues
  • Significant expertise in Regulatory policies, in particularly with respect to Basel III final rule, capital models, and processes
  • Strong ability to trace through complex financial systems and processes
  • Strong analytical and problem solving abilities
  • Experience as an economist/financial economist in risk analysis division of OCC, supervision division of FRB (Bank or Board) especially suitable
  • Experience in model review or model audit functions
  • Experience as a consultant implementing Basel rule requirements
  • Experience in UK FSA and CAD2 regulatory requirements
  • Experience in empirical studies, data analysis, and statistics
  • Experience in technology and operations, on the development side and/or the process control side
  • Experience in accounting policy
23

Regulatory Capital Management Office Financial Calculation Reviewer Analyst Resume Examples & Samples

  • Independently reviewing and challenging LOB capital stress test submissions, including processes, assumptions, model inputs and outputs, and central assumptions
  • Assessing end-to-end control framework for CCAR in the LOBs and central teams
  • Bachelors/Graduate degree in a quantitative discipline (Mathematics, Statistics, Engineering, or related quantitative field)
  • Good knowledge of financial products, financial markets and regulatory requirements
  • Strong quantitative, analytical, and problem solving skills
  • Experience in statistical modeling software (SAS, EViews, R, Matlab etc.); Strong Excel, VBA and SQL skills
  • PhD/CPA/CFA/FRM
24

Regulatory Capital Management Office Resume Examples & Samples

  • 3-6 years experience in risk management, finance, RWA/Regulatory Capital, or related field
  • Market Risk, Valuation or Product Control related experience preferred. Analytical and quantitative experience/education preferred
  • Prior experience in analyzing and investigating the output of risk or pricing models on a daily basis
  • Comfortable with handling large datasets; Strong Excel skills; SQL/VB/Database experience a plus
  • Prior experience in working with technology on risk system enhancements/infrastructure projects
  • Experience partnering with technology, operate, and business to manage initiatives and drive issue resolution
  • Familiarity with derivatives and trading products; multiple asset classes preferred
  • Experience with working in a highly regulated environment and setting up controls and governance processes
  • Knowledge of RWA/Basel rules a plus but not required
  • Ability to self-manage, prioritize and work independently; Must be comfortable leading and taking the initiative and working in a “build out” environment as opposed to BAU
  • Excellent communication skills (both verbal and written)
  • Strong organizational skills and process orientation
  • Ability to work well under pressure, tight deadlines and balance multiple priorities
  • Ability to manage, develop and influence people
  • Ability to support large initiatives across multiple functional groups
25

Regulatory Capital Management Office Regulatory Capital Quantitative Strategist Associate Resume Examples & Samples

  • Implementation of initial regulatory requirement calculations for indicative purposes and initial impact testing
  • Development of variance analysis tools and requisite reporting that can benchmark, compare and visualize results
  • Automation of regulatory capital data adjustment facilities and reconciliation tools
  • Establish processes for proxy risk parameter identification, evaluation and audit
  • Explain tool behavior with end users, carry out scenario analyses, and provide insights to debug calculations
  • Improve the efficiency of data analysis for end users
  • Face-off with technology on all stages of the SDLC with a primary focus on ensuring completeness of business and functional requirements
  • 3+ years experience in financial services, financial services technology or technology
  • Strong programming skills in one or more object-oriented programming languages (e.g. Java/Python/C++/etc.)
  • Experience with a RDBMS, relational database design/normalization, and writing/tuning SQL queries
  • Experience with UI design and development
  • Understanding of good software design and architecture principles
  • Ability to work in a dynamic, fast-paced environment
  • Self-starter. The successful candidate should also have a strong interest to learn about the business and regulatory rules
  • Expertise in design and development of visualization tools, preferably Qlikview– data linkages, dashboard builds
26

Regulatory Capital Management Office Corporate Capital Stress Testing Capital Resume Examples & Samples

  • Develop understanding of JPM’s regulatory (Basel I,II,II.5,III) and GAAP capital calculations and metrics
  • Support capital and balance sheet projections for CCAR and Mid Year Stress Testing processes
  • Coordinate and support preparation of Federal Reserve templates and associated narratives related to capital and RWA
  • Partner with LOBs to determine appropriate assumptions/methodology to model RWA under stress scenarios
  • Perform detailed variance analytics on LOB RWA and firmwide capital to enable senior management to understand key drivers of underlying results
  • Develop expertise in RWA calculations through collaboration with Regulatory Policy, Model Risk & Development, and Risk Reporting teams
  • Respond to ad-hoc analytical requests from senior management, other Corporate/LOB groups, and regulatory agencies
  • Minimum of 6 years experience in a finance, capital management, control, risk or audit function preferred
  • Prior Basel regulatory capital experience (e.g. Basel I/II/III) strongly preferred
  • Excellent oral & written communication and relationship management skills
27

Regulatory Capital Management Office Resume Examples & Samples

  • Good understanding of bank regulation and reporting requirements such as Basel III, Dodd-Frank, CCAR and capital stress testing
  • Good knowledge of financial products and financial markets
  • Experience with pricing models, capital models, and/or financial forecasting models is a plus
28

Capital Controllers Regulatory Capital Management Office VP Resume Examples & Samples

  • Develop an understanding of regulatory (Basel 3 Standardized, Advanced and Supplementary Leverage, GSIB) and GAAP capital calculations, ratios and metrics
  • Partner with product leads and LOBs to ensure a consistent application of our Capital operating model
  • Strong partnership building skills
  • Proficiency with Visio and ability to create and deliver presentations preferred
29

Regulatory Capital Management Office Resume Examples & Samples

  • Manage a team of 6-8 individuals in New York and Columbus, Ohio
  • Coordinate with technology and line of business finance partners to complete press release and regulatory filing deliverables including the FFIEC 101, Pillar 3 disclosure and FRY-9C HC-R schedule
  • Leading efforts to enhance internal and internal reporting processes from both a sustainability and content perspective
  • Sarbanes-Oxley (SOX) compliance requirements
  • Understand and perform impact analysis for methodology, rule and other production changes
  • Manage quarter and monthly production simulation processes in support of quarter-over-quarter and forecast-to-actual variance analysis
  • Centrally managing implementation, process, and control execution documentation in support of internal and external reviews, including regulator examinations
  • Producing detailed presentations for senior management, including project status, variance highlights, and other significant items
  • Work as a key coordination point between model development, risk, finance and technology partners for model implementation in the Retail RWA infrastructure
  • Partnering with risk management and technology teams to identify and remediate data quality issues
  • Central tracking and management of issues through to resolution
  • 8+ years of treasury, financial or regulatory reporting experience at a large financial institution
  • Working knowledge of Basel regulatory capital rules, including general understanding of model development concepts
  • Working knowledge of consumer credit products
  • Project management and delivery experience in a high demand environment
  • Experience driving large and complex initiatives across multiple functional groups
  • Ability to independently manage own work across initiatives, with demonstrated ability to multi-task and respond quickly to changing priorities or issues
  • Excellent oral and written communication skills, including experience presenting to senior management and large groups
  • Understanding of data structures, systems and relational databases
  • Experience with large and complex datasets
30

Regulatory Capital Management Office Resume Examples & Samples

  • 10+ years experience in risk management, finance, Basel/Regulatory Capital, or related field
  • Experience with multi-platform engagement across technology, risk, finance and operational groups
  • Experience with managing and developing resources at varying skill levels
  • Knowledge of Basel rules and requirements
31

Regulatory Capital Management Office Capital Forecasting Planning & Analysis Resume Examples & Samples

  • Production of Firmwide short-term capital and risk-weighted assets (RWA) forecasting and analytics for senior management including week over week, quarter over quarter and year-over-year commentary
  • Partner with various LOB contacts, Firmwide P&A and Corporate Treasury teams to ensure accuracy and timeliness of projections and to ensure that risks and opportunities to forecast are properly highlighted
  • Monitor share repurchases as well as other capital instruments issuances and redemptions
  • Prepare analysis and materials for quarterly earnings press release
  • Assist in the long-term budget and mid-year forecast projections and discussions as well as lead Bank forecasting
  • Partner with Capital Controllers in standardizing, streamlining and enhancing processes
  • 3 or more years of relevant experience in a related finance, control risk or audit function
  • Bachelor’s degree in Finance or a related field required; Master’s Degree / CPA / CFA preferred
  • Proficiency in Microsoft Office applications (Excel & PowerPoint in particular) required
  • Prior P&A or regulatory reporting (FR Y-9C, FFIEC 101, FFIEC 031) experience preferred
  • Ability to multi-task and be hands on in a fast paced environment to meet deadlines under pressure
  • Excellent oral and written communication and relationship management skills
  • Control mindset (ability to identify and close control gaps and / or issues)
  • Experience with internal financial systems a plus
32

Regulatory Capital Management Office Resume Examples & Samples

  • Track regulatory capital related priorities including MRAs, action plans and influence the on time closure of actions plans
  • Develop and maintain periodic management and supervisory presentations
  • Coordinate ad-hoc analyses
  • Coordinate and participate in forums between Model Risk & Development (MRaD) and RCMO to review upcoming model development and implementation and discuss model specific issues
  • Facilitate monthly updates to Basel Capital Program stakeholders on policy, control or implementation matters requiring review and management actions for resolution
  • Participate in industry groups on regulatory capital issues
  • Periodically perform testwork to assess ongoing rule compliance and track remediation strategy for gaps
  • Work with Regulatory Policy team to interpret and syndicate regulatory policy and address regulatory policy related questions
  • 5+ years banking and finance experience with leading banks
  • Understanding of the Basel capital requirement across discipline
  • Understanding of the regulatory capital calculation and reporting infrastructures
33

Regulatory Capital Management Office Resume Examples & Samples

  • Run monthly process to receive adjustments, consolidate data, and preform reporting across Credit Derivatives products across all lines of business
  • Become subject matter expert in credit derivatives process to assist in testing around credit derivatives strategic sourcing project
  • Act as business stakeholder on & help drive strategic projects related to reporting processes
  • Perform analyses, and accurately articulate results to managers & senior managers
  • Perform reconciliations related to attributes used in the RWA calculation processes, and process necessary adjustments
  • Participate in end user project testing as needed. Identify gaps in current reporting processes and implement new controls to better measure business financials
  • Qualified candidates must have a good understanding of IB products (specifically derivatives), be able to understand market drivers and how fluctuations generate financial impact
  • Additional skill sets include the ability to
34

Regulatory Capital Management Office Resume Examples & Samples

  • Manage a team of individuals in New York and Delaware
  • Oversee the Basel target state program
  • Oversee the central coordination of technology changes impacting capital/RWA
  • Responsible for coordination and soundness of CCAR RWA methodology in partnership with CCST
  • Oversee the management of the firm-wide Basel Capital program
  • Provide objective analysis on RWA to enable senior Finance management decision-making
  • Providing thought leadership and strategic advice to LoBs on various RWA issues
  • Build and maintain effective working relationship with colleagues in RCMO and other business functions
  • 10 or more years of relevant experience; background at a large financial institutions preferred
  • High proficiency in Microsoft Office applications (PowerPoint and Excel in particular) required
  • Ability to develop, synthesize and present perspectives on key issues to a wide range of audiences including senior management
  • Strong interpersonal and communication skills, and ability to multi-task and work effectively with senior management in a fast paced environment to meet deadlines under pressure
  • Extensive people management experience and significant influencing skills
  • Strong problem solving and analytical skills while being an outside the box thinker
35

Regulatory Capital Management Office Resume Examples & Samples

  • Lead various FCIR reviews to ensure high quality and timely delivery
  • Report and present status to various stakeholders and leadership on a regular basis
  • Review and challenge financial calculations in various UTs /applications in high priority areas
  • Understand methodology used in the financial calculations and its broader impact / contribution to the firm’s overall finance / risk framework
  • Evaluate appropriateness of the assumptions and methodology utilized in the UTs/ applications and identify the errors and potential improvements in the calculation processes
  • Document the findings and socialize the findings with relevant stakeholders
  • Perform peer-reviews for quality assurance purposes
  • Work with technology teams to develop tools for enhancing review effectiveness and efficiency
  • Partner with other review functions on high priority reviews and ad hoc requests
  • Stay abreast of regulatory and industry developments pertaining to finance / risk / accounting
  • 8+ years of experience in banking / financial services industry
  • Bachelors/Graduate degree in a Finance, Accounting, Economics, Math/Statistics or related quantitative discipline
  • Excellent leadership and team management skills
  • Experience in project management, planning, budgeting and allocation
  • Strong interpersonal, communication (verbal and written) and negotiation skills
  • Strong quantitative, analytical skills and flair for independent research & problem solving
  • Ability to understand and trace through financial calculations and processes
  • PhD/CPA/CFA/FRM/MBA (or obtaining such qualifications)
  • Experience with various models, including pricing, capital, and/or financial forecasting models
  • Software development/programing experiences will be a plus
36

Regulatory Capital Management Office Resume Examples & Samples

  • Support the firm-wide capital strategy for retail credit through coordination of the activities of established teams in Finance and Risk to ensure successful implementation of Basel 3
  • Bridge between Technology, Operations, Risk and Finance to develop Basel systems and to ensure those systems and processes accurately calculate retail credit risk RWA
  • Lead forum between Model Development & Credit Analytics (MDCA) and RCMO to review upcoming model development and implementation and discuss model specific issues
  • Provide monthly updates to Basel Capital Program stakeholders on policy, control or implementation matters requiring review and management actions for resolution
  • Review the RWA walk and explains, and model output results with all the sub-LOB CFOs and CROs to get their agreement on the results, and the cause of any variance ahead of filing
  • Participate in industry groups on retail credit regulatory capital issues
  • Determine current rule compliance and remediation strategy for any gaps
  • Review business requirement documents (BRD) and acceptance tests used for model specification
  • Advanced degree in quantitative discipline preferred
37

Regulatory Capital Management Office Resume Examples & Samples

  • Support regulatory capital governance related efforts, including management of Capital Governance Committee Framework and select Committee agenda/materials
  • Assist in review and approval of firmwide New Business Introduction requests
  • Assist in the development of periodic management, Board and supervisory presentations
  • Assist the COO on budget and headcount forecasting and planning, real estate needs and space planning, and other RCMO business management initiatives such as managing RCMO Intranet site
  • 5+ years project management, business process management experience
  • Strong written and verbal communication skills with ability to interact with colleagues at all levels
  • Close attention to details and ability to work independently
  • Understanding of regulatory capital, risk management, and/or finance a plus
38

Regulatory Capital Management Office Resume Examples & Samples

  • Develop firm wide models to forecast capital stress testing components
  • Stay current with emerging requirements, both regulatory and others, and manage corresponding changes in models, systems, and processes
  • Liaise with Central Stress Testing team on all CCAR submissions
  • Oversee and participate in hands-on review of tools, documentation, process, and data to assess conceptual and financial soundness of the implementations, as well as compliance with rules and best practices
  • Present plans, status, and findings to management
  • Graduate degree in a quantitative discipline (Mathematics, Statistics, Engineering, or related quantitative field)
  • Experience with pricing models, capital models, and/or financial forecasting is a plus
  • Experience and knowledge in regulatory capital rules (Basel and CCAR) is a plus
39

Regulatory Capital Management Office Resume Examples & Samples

  • Calculate, analyze, and report Basel 1 and Basel 3 RWA
  • Partner with LOB Controllers and Risk Management to investigate and determine key drivers of quarterly RWA variances such as portfolio changes, policy updates and capital treatment
  • Identify, track, and resolve credit risk data quality issues; Work towards streamlining and improving processes
  • Drive implementation of policy and model updates to the Basel 3 rule engine
  • Establish and enhance controls and procedures for the team
  • 5 years experience in Finance, Risk Management, or related field
  • Knowledge of Balance Sheet
  • Knowledge of functionality and books on General Ledger preferred
40

Regulatory Capital Management Office Resume Examples & Samples

  • Provide monthly reporting of Basel III Standardized & Advanced RWA across all products and lines of business
  • Perform quarter end consolidation, calculation, and reporting of Basel III Standardized & Advanced RWA
  • Participate in end user project testing as needed. Identify gaps in current reporting processes and implement new controls to better measure LOB financials and RWA impact
  • Develop strategic solutions in order to deliver practical and functional variance analysis metrics to the product controllers
  • Execute tasks within aggressive time frame
  • Multi-task in an ever changing environment
  • Take ownership of processes
  • Partner with stake holders at all levels of the organization
  • Critically challenge existing process flows with the goal of identifying and implementing process improvements
41

Regulatory Capital Management Office Capital Strategy Resume Examples & Samples

  • Prepare objective analysis that provides perspective to senior management to support decision-making on high-profile, topical issues related to regulatory capital
  • Partner with all functions within RCMO, Corporate Financial Analytics (CFA) and LOBs to execute and track strategic projects
  • Partner with Investor Relations in preparing the response to and tracking of capital related questions from industry analysts and investors
  • Prepare material for Board of Directors and Operating Committee on topical capital issues facing the banking sector overall
  • 4 or more years of relevant experience; background in financial institutions and strategy preferred
  • Undergraduate degree; sciences, economic, engineering, or finance preferred
  • High proficiency in Microsoft Office applications (PowerPoint and Excel in particular) required
  • Prior knowledge and experience in regulatory capital preferred
  • Strong interpersonal and communication skills, and ability to multi-task and work effectively with senior management in a fast paced environment to meet deadlines under pressure
  • Strong analytical, critical thinking and problem solving skills with a track record of execution against deliverables
42

Regulatory Capital Management Office Capital Strategy Resume Examples & Samples

  • Manage the preparation of objective analysis that provides perspective to senior management to support decision-making on high-profile, topical issues related to regulatory capital
  • Serve as RCMO’s main point of contact with Investor Relations and supervise the response to and tracking of capital related questions from industry analysts and investors
  • Oversee the compilation of materials for Board of Directors and Operating Committee on topical capital issues facing the banking sector overall
  • 10 or more years of relevant experience; background in financial institutions and strategy preferred
  • Master’s Degree / CPA / CFA preferred
  • Broad understating of how JPM operates across its business and its dynamics within the financial industry
  • Solid understanding of key strategic frameworks / financial concepts and how they are applied at the Firm (e.g., capital allocation, assessment of key business synergies, competitive benchmarking)
  • Ability to develop, synthesize and present perspectives on key strategic / financial issues
  • Strong analytical, critical thinking and problem solving skills with a track record of execution against deliverables, as well as, the ability to take ownership and work independently while contributing to the broader team
43

Regulatory Capital Management Office Resume Examples & Samples

  • Lead Firmwide Data Domain requirements for Regulatory Capital Management Office (RCMO)
  • Identify and implement Capital Data Standards for reporting consistent data adjustments and data metrics across 4 risk stripes (Wholesale Credit, OTC Derivatives, Market Risk, Retail)
  • Update and maintain all BM&A Data Governance Documentation, Data Book of Work, Capital Data Standards, Scorecards and data related management reports
  • Collaborate with Capital BM&A team across risk stripes to identify, document and track data quality issues impacting RWA calculation
  • Log data issues, root cause and economic impacts in centralized Firmwide data tracking tool; manage all updates, including prioritization, escalation, and completion of issues with stakeholders, including the Chief Data Office
  • Drive adoption of data controls including actively monitoring and reporting status of target remediation against adjustment metrics
  • Work closely with Capital Controllers, BM&A RWA Reporting, and Infrastructure teams to implement standard data governance model and strategic data vision
  • Identify and implement data solution which improve proactive management of data quality, and reduce adjustments across risk stripes
  • 10 years experience in financial services organization
  • 5-10 years of data analytics, data research, data aggregation
  • 5-10 years BA/PM role, with ability to assess root cause of issues and manage issues E2E
  • Strong communication and coordination capabilities with ability to influence change
  • Familiarity with Basel Regulatory Requirements and RWA Calculation process
  • Advanced Excel, Access, PowerPoint skills
44

Regulatory Capital Management Office Resume Examples & Samples

  • Implementation of initial regulatory requirement calculations for indicative purposes and initial impact testing
  • Development of variance analysis tools and requisite reporting that can benchmark, compare and visualize results
  • Explain tool behavior with end users, carry out scenario analyses, and provide insights to debug calculations
  • Improve the efficiency of data analysis for end users
  • 3+ years experience in financial services, financial services technology or technology
  • Experience with a RDBMS, relational database design/normalization, and writing/tuning SQL queries
  • Experience with UI design and development
  • Understanding of good software design and architecture principles
  • Self-starter. The successful candidate should also have a strong interest to learn about the business and regulatory rules
45

Regulatory Capital Management Office Resume Examples & Samples

  • 6+ years experience in regulatory capital reporting, finance, risk management, or related field
  • Experience managing data quality remediation program
  • Experience documenting issues and producing data quality metrics
  • Experience partnering with technology, operate, and business to drive issue resolution
  • Experience in a product control, reporting or operations type role
  • Experience identifying, performing, and documenting key controls
  • Experience supporting large initiatives across multiple functional groups
  • Ability to self-manage, prioritize and work independently
  • Strong understand of data quality controls and metrics
  • Knowledge with MIS reporting standards and concepts
  • Knowledge of financial products, financial markets, market risk and credit risk methodologies such as VaR, economic capital, regulatory capital, etc
46

Regulatory Capital Management Office Resume Examples & Samples

  • Ensuring efficient and appropriate management of the Firm’s capital
  • Managing the Firmwide Capital Stress Testing process
  • Interfacing with Regulators on capital-related issues
  • Overseeing the end-to-end risk-weighted asset (RWA) and capital measurement processes across the Firm
  • Guiding Lines of Business (LOBs) and clients on efficient capital decisions
  • Develop an understanding of JPM’s regulatory CCAR, Capital and RWA requirements and processes
  • Lead consolidation of Capital and RWA projections for CCAR, Mid Cycle Stress Testing, and internal Risk Appetite processes
  • Coordinate and lead preparation of Federal Reserve templates and associated narratives related to Capital and RWA
  • Partner with LOBs to develop commentary supporting the Company’s Capital and RWA strategy under various stress scenarios
  • Support Corporate and LOB initiatives to continually improve and enhance the CCAR process
  • Perform detailed variance analytics for firmwide Capital and RWA drivers impacting capital ratios to enable senior management to understand key drivers of underlying results
  • Support the build-out / automation of CCAR reporting tools
  • Coordinate and prepare JPM’s responses to regulator questions and feedback
  • Monitor and address new regulatory CCAR, Capital and RWA requirements
  • Respond to ad-hoc analytical requests from senior management, other functions, and regulatory agencies
  • Minimum of 6 years experience in a finance, capital management, control, risk or audit function preferred
  • Prior Basel regulatory capital experience (e.g. Basel I/II/III) preferred
  • Knowledge of balance sheet, income statement and basic accounting concepts preferred
47

Regulatory Capital Management Office Capital Stress Testing Resume Examples & Samples

  • Overseeing the end-to-end risk-weighted asset (RWA) and capital measurement processes across the Firm
  • Develop an understanding of JPM’s regulatory CCAR requirements and process
  • Support the firmwide capital stress testing process and various related projects
  • Work with the team on developing commentary for the Company’s stress test scenarios for regulatory schedules, such as Capital and RWA
  • Partner with colleagues across both Corporate Finance and line of business functions for CCAR related activities
  • Support Corporate and LOB initiatives to continually improve and enhance the CCAR process
  • Work with the team to perform analysis and create presentations that will be used by senior management in their discussions with the Operating Committee, the Board of Directors and regulators
  • Bachelor’s degree required, Finance, Accounting or related field preferred (3- 5 years relevant experience)
  • Creative self starter with strong initiative, ability to take ownership and work independently as well as contribute to the broader team
48

Regulatory Capital Management Office Resume Examples & Samples

  • Take OWNERSHIP of processes
  • 0-4 years experience working in financial services
  • Basic understanding of Derivative & other Investment Banking products
  • Excel/database/desktop skills
49

Regulatory Capital Management Office Resume Examples & Samples

  • Track and influence on-time delivery (i.e., closure) of action plans arising from internal reviews and Matters Requiring Attention identified by the regulators with impact to the securitization credit risk framework
  • Develop periodic presentations for management and supervisors
  • Coordinate and participate in the monthly securitization steering committee meetings to facilitate updates to Basel Capital Program stakeholders on securitization policy, control or implementation matters requiring review and management actions for resolution
  • Coordinate and participate in forums between key stakeholders (QR, MRG and MGG) in SFA model development to discuss model development and implementation issues and socialize/develop issues for presentation to the Market Risk Models Committee
  • Participate in Policy Working Group and peer groups on regulatory capital issues
  • Partner with LOBs to ensure ongoing compliance with the firm’s Guidance on Securitization RWA and the securitization credit risk framework in the final rule
  • Coordinate RCMO (Policy and Policy Implementation) response to LOB request for analysis of proposed securitization structures to ensure proper Basel categorization
  • Coordinate updates to narratives for securitization credit risk portions of annual CCAR/DFAST and quarterly Risk Appetite
  • Liaise with LOBs to compile the firm’s response to Quantitative Impact Studies in the securitization space
  • Understanding of the US Basel III capital requirement – securitization credit risk framework
  • Excellent MS Office skills (Excel, Power Point, Project and Visio)
50

Regulatory Capital Management Office Resume Examples & Samples

  • Develop an understanding of JPM’s regulatory CCAR requirements and process
  • Lead consolidation of Balance Sheet and Income Statement projections for CCAR, Mid Cycle Stress Testing, and internal Risk Appetite processes
  • Coordinate and lead preparation of Federal Reserve Bank /OCC templates and associated narratives related to the Balance Sheet and Income Statement
  • Partner with LOBs to develop commentary supporting the Company’s Balance Sheet and Income statement strategy under various stress scenarios
  • Perform detailed variance analytics for Firmwide P&L drivers impacting capital to enable senior management to understand key drivers of underlying results
  • Monitor and address new regulatory CCAR requirements
  • Minimum of 4 years’ experience in a finance, capital management, control, risk or audit function preferred
  • Experienced in successful initiation and execution of process improvement
  • Knowledge of CCAR is a plus, not required
  • Ability to multi-task, prioritize and be hands on in a fast paced dynamic/changing environment to meet deadlines under pressure
51

Regulatory Capital Management Office Resume Examples & Samples

  • Run monthly Credit Derivative process to receive trade level details and consolidate data
  • Perform reconciliations related to attributes used in the RWA calculation processes
  • Move into a new role in 2017 supporting another risk stripe function in DE team
  • Strong Excel skills to support the aggressive time frame
52

Regulatory Capital Management Office Resume Examples & Samples

  • Support the firm-wide capital strategy for the securitization risk stripe through coordination of the activities of established teams in Finance and Risk to ensure successful implementation of Basel III
  • Coordinate development of Basel and other systems to ensure timely completion of firm-wide effort to standardize identification procedures and enhance the operational effectiveness of the E2E securitization credit risk capital production cycle
  • Contribute to monthly updates to Basel Capital Program stakeholders on securitization policy, control or implementation matters requiring review and management actions for resolution
  • Provide implementation guidance on identifying securitization exposures
  • Ensure consistent implementation of the hierarchy of approaches firm-wide
  • Ensure completeness and consistency of the securitization identification process firm-wide
  • Review RWA analyses and analytical reviews, and model output results with all the sub-LOB CFOs and CROs to get their agreement on the results, and the cause of any variance ahead of filing
  • Ensure ongoing compliance of business requirement documents (BRD) against internally developed standards
  • Ensure ongoing compliance of due-diligence documents against internally developed standards
  • Author periodic updates to narratives for securitization credit risk portions of annual CCAR/DFAST and quarterly Risk Appetite and Pillar III disclosures
  • Participate in Policy Working Group and industry peer groups on regulatory capital issues
  • 8+ years banking and finance experience with leading banks
  • Strong subject matter expertise in US Basel III capital requirement - securitization credit risk framework
  • Experienced in regulatory capital calculation and reporting infrastructures
53

Regulatory Capital Management Office Resume Examples & Samples

  • Maintain the Data Domain operating model for Regulatory Capital Management Office (RCMO)
  • Provide ad-hoc analysis to senior management on Capital Data related matters
  • Bachelor Degree required (Finance, Economics major preferred); advanced degree a plus
  • Experience in a data management, production or operations environment preferred
  • Experience with Basel regulatory capital rules a plus
  • Advanced skills in Microsoft Access and Excel required
54

Regulatory Capital Management Office Resume Examples & Samples

  • Understand methodology used in the financial calculations and its broader impact / contribution to the firm’s overall finance / risk framework to assess conceptual and financial soundness of implementations as well as compliance with rules and best practices
  • Evaluate appropriateness of the assumptions and methodology utilized in UTs / models / applications and identify the errors and potential improvements in the calculation processes
  • 7+ years (10+ ED) of experience in banking / financial services industry
  • Graduate degree in a Finance, Engineering, Economics, Math/Statistics or related quantitative discipline
  • Strong organizational, communication (verbal and written) and negotiation skills
  • Experience in statistical modeling software (SAS, EViews, R, Matlab etc.)
55

Regulatory Capital Management Office Resume Examples & Samples

  • Perform quarter end consolidation, calculation, and reporting of Basel Exposure
  • Perform reconciliations related to attributes used in the Exposure calculation processes, and process necessary adjustments
  • *Note: This role requires compliance with the Firm’s Consecutive Leave Policy. The policy requires certain employees in sensitive positions to be out of the office for a specified period each calendar year. Please ask the recruiter or hiring manager for additional details***
56

Regulatory Capital Management Office Resume Examples & Samples

  • Business Partner to LOB’s and Corporate Groups (FRRA, CCST, Non-business aligned CFO) in requirements gathering and business design for Capital Desktop
  • Ownership of key initiatives related to the build out of the Firms Target State Infrastructure
  • Focus on Implementation of a Centralized Stress Testing methodology for CCAR/ICAAP through Target State Infrastructure
  • Participate in firm wide RWA governance, Basel Capital program steering committee
  • Preparation of on-going Management materials governing the Target State
  • 7+ years’ experience in Finance, Risk Management, or related field
  • Experience with Basel Capital Rules desired but not essential
  • Knowledge of financial products such as securities, credit products and derivatives
  • Proven experiences in developing strong client relationships and gaining consensus on key decisions
  • Must have excellent analytical, oral and written communication skills
  • Excellent interpersonal skills necessary to work effectively with colleagues at various levels of the organization
  • Self-motivated team player. Must possess the ability to research and resolve issues independently while working across teams to acquire needed information
  • Excellent organization and control focus
  • Lead and influence without having positional authority
  • Proficient in Microsoft Project, Excel, Microsoft PowerPoint, Visio etc
57

Regulatory Capital Management Office Resume Examples & Samples

  • Design and lead data governance forum to address Basel data issues across all of Retail
  • Own key data resolution initiatives
  • Drive research and root cause analysis to remediate Basel related data issues
  • Log data issues, root cause and economic impacts in centralized Firmwide data tracking tool; manage all updates, including prioritization, escalation, and completion of issues with key stakeholders across CCB Risk, Finance and Technology
  • Identify and implement data solution which improves proactive management of data quality and reduces adjustments
  • Support monthly and quarterly data reporting and analytics
  • Streamline and create repeatable procedures for data monitoring activities
  • Work closely with Reporting, Technology and Infrastructure teams to implement strategic data vision
  • 7-10 years’ experience in Finance, Risk Management, or related field
  • Experience with Basel Capital Rules
  • Knowledge of financial products
  • Ability to develop strong client relationships and gain consensus on key decisions
58

Regulatory Capital Management Office Resume Examples & Samples

  • 3+ years experience in regulatory capital reporting, finance, risk management, or related field
  • Knowledge of financial products and financial markets, and market risk methodologies such as VaR, economic capital, regulatory capital, etc
  • Strong Excel and other Microsoft Suite background
59

Regulatory Capital Management Office Capital Controllers Resume Examples & Samples

  • Drive firm wide initiatives to ensure compliance with the Basel Regulatory Capital framework
  • Develop and implement a Basel controls framework across the firm through the RCSA infrastructure
  • Contribute to the delivery of a consistent Basel operating model framework across the firm including the review of issues and errors, variance analysis, accountability and attestation requirements for capital reporting across the Firm
  • Prepare and review 10K/Q and Pillar 3 capital disclosures
  • Oversee the control environment as it applies to the production of Basel RWA including data quality, adjustments and manual processes, identifying and developing UT’s
  • Prepare materials and present at the monthly firm wide Senior Management Basel Capital Controllers Committee meeting
  • Contribute to the monitoring and review of the Basel Quantitative Impact Studies (QIS) in partnership with the advocacy team
  • Develop an understanding of regulatory capital rules (Basel 3 Standardized, Advanced, Supplementary Leverage and GSIB) along with related ratios and metrics to enable delivery of core reporting and analysis
  • Creative self-starter with strong initiative, ability to take ownership and work independently as well as contribute to the broader team
  • Proficiency with Powerpoint and Visio to create and deliver effective presentations
  • Bachelor’s degree required, Finance/Accounting or related field preferred
60

Regulatory Capital Management Office Central Challenger Team Qualitative Review Resume Examples & Samples

  • Sales & Trading and Investment Banking (ECM, DCM, M&A),or
  • Experience in statistical modeling/validation with exposure to wholesale product pricing, market risk, and capital calculations for Basel accompanied by strong MS Excel, MS Access, VBA and SQL skills
  • Experience in analyzing or developing financial institution recovery and resolution plans (e.g. corporate restructurings, workouts, bankruptcy, capital/liquidity cross-entity fungibility) within the wholesale space will be an added bonus
  • Lead/participate in the independent assessment of forecasting frameworks used across the Firm for CCAR/DFAST. Evaluate appropriateness of key assumptions, inputs, methodology etc. and work with LOBs to close any identified gaps
  • Lead/participate in the independent review of User Tools (UT) supporting key business functions with a focus on implementation accuracy, completeness, tool design and in select cases review conceptual soundness
  • Independently develop simple models/analytical tools to benchmark LOB results across a variety of P&L and balance sheet line items thereby providing senior management an alternate perspective to assess the reasonableness of CCAR/DFAST projections
  • 3+ years of experience in banking / financial services industry
  • Excellent leadership, collaborative and team management skills
  • Self-starter who is able to perform effectively in a fast paced, results driven environment
61

Regulatory Capital Management Office Central Challenger Team Resume Examples & Samples

  • Regulatory Capital/RWA reporting for Basel (FFIEC 101/102)
  • CCAR/DFAST (FR Y14A/Q/M) and internal stress testing
  • Partner with stakeholders within the team and outside on high priority reviews and ad hoc requests concerning Stress-Testing, Recovery & Resolution and External Reporting
  • Participate in independently developing simple models/analytical tools to benchmark LOB results across a variety of P&L and balance sheet line items thereby providing senior management an alternate perspective to assess the reasonableness of CCAR/DFAST projections
  • Report and present plans, status and findings to various stakeholders and leadership
  • Graduate degree in finance, accounting, economics or MBA (undergraduate in a quantitative discipline such as Mathematics, Statistics, Engineering, or related quantitative field highly desired)
  • The candidate must be a self starter who is able to work in a fast paced, results driven environment
  • Proficient in spreadsheets, databases, MS Office and financial software applications
  • Outstanding presentation, reporting and communication skills
  • Control mindset (ability to identify control gaps and/or issues)
62

Regulatory Capital Management Office Central Challenger Team Resume Examples & Samples

  • Valuation of financial products for price testing and/or fair value adjustment
  • CCAR/DFAST and internal stress testing
  • 10+ years of experience in banking / financial services industry
  • Knowledge of financial products, financial markets and regulatory requirements
63

Regulatory Capital Management Office Central Challenger Team Qualitative Review Resume Examples & Samples

  • Regulatory Capital/RWA Calculations for Basel
  • External financial reporting (e.g. 10K/10Q, Footnote disclosures, Call Report and FR Y9C)
  • Liaise with various groups across the firm to define scope and manage engagements
  • Develop approach and implementation plan for each required central capital model
  • Partner closely with external data providers and model development resources
  • Stay abreast of regulatory and industry requirements in finance / risk / accounting to manage reviews and changes in models, systems and processes
  • 7+ years of experience in banking / financial services industry
  • Background or experience with various models, including pricing, capital, and/or financial forecasting models
  • Strong Excel, VBA and SQL skills
  • Experience and knowledge in regulatory capital rules (Basel and CCAR)
64

Regulatory Capital Management Office Fcir-capabilities Team-associate Resume Examples & Samples

  • Rapid concept prototyping and piloting of new ideas
  • Developing tactical solutions and transitional states to facilitate strategic implementations
  • Research and explore opportunities to apply big data, robotics and other technologies to business process improvement
  • Reducing long-term reliance on makeshift solutions (UTs)
  • Experience with database technology framework
  • 3+ years experience, preferably with a broad product-level exposure in multiple areas across finance, risk, technology and/or control-related functions
  • Self starter who is able to effectively perform and demonstrate leadership in a fast paced, results driven environment
  • Demonstrated interest and ability to rapidly assimilate product and/or regulatory knowledge
  • Broad knowledge of quantitative finance and/or statistics, with specialized experience in one or more areas in financial industry
  • Strong technical skills and quantitative model building experience
  • CFA/FRM/PRM or other financial/risk certification
65

Regulatory Capital Management Office Resume Examples & Samples

  • Assume end-to-end ownership of firm wide challenger models (statistical models) including managing the model validation process and relevant controls
  • Conceptualize, develop and maintain approach and implementation plan for newly developed challenger models to expand challenger coverage
  • Partner closely with external data providers and model validation/governance resources
  • Identify and execute on innovation opportunities to develop tools for enhancing review effectiveness and efficiency
  • Excellent leadership, prioritization and team management skills
66

Regulatory Capital Management Office Resume Examples & Samples

  • Functional knowledge of wholesale banking products & services such as
  • Investor Services - Custody & Fund Services, Clearing & Collateral Management, and Financing)
  • Regulatory knowledge and experience analyzing funding, capital and liquidity impacts on these businesses as a result of new regulation is highly desired
  • CFA/FRM/MBA (or obtaining such qualifications)
67

Regulatory Capital Management Office Resume Examples & Samples

  • External financial reporting (e.g. 10K/10Q, Footnote disclosures, Call Report and FR Y-9C)
  • Review and challenge LOBs and firm’s regulatory reports (e.g., FR Y14A/Q/M, FFIEC 101/102, 10K/Q) by assessing historical trends, tolerance levels, and variances across submission cycles
  • Participate in the independent assessment of forecasting frameworks used across the Firm for CCAR/DFAST. Evaluate appropriateness of key assumptions, inputs, methodology etc. and work with LOBs to close any identified gaps
  • Participate in the independent review of User Tools (UT) supporting key business functions with a focus on implementation accuracy, completeness, tool design and in select cases review conceptual soundness
  • Experience and strong knowledge in regulatory capital rules (Basel, CCAR, FR Y-9C)
68

Regulatory Capital Management Office Resume Examples & Samples

  • Evaluate design and operating effectiveness of management and business process controls
  • Periodic review existing processes across for market risk, wholesale credit risk, counterparty credit risk and retail risk stripes to identify rule/policy compliance and implementation related issues
  • Perform QA testing on identified controls in each risk stripe (wholesale, retail, OTC, Market risk, and securitization)
  • Assist in establishing control governance framework for issue identification/escalation, the root cause analysis process, and issue remediation efforts
  • Facilitate regulatory exams (FRB/OCC/SEC) and internal control functions’ reviews (Basel Independent Review/Finance Calculation Independent Review/RCMO Control Officer/Internal Audit)
  • Track and monitor remediation efforts / Action Plans
  • Partner with the business functions for closure of open issues arising from internal reviews/external exams
  • 6+ years experience in finance, internal/external audit, consulting or related field
  • Advanced communications and presentation skills; ability to interface with all levels of employees
  • Excellent time management skills, being flexible to handle multiple tasks at the same time and prioritize the tasks in the order of importance
  • Self-starter who actively contributes to team, and thrives in a continuously changing and evolving environment with a focus on efficiency and quality
  • Ability to quickly grasp concepts, learn processes and execute on deliverables in a timely manner
  • Excellent technical skills in Microsoft Office Suite, including extensive experience using PowerPoint to create polished Executive Reports
69

Regulatory Capital Management Office Resume Examples & Samples

  • Proactively understand the activities of the Markets Business and how it impacts the Firm’s capital position
  • Provide interpretations and guidance on the regulatory U.S. capital treatment of parts of the Markets Business globally as well as large or unusual transactions, partnering with internal business and finance teams as well as internal subject matter experts
  • Provide interpretations of local regulatory rules across the EMEA region with respect to: (i) proposed transactions; (i) local regulatory rule changes; (iii) capital allocation and efficiency opportunities; and (iv) evaluation of local regulatory capital implications for expansion, growth, or contraction plans
  • Identify, tracking and limiting significant differences in application between U.S. and local regulatory requirements in EMEA
  • Support EMEA based Finance teams in maintenance of regulatory capital policies under local requirements
  • Provide assistance with host country regulatory queries and exams across EMEA
  • Maintain awareness of new and emerging regulatory capital matters and dissemination of information
  • Prepare and conduct internal education sessions on current, new and proposed regulatory capital pronouncements
  • Participate in industry peer group meetings on relevant regulatory capital issues
  • Minimum of 7 years of relevant work experience
  • Product knowledge in the following areas; derivatives, securities, secured financing transactions and loans
  • Strong understanding of the Basel III capital requirements (U.S. or other application thereof) in the following areas; counterparty credit risk; wholesale credit risk, market risk and leverage ratios
  • Excellent interpersonal and communication skills (both written and oral)
  • Strong analytical skills and the ability to develop solutions that appropriately balance pragmatism, commercial reality as well as technical purity
  • Strong MS Office skills (Word, Excel, Power Point, Project and Visio)
  • Banking and finance experience with either a leading banks or a Big Four accounting Firm strongly preferred
70

Regulatory Capital Management Office Resume Examples & Samples

  • Highly motivated with strong academic background
  • Pursuing a B.A., B.S. or 5th year M.A. or M.S with an expected graduation date of December 2016/January 2017
  • Demonstrable leadership, interpersonal and relationship management skills
  • Strong organizational skills and the ability to manage multiple assignments concurrently
  • Proactive, responsive team player who can thrive in a dynamic and changing environment
  • Basic understanding of financial statements, accounting procedures, internal and external reporting, and variance analysis
  • Proficiency with MS Excel, Word and PowerPoint
  • Flexibility, ability to learn quickly
  • Candidates must be authorized to work permanently in the US
71

Regulatory Capital Management Office Resume Examples & Samples

  • Drive the data governance strategy for RCMO, including a data quality management program (end-to-end), a prioritization framework for phased implementation of data governance, delivery of enhancements to data quality, and managing data quality remediation efforts currently underway
  • Partner with the firmwide data management office and Line of Business data management for the Capital Data Domain to define critical data elements for regulatory capital, capture metadata (business glossary, data flows, lineage), define data quality requirements, partner with other data domains and find synergies with their efforts, and implement DQ measurement
  • Responsible for representing RCMO of data sourcing projects for remediation of data quality issues or to meet new regulatory requirements
  • Closely partner with extended BM&A and RCMO Controller on data related projects and analysis
  • Experience with Basel Capital Rules a must
  • A passion for data analysis and data governance
72

Regulatory Capital Management Office Resume Examples & Samples

  • Support regulatory exams (FRB/OCC/SEC) and internal control functions’ reviews (Basel Independent Review/Finance Calculation Independent Review/RCMO Control Officer/Internal Audit)
  • Support BM&A controls governance and lead ad hoc projects impacting all risk stripes and including UTs, Models, Documentation, Process review etc
  • Communicate / report on controls projects including status / roadblocks / plan
  • 2+ years experience in finance, internal/external audit, consulting or related field
  • Excellent communications and presentation skills; ability to interface with all levels of employees
73

Regulatory Capital Management Office Resume Examples & Samples

  • To perform ad-hoc quantitative impact analysis on the firm’s RWA under Basel rules and regulations based on input parameters or infrastructure changes – specific to Counterparty Derivatives risk stripe
  • To lead key initiatives related to infrastructure build out and improvements – which includes project management aspects as well as writing and reviewing BRDs – in partnership with Policy and Technology
  • Lead discussions with multiple stakeholders to achieve target state objectives specifically of improving data quality, reduce production efforts in adjustments and reduce user tools used in production process
  • To evaluate and manage controls on key processes and functions
  • To prepare objective analysis that provides perspective to senior management to support decision-making on key issues related to regulatory capital
  • 7 or more years of relevant experience; background in financial institutions and strategy preferred
  • 5-7 years’ experience in Finance, Risk Management, or related field
  • Experience with Basel Capital Rules is preferred
  • Strong analytical, critical thinking and problem solving skills with a track record of execution against deliverables, as well as, the ability to take ownership and work independently while contributing to the broader team
74

Regulatory Capital Management Office Corporate Capital Stress Testing Resume Examples & Samples

  • Managing the Firmwide Capital Stress Testing process
  • Interfacing with Regulators on capital-related issues
  • Develop an understanding of JPM’s regulatory CCAR requirements and processes
  • Perform detailed analytics for firmwide Capital to enable senior management to understand key drivers of underlying capital stress testing results
  • Coordinate and lead preparation of narratives related to Capital
  • Support the build-out / automation of CCAR reporting tools
  • Coordinate and prepare JPM’s responses to regulator and investor questions and feedback related to Capital
  • Monitor and address new regulatory Capital requirements and impacts on capital stress testing
  • Minimum of 6 years experience in a finance, capital management, control, or risk function preferred
  • Prior Basel regulatory capital experience (e.g. Basel I/II/III) preferred
  • Ability to multi-task and be hands on in a fast paced environment to meet deadlines under pressure
  • Bachelor’s degree required, Finance, Accounting or related field preferred
  • Strong analytical and financial skills with a track record of execution against deliverables
75

Regulatory Capital Management Office Resume Examples & Samples

  • Manage the monthly production cycle for RWA calculation and reporting
  • Provide analysis in support of RWA trends and forecast-to-actual variances
  • Support external regulatory filing deliverables including the FR Y-9C, FFIEC 101 and Pillar 3
  • Perform impact analysis for methodology, rule and other production changes
  • Partner with technology to implement operational efficiencies and onboard production to target state platform
  • Partner with risk management, lines of business and technology teams to identify and remediate data quality issues
  • Perform quarterly stress testing to support CCAR, ICAAP and Risk Appetite deliverables
  • Meet Sarbanes-Oxley (SOX) compliance and audit requirements
  • Manage a team of 3-5 individuals across Delaware/NY/Bangalore
  • 7-10 years of relevant experience, either treasury, financial, risk or regulatory reporting; background in financial institution or accounting firm preferred
  • Working knowledge of Basel regulatory capital rules
  • Working knowledge of wholesale risk products
  • Accounting qualification preferred (CPA/CFA/FRM/ACA)
  • Strong analytical and problem solving skills, with focus on controls
  • Ability to execute deliverables both as individual contributor and team manager
  • Ability to multi-task and work under pressure
  • Excellent interpersonal skills to collaborate effectively with cross-functional groups as well as to manage team
76

Regulatory Capital Management Office Corporate Capital Stress Testing Production & Reporting Resume Examples & Samples

  • Ensuring efficient and appropriate management of the Firm’s capital
  • Guiding Lines of Business (LOBs) and clients on efficient capital decisions
  • Develop an understanding of JPM’s regulatory CCAR, Capital and RWA requirements and processes
  • Lead aggregation of Capital, RWA and LOB projections for CCAR, Mid Cycle Stress Testing, and internal Risk Appetite processes
  • Coordinate and lead preparation of Federal Reserve schedules and associated narratives
  • Perform detailed variance analytics for firmwide Capital and RWA drivers impacting capital ratios to enable senior management to understand key drivers of underlying results
  • Coordinate and prepare JPM’s responses to regulator questions and feedback
  • Minimum of 4 years’ experience in a finance, capital management, or audit function preferred
  • Prior Planning, CCAR or Basel regulatory capital experience (e.g. Basel I/II/III) preferred
  • Control mindset (ability to identify and close control gaps and/or issues)
  • Proficiency in Microsoft Office applications (Excel & PowerPoint in particular
77

Regulatory Capital Management Office Corporate Capital Stress Testing Resume Examples & Samples

  • Minimum 5 years business process management and/or project management experience
  • Strong experience in Financial Services
  • Experience coordinating large-scale projects or processes across multiple teams/constituents
  • Strong written and verbal communication skills with ability to prepare executive level presentations
  • Strong influencing and facilitation skills
  • Ability to run meetings across diverse functions, locations and businesses
  • Knowledge of or direct experience in RWA and capital-related processes and analyses, a plus
  • Knowledge of or direct experience with regulatory reporting, a plus
78

Regulatory Capital Management Office Resume Examples & Samples

  • 2+ years of financial or regulatory reporting experience at a large financial institution
  • Degree in a Finance, Economics, Statistics, Computer Science or related field; advanced degree a plus
  • Exposure to financial products like securities and derivatives
79

Regulatory Capital Management Office Resume Examples & Samples

  • Partner with the RCMO Management Team (MDs/EDs) to drive multi-year strategy and execution plans
  • 5-10+ years of experience in business management, strategy and/or operations (preferably within the financial services industry)
  • Strong understanding of finance, risk and/or capital
  • Excellent communicator (both written and verbal) with ability to interact and communicate with senior executives as well as develop board/executive level presentations
  • Strong strategic thinker who can proactively connect the dots and challenge the status quo
  • Strong problem solving ability to identify solutions, define implementation plans and execute those solutions
  • Strong organizational, multitasking and prioritization skills – incredibly attention to detail
  • Bachelor’s degree required and masters preferred
80

Firmwide Regulatory Capital Management Office Team-corporate Capital Stress Testing Strategic Solutions Resume Examples & Samples

  • Managing the Firmwide Capital Stress Testing process
  • Ensuring efficient and appropriate management of the Firm’s capital
  • Interfacing with Regulators on capital-related issues
  • Overseeing the end-to-end risk-weighted asset (RWA) and capital measurement processes across the Firm
  • Guiding Lines of Business (LOBs) and clients on efficient capital decisions
  • Develop an understanding of JPM’s regulatory CCAR and other stress testing requirements and process
  • Support the firmwide capital stress testing process and various related projects
  • Provide SME on calculation and consolidation logic for Income Statement, Balance Sheet, RWA, and/or Capital related subschedules
  • Together with the project manager, review user acceptance testing (UAT) issues and work with technology on resolutions; document controls (as required) as part of the end-to-end implementation
  • Partner with colleagues across both Corporate Finance and line of business (LOB) functions for CCAR and other stress testing related activities
  • Support Corporate and LOB initiatives to continually improve and enhance the CCAR and other stress testing process and reporting solutions
  • Bachelor’s degree required, Finance, Accounting or quantitative field preferred (7+ years relevant experience)
  • Prior regulatory capital and/or stress testing experience strongly preferred
  • Experience with financial system implementation projects preferred
  • Focus on future strategic initiatives to improve capital stress testing capabilities – 6 to 18 months ahead
  • Knowledge of balance sheet, income statement and basic accounting concepts required
  • Knowledge of, or direct experience with, banking products and business lines preferred
  • Strong analytical and problem solving skills; experience and ability to analyze large data sets required
  • Control mindset (ability to identify and close control gaps and/or issues)
  • Ability to multi-task and be hands on in a fast paced environment to meet deadlines under pressure
  • Excellent oral & written communication and relationship management skills
  • Creative self starter with strong initiative, ability to take ownership and work independently as well as contribute to the broader team
  • Proficiency in Microsoft Office applications (Excel & PowerPoint in particular)
81

Regulatory Capital Management Office Firmwide External Reporting Controller Resume Examples & Samples

  • Determine current state for controls over end to end process for capital, RWA and Leverage with heavy focus on integrity of data at source
  • Improve control framework by addressing issues at the Source (focus on CFO attestation) working with asset class FERC teams and LOBs as required
  • Develop standard operating procedures for review of each schedule and disclosure
  • Develop standard training curriculum for team and functional partners
  • Partner with key stakeholders to develop best practices for capturing appropriate variance analysis and anticipated reporting changes
  • Partner with FRRA and SEC (External reporting teams) to determine implementation strategy for new requirements
  • Partner with Data Domains to ensure definitions are appropriate, consistent and sustained
  • Monitor applicable User Tool controls and partner with FIRS & BM&A (External and Internal JPM groups) to determine strategy for eliminating
  • Partner with SOX and RCSA teams to continue to develop robust controls around the Capital production and reporting processes
  • Partner with BM&A, FRRA and FIRS team to react to new schedules or disclosures
  • Build out schedule/disclosure owner role
  • Partner with FRRA and SEC and LOB FERC teams to develop [execute] QA strategy
  • Execute/partner on testing of key controls for CFO attestation
  • 7+ years of relevant experience
  • Degree qualified - ideally a numerate degree
  • CPA qualified - preferred
  • Good Regulatory Capital knowledge
  • Strong interpersonal skills and good communication skills
  • Strong technical skills (Advanced Excel)
  • Controls focused
  • Ability to work effectively, meet challenging deadlines and to work under pressure
  • Ability to identify and solve problems independently and accept responsibility
82

Regulatory Capital Management Office Resume Examples & Samples

  • Support regulatory capital governance and controls related efforts
  • Assist on budget and headcount forecasting and planning, real estate planning, and etc
  • Assist on other business management initiatives such as confluence, SharePoint, intranet management
  • Support periodic department wide reporting and analysis (expense, budget, vacation entitlements)
  • Support onboarding and career development for RCMO people
  • Coordinate new business initiative approval processes, and manage ad-hoc projects
  • Provide business management value added support for the strategy and development of RCMO Sub-teams, and provide creative solutions to emerging issues or enhancement opportunities
  • 3+ years experience in the financial services industry
83

Regulatory Capital Management Office Resume Examples & Samples

  • Review documentation and interview subject matter experts
  • Assess compliance with requirements and produce reports for management
  • Meet with regulators as part of ongoing regulatory reviews
  • Stay current with emerging regulatory requirements and expectations, and stay plugged into developments in models, systems, and processes
  • In depth experience in one or more of the core regulatory capital Pillar I frameworks: Retail Credit Risk, Wholesale Credit Risk, Counterparty Credit Risk, Securitization Risk, and Operational Risk
  • Experience should include one or more of the following aspects: policy, risk management, finance, model development, model review, key data elements, project management, and audit
  • Experience in risk management with a basic understanding of risk drivers
  • Experience in finance control functions
  • Experience in risk models, pricing models or analytics
  • Experience in Basel Pillar II requirements
  • Experience in credit risk management
84

Regulatory Capital Management Office Resume Examples & Samples

  • Manage and track all recruiting and hiring efforts as well as interviews in partnership with recruiting
  • Manage onboarding of all team members (i.e. seating, equipment, access, etc)
  • Manage headcount tracking, open reqs, expenses in Bengaluru
  • Help establish local team organization and structure (i.e. staff meetings, training, etc)
  • Managing all the Visitor visit to RCMO India, agenda and logistics
  • Arrange meeting logistics for the team with support from shared admins in India
  • Liaising with GFI BM to ensure all relevant submissions for RCMO as required
  • Support Business Continuity Planning (incl. regular updates required by GFI ORM) for RCMO India
  • Handling People Agenda for RCMO India and liaising with RCMO Global People Agenda team
  • Tracking the completion of mandatory training the talent development
  • Manage procurement of assets and stationery , and keeping the stock of the same
  • Coordinate with Technology to get the issue expedited and fixed
  • Graduate with 2+ years experience in the financial services industry