Prime Finance Cover Letter

In response to your job posting for prime finance, I am including this letter and my resume for your review.

In the previous role, I was responsible for compliance advisory services to Global Markets front, middle and back office on regulatory and compliance issues, with specific focuses on Prime Solutions & Finance business, EQD Sales and Strategic Equities businesses.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• The role requires working closely with management and key stake-holders around the firm to develop short, medium and long-term goals for managing operational risk
• Strategic guidance will be provided by the Global Head of Client Services, and locally by the Head of Equities, Americas
• Willingness to improve current processes
• Experience from a Prime Brokerage house advantageous
• Client service experience gained from exposure to Global Markets products, particularly, Listed Derivatives, Equity Swaps, Stock Lending operations
• Advanced financial modeling & analytical skills
• Comfortable working with cross-functional teams and working in an unstructured environment
• Proficiency in financial software and systems including Excel, COGNOS, and OFA

Please consider me for the prime finance opportunity. I am including my resume that lists my qualifications and experience.

In the previous role, I was responsible for day-to-day APAC equity-execution service coverage to QPB clients across hedge fund and non-hedge fund segment.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Drive automation of manual process in the Onboarding flow
• Preferred) Working understanding of Equities, Bonds, and Equity Swap products and relevant process flows is necessary
• Work closely with Integration to ensure new clients are set up correctly
• Oversee issuance and collection of margin calls
• Ensure trades are processed and settle smoothly
• Assist clients with access to reporting and educate them on their daily reports
• Oversee asset servicing including dividend processing, tax withholding and corporate actions
• Provide Sales and Account Management with regular updates on the clients’ activity and trends

I submit this application to express my sincere interest in the prime finance position.

In the previous role, I was responsible for hedge fund and institutional clients with access to execution, clearing and settlement of exchange listed products as well as custody services and margin lending.

I reviewed the requirements of the job opening and I believe my candidacy is an excellent fit for this position. Some of the key requirements that I have extensive experience with include:

• Solid proficiency in MS Office
• Manages and leads teams through expertise across several different disciplines within the finance function
• Experience as CFO of a mid-sized/large company preferred
• Experience in emerging markets, ideally India
• Ideally experience in First/ Last Mile Logistics and/or eCommerce and/or Fulfillment
• Either from DPDHL and/or other eCommerce giants/competitors and/or Consulting background
• Be impactful and thought leading in setting margin policy and own infrastructure development and implementation of margin and risk enhancements, partnering with Prime Risk peers, Market Risk, Credit Risk, Technology, Margin Operations, Client Service and clients
• Work with the corporate function of risk, Credit Risk and Market Risk, to continually ensure Prime Finance is represented and its client base remain in good standing

I am excited to be applying for the position of prime finance. Please accept this letter and the attached resume as my interest in this position.

In the previous role, I was responsible for services to the Hedge Fund clients in the areas of due diligence inquiries from potential investors, maintaining/checking client fee schedules and their accurate billing, account opening and closing for organic changes to Funds.

Please consider my qualifications and experience:

• As part of the new client on-boarding process, or as needed, review client portfolio�s, run applicable margin calculators, analyze the various margin regimes and communicate the various differences and alternative considerations to Sales, Client Service and clients
• Partner with Prime Risk peers, Product Management and Technology to continuously improve risk and margin surveillance through strategic applications and exception reporting
• Act as a point of escalation for Client Service, Sales, Credit Risk, Market Risk and Margin Operations
• As needed, work on analytical type department initiatives outside of risk and margin, such as financial resource usage and allocation, data analysis and client level MIS
• Assist Compliance and Margin Operations when necessary for audit and regulatory inquiries and examinations
• Relevant post qualification accounting experience (public practice/industry mix preferred
• Support the Prime Brokerage business and the suite of products covered (including Swap / Cash / Fixed Income)
• Single entry point within the Middle Office for set-up of New Funds / Clients

I would like to submit my application for the prime finance opening. Please accept this letter and the attached resume.

In the previous role, I was responsible for information, recommendations, and updates on issues impacting trade products/transactions to Global Trade Operations and internal partners.

My experience is an excellent fit for the list of requirements in this job:

• Ensure that the needs of the clients’ third party vendors such as administrators are met
• Ensure compliance with various regulations around securities custody and reporting
• Vice President or equivalent
• Understands value and delivers on excellent client service
• Synthetics knowledge highly preferred
• Energetic self-starter that takes initiative and shows perseverance, demonstrating effectiveness working independently and in a multi-disciplinary team
• A pragmatic problem solver and analytical thinker, capable of challenging processes and making recommendations
• A keen awareness of Compliance, Risk and Controls