RCA Consultant Cover Letter

Please consider me for the RCA consultant opportunity. I am including my resume that lists my qualifications and experience.

In the previous role, I was responsible for ongoing HR consulting services through advising leaders on HR programs, practices, policies, legislation and regulatory requirements including interpretation of policy, identification of risk, impact to the business and recommended solutions.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Familiarity with either Archer or other similar eGRC systems
• Previous Risk Management, Compliance, or Audit experience
• Experience in audit principles and/or testing and monitoring programs, reporting and analysis
• Previous experience developing and enhancing new procedures and processes
• Advanced knowledge with Microsoft Excel and RSA Archer applications
• Expert level understanding of consumer banking products, policies, operations and associated risks related to Consumer Banking
• Operate independently within the CBSS framework, often with tight deadlines and multiple, concurrent projects
• Partner with CBSS business line leaders, the Centralized Agile Studio team, and the Second Line of Defense Risk subject matter experts

I submit this application to express my sincere interest in the RCA consultant position.

In my previous role, I was responsible for bCP risk related oversight, guidance and consultation for specified business line in CBSS.

Please consider my qualifications and experience:

• Provide risk expertise for complex change initiatives to ensure compliance with existing Risk policies
• Significant experience and subject matter expertise of compliance and operational risks related to consumer and small business products
• Considerable knowledge and experience with the industry, products, policies, operations and procedures related to Consumer and Small Business Banking
• Strong experience and skills in leadership and management of process, projects and people
• Comprehensive knowledge and experience with the industry, products, policies, operations and procedures related to Consumer and Business Banking
• Additional Certifications desirable (e.g., CRCM, CIA, CPA, Certified ScrumMaster), or other professional certifications
• Engage on quarterly operational and compliance risk assessments to understand and provide input and credible challenge for inherent risk ratings control environment risk ratings
• Build and maintain an effective CBSS FaRB program including appropriate risk assessment, preventive and detective controls, issue management, and management reporting

I submit this application to express my sincere interest in the RCA consultant position.

Previously, I was responsible for oversight to first line compliance activities to assure compliance with significant regulatory requirements (i.e., SEC, FINRA, OCC, and Federal Reserve), as well as corporate policies.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Collaborate with multiple levels of CBSS to identify and service specialized needs across the different business lines
• Make informed risk decisions expeditiously to ensure consistent and timely risk support for the journey teams
• Keep Experience Studio Central Risk Leader informed of all risk decisions
• Work with regulatory agencies and Corporate Audit Services in connection with Exams/Audits
• Proven experience and subject matter expertise of compliance and operational risks related to consumer and small business products
• Comprehensive knowledge and experience with the industry, products, policies, operations and procedures related to Consumer and Small Business Banking
• Previous experience in Agile work environment desirable
• Additional Certifications desirable (e.g., CRCM)

I submit this application to express my sincere interest in the RCA consultant position.

Previously, I was responsible for support and guidance to CBSS Business Units on what actions to take in dealing with high risk and special requirements customer accounts.

Please consider my experience and qualifications for this position:

• Demonstrated compliance and operational risk knowledge
• Previous experience with BCI, BCRA and/or CAT process
• Proven experience managing change
• Support CBB in an anticipatory posture related to the rapidly changing risk and compliance environment, while balancing process efficiencies and customer experience
• Demonstrated experience working with the Scaled Agile Framework process
• Considerable knowledge of applicable laws, regulations, financial services, and regulatory trends that impact Omnichannel
• Considerable understanding of Omnichannel’s operations, products/services, systems, and associated risks/controls
• Knowledge of Enterprise Risk Tools